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20241242 Ver 1_KM 401 WQC Request_20240912_20240912
Albemarle US, Inc. 4250 Congress Street, Suite 900 Charlotte, North Carolina 28209 980-299-5700 www.albemarle.com September 12, 2024 Sue Homewood By Electronic Mail: sue.homewood@deq.nc.gov 401 & Buffer Permitting Branch Division of Water Resources Subject: Request for Section 401 Individual Water Quality Certification Kings Mountain Lithium Mine Project Kings Mountain, Cleveland County, North Carolina Dear Sue Homewood: On behalf of Albemarle U.S., Inc. (Albemarle), SWCA Environmental Consultants (SWCA) is submitting an individual water quality certification request for the above-referenced project in Cleveland County, North Carolina. To assist with your review of the electronic Pre-Construction Notification Form application, we have enclosed the following revised documents: • An Agent Authorization Letter • A Supplemental Permit Support Document Please contact Charlie Benton at Charlie.Benton@swca.com with any questions regarding the enclosed information. Sincerely, SWCA Environmental Consultants Charlie Benton, Sr. Natural Resources Manager cc: Trevor Chesal, Albemarle John Kuhn, Albemarle Application for Section 401 Individual Water Quality Certification Supplemental Permit Support Document Kings Mountain Lithium Mine Project September 12, 2024 Document No.: KM60-EN-RP-9433 Revision: v3 Application for Section 404 Individual Permit for the Kings Mountain Lithium Mine Project Revision Record Revision Date V1 7/30/24 V2 8/20/2024 V3 9/10/2024 Approval Record SWCA Prepared By: SWCA Approved By: Description 100% draft for review Revised 100% draft for review Final draft for agency submittal Name Title Signature Date Charlie Benton Sr. Natural Resources Team Lead Andrew Harley Project Manager Albem arle Approved By: John Kuhn Mine Environmental Permitting Lead Revision Narrative N/A Disclaimer 9 )2. Z'-j This document is a working document. This document may change over time because of new information, or further analysis, or de liberation. © Albemarle Corporation All rights reserved. I Printed copies should be used with caution The user of this document must ensure the current approved version of this document is being used. Doc No.: KM60-EN-RP-9072 Revision: v3 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 ii Revision: v3 Acronyms and Abbreviations Acronym Definition AJD Approved Jurisdictional Determination Albemarle Albemarle U.S., Inc. amsl above mean sea level APE area of potential effects BMP best management practice CAP Community Advisory Panel CGP Construction General Permit CMP corrugated metal pipe CWA Clean Water Act CWMP contact water management pond CY cubic yard dbh diameter at breast height DEMLR North Carolina Department of Environmental Quality, Division of Energy, Mineral, and Land Resources DMS dense media separation DOD Department of Defense DOE U.S. Department of Energy EA Environmental Assessment ESIA Environmental and Social Impact Assessment EV electric vehicle FEMA Federal Emergency Management Agency ft feet gpm gallons per minute HDPE high-density polyethylene HUC Hydrologic Unit Code I-85 Interstate 85 IDF inflow design flood IPaC Information for Planning and Consultation Kings Mountain Facility lithium compound and metal production facility KMM Kings Mountain Mine kV kilovolt legacy mine legacy Kings Mountain Mine Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 iii Revision: v3 Acronym Definition LOM life of the mine MSHA Mine Safety and Health Administration NAG non-acid generating NC SHPO North Carolina State Historic Preservation Office NCDEQ North Carolina Department of Environmental Quality NCDLR North Carolina Division of Land Resources NCDMS North Carolina Division of Mitigation Services NCSAM North Carolina Stream Assessment Method NCWAM North Carolina Wetland Assessment Method NCWRC North Carolina Wildlife Resources Commission NEPA National Environmental Policy Act NGO Non-governmental Organization NHD National Hydrography Dataset NHPA National Historic Preservation Act NPDES National Pollutant Discharge Elimination System NPI non-process infrastructure NRHP National Register of Historic Places NWI National Wetland Inventory OSA North Carolina Office of State Archaeology OSF overburden storage facility PAG potentially acid generating PEM Palustrine Emergent PFO Palustrine Forested PJD Preliminary Jurisdictional Determination PRM Permittee Responsible Mitigation Project Kings Mountain Lithium Mine Project PSS Palustrine Shrub-Scrub PUB Palustrine Unconsolidated Bottom ROM run of mine RSF rock storage facility SPCCP Spill Prevention, Control, and Countermeasure Plan SWCA SWCA Environmental Consultants SWPPP Storm Water Pollution Prevention Plan Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 iv Revision: v3 Acronym Definition TSB Tin-Spodumene Belt TSF tailings storage facility USACE U.S. Army Corps of Engineers USDA U.S. Department of Agriculture USFWS U.S. Fish and Wildlife Service WOTUS waters of the United States WSB water storage basin WTP water treatment plant Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 v Revision: v3 TABLE OF CONTENTS Revision Record ....................................................................................................................... i Approval Record ...................................................................................................................... i Revision Narrative .................................................................................................................... i Disclaimer i Acronyms and Abbreviations .................................................................................................. ii 1 INTRODUCTION ..................................................................................................................... 1 2 LANDOWNER INFORMATION (PCN SECTION B.2) ........................................................... 1 3 PROJECT INFORMATION AND PRIOR PROJECT HISTORY (PCN SECTION C) ............. 2 3.1 Existing Conditions (PCN Section C4A) .............................................................. 2 3.1.1 Location............................................................................................................... 2 3.1.2 Mine History ........................................................................................................ 2 3.1.3 Current Conditions .............................................................................................. 3 3.2 Approved and Pending Permits (PCN Section C4C) .......................................... 8 3.3 List the Total Estimated Acreage of all Existing Wetlands on the Property (PCN Section C4F) ...................................................................................................... 9 3.3.1 Kings Mountain Mine Site ................................................................................. 10 3.3.2 Archdale TSF Site ............................................................................................. 10 3.4 List the Total Estimated Linear Feet of all Existing Streams on the Property (PCN Section C4G) .......................................................................................... 16 3.4.1 Kings Mountain Mine Site ................................................................................. 16 3.4.2 Archdale TSF Site ............................................................................................. 21 3.5 Purpose of the Project (PCN Section C4H) ...................................................... 21 3.6 Overall Project Description, Impacts, and Equipment to be Used (PCN Section C4I) .................................................................................................................. 22 3.6.1 Proposed Activity Overview .............................................................................. 22 3.6.2 Kings Mountain Mine Site ................................................................................. 23 3.6.3 Archdale TSF Site ............................................................................................. 30 3.7 Jurisdictional Determination (PCN Section C5) ................................................ 32 3.7.1 Kings Mountain Mine Site ................................................................................. 32 3.7.2 Archdale TSF Site ............................................................................................. 32 3.8 Addresses of Adjoining Property Owners (PCN Section C7) ............................ 32 3.9 Scheduling of Activity (PCN Section C8) .......................................................... 32 4 PROPOSED IMPACTS SUMMARY (PCN SECTION D) ..................................................... 33 4.1 Direct Impacts Summary (PCN Section D1) ..................................................... 33 4.1.1 Impact Area 1: Northern Non-Process Infrastructure ........................................ 33 4.1.2 Impact Area 2: South Creek Road Crossing ..................................................... 34 4.1.3 Impact Area 3: Overburden Storage Facility 1 .................................................. 34 4.1.4 Impact Area 4: Rock Storage Facility A ............................................................ 34 4.1.5 Impact Area 5: Kings Creek Haul Road ............................................................ 35 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 vi Revision: v3 4.1.6 Impact Area 6: Run of Mine (ROM) Pad ........................................................... 35 4.1.7 Impact Area 7: Water Storage Basin 1 Dam Improvement ............................... 35 4.1.8 Impact Area 8: Water Storage Basin 1 Inundation ............................................ 37 4.1.9 Impact Area 9: Concentrator Facilities .............................................................. 37 4.1.10 Impact Area 10: Mine Pit Expansion ................................................................. 37 4.2 Wetland Impacts (PCN Section D2) .................................................................. 37 4.3 Stream Impacts (PCN Section D2) ................................................................... 37 4.4 Open Water Impacts (PCN Section D3) ............................................................ 37 4.5 Indirect Impacts ................................................................................................. 40 4.6 Cumulative Impacts ........................................................................................... 40 5 IMPACT JUSTIFICATION AND MITIGATION (PCN SECTION E) ...................................... 40 5.1 Description of Avoidance and Minimization Measures Incorporated in the Project Design (PCN Section E1A) .................................................................. 40 5.1.1 Alternative Analysis ........................................................................................... 40 5.1.2 Alternative Site Selection Screening Criteria .................................................... 41 5.1.3 Site Alternatives Evaluation .............................................................................. 42 5.1.4 On-Site Alternative Analysis .............................................................................. 46 5.2 Design Plan Avoidance and Minimization Measures Through Construction Techniques (PCN SECTION E1B) ................................................................... 47 5.3 Determination of LEDPA ................................................................................... 48 6 COMPENSATORY MITIGATION (PCN SECTION E2) ........................................................ 48 7 ENDANGERED SPECIES AND DESIGNATED CRITICAL HABITAT (PCN SECTION G5) ....................................................................................................................... 49 7.1 Federally Listed Species ................................................................................... 49 7.2 State Listed Species ......................................................................................... 50 8 CULTURAL RESOURCES (PCN SECTION G7) ................................................................. 50 8.1 Historic Architecture .......................................................................................... 51 8.2 Archaeology ...................................................................................................... 51 9 Public Outreach (PCN Section H) ...................................................................................... 52 List of Tables Table 1: List of Approved and Pending Permits for the Kings Mountain Mine Site ....................... 9 Table 2: List of Approved and Pending Permits for the Archdale TSF Site .................................. 9 Table 3: Wetlands and Waterbodies Identified during Field Survey for the Kings Mountain Mine Site .............................................................................................................................................. 11 Table 4: Wetlands and Waterbodies Identified during Field Survey for the Archdale TSF Site .. 15 Table 5: Streams Identified during Field Survey for the Kings Mountain Mine Site .................... 17 Table 6: Stream Segment Acreage for the Kings Mountain Mine Site ........................................ 20 Table 7: Annual Mine Production Schedule ................................................................................ 28 Table 8: Mining Sequence Time Periods and General Activities ................................................ 32 Table 9: WSB-1 Parameters and Elevations .............................................................................. 36 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 vii Revision: v3 Table 10: Summary of Proposed Wetland Impacts .................................................................... 38 Table 11: Summary of Proposed Stream Impacts ...................................................................... 39 Table 12: Summary of Proposed Open Water Impacts .............................................................. 39 Table 13: Aquatic Resources Impacts as a Percentage of Resource (Site and Basin) .............. 40 Table 13: Alternative Site Screening Summary .......................................................................... 45 Table 14: On-Site Alternatives Summary of WOTUS Impacts .................................................... 47 Table 15: Compensatory Mitigation Impact Analysis .................................................................. 49 Table 16: Summary of Required Credits ..................................................................................... 49 Table 17: USFWS Federally Listed Species with Potential to Occur within the Project Area ..... 49 List of Figures Figure 1 Location Map Figure 2 Aerial Map (Existing Conditions) Figure 3 Kings Mountain Mine Site Permitted Mine Areas Figure 4 Moss Neisler Mine Permitted Mine Areas Figure 5 Kings Mountain Mine Site Topographic Contour Map Figure 6 Kings Mountain Mine Site FEMA Flood Zone Map Figure 7 Kings Mountain Mine Site Soils Map Figure 8 Kings Mountain Mine Site Vegetation Communities Map Figure 9 Kings Mountain USACE Wetland and Stream Delineation Figure 10 Stream Network Map Figure 11 Kings Mountain Mine Site Isolated Waterbodies Figure 12 Archdale TSF Site Topographic Contour Map Figure 13 Archdale TSF Site FEMA Flood Zone Map Figure 14 Archdale TSF Site Soils Map Figure 15 Archdale TSF Site Vegetation Communities Map Figure 16 Archdale TSF Site Wetland Delineation Figure 17 Archdale TSF Site Aquatic Features Figure 18 Watershed Overview Figure 19 Kings Mountain Mine Site Mine Site Plan Figure 20 Archdale TSF Site Plan Figure 21 Kings Mountain Mine Site Simplified Operations Material Flow Figure 22 Kings Mountain Mine Site Simplified Operations Water Balance Figure 23 WOTUS Impact Areas Overview Figure 24 WOTUS Impact Area 1 Figure 25 WOTUS Impact Areas 2 and 3 Figure 26 WOTUS Impact Area 4 Figure 27 WOTUS Impact Areas 5 and 6 Figure 28 WOTUS Impact Areas 7, 8, and 9 Figure 29 WOTUS Impact Areas 8 and 9 Figure 30 WOTUS Impact Area 10 (NCDEQ jurisdiction only) Figure 31 South Creek Road Crossing Plan View Figure 32 Kings Creek Haul Road Crossing Detail Figure 33 Impact Area #5 Kings Creek Haul Road Crossing Cross-Section Figure 34 Site Alternative Locations Figure 35 On-site Alternative 1 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 viii Revision: v3 Appendices Appendix A: Maps and Figures Appendix A-1: Detailed WOTUS Impact Maps (1:200 Scale) Appendix B-1: Tax Parcel ID Map and List of Property Owners-Kings Mountain Site Appendix B-2: Tax Parcel ID Map and List of Property Owners-Archdale Site Appendix C: Kings Mountain Mine Site Aerial Imagery Showing Historic Mining (1950-2020) Appendix D: Archdale TSF Site Aerial Imagery Showing Historic Mining (1984-2020) Appendix E: Kings Mountain Mine Site Wetland and Waterbody Delineation Report Appendix F: Archdale TSF Site Wetland and Waterbody Delineation Report Appendix G: Kings Mountain Mine Site AJD SAW-2018-00616 Appendix H: Archdale TSF Site AJD SAW-2019-01131 Appendix I: List of Adjoining Property Owners Appendix J: NCDMS Acceptance Letter Appendix K: SHPO Consultation Appendix L: Public Outreach Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 1 Revision: v3 1 INTRODUCTION 1 The Applicant, Albemarle U.S., Inc. (Albemarle), headquartered in Charlotte, North Carolina, is a 2 leading global producer of lithium-based chemicals. Albemarle currently operates a lithium 3 compound and metal production facility (Kings Mountain Facility) at the site of the legacy Kings 4 Mountain Mine (KMM) (legacy mine) located in the city of Kings Mountain in Cleveland County, 5 North Carolina (Figures 1 and 2, Appendix A). To meet the current and expected demand for 6 lithium products, Albemarle intends to reopen the legacy mine and construct facilities to produce 7 spodumene concentrate from the spodumene resource to be mined from the existing, inactive, 8 open pit. Non-ore-bearing rock generated during mining and processing operations will be 9 managed onsite (or transferred off-site), while tailings generated during processing will be 10 transported to an approved offsite tailings storage facility (TSF). As such, the proposed Kings 11 Mountain Lithium Mine Project is the Kings Mountain Lithium Mine Site with the Archdale TSF 12 Site, and Partnership with Martin Marietta Materials to Utilize the Aggregate Byproduct (Project). 13 The alternative analysis provided in Section 5 details how the proposed Project was selected and 14 determined to be the Least Environmentally Damaging Practicable Alternative (LEDPA). 15 Because the proposed Project will impact jurisdictional wetlands and streams, Albemarle is 16 requesting 401 Individual Water Quality Certification in support of the Section 404 Individual 17 Permit with the U.S. Army Corps of Engineers (USACE). 18 This document provides supplemental information to the Electronic Pre-construction Notification 19 Form (E-PCN), version 4.3 (12/04/2023). The sections contained herein follow the sequence of 20 the actual PCN form. Pertinent documents and reports have also been attached as appendices 21 to support the proposed construction, operation, and closure of the Kings Mountain Lithium Mine 22 (Project). 23 2 LANDOWNER INFORMATION (PCN SECTION B.2) 24 The proposed Project is on land owned and/or leased by Albemarle and consists of two sites, 25 hereafter referred to as the “Kings Mountain Mine” and “Archdale TSF,” located in Cleveland 26 County, North Carolina (Figures 1 and 2, Appendix A). The Kings Mountain Mine site contains 27 approximately 1,146 acres, and the Archdale TSF site contains approximately 144 acres (1,290 28 acres total). Appendix B provides a Tax Parcel Identification Map of both sites and a list of property 29 ownership. Site coordinates for both sites are provided on Figure 1 in Appendix A. 30 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 2 Revision: v3 3 PROJECT INFORMATION AND PRIOR PROJECT HISTORY 31 (PCN SECTION C) 32 3.1 Existing Conditions (PCN Section C4A) 33 3.1.1 Location 34 The proposed Project is on private land owned and/or leased by Albemarle and consists of two 35 (2) sites, the Kings Mountain Mine site and Archdale TSF site, located in Cleveland County, North 36 Carolina (Figures 1 and 2, Appendix A). 37 The Kings Mountain Mine site is approximately 1,146 acres and is bisected by Interstate 85 (I-38 85), with the larger area located on the northern side of the highway and a smaller area south of 39 I-85. The northern area of the Kings Mountain Mine site is bordered by South Battleground 40 Avenue (Highway 216) to the northwest, Dixon School Road, and Tin Mine Road to the southwest, 41 Quarry Road to the northeast, and I-85 to the southeast. Martin Marietta Materials operates an 42 aggregate quarry that borders the Project Area to the east. The southern area of the Kings 43 Mountain Mine site is bordered by I-85 to the northwest and York Road and Galilee Church Road 44 to the southeast. The Kings Mountain Gateway Trail goes around the site with an access point off 45 Galilee Church Road, although as part of the Project the Gateway Trail will be relocated outside 46 the Project Area. 47 The Archdale TSF site is located approximately 3 miles southwest of the Kings Mountain Mine 48 site and is bounded by Interstate I-85 and US Highway 29. The Archdale TSF site is approximately 49 144 acres. 50 3.1.2 Mine History 51 Kings Mountain Mine Site 52 Mining at Kings Mountain started in 1883 with the discovery of cassiterite, a tin-bearing mineral, 53 within the outcropping pegmatites. Subsequently, open pit mining for tin occurred sporadically 54 between 1903 and 1937. Between 1943 and 1945, under sponsorship of the U.S. government, 55 Solvay established a processing plant and mined spodumene for lithium from the pegmatite 56 outcroppings at Kings Mountain. In the early 1950s, the Foote Mineral Company, a subsidiary of 57 Newmont Mining Corporation, purchased the property and began open pit mining and extracting 58 lithium from spodumene. In 1993, exploration and mining operations ceased when the open pit 59 bottom reached a depth of approximately 600 feet (ft) above mean sea level (amsl). In early 1994, 60 a lake started to form in the open pit, primarily from rainfall and surface water run-off from the 61 surrounding watershed; groundwater infiltration is a minor contributor to the lake level. The pit 62 eventually reached an elevation of 822 ft amsl before dewatering began, and the current level is 63 approximately 805 ft amsl. During the filling of the lake (approximately 1994 to April 2024), water 64 was sporadically pumped from the mine pit lake to the adjacent Martin Marietta Materials 65 aggregate quarry to support their operations. In 2015, Albemarle acquired the site and resumed 66 exploration and mine feasibility studies. Dewatering of the pit began in April 2024 under an 67 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 3 Revision: v3 individual National Pollutant Discharge Elimination System (NPDES) permit and will continue until 68 the pit is completely dewatered (before construction of the project begins). 69 Within the current site, Albemarle operates a lithium compound and metal production facility that 70 includes a 5,000-metric-ton, battery-grade, lithium hydroxide facility and a Global Technical 71 Center for Research and Development. These facilities are unrelated to the proposed mine. 72 Appendix C provides a historical perspective of mining activities and disturbance based on 73 available aerial imagery from 1950 to 2020. 74 Two mine permits issued by the North Carolina Department of Environmental Quality (NCDEQ) 75 Division of Energy, Mineral, and Land Resources (DEMLR), the East Mine permit (DEMLR Permit 76 No. 23-01) and the West Mine permit (DEMLR Permit No. 23-34), cover portions of the Kings 77 Mountain Mine site (Figure 3, Appendix A). The East Mine permit area occupies approximately 78 614.3 acres. The lithium compound and metal production facility, Global Technical Center for 79 Research and Development, and components such as the pit lake, waste rock piles, and several 80 human-made ponds occupy the northern portion of the East Mine permit area. A former tailings 81 impoundment occupies the southern (south of I-85) East Mine permit area. The West Mine permit 82 area is approximately 157.4 acres and contains a reservoir formed by the prior impoundment of 83 South Creek, a legacy TSF, and a small surface mine area where sand tailings are currently being 84 removed and sold. A total of 771.7 acres of the Kings Mountain Mine site are currently under 85 permit. In 2022 and 2023, Albemarle purchased an additional 374 acres, which constitute the 86 remainder of the Kings Mountain Mine site. 87 The Kings Mountain Gateway Trail goes around the site with access points off Galilee Church 88 Road and Battleground Avenue. The trail will be relocated and will not exist on the site when 89 project construction begins. 90 Archdale TSF Site 91 The Archdale TSF site is part of a larger mine area (Moss-Neisler Mine) permitted by DEMLR 92 under Mine Permit No. 23-03 and is operated by IMERYS (Figure 4, Appendix A). Mica mining 93 was initiated on the Archdale TSF site in the mid-1990s, and active mining ceased in 2014. 94 Albemarle purchased the Archdale TSF site in 2023; there is no active mining occurring on the 95 site. Appendix D provides a historical perspective of mining activities and disturbance from 96 available aerial imagery from 1994 to 2020. 97 3.1.3 Current Conditions 98 Both the Kings Mountain Mine and Archdale TSF sites have been disturbed by prior mining 99 activities. These activities have resulted in altered landscapes and human-made water features 100 (ponds and reservoirs). The following provides current features of the Kings Mountain Mine site 101 and Archdale TSF site. 102 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 4 Revision: v3 Kings Mountain Mine Site 103 Topography 104 The topography of the Kings Mountain Mine site can be described as a complex of streams and 105 wetland areas interspersed within legacy waste rock storage piles, sand tailings disposal areas, 106 and human-made ponds and reservoirs. The current topography of the site is provided on Figure 107 5 in Appendix A. Notable topographic features include the pit lake, several waste rock piles, South 108 Creek Reservoir, and Executive Club Lake (see Hydrology section below for details). Topography 109 ranges from 750 to 1,000 ft amsl. 110 Floodplains 111 The Federal Emergency Management Agency (FEMA) National Flood Hazard mapping depicts 112 approximately 21 acres of the Kings Mountain Mine site being within Zone AE of the 100-year 113 floodplain. These mapped floodplain areas are located along Kings Creek (Figure 6, Appendix A). 114 No Project activities are proposed within the floodplain. 115 Soils 116 The U.S. Department of Agriculture (USDA) Soil Survey mapped 16 soil unit types and three non-117 soil units within the Kings Mountain Mine site. Soils consist primarily of Udorthents, loamy, 0 to15 118 percent slopes (approximately 32 percent of the site), Madison-Bethlehem complex, 2 to 8 percent 119 slopes (approximately 9 percent of the site), and Madison-Bethlehem complex, 8 to 15 percent 120 slopes (approximately 8 percent of the site). The majority of the soils are classified as well drained. 121 Approximately 2 percent (Chewacia loam, 0 to 2 percent slopes) of the Kings Mountain Mine site 122 soils are considered hydric (Figure 7, Appendix A). 123 Vegetation 124 Legacy mining activities have heavily disturbed the Kings Mountain Mine site. This included a 125 mine pit, sand tailings, waste rock piles, and water storage areas. Agricultural disturbance and 126 urban development have also occurred within the site since at least the 1950s. Most of the 127 vegetative communities are a result of vegetative regeneration of the historic mining areas. In 128 addition, portions of the site with sizable wetlands and waterways have been or are currently 129 influenced by beaver activity. Outside of the areas disturbed by mining activities, the Project Area 130 consists of deciduous forest and mixed deciduous-pine forests in various stages of forest 131 succession. 132 Six upland land use/vegetative communities were mapped within the Kings Mountain Mine site 133 (Figure 8, Appendix A) and include: 134 • Developed: This land use category includes areas recently and currently used for activities 135 associated with the chemical plant, Global Technical Center for Research and 136 Development, former campground and movie theater, and recently acquired residential 137 properties. Vegetation in these areas is primarily ornamentals and grass species. Some 138 areas are barren ground. 139 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 5 Revision: v3 • Forested Upland Deciduous: Upland deciduous forests in the Project Area are generally 140 characterized by relatively widely spaced, large trees with a developed understory of 141 smaller trees, shrubs, and herbaceous species. Dominant canopy tree species include 142 American sweetgum (Liquidambar styraciflua), tulip tree (Liriodendron tulipifera), 143 American beech (Fagus grandifolia), red maple (Acer rubrum), white oak (Quercus alba), 144 red oak (Quercus rubra), mockernut hickory (Carya tomentosa), and chestnut oak 145 (Quercus montana). Understory species commonly observed in the deciduous forest are 146 flowering dogwood (Cornus florida), black cherry (Prunus serotina), American holly (Ilex 147 opaca), American hornbeam (Carpinus caroliniana), eastern red cedar (Juniperus 148 virginiana), greenbrier (Smilax spp.), blackberry (Rubus spp.), and spicebush (Lindera 149 benzoin). These understory species generally fill in the gaps between trees, with 150 blackberry and greenbrier species occupying areas with greater sunlight access. In 151 younger, successional forests that were more recently logged or disturbed, the dominant 152 species are American sweetgum, tulip tree, red maple, and white oak, with blackberry and 153 greenbrier species in the understory. These successional forests are generally more 154 dense and less diverse than the older deciduous forests. Both mature and successional 155 deciduous forests have portions with dense blackberry and greenbrier. The deciduous 156 forests are most common on hillslopes, lower elevation areas, and along streams. 157 • Forested Upland Evergreen: The upland evergreen forest community is dominated by 158 stands of loblolly pine (Pinus taeda). Other less common evergreen trees observed were 159 Virginia pine (Pinus virginiana) and shortleaf pine (Pinus echinata). There are both mature 160 pine forests and successional pine forests throughout the Project Area, commonly in the 161 higher elevations. Mature pine forests generally contain evenly spaced large trees with a 162 moderate amount of understory vegetation, primarily the dominant successional 163 deciduous species discussed above. Successional pine forests generally contain dense, 164 young pine trees and lack a developed understory. Similar to the deciduous forests, 165 blackberry and greenbrier species are common in portions of both the mature and 166 successional pine forests. 167 • Forested Upland Mix: This vegetative community is the most common forest type and 168 includes a mixture of deciduous and evergreen trees and shrubs. There are both mature 169 and successional mixed forests throughout the Project Area. The mixed forests observed 170 generally do not have well-developed herbaceous layers and often consisted of Christmas 171 fern (Polystichum acrostichoides), ground cedar (Diphasiastrum digitatum), Japanese 172 honeysuckle (Lonicera japonica), and wild garlic/onion (Allium spp.), when present. Early 173 successional mixed forests are denser and have less diversity and a sparser herbaceous 174 layer than mature mixed forests. 175 • Herbaceous Upland: The herbaceous upland communities consist of non-wetland areas 176 dominated by non-woody vegetation. These communities are common within the existing 177 rights-of-way, in recently disturbed or cleared areas, and along edge habitats (e.g., forest 178 edges, roadsides). Dominant herbaceous species include broom-sedge (Andropogon 179 virginicus), wild garlic/onion, Kentucky blue grass (Poa pratensis), goldenrod species 180 (Solidago spp.), and southern crab grass (Digitaria ciliaris). 181 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 6 Revision: v3 • Scrub-Shrub Upland: This community type is a transition between the herbaceous and 182 forested upland areas. It includes species found in both the herbaceous community and 183 young sapling trees found in the forested uplands. 184 Three wetland community types were identified and delineated on the Kings Mountain Mine site. 185 In addition, streams and open water bodies (Palustrine Unconsolidated Bottom [PUB]) were also 186 identified and delineated (Figures 8 and 9, Appendix A). Wetland vegetative communities 187 included: 188 • Palustrine Emergent (PEM) Wetland: The PEM wetland communities consist of a 189 prevalence of hydrophytic non-woody vegetation less than 3 ft in height, generally located 190 in open areas without a tree canopy layer. Many of the emergent wetlands are along pond 191 and stream edges or in small depressional areas where woody vegetation has not 192 developed. In addition, emergent wetlands were found within maintained and mowed utility 193 line easements. Most emergent wetlands are subject to periodic inundation rather than 194 permanent flooding. Dominant herbaceous species include giant cane (Arundinaria 195 gigantea), bushy bluestem (Andropogon glomeratus), lamp rush (Juncus effusus), 196 cottongrass bulrush (Scirpus cyperinus), lesser poverty rush (Juncus tenuis), fowl blue 197 grass (Poa palustris), shallow sedge (Carex lurida), and goldenrod species. 198 • Palustrine Forested (PFO) Wetland: The PFO wetland communities consist of a 199 prevalence of hydrophytic woody species 20 ft or greater in height and 3 inches or greater 200 in diameter at breast height (dbh). Most of the forested wetlands are mature forests with 201 large trees along stream sides or within flooded areas influenced by human and/or beaver 202 activity. Smaller forested wetlands are generally associated with the emergence of 203 groundwater on hillsides adjacent to streams and likely do not have year-round surface 204 water. Several forested wetlands were also observed along the edges of lakes and ponds 205 that may be periodically inundated after large storm events. The tree strata are dominated 206 by red maple, American sycamore (Platanus occidentalis), water oak (Quercus nigra), 207 sugarberry (Celtis laevigata), American elm (Ulmus americana), and American sweetgum. 208 • Palustrine Shrub-Scrub (PSS) Wetland: The PSS wetland communities consist of a 209 prevalence of hydrophytic woody vegetation less than 20 ft tall. Most of the shrub-scrub 210 wetlands in the Project Area are in linear depressional areas along the Gateway Trail or 211 within portions of the Executive Club Lake wetland complex that are subject to periodic 212 flooding. Most of these wetlands occur as dense thickets dominated by only a few shrub-213 scrub species and have a sparse herbaceous layer. The shrub-scrub strata are 214 dominated by brookside alder (Alnus serrulate), American sycamore, black willow (Salix 215 nigra), Chinese privet (Ligustrum sinense), and red maple. 216 Hydrology 217 The natural drainage network in the vicinity of the Kings Mountain Mine site is heavily influenced 218 by historical and active mining activities. The drainage network consists of two main drainages, 219 Kings Creek and South Creek, and several constructed water bodies (Figures 9 and 10, Appendix 220 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 7 Revision: v3 A). The contributing watersheds to the site are roughly defined by the surrounding road network 221 and historic waste rock piles and sand tailings disposal areas. 222 Kings Creek passes through the site from northeast to southwest but is first intercepted by the 223 Martin Marietta Materials quarry pit upstream of the Kings Mountain Mine site. Water intercepted 224 by the Martin Marietta Materials quarry pit is pumped out on a periodic basis and discharged into 225 Kings Creek. The Martin Marietta Materials quarry pit pumping system has a pumping capacity of 226 2,500 gallons per minute (gpm). Pumping is generally associated with rainfall events. 227 As Kings Creek enters the Kings Mountain Mine site, it is routed under the current Global 228 Technical Center for Research and Development through a 620-ft long corrugated metal pipe 229 (CMP) culvert (4 ft in diameter). From this point, Kings Creek flows to the southwest and joins 230 with the discharge from the South Creek Reservoir (State Dam ID: CLEVE-007-H) before crossing 231 under I-85 through three concrete box culverts (7 ft wide x 10 ft high). South of I-85, Kings Creek 232 joins with the discharge from Executive Club Lake (State Dam ID: CLEVE-006) before flowing off-233 site to the southwest. 234 Executive Club Lake was formed during previous mining operations as a tailings settling 235 impoundment. An embankment (dam) was constructed to a crest elevation of 850 ft amsl, with a 236 trapezoidal spillway constructed at an elevation of 845 ft amsl, which was the original control pool 237 elevation during operations. In the early 2000s, a portion of the embankment was removed to an 238 elevation of 820 ft amsl, and water flow exits through the original dam footprint. The elevation of 239 the current exit at 820 ft amsl allows for storage of several feet of water. This shallow pond collects 240 runoff from the watershed immediately upgradient and flows freely over a rock spillway into an 241 unnamed tributary, joining with Kings Creek approximately 1,500 ft downstream of the lake. The 242 area below the confluence of Kings Creek and Executive Club Lake is currently blocked by a 243 beaver dam, forming a large marshy area in the drainage and resulting in localized flooding. 244 South Creek begins northwest of the Kings Mountain Mine site in an area of residential 245 neighborhoods. The creek flows generally southward before entering the South Creek Reservoir, 246 formed as part of the historic mining activities in the area, and discharges to Kings Creek through 247 a short unnamed tributary. South Creek Reservoir was constructed in the mid-1950s and was 248 utilized as a water source and tailings pond for the former mine. In 2019, the spillway from the 249 South Creek Reservoir into Kings Creek was upgraded and now consists of two 32-inch-diameter 250 high-density polyethylene (HDPE) culverts through the embankment. The culverts discharge to a 251 rock energy dissipater that joins Kings Creek. 252 There are several human-made, isolated waterbodies on the site, the most prominent being the 253 pit lake (Figure 11, Appendix A). The pit lake is formed in the legacy mine pit and does not 254 discharge to the stream network. The current pit lake elevation is approximately 805 ft amsl and 255 would need to rise to approximately 880 ft before discharging into Kings Creek. No. 1 Mill Pond 256 is a historic water management impoundment with an emergency overflow through a culvert under 257 the railroad spur into Kings Creek, and Mud Pond 1 has an emergency overflow through a culvert 258 under an access road into Kings Creek. Mud Pond 2, and PEG 25 Pond collect local stormwater 259 but have no discharge capabilities. 260 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 8 Revision: v3 Archdale TSF Site 261 Topography 262 The topography of the Archdale TSF site can be described as a former mine excavation. 263 Elevations range from 750 to 1,050 ft amsl (Figure 12, Appendix A). 264 Floodplains 265 FEMA National Flood Hazard mapping does not depict any areas in the Archdale TSF site being 266 within Zone AE of the 100-year floodplain (Figure 13, Appendix A). 267 Soils 268 Figure 14 in Appendix A depicts the soil unit types mapped within the site. It should be noted that 269 the mapped soils do not reflect the mine activities that have occurred since the mid-1990s. The 270 soils are primarily mapped as Hulett gravely sandy loam, 2 to 8 percent slopes (26 percent of the 271 site), Madison gravelly sandy clay loam, 2 to 8 percent slopes, moderately eroded (21 percent of 272 the site), and Madison-Bethlehem complex, 8 to 15 percent slopes, very stony, moderately eroded 273 (20 percent of the site). All soil types within the site are classified as well drained and are not 274 listed as hydric. 275 Vegetation 276 Figure 15 in Appendix A depicts the vegetative communities that occur on the Archdale TSF site, 277 primarily upland forested communities. Upland vegetative community species composition in the 278 site is similar to that found on the Kings Mountain Mine site. Wetland communities were limited to 279 open water areas classified as non-jurisdictional PUB and PSS wetlands (Figure 16, Appendix 280 A). 281 Hydrology 282 The Archdale TSF site is a former mine area that contains isolated open water and volunteer 283 recruited wetland areas resulting from previous mining activities (Figure 16, Appendix A). The site 284 has no well-defined drainage due to historic mining activities. Discharges from the site during and 285 after mining occur by pumping from the mine pit into an unnamed tributary of Dixon Branch under 286 permit NCG020089. Albemarle is applying for a new NCG02 permit for future activities to occur 287 there, as outlined in Section 3.3. Dixon Branch is a tributary to Kings Creek (Figure 17, Appendix 288 A), which is in the Kings Creek watershed (Hydrologic Unit Code [HUC] 0305010509) (Figure 18, 289 Appendix A). 290 3.2 APPROVED AND PENDING PERMITS (PCN SECTION C4C) 291 A list of approved and pending permits for the Kings Mountain Mine site is provided in Table 1. 292 293 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 9 Revision: v3 Table 1: List of Approved and Pending Permits for the Kings Mountain Mine Site 294 Agency Permit/Approval Date Issued NCDEQ-DEMLR East Mine Permit No.23-01 04/15/2024 NCDEQ-DEMLR West Mine Permit No.23-34 03/08/2024 NCDEQ-DEMLR* Consolidated Mine Permit No. 23-01 Pending NCDEQ-DEMLR CGP CLEVE-2023-004 8/10/2022 NCDEQ-DEMLR CGP CLEVE-2023-036 5/2/2023 NCDEQ-DEMLR CGP CLEVE-2024-0100 11/9/2023 NCDEQ-DEMLR CGP CLEVE-2024-0119 6/4/2024 NCDEQ-DEMLR Dam Safety Authorization Pending NCDEQ-DWR NPDES NC0090212 3/25/2024 NCDEQ-DWR 401 Certification WQC005830 4/18/2023 NCDEQ-DWR Stormwater Permit NCG02 Pending NCDEQ-DAQ Minor Source Air Permit Pending USACE NW 3 SAW-2023-00221 1/30/2023 USACE AJD/PJD SAW-2023-00294 Pending Local Rezoning Permit Pending Local Sewer Extension Permit Pending Local Building Permit Pending *Mine permits 23-01 and 23-34 will be combined with additional acreage for a new mining permit for the Kings Mountain site. 295 AJD = Approved Jurisdictional Determination; CGP = Construction General Permit; DAQ = Division of Air Quality; DEMLR = Division of Energy, Mineral, 296 and Land Resources; DWR = Division of Water Resources; NCDEQ = North Carolina Department of Environmental Quality; NPDES = National Pollutant 297 Discharge Elimination System; PJD = Preliminary Jurisdictional Determination; USACE = U.S. Army Corps of Engineers. 298 A list of approved and pending permits for the Archdale TSF site is provided in Table 2. 299 Table 2: List of Approved and Pending Permits for the Archdale TSF Site 300 Agency Permit/Approval Date Issued NCDEQ-DEMLR Mine Permit No.23-03 2/26/2016 NCDEQ-DEMLR Mine Permit No. Pending NCDEQ-DWR Stormwater Permit NCG02 Pending USACE AJD SAW-2019-01131 9/4/2019 USACE AJD Pending *Portions of Mine Permit 23-03 will be removed from this permit and a new mine permit for the Archdale site will be applied for. 301 AJD = Approved Jurisdictional Determination; DEMLR = Division of Energy, Mineral, and Land Resources; DWR = Division of Water Resources; 302 NCDEQ = North Carolina Department of Environmental Quality; USACE = U.S. Army Corps of Engineers. 303 3.3 LIST THE TOTAL ESTIMATED ACREAGE OF ALL EXISTING 304 WETLANDS ON THE PROPERTY (PCN SECTION C4F) 305 The Kings Mountain Mine site and the Archdale TSF site are located within the Kings Creek 306 Watershed Boundary (Figure 18, Appendix A). The Kings Creek watershed has been assigned 307 HUC 0305010509. Wetlands on the Kings Mountain and Archdale sites were delineated in 308 accordance with the Corps of Engineers Wetland Delineation Manual (USACE 1987) and the 309 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 10 Revision: v3 Regional Supplement to the Corps of Engineers Wetlands Delineation Manual: Eastern 310 Mountains and Piedmont Region (Version 2.0) (USACE 2012). Delineation details are provided 311 in the Kings Mountain wetland and waterbody delineation report (Appendix E). 312 3.3.1 Kings Mountain Mine Site 313 SWCA Environmental Consultants (SWCA) delineated 44 distinct wetlands (40.22 acres total) 314 and 12 ponds/impoundments (85.58 acres) on the Kings Mountain Mine site (Table 3). Of these 315 resources, 36.84 acres of wetlands are considered jurisdictional to the USACE and the NCDEQ. 316 An additional 20.88 acres of ponds/impoundments were jurisdictional to the USACE/NCDEQ, with 317 the remainder being non-jurisdictional, as they are isolated or are stormwater features (Figures 9 318 and 11, Appendix A). Wetlands were evaluated using the North Carolina Wetland Assessment 319 Method (NCWAM) to determine the functional basis of each distinct resource. Table 3 provides 320 details of each distinct resource. Map details, delineations forms, and functional assessment 321 score sheets are provided in the Kings Mountain Wetland and Waterbody Delineation report 322 (Appendix E). 323 An Approved Jurisdictional Determination (AJD) request and a Preliminary Jurisdictional 324 Determination (PJD) request were submitted to the USACE on October 3, 2023. Field reviews 325 were conducted by the Krysta Stygar (USACE) on February 28 and 29, 2023 and Emily Greer 326 (USACE) and Samantha Daily (USACE) on March 5, 2024. Sue Homewood (NCDEQ) reviewed 327 the site on March 5, 2024. 328 Subsequent to the March 5, 2024, agency field review, the proposed Project Area was modified. 329 SWCA conducted delineations on April 22 and May 21 through 23, 2024, for this additional area. 330 A revised PJD request was submitted to the USACE on July 12, 2024. No changes to the AJD 331 request were made because only isolated features are addressed in the AJD and no new isolated 332 features were identified. 333 3.3.2 Archdale TSF Site 334 SWCA delineated one wetland (7.63 acres) and five ponds/impoundments (9.42 acres) within the 335 Archdale TSF site (Figure 16, Appendix A). These six resources are isolated and not considered 336 jurisdictional to the USACE or NCDEQ. Wetlands were evaluated using NCWAM to determine 337 the functional basis for each distinct resource. Table 4 provides details for each distinct resource. 338 Map details, delineation forms, and functional assessment score sheets are provided in the 339 Archdale Wetland Delineation Report provided in Appendix F. 340 An AJD request was submitted to the USACE on January 4, 2024. No field reviews were 341 conducted on the Archdale TSF site by either the USACE or NCDEQ. No USACE or NCDEQ 342 jurisdictional wetlands occur within the Archdale TSF site. All aquatic features are isolated 343 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 11 Revision: v3 Table 3: Wetlands and Waterbodies Identified during Field Survey for the Kings Mountain Mine Site 344 Feature ID Location SWCA’s Opinion of Jurisdictional Status* Wetland Classification† Acres Overall NCWAM Rating Explanation W-A01 35.209155, -81.366017 USACE non- jurisdictional PFO (isolated) 0.04 High Isolated portion of wetland not abutting or adjacent to an RPW. No observed continuous surface connection to downstream TNW. W-A01 35.209334, -81.366373 Section 404 wetland PFO 0.02 High Abuts an RPW that is a tributary to a TNW. W-A03 35.211897, -81.368606 Section 404 wetland PFO 0.98 High Abuts an RPW that is a tributary to a TNW. W-A04 35.214789, -81.359268 USACE non- jurisdictional PFO (isolated) 0.18 Medium Abuts an isolated pond lacking a continuous surface connection to a downstream TNW. W-A05 35.214826, -81.356738 USACE non- jurisdictional PEM (isolated) 0.55 High Abuts an isolated pond lacking a continuous surface connection to a downstream TNW. W-A05 35.214591, -81.357382 USACE non- jurisdictional PFO (isolated) 0.21 Medium Abuts an isolated pond lacking a continuous surface connection to a downstream TNW. W-A06 35.218462, -81.360190 USACE non- jurisdictional PEM (isolated) 0.11 High Lacks a continuous surface connection to a downstream TNW. W-A07 35.218209, -81.359240 USACE non- jurisdictional PEM (isolated) 0.19 High Lacks a continuous surface connection to a downstream TNW. W-A10 35.218075, -81.357651 USACE non- jurisdictional PFO (isolated) 0.09 Medium Abuts an isolated pond and lacks a continuous surface connection to a downstream TNW. W-A11 35.205214, -81.351997 Section 404 wetland PEM 1.84 High Abuts an RPW that is a tributary to a TNW. W-A11 35.205199, -81.352115 Section 404 wetland PFO 11.17 High Abuts an RPW that is a tributary to a TNW. W-A11 35.207809, -81.352040 USACE non- jurisdictional PFO (isolated) 0.16 High Portion of W-A11 that is adjacent to an RPW but does not have continuous surface connection. W-A12 35.208132, -81.350264 Section 404 wetland PSS 0.05 High Abuts an RPW that is a tributary to a TNW. W-A13 35.208573, -81.345253 USACE non- jurisdictional PFO (isolated) 0.32 Medium Isolated and lacks a continuous surface connection to a downstream TNW. Bermed area along Gateway Trail. W-A14 35.209219, -81.344538 USACE non- jurisdictional PFO (isolated) 0.57 High Isolated and lacks a continuous connection to a downstream TNW. Bermed area along Gateway Trail. W-A15 35.212451, -81.342238 Section 404 wetland PFO 0.41 High Abuts and drained by a non-RPW that has a continuous connection to a downstream TNW. Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 12 Revision: v3 Feature ID Location SWCA’s Opinion of Jurisdictional Status* Wetland Classification† Acres Overall NCWAM Rating Explanation W-A16 35.216006, -81.340624 Section 404 wetland PEM 0.72 High Abuts and drained by a non-RPW that has a continuous connection to a downstream TNW. W-A16 35.214810, -81.340578 Section 404 wetland PSS 3.98 Medium Abuts and drained by a non-RPW that has a continuous surface connection to a downstream TNW. W-A16 35.213306, -81.341829 Section 404 wetland PFO 0.05 High Abuts and drained by a non-RPW that has a continuous surface connection to a downstream TNW. W-A17 35.220218, -81.358137 USACE non- jurisdictional PEM (isolated) 0.20 Medium Isolated wetland that drains into the mining pit. No continuous surface connection to a downstream TNW. W-A38 35.207514, -81.346360 USACE non- jurisdictional PFO (isolated) 0.21 High Isolated and lacks a continuous surface connection to a downstream TNW. Bermed area along Gateway Trail. W-A39 35.207499, -81.348764 Section 404 wetland PEM 0.03 Medium Abuts and drained by a non-RPW that has a continuous surface connection to a downstream TNW. W-07A 35.214683, -81.369513 Section 404 wetland PSS 0.50 High Abuts an RPW that is a tributary to a TNW. W-B01 35.207746, -81.360185 Section 404 wetland PFO 5.97 High Abuts an impoundment (South Creek Reservoir) with a continuous surface connection to a downstream TNW. W-B01 35.207718, -81.361718 Section 404 wetland PSS 0.41 High Abuts an impoundment (South Creek Reservoir) with a continuous surface connection to a downstream TNW. W-B02 35.212735, -81.364358 Section 404 wetland PSS 0.03 High Abuts and drained by a non-RPW that has a continuous surface connection to a downstream TNW. W-B03 35.214667, -81.354113 USACE non- jurisdictional PEM (stormwater retention) 0.36 High Wetland area that receives flow from permitted stormwater output. No continuous surface connection exists between this wetland and other aquatic resources. W-B05 35.217679, -81.347169 Section 404 wetland PEM 0.08 High Adjacent to an RPW with a continuous surface connection to a downstream TNW. Connected via culvert under the main site drive to an upstream wetland and RPW. W-B05 35.217613, -81.347095 Section 404 wetland PSS 0.10 High Adjacent to an RPW with a continuous surface connection to a downstream TNW. Connected via culvert under the main site drive to an upstream wetland and RPW. W-B06 35.217342, -81.346022 Section 404 wetland PFO 0.12 High Abuts an RPW with a continuous surface connection to a downstream TNW. W-B07 35.215618, -81.35194 Section 404 wetland PEM 0.03 Medium Abuts an RPW with a continuous surface connection to a downstream TNW. W-B08 35.213655, -81.354138 Section 404 wetland PFO 0.06 High Abuts an RPW with a continuous surface connection to a downstream TNW. Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 13 Revision: v3 Feature ID Location SWCA’s Opinion of Jurisdictional Status* Wetland Classification† Acres Overall NCWAM Rating Explanation W-B09 35.21154, -81.353291 Section 404 wetland PSS 0.26 High Abuts an RPW with a continuous surface connection to a downstream TNW. W-B10 35.216270, -81.351006 USACE non- jurisdictional PEM (stormwater retention) 0.05 High Permitted stormwater retention pond by Albemarle tech center. W-B11 35.218168, -81.350787 Section 404 wetland PEM 0.01 Medium Abuts an RPW with a continuous surface connection to a downstream TNW. W-B12 35.218898, -81.350795 Section 404 wetland PEM 1.09 High Abuts an RPW with a continuous surface connection to a downstream TNW. W-B13 35.218491, -81.348623 Section 404 wetland PFO 0.25 High Abuts an RPW with a continuous surface connection to a downstream TNW. W-B14 35.211643, -81.344995 Section 404 wetland PEM 1.47 High Abuts an impoundment with a continuous surface connection to a downstream TNW. W-B14 35.212889, -81.34386 Section 404 wetland PFO 2.12 High Abuts an impoundment with a continuous surface connection to a downstream TNW. W-B14 35.209858, -81.348324 Section 404 wetland PSS 4.68 High Abuts an impoundment with a continuous surface connection to a downstream TNW. W-C01 35.219844, -81.365597 Section 404 wetland PFO 0.30 High Abuts an RPW that is a tributary to a TNW. W-C02 35.215987, -81.365944 Section 404 wetland PEM 0.03 High Abuts an RPW that is a tributary to a TNW. W-C03 35.210274, -81.368546 USACE non- jurisdictional PFO (isolated) 0.14 High Isolated depression and lacks a continuous surface connection to a downstream TNW. W-C04 35.216902, -81.338777 Section 404 wetland PFO 0.08 High Abuts an RPW that is a tributary to a TNW. WB-A01 35.214813, -81.359708 USACE non- jurisdictional PUB (Mud Pond 1) 1.20 N/A Isolated pond without a continuous surface connection to a downstream TNW. WB-A02 35.215637, -81.365737 Section 404 non- wetland waters PUB 0.21 N/A Impoundment (pond) of an RPW with a continuous surface connection to a downstream TNW. WB-A03 35.216742, -81.357433 USACE non- jurisdictional PUB (isolated) 1.29 N/A Isolated human-made pond without a continuous surface connection to a downstream TNW. WB-A04 35.215725, -81.355824 USACE non- jurisdictional PUB (No.1 Mill Pond) 7.16 N/A Isolated human-made pond without a continuous surface connection to a downstream TNW. WB-A05 35.225892, -81.35591 USACE non- jurisdictional PUB (isolated) 0.17 N/A Isolated pond without a continuous surface connection to a downstream TNW. Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 14 Revision: v3 Feature ID Location SWCA’s Opinion of Jurisdictional Status* Wetland Classification† Acres Overall NCWAM Rating Explanation WB-A06 35.219003, -81.361017 USACE non- jurisdictional PUB (isolated) 0.98 N/A Pond without a continuous surface connection to a downstream TNW. Isolated within the Project Area. WB-A08 35.218214, -81.357261 USACE non- jurisdictional PUB (Mud Pond 2) 0.68 N/A Pond without a continuous surface connection to a downstream TNW. Isolated within the Project Area. WB-A09 35.207978, -81.350426 Section 404 non- wetland waters PUB 0.18 N/A Abuts a wetland and RPW with a continuous surface connection to a downstream TNW. WB-A10 35.223561, -81.353367 USACE non- jurisdictional PUB (Mine Pit Lake) 53.22 N/A Man-made mining pit. Isolated with no continuous surface connection to a downstream TNW. WB-B01 35.209922, -81.357186 Section 404 non- wetland waters PUB (South Creek Reservoir) 8.37 N/A Impoundment with a continuous surface connection to a downstream TNW. WB-B02 35.210203, -81.345041 Section 404 non- wetland waters PUB (Executive Club Lake) 11.68 N/A Impoundment with a continuous surface connection to a downstream TNW. WB-C01 35.217740, -81.336839 Section 404 non- wetland waters PUB 0.44 N/A Impoundment with a continuous surface connection to a downstream TNW. Total USACE Jurisdictional PFO Wetlands 21.53 Total USACE Jurisdictional PSS Wetlands 10.01 Total USACE Jurisdictional PEM Wetlands 5.30 Total USACE Jurisdictional PUB Non-wetland Waters 20.88 Total USACE Jurisdictional Wetlands (excluding PUBs)* 36.84 Wetlands were either adjacent to or abutting an RPW or non- RPW with a continuous surface connection to a downstream TNW. Total USACE Non-Jurisdictional Wetlands (excluding PUBs)* 3.38 Isolated wetlands and/or wetlands without a continuous surface connection to a downstream TNW; additionally, stormwater retention ponds. Total USACE Non-Jurisdictional PUBs* 64.70 Isolated ponds/lakes or ones lacking a continuous surface connection to a downstream TNW. *This determination is SWCA’s professional opinion of the jurisdictional status of each feature under NCDEQ and USACE criteria. 345 † PEM = palustrine emergent; PFO = palustrine forested; PSS = palustrine shrub/scrub; PUB = palustrine unconsolidated bottom (pond/lake). 346 N/A = not applicable; NCDEQ = North Carolina Department of Environmental Quality; NCWAM = North Carolina Wetland Assessment Method; RPW = relatively permanent water; SWCA = SWCA 347 Environmental Consultants; TNW = traditionally navigable water; USACE = U.S. Army Corps of Engineers. 348 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 15 Revision: v3 Table 4: Wetlands and Waterbodies Identified during Field Survey for the Archdale TSF Site 349 Feature ID Survey Date Jurisdictional Status* Wetland Classification† Acres NCWAM Rating Explanation W-D01 09/26/2023 NCDEQ/USACE non-jurisdictional Headwater Forest (PSS) 7.63 High Isolated wetland not abutting or adjacent to an RPW. No observed continuous connection to downstream TNW. WB-D01 09/26/2023 NCDEQ/USACE non-jurisdictional Open Water (PUB) 1.11 N/A Isolated mine pond not abutting or adjacent to an RPW. No observed continuous connection to downstream TNW. WB-D02 09/26/2023 NCDEQ/USACE non-jurisdictional Open Water (PUB) 1.27 N/A Isolated mine pond not abutting or adjacent to an RPW. No observed continuous connection to downstream TNW. WB-D03 09/26/2023 NCDEQ/USACE non-jurisdictional Open Water (PUB) 5.48 N/A Isolated mine pond not abutting or adjacent to an RPW. No observed continuous connection to downstream TNW. WB-D04 09/26/2023 NCDEQ/USACE non-jurisdictional Open Water (PUB) 0.93 N/A Isolated mine pond not abutting or adjacent to an RPW. No observed continuous connection to downstream TNW. WB-D05 09/26/2023 NCDEQ/USACE non-jurisdictional Open Water (PUB) 0.22 N/A Isolated mine pond not abutting or adjacent to an RPW. No observed continuous connection to downstream TNW. WB-D06 09/26/2023 NCDEQ/USACE non-jurisdictional Open Water (PUB) 0.41 N/A Isolated sediment pond not abutting or adjacent to an RPW. No observed continuous connection to downstream TNW. Total NCDEQ/USACE Non-Jurisdictional Wetlands 7.63 Total NCDEQ/USACE Non-Jurisdictional PUBs 9.42 * This determination is SWCA’s professional opinion of the jurisdictional status of each feature under NCDEQ and USACE criteria. 350 † PSS = palustrine shrub-scrub; PUB = palustrine unconsolidated bottom (pond/lake). 351 N/A = not applicable; NCDEQ = North Carolina Department of Environmental Quality; NCWAM = North Carolina Wetland Assessment Method; RPW = relatively permanent water; SWCA = SWCA 352 Environmental Consultants; TNW = traditionally navigable water; USACE = U.S. Army Corps of Engineers. 353 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 16 Revision: v3 3.4 LIST THE TOTAL ESTIMATED LINEAR FEET OF ALL EXISTING 354 STREAMS ON THE PROPERTY (PCN SECTION C4G) 355 Stream segments on the Kings Mountain Mine and Archdale TSF sites were delineated in 356 accordance to the Corps of Engineers Wetland Delineation Manual (USACE 1987) and the 357 Regional Supplement to the Corps of Engineers Wetlands Delineation Manual: Eastern 358 Mountains and Piedmont Region (Version 2.0). Streams were also assessed and characterized 359 pursuant to guidance provided in the NCDEQ Methodology for Identification of Intermittent and 360 Perennial Streams and Their Origins (Version 4.11). Delineation details are provided in the 361 wetland and waterbody delineation reports (Appendix E and F). 362 3.4.1 Kings Mountain Mine Site 363 SWCA delineated 37 distinct stream segments (22,527 linear ft total), of which 19 stream 364 segments were classified as intermittent and 18 stream segments were classified as perennial 365 within the Project Area (Figure 9, Appendix A). Except for one stream, all the delineated streams 366 are USACE and NCDEQ jurisdictional. Isolated stream S-A13 (446 linear ft) was determined to 367 be jurisdictional only for the NCDEQ. Ephemeral segments were also identified in the Project 368 Area. However, based on field review and discussions with the USACE and NCDEQ, these 369 features were not considered regulated jurisdictional areas. As such, these features are not 370 depicted on Figure 9 in Appendix A. Streams were evaluated using the North Carolina Stream 371 Assessment Method (NCSAM) to determine the functional basis of each distinct resource (Table 372 5). Map details, delineation forms, and functional assessment score sheets are provided in the 373 Kings Mountain Wetland and Waterbody Delineation Report provided in Appendix E. An AJD/PJD 374 request was submitted to the USACE on October 3, 2023. Field reviews were conducted by Krysta 375 Stygar (USACE) on February 28 and 29, 2023, and Emily Greer (USACE) and Samantha Daily 376 (USACE) on March 5, 2024. Sue Homewood (NCDEQ) reviewed the site on March 5, 2024. 377 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 17 Revision: v3 Table 5: Streams Identified during Field Survey for the Kings Mountain Mine Site 378 Feature ID Location Jurisdictional Status* Resource Classification Linear Feet Overall NCSAM Rating Explanation S-A02 35.207197, -81.362848 Section 404 non-wetland waters Intermittent stream 324 High RPW portion of S-A02 with a continuous surface connection to a downstream TNW. S-A04 35.208801, -81.365308 Section 404 non-wetland waters Intermittent stream 1,037 High RPW with a continuous surface connection to a downstream TNW. S-A04 35.207549, -81.362939 Section 404 non-wetland waters Perennial stream 821 Medium RPW with a continuous surface connection to a downstream TNW. S-A05 35.210156, -81.362836 Section 404 non-wetland waters Perennial stream (South Creek) 4,407 High RPW with a continuous surface connection to a downstream TNW. S-A06 35.21262, -81.368194 Section 404 non-wetland waters Intermittent stream 413 High RPW with a continuous surface connection to a downstream TNW. S-A06 35.213087, -81.367478 Section 404 non-wetland waters Perennial stream 232 High RPW with a continuous surface connection to a downstream TNW. S-A07 35.214219, -81.370912 Section 404 non-wetland waters Intermittent stream 33 High RPW with a continuous surface connection to a downstream TNW. S-A07 35.213377, -81.367158 Section 404 non-wetland waters Perennial stream 1,825 High RPW with a continuous surface connection to a downstream TNW. Downstream portion was mapped as S-B03. S-A07a 35.214428, -81.369161 Section 404 non-wetland waters Perennial stream 272 High RPW with a continuous surface connection to a downstream TNW. S-A07a1 35.214679, -81.369258 Section 404 non-wetland waters Intermittent stream 80 High RPW with a continuous surface connection to a downstream TNW. S-A09 35.213466, -81.367565 Section 404 non-wetland waters Intermittent stream 42 High RPW with a continuous surface connection to a downstream TNW. S-A10 35.212295, -81.3633549 Section 404 non-wetland waters Intermittent stream 313 High RPW with a continuous surface connection to a downstream TNW. S-A13 35.218236, -81.358158 USACE non-jurisdictional; NCDEQ jurisdictional isolated stream Intermittent stream 446 High Isolated RPW without a continuous surface connection to a downstream TNW. S-A17 35.207911, -81.349761 Section 404 non-wetland waters Intermittent stream 721 High RPW with a continuous surface connection to a downstream TNW. S-A17 35.207360, -81.351472 Section 404 non-wetland waters Perennial stream 774 High RPW with a continuous surface connection to a downstream TNW. Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 18 Revision: v3 Feature ID Location Jurisdictional Status* Resource Classification Linear Feet Overall NCSAM Rating Explanation S-A18 35.210947, -81.352346 Section 404 non-wetland waters Intermittent stream 273 High RPW with a continuous surface connection to a downstream TNW. S-A20 35.207832, -81.350737 Section 404 non-wetland waters Intermittent stream 108 High RPW with a continuous surface connection to a downstream TNW. S-A21 35.207800, -81.350569 Section 404 non-wetland waters Intermittent stream 55 High RPW with a continuous surface connection to a downstream TNW. S-A25 35.215486, -81.340772 Section 404 non-wetland waters Intermittent stream 286 High RPW with a continuous surface connection to a downstream TNW. S-A44 35.206533, -81.352688 Section 404 non-wetland waters Intermittent stream 37 High RPW with a continuous surface connection to a downstream TNW. S-B03 35.213618, -81.365850 Section 404 non-wetland waters Perennial stream 516 High RPW with a continuous surface connection to a downstream TNW. Upstream portion was mapped as S-A07. S-B05 35.212679, -81.364220 Section 404 non-wetland waters Intermittent stream 387 High RPW with a continuous surface connection to a downstream TNW. S-B07 35.217298, -81.345776 Section 404 non-wetland waters Perennial stream 494 High RPW with a continuous surface connection to a downstream TNW. S-B08 35.211592, -81.352840 Section 404 non-wetland waters Perennial stream (Kings Creek) 5,024 High RPW with a continuous surface connection to a downstream TNW. S-B10 35.215358, -81.352310 Section 404 non-wetland waters Perennial stream 38 High RPW with a continuous surface connection to a downstream TNW. S-B12 35.212584, -81.354249 Section 404 non-wetland waters Perennial stream 97 High RPW with a continuous surface connection to a downstream TNW. Outflow from tailing pond into Kings Creek north of I-85. S-B13 35.218723, -81.350731 Section 404 non-wetland waters Intermittent stream 114 High RPW with a continuous surface connection to a downstream TNW. S-B14 35.218360, -81.348488 Section 404 non-wetland waters Perennial stream 347 High RPW with a continuous surface connection to a downstream TNW. S-C02 35.219405, -81.365538 Section 404 non-wetland waters Perennial stream 346 High RPW with a continuous surface connection to a downstream TNW. S-C03 35.219848, -81.365602 Section 404 non-wetland waters Intermittent stream 96 High RPW with a continuous surface connection to a downstream TNW. S-C04 35.216309, -81.367859 Section 404 non-wetland waters Intermittent stream 104 Low RPW with a continuous surface connection to a downstream TNW. Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 19 Revision: v3 Feature ID Location Jurisdictional Status* Resource Classification Linear Feet Overall NCSAM Rating Explanation S-C04 35.216402, -81.366744 Section 404 non-wetland waters Perennial stream 605 Low RPW with a continuous surface connection to a downstream TNW. S-C05 35.216483, -81.366978 Section 404 non-wetland waters Intermittent stream 55 High RPW with a continuous surface connection to a downstream TNW. S-C06 35.217933, -81.337705 Section 404 non-wetland waters Perennial stream 228 High RPW with a continuous surface connection to a downstream TNW. S-C07 35.217362, -81.338826 Section 404 non-wetland waters Perennial stream 1,007 High RPW with a continuous surface connection to a downstream TNW. S-C08 35.216377, -81.338423 Section 404 non-wetland waters Perennial stream 511 High RPW with a continuous surface connection to a downstream TNW. S-C09 35.217445, -81.336112 Section 404 non-wetland waters Perennial stream 59 High RPW with a continuous surface connection to a downstream TNW. Total USACE Jurisdictional Intermittent Stream* 4,478 Total USACE Jurisdictional Perennial Stream* 17,603 Total USACE Jurisdictional Streams* 22,081 Total NCDWR Jurisdictional Isolated Stream (USACE Non-jurisdictional)* 446 RPWs lacking a continuous surface connection to TNWs. Still regulated by the NCDEQ as isolated streams. *This determination is SWCA’s professional opinion of the USACE jurisdictional status of each feature under Section 404 of the CWA. 379 **The determination is based on SWCA’s professional opinion of NCDEQ jurisdictional status of each feature. 380 CWA = Clean Water Act; NCDEQ = North Carolina Department of Environmental Quality; NCDWR = North Carolina Division of Water Resources; NCSAM = North Carolina Stream Assessment Method; RPW = 381 relatively permanent water; SWCA = SWCA Environmental Consultants; TNW = traditionally navigable water; USACE = U.S. Army Corps of Engineers. 382 383 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 20 Revision: v3 For purposes of impact analysis, acreages of stream segments were calculated based on the 384 length of the resource and the average width. Table 6 provides the acreages of each stream 385 segment. 386 Table 6: Stream Segment Acreage for the Kings Mountain Mine Site 387 Feature ID Classification Linear Feet Width Feet Acreage S-A02 Intermittent stream 324 3 0.022 S-A04 Intermittent stream 1,037 2 0.048 S-A04 Perennial stream 821 10 0.188 S-A05 Perennial stream (South Creek) 4,407 15 1.518 S-A06 Intermittent stream 413 2 0.019 S-A06 Perennial stream 232 3 0.016 S-A07 Intermittent stream 33 4 0.003 S-A07 Perennial stream 1,824 6 0.251 S-A07a Perennial stream 272 6 0.037 S-A07a1 Intermittent stream 80 2 0.004 S-A09 Intermittent stream 42 2 0.002 S-A10 Intermittent stream 313 1 0.007 S-A13 Intermittent stream 446 2 0.020 S-A17 Intermittent stream 721 2 0.033 S-A17 Perennial stream 774 20 0.355 S-A18 Intermittent stream 273 3 0.019 S-A20 Intermittent stream 108 2 0.005 S-A21 Intermittent stream 55 2 0.003 S-A25 Intermittent stream 286 3 0.020 S-A44 Intermittent stream 37 3 0.003 S-B03 Perennial stream 516 6 0.071 S-B05 Intermittent stream 387 1 0.009 S-B07 Perennial stream 494 3 0.034 S-B08 Perennial stream (Kings Creek) 5,024 25 2.883 S-B10 Perennial stream 38 2 0.002 S-B12 Perennial stream 97 1 0.002 S-B13 Intermittent stream 114 1 0.003 S-B14 Perennial stream 347 4 0.032 S-C02 Perennial stream 346 2 0.016 S-C03 Intermittent stream 96 2 0.004 S-C04 Intermittent stream 104 2 0.005 S-C04 Perennial stream 605 4 0.056 S-C05 Intermittent stream 55 1 0.001 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 21 Revision: v3 Feature ID Classification Linear Feet Width Feet Acreage S-C06 Perennial stream 228 2 0.010 S-C07 Perennial stream 1,007 4 0.092 S-C08 Perennial stream 511 2 0.023 S-C09 Perennial stream 59 1 0.001 3.4.2 Archdale TSF Site 388 No streams were identified on the Archdale TSF site during the 2023 field delineation. 389 3.5 PURPOSE OF THE PROJECT (PCN SECTION C4H) 390 The overall purpose of this Project is to provide a domestic source of lithium to meet the growing 391 demand for this critical mineral that is required to help the United States achieve its sustainable 392 clean energy goals. Lithium-ion batteries are an essential part of the nation’s alternative energy 393 strategy to reduce its reliance on fossil fuels. Lithium is used for batteries for electric vehicles 394 (EVs), solar panels, renewable energy storage, and other emerging green energy technologies. 395 The proposed Project will help meet several national priorities presented in recent presidential 396 Executive Orders. The 2021 Executive Order 14008 on Tackling the Climate Crisis at Home and 397 Abroad addresses the climate crisis and the government’s agenda to build a clean and equitable 398 energy economy that achieves carbon-pollution-free electricity by 2035 and puts the United States 399 on a path to achieve net-zero emissions, economy-wide, by no later than 2050. 400 The strategic vulnerabilities to critical minerals, including lithium, were recognized in the 2017 401 Executive Order 13817 on Federal Strategy to Ensure Secure and Reliable Supplies of Critical 402 Minerals to reduce the nation’s vulnerability to disruptions in the supply of critical minerals, and 403 again in the 2020 Executive Order 13953 on Addressing the Threat to the Domestic Supply Chain 404 from Reliance on Critical Minerals from Foreign Adversaries and Supporting the Domestic Mining 405 and Processing Industries. In 2021, the U.S. Department of Energy (DOE) Office of Energy 406 Efficiency and Renewable Energy released the National Blueprint for Lithium Batteries, 2021-407 2030, which included goals for securing access to raw and refined materials, discovering 408 alternatives for critical minerals for commercial and defense applications, and supporting the 409 growth of a U.S. materials processing base able to meet domestic battery manufacturing demand. 410 As such, the United States government is seeking to strengthen the nation’s lithium-ion battery 411 production by providing funding and resources for domestic lithium mining to reduce the country’s 412 reliance on foreign lithium supply and increase the nation’s energy self-sufficiency. To this end, 413 Albemarle applied for and received a $150 million grant from the DOE as part of the Bipartisan 414 Infrastructure Law: Battery Materials Processing and Battery Manufacturing (DE-FOA-0002678) 415 to expand domestic manufacturing of batteries for EVs and the electrical grid and for materials 416 and components currently imported from other countries. The grant funding is intended to support 417 a portion of the anticipated cost to construct a new, commercial-scale, U.S.-based, lithium 418 materials processing plant that uses sustainably extracted spodumene minerals from the 419 reopened mine at the KMM site. This Project would support the DOE’s Energy Strategic Goal of, 420 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 22 Revision: v3 “protecting our national and economic security by promoting a diverse supply and delivery of 421 reliable, affordable, and environmentally sound energy." 422 The United States produces less than 2 percent of the world’s supply of lithium, which comes 423 from a single brine operation, Albemarle’s Silver Peak site, located in Nevada. Thus, additional 424 domestic lithium sources are needed to meet domestic demands for lithium in the United States. 425 The KMM site was a major supplier of lithium from the mid-20th century into the 1980s, but the 426 site was shut down when cheaper lithium sources became available in other countries. The 427 present demand for domestically produced lithium has made reopening of the Kings Mountain 428 spodumene mine financially feasible. 429 Therefore, the purpose of the Project is to reopen the spodumene mine at Kings Mountain, which 430 contains hard rock lithium deposits, and construct a modern-day, commercial-scale, processing 431 facility to extract and refine mineralized spodumene to a high-quality lithium-bearing spodumene 432 concentrate that, upon conversion to battery-grade lithium hydroxide offsite, will provide a 433 domestic source of lithium to meet growing demands in the United States. 434 3.6 OVERALL PROJECT DESCRIPTION, IMPACTS, AND 435 EQUIPMENT TO BE USED (PCN SECTION C4I) 436 3.6.1 Proposed Activity Overview 437 The proposed Project’s ore deposit is a lithium-bearing pegmatite intrusion that has penetrated 438 along the Kings Mountain shear zone, a regional structural feature known to host multiple lithium 439 bearing pegmatites along its trend. The pegmatite field in the Kings Mountain Mine site is 440 approximately 1,500 ft wide at its widest point in the mine pit area and narrows to approximately 441 400 to 500 ft in width at its narrowest point south of the mine pit. The field has a lithium 442 mineralization strike length of approximately 7,500 ft and is predominantly contained in the 443 mineral spodumene. The spodumene pegmatite bodies exhibit a texture-based variation in lithium 444 grade, spodumene grain size, mineral alteration, and rock hardness. It is estimated that the mine 445 life will be 9 to 10 years during operations based on current market conditions. 446 The Project consists of the Kings Mountain Mine site and Archdale TSF site, which, combined, 447 will be the Kings Mountain Lithium Mine Project. The Kings Mountain Mine site contains the legacy 448 mine pit, which will be dewatered and expanded for mining. The mining activity is intended to 449 produce concentrated spodumene ore at facilities to be constructed at the Kings Mountain Mine 450 site, including waste rock storage facilities, overburden storage facilities, growth media storage 451 areas, a crushing circuit, concentrator facilities, a water treatment facility, a water storage basin, 452 a tailings load out facility, a railcar ore load out facility, and support infrastructure (Figure 19, 453 Appendix A). The Archdale TSF site will be used for tailings storage (Figure 20, Appendix A). The 454 KMM site will have four primary phases: early works; construction; operations; and 455 reclamation/closure. The Archdale TSF will include only construction; operations; and 456 reclamation/closure phases. 457 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 23 Revision: v3 3.6.2 Kings Mountain Mine Site 458 Existing Legacy Features 459 The legacy mine within the Kings Mountain Mine site was reclaimed to meet closure requirements 460 in the 1990s. Reclamation activities included slope grading, revegetation of disturbed ground, and 461 allowing the open pit to fill with freshwater through natural hydrologic processes (rainfall and 462 groundwater seepage). Much of the legacy ore processing equipment and the spodumene 463 concentrator plant were removed, although remnants of the mining operations still exist, including: 464 • An open pit, filled with water from rainfall runoff and groundwater seepage. 465 • A smaller mine excavation pit (known as PEG-25). 466 • The spur rail line. 467 • Two TSFs, including Executive Club Lake. 468 • Several rock storage facilities (RSFs). 469 • Storage and mill ponds. 470 • Portions of the chemical plant. 471 • Several repurposed mine operation support buildings. 472 These features will either remain in place or will be modified for the proposed mine. The chemical 473 plant will remain in place but is not part of the Project and will not be affected by the Project. 474 Site Preparation Phase 475 The site preparation phase will start with the dewatering of the existing open mine pit pursuant to 476 conditions contained within National Pollutant Discharge Elimination System (NPDES) Permit No. 477 NC0090212. Utilities will be relocated as approved under DEMLR mine permit modifications (Mine 478 Permit Nos. 23-01 and 23-34) and Construction General Permits. These include relocation of the 479 City of Kings Mountain sewer line, relocation of a Dominion gas line, relocation of a Duke Energy 480 44-kilovolt (kV) electrical line, relocation of Rutherford 12.47-kV electrical line, installation of fiber 481 optic lines and communication towers, and reroute of the Holiday Inn Drive entrance to the mine 482 site. These permits also authorized clearing and grubbing of growth media storage areas for 483 stockpiling of overburden for future use in reclamation, laydown yards for construction equipment 484 and materials, and internal access roads. No wetland or stream impacts were associated with 485 these authorized activities. Fifty- (50-) and 25-ft buffers were established around wetland/stream 486 resources and human-made impoundments, respectively, from authorized activities. Robust 487 erosion and sediment designs, consistent with the requirements of the North Carolina 488 Sedimentation and Pollution Control Act and Administrative Rules, will be utilized for protection 489 of resources. 490 Construction Phase 491 The construction phase will start with additional clearing, grubbing, and construction of facilities 492 for the mine operation. These include: 493 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 24 Revision: v3 • The Run of Mine (ROM) Pad: Used to temporarily stockpile ore mined from the open pit. 494 The ore will be transported by haul trucks to the ROM pad before processing. It will be 495 located southwest of the open pit and east of the crushing and screening circuit. 496 • Crushing and Screening Circuit (3-stage): Located on the north side of I-85, west of the 497 ROM pad, which will operate through three main stages: primary, secondary (including 498 ore sorting), and tertiary. Crushing is performed to accomplish the size reduction required 499 to liberate the lithium bearing minerals from non-lithium bearing minerals. Materials that 500 do not contain ore will be removed in the ore sorting process (after secondary crushing). 501 • I-85 Bridge: A new bridge will be constructed over I-85 for conveyor and pipeline 502 connections between the crushing/screening circuit to the plant feed stockpile and the 503 concentrator facility and from the concentrator to the tailings and concentrate load-out 504 facilities. 505 • Plant Feed Stockpile: Stores crushed and sorted ore produced from the tertiary crusher 506 for further processing in the concentrator facility. The ore will be transported to the plant 507 feed stockpile by an enclosed conveyor system. It will be located within an enclosed 508 stockpile storage building containing a fugitive emissions collection system consisting of 509 a system of hoods, ductwork, and bag collectors intended to collect at all source points. 510 • Concentrator Facility: Located on the south side of I-85 and will consist of physical 511 processes to concentrate spodumene, including dense media separation (DMS) circuit, 512 grinding circuit, desliming, magnetic separation, mica and spodumene flotation circuits, 513 and concentrate and tails thickening and filtering circuits. 514 • Rock Storage Facilities (RSFs): Constructed for storage of non-ore-bearing rock 515 excavated from the open pit. Two RSFs will be constructed: RSF-A and RSF-X. RSF-A 516 will store non-acid generating (NAG) rock, legacy tailings, and coarse embankment 517 material removed from the legacy TSFs. RSF-A will grow as mine operations proceed, 518 reaching an ultimate height of 1,200 ft amsl. RSF-X will store potentially acid generating 519 (PAG) rock, and other PAG materials such as ore sorter rejects, and DMS rejects. RSF-X 520 will be underlain by a HDPE geomembrane liner to allow collection of seepage and contact 521 water for treatment prior to ultimate discharge. RSF-X will grow as mine operations 522 proceed, reaching an ultimate height of 1,110 ft amsl. During the initial operational stages, 523 and while RSF-X is being constructed, a temporary stockpile (RSF-W) will be located in 524 the mine pit to store PAG rock. Material contained in RSF-W will be moved to RSF-X when 525 it is fully constructed. 526 • Overburden Storage Facilities (OSFs): Store material to be excavated from under the 527 RSF-A and RSF-X areas to provide a stable foundation for the RSFs. The material will be 528 stockpiled and used during the reclamation phase. Three OSFs are proposed on the Kings 529 Mountain Mine site. These stockpiles will be revegetated and stabilized immediately after 530 construction. 531 • Water Treatment Plant (WTP): Used during development, operations, and a portion of 532 mine post-closure. The WTP will be constructed immediately adjacent to the concentrator. 533 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 25 Revision: v3 The WTP will receive inflows of excess water from the concentrator and seepage/runoff 534 from RSF-X. Treated water from the WTP will either be reused within the concentrator or 535 discharged to WSB-1 for storage. 536 • Non-process Infrastructure (NPI): Consists of infrastructure to support operations. Two 537 NPI areas will be located at the Kings Mountain Mine site (north and south of I-85) to 538 support mining and processing operations. The NPI includes offices, fueling facilities, 539 hazardous material storage, water and fire systems, haul truck and equipment 540 maintenance and repair facilities, and vehicle wash areas. The tailings load-out facility will 541 also be located near the northern NPI. 542 • Stormwater Ponds: Used for retention of runoff and sedimentation control specific to the 543 source (contact, non-contact stormwater/PAG runoff/NAG runoff) and will be constructed 544 or modified from legacy features. The sediment control ponds will be designed using a 25-545 year, 24-hour storm event. The contact water pond (WSB-1) will provide sediment control 546 for most contact water. 547 • Water Storage Basin (WSB) 1: A pond associated with a legacy TSF currently known as 548 “Executive Club Lake” will be modified by rebuilding the embankment to serve as water 549 storage for discharges from the WTP and all contact water (treated and untreated). It will 550 also act as a sedimentation pond and supply make-up water to the concentrator and other 551 mining operations. The nominal operating elevation of WSB-1 is 830 ft asml, although 552 during surge and dry periods, it may temporarily differ. 553 • Conveyor System: Used to move material between facilities and to load-out areas. The 554 conveyor system will be enclosed to minimize dust and accidental material spills. 555 • Tailings Load-Out Facility: Used for loading trucks that will haul tailings from the mine site 556 to the Archdale TSF site. 557 • Concentrate Load-Out Facility: Used to load rail cars with spodumene concentrate for 558 transport off-site to a conversion plant. 559 Prior to construction activities, robust erosion and sediment designs consistent with the 560 requirements of the North Carolina Sedimentation and Pollution Control Act and Administrative 561 Rules will be installed for the protection of resources. These include diversion ditches to intercept 562 non-contact surface water drainage and convey it to existing drainage outlets as well as silt fences 563 and other best management practices (BMPs) installed downstream to prevent the release of 564 sediment to the environment. 565 Vegetation will be cleared, and growth media will be salvaged in all approved disturbance areas. 566 Construction of the concentrator and associated Project infrastructure, including the crushing 567 circuit, RSFs, OSFs, WSB-1, WTP, haul roads, access roads, I-85 bridge, NPI areas, concentrate 568 and tailings load-outs, railway improvements, the stormwater management system, and 569 supporting utilities, will be completed in an anticipated 2- to 3-year period after receipt of 570 regulatory approval. 571 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 26 Revision: v3 WSB-1 construction will involve removing some legacy tailings and coarse rock from the existing 572 embankment to allow for rebuilding, repairing, and reconstructing the existing concrete-lined 573 spillway, where necessary, constructing a gravel blanket drain along the downstream face of the 574 embankment, and constructing a compacted fill buttress to improve stability. The WSB-1 575 embankment will consist of suitable fill materials sourced from the Project. 576 During the construction period, concurrent reclamation of disturbed areas will occur where 577 possible. Surface disturbances associated with roads, ditches, embankment faces, and the 578 disturbed perimeter of facility footprints will be reclaimed after final grades are established. BMPs 579 will be installed and maintained at all times during construction to minimize erosion, 580 sedimentation, and to control surface and stormwater runoff. Removal of vegetation, soil layers, 581 legacy tailings, and embankment materials will be conducted using bulldozers, excavators, 582 loaders, scrapers, and trucks. 583 If bedrock is encountered during grading in preparation for the installation of the geomembrane 584 underlying RSF-X, then ripping, drilling, and/or blasting of bedrock may be required locally. It is 585 anticipated that weathered bedrock and competent bedrock will be suitable for use as general fill 586 to construct the mine facilities. It is also assumed that some lower portions of the residual soil unit 587 may be suitable for construction bulk fill use. 588 Construction on the Kings Mountain Mine site is expected to occur over a 2.5-year period following 589 permit approvals. The initial construction schedule developed includes the open pit, concentrator, 590 ROM pad, crushing circuit, south NPI, north NPI, I-85 bridge, WTP, concentrator, haul roads, 591 OSFs, RSFs (RSF-X and RSF-A), concentrate, and tailings loadout. The sequence of events is 592 summarized as follows: 593 • Implement erosion and sediment control measures. 594 • Execute clearing and grubbing activities. 595 • Stockpile vegetation and soil in designated areas. 596 • Develop access roads, temporary service roads, and laydown areas. 597 • Deconstruct legacy tailings facility, and begin construction of RSF-A and RSF-X. 598 • Initiate mass grading (cut and fill requirements). 599 • Place fill and install permanent drainage systems and erosion control structures. 600 • Develop utilities infrastructure. 601 • Develop permanent haul roads. 602 • Excavate for the building foundations and install pilings, as required. 603 • Construct infrastructure. 604 Stormwater management during the construction phase uses standards as set forth in the North 605 Carolina Erosion and Sediment Control Planning and Design Manual and the North Carolina 606 Surface Mining Manual. For the construction phase, both temporary and permanent stormwater 607 management controls will be utilized to prevent unauthorized discharge to wetlands and streams. 608 Stormwater controls to be utilized include: 609 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 27 Revision: v3 • Rock Construction Entrances: Installed at various construction access points to reduce 610 the amount of material leaving the site on vehicle tires. 611 • Diversion Berms: Used to direct flow to the stormwater collection system away from 612 disturbed, unconsolidated areas. 613 • Compost Filter Socks and Sediment Fence: Filter socks comprised of flocculant will be 614 used to filter sediment from sheet or channelized flow. 615 • Erosion Control Blankets: Used to temporarily stabilize disturbed areas to prevent 616 sediment transport during rainfall events. 617 • Pumps/Pumped Water Filter Bags: Used during dewatering to trap sediment. 618 • Sediment Ponds: Designed to receive non-contact water flows from disturbed and 619 undisturbed ground collected by perimeter channels. Sediment ponds provide retention 620 time for suspended particles to settle out of the water column. 621 • Riprap-lined Channels: Riprap-lined channels will be installed to reduce erosion of 622 conveyance slopes. 623 • Dust Control: Regular application of water on haul roads will be conducted to prevent the 624 release of fugitive dust. 625 • Temporary Seeding: The application of seed mixtures will be used to stabilize disturbed 626 areas. 627 • Inlet Protection: Provided at all inlets and catch basins on existing (Holiday Inn Drive) and 628 proposed roads that are downgradient of disturbed areas. Several types of inlet protection 629 designs are proposed due to the variation in inlet/catch basins throughout the site. 630 All direct wetland and stream impacts will occur in the construction phase with the exception of 631 two small stream segments where impacts will occur during the operations phase from expansion 632 of the mine pit. This includes 5.43 acres of wetland impacts, 11.11 acres of open water impacts, 633 and 6,370 linear ft of stream impacts (1 acre). Section 4.0 provides details on the impact areas. 634 Direct impact details are provided in Section 4.0 Proposed Impacts Summary (PCN Section D). 635 and cumulative impact details are provided in Section 4.6 Cumulative impacts (PCN Section G3). 636 Operation Phase 637 Production Process 638 The legacy pit will continue to be dewatered, with water directed to WSB-1 instead of Kings Creek, 639 and the spodumene deposit will be mined using conventional open pit mining techniques, 640 expanding the original mine pit to the southwest. Blasting will fragment the ore and waste rock 641 where it will be separated into ore-bearing rock to be hauled to the ROM pad and waste rock to 642 be hauled to the RSFs or to Martin Marietta under a commercial agreement. The waste rock 643 remaining on site will be further separated into NAG waste rock and PAG waste rock. The waste 644 rock will be stock-piled into separate facilities RSF-A for NAG material and RSF-X for PAG 645 material. During the first two years of construction, while RSF-X is being constructed, PAG waste 646 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 28 Revision: v3 rock will be stored in a temporary pile in the pit (RSF-W). This material will be moved to RSF-X 647 when it is completed. 648 Some of the NAG waste rock will also be hauled off-site to the adjacent Martin Marietta Materials 649 quarry for aggregate production under a commercial agreement. This will decrease the area 650 needed for NAG waste rock disposal and reduce wetland and stream impacts for RSF-A. 651 From the ROM pad, ore will be fed through a three-stage crushing circuit. After secondary 652 crushing, the circuit will feed the rock through an ore sorting step where high-iron-content waste 653 material will be rejected and hauled to RSF-X. The ore sorter product then will go through tertiary 654 crushing and screening prior to being transported via conveyor over the I-85 bridge to the south 655 side of I-85, where it will be stored at a covered plant feed stockpile. 656 Ore will be retrieved from the plant feed stockpile and fed via conveyor to two parallel DMS 657 modules. The DMS process is a physical separation of light waste material, which will be 658 transported back to the north side of I-85 and temporarily stored in bins so that the material can 659 be hauled and co-mingled with waste rock and stored at RSF-A. The heavier ore will then go 660 through a second separation to produce course spodumene concentrate. This concentrate will be 661 dried and fed to a dry magnetic stage for the removal of any iron bearing waste. The magnetic 662 waste will be sent to the north side of I-85 for storage in RSF-X. 663 The intermediate density material, together with tertiary crushing/screening fines, will then feed a 664 grinding circuit, followed by desliming, magnetic separation, and two flotation steps 1) to remove 665 mica, and 2) to separate concentrated spodumene from other waste materials. The waste streams 666 generated during these stages will be combined and directed to a thickener and filter combination 667 to recover process water. The combined mica and spodumene tails, after being filtered, will be 668 transported via conveyors to the tailings load-out facility north of I-85, and hauled by truck to the 669 Archdale TSF facility. 670 The fine spodumene concentrate will also be conveyed back to the north side of I-85 after being 671 combined with the coarse DMS spodumene concentrate. The combined spodumene concentrate 672 will go to concentrate storage silos located at the concentrate load-out facility and loaded into 673 railcars for shipment to an off-site location. 674 Figure 21 in Appendix A provides a simplified material flow diagram for the mining operations. 675 Table 7 provides estimates of annual production throughout the life of the mine (LOM). 676 Table 7: Annual Mine Production Schedule 677 Mine Year Annual Production Total Ore Feed (1,000 tons) NAG Rock (1,000 tons) PAG Rock (1,000 tons) Overburden (1,000 tons) Aggregate (1,000 tons) -1 187 1,464 349 263 97 1 2,281 2,075 1,004 0 1,295 2 2,902 869 647 0 1,744 3 3,081 1,345 674 580 2,927 4 2,922 2,505 1,623 545 5,174 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 29 Revision: v3 Mine Year Annual Production Total Ore Feed (1,000 tons) NAG Rock (1,000 tons) PAG Rock (1,000 tons) Overburden (1,000 tons) Aggregate (1,000 tons) 5 2,732 2,186 2,300 350 5,432 6 2,916 2,017 2,157 482 7,429 7 3,110 1,583 1,094 182 5,758 8 3,064 619 617 1 7,711 9 1,309 118 100 0 3,992 Total LOM 24,505 14,780 10,563 2,403 41,560 LOM = life of mine; NAG = non-acid generating; PAG = potentially acid generating. 678 Water Management 679 A stormwater management plan was prepared for the LOM, including the operational phase. 680 Design criteria were based on the North Carolina Erosion and Sediment Control Planning and 681 Design Manual and the North Carolina Surface Mining Manual. Perimeter channels will route non-682 contact runoff from undisturbed areas around the Project infrastructure into Kings Creek, South 683 Creek, and WSB-1 to prevent precipitation and runoff from becoming contact water. Channel 684 erosion protection methods were selected based on the maximum tributary catchment area 685 throughout the LOM and the expected velocities during a 100-year event (the design flood event). 686 Most of the channels were designed to be grass-lined, while those segments with steeper 687 gradients will be lined with rock riprap. 688 Sediment control ponds, including those associated with the OSFs, will be situated downstream 689 of the non-contact water channels before discharging into South or Kings Creek. The sediment 690 control ponds were designed using a 25-year, 24-hour storm event, exceeding North Carolina 691 standards. WSB-1 will provide the sediment control function for all contact water. 692 Both the PAG and NAG stockpile areas, and OSF-1 and OSF-3, will have individual ponds to 693 collect stormwater runoff. Water from the NAG pond will be discharged into a sediment forebay 694 leading into WSB-1. Water from the PAG pond will be treated at the WTP and tested to confirm 695 the recovered water quality is appropriate for co-mingling with NAG water prior to discharge into 696 WSB-1. Discharge from the OSF sediment ponds will enter South Creek. Pit water that 697 accumulates during operations will also be pumped into WSB-1. Figure 22 in Appendix A provides 698 a simplified water balance flow sheet. 699 Reclamation Phase 700 Some reclamation will occur during the operation phase where practicable. However, the majority 701 of the reclamation will be initiated upon completion of the operation phase. The mine pit will be 702 partially backfilled by moving all PAG material from RSF-X into the pit and allowed to refill with 703 water from precipitation and groundwater seepage to form a lake once again. The area under 704 RSF-X and the surface of RSF-A will be covered with 2 ft of growth media and planted with a 705 native seed mix. Infrastructure, such as the North and South NPI, ROM pad, concentrator, feed 706 plant stockpile, conveyors, and load-out facilities, will be dismantled and removed from the site. 707 The areas will be graded and covered with 2 ft of growth media and planted with a native seed 708 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 30 Revision: v3 mix. The WTP will remain online until the PAG material has been backfilled into the mine pit and 709 then it will be dismantled and removed from the site. The internal road network will be graded and 710 seeded with a native seed mix. The South Creek road crossing open culvert will be removed, and 711 the stream channel will be restored. 712 As closure covers are placed over the RSFs, contact water diversion channels will be removed to 713 allow runoff from the reclaimed surfaces to flow into the non-contact water diversion channels. 714 This flow will be routed through sediment ponds or in-line sediment controls, such as rock check 715 dams to control sediment as vegetation is established. The sediment ponds will ultimately 716 discharge to Kings Creek. 717 Seepage and contact water runoff from the active mining areas will be routed to either the NAG 718 collection sump, PAG collection sump, or the ore sorting area collection sump during operations 719 and initial closure. As active surfaces are reclaimed, runoff contributions will be eliminated with 720 reduced seepage flows to these sumps. Once flows have decreased, the NAG collection sump 721 will be breached and allowed to discharge into the non-contact perimeter channels. 722 The PAG collections sump associated with RSF-X will be removed once the PAG material has 723 been relocated to the pit backfill. 724 Diversion channels along the northern and eastern portions of the mined pit will be removed to 725 allow runoff from the surrounding watershed to flow back into the pit. 726 Once contact water flows are no longer being pumped to WSB-1, the embankment will be lowered 727 to the original channel elevation of 820 ft amsl, which will allow the pond to drain. Wetlands that 728 were established around WSB-1 at a water level of 830 ft amsl during operations will be 729 reestablished at a water level of 820 ft amsl. 730 3.6.3 Archdale TSF Site 731 Existing Legacy Features 732 The proposed Archdale TSF site is comprised of approximately 144 acres of land disturbed as a 733 result of mica mining operations performed by Imerys in the 1990s. Reclamation activities 734 occurred sometime after 2014 and included slope regrading, disturbed ground revegetation, and 735 allowing several of the open pits to collect groundwater and fresh water from precipitation, which 736 is periodically pumped out. No legacy ore processing equipment or structures exist on the 737 Archdale TSF site. The remaining legacy mining features include: 738 • Access roads. 739 • Open pits, several of which contain water. 740 • A mica stockpile of approximately 1,030 ft amsl. 741 Construction Phase 742 Robust erosion and sediment control designs consistent with the requirements of the North 743 Carolina Sedimentation and Pollution Control Act and Administrative Rules will be utilized for the 744 protection of resources. Initial Archdale TSF construction will consist of implementing stormwater 745 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 31 Revision: v3 BMPs, dewatering open pits, clearing and grubbing existing vegetation, and the construction of 746 access and haul roads and a starter embankment and perimeter berm around the former mine 747 pit. 748 Organic growth media will be stripped and hauled to a designated stockpile where it will be stored 749 for reuse during the reclamation phase. 750 Initial construction of the TSF will include a perimeter access road constructed around the edge 751 of the existing pit, grading for the plant site pad, initial grading of the TSF base, installation of an 752 underdrain collection system, and a starter embankment. Leaching testing and analysis of the 753 tailings material indicates that the material leachage will meet Class C standards. A 754 geomembrane liner is not proposed for TSF containment. 755 Following base grading and compaction, a TSF base drain system will be installed over the 756 prepared TSF base to collect and remove infiltrating meteoric water and any collected seepage 757 from upwelling groundwater. A contact water management pond (CWMP) and a sedimentation 758 pond will be constructed as a sedimentation basin for water prior to release. 759 A support infrastructure area will also be constructed at the Archdale TSF site. 760 Operation Phase 761 The tailings will be transported from the Kings Mountain tailings load-out facility in over-the-762 highway haul trucks and delivered to the TSF and placed directly at the working face or deposited 763 in temporary stockpiles for management with TSF haul equipment. Once the tailings are off-764 loaded, they will be spread, compacted, and graded with dozers into approximately 24-inch-thick 765 lifts and compacted in place initially with dozers and haul truck traffic and later with a vibrating 766 smooth drum roller. 767 The intention of the daily placement and grading work is to create a smooth, compacted surface 768 that will promote stormwater flow to a temporary stormwater collection point while minimizing the 769 potential for stormwater to collect and pool anywhere on the tailings surface. Collected stormwater 770 will be pumped from the collection point at the tailings surface directly to the CWMP located east 771 of the TSF. Water that infiltrates the TSF will be collected in the underdrain system and also 772 transferred to the CWMP. From there, water will be discharged to an unnamed tributary of Dixon 773 Branch. 774 Reclamation Phase 775 TSF reclamation will include the formation of a mounded top surface of compacted tailings graded 776 to drain to the TSF perimeter at a minimum surface grade of 3 percent. A minimum of 2 ft of 777 growth media will then be placed in loose lifts and revegetated with a native seed mix. BMPs will 778 be implemented to prevent erosion until vegetation is successfully established. Stormwater berms 779 and channels will be installed as necessary to control stormwater flows off the closed surface and 780 will be safely routed to the perimeter stormwater management system. Riprap lining or channel 781 erosion protection products will be employed where necessary. 782 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 32 Revision: v3 3.7 JURISDICTIONAL DETERMINATION (PCN SECTION C5) 783 3.7.1 Kings Mountain Mine Site 784 Wetland and stream resources were delineated on portions of the Kings Mountain Mine site by 785 ClearWater in December 2017. An AJD was issued by the USACE for the delineation in May 2018 786 (SAW-2018-00616, as provided in Appendix G). An updated delineation was conducted by SWCA 787 in 2022 and 2023, and AJD and PJD requests were submitted to the USACE on October 3, 2023. 788 Field reviews were conducted by Krysta Stygar (USACE) on February 28 and 29, 2023, and Emily 789 Greer (USACE) and Samantha Daily (USACE) on March 5, 2024. Sue Homewood (NCDEQ) 790 reviewed the site on March 5, 2024. 791 Subsequent to the March 5, 2024, agency field review, the proposed Project Area was modified. 792 SWCA conducted delineations on April 22 and May 21 through 23, 2024, for this additional area. 793 A revised PJD request was submitted to the USACE on July 12, 2024. No changes to the AJD 794 request were made. 795 3.7.2 Archdale TSF Site 796 Wetland resources were delineated on the Archdale TSF site by Atlas Environmental in 797 September 2019. An AJD was issued by the USACE for the delineation in September 2019 (SAW-798 2019-01131 [Appendix H]). An updated delineation was conducted by SWCA in 2023 and an AJD 799 request was submitted to the USACE on January 4, 2024. No field reviews were conducted on 800 the Archdale TSF site by either the USACE or NCDEQ. 801 No NCDEQ/USACE jurisdictional wetlands or streams occur on the Archdale TSF site. All aquatic 802 features were isolated. No further discussion of aquatic resources at the Archdale TSF site is 803 necessary for the Section 401 application. 804 3.8 ADDRESSES OF ADJOINING PROPERTY OWNERS (PCN 805 SECTION C7) 806 Addresses of adjoining property owners for the Kings Mountain Mine site and Archdale TSF site 807 are provided in Appendix I. 808 3.9 SCHEDULING OF ACTIVITY (PCN SECTION C8) 809 Table 8 provides the mining sequence, timing, and activities. 810 Table 8: Mining Sequence Time Periods and General Activities 811 Mine Sequence Designation (Approximate Time Period) Mine Sequence Significant Activities* Site Maintenance (on-going) Legacy pit dewatering at Kings Mountain and the Archdale TSF. Site Preparation and Access (-3.5 years) Utility relocations, ROM pad clearing, access road and laydowns areas development, perimeter buffer development, relocation of the Gateway Trail, and demolition. Construction (-2.5 years) Infrastructure construction: Haul roads constructed including the in-pit haul road. ROM pad, crushing circuit, I-85 bridge, concentrator, conveyor system, Kings Creek haul road culvert, South Creek haul road crossing, RSF-A, RSF-X (initial Phase), WSB-1, NPI, Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 33 Revision: v3 Mine Sequence Designation (Approximate Time Period) Mine Sequence Significant Activities* concentrate and tailings load-out, growth media storage areas, WTP, and the concentrator facility. Permanent and temporary impacts to wetlands and streams occur in this time frame. Operations (0 year) Infrastructure in place with the exception of RSF-X, which will be partially built. Mining and concentrator facility operations commence. Operations (5 years) Pit shell expanded to include consumption of the in-pit haul road. Rock continues to be stockpiled, concentrate produced, tailings generated and stored, construction of new haul road along the rim to transport material. Closure (9.4 years) Mining complete. Post-Closure/ Final Reclamation Removal or final reclamation of all mine facilities, relocate PAG rock from RSF-X to the pit as backfill, remove South Creek crossing haul road, breach WSB-1 dam, and other activities identified in the mine closure plan. Temporary wetland/stream impacts restored. *Stormwater management is required during all mining phases. Only significant activities are listed for each mine phase designation period. Blasting 812 activities and aggregate mining from the open pit and hauling offsite is associated with the 9.4-year open pit life of mine (development and production813 mining). Reclamation will occur concurrently with operations where possible and continue into the post-closure phase. 814 I-85 = Interstate 85; NPI = non-process infrastructure; PAG = potentially acid generating; ROM = run of mine; RSF = rock storage facility; TSF = tailings 815 storage facility; WSB = water storage basin; WTP = water treatment plant. 816 4 PROPOSED IMPACTS SUMMARY (PCN SECTION D) 817 All direct wetland and stream impacts will occur in the construction phase with the exception of 818 one small stream segment where impacts will occur during the operations phase from expansion 819 of the mine pit. This includes 5.43 acres of wetland impacts, 11.11 acres of open water impacts, 820 and 6,370 linear ft of stream impacts (1 acre). Figure 23 in Appendix A provides locations of the 821 proposed impact areas for the Project. The following provides details regarding each impact area. 822 Except for Impact Area 10: Mine Pit Expansion, all resources are under the jurisdiction of the 823 USACE and NCDEQ. Resources impacted within Impact Area 10 (446 linear ft) are only 824 jurisdictional to NCDEQ. 825 4.1 DIRECT IMPACTS SUMMARY (PCN SECTION D1) 826 The ten Project impact areas are depicted on the overview map (Figure 23, Appendix A) and 827 described below. Detailed maps showing WOTUS impacts are provided in Appendix A-1. 828 4.1.1 Impact Area 1: Northern Non-Process Infrastructure 829 Impact Area 1 includes portions of the NPI infrastructure support facilities necessary for the 830 operation of the mine (Figure 24, Appendix A). Permanent impacts include wetland feature 831 W-C01-PFO (0.30 acre), intermittent stream feature S-C03 (96 linear ft), and perennial stream832 features S-C02 (346 linear ft) and portions of S-A05 (861 linear ft). Clean fill material (4,466 cubic 833 yards [CY]) will be placed in these features to create building pads for infrastructure support 834 offices, warehouses, and other necessary mine operation facilities. A stormwater pond will be 835 constructed at the downstream end of the impacted portions of the perennial stream feature S-836 A05, which will provide stormwater management for the NPI area. The stormwater from the pond 837 will be pumped to WSB-1, but will also contain an emergency overflow that would discharge to an 838 existing culvert under the railroad tracks to the unimpacted portions of perennial stream S-A05. 839 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 34 Revision: v3 BMPs, such as silt fences, straw wattles, and turbidity screens, will be utilized prior to and during 840 construction to prevent sedimentation in downstream resources. Appropriate BMPs will be utilized 841 during operation to maintain water quality in downstream resources. 842 4.1.2 Impact Area 2: South Creek Road Crossing 843 Impact Area 2 is a temporary haul road crossing of South Creek for access to RSF-A for storage 844 of NAG material (Figure 25, Appendix A). Approximately 384 linear ft of perennial stream feature 845 S-A05 will be permanently impacted for the installation of a “bottomless” concrete culvert. The 846 stream channel will be modified (i.e., straightened) at this location during construction and to allow 847 installation of the structure. A “bottomless” concrete arch culvert will be used to maintain stream 848 channel integrity and substrate characteristics for the passage of aquatic species (Figure 31, 849 Appendix A). Channel banks will be stabilized after construction to prevent erosion and 850 sedimentation. Once RSF-A has reached capacity, the culvert will be removed, the channel banks 851 will be stabilized, and the straightened section of the stream bed will be left in place. BMPs, such 852 as silt fences, straw wattles, and turbidity screens, will be utilized prior to and during construction 853 to prevent sedimentation in downstream resources. Appropriate BMPs will be utilized during 854 operation to maintain water quality in downstream resources. 855 4.1.3 Impact Area 3: Overburden Storage Facility 1 856 Impact Area 3 is required for construction and operation of Overburden Storage Facility 1 (OSF-857 1) (Figure 25, Appendix A). The OSFs are stockpiles of material, typical saprolitic soils from the 858 upper 30 ft of unconsolidated material that will be excavated from under the RSF-A and RSF-X 859 areas to provide a stable foundation for the RSFs. The material will be stockpiled and used for 860 growth media during the reclamation phase. OSF-1 will be located immediately north of RSF-A 861 on the west side of the South Creek drainage. Approximately 113 linear ft of intermittent stream 862 features (33 linear ft S-A07 and 80 linear ft at S-A07A1), 1,326 linear feet of perennial stream 863 (1,054 linear ft at S-A07 and 272 linear ft at S-A07A), and 0.05 acre of PSS wetland will be filled 864 for the construction of the OSF-1 pile. In addition, two arch culverts, NC-Culv63 and NC-Culv64, 865 will be constructed to convey flows from S-A06 and S-A07 under the OSF-1 Access Road prior 866 to the tributary discharging into South Creek (S-A05). To allow the installation of these bottomless 867 culvert structures, 159 linear ft of S-A07 stream channel will be modified (i.e., straightened) at this 868 location. 869 BMPs, such as silt fences, straw wattles, and turbidity screens, will be utilized prior to and during 870 construction to prevent sedimentation in downstream resources. Appropriate BMPs, including a 871 stormwater pond, will be utilized during operation to maintain water quality in downstream 872 resources. 873 4.1.4 Impact Area 4: Rock Storage Facility A 874 Impact Area 4 is required to accommodate the volume of NAG waste rock material for the mining 875 operation (Figure 26, Appendix A). Approximately 0.02 acre of wetlands (W-A01, PFO), 1,296 876 linear ft of intermittent stream (1,037 linear ft at S-A04 and 259 linear ft at S-A02), and 440 linear 877 ft of perennial stream (S-A04) will be impacted. These resources will be filled with clean material 878 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 35 Revision: v3 (895 CY) for construction of the facility, including base footprint, toe of slope for stability, and 879 diversion channel for capture of surface water and groundwater (underdrains) to be routed to an 880 appropriate stormwater management system. BMPs, such as silt fences, straw wattles, and 881 turbidity screens, will be utilized prior to and during construction to prevent sedimentation in 882 downstream resources. Appropriate BMPs, including a stormwater pond, will be utilized during 883 operation to maintain water quality in downstream resources. 884 4.1.5 Impact Area 5: Kings Creek Haul Road 885 Impact Area 5 is for a haul road that will be required to move material from the mine pit to the 886 ROM pad (Figure 27, Appendix A). To minimize impacts, the haul road has been designed to be 887 located adjacent to the existing Holiday Inn Drive stream crossing. A 72-inch-diameter culvert 888 extension pipe will be installed to continue the existing culvert, and a new headwall will be 889 constructed. Approximately 116 linear ft of perennial stream (S-B08) will be permanently impacted 890 (322 CY) (Figures 32 and 33). BMPs, such as silt fences, straw wattles, and turbidity screens, will 891 be utilized prior to and during construction to prevent sedimentation in downstream resources. 892 Appropriate BMPs will be utilized during operation to maintain water quality in downstream 893 resources. 894 4.1.6 Impact Area 6: Run of Mine (ROM) Pad 895 Impact Area 6 is for clean material (3,091 CY) to be placed for construction of the ROM pad and 896 primary crusher facilities of the mine operation (Figure 27, Appendix A). Proposed impacts include 897 0.30 acre of wetlands, including W-B05-PEM (0.08 acre), W-B05-PSS (0.10 acre), and W-B06-898 PFO (0.12 acre), as well as 561 linear ft of perennial stream (S-B07). BMPs, such as silt fences, 899 straw wattles, and turbidity screens, will be utilized prior to and during construction to prevent 900 sedimentation in downstream resources. Appropriate BMPs, including a stormwater pond, will be 901 utilized during operation to maintain water quality in downstream resources. 902 4.1.7 Impact Area 7: Water Storage Basin 1 Dam Improvement 903 Impact Area 7 is for the modification of the existing on-site Executive Club Lake dam to create 904 Water Storage Basin 1. Executive Club Lake is formed by the legacy impoundment south of I-85 905 that was used to deposit tailings from previous mining operations. The impoundment embankment 906 was constructed to a crest elevation of 850 ft amsl with compacted fill. A concrete-lined trapezoidal 907 spillway was constructed to exit the impoundment area at an elevation of 845 ft amsl, which was 908 the original control on pool elevation during operations. In the early 2000s, a portion of the 909 embankment was breached to an elevation of approximately 820 ft amsl, and flows exiting 910 Executive Club Lake now flow freely over a rock spillway, joining with Kings Creek approximately 911 1,500 ft downstream of the lake. The current elevation allows for the storage of several feet of 912 water, and vegetated wetlands have become naturalized along the edges of the impounded 913 waters. 914 To form WSB-1, the dam structure will be restored to its original design elevation to supply make-915 up water for the concentrator plant, stormwater surge capacity, and as a source for haul road dust 916 control. Under normal operating conditions, flows exiting WSB-1 will be passively controlled 917 through a low-level outlet works consisting of an 18-inch-diameter vertical riser pipe set at 918 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 36 Revision: v3 elevation 830 ft amsl, 10 ft above the lowest point in WSB-1 and 20 ft below the crest of the WSB-919 1 embankment (which will be completed to elevation 850 ft amsl). The 100-year storm elevation 920 is 834 ft amsl. An emergency spillway is incorporated at elevation 843 ft amsl and is designed to 921 convey the Inflow Design Flood (IDF) with less than two feet of flow depth, resulting in a maximum 922 water level in WSB-1 of 845 ft amsl. A summary of key WSB-1 parameters and elevations is 923 presented in Table 9. 924 Proposed WSB-1 modifications include: 925 1. Clear and grub existing vegetation growth and roots from the existing embankment and 926 proposed expanded design footprint. 927 2. Reinstate the original embankment by placing and compacting suitable clean fill in the 928 embankment breach. 929 3. Install low-level outlet works to facilitate decanting the pool to a predetermined elevation 930 such that normal pool operations allow for both sediment retention and storm storage. 931 4. Repair and reconstruct, where necessary, the existing concrete-lined spillway, providing 932 for an outlet at 843 ft amsl, and include energy dissipation measures as required at the 933 downstream end to prevent undue erosion. 934 5. Construct a gravel blanket drain along the downstream face of the embankment and under 935 the proposed downstream embankment buttress. The top of the blanket drain will extend 936 to 845 ft amsl and be covered with compact clean fill to widen the embankment crest and 937 improve access conditions. 938 6. Construct a compacted fill buttress to improve the stability of the embankment and blanket 939 drain section. 940 Table 9: WSB-1 Parameters and Elevations 941 Parameter Description Pond Crest Elevation 850 ft amsl Spillway Invert Elevation 843 ft amsl 100-year Storm Elevation 834 ft amsl Normal Operation Level Outlet Elevation 830 ft amsl Pre and Post Construction Low Water Outlet Elevation 820 ft amsl Contributing Watershed 281 acres Spillway Bottom Width 16 ft Riser Pipe Diameter 18 inches amsl = above mean sea level; ft = feet; WSB = water storage basin. 942 Fill impacts for the WSB-1 dam modification improvements include 0.26 acre of wetland impacts 943 (0.03 acre at W-A39-PEM and 0.23 acre at W-B14-PFO), 0.14 acre of pond impacts (WB-B02), 944 and 226 linear ft of intermittent stream (S-A17) (Figure 28, Appendix A). Approximately 4,038 CY 945 of clean fill material will be discharged into wetland and stream resources. 946 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 37 Revision: v3 4.1.8 Impact Area 8: Water Storage Basin 1 Inundation 947 Impact Area 8 involves no fill, but only changes in water levels because of the dam modifications 948 (Figures 28 and 29, Appendix A). Wetland conversion impacts (3.18 acres) were calculated based 949 on the 830 ft amsl normal operating water elevation. In addition, 10.93 acres of open water would 950 increase in depth. Aquatic resources that would be inundated during the LOM include: 951 • Marsh (W-B14-PEM): 0.99 acre 952 • Shrub (W-B14-PSS): 1.80 acres 953 • Forested (W-B14-PFO): 0.90 acre 954 • Open Water (W-B14-PUB): 10.93 acres 955 At the end of the LOM, the WSB-1 dam will be breached, returning the outlet invert to elevation 956 820 ft amsl and allowing vegetated wetlands to re-establish. 957 4.1.9 Impact Area 9: Concentrator Facilities 958 Impact Area 9 is infrastructure generally associated with the concentrator facilities to be located 959 on the south side of I-85 (Figures 28 and 29, Appendix A). The fill activities in this area include 960 0.08 acre for the construction of a stormwater discharge pipe (0.03 acre at W-A16 PEM and 961 0.05 acre at W-A16 PSS), 0.20 acre for the construction of a riprap diffuser (0.16 acre at W-B14 962 PSS and 0.04 acre at W-B02 PUB), 0.06 acre for a rock check dam (W-B14 PSS), and 0.06 963 acre for a water intake pipe (W-B14 PSS). 964 4.1.10 Impact Area 10: Mine Pit Expansion 965 Impact Area 10 is for the expansion of the existing mine pit (Figure 30, Appendix A). One 966 isolated intermittent stream, S-13, was delineated in this area. During the March 5, 2024, 967 agency field review, the NCDEQ indicated that their agency would claim jurisdiction over this 968 stream feature, while the USACE determined that it was not a WOTUS. The mine expansion 969 would permanently impact the entire 446 ft of stream S-13. 970 4.2 WETLAND IMPACTS (PCN SECTION D2) 971 The successful operation of the Project will require nine areas that impact WOTUS. Table 10 972 provides a summary of proposed wetland impacts. 973 4.3 STREAM IMPACTS (PCN SECTION D2) 974 Table 11 provides a summary of proposed stream impacts. 975 4.4 OPEN WATER IMPACTS (PCN SECTION D3) 976 Table 12 provides a summary of proposed open water impacts. 977 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 38 Revision: v3 Table 10: Summary of Proposed Wetland Impacts 978 Wetland Impact Site # Reason for Impact Impact Type Wetland Name Wetland Type NCWAM Rating Type of Jurisdiction Impact area (acres) Fill (CY)* W1 Impact Area 1 Permanent W-C01-PFO PFO Headwater Forest USACE/NCDWR 0.30 2,940 W2 Impact Area 3 Permanent W-07A-PSS PSS Headwater Forest USACE/NCDWR 0.50 4,840 W3 Impact Area 4 Permanent W-A01-PFO PFO Headwater Forest USACE/NCDWR 0.02 194 W4 Impact Area 6 Permanent W-B05-PEM PEM Non-Tidal Freshwater Marsh USACE/NCDWR 0.08 774 W5 Impact Area 6 Permanent W-B05-PSS PSS Headwater Forest USACE/NCDWR 0.10 968 W6 Impact Area 6 Permanent W-B06-PFO PFO Headwater Forest USACE/NCDWR 0.12 1,162 W7 Impact Area 7 Permanent W-A39-PEM PEM Non-Tidal Freshwater Marsh USACE/NCDWR 0.03 290 W8 Impact Area 7 Permanent W-B14-PFO PFO Headwater Forest USACE/NCDWR 0.23 2,226 W9 Impact Area 8 Conversion W-B14-PEM PEM Non-Tidal Freshwater Marsh USACE/NCDWR 0.83 N/A (inundation) W10 Impact Area 8 Conversion W-B14-PEM PEM Non-Tidal Freshwater Marsh USACE/NCDWR 0.16 N/A (inundation) W11 Impact Area 8 Conversion W-B14-PFO PFO Headwater Forest USACE/NCDWR 0.32 N/A (inundation) W12 Impact Area 8 Conversion W-B14-PFO PFO Headwater Forest USACE/NCDWR 0.36 N/A (inundation) W13 Impact Area 8 Conversion W-B14-PFO PFO Headwater Forest USACE/NCDWR 0.20 N/A (inundation) W14 Impact Area 8 Conversion W-B14-PFO PFO Headwater Forest USACE/NCDWR 0.02 N/A (inundation) W15 Impact Area 8 Conversion W-B14-PSS PSS Headwater Forest USACE/NCDWR 1.69 N/A (inundation) W16 Impact Area 8 Conversion W-B14-PSS PSS Headwater Forest USACE/NCDWR 0.11 N/A (inundation) W17 Impact Area 9 Permanent W-B14-PSS PSS Headwater Forest USACE/NCDWR 0.06 581 W18 Impact Area 9 Permanent W-B14-PSS PSS Headwater Forest USACE/NCDWR 0.16 1,549 W19 Impact Area 9 Permanent W-B14-PSS PSS Headwater Forest USACE/NCDWR 0.06 581 W20 Impact Area 9 Permanent W-A16-PEM PEM Non-Tidal Freshwater Marsh USACE/NCDWR 0.03 290 W21 Impact Area 9 Permanent W-A16-PSS PSS Headwater Forest USACE/NCDWR 0.05 484 * Based on an average depth of 3 feet. 979 CY = cubic yards; N/A = not applicable; NCDWR = North Carolina Division of Water Resources; NCWAM = North Carolina Wetland Assessment Method; PEM = palustrine emergent; PFO = palustrine forested; 980 PSS = palustrine shrub/scrub; USACE = U.S. Army Corps of Engineers. 981 982 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 39 Revision: v3 Table 11: Summary of Proposed Stream Impacts 983 Stream Impact Site # Reason for Impact Impact Type Stream Name Stream Type Type of Jurisdiction Stream Width (average ft) Impact area (ft) Fill (CY)* S1 Impact Area 1 Permanent S-A05-PER Perennial USACE/NCDWR 15 861 1,435 S2 Impact Area 1 Permanent S-C02-PER Perennial USACE/NCDWR 2 346 77 S3 Impact Area 1 Permanent S-C03-INT Intermittent USACE/NCDWR 2 96 14 S4 Impact Area 2 Permanent S-A05-PER Perennial USACE/NCDWR 15 384 N/A (Arch Culvert) S5 Impact Area 3 Permanent S-A07A1-INT Intermittent USACE/NCDWR 2 80 12 S6 Impact Area 3 Permanent S-A07A-PER Perennial USACE/NCDWR 6 272 181 S7 Impact Area 3 Permanent S-A07-INT Intermittent USACE/NCDWR 4 33 10 S8 Impact Area 3 Permanent S-A07-PER Perennial USACE/NCDWR 6 1054 703 S9 Impact Area 3 Permanent S-A07-PER Perennial USACE/NCDWR 6 159 N/A (Arch Culvert) S10 Impact Area 4 Permanent S-A02-INT Intermittent USACE/NCDWR 3 259 58 S11 Impact Area 4 Permanent S-A04-INT Intermittent USACE/NCDWR 2 1,037 154 S12 Impact Area 4 Permanent S-A04-PER Perennial USACE/NCDWR 10 440 489 S13 Impact Area 5 Permanent S-B08-PER Perennial USACE/NCDWR 25 116 N/A (Culvert) S14 Impact Area 6 Permanent S-B07-PER Perennial USACE/NCDWR 3 561 187 S15 Impact Area 7 Permanent S-A17-INT Intermittent USACE/NCDWR 10 226 167 S16 Impact Area 10 Permanent S-A13-INT Intermittent NCDWR 2 446 99 * Based on an average depth of 3 feet for perennial streams and 2 feet for intermittent streams. 984 CY = cubic yards; ft = feet; N/A = not applicable; NCDWR = North Carolina Division of Water Resources; USACE = U.S. Army Corps of Engineers. 985 Table 12: Summary of Proposed Open Water Impacts 986 Open Water Impact Site # Reason for Impact Impact Type Name of Waterbody Activity Type Waterbody Type Impact area (acres) Fill (CY)* P1 Impact Area 7 Permanent WB-B02-PUB Fill Lake 0.14 1,355 P2 Impact Area 8 Temporary WB-B02-PUB Flooding Lake 10.93 N/A (inundation) P3 Impact Area 9 Permanent WB-B02-PUB Fill Lake 0.04 387 * Based on an average depth of 6 feet. 987 CY = cubic yards; N/A = not applicable. 988 989 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 40 Revision: v3 4.5 INDIRECT IMPACTS 990 Potential indirect impacts include erosion and sedimentation to downstream aquatic resources 991 from the Project’s construction and operation activities. The Project has been designed to include 992 erosion and sediment control BMPs and other mitigation measures to avoid and minimize indirect 993 impacts on wetlands, streams, and other waterbodies to the maximum extent practicable. Further, 994 the Project has been designed, and would be constructed, in a manner consistent with all federal, 995 state, and local requirements pursuant to the Clean Water Act (CWA), North Carolina Mine 996 Regulations, North Carolina Erosion and Sediment Control Regulations, and North Carolina 997 Stormwater Management Program Regulations. 998 4.6 CUMULATIVE IMPACTS 999 As a percentage of the watershed, the Project's impact on aquatic resources is minor. No new 1000 development outside the Project Area would result from the Project activities. Table 13 provides 1001 an analysis of impacts within the Project Area and within the Kings Creek Basin (HUC 1002 0305010509). 1003 Table 13: Aquatic Resources Impacts as a Percentage of Resource (Site and Basin) 1004 Resource Resource On- Site Impacted % On-Site Resource Resource in Basina % Basin Resource Wetlands 40.22 acres 5.43 acres 13.5 3,370.11 acres 0.16 Lakes/Ponds 20.88 acres 0.18 acre 0.86 347.98 acres 0.05 Streams 22,527 linear ft 6,370 linear ft 28.28 898,992 linear ft 0.65 a Based on NHD and NWI mapped data. 1005 5 IMPACT JUSTIFICATION AND MITIGATION (PCN SECTION E) 1006 5.1 DESCRIPTION OF AVOIDANCE AND MINIMIZATION MEASURES 1007 INCORPORATED IN THE PROJECT DESIGN (PCN SECTION E1A) 1008 5.1.1 Alternative Analysis 1009 The National Environmental Policy Act (NEPA) requires that, prior to funding, authorizing, or 1010 implementing an action, federal agencies consider the effects that their proposed action may have 1011 on the environment and the related social and economic effects as early as possible in any given 1012 decision-making process. An Environmental Assessment (EA) is being prepared for the proposed 1013 Project, which received funding from the DOE and Department of Defense (DOD) and required a 1014 permit authorization from the USACE under Section 404 of the Clean Water Act (CWA). The DOE 1015 will act as the lead federal agency for the NEPA evaluation, with the USACE being a cooperative 1016 agency. An evaluation of alternatives is required under NEPA and under the CWA Section 1017 404(b)(1) Guidelines for projects that include the discharge of dredged or fill material into WOTUS 1018 (40 CFR 230). NEPA requires discussion of a reasonable range of alternatives, including the no 1019 action alternative, and the effects of those alternatives; under the guidelines, practicability of 1020 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 41 Revision: v3 alternatives is taken into consideration, and no alternative may be permitted if there is a less 1021 environmentally damaging practicable alternative. The complete EA and Findings of No 1022 Significant Impact will be provided on the DOE website at https://www.energy.gov/nepa/doe-1023 environmental-assessments. 1024 In accordance with the Guidelines at 40 CFR 230.10(a), a permit cannot be issued if a practicable 1025 alternative exists that would have less adverse impact on the aquatic ecosystem (known as the 1026 Least Environmentally Damaging Practicable Alternative [LEDPA]), provided that the LEDPA 1027 does not have other significant adverse environmental consequences to other natural ecosystem 1028 components. The discussion of the Project site selection evaluation, the on-site alternative 1029 designs, and the inclusion of minimization measures are provided below to support the 1030 determination that the Project, as described in this permit application, is the LEDPA. 1031 No Action Alternative 1032 Under the No Action Alternative, a hard rock lithium mine would not be constructed in the TSB, 1033 and battery-grade lithium hydroxide made from lithium-bearing spodumene concentrates 1034 produced from hard rock mining would not be brought to the U.S. market from a domestic source 1035 to supplement current needs. The majority of lithium chemicals would still be imported from 1036 outside the United States to meet the domestic demand. If the majority of lithium chemicals were 1037 imported to the United States, the cost of these chemicals would ultimately drive up the prices of 1038 lithium-ion batteries and the products that use them, such as EVs. It can be assumed that there 1039 are environmental impacts associated with mines located outside the United States, especially in 1040 areas where environmental regulations may be less stringent, although the magnitude of impacts 1041 is unknown. 1042 Action Alternative Sites 1043 Five Action Alternative sites were evaluated (Figure 34, Appendix A): the Hallman-Beam Mine, 1044 the Kings Mountain Quarry, the Imerys Mine, the Archdale Mine, and the Kings Mountain Lithium 1045 Mine (Preferred Alternative). Each site was screened to determine their practicability in 1046 implementing the Project’s purpose. 1047 5.1.2 Alternative Site Selection Screening Criteria 1048 In order to be practicable, an alternative site must be available, achieve the overall Project 1049 purpose, and be feasible when considering cost, logistics, and existing technology. The screening 1050 criteria for evaluating alternative sites for the Project included the following: 1051 • Location (Screening Criteria A): The Carolina Tin-Spodumene Belt (TSB) is the most 1052 extensive and historically important lithium pegmatite deposit in North America. The 1053 spodumene-bearing pegmatites crop out in a narrow belt that begins at the South 1054 Carolina-North Carolina border, near the city of Grover in North Carolina, runs northeast 1055 through Kings Mountain, North Carolina, and spans beyond Lincolnton, North Carolina. 1056 The TSB contains over half of the nation’s lithium resources/reserves. Spodumene-based 1057 lithium mines in the TSB were historically the world’s leading producer of lithium from the 1058 1950s to the 1980s. The historic knowledge of mineralized spodumene locations within 1059 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 42 Revision: v3 the TSB at legacy and current mines narrow potential alternative sites and saves capital 1060 exploration costs. The alternative site would only be considered practicable and achieve 1061 the overall Project purpose if it is located within the TSB and the site is known to contain 1062 spodumene. 1063 • Mining Technology (Screening Criteria B): There are two primary processes for sourcing 1064 lithium: 1) lithium from brine; and 2) lithium from hard rock. Lithium brine deposits are 1065 typically found in arid regions where brine is pumped to the surface to be evaporated in a 1066 series of ponds and processed into lithium carbonate. Lithium from hard rock is typically 1067 hosted in pegmatites and mined in a conventional manner, like aggregate production, 1068 where rock is drilled, blasted, sorted, and processed. Lithium from hard rock deposits can 1069 be processed into either lithium carbonate or lithium hydroxide. The latter is favored by 1070 battery producers. Hardrock mining can be accomplished in an open pit mine or an 1071 underground mine. Open pit mining is a more favored technique due to the loss of 1072 resources from the “room and pillar” operation of an underground mine where up to 40 1073 percent of ore would be “lost” in the pillars. An open pit, hard rock mine is the preferred 1074 mining technique for spodumene extraction in the region because the mineral is contained 1075 within pegmatite host rock near the surface. All historic lithium mines within the TSB were 1076 open pit mines. To achieve the Project purpose of extracting spodumene-containing 1077 lithium, the alternative site would only be considered practicable if it relied upon open pit, 1078 hard rock mining techniques. 1079 • Historic/Active Mine Site (Screening Criteria C): Historic/active mine sites are those areas 1080 with historical operations or existing mining operations. These areas typically have existing 1081 infrastructure such as roads, power and, in some cases, processing facilities. In addition, 1082 there is a sense of community (stakeholder) acceptance of the operation. Greenfield sites 1083 refer to those areas that involve searching for mineral deposits in unexplored regions 1084 where no significant mining activities have taken place. There is typically no infrastructure 1085 in place and no previous community (stakeholder) engagement. Moreover, greenfield sites 1086 would necessarily have a greater adverse impact on natural resources than areas that 1087 have previously been disturbed by historic or existing mining operations. To achieve the 1088 Project purpose, the alternative site would only be considered if there was a historic or 1089 ongoing mining activity. 1090 • Property Availability (Screening Criteria D): Availability of both the parent parcel and 1091 adjacent parcels would be required. The alternative site would only be considered 1092 practicable and achieve the Project purpose if the current landowner(s) would be willing 1093 to sell or lease the parent parcel. 1094 5.1.3 Site Alternatives Evaluation 1095 Site Alternative 1: Hallman-Beam Mine 1096 The former Hallman-Beam Lithium Mine was one of the largest lithium producers between the 1097 1950s and 1990s, with spodumene being mined in a hard rock open pit mine. The lithium mine 1098 closed in 1998 and was purchased by Martin Marietta Materials. It continues to operate as a hard 1099 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 43 Revision: v3 rock mine for construction aggregates (DEMLR Mine Permit No.36-01). The parent parcel is 1100 approximately 627 acres and under one ownership. A desktop review of the National Wetland 1101 Inventory (NWI) and National Hydrography Dataset (NHD) indicates that aquatic resources occur 1102 on the Project site. Impacts to aquatic resources would be variable depending on parcel 1103 availability and mine plan, but it is assumed that they would be minimized to create the least 1104 impact possible. 1105 • Location (Screening Criteria A): The alternative would satisfy this screening criteria as it 1106 is located within the TSB and is known to contain spodumene. 1107 • Mining Technology (Screening Criteria B): This alternative satisfies the screening criteria 1108 as it was a former open pit lithium mine and is currently an active open pit aggregates 1109 mine; however, the infrastructure would require retrofit for processing spodumene. 1110 • Historic/Active Mine (Screening Criteria C): The alternative would satisfy this screening 1111 criteria as the site is an active hard rock mining operation and permitted under DEMLR 1112 Mine Permit No.36-01. 1113 • Property Availability (Screening Criteria D): This alternative would not satisfy the screening 1114 criteria as the parent parcels are not available for purchase or lease. 1115 The parent parcels are not for sale, as it is Martin Marietta Materials’ intent to continue processing 1116 construction aggregates. As such, this alternative would not satisfy the screening criteria as the 1117 parent parcels are not available for purchase or lease. 1118 Site Alternative 2: Kings Mountain Quarry 1119 The Kings Mountain quarry, located adjacent to the Kings Mountain Lithium Mine, is owned and 1120 operated by Martin Marietta Materials as a hard rock aggregate quarry (DEMLR Mine Permit No. 1121 23-02). The parent parcels are approximately 418 acres. This quarry has a history of impacts to 1122 wetlands and streams to support its current operation. Additional impacts to aquatic resources 1123 would be variable depending on parcel availability and mine plan, but it is assumed that there 1124 would be impacts based on the NWI and NHD. 1125 • Location (Screening Criteria A): The alternative does not satisfy this screening criteria. 1126 Although it is located within the TSB, there is no evidence that spodumene exists in the 1127 mining parcel. 1128 • Mining Technology (Screening Criteria B): This alternative satisfies the screening criteria 1129 as it is currently an active open pit aggregates mine; however, the infrastructure would 1130 require retrofit for processing spodumene. 1131 • Historic/Active Mine (Screening Criteria C): The alternative would satisfy this screening 1132 criteria as the site is an active hard rock mining operation and permitted under DEMLR 1133 Mine Permit No. 23-02. 1134 • Property Availability (Screening Criteria D): This alternative would not satisfy the screening 1135 criteria as the parent parcels are not available for purchase or lease. 1136 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 44 Revision: v3 The parent parcels are not for sale, as it is Martin Marietta Materials’ intent to continue processing 1137 construction aggregates. As such, this alternative would not satisfy the screening criteria as the 1138 parent parcels are not available for purchase or lease. 1139 Site Alternative 3: Imerys Mine 1140 The Imerys Mica Mine has been in operation since the 1960s and continues to operate as an 1141 open pit mine (DEMLR Mine Permit No. 23-03) The parent parcels comprise approximately 1142 423 acres located within the TSB under one owner. Even though this mine is located within the 1143 TSB, there is no evidence that the site contains spodumene. A desktop review of NWI and NHD 1144 data sets indicates that aquatic resources occur within the Project site. Impacts to aquatic 1145 resources would be variable depending on parcel availability and mine plan, but it is assumed 1146 that there would be impacts based on the NWI and NHD data sets. 1147 • Location (Screening Criteria A): The alternative does not satisfy this screening criteria. 1148 Although it is located within the TSB, there is no evidence that spodumene exists in the 1149 mining parcel.. 1150 • Mining Technology (Screening Criteria B): This alternative satisfies the screening criteria 1151 as it is currently an active open pit mine; however, the infrastructure would require retrofit 1152 for processing spodumene. 1153 • Historic/Active Mine (Screening Criteria C): The alternative would satisfy this screening 1154 criteria as the site is an active mining operation and permitted under DEMLR Mine Permit 1155 No. 23-03. 1156 • Property Availability (Screening Criteria D): This alternative would not satisfy the screening 1157 criteria as the parent parcels are not available for purchase or lease. 1158 The parent parcels are not for sale, as it is Imerys’ intent to continue mining and processing mica. 1159 As such, this alternative would not satisfy the screening criteria, as the parent parcels are not 1160 available for purchase or lease. 1161 Site Alternative 4: Archdale Mine 1162 The Archdale Mine is adjacent to the Imerys Mine and operates under the Imerys Mine permit 1163 (DEMLR Mine Permit No. 23-03). The parent parcels comprise approximately 643 acres within 1164 the TSB. Even though it is located within the TSB, there is no evidence that the site contains 1165 spodumene. A desktop review of the NWI and NHD indicates that aquatic resources occur within 1166 the Project site. Impacts to aquatic resources would be variable depending on parcel availability 1167 and mine plan, but it is assumed that there would be impacts based on the NWI and NHD. 1168 • Location (Screening Criteria A): The alternative does not satisfy this screening criteria. 1169 Although it is located within the TSB, there is no evidence that spodumene exists in the 1170 mining parcel.. 1171 • Mining Technology (Screening Criteria B): This alternative satisfies the screening criteria 1172 as it is currently an active open pit mine; however, the infrastructure would require retrofit 1173 for processing spodumene. 1174 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 45 Revision: v3 • Historic/Active Mine (Screening Criteria C): The alternative would satisfy this screening 1175 criteria as the site is an active mining operation. 1176 • Property Availability (Screening Criteria D): This alternative would not satisfy the screening 1177 criteria as only a small portion of the parent parcels are available for purchase or lease. 1178 The parent parcels are not for sale, as it is Imerys’ intent to continue mining and processing mica. 1179 As such, this alternative would not satisfy the screening criteria, as the parent parcels are not 1180 available for purchase or lease. 1181 Site Alternative 5: Kings Mountain Lithium Mine (Preferred Alternative) 1182 The Preferred Alternative is the former Foote Mineral Company Lithium Mine. This open pit mine 1183 operated from 1938 until the mid-1980s and was one of the largest producers of lithium in the 1184 world. The Foote Mineral Company and the associated property have gone through several 1185 acquisitions, and most recently, in 2015, Albemarle acquired the company and property. The 1186 parent parcel is approximately 771 acres and is currently permitted for mining (DEMLR Permit 1187 Nos. 23-01 and 23-34). Adjacent property to the Preferred Alternative boundary was available for 1188 purchase or lease. Recent exploration has indicated that additional spodumene resources are 1189 available for extraction. A desktop review of the NHD and NWI features indicates that the site has 1190 headwaters of Kings Creek and South Creek. 1191 • Location (Screening Criteria A): The alternative would satisfy this criteria as it is in the 1192 TSB. Recent exploration indicates that there is mineralized spodumene in the area. 1193 • Mining Technology (Screening Criteria B): This alternative satisfies the screening criteria 1194 as it is currently an active open pit mine; however, the infrastructure would require retrofit 1195 for processing spodumene. 1196 • Historic/Active Mine (Screening Criteria C): The alternative would satisfy this screening 1197 criteria as the site is a legacy mining operation with two active mine permits. 1198 • Property Availability (Screening Criteria D): This alternative will satisfy the screening 1199 criteria as approximately 1,146 acres are under ownership and/or lease. 1200 Alternative Site Screening Summary 1201 Table 13 compares the screening criteria for the five site alternatives. Based on the screening, 1202 the Preferred Alternative (Site 5) is the only viable option for the Project. 1203 Table 13: Alternative Site Screening Summary 1204 g Alternatives A B C D Location/Spodumene Mining Technology Historic/ Active Mine Availability Site 1. Hallman-Beam Mine Yes Yes Yes No Site 2. Kings Mountain Quarry No Yes Yes No Site 3. Imerys Mine No Yes Yes No Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 46 Revision: v3 Site 4. Archdale Mine No Yes Yes No Site 5. Kings Mountain Lithium Mine (Preferred Alternative) Yes Yes Yes Yes 5.1.4 On-Site Alternative Analysis 1205 The Kings Mountain Lithium Mine site is the only option that meets the Project’s purpose and 1206 need. Various alternative on-site layouts were considered during Project design and development. 1207 Each major iteration of the site design improved the avoidance and minimalization of impacts on 1208 WOTUS. There have been three major iterations of the Project design: 1) Kings Mountain Mine 1209 site only; 2) Kings Mountain Mine site with the Archdale site for the TSF; and 3) Kings Mountain 1210 Mine site with the Archdale site for the TSF, and a Partnership with Martin Marietta Materials to 1211 Utilize the Aggregate Byproduct of the mining process instead of storing it onsite (Project). The 1212 final site layout (Figures 19 and 20, Appendix A) was designed based on data collected during 1213 the drilling program and various baseline studies and was evaluated in the EA. 1214 On-Site Alternative 1: Kings Mountain Mine Site Only 1215 This alternative would restart the mine, having all operations and storage of materials within the 1216 approximately 1,146-acre Kings Mountain Mine site, plus an additional 73 acres of adjacent land 1217 to store the tailings. Within the Kings Mountain Mine site, where a field delineation has been 1218 conducted, wetland, stream, and open water impacts from On-Site Alternative 1 would be at least 1219 36.40 acres, 13,834 linear feet, and 0.40 acres, respectively. Most of South Creek and South 1220 Creek Reservoir would be filled (Figure 35, Appendix A). In addition, since the acquisition of the 1221 additional 73 acres of adjacent land was not pursued, there are no wetland delineations to 1222 calculate potential additional WOTUS impacts that would likely result from development beyond 1223 the Kings Mountain Mine site boundary. 1224 On-Site Alternative 2: Kings Mountain Mine Site with the Archdale TSF Site 1225 Approximately 10,757,620 tons of tailings are anticipated to be generated during the permitted 1226 LOM. The Archdale TSF site, described in Section 3, above, was specifically purchased by 1227 Albemarle to reduce the amount of material that would be discharged into WOTUS under On-Site 1228 Alternative 1. No jurisdictional WOTUS occur within the Archdale TSF site. Acquiring the Archdale 1229 site for the TSF removes any potential WOTUS impacts in the additional 73 acres of adjacent 1230 land to the Kings Mountain Mine that would have been required are assumed to have some 1231 additional WOTUS. 1232 On-Site Alternative 3 (Project): Kings Mountain Mine Site with the Archdale TSF Site, and 1233 Partnership with Martin Marietta Materials to Utilize the Aggregate Byproduct 1234 To further reduce the amount of material that would be discharged into WOTUS, Albemarle has 1235 entered into a partnership agreement with Martin Marietta Materials to receive and sell any 1236 aggregate that is a byproduct of the mining operation. Approximately 42,000,000 tons of 1237 aggregate is anticipated to be delivered to Martin Marietta Materials over the LOM. By removing 1238 the need for this waste rock to be stored in the Kings Mountain Mine site, Albemarle was able to 1239 avoid impacting most of South Creek and associated headwaters and wetlands, as well as the 1240 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 47 Revision: v3 South Creek Reservoir. This was accomplished mainly by the ability to separate RSF-A and RSF-1241 X in the design from the reduction in material needed to be stored on-site (Figure 35, Appendix 1242 A). 1243 The estimated reduction to wetland, stream, and open water impacts from implementing On-site 1244 Alternative 3 (Project) would be at least 31.08 acres, 7,910 linear ft, and 0.22 acre, respectively. 1245 These numbers do not include the potential additional reduction of WOTUS impacts to the 1246 73 acres of adjacent land to the Kings Mountain Mine site that would be needed if the Archdale 1247 TSF site was not implemented. 1248 Summary of On-Site Alternative Analysis 1249 Table 14 compares the WOTUS impacts for the three on-site alternatives evaluated for the 1250 Preferred Alternative Site. Based on the analysis, On-Site Alternative 3 (Project) would result in 1251 the least impact on WOTUS. 1252 Table 14: On-Site Alternatives Summary of WOTUS Impacts 1253 WOTUS DIRECT FILL IMPACTS On-Site Alternative Wetlands (acres) Streams (feet) Open Water (acres) Alternative 1a 12.08 13,547 20.08 Alternative 2 12.08 13,547 20.08 Alternative 3b 5.43 5,924 0.18 a Does not include additional WOTUS impacts assumed to occur within an additional 73 acres of adjacent land for required tailings storage. 1254 b Does not include 446 ft of isolated stream impact that is DWR jurisdictional only. 1255 5.2 DESIGN PLAN AVOIDANCE AND MINIMIZATION MEASURES 1256 THROUGH CONSTRUCTION TECHNIQUES (PCN SECTION E1B) 1257 In addition to the on-site alternatives described above, these additional avoidance and 1258 minimization measures are included in the final design plan: 1259 • Maximizing vegetative buffers around the entire perimeter of the Project site, as required 1260 by the City of Kings Mountain. The perimeter berms will be located to avoid wetlands and 1261 waterbodies and, instead, maintain existing vegetation to insulate potential visual impacts 1262 to the community from the mine. 1263 • Establishing wetland and stream buffers of 50 ft to avoid indirect impacts. 1264 • Dividing RSF-X and RSA-A to minimize impacts to South Creek. 1265 • Avoiding the deposition of rock or tailings in the South Creek reservoir. 1266 • Considered and dismissed using the depression east of OSF-1 and west of the rail spur 1267 for water or overburden storage. 1268 • Utilizing existing stream crossings where practicable to avoid direct impacts. 1269 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 48 Revision: v3 • Installing bottomless arch culverts for the South Creek Haul Road crossing and two 1270 tributaries to South Creek. 1271 • Protecting streams with stormwater BMPs. Sediment and erosion control measures would 1272 be used to prevent impacts to downstream waters. 1273 • Implementing a Storm Water Pollution Prevention Plan (SWPPP) and Spill Prevention, 1274 Control, and Countermeasure Plan (SPCCP). 1275 • Locating all stormwater pond discharge outlets will be in uplands, including diffusers. 1276 • Avoiding construction in the 100-year floodplain. 1277 • Keeping construction equipment in upland areas. 1278 • Preventing live concrete from coming into contact with surface waters. 1279 • Monitoring water quality for site discharge. 1280 5.3 Determination of LEDPA 1281 Based on the review of the site selection evaluation process, the on-site alternative analysis data, 1282 and the implementation of design and construction minimization measures, it is the Applicant’s 1283 opinion that On-Site Alternative 3 (Project) is the LEDPA. The site selection process only 1284 examined potential sites with historic or existing mining operations to avoid the significant adverse 1285 impacts on natural ecosystems that would accompany the development of a greenfield site. On-1286 site alternatives were evaluated, which were able to reduce the impacts on aquatic resources 1287 significantly, and BMPs and other minimization measures avoid and minimize direct and indirect 1288 impacts on wetlands, streams and other waterbodies to the maximum extent practicable. In 1289 addition, the Project will not adversely affect federal or state-listed protected species or known 1290 cultural resources. The Project will adhere to all USFWS and NC SHPO recommendations 1291 provided through Section 7 and Section 106 consultations, respectively. Further, the Project has 1292 been designed, and would be constructed, in a manner consistent with all federal, state, and local 1293 requirements pursuant to the CWA, North Carolina Mine Regulations, North Carolina Erosion and 1294 Sediment Control Regulations, and North Carolina Stormwater Management Program 1295 Regulations. 1296 6 COMPENSATORY MITIGATION (PCN SECTION E2) 1297 Tables 15 and 16 present the summary of impacts by aquatic resource type and the proposed 1298 compensatory mitigation credits to be purchased. No private mitigation banks service the Project 1299 Area. As such, Albemarle will most likely purchase mitigation credits from the North Carolina 1300 Division of Mitigation Services (NCDMS) to offset the impacts to aquatic resources permanently 1301 impacted by Project activities. The NCDMS acceptance letter is provided in Appendix J. 1302 Albemarle is also considering a Permittee Responsible Mitigation (PRM) plan as a compensatory 1303 mitigation option. No PRM plan is available for agency review as of this application submittal. If 1304 the PRM plan can be developed and approved by the agencies prior to the start of Project 1305 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 49 Revision: v3 activities, Albemarle may request that PRM compensatory mitigation be used instead of 1306 purchasing NCDMS credits. 1307 Table 15: Compensatory Mitigation Impact Analysis 1308 Aquatic Resource Type Impact Type Permanent Impacts Mitigation Ratio Mitigation Credits Wetlands Permanent 1.74 acres 2:1 3.48 acres Wetlands Conversion 3.69 acres 1:1 3.69 acres Streams, Perennial Permanent 4,193 linear feet 2:1 8,386 linear feet Streams, Intermittenta Permanent 2,177 linear feet 1:1 2,177 linear feet Open Water Permanent 0.18 acre 0:1 0 acres Open Water Temporary 10.93 acres 0:1 0 acres a Includes 446 ft of isolated stream impact that is DWR jurisdictional only. 1309 Table 16: Summary of Required Credits 1310 Credit Type Total Required Credits Wetland Credits 7.17 acres Stream Credits 10,563 linear ft a Includes required credits for 446 ft of isolated stream impacts that are DWR jurisdictional only. 1311 7 ENDANGERED SPECIES AND DESIGNATED CRITICAL HABITAT 1312 (PCN SECTION G5) 1313 7.1 FEDERALLY LISTED SPECIES 1314 Three species were identified in the U.S. Fish and Wildlife Service (USFWS) Information for 1315 Planning and Consultation (IPaC) resource list (downloaded May 30, 2024) as having potential to 1316 occur in the Project Area or vicinity (Table 17). In addition, the Project is within the range of the 1317 little brown bat (Myotis lucifugus), which is under review by the USFWS (Table 16). There are no 1318 USFWS-designated critical habitats for federally listed species within the Project Area. Tricolored 1319 bat (Perimyotis subflavus) was detected throughout the Project Area during acoustic surveys. 1320 This bat is not currently listed, but the USFWS has proposed listing this species as endangered 1321 and it has been included in Table 16. Development within the Project Area would impact forested 1322 habitat used by this species and other bats during the summer season. 1323 Table 17: USFWS Federally Listed Species with Potential to Occur within the Project Area 1324 Common Name (Scientific Name) Listed Status Habitat Potential to Occur Within Project Area Little brown bat (Myotis lucifugus) Under Review Roosts include trees, buildings, wood piles, and under rocks. Forages around water sources, forest edge. Low; not detected during 2022 bat acoustic surveys. Northern long-eared bat (Myotis septentrionalis) Endangered Summer roosting in trees with loose bark over 3 inches in diameter, winters in caves, forages in forest understory. Low; outside of 2023 revised range and not detected during 2022 bat acoustic surveys. Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 50 Revision: v3 Common Name (Scientific Name) Listed Status Habitat Potential to Occur Within Project Area Tricolored bat (Perimyotis subflavus) Proposed Endangered During the spring, summer, and fall (i.e., non- hibernating seasons), it primarily roosts among live and dead leaf clusters of live or recently dead deciduous hardwood trees. During winter, it hibernates in caves, culverts, and abandoned water wells. Forages both in treetops and closer to ground. High; detected during 2022 bat acoustic surveys. Monarch butterfly (Danaus plexippus) Candidate Prairies, meadows, grasslands, and roadsides with milkweed (Asclepias spp.) and flowering plants. Low; very limited suitable habitat along utility rights-of- way; individuals not identified during 2022-2024 habitat surveys. Dwarf-flowered heartleaf (Hexastylis naniflora) Threatened Acidic soils along bluffs and adjacent slopes, boggy areas next to streams and creek heads, and along slopes of nearby hillsides and ravines. Endemic to upper Piedmont of North Carolina and South Carolina. Low; suitable habitat observed; however, this species was not identified during presence/absence surveys in 2022 and 2024. Source: USFWS 2024 IPaC list of species that potentially occur in the Project Area. 1325 Note: Northern long-eared bat was included on the IPaC list in 2022 and was therefore included in the 2022 bat acoustic surveys. The Project is not 1326 within the current range, which was revised in 2023. 1327 Section 7 consultation has been initiated with the USFWS as part of the DOE NEPA process. On 1328 September 5th, 2024, the USFWS provided comments on the DOE draft EA and consultation 1329 ongoing. 1330 7.2 STATE LISTED SPECIES 1331 State-listed species are those listed by the State of North Carolina as endangered, threatened, 1332 and species of special concern and are protected by the North Carolina Wildlife Resources 1333 Commission (NCWRC) via the North Carolina Endangered Species Act of 1987. The NCWRC 1334 state-listed species for Cleveland County were reviewed to assess whether the species have 1335 potential to occur in the Project Area. Based on a desktop review and field surveys conducted in 1336 2022 through 2024, the timber rattlesnake (Crotalus horridus), American bittersweet (Celastrus 1337 scandens), and smooth sunflower (Helianthus laevigatus) have the potential to occur in the 1338 Project Area based on suitable habitat. However, surveys in 2022 and 2023 did not find American 1339 bittersweet or smooth sunflower to be present. Surveys were not conducted for timber rattlesnake 1340 due to the lack of predictive survey areas within the Project Area (e.g., rock outcrops) and the 1341 secretive nature of the species. However, numerous biological surveys were conducted 1342 throughout a diversity of habitats (e.g., forests, floodplains) in the Project Area during various 1343 seasons in 2022 through 2024, and no timber rattlesnakes were observed. Therefore, it is unlikely 1344 for this species to be encountered during Project activities. All other state-listed species have a 1345 low or very low potential to occur, primarily due to lack of suitable habitat. 1346 8 CULTURAL RESOURCES (PCN SECTION G7) 1347 Historic architecture and archaeological site surveys were conducted throughout the Kings 1348 Mountain and Archdale sites, as described below. In summary, the Project has the potential to 1349 adversely affect historic structures that are eligible for listing on the National Register of Historic 1350 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 51 Revision: v3 Places (NRHP); no eligible archaeological resources would be affected. All North Carolina State 1351 Historic Preservation Office (NC SHPO) correspondence received to date is provided in Appendix 1352 K. 1353 8.1 HISTORIC ARCHITECTURE 1354 During the first historic structures survey, which was conducted in 2023 for the Kings Mountain 1355 Mine site, SWCA intensively surveyed 59 aboveground historic-age resources. Based on the 1356 available documentation and research, SWCA recommended 46 as not eligible and 13 as eligible 1357 for the NRHP. On February 27, 2024, the NC SHPO concurred on the eligibility of four of these 1358 properties and stated that the proposed Project has the potential to adversely impact these four 1359 properties and the Margrace Mill Historic District (CL0350). The Project will create physical and 1360 non-physical impacts to historic-age properties in this area. Physical impacts include the 1361 demolition of historic-age resources on properties owned by Albemarle, including intentions to 1362 demolish the recommended eligible properties at Park Grace School (CL0291) and Macedonia 1363 Baptist Church (CL1717), among other non-eligible structures. The Project will also include 1364 industrial operations and blasting. This activity will create non-physical impacts, including visual, 1365 vibratory, and auditory impacts, that may affect historic-age resources in the area of potential 1366 effect (APE), including the four eligible properties. 1367 A meeting to discuss potential adverse effects was held virtually on May 9, 2024, between the 1368 NC SHPO, Albemarle, and SWCA. Data were presented on potential effects, including the 1369 potential demolition of historic buildings on mine property and other direct and indirect effects 1370 (e.g., noise, vibration) to resources beyond the mine’s footprint. The NC SHPO, in consultation 1371 with Albemarle and other consulting parties, will make formal determinations of effect once a final 1372 APE for historic architecture resources is defined. 1373 During additional historic structures surveys conducted in 2023 and 2024 on the Archdale TSF 1374 site, SWCA intensively surveyed 91 aboveground historic-age resources (84 historic-age legal 1375 parcels and 7 previously recorded resources). Based on the available documentation and 1376 research, SWCA recommended 88 properties not eligible, 2 properties eligible (CL1652, CL0234), 1377 and 1 property potentially eligible (107 Lancaster Drive) for the NRHP. The Project will create 1378 physical and non-physical impacts to historic-age properties in this area due to the deposition of 1379 tailings in piles as high as 100 ft. On May 9, 2024, the NC SHPO requested a formal evaluation 1380 of seven properties: CL0233, CL0234, CL0235, CL1652, CL0718, 107 Lancaster Drive, and 1503 1381 South Battleground Area. As such, SWCA returned in May 2024 to photograph these properties 1382 and prepare a subsequent supplemental historic structure survey report evaluating these 1383 properties prior to consulting with NC SHPO to determine any effects. Reporting and consultation 1384 for these properties is ongoing. 1385 8.2 ARCHAEOLOGY 1386 Surveys for historic and prehistoric cultural resources were conducted for the Project Area by 1387 SWCA in 2022, 2023, and 2024 as well as associated Section 106 consultation with the NC 1388 SHPO. Survey activities were conducted in accordance with Section 106 of the National Historic 1389 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 52 Revision: v3 Preservation Act (NHPA) and its implementing regulations, found at 36 Code of Federal 1390 Regulations 800. The Phase I survey was also conducted in accordance with applicable federal 1391 and state guidelines and requirements, including the 2017 North Carolina Office of State 1392 Archaeology (OSA) Archaeological Investigations Standards and Guidelines. 1393 Initial archaeological studies were performed by SWCA in June 2022 and reported in March 2023. 1394 Fieldwork consisted of a visual inspection, pedestrian survey, and shovel testing of approximately 1395 1,404 acres within and surrounding the Kings Mountain Mine site. No previously recorded 1396 archaeological sites were known within the Kings Mountain Mine site. During the survey, 1397 investigators identified 24 newly recorded sites. Twenty-two sites were determined not eligible for 1398 listing in the NRHP and required no further archaeological investigations. Two sites were 1399 recommended for additional testing; however, those properties are no longer under consideration 1400 for Project activities, and those two resources have been avoided. The NC SHPO concurred with 1401 the recommendations of this report in a letter dated April 12, 2023. 1402 Additional archaeological studies were performed by SWCA throughout 2023, covering a total of 1403 335 acres in 13 separate and noncontiguous parcels in the Kings Mountain and Archdale sites. 1404 One of the sites identified in 2022 was revisited and enlarged, and one new site was identified. 1405 Both sites were determined not eligible for listing in the NRHP. The NC SHPO concurred with 1406 these findings in a letter dated May 1, 2024. 1407 Field investigations for approximately 30 acres across two non-contiguous parcels in the Kings 1408 Mountain Mine site were carried out in May 2024. No archaeological resources were identified in 1409 these areas. SWCA submitted their report on the additional 30-acre survey to the NC SHPO on 1410 June 18, 2024. The NC SHPO provided their concurrence that no resources were identified and 1411 no further archaeological work is necessary on August 23, 2024. Coordination with the NC SHPO 1412 for archaeology is complete. 1413 9 PUBLIC OUTREACH (PCN SECTION H) 1414 Albemarle is committed to community education, engagement, and transparency as we develop 1415 the Kings Mountain Mine Project. Extensive public outreach, including community town halls, 1416 community meetings, and meetings with key stakeholders, including the Community Advisory 1417 Panel (CAP) and environmental Non-government Organizations (NGOs), has been ongoing since 1418 the project was announced in the spring of 2022 (Appendix L). The community has been made 1419 aware of these engagement opportunities through residential mailers, newspaper ads, social 1420 media posts, flyers posted at local establishments, website 1421 (https://albemarlekingsmountain.com/news), and our monthly community newsletter. In addition 1422 to the more than 50 formal public engagements hosted by Albemarle, the company has opened 1423 an accessible office in downtown Kings Mountain. The Albemarle community affairs team staffs 1424 this office and allows the general public to stop by at their convenience to obtain information about 1425 the project, ask questions, or file grievances. In addition, Albemarle has made public tours 1426 available to the Project site, and to date, there have been 72 public tours with more than 660 1427 attendees. Albemarle will continue to engage the public and stakeholders through our voluntary 1428 Application for Section 401 Individual Water Quality Certification for the Kings Mountain Lithium Mine Project Doc No.: KM60-EN-RP-9433 53 Revision: v3 Environmental and Social Impact Assessment (ESIA) process guided by the Initiative for 1429 Responsible Mining Assurance (IRMA) standards, as well as other engagement events 1430 independent of the ESIA. 1431 Appendix A Maps and Figures Application for Section 401 Individual Water Quality Certification Supplemental Document Kings Mountain Lithium Mine Project September 12, 2024 Document No.: KM60-EN-RP-9433 Project Location GJ Shelby 0 Gastonia 0 -- - - - ----__ N�rt_!! S:arolina South Carolina--------__ r , ' ., Nor Project Boundary East Mine Permit Boundary (DEMLR Permit 23-01) - � West Mine Permit Boundary (DEMLR Permit�-23-34) Note: The two mine permits will be consolidated, with additional acreage currently outside the mine permit boundaries, into a single mine permit 23-01 for the entire project area I I l a; • � I, ; i � !, I ' J" ---------------------1' N A 0 0.2 Miles 1 inch = 0.2 mi when printed llx17 t--------------------41! J Figure 3: Kings Mountain Permitted Mine Areas j Albemarle Kings Mountain Cleveland County, North Carolina ----------------------'� Project Location GJ Shelby North� South Carolina- Gastonia 0 � _ .. Archdale Project Boundary ..---, Moss-Neisler Mine Permit Boundary L-.J (DEMLR Permit 23-03) Nor Note: The Archdale Project Boundary (in red) will be removed from Permit 23-03 and covered by Albemarle's new mine permit N A 0.2 Miles 1 inch = 0.2 mi when printed llx17 Figure 4: Moss-Neisler Mine Permitted Kings Mountain Cleveland County, North Carolina 04 Project Location G1 r.::><;tonia -- - - - - -- - --- _ N�� Carolina South Carolina---------- -I �_, Kings Mountain Project Boundary 2 ft Topographic Contours 1 inch = 0.2 mi when printed llx17 Nr •. � -F�ig_u_r_e--5: _________ _._�;�! Kings Mountain Mine Site �Topographic Contour Map Albemarle Kings Mountain Cleveland County, North Carolina !I Project Location G1 r.::><;tonia --------- _ North Carolina --Sm.th Carolina-----------�_, �:: ! Kings Mountain Project Boundary Developed Forested Upland Deciduous Forested Upland Evergreen Forested Upland Mixed Herbaceous Upland Open Water Scrub-Shrub Upland -Wetland N A 0 0.2 Miles 1 inch = 0.2 mi when printed llx17 Figure 8: Kings Mountain Mine Site Vegetation Communities Map Kings Mountain Cleveland County, North Carolina Nr •.04 Project Location @ Gastonia 0 �:: ! Archdale TSF Project Boundary 2 ft Topographic Contours N A 0.1 Miles 1 inch = 0.1 mi when printed llx17 Figure 12: Archdale TSF Site Topographic Contour Map Albemarle Kings Mountain Cleveland County, North Carolina Nor 0.2 Project Location @ I Shelby N�r@/ina South Carolina Gastonia0 �:: ! Archdale TSF Project Boundary Cl FEMA Flood Zone AE N A 0.3 Miles 1 inch = 0.3 mi when printed llx17 Figure 13: Archdale TSF Site FEMA Flood Zone Map Albemarle Kings Mountain Cleveland County, North Carolina Nor 0.6 Project Location @ Shelby North rolina �uth Carolina Gastonia 0 Nor �:: ! Archdale TSF Project Boundary 11 ApB-Appling sandy loam, 1 to 6 percent L__J slopes 11 HhB-Hulett gravelly sandy loam, 2 to 8 L__J percent slopes .--, HtC-Hulett gravelly sandy loam, 8 to 15 L___J percent slopes, stony 11 MaB2-Madison gravelly sandy clay loam, 2 L__J to 8 percent slopes, moderately eroded r=-i MbB2-Madison-Bethlehem complex, 2 to 8 L__J percent slopes, stony, moderately eroded McC2-Madison-Bethlehem complex, 8 to D 15 percent slopes, very stony, moderately eroded 11 UdC-Udorthents, loamy, 0 to 15 percent L__J slopes *Mapped soils do not reflect mine activities that have occurred since the mid-1990s N A 0.1 Miles 1 inch = 0.1 mi when printed llx17 Figure 14: Archdale TSF Site Soils Map Albemarle Kings Mountain Cleveland County, North Carolina 0.2 Project Location @ )Shelby North rolina South Carolina Gastonia 0 �:: ! Archdale TSF Project Boundary -DevelopedD Forested Upland Mixed -Forested Upland EvergreenD Herbaceous UplandD Scrub-Shrub Upland -Wetland 0.1 Miles 1 inch = 0.1 mi when printed llx17 Figure 15: Archdale TSF Site Vegetation Communities Map Albemarle Kings Mountain Cleveland County, North Carolina Nor 0.2 Project Location @ ' Shelby North l;ilrolina So--;;th Carolina Gastonia 0 �:: ! Archdale TSF Project Boundary Culvert Line Non-Jurisdictional Wetlands N A 0.1 Miles 1 inch = 0.1 mi when printed llx17 Figure 16: Archdale TSF Site Wetland Delineation (all non-jurisdictional) Albemarle Kings Mountain Cleveland County, North Carolina Nor 0.2 Project Location @ I Shelby � N�rthEiloiina South Carolina Gastonia 0 �:: ! Archdale TSF Project Boundary - Stream Network (NHD Flowlines)* Non-Jurisdictional Wetlands D PSS Wetland Non-Jurisdictional Water D PUB Wetland Non-Jurisdictional Water Note: Stream line layer obtained from USGS National Hydrology Dataset and does not accurately depict streams within the Project boundaries N A 0.15 Miles 1 inch = 0.1 mi when printed llx17 Figure 17: Archdale TSF Site Aquatic Features Albemarle Kings Mountain Cleveland County, North Carolina Nor 0.3 Pa t h : M : \ U S \ P r o j e c t s \ A - C \ A l b e m a r l e \ K i n g s M o u n t a i n M i n e _ N C \ A P R X \ P e r m i t s \ A L B _ K i n g s M o u n t a i n _ P e r m i t t i n g F i g u r e s \ A L B _ K i n g s M o u n t a i n _ T S F _ M i n e P e r m i t . a p r x - I D _ 3 3 B _ A L B _ T S F P e r m i t _ M i n e L a y o u t | D r a w n B y : m a d d i e . h a y e s | C r e a t e d D a t e : 1 0 / 3 / 2 0 2 3 | R e v i s e d : 5 / 3 0 / 2 0 2 4 Notes:- Note 1: Project Features are provisional and incomplete at this time.- Note 2: Permit Boundary updated by ERM on April 29 2024.- Note 3: Project Features are based on a designprovided by SRK on April 19 2024.- Note 4: Contour data added based on ArchdaleSiteMap_20240419_FNL.pdf provided by SRK on April 19 2024.- Note 5: Outfall locations received from SRK on January 3 2024. 0 0.1 0.2 Miles¯ Project Boundary - TSF Property Setback Proposed Vegetated Property Buffer (15 feet wide) Naturally Vegetated Property Buffer (15 feet wide) Mine Design Feature Crest of Filtered Tailings Storage Area Tailings Storage Facility Contour (25 feet) Tailings Storage Facility Contour (5 feet) Waste Rock Emankment Contour (25 feet) Waste Rock Embankment Contour (5 feet) Waste Rock Embankment Tailings Storage Facility and Embankment Mi ne Stockpile Area Growth Media Storage Laydown Area Infrastructure Site Contour (25 feet) Site Contour (5 feet) Power Line Sewer Line Water Line Proposed Building Spillway Tra nsportation Existing Ingress/Egress Proposed Ingress/Egress Vehicle Separation Berm Haul Road Site Road Hydrology Outfall Compliance Point Drainage Proposed Culvert Named Flowline Unnamed Flowline Pond North Carolina South Carolina Charlotte Gastonia Shelby Project Location M AIN M AI N S B a t t l egr o u n d A v e D i x o n D a ir y R d S Ba ttl e groun d A v e Nori ck D r Archdale M AIN S Bat t leg roun d Ave Be n t o n R d A rr o w o od Dr B enton Rd Be n t on R d M i n e r a l R d TP-29 Power From Rutherford TP-28 3" Potable Water From City Of Kings Mountain TP-27 4" Sewer To City Of Kings Mountain Filtered Tailings Storage Area (82.6 acres) 900 925 950 Growth Media Storage (5.7 acres) Transfer Pond (2.0 acres) Sediment Basin (0.7 acres) Seepage Collection Tank (0.2 acres) 18" Culvert 24" Culvert Contact Water Emergency 30" Culvert PMP Emergency Spillway Light Vehicle and Haul Vehicle Separation Berm Light Vehicle Access 100 f t . P e r i m e t e r H a u l / A c c e s s R o a d NAG Waste Rock Embankment Crest o f T a i l i n g s S t o r a g e A r e a Seep a g e I n t e r c e p t i o n D r a i n 975 216 29 85 U n n a m e d T ri b u t a r y Dixon B r a n c h Outfall 001 Outfall 002 Outfall 003 Albemarle Kings Mountain Cleveland County, North Carolina Buildings 0.4 Haul Roads 15.0 Ponds 2.8 Site Roads 2.6 Stockpiles 5.7 TSF and Embankment 82.6 TOTAL 109.1 Type Acres Acreage Table MAIN S Battleg round A v e Entrance Parking Gate Security Offices Soil Tracking Device 29 Office & Canteen Change Room Water Truck Filling South Parking Lift Station Truck Wash Laydown (0.1 acres) Truck Parking Maintenance Shop Fueling Pad 85 Outfall 001 Inset Map Inset Map 0 100 200 Feet 0 100 200 Feet 1 inch = 0.1 mile when printed at 11"x17" Figure 20: Archdale TSF Site Map Kings Mountain Lithium Mine