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HomeMy WebLinkAboutNCG080589_COMPLETE FILE - HISTORICAL_20180212STORMWATER DIVISION CODING SHEET NCG PERMITS PERMIT NO. /v DOC TYPE HISTORICAL FILE ❑ MONITORING REPORTS DOC DATE o aoi � o a r a WYYMMDD I Energy, Mineral and Land Resources HNVINONMRNTAL QUALITY Mr. Franklin Lorick Waste Industries, LLC 3301 Benson Drive Suite 601 Raleigh, N.C. 27609 Dear Mr. Lorick: ROY COOPER Governor MICHAEL S. REGAN Secrelary WILLIAM E. TOBY VINSON, JR. Interim Director February 12, 2018 Subject: NPDES Stormwater Permit NCG080589 Waste Industries, LLC Formerly Republic Services of North Carolina, LLC Craven County Division personnel received your request to revise your stormwater permit Certificate of Coverage to accurately reflect your new company and/or facility name. Please find enclosed the revised Certificate of Coverage. The terms and conditions contained in the General Permit remain unchanged and in full effect. This revised Certificate of Coverage is issued under the requirements of North Carolina General Statutes 143-215.1 and the Memorandum of Agreement between North Carolina and the U.S. Environmental Protection Agency. If you have any questions or need further information, please contact the Stormwater Permitting Program at (919) 707-9220. State of North Carolina I Environmental Quality I Energy, Mineral, and Land Resources Central Office 1 1612 Mail Service Center I Raleigh, NC 27609 919 707 9200 Sincerely, Original Signed by Richard L. Riddle, Jr. for William E. Toby Vinson, Jr., PE, CPESC, CPM Interim Director Division of Energy, Mineral and Land Resources ccAvashington Regional Office Central Files STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENTAL QUALITY DIVISION OF ENERGY, MINERAL, AND LAND RESOURCES GENERAL PERMIT NO. NCG080000 CERTIFICATE OF COVERAGE No. NCG080589 STORMWATER DISCHARGES NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM In compliance with the provision of North Carolina General Statute 143-215.1, other lawful standards and regulations promulgated and adopted by the North Carolina Environmental Management Commission, and the Federal Water Pollution Control Act, as amended, Waste Industries, LLC is hereby authorized to discharge stormwater from a facility located at: Waste Industries, LLC 705 Airport Road New Bern Craven County to receiving waters designated as Scotts Creek, in the Neuse River Basin; in accordance with the effluent limitations, monitoring requirements, and other conditions set forth in Parts I, II, III, and IV of General Permit No. NCG080000 as attached. This certificate of coverage shall become effective February 12, 2018. This Certificate of Coverage shall remain in effect for the duration of the General Permit. Signed this day February 12, 2018. Original Signed by Richard L. Riddle, Jr. for William E. Vinson, Jr., F.E., Interim Director Division of Energy, Mineral, and Land Resources By the Authority of the Environmental Management Commission Energy, Mineral and Land Resources ENVIRONMENTAL QUALITY Mr. Franklin Lorick Waste Industries, LLC 3301 Benson Drive Suite 601 Raleigh, N.C. 27609 Dear Mr. Lorick: ROY COOPER Governor MICHAEL S. REGAN Secretary WILLIAM E. TOBY VINSON, JR. Interim Director February 12, 2018 RECEIVE] FEB 13 2018 CENTRAL FILES DWR SECTION Subject; NPDES Stormwater Permit NCG080589 Waste Industries, LLC Formerly Republic Services of North Carolina, LLC Craven County Division personnel received your request to revise your stormwater permit Certificate of Coverage to accurately reflect your new company and/or facility name. Please find enclosed the revised Certificate of Coverage. The terms and conditions contained in the General Permit remain unchanged and in full effect. This revised Certificate of Coverage is issued under the requirements of North Carolina General Statutes 143-215.1 and the Memorandum of Agreement between North Carolina and the U.S. Environmental Protection Agency. If you have any questions or need further information, please contact the Stormwater Permitting Program at (919) 707-9220. State of North Carolina I Environmental Quality I Energy, Mineral, and Land Resources Central Office 1 1612 Mail Service Center 4 Raleigh, NC 27609 919 707 9200 Sincerely, or William E. Toby Vinson, Jr., PE, CPESC, CPM Interim Director Division of Energy, Mineral and Land Resources cc: Washington Regional Office Central Files VP STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENTAL QUALITY DIVISION OF ENERGY, MINERAL, AND. LAND RESOURCES GENERAL PERMIT NO. NCG080000 CERTIFICATE OF COVERAGE No. NCG080589 STORMWATER DISCHARGES NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM In compliance with the provision of North Carolina General Statute 143-215.1, other lawful standards and regulations promulgated and adopted by the North Carolina Environmental Management Commission, and the Federal Water Pollution Control Act, as amended, Waste Industries, LLC is hereby authorized to discharge stormwater from a facility. located at: Waste Industries, LLC 705 Airport Road New Bern Craven County to receiving waters designated as Scotts Creek, in the Neuse River Basin; in accordance with the effluent Iimitations, monitoring requirements, and other conditions set forth in Parts 1, II, II1, and IV of General Permit No. NCGO80000 as attached. This certificate of coverage shall become effective February 12, 2018. This Certificate of Coverage shall remain in effect for the duration of the General Permit. Signed this day February 12, 2018. N/ for William E. Vinson, Jr., P.C., Interim Director Division of Energy, Mineral, and Land Resources By the Authority of the Environmental Management Commission qA LTI KWA If Division of Enemy, Mineral &Land Resources�� Lund Quality See lion/Stormwater Permitting NCDENR National Pollutant Discharge Elimination System °•�=�--�� ^��"PERMIT NAME/OWNERSHIP CHANGE FORM FOR AGENCY tJSE ONLY Dare Recamed Year Month Da Please enter the permit number for which the change is requested. N13DES Permit (or) Certificate of Coverage N I C I S 10 N I C I to 10 1 8 10 =8 1 9 I!. Permit status Prinr to requested change. a. Pennit issued to (company name): Republic Services of North Carolina LLC h. Person legally responsible for permit: Drew Isenhour First Ail last RECEIVED Area President 'fills DEC 20 2017 _PO Box 2993 1'cmril liolclt;r Mailing Address dENR•LANI�QUALITY Hickory NC 28603 STORMWATER PERMITTING Cif>'""` Zip I'hnrte Fax c. Facility name (discharge): GDS - New Bern d. Facilityaddress: 705 Airport Road Address New Bern NC 28560 cily Stale "lip c. Facility contact person: Robert McClellon(_919 )325-4000 First 1 MI / I.ast Phone III. Please provide the following for the requested change (revised permit). a. Request far change is a result of: x❑ Change in ownership of the facility ❑ Name change of the facility or owner 11'wher please explain: h. Permit issued to (company name): Waste Industries LLC c. Person legally responsible for permit: Franklin E Leriek Fiat Nil Lust Vice President Title 3301 Benson Drive, Suite 601 PeniA Iiolder Mailing Address Raleigh NC 27609 City slate Zip (919)325-4000 EHS@wasteindustries.com I']rone Ei-mail Address d. Facility name (discharge): waste Industries LLC e. Facility address: _ 705 Airport Road_ Address New Bern NC 28560 City S1a10 Zip f. Facility contact person: Robert McClellon First M 1 lass (919)325-4000 ( robert.mclellon@wasteindustries.com Phone E-mail Address IV, Permit contact information (ifdifttrent from the person legally responsible for the permit) Rois©d Jan. 27, 2014 i NPDES PERMIT NAME/OWNERSHIP CHANGE FORM Page 2 of 2 Permit contact: John C Pfleger First Nil Last Sr. EHS Specialist 'title 3301 Benson Drive, Suite 601 Mailing Address Raleigh NC 27609 Cite Statc Zip (919)325-4000 EHS@wasteindustries.com Phone E-mail Address V. Will the permitted facility continue to conduct the same industrial activities conducted prior to this ownership or name change? M Yes ❑ No (please explain) VI. Required Items: THIS APPLICATION WILL BE RETURNED UNPROCESSED IF ITEMS ARE INCOMPLETE OR MISSING - El This completed application is required for both name change and/or ownership change requests. © Legal documentation of the transfer ofownership (such as relevant pages of a contract deed, or a bill of sale) is required for an ownership change request. Articles of incorporation are not sufficient for an ownership change. The certifications below must be'completed and signed by hoLOlic permit holder prior to the change, and the new applicant in the case of an ownership change request. Por a name change request, the signed Applicant's Certification is sufficient. PF.RMITTEE CERTIFICATION (Permit holder prior to ownership change): I, , attest that this application for a name/ownership change has been reviewed and is accurate and complete to the best of my knnWletlgc. I understand that if all required parts of this application are not completed and that if all required supporting information is not included. this application package Will be returned as incotn9lete. 11-13-1-7 Signature Date APPLICANT CERTIFICATION 1, . attest that this application for a name/ownership change has been reviewed and is accurate and complete to the best of my knowledge. I understand that if all required parts of this application are not completed and that ifalI required supporting; information is not included, this application package will be retu as incomplete. Signature Date Revised Jan. 27, 2014 PLEASE SEND THE COMPLETE APPLICATION PACKAGE TO: Division of Energy, Mineral and Land Resources Stormwater Pernitting Program 1612 Mail Service Center Raleigh, North Carolina 27699-1612 WRITTEN CONSENT ,7 OF THE SOLE MANAGER OF WASTE INDUSTRIES, LLC 0 The undersigned, being the sole Manager of Waste Industries, LLC, a North Carolina limited liability company (the " CoMnan"), does hereby adopt the following resolutions by executing this written consent, effective for all purposes as of January 1, 2017. RESOLVED, that the following persons be, and they hereby are, appointed to the offices set forth opposite their names below, each to serve, subject to the provisions of the Operating Agreement of the Company, until his or her successor is duly elected and qualified: Ven Poole Chief Executive Officer Gregory G. Yorston Chief Operating Officer and President D. Stephen Grissom Chief Financial Officer and Sr. Vice President Lisa D. Inman Sr. Vice President and Secretary Michael J. Durham Vice President Michael T. Ingle Vice President Thomas A. Winstead Vice President E. Franklin Lorick Vice President Benjamin Habets Vice President David Pepper Vice President Carol Dalton Assistant Secretary This action is taken and effective as of the date first set forth above. MANAGER: WASTE INDUSTRIES USA, INC. By: `v Name: Ven Poole Title: Chief Executive Officer Execution Version ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (the "_Agreemen ") is executed and delivered effective as of September 20, 2017, by and between Waste Industries, LLC, a North Carolina limited liability company ("Buyer"), and Republic Services of North Carolina, LLC, a North Carolina limited liability company ("Seller"). RECITALS A. Seller owns and operates a residential and commercial waste collection and hauling business and a materials recycling facility business, each in and around the New Bern, North Carolina area (collectively, the "Business") from a facility located at 705 Airport Rd, New Bern, North Carolina 28560. B. Buyer desires to purchase and acquire the assets, properties and contractual rights used or held for use by Seller in connection with the Business, and Seller desires to sell such assets, properties and contractual rights to Buyer, all in accordance with the terms and conditions set forth in this Agreement. 00 rn C. Except as the context otherwise requires, capitalized terms used in this Agreemels shall have the meanings assigned to them in Exhibit A. s,, �v NOW, THEREFORE, in consideration of the mutual promises and covenants in thil!G,= Agreement and other good and valuable consideration, received to the full satisfaction of each o them, the parties agree as follows: x ARTICLE 1 SALE OF ASSETS 1.1 Sale of Assets by Seller. On the terms and subject to the conditions set forth in this Agreement, at the Closing, Seller shall grant, convey, sell, transfer, deliver and assign to Buyer, and Buyer shall purchase from Seller, all of the following assets, in each case to the extent used or held for use by Seller in connection with the Business (the "Assets"), but excluding the Excluded Assets, free and clear of all Encumbrances, except Permitted Exceptions: (a) the Owned Real Property; (b) all Equipment set forth on Schedule 1.1 b ; (c) all Rolling Stock set forth on Schedule L l(c); (d) all telephone numbers and facsimile numbers listed on Schedule l .l (d); (e) all Contracts and any other transferable rights of Seller to provide commercial waste collection and disposal services, residential waste collection and disposal services, and/or recycling services to the active customers at the locations on the service routes 18000.519-982165 v10 0 listed on Schedule 1.1(e) (collectively, the "Customer Accounts") serviced by Seller, including Contracts with Governmental Authorities and all Customer Contracts (collectively, the "Assumed Contracts"); (0 all Inventory; (g) all books and records principally related to the Business, including customer lists, customer data and records, customer routes and routing information; billing, invoicing and collection records; aging reports; Equipment logs; service warranty records; and vendor lists, all in electronic format if available; (h) all prepaid expenses and deposits related to the Business, including any such expenses and deposits with respect to leases, rentals and utilities, incurred in the ordinary course of business, but only to the extent Buyer receives the benefit thereof ("Prepaid Expenses"); (i) all Accounts Receivable, valued as set forth in Section 2.2; 6) all transferable warranties or similar rights that relate to the Assets; (k) all furniture, fixtures and office equipment used principally in connection with the Business; (1) all rights under agreements with Business Employees and other third Persons concerning confidentiality, assignment of inventions, non -competition covenants, non - solicitation covenants or other Business protection agreements relating principally to the Business, as described in Schedule 1.1(1)- (m) that portion of any National Accounts of Seller or its Affiliates serviced by the Business, conveyed via subcontract to Buyer; and (n) all goodwill of the Business. 1.2 Excluded Assets. The parties agree that, notwithstanding the provisions of Section 1.1, certain assets of Seller shall remain the property of Seller and shall not be sold to Buyer at the Closing (the "Excluded Assets"). The Excluded Assets include: (a) all assets of Seller, including all properties, land, rights, licenses, permits, contracts, whether tangible or intangible, personal or mixed, wherever located, that are not used or held for use in, owned by, leased by or in the possession of Seller or its Affiliates primarily in connection with the Business unless expressly included in the Assets; (b) all records which relate principally to Excluded Assets or Excluded Liabilities, including files relating to Taxes and personnel files; (c) the equity interests and corporate or other entity level record books of Seller; (d) the rights which accrue or will accrue to Seller under this Agreement; (e) any inter -company receivables from Seller or its Affiliates; (f) all insurance policies and all rights with respect thereto; (g) all litigation rights to which Seller is a plaintiff and all causes of action and claims of every nature, kind and description related thereto; (g) all present and future refunds relating to Taxes of Seller; (h) all billing, route management and other software programs other than basic operating systems; (i) all petty and other cash and cash equivalents on hand or in a bank; 0) all bank accounts; (k) all 18000.519-982165 v10 2 escrow accounts; (1) all right, title and interest in any financial responsibility, financial assurance or similar mechanisms; (m) the National Accounts, except as set forth in Section 1.1(m); (n) all software licenses, time clocks, GPS systems and DriveCam systems, except for any that are integrated into the Rolling Stock; (o) all computer hardware and related basic operating systems of Seller, including those used in the operation of the Business, except to the extent integrated into the Rolling Stock; (p) all intellectual property rights of Seller, including trademarks, service marks, logos and trade names; (q) all other assets of Seller that do not constitute the Assets; and (r) those assets identified on Schedule 1.2. 1.3 Assumed Liabilities. (a) At the Closing, subject to Article X, Buyer shall assume and shall agree to pay, perform and discharge when due, all of the following Liabilities to the extent relating to or arising out of the Assets or the Business, other than the Excluded Liabilities (the "Assumed Liabilities"), in each case in accordance with their respective terms and subject to their respective conditions: (i) all Liabilities, duties and obligations under the Assumed Contracts and Permits, to the extent the same are assignable, and first arising and related to periods subsequent to the Effective Time (provided that such obligations do not arise as a result of actions or omissions by Seller on or prior to the Closing Date); (ii) within 30 Business Days following the Closing Date, Buyer will post replacement performance bonds, letters of credit and other financial assurances for the performance bonds, letters of credit and other financial assurances of Seller set forth on Schedule 5.15, and will promptly furnish to Seller a copy of such replacement performance bonds, letters of credit or other financial assurances as they are issued. Buyer will reimburse Seller for the costs incurred by Seller in keeping any performance bonds, letters of credit or other financial assurances in place following the Closing; and (iii) all Liabilities included in the Adjustment Amount. 1.4 Excluded Liabilities. Except as explicitly and expressly set forth in this Agreement and subject to the terms of Article X hereof, Buyer shall not, by the execution and performance of this Agreement, by consummating the Transactions or otherwise (including under theories of successor liability), assume, become responsible for or incur, any Liabilities of any nature whatsoever relating to or arising out of the Assets or the Business, including with respect to the operation of the Assets or the Business prior to the Effective Time, except to the extent expressly assumed as part of the Assumed Liabilities (collectively, the "Excluded Liabilities"). Seller agrees that it shall pay and discharge all such Excluded Liabilities as and when they become due and payable. ARTICLE II PURCHASE PRICE 2.1 Purchase Price. Subject to adjustment as provided in this Article lI and Section 10.7, at the Closing, Buyer shall pay to Seller $14,100,000 (the "Purchase Price"), plus 18000-519-982165 00 or minus the Estimated Adjustment Amount (as the case may be), if any, payable by wire transfer of immediately available funds. 2.2 Working Capital Adiustment. (a) The following capitalized terms used in this Agreement shall have the following meanings: (i) "Adjustment Amount" means: (a) the Accounts Receivable Amount, minus (b) the Unearned Revenue Amount, plus (c) the Deposit Amount, plus, only if the Closing occurs on October 2, 2017, (d) the Expense Amount; (ii) "Accounts Receivable Amount" means the Accounts Receivable as of the start of business on the Closing Date multiplied by: (a) 100% for those Accounts Receivable 0-60 days old; (b) 0% for those Accounts Receivable more than 61 days old; (iii) "Unearned Revenue Amount" means the amount billed by Seller to the customers of the Business before the Closing Date for services to be provided by Buyer on or after the Closing Date; (iv) "Deposit Amount" means the amount of all Prepaid Expenses; and (v) "Expense Amount" means the amount of all of Seller's actual costs and expenses for payroll, fuel, disposal fees and maintenance expenses associated with conducting Business on October 1, 2017, as reasonably determined by Seller, which shall not exceed the amount of the revenues associated with the Business on October 1, 2017. (b) At least two Business Days prior to the Closing Date, Seller shall deliver to Buyer a worksheet setting forth its good faith computation of the estimated Adjustment Amount (the "Estimated Adjustment Amount"). The worksheet shall be prepared by Seller and shall be subject to the approval of Buyer, which approval shall not be unreasonably withheld. If the worksheet is not acceptable to Buyer, Buyer shall promptly submit its comments on the worksheet to Seller, and Buyer and Seller shall endeavor in good faith to address such comments so as not to delay the Closing. If the Estimated Adjustment Amount is a positive number, the Purchase Price payable at Closing shall be increased by an amount equal to the positive Estimated Adjustment Amount. If the Estimated Adjustment Amount is a negative number, the Purchase Price payable at Closing shall be decreased by an amount equal to the negative Estimated Adjustment Amount. (c) Within 90 days after the Closing, Buyer shall prepare a computation of the actual Adjustment Amount as of the Closing Date (the "Actual Adjustment Amount") and deliver such computation to Seller. If within 20 days following delivery of such computation Seller do not deliver a written objection thereto to Buyer, then the Actual Adjustment Amount shall be as reflected on the computation provided pursuant to the preceding sentence. If Seller timely objects to the computation, then Buyer and Seller shall negotiate in good faith and attempt to resolve their disagreement. Should such negotiations not result in an agreement within 30 days after delivery of such written objection, the issues remaining in dispute shall be submitted to a neutral auditor mutually acceptable to Buyer and Seller (the "Neutral Auditor"). Seller and 18000.519-982165 Y10 4 Buyer shall furnish or cause to be furnished to the Neutral Auditor such work papers and other documents and information relating to the disputed issues as they may deem necessary or appropriate or as the Neutral Auditor may request and are available to that party or its agents. Further, Seller and Buyer shall be afforded the opportunity to present to the Neutral Auditor any material relating to the disputed issues and to discuss the issues with the Neutral Auditor; provided that no party shall have any discussions with the Neutral Auditor without first providing the other parties with notice of such discussions and a reasonable opportunity to attend, observe or otherwise participate in such discussions. All fees and expenses relating to the work, if any, performed by the Neutral Auditor will be borne equally by Buyer and Seller. The Neutral Auditor will deliver to Buyer and Seller a written determination (such determination to include a worksheet setting forth all material calculations used in arriving at such determination and to be based solely on information provided to the Neutral Auditor by Buyer and Seller, or their respective Affiliates) of the disputed items within 30 days of receipt of the disputed items, which determination will be final, binding and conclusive on the parties. (d) Promptly following agreement on or delivery of the final, binding and conclusive computation setting forth the Actual Adjustment Amount, Buyer and Seller shall account to each other as provided for in this Section 2.2(d). If the Estimated Adjustment Amount less the Actual Adjustment Amount is a positive number, then Seller shall pay Buyer a cash payment equal to such excess as a decrease in the Purchase Price. If the Estimated Adjustment Amount less the Actual Adjustment Amount is a negative number, then Buyer shall pay Seller a cash payment equal to such deficit as an increase in the Purchase Price. Any such excess or deficit payment shall be due and payable within 10 days after the final determination of the Actual Adjustment Amount pursuant to Section 2.2(c) and shall be paid in immediately available funds by wire transfer to an account designated by Buyer or Seller, as applicable. 2.3 Allocation of Purchase Price, The Purchase Price (including any liabilities that are considered to be an increase to the Purchase Price for federal income tax purposes) shall be allocated among the Assets in the manner agreed to by Seller and Buyer, in accordance with the requirements of Code Section 1060 and based on the fair market value of the Assets as determined by arm's length negotiations. Within 30 days after the Actual Adjustment Amount is finally determined pursuant to Section 2.2, Seller will propose a Purchase Price allocation to Buyer, and the parties shall work together in good faith to agree to the same. The parties agree to file (or cause to be filed) (i) all required federal Forms 8594, Asset Acquisition Statement under Section 1060, and (ii) all other Tax Returns (including amended Tax Returns and claims for refund) in a manner consistent with such allocation of the Purchase Price described in this Section 2.3. In the event the parties are unable to come to agreement on such allocation, the parties acknowledge that each intends to file its Internal Revenue Service Form 8594 using the allocation that it believes accurately reflects the fair value of the Assets. ARTICLE III CLOSING 3.1 Time and Place of Closing. 18000.519-982165 v10 (a) The purchase and sale provided for in this Agreement (the "Closing") shall take place by overnight express, email and/or facsimile, at 11:00 a.m. (Eastern time), as promptly as practicable (but in any event within 3 Business Days) following the date on which the last of the conditions set forth in Article VIII and Article IX are fulfilled, satisfied or waived; or at such other time or place as the parties shall agree in writing. The date on which the Closing occurs is referred to as the "Closing Date," and all actions shall be deemed to have occurred simultaneously and be effective as of 12:01 a.m. (Eastern time) on the Closing Date (the "Effective Time"), with the effectiveness of any action taken on the Closing Date being conditioned upon the taking of all other actions required for the Closing to occur. Buyer assumes no risk of loss to the Assets prior to the Closing. The parties shall use commercially reasonable efforts to cause the Closing to occur on or about October 2, 2017. (b) Only if the Closing occurs on October 2, 2017, the Effective Time (as defined for all purposes under this Agreement) shall be 12:01 a.m. (Eastern time) on October 2, 2017. Notwithstanding the foregoing, for accounting purposes only and not for any other purpose, including liability purposes or with respect to casualty matters, the parties shall treat the Closing Date and Effective Time as having occurred as of 12:01 a.m. (Eastern time) on October 1, 2017. In furtherance of the foregoing, and for the avoidance of doubt, the Purchase Price adjustments in Section 2.2 and the prorations on Owned Real Property in Section 7.12 shall each be calculated as of October 1, 2017. The Expense Amount shall be borne by Buyer, and all revenues associated with the Business on October 1, 2017, shall be earned by Buyer. in the event any Business revenue is delivered to Seller with respect to October 1, 2017, Seller will promptly turn over any such revenue to Buyer. (c) At the Closing, the sale and conveyance of the Owned Real Property may be consummated through an escrow established at the Title Company, although actual payment of the Purchase Price allocable to the Owned Real Property shall not be paid through the escrow (other than funds required to cure a Title Defect for which Seller is obligated to or have elected to cure). 3.2 Deliveries by Seller. At the Closing, Seller shall deliver or cause to be delivered to Buyer, all duly and properly executed (where applicable): (a) a Bill of Sale in the form attached as Exhibit B; (b) a Deed conveying to Buyer good, marketable, and insurable fee simple title to the Owned Real Property, subject only to the Permitted Exceptions, in form and substance reasonably satisfactory to Buyer; (c) evidence that any Encumbrances, other than Permitted Exceptions, on any of the Assets are fully released and extinguished as of the Closing, in form and substance reasonably satisfactory to Buyer; (d) the certificates referred to in Sections 9.1 and 9.2 below; (e) all customer, routing and billing information relating to current customers of the Business in electronic form to the extent not delivered prior to Closing; 18000.519-982165 00 (f) a National Account Subcontract in the form attached as Exhibit C (the "National Account Subcontract"); (g) all documents, reports and affidavits required to be delivered to any Governmental Authority in connection with the payment of any real estate transfer Tax, transfer of ownership of the Assets (including without limitation certificates of title for Rolling Stock), or recordation of the Deed; (h) all documents, indemnity agreements, affidavits and other documents reasonably required by the Title Company to issue the Title Policy, to delete Standard and General Exceptions and to provide the special endorsements required pursuant to Section 7.12 and to comply with reasonable and customary requirements set forth in Schedule B — Section One; and (i) such other separate documents or instruments of sale, assignment, or transfer as are customary in transactions such as the Transactions or as Buyer shall reasonably request. 3.3 Deliveries by Buyer. At the Closing, Buyer shall deliver or cause to be delivered to Seller, all duly and properly executed (where applicable): (a) the Purchase Price by wire transfer of immediately available funds to the account specified by Seller; (b) the Assumption Agreement in the form of Exhibit D; (c) the National Account Subcontract; (d) all documents, reports and affidavits required to be delivered to any Governmental Authority in connection with the payment of any real estate transfer Tax, transfer of ownership of any of the Assets, or recordation of the Deed; (e) all documents, indemnity agreements, affidavits and other documents reasonably required by the Title Company (and reasonably approved by Buyer) in order to cause the Title Company to issue the Title Policy in the form and condition required by this Agreement; (f) the certificates referred to in Sections 8.1 and 8_2 below; and (g) such other separate documents or instruments of sale, assignment, transfer or assumption as are customary in transactions such as the Transactions or as Seller shall reasonably request. 18000.519-982165 00 7 ARTICLE IV POST CLOSING COVENANTS 4.1 Removal of Identification. Within six months after the Closing, Buyer shall remove or otherwise conceal all visible usage of Seller's name, trade names, logos and other identifying intellectual property on the Assets. 4.2 Further Assurances. From time to time on and after the Closing Date and without further consideration except as provided in this Agreement, the parties shall each deliver or cause to be delivered to any other party at such times and places as shall be reasonably requested, such additional instruments as any of the others may reasonably request for the purpose of carrying out this Agreement and the Transactions. Seller, also without further consideration, agrees to cooperate with Buyer and to use its commercially reasonable efforts to have its officers, Business Employees and employees cooperate on and after the Closing Date in furnishing to Buyer or its advisors upon reasonable request, (a) information with respect to the Assets and the Business, including information with respect to Seller's billing and route management for transition purposes, and (b) information, evidence, testimony, and other assistance in connection with obtaining all necessary Permits and approvals and in connection with any third party actions, Proceedings, arrangements or disputes of any nature with respect to the Assets or the Business; provided, however, that this obligation shall not apply to disputes among the parties, and that Seller shall not be required to expend any sum of money toward that end beyond commercially reasonable and typical overhead expenditures and commercially reasonable outside counsel and adviser fees and costs. Buyer, also without further consideration, agrees to cooperate with Seller and to use its commercially reasonable efforts to have its officers and employees cooperate on and after the Closing Date in furnishing to Seller reasonably requested information, evidence, testimony, and other assistance (including reasonable access to the Assets, including the Owned Real Property at times approved by Buyer (which approval may not be unreasonably withheld or delayed), and, as desired by Buyer, while accompanied by a representative of Buyer) in connection with any third party actions, Proceedings, arrangements or disputes of any nature with respect to the Assets or the Business; provided, however, that this obligation shall not apply to disputes between the parties, and that Buyer shall not be required to expend any sum of money toward that end beyond commercially reasonable and typical overhead expenditures and commercially reasonable outside counsel and adviser fees and expenses. 4.3 Customers and Inc,Lu. iries. Seller will not take any action that is designed or intended to have the effect of discouraging any customer or business associate of Seller from maintaining the same business relationships with Buyer after the Closing that it maintained with Seller before the Closing. Seller will refer all customer inquiries relating to the Business to Buyer for a period of five (5) years from and after the Closing. ARTICLE V REPRESENTATIONS AND WARRANTIES OF SELLER As an inducement to Buyer to enter into this Agreement and to consummate the Transactions the Seller represents and warrants to Buyer that the statements contained in this 18000.519-982165 v10 8 Article V: (i) except as set forth in the Disclosure Schedules, are correct and complete as of the Execution Date; (11) will be correct and complete as of the Closing Date (as though made then and as though the Closing Date were substituted for the Execution Date throughout this Article V), subject to the Disclosure Schedules and supplements to the Disclosure Schedules as provided in Section 7.7, and except for those representations and warranties that, by their terms or nature, speak as of a specific date that is not the Closing Date; and (iii) shall survive the Closing in accordance with Section 10.1. Any information set forth in a particular section or subsection of the Disclosure Schedules shall be deemed to be disclosed in each other section or subsection thereof to which the relevance of such information is reasonably apparent on its face from the fact of such disclosure. 5.1 Organization; Authority; BindingEffect. ffect. (a) Seller is a limited liability company duly organized, validly existing and in good standing under the laws of the state of North Carolina and is duly authorized, qualified and licensed under all Applicable Laws to carry on the Business in the places and in the manner in which the Business is presently conducted. (b) Seller has full limited liability company power and authority to enter into this Agreement and the Ancillary Agreements to which it is a party, to consummate the Transactions and perform its obligations under this Agreement and the Ancillary Agreements to which it is a party. (c) The execution, delivery and performance of this Agreement and the Ancillary Agreements by Seller is within its limited liability company rights, powers and authority and such action has been approved by Seller's managers, and no other proceedings on the part of Seller will be necessary to authorize the execution and delivery of this Agreement and the Ancillary Agreements or the consummation by Seller of the Transactions and the performance of its obligations under this Agreement and the Ancillary Agreements to which it is a parry. This Agreement has been, and upon delivery, the Ancillary Agreements to which it is a party will be, duly executed and delivered by Seller and, assuming the due authorization, execution and delivery by Buyer, will constitute the valid and legally binding agreement of Seller enforceable against Seller in accordance with their respective terms. 5.2 Permits. Seller has all material Permits necessary to enable it to own the Assets and conduct the Business as currently conducted on the Execution Date. Except as set forth on Schedule 5.2, Seller is and has been in compliance with the terms and conditions of all Permits. All of the Permits are currently valid, in good standing and in full force and effect. Seller has not been notified (and has no reason to believe) that any issuing entity intends to cancel, terminate or modify any Permit. 5.3 Assets; Certain Contracts; Personal Property. (a) Except for (i) the assets specifically identified on Schedule 5.3(a) and (ii) the Excluded Assets, the Assets include all the material properties, assets, rights, licenses, permits and contracts, wherever located (including any items located on a customer's site), 18000.519-982165 00 9 whether tangible or intangible, real, personal or mixed, that are currently used, owned by, leased by or in the possession of Seller in connection with the Business. (b) All of the Assets that constitute tangible personal property are owned by Seller and Seller is not a party to any contract, agreement or commitment for the sale or disposition of any of the Assets other than as is contemplated herein. Except for the Excluded Assets, the Assets constitute substantially all of the assets necessary for the operation of the Business in substantially the same manner as operated by Seller as of Closing. (c) Schedule 1.1(e) identifies the Customer Accounts by customer name, billing and service address and sets forth, with respect to each Customer Account, the service requirements, container size and standard monthly charge, and (B) separately identifies such accounts by type such as "Residential" or "Commercial". (d) At the Closing, Seller shall have good and marketable title to the Assets, free and clear of all Encumbrances other than Permitted Exceptions. By virtue of the grant, conveyance, sale, transfer, assignment and delivery of the Assets hereunder, Buyer shall receive good and marketable title to the Assets, free and clear of all Encumbrances other than Permitted Exceptions. (e) The Equipment is in good and serviceable condition, ordinary wear and tear excepted. (f) The Assets have been maintained in accordance with commercially reasonable maintenance practices, and Seller has not deferred any reasonable maintenance or repairs of the Assets otherwise required in accordance with industry standard and Seller's standard practices. 5A Real Property. (a) Schedule 5.4(a) sets forth (i) the street address and legal description of each parcel of the Owned Real Property and (ii) a brief description (including size) of the principal improvements and buildings on the Owned Real Property. With respect to each such parcel of the Owned Real Property, except as set forth on the Existing Title Policy, the Existing Survey, or Schedule 5.4(a): (i) Either Seller or an Affiliate thereof, has good and marketable fee simple title to the Owned Real Property, free and clear of any Encumbrances other than Permitted Exceptions; (ii) There are no pending, or threatened in writing, condemnation proceedings, suits, administrative actions or other Proceedings relating to the Owned Real Property or other matters affecting adversely the current use, occupancy or value thereof, (iii) To the best of Seller's knowledge: (A) the legal descriptions for the Owned Real Property contained in the deeds vesting title in Seller or an Affiliate of Seller, as applicable, describe such parcels fully and adequately; (B) the buildings and improvements are located within the boundary lines of the parcels of land described by those legal descriptions are 18000.519-982165 00 10 not in violation of applicable setback requirements, local comprehensive plan provisions, zoning laws and ordinances (and none of the properties or buildings or improvements thereon are subject to "permitted non -conforming use" or "permitted non -conforming structure" classifications), building code requirements, permits, licenses or other forms of approval by any Governmental Authority, and do not encroach on any easement which may burden the land; (C) such land does not serve any adjoining property for any purpose inconsistent with the use of the land; and (D) none of the land consisting of the Owned Real Property is located within any flood plain (such that a mortgagee would require a mortgagor to obtain flood insurance) or subject to any similar type restriction for which any permits or licenses necessary to the use thereof have not been obtained; (iv) All facilities located on the Owned Real Property have received all approvals of any Governmental Authority (including Permits) required in connection with the ownership or operation thereof and have been operated and maintained in accordance with such approvals as well as applicable laws, ordinances, rules and regulations; (v) There are no leases of, or other contracts granting to any party or parties the right of use or occupancy of any portion of, the Owned Real Property; (vi) There are no outstanding options or rights of first refusal to purchase or lease the Owned Real Property, or any portion thereof or interest therein; (vii) There are no parties (other than Seller or, as applicable, an Affiliate of Seller) in possession of the Owned Real Property; (viii) All facilities located on the Owned Real Property are supplied with utilities and other services necessary for the operation of such facilities, including gas, electricity, water, telephone, data, sewer system, all of which services are adequate in accordance with all applicable laws, ordinances, rules and regulations, and are provided via public rights of way or via permanent, irrevocable, appurtenant casements benefitting the Owned Real Property; (ix) The Owned Real Property abuts on and has direct vehicular access to a public road, or has access to a public road via a permanent, irrevocable, appurtenant easement benefitting the Owned Real Property; access to the Owned Real Property is provided by paved roadway or driveway with adequate curb cuts available; and there is no pending or threatened termination or impairment of the foregoing access rights; (x) All improvements and buildings on the Owned Real Property are in good repair and are safe for occupancy and use, the roofs thereof are watertight and otherwise in good condition; and to the best of Seller's knowledge, the structural components and systems (including plumbing, electrical, air conditioning/heating, and sprinklers) are in good working order and adequate for the use of such Owned Real Property in the manner in which presently used; and (xi) Seller has not received notice of (a) any condemnation proceeding with respect to any portion of the Owned Real Property or any access thereto; and no such proceeding is contemplated by any Governmental Authority; or (b) any special assessment which 18000,519-982165 V10 may affect the Owned Real Property, and no such special assessment is contemplated by any Governmental Authority. (b) Seller is not a "foreign person" as that term is defined in Section 1445 of the Code or any applicable regulation promulgated thereunder. 5.5 Contracts. (a) Listed on Schedule 5.5 is a complete and accurate list of each Contract to which Seller is a party and by which the Assets or Business are affected or bound that: (A) is a Material Customer Contract, (B) is a franchise or similar governmental agreement with any Governmental Authority; (C) relates to the ownership or use of real property (including the Owned Real Property); (D) contains a covenant or agreement limiting the freedom of any of the parties thereto to compete in any line of business or in any location, or (E) is with a supplier or third party service provider of the Business and has remaining obligations by any party thereto in excess of $50,000 in any 12 month period as of the Execution Date (collectively, the "Material Contracts"). True and complete copies of each such Contract have been delivered to Buyer on or prior to the Execution Date. The delivery of a Contract to Buyer shall not constitute a representation that such Contract satisfies one or more of the foregoing criteria. (b) Except as set forth in Schedule 5.5, all Material Contracts and Assumed Contracts are in full force and effect and are valid, binding and enforceable against Seller and, to Seller's knowledge, the other parties thereto, in accordance with their respective provisions. No default has occurred nor has there occurred an event or condition which with the passage of time or the giving of notice (or both) would constitute a default by Seiler or to Seller's knowledge any other party to any such Contract. Except as set forth on Schedule 5.5, Seller has not received any written notice that any Person intends or desires to modify, waive, amend, rescind, release, cancel or terminate any Material Contract or Assumed Contract. 5.6 Employees; Compensation. (a) Attached as Schedule 5.6 is a complete and accurate list of (i) all Business Employees, (ii) their rate of base compensation as of the date of delivery of the Disclosure Schedules, (iii) any bonus, incentive or compensation plans (other than plans subject to ERISA) in which they participate, (iv) any vacation plans, including accruals thereunder, and (e) any severance plans, agreements, arrangements or obligations relating to any such employee, including any amounts owed to any such employee thereunder as of the Closing Date or arising out of or in connection with the consummation of the Transactions or the performance of the parties' respective obligations under this Agreement and the Ancillary Agreements. Except (i) as otherwise contemplated by this Agreement or the Ancillary Agreements, and (ii) as set forth on Schedule 5.6, each Business Employee is an employee at will. , (b) Seller has complied in all material respects with all applicable laws, rules, and regulations relating to employment and employee benefits, including those relating to wages, hours, collective bargaining, occupational safety and health and employment practices, unfair labor practices, and the payment and withholding of taxes and other sums as required by appropriate Governmental Authorities. There is no unfunded liability for accrued benefits, 18000.519-982165 v10 12 whether or not vested, under any funded employee benefit plan, and all contributions required to be made to or with respect to each employee benefit plan and all costs of administering each employee benefit plan have been completely and timely made or paid. All accrued but unpaid wages and benefits to Seller's employees will be paid by Seller no later than the first pay period following Closing. With respect to each of Seller's employee benefit plans, Seller has complied, and will continue to comply, with (i) the applicable health care continuation and notice provisions of the Consolidated Omnibus Budget Reconciliation Act of 1985 ("COBRA") and the proposed regulations thereunder and (ii) the applicable requirements of the Family Leave Act of 1993 and the regulations thereunder. Seller will retain all COBRA obligations existing or arising as of Closing, if any. 5.7 Compliance with Law; No Conflicts. (a) Except as set forth in Schedule 5.7(a): (i) the Business is being operated in compliance in all material respects with all Applicable Laws and Permits (including Environmental Laws); (ii) Seller is not involved in any litigation, administrative proceeding or other Proceeding relating to the Assets or the Business seeking to impose fines, penalties, consent decrees, or other liabilities or seeking injunctive relief for violation of any Applicable Laws and Permits (including Environmental Laws); and (iii) there is no pending or, to Seller's knowledge, threatened investigation or other form of review or Proceeding relating to the Business or the Assets with respect to any Applicable Law or Permit (including Environmental Laws). (b) Except as set forth in Schedule 5.7(b), the execution, delivery and performance of this Agreement, the Ancillary Agreements, the consummation of the Transactions and the fulfillment of the terms of this Agreement and the Ancillary Agreements by Seller does not and will not: (i) conflict with, or result in a breach or violation of its Organizational Documents; (ii) conflict with, or result in a breach of or default under any Assumed Contract or Permit or result in the creation or imposition of any Encumbrance on the Assets or Business; (iii) except for the notices, consents or approvals required under any Assumed Contract or Permit (collectively, the "Required Consents"), (A) require Seller to provide notice to, or obtain the consent or approval of, any Governmental Authority or other third Person, or (B) constitute a default under or give rise to any right of termination, cancellation or acceleration of, or to a loss of any benefit to which Seller is entitled under such Assumed Contract; or (iv) conflict with, or result in a material violation of or a material failure to comply with, any Applicable Law to which Seller is bound or to which the Assets are subject. 18000,519-982165 v10 13 (c) Schedule 5.7(c) lists all Required Consents necessary to be obtained (i) with respect to Assumed Contracts; (ii) with respect to Permits; and (iii) from any Governmental Authority. 5.8 Taxes. Except as set forth on Schedule 5.8, with respect to the Business: (a) Seller either separately or as a member of an Affiliated Group, has completed and timely filed all Tax Returns required to be filed with any Tax authority, and has paid (or has had paid on its behalf) all Taxes shown as due and payable thereon. Such Tax Returns reflect all Taxes due and payable with respect to the periods covered by them. There is no Tax Return filed by Seller either separately or as a member of an Affiliated Group, and there are no outstanding assessments or Taxes otherwise due for any Pre -Closing Period, that will result, on or after the Closing Date, in any Taxes or other Governmental Authority charges upon the Assets or Buyer, whether as transferees of the transferred assets or otherwise. There are no Encumbrances for Taxes of the Assets or the Business other than Permitted Exceptions. (b) There is no actual, pending or, to Seller's knowledge, threatened or expected claim, audit, investigation, dispute or other proceeding concerning any Taxes of Seller that may result in an Encumbrance against any of the Assets or the Business after Closing. 5.9 Litigation. Except as set forth on Schedule 5.9, (a) there are no Proceedings pending or, to Seller's knowledge, threatened, against Seller relating to the Assets or the Business or that could interfere with the consummation of the Transactions, at law or in equity, before any federal, state or local court or regulatory agency, or other Governmental Authority; (b) there are no existing orders, judgments or decrees of any Governmental Authority affecting any of the Assets or the Business; and (c) there are no Proceedings pending or, to Seller's knowledge, threatened against Seller that could result in an Encumbrance on the Assets or the Business. 5.10 Financial Statements. Seller has provided Buyer with true and complete copies of (a) the internal, unaudited, compiled balance sheets of Seller relating to the Business and the Assets as of December 31, 2016, and the related internal, unaudited statements of income for the 12 months then ended (the "Internal Financial Statements") and (b) the internal, unaudited, compiled balance sheets of Seller relating to the Business and the Assets as of June 30, 2017 (the "Balance Sheet Date"), and the related internal, unaudited statements of income for the 6 months then ended (the "Interim Financial Statements" and, together with the Internal Financial Statements, "Seller's Financial Statements"). The historical Customer Account revenue (including, without limitation, all revenue from collection and disposal services provided to such customers) set forth on Seller's Financial Statements has been recorded in accordance with GAAP, except as set forth in Schedule 5.10. Seller's Financial Statements fairly present in all material respects the financial position of Seller relating to the Business and Assets as of the dates thereof and the results of Seller's operations relating to the Business for the periods then ended. 5.11 Conduct of the Business. Since the Balance Sheet Date, except as disclosed on Schedule 5.11 or as expressly set forth in this Agreement there has not been any: 18000,519-982165 v10 14 (a) event or condition that individually or in the aggregate has resulted in a Material Adverse Effect and/or Material Adverse Change, or that could reasonably be expected to result in a Material Adverse Effect and/or Material Adverse Change; (b) work interruption or any labor grievance or unfair labor practice claim filed with respect to the Business; (c) sale or transfer of, or any Contract to sell or transfer, any of the Assets, or any plan, agreement or arrangement granting any preferential right to purchase or acquire any interest in any of the Assets, or requiring consent of any Person to the transfer and assignment of any of the Assets, in each case other than in the ordinary course of business; (d) delay or postponement of any payment of accounts payable and other Liabilities outside the ordinary course of business; (e) waiver of any material rights or claims of Seller related to the Assets or Business; (f) material breach, failure to perform any material obligations, amendment or termination of any Assumed Contract or Permit by Seller or, with respect to any Assumed Contract, by any other parties thereto; (g) termination, lay off or reduction in force with respect to any Business Employee other than in the ordinary course of business; (h) failure by Seller to use reasonable efforts to preserve intact the Business and related goodwill and to preserve its relationships with customers, suppliers and others that are material to the Business; (i) material transaction by Seller outside the ordinary course of business with respect to the Assets or the Business; or 6) action by Seller, or by any of its Affiliates, Business Employees or employees, officers or agents, entering into any commitment (written or oral, contingent or otherwise) to do any of the foregoing. 5.12 Environmental Compliance; Hazardous Materials; Disposal Sites. (a) Except as set forth in Schedule 5.12(a): (i) During the period that Seller has conducted the Business, except in material compliance with all Environmental Laws, Seller has never owned, leased, had an interest in, generated, transported, stored, handled, recycled, reclaimed, disposed of, or contracted for the disposal of, Hazardous Materials or solid waste in connection with the Business, and no such Hazardous Materials or solid waste has been disposed on the Owned Real Property; 18000.519-982165 v10 15 (ii) During the period that Seller has conducted the Business on the Owned Real Property, there have been no Releases of any Hazardous Materials into the Environment or onto, under or about the Owned Real Property in connection with the Business, except in compliance with all Environmental Laws; and, to Seller's Knowledge, there has been no passive migration of Hazardous Materials beneath the Owned Real Property; (iii) No portion of the Owned Real Property is on a CERCLA, CERCLIS or the National Priorities List or any similar list or database maintained by the states in which the Assets are located or the Business is conducted, and Seller is not listed as, nor has it been notified that it is a potentially responsible party or listed on RCRAInfo with respect to the Assets or Business; and (iv) No Encumbrances with respect to Environmental Damages, including but not limited to restrictions on property use, have been imposed against Seller (insofar as they relate to any of the Assets or the Business) or any of the Assets or the Business under any Environmental Laws or other Applicable Law. (b) Except as set forth in Schedule 5.12(b), with respect to the Business, Seller has not received any written notice or other written communication from any Governmental Authority or unaffiliated third Person alleging or relating to the investigation of any alleged (i) material violation of Environmental Law, (ii) material liability or potential liability for any Environmental Damages, other than those that have been fully resolved without further liability or obligation to Seller, or (iii) presence, release or threatened release of Hazardous Materials. (c) Included on Schedule 5.12 c is a complete list of the names and addresses of all disposal sites (including Hazardous Materials disposal sites) used currently or in the past by Seller with respect to the Business or the Assets. No portion of any such site is on a CERCLA, CERCLIS, or the National Priorities List or any similar list or database maintained by the state in which the site is located. (d) Except as described in Schedule 5.12(d), any underground or above ground storage tanks and piping associated with such tanks containing Hazardous Materials, petroleum products of other hazardous substances, known to be located on the Owned Real Property now or in the past, have been used and maintained, and, as applicable closed or removed, each in material compliance with all Environmental Laws. All underground or above ground storage tanks used for Hazardous Materials, petroleum products of other hazardous substances, currently or previously located on the Owned Real Property are listed on Schedule 5.12(d). (e) Seller has provided to Buyer complete copies of any and all reports, studies, and other documents and information in its possession, that pertain to any conditions related to the Environment of the Owned Real Property or other Assets, including any notices to or from a Government Authority about a Release, audits concerning such Environment or existing Phase I or Phase II environmental site assessments. 18000.519-982185 00 16 5.13 Corrupt Practices. Except in compliance with all Applicable Laws, neither Seller nor any of its officers, managers, Affiliates, Business Employees, employees or agents, have, directly or indirectly, ever made, offered or agreed to offer anything of value to (a) any employees, representatives or agents of any customers of the Business for the purpose of attracting business, or (b) with respect to the Business, any domestic governmental official, political party or candidate for government office or any of their employees, representatives or agents. 5.14 Accounts Receivable. All Accounts Receivable represent, or will represent as of Closing, valid obligations from sales actually made or services actually performed by Seller in the ordinary course of business pursuant to bona fide arm's length transactions, except to the extent of the reserves set forth on the balance sheets included in Seller's Financial Statements. No Account Receivable is subject to a valid defense, set-off or counterclaim. 5.15 Affiliate Relationships. Schedule 5.15 contains an accurate and complete list of all material contractual and business arrangements between Seller and any Affiliate thereof that relate to the Assets or to the Business. 5.16 Performance Bonds; Letters of Credit; Financial Assurances. Set forth on Schedule 5.16 are all of the outstanding performance bonds, letters of credit and other financial assurances provided by or on behalf of Seller with respect to the Assets. True and complete copies of such performance bonds, letters of credit and other financial assurances listed on Schedule 5.16 have been provided to Buyer. 5.17 Employment and Labor Matters. Except as set forth in Schedule 5.17, with respect to the Business, Seller is not a party to (a) any collective bargaining agreement, (b) any agreement respecting the employment of any Business Employee, or (c) any agreement for the provision of consulting or other professional services which is not cancelable without penalty on less than 30 days' notice. Except as set forth in Schedule 5.17, within the last five years Seller has not experienced any material labor disputes, union organization attempts or any work stoppage due to labor disagreements in connection with the Business. Except to the extent set forth in Schedule 5.17, with respect to the Business, (v) there is no unfair labor practice charge or complaint against Seller pending or, to Seller's knowledge, threatened; (w) there is no labor strike, dispute, request for representation, slowdown or stoppage actually pending or, to Seller's knowledge, threatened against or affecting Seller nor any secondary boycott with respect to services of Seller; (x) no question concerning labor representation has been raised to Seller or, to Seller's knowledge, is threatened respecting the Business Employees; (y) no grievance, nor any arbitration proceedings arising out of or under collective bargaining agreements, is pending or, to Seller's knowledge, threatened; (z) there are no administrative charges, court complaints or threatened complaints against Seller concerning alleged employment discrimination or other employment related matters pending or, to Seller's knowledge, threatened before the U.S. Equal Employment Opportunity Commission, the U.S. Department of Labor or any other Govermmental Authority. 5.18 Insurance. All policies or binders of property, general liability, workmen's compensation, automobile liability and pollution legal liability insurance held by or on behalf of Seller in connection with the Business as of the Execution Date are in full force and effect, 18000.519-982165 v10 17 provide adequate insurance coverage for the Assets and the Business and, to Seller's knowledge, are valid and enforceable obligations of the insurers in accordance with their terms. Seller is not in default with respect to any provision contained in any such policy or binder and Seller has not failed to give any notice or present any claim under any such policy or binder in due and timely fashion. Except as set forth on Schedule 5.18, there are no material outstanding unpaid claims under any such policy or binder except claims that are pending in the ordinary course of business. Also set forth on Schedule 5.18 is a list of all claims made under such policies in the last 3 years. 5.19 No Other Representations. Seller is not making any representations or warranties expressed or implied, of any nature whatsoever except as specifically set forth in this Agreement. ARTICLE VI REPRESENTATIONS AND WARRANTIES OF BUYER As an inducement to Seller to enter into this Agreement and to consummate the Transactions the Buyer represents and warrants to Seller that the statements contained in this Article VI: (i) are correct and complete as of the Execution Date; (ii) will be correct and complete as of the Closing Date (as though made then and as though the Closing Date were substituted for the Execution Date throughout this Article VI), except for those representations and warranties that, by their terms or nature, speak as of a specific date that is not the Closing Date; and (iii) shall survive the Closing in accordance with Section 10.1. 6.1 Oraanization. Buyer is a limited liability company duly organized, validly existing and in good standing under the laws of the state of North Carolina and is duly authorized, qualified and licensed under all Applicable Laws to carry on the Business in the places and in the manner in which the Business is presently conducted. 6.2 Authorily. Buyer has full power and authority (including full limited liability company power and authority) to enter into this Agreement and the Ancillary Agreements to which it is a party, to consummate the Transactions and perform its obligations under this Agreement and the Ancillary Agreements to which it is a party. 6.3 No Conflicts. The execution, delivery and performance of this Agreement, the Ancillary Agreements, the consummation of the Transactions and the fulfillment of the terms of this Agreement and the Ancillary Agreements by Buyer do not and will not: (a) conflict with, or result in a breach or violation of the Articles of Organization or Operating Agreement of Buyer; (b) require Buyer to provide notice to, or to obtain the consent or approval of, any Governmental Authority or any other third Person, except as contemplated by the terms of this Agreement; or (c) conflict with, or result in a material breach or default under any Applicable Law to which Buyer is bound. 18000.519-982165 v10 18 6.4 Binding Effect. The execution, delivery and performance of this Agreement and the Ancillary Agreements to which it is a party by Buyer are within their limited liability company rights, powers and authority and have been approved by their respective managers, and no other proceedings on the part of Buyer is necessary to authorize the execution and delivery of this Agreement and the Ancillary Agreements to which it is a party, or the consummation by Buyer of the Transactions and the performance of its obligations under this Agreement and the Ancillary Agreements to which it is a party. This Agreement has been, and upon delivery, the Ancillary Agreements to which they are a party will be, duly executed and delivered by Buyer and, assuming the due authorization, execution and delivery by Seller, constitutes and will constitute the valid and legally binding agreement of Buyer enforceable against Buyer in accordance with their respective terms. 6.5 Independent Investigation. Buyer has conducted an independent investigation of the Assets and the Business. Buyer acknowledges that: (i) EXCEPT AS SET FORTH IN THIS AGREEMENT, THE ASSETS AND THE BUSINESS ARE CONVEYED "AS IS, WHERE IS" AND "WITH ALL FAULTS," AND (ii) SELLER HAS NOT MADE, AND SELLER HEREBY EXPRESSLY DISCLAIMS AND NEGATES, ANY REPRESENTATION OR WARRANTY, EXPRESS OR IMPLIED, OF ANY KIND OR NATURE WHATSOEVER RELATING TO THE ASSETS OR THE BUSINESS (INCLUDING ANY IMPLIED OR EXPRESSED WARRANTY OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE) EXCEPT FOR THE REPRESENTATIONS AND WARRANTIES EXPRESSLY SET FORTH IN THIS AGREEMENT. 6.6 No Other Representations. Buyer is not making any representations or warranties, expressed or implied, of any nature whatsoever except as specifically set forth in this Agreement. ARTICLE VII COVENANTS 7.1 Access to Owned Real Property and Records; Due Diligence Period. (a) Until the Closing or until any earlier termination of this Agreement, Seller will afford to or obtain for the officers and authorized agents and representatives of Buyer reasonable access to the Owned Real Property (including for the purpose of permitting Buyer to perform or cause to be performed, at Buyer's expense, all testing of the Environment, inspections and other procedures reasonably considered desirable by Buyer), Assets, sites, and the books and records of Seller related to the Business, all upon reasonable notice and conducted at times agreed to by Seller, which agreement shall not be unreasonably withheld, conditioned or delayed. Without limiting the generality of the foregoing, Buyer shall have the right to conduct Phase I Environmental investigations of the Owned Real Property, but may not conduct Phase II investigations without Seller's consent, which may be granted or withheld in Seller's sole discretion. If Seiler withholds consent to any Phase 1I investigation requested by Buyer, Buyer shall have the right to terminate this Agreement by written notice to Seller within five (5) Business Days after Seller notifies Buyer that it is withholding consent, but in no case may 18000.519-982165 V10 19 Seller's termination notice be later than three (3) Business Days prior to the Closing Date. Any access to the Owned Real Property requested by Buyer pursuant to this Section 7.1(a) for Environmental Phase II investigations to which Seller consents shall be governed by an access agreement containing customary terms and conditions to be agreed upon by the parties. Buyer will provide Seller with the results of any such Phase I1 environmental investigation upon Seller's written request. (b) Until thirty (30) days after the Closing or until the earlier termination of this Agreement, Seller shall furnish Buyer with such additional financial and operating data and other information as to the Business as Buyer may from time to time reasonably request, whether such information is in the possession of Seller or any of its Affiliates. (c) Until the ninety-first (91") day after the Closing or until the earlier termination of this Agreement, Seller shall use commercially reasonable efforts to cooperate with Buyer, its representatives, engineers, auditors and counsel in the preparation of any documents or other materials that may be required by any Governmental Authority in connection with the Transactions. The parties shall cause all Confidential Information obtained in connection with the negotiation of this Agreement to be treated in accordance with the provisions of Article XII. (d) All access and testing of Owned Real Property shall be coordinated with Seller, and Buyer and its agents and employees shall enter the Owned Real Property and perform inspections or meet with Business Employees only if accompanied by a representative of Seller. Seller shall have the right to delay access or testing for up to one week from the date desired by Buyer until such time that the access or testing, in the reasonable judgment of Seller, will not materially interfere with the operations of the Business, if Seller shall notify Buyer. Seller shall have the right to require that access and testing be conducted on weekends or after hours if deemed necessary in the reasonable judgment of Seller. (e) Buyer shall return the Owned Real Property to substantially the same condition as existed as of the Execution Date to the extent there are any material alterations to the Owned Real Property attributable to the exercise of its rights pursuant to this Section 7.1, and Buyer shall, separate and apart from its obligations under Article X, if any, indemnify and save harmless Seller from all costs of returning the Owned Real Property to such condition. If Buyer does not promptly perform such work, Seller shall have the right to perform, or cause to be performed, such work and to obtain reimbursement for the reasonable costs of such work (including reasonable legal and consulting fees) from Buyer, which costs shall be payable by Buyer to Seller upon demand. 7.2 Activities of Seller Prior to Closing. Between the Execution Date and the Closing or the earlier termination of this Agreement, Seller shall: (a) carry on the Business in the ordinary and usual course consistent with past practice, provided, however, that Seller shall have no obligation to purchase any vehicles or purchase any yellow iron pursuant to this Section 7.2 or otherwise; (b) maintain the Assets in as good working order and condition as on the Execution Date, ordinary wear and tear excepted; 18000.519-982165 00 20 (c) use commercially reasonable efforts to preserve intact its current business organization, keep available the services of the officers, management personnel, Business Employees and agents employed in the Business (including "shared" employees and "available" employees previously identified to Buyer), and maintain relationships with suppliers, customers, consultants, employees, independent contractors, government agencies, communities and others having business relations with Seller in the operation of the Business, and promptly notify Buyer of the loss or potential loss of any customer or group of customers material to the Business; (d) use commercially reasonable efforts to provide balance sheets and the related statements of income for the Business for each month following the Execution Date; (e) provide all commercially reasonable assistance to Buyer to provide for an orderly transfer of the Assets and the Business from Seller to Buyer; (f) continue in full force and effect the insurance coverage under the policies applicable to the Business or the Assets; (g) make no changes in management personnel initiated by Seller without prior consultation with Buyer to the extent reasonably practicable under the circumstances; (h) comply in all material respects with all Applicable Laws and contractual obligations applicable to the operation of the Business and the Assets; (1) pay or otherwise satisfy in the ordinary course of business all of its Liabilities relating to the Business and the Assets; 0) cause all Encumbrances on any of the Assets to be fully released and extinguished, except for Permitted Exceptions; and (k) maintain all books and records of Seller in the ordinary course of business. 7.3 Prohibited Activities Prior to Closing. Between the Execution Date and the Closing or earlier termination of this Agreement, except as contemplated by this Agreement, Seller shall not, and shall ensure that its Affiliates do not (in each case as it relates to the Business), without the prior written consent of Buyer: (a) engage in any practice, take any action, fail to take any action or enter into any transaction which could cause any representation or warranty of Seller in this Agreement to be untrue or result in a breach of any covenant made by Seller in this Agreement; (b) breach, amend (except in the ordinary course of business) or terminate any material Assumed Contract; (c) enter into any transaction outside the ordinary course of the business of Seller or otherwise prohibited under this Agreement; (d) sell, transfer, lease or otherwise dispose of any Assets, other than in the ordinary course of business; 18000.519-982165 v10 21 (e) cause or permit to arise any Title Defect or Survey Defect with respect to the Owned Real Property; (f) materially change or increase any compensation payable to, or benefits made available to, any Business Employees, except (i) to the extent required by Applicable Law, or (ii) in the ordinary course of business consistent with past practice; (g) except in the ordinary course of business, relinquish, or seek to modify or amend any substantive term of, any Permit; (h) defer any customary maintenance or repairs of the Assets; (i) allow any other action or omission, or series of actions or omissions, by Seller that would prohibit them from delivering the certificate described in Section 9.1 on the Closing Date; (j) change any accounting methodology which would cause such methodology to deviate materially from industry standards, the historical methodology used by Seller or the methodology used as of the Execution Date; (k) conclude or agree to any consent actions or orders with any Governmental Authority or any other Person; (1) enter into any secrecy or noncompetition agreement or any similar agreement or restriction of any kind that restricts the operation of the Business; or (m) agree to do any of the foregoing. 7.4 Contact with Government Officials and Customers. Seller shall use its commercially reasonable efforts to cooperate with Buyer in making contact with the appropriate Governmental Authorities and officials having information about or jurisdiction over the Transaction, Seller, the Business, the Owned Real Property, the Assets or obligations or rights of Seller, including environmental and land use agencies and officials, to assist Buyer in completing its regulatory evaluation of the Business and the Assets and securing any consents necessary to transfer the Permits or in securing new Permits. Buyer and Seller shall each use commercially reasonable efforts to obtain before Closing all consents and approvals necessary to transfer the Permits (or Buyer will use commercially reasonable efforts to obtain new permits for any non- transferable Permits) and the Assumed Contracts to Buyer at the Closing. Buyer acknowledges and agrees that it shall not contact any customers until the Closing. Buyer acknowledges and agrees that any contact with Business Employees prior to Closing will be undertaken and coordinated mutually by Seller and Buyer. 7.5 Public Announcements. The parties shall mutually agree on whether a press release will be issued in connection with the Agreement and the Transactions and, if so, the form of any such press release. Except as otherwise required by Applicable Law or the rules of the New York Stock Exchange, the parties agree that, prior to Closing: (a) except as provided below, no press release or other written communication shall be issued by Seiler, on the one hand, or Buyer, on the other hand, which makes reference in any way to the other party; (b) no 18000.519-982165 v10 22 press release or other written communication shall be issued by Seller, on the one hand, or Buyer, on the other hand, containing information regarding this Agreement or the Transactions (including the fact that the Transactions are being discussed or the terms of the Transactions) without the prior written approval of the other party, which approval may not be unreasonably withheld, conditioned or delayed. The parties shall consult with each other concerning the means by which Seller's Business Employees, customers and suppliers and others having dealings with Seller will be informed of the Transactions. Nothing in this Section 7.5 shall restrict Buyer's ability to contact the third parties and Governmental Authorities listed in Section 7.4 who are permitted to be contacted pursuant to Section 7.4 with respect to the Transactions. 7.6 Standstill Agreement. Unless and until this Agreement is terminated pursuant to Article XI without the Closing having taken place, Seller will not directly or indirectly (through an Affiliate, a representative, agent, Business Employee, employee or otherwise) solicit or furnish any information to any prospective buyer, commence or conduct negotiations with any party (other than Buyer), or enter into any Contract with any party (other than Buyer) concerning the sale of the Assets or Business or any portion thereof. 7.7 Supplements to the Disclosure Schedules. From time to time at least two days prior to the Closing Date and upon written notice thereof to Buyer, Seiler shall, without further modification of this Agreement, supplement and update any of the Disclosure Schedules delivered pursuant to this Agreement to reflect new information arising out of circumstances first occurring after the Execution Date to make the information set forth therein complete and accurate. So long as such supplement or update does not disclose any event, fact or condition that if not incorporated into the Disclosure Schedule would, in the aggregate taking into account all such supplements or updates since the Execution Date, constitute a material breach of any representation, warranty or covenant of Seller set forth in this Agreement, no further modification of this Agreement shall be required in connection with any such supplement or update. In the event that such supplement or update discloses an event, fact or condition that would, in the aggregate taking into account all such supplements or updates since the Execution Date, result in such a material breach, then Buyer may reject such supplement or update and terminate this Agreement without recourse under Section 11.1 W. Additionally, for the avoidance of doubt, Schedule 1.1(b) and Schedule 1.1(c) will be updated to address changes to the Equipment and Customer Accounts that occur in the ordinary course of business between the Execution Date and the Closing Date. Any such updates to the list of Equipment or Customer Accounts will not be materially adverse to Buyer, individually or in the aggregate. In the event that such supplement or update discloses a change that is materially adverse to Buyer, individually or in the aggregate, then (i) the parties may agree to a mutually -agreeable reduction of the Purchase Price or (ii) Buyer may elect to terminate this Agreement without recourse under Section 11.1(z). 7.8 Commercially Reasonable Efforts. Buyer and Seller shall each use their commercially reasonable efforts to cause the conditions in Article VIII and Article IX to be satisfied. 7.9 Non -Assignment of Certain Contracts. Notwithstanding anything to the contrary in this Agreement, to the extent that the assignment hereunder of any Assumed Contract shall 18000.519-982165 00 23 require the consent of any third party or Governmental Authority, neither this Agreement nor any action taken pursuant to its provisions shall constitute an assignment or an agreement to assign if such assignment or agreement to assign would constitute a breach of such Assumed Contract or result in the loss or material diminution thereof, provided, however, that Seller shall, at the request of Buyer, use commercially reasonable efforts to obtain the consent of the other party to such Assumed Contract to an assignment thereof in favor of Buyer; further provided, however, that if any Assumed Contract requires consent for assignment in favor of Buyer and such consent is not obtained at or prior to Closing, Seller shall, to the extent contractually permitted, enter into an agreement with Buyer affording Buyer the rights, benefits and obligations under such Assumed Contract as if such consent to assignment had been obtained. In the event that the consent to assign such Assumed Contract is obtained, such Assumed Contract thereupon shall be reasonably promptly assigned from Seller to Buyer. 7.10 UCC. Buyer and Seller hereby waive compliance with the bulk -transfer provisions of the Uniform Commercial Code (or any similar law) in connection with the Transactions. 7.11 Commercially Reasonable Efforts to Assign. To the extent that the transfer or assignment of any Assumed Contract or Permit to Buyer shall require the consent of any third party or Governmental Authority, Seller and Buyer shall each use commercially reasonable efforts to obtain such consent prior to the Closing and, if such consent is not a condition of Closing, shall continue to use its commercially reasonable efforts to obtain such consent after the Closing. 7.12 Title Insurance and Surveys. (a) Prior to the Execution Date, Seller has delivered to Buyer Owner's Policy of Title Insurance 42012266 dated October 17, 2002 issued by Lawyer's Title Insurance Company (the "Existing Title Policy") for the Owned Real Property for Buyer to obtain one or more commitments (collectively, the "Commitment") issued by a title company licensed to insure title to the Owned Real Property in the state where the Owned Real Property is located (the "Title Company"), whereby the Title Company agrees to issue at the Closing one or more ALTA Form 6 Owners Policies of Title Insurance (collectively, the "Title Policy") for the Owned Real Property in an amount acceptable to Buyer. A copy of the Commitment shall be delivered to Seller promptly following receipt by Buyer. The premium for the Title Policy, and the cost of any endorsements reasonably requested by Buyer, shall be paid by Buyer. The Title Policy shall be in the amount designated by Buyer, showing fee simple title to the Owned Real Property vested in Buyer at the Closing Date subject only to Permitted Exceptions. The Commitments and the Title Policy to be issued by the Title Company shall have all Standard and General Exceptions deleted so as to afford full "extended form coverage" and may contain the following endorsements: an ALTA Zoning Endorsement 3.1, ALTA 8.1 Environmental Protection Lien, ALTA 9.2 Owners Comprehensive, ALTA 17 Access, ALTA 19 Contiguity (where appropriate), survey and such other endorsements as may be reasonably requested by Buyer. (b) Prior to the Execution Date, Seller has delivered to Buyer ALTA/ASCM Land Title Survey (J.N 23338) dated May 14, 2002 by Site Design, Inc. for the Owned Real 18000.519-982165 v10 24 Property (the "Existing Survey"). Buyer may obtain an as -built plat of survey of the Owned Real Property (the "Survey") prepared by a registered land surveyor or engineer, licensed in the State of North Carolina, dated on or after the Execution Date, certified to Buyer, the Title Company, and such other entities as Buyer may elect, and conforming to current ALTA/ACSM Minimum Detail Requirements for Land Title Surveys, sufficient to cause the Title Company to delete the standard printed survey exception. A copy of the Survey shall be delivered to Seller promptly following receipt by Buyer. The cost of the Survey shall be paid by Buyer. The Survey shall show access from the Owned Real Property to dedicated roads and shall include a flood plain certification and such other matters as Buyer may reasonably request. (c) 1f (i) the Commitment discloses a title exception other than a Permitted Exception (a "Title Defect") or (ii) the Survey discloses any encroachment, overlap, boundary dispute, or gap or any other matter which renders title to the Owned Real Property unmarketable or uninsurable or reflects that any utility service to the improvements or access thereto does not lie wholly within the applicable parcel of real property, or within an encumbered easement for the benefit of such parcel of real property or another parcel of Owned Real Property, or reflects any other matter materially adversely affecting the current use or improvements of such parcel of real property or another parcel of Owned Real Property (a "Survey Defect"), then Buyer shall notify Seller in writing. Together, Title Defects and Survey Defects may hereinafter be referred to "Defects" or each as a "Defect". Seller shall have 10 days after notice of any such Defect is delivered by Buyer within which to deliver written notice to Buyer as to whether Seller elects at its sole expense to cure, any such Title Defect or Survey Defect; provided, however, that regardless of whether Buyer notifies Seller of the same, Seller shall be required to pay, discharge and release, at Seller's sole expense, any Defect that is a monetary lien or other monetary defect of a definite ascertainable amount which can be paid, discharged and released at Closing (a "Monetary Defect") at or prior to Closing. Except with respect to a Monetary Defect, Seller's failure to notify Buyer in writing within such period of its election to cure shall be deemed Seller's election not to cure said Defect. Upon receipt of Seller's notice or deemed notice electing not to cure, Buyer shall, at its discretion, either (a) elect to waive its objection to any Defect that Seller does not elect to cure (in which case such Defects shall become Permitted Exceptions), which may result in a mutually -agreeable reduction of the Purchase Price, (b) remove the Owned Real Property subject to the Defect from the Assets, which shall result in a mutually -agreeable reduction of the Purchase Price, or (c) terminate this Agreement. (d) Prorations and Charges. The parties shall prorate and apportion, on a calendar year basis, as of the Effective Time, the real property Taxes and assessments, both general and special, for the Owned Real Property, based upon the last available Tax statements. If the actual real property Taxes paid by Buyer in respect of the period of the proration exceed the credit given Buyer at Closing for such Taxes, Seller shall, upon presentation of appropriate paid tax bills, reimburse Buyer for any amounts incurred by Buyer for such Taxes in excess of the prorated credit. Alternatively, if the actual real estate Taxes paid by Buyer in respect of the period of the proration are less that the credit given Buyer at closing for such Taxes, Buyer shall reimburse Seller for the amount by which the prorated credit was in excess of the actual amount of the Taxes paid. (e) Transaction Taxes and Costs, Real Property. Buyer and Seller shall each pay one-half of the following costs associated with the Closing: (i) the state and local real 18000.519-982165 00 25 property transfer Taxes and similar Taxes and conveyance fees (according to the Section 2.3 allocation of the Purchase Price to the parcel(s) of Owned Real Property conveyed by each Deed); (ii) the cost of recording all Deeds; and (iii) all other similar costs and fees associated with the Owned Real Property. If any prorated amounts are not known as of the Closing Date, adjustments shall be made post -Closing at such time as they are known to the parties. 7.13 Transaction Taxes, Assets Other Than Real Property. Any state and local sales and use, transfer, conveyance or other Taxes associated with the transfer of the Assets (other than the Owned Real Property) to Buyer pursuant to this Agreement and the Transactions shall be paid by one-half by Seller and one-half by Buyer. Buyer's share being calculated and paid to Seller at the Closing, with Seller promptly remitting Buyer's and Seller's shares of such Taxes to the applicable taxing authority or authorities. 7.14 Casualty. If prior to Closing, the Owned Real Property or any part thereof, or any other Assets, or the Business or any part thereof, is damaged by fire, flood or other casualty, Seller shall give written notice thereof to Buyer, and contingent upon the Closing occurring and subject to any amendment to this Agreement agreed to between the parties in writing, Buyer shall be entitled to any insurance proceeds resulting from any such event. At or prior to the Closing, Seller shall execute and deliver all documents reasonably requested of Buyer to effectuate such assignment, which may include, without limitation, an assignment of claims and other rights with respect to such insurance proceeds. Upon any assignment of insurance proceeds, all risk of collection with respect thereto shall be on Buyer and not Seller. 7.15 Employees. As of the Closing Date, Buyer will offer employment, subject to Buyer's standard hiring practices, to substantially all of the employees of the Business as of the Closing Date (all such employees, the "Transferred Employees"); provided, that the Transferred Employees will in no event include those employees listed on Schedule 7.15. Buyer will, at Closing, provide an employment offer letter to each of the Transferred Employees setting forth the terms of employment as determined by Buyer in its sole discretion. Seller shall use its commercially reasonable efforts to assist Buyer in hiring the Transferred Employees or transferring their employment, as the case may be. Between the execution of this Agreement and the Closing, the parties agree to cooperate with each other with respect to all material, oral or written communications or meetings with the Transferred Employees primarily regarding future employment. Nothing in this Agreement, express or implied, is intended to confer upon any of Seller's employees or former employees any rights or remedies of any nature or kind whatsoever under or by reason of this Agreement, including any rights of employment. Seller retains all liability associated with the employment or its retention of its employees, consultants and contract workers. Seller retains all COBRA obligations existing or arising as of Closing. ARTICLE VIII CONDITIONS PRECEDENT TO OBLIGATIONS OF SELLER The obligations of Seller to consummate the Transactions are subject to the completion, satisfaction, or at its option, waiver, on or prior to the Closing Date, of each of the following conditions. 18000.519-982165 v10 26 8.1 Representations and Warranties. The representations and warranties of Buyer contained in this Agreement will be true and correct in all material respects (except for such representations and warranties which are qualified by their terms by a reference to materiality, which representations and warranties as so qualified will be true in all respects) on and as of the Closing Date with the same effect as though such representations and warranties had been made on and as of such date; and unless this Agreement is executed on the Closing Date, Buyer will have delivered to Seller a certificate of a duly authorized officer to such effect dated the Closing Date. 8.2 Covenants. Each and all of covenants and agreements of this Agreement to be complied with and performed by Buyer on or before the Closing Date shall have been duly complied with and performed in all material respects (except for such covenants, obligations and agreements which are qualified by their terms by a reference to materiality, which covenants, obligations and agreements as so qualified will be performed in all respects); and unless this Agreement is executed on the Closing Date, Buyer will have delivered to Seller a certificate of a duly authorized officer to such effect dated the Closing Date. 8.3 No _Legal Prohibition. No injunction or order shall be in effect prohibiting consummation of the Transactions or which would make the consummation of the Transactions unlawful. 8.4 No Adverse Proceeding, No Proceeding shall have been instituted and be pending before a court or any other Governmental Authority which seeks to restrain or prohibit any of the Transactions; provided, however, that the provisions of this Section 8.4 shall not apply if Seller or any of its respective Affiliates has directly or indirectly solicited or encouraged any such Proceeding. 8.5 Deliveries. Buyer shall be prepared to make or cause to be made the deliveries described in Section 3.3. 8.6 Secretary's Certificate. Buyer will have delivered to Seller a Certificate of the Secretary of Buyer certifying as to (a) the resolutions of the board or managers, as applicable, and members of Buyer approving the transactions contemplated by this Agreement and the consummation thereof, and (b) the incumbency and authority of the officers of Buyer authorized to negotiate and execute this Agreement and the other contracts, agreements and certificates required or contemplated hereby. ARTICLE IX CONDITIONS PRECEDENT TO OBLIGATIONS OF BUYER The obligations of Buyer to consummate the Transactions are subject to the completion, satisfaction or, at its option, waiver, on or prior to the Closing Date, of each of the following conditions. 9.1 Representations and Warranties. The representations and warranties of Seller contained in this Agreement will be true and correct in all material respects (except for such representations and warranties which are qualified by their terms by a reference to materiality, 18000.519-982165 00 27 which representations and warranties as so qualified will be true in all respects) on and as of the Closing Date with the same effect as though such representations and warranties had been made on and as of such date; and unless this Agreement is executed on the Closing Date, Seller will have delivered to Buyer a certificate of a duly authorized officer to such effect dated the Closing Date. 9.2 Covenants. Each and all of covenants and agreements of this Agreement to be complied with and performed by Seller on or before the Closing Date shall have been duly complied with and performed in all material respects (except for such covenants, obligations and agreements which are qualified by their terms by a reference to materiality, which covenants, obligations and agreements as so qualified will be performed in all respects); and unless this Agreement is executed on the Closing Date, Seller will have delivered to Buyer a certificate of a duly authorized officer to such effect dated the Closing Date. 9.3 No Legal Prohibition. No injunction or order shall be in effect prohibiting consummation of the Transactions or which would make the consummation of the Transactions unlawful. 9.4 No Adverse Proceeding. No Proceeding shall have been instituted and be pending before a court or any other Governmental Authority which seeks to restrain or prohibit any of the Transactions; provided, however, that the provisions of this Section 9.4 shall not apply if Buyer have directly or indirectly solicited or encouraged any such Proceeding. 9.5 Deliveries. Seller shall make or cause to be made the deliveries described in Section 3.2. 9.6 No Material Adverse Change or Effect. No Material Adverse Change shall have occurred, and no Material Adverse Effect shall have occurred with respect to the Business, since the Execution Date, provided, however, that nothing specifically disclosed in the Disclosure Schedules as of the Execution Date, nor in Seller's Financial Statements, individually or in the aggregate, shall be deemed to be a Material Adverse Change or such a Material Adverse Effect. 9.7 Consents and Approvals. All Governmental Authority and third party consents and approvals set forth on Schedule 9.7 shall have been obtained. 9.8 Investigation Satisfactory. Buyer shall be reasonably satisfied with the results of Buyer's Phase I1 environmental investigation, if any, pursuant to Section 7.1. 9.9 Secretary's Certificate. Seller will have delivered to Buyer a Certificate of the Secretary of Seller certifying as to (a) the resolutions of the board or managers, as applicable, and members of Seller approving the transactions contemplated by this Agreement and the consummation thereof, and (b) the incumbency and authority of the officers of Seller authorized to negotiate and execute this Agreement and the other contracts, agreements and certificates required or contemplated hereby. 9.10 Additional Documents. Seller shall have caused the following documents to be delivered (or tendered subject only to Closing) to Buyer: 18000.519-982165 00 28 (a) Certificate of recent date as to the good standing of Seller, executed by the appropriate officials of the State of North Carolina; and (b) Such other documents as Buyer may reasonably request for the purpose of facilitating the consummation of the Transactions. ARTICLE X INDEMNIFICATION 10.1 Survival of Representations and Warranties and Covenants. (a) All representations and warranties of any party hereto contained in this Agreement and the liabilities and obligations of the parties with respect thereto shall survive the Closing for a period of two (2) years after the Closing Date; provided, however, that (i) the representations and warranties in Sections 5.4(a) (except as noted below with respect to Section 5.4(a)(i)) shall survive the Closing for a period of three (3) years after the Closing Date, and (ii) the representations and warranties in Sections 5.11, 5.3 d , 5.4 a i , 5.88, and 5.12 shall survive until the expiration of the applicable statute of limitations period. Covenants of the parties in Sections 7.11 7_2, 7_31 7_6, 7.77, and 7.12 shall expire and terminate as of the Effective Time. All other covenants of the parties shall survive indefinitely unless a shorter period is provided for in this Agreement. (b) Any claim for indemnification under this Article X shall be valid only if the party or parties seeking indemnification notifies the other party or parties of the basis for the claim within the applicable survival period provided in Section 10.1(a), and otherwise the claim shall be deemed to have been waived by the party or parties seeking indemnification. Solely for the purposes of this Article X, whether a representation, warranty or covenant has been breached and the calculation of Liabilities with respect to such breach will be determined without regard to any materiality qualifiers contained in such representation, warranty or covenant. 10.2 Indemnification by Seller. Seller shall indemnify, defend (as to Third Party Claims only), protect, and hold harmless Buyer and its officers, members, directors, managers, divisions, subdivisions, Affiliates, subsidiaries, parent, agents, employees, successors and assigns at all times from and after the Closing Date from and against all Liabilities incurred by Buyer as a result of or incident to: (a) any breach of, misrepresentation in, untruth in or inaccuracy in the representations and warranties by Seller set forth in this Agreement, any Ancillary Agreement, or in the Schedules, Disclosure Schedules, Exhibits, certificates attached hereto or delivered pursuant hereto by Seller; (b) nonfulfillment or nonperformance of any agreement, covenant or condition on the part of Seller made in this Agreement, any Ancillary Agreement, or in the Schedules, Exhibits, certificates, documents or agreements attached to this Agreement or delivered pursuant hereto by Seller; and (c) any Excluded Liability. 10.3 Indemnification by Buyer. Buyer shall indemnify, defend (as to Third Party Claims only), protect and hold harmless Seller and its officers, directors, managers, members, partners, divisions, subdivisions, Affiliates, subsidiaries, parent, agents, Business Employees, employees, successors and assigns at all times from and after the Closing Date from and against i 8000.519-982185 00 29 all Liabilities, whether equitable or legal, matured or contingent, known or unknown, foreseen or unforeseen, ordinary or extraordinary, patent or latent, incurred by Seller as a result of or incident to: (a) any breach of, misrepresentation in, untruth in or inaccuracy in the representations and warranties by Buyer set forth in this Agreement, any Ancillary Agreement or in the Schedules, Exhibits, certificates attached hereto or delivered pursuant hereto by Buyer; (b) nonfulfillment or nonperformance of any agreement, covenant or condition on the part of Buyer made in this Agreement, any Ancillary Agreement, or in the Schedules, Exhibits, certificates, documents or agreements attached to this Agreement or delivered pursuant hereto by Buyer; (c) any Assumed Liability; and (d) the operation of the Assets and the Business by Buyer from and after the Effective Time except to the extent that such Liability arises from a breach of a representation, warranty, covenant or other agreement of Seller or an Excluded Liability. 10.4 Limitation on Liability. The indemnification obligations set forth in Sections 10.2(a) and 10.3 a shall (a) apply only if a Closing occurs, (b) apply only after the aggregate amount of claims for indemnification from the Indemnifying Party under this Agreement exceeds I% of the Purchase Price (the "Basket"), and thereafter the Indemnifying Party shall be liable for all indemnification obligations back to the first dollar; and (c) be limited to a claim or claims in an aggregate amount not to exceed one-half of the Purchase Price (the "Ca "). Notwithstanding the foregoing, neither the Basket nor the Cap shall apply to any indemnification obligations arising out of Fraud Claims. 10.5 Indemnification Procedure Between Buyer and Seller. Upon the occurrence of any claim for which indemnification is believed to be due under this Agreement, the Indemnified Party shall provide notice of such claim to the Indemnifying Party, stating in general terms the circumstances giving rise to the claim, specifying the amount of the claim (or an estimate thereof) and making a request for any payment then believed due (subject to the limitations in this Agreement). Upon receipt of any such notice, both the Indemnified Party and the Indemnifying Party shall use commercially reasonable efforts to cooperate and arrive at a mutually acceptable resolution of such dispute within the next 30 days. If for any reason a resolution is not reached within the 30-day period, either party may commence the dispute resolution procedures set forth in Article XIV. If the Indemnifying Party does not respond within such 30-day period, the claim for indemnification shall be deemed accepted by the Indemnifying Party. If all or a portion of such claim amount is determined to be owed to the Indemnified Party, the Indemnifying Party shall (subject to the terms of Section 10.4) within 10 days of such determination, pay the Indemnified Party such amount owed in immediately available funds. 10.6 Procedure for Indemnification with Respect to Third -Party Claims. (a) If any third Person shall notify an Indemnified Party with respect to any matter that may give rise to a claim for indemnification against an Indemnifying Party (a "Third Party Claim") or if any party who may make a claim for indemnification under this Agreement otherwise becomes aware of any matter that may give rise to such a claim or wishes to make such a claim (whether or not related to a Third Party Claim), then the Indemnified Party shall promptly notify each Indemnifying Party thereof in writing; provided, however, that no delay on the part of the Indemnified Party in notifying any Indemnifying Party shall relieve the Indemnifying Party from any obligation under this Agreement unless (and then solely to the 18000,519-982165 v10 30 extent) the Indemnifying Party is thereby materially prejudiced. (b) If an Indemnified Party gives notice to the Indemnifying Party pursuant to Section 10.6(a) of the assertion of a Third -Party Claim, the Indemnifying Party shall be entitled to participate in the defense of such Third -Party Claim and, to the extent that it wishes (unless (i) the Indemnifying Party is also a Person against whom the Third -Party Claim is made and the Indemnified Party determines in good faith that joint representation would be inappropriate due to actual or potential conflicts of interest or (ii) the Indemnifying Party fails to provide reasonable assurance to the Indemnified Party of its financial capacity to defend such Third - Party Claim and provide indemnification with respect to such Third -Party Claim), to assume the defense of such Third -Party Claim with counsel satisfactory to the Indemnified Party. Except with the prior written consent of the Indemnified Party, no Indemnifying Party, in the defense of any such claim or litigation, shall consent to entry of any judgment or order, interim or otherwise, or enter into any settlement that provides for injunctive or other nonmonetary relief affecting the Indemnified Party or that does not include as an unconditional term thereof the giving by each claimant or plaintiff to such Indemnified Party of a release from all liability with respect to such claim or litigation. In the event that the Indemnified Party shall in good faith determine that the conduct of the defense of any claim subject to indemnification under this Agreement or any proposed settlement of any such claim by the Indemnifying Party might be expected to affect adversely the Indemnified Party, or that the Indemnified Party may have available to it one or more defenses or counterclaims that are inconsistent with one or more of those that may be available to the Indemnifying Parry in respect of such claim or any litigation relating thereto, the Indemnified Party shall have the right at all times to take over and assume control over the defense, settlement, negotiations or litigation relating to any such claim at the sole cost of the Indemnifying Party, provided that if the Indemnified Party does so take over and assume control, the Indemnified Party shall not settle such claim or litigation without the written consent of the Indemnifying Party, such consent not to be unreasonably withheld or delayed. In the event that the Indemnifying Party does not accept the defense of any matter as above provided, the Indemnified Party shall have the full right to defend against any such claim or demand and shall be entitled to settle or agree to pay in full such claim or demand. In any event, the Indemnifying Party and the Indemnified Party shall cooperate in the defense of any claim or litigation subject to this Article X and the records and personnel of each shall be reasonably available to the other with respect to such defense. With respect to any Third -Party Claim subject to indemnification under this Article X, the parties agree to cooperate in such a manner as to preserve in full (to the extent possible) the confidentiality of all confidential information and the attorney -client and work -product privileges. In connection therewith, each party agrees that: (i) it will use its commercially reasonable efforts, in respect of any Third -Party Claim in which it has assumed or participated in the defense,' to avoid production of confidential information (consistent with Applicable Law and rules of procedure), and (ii) all communications between any party hereto and counsel responsible for or participating in the defense of any Third -Party Claim shall, to the extent possible, be made so as to preserve any applicable attorney -client or work -product privilege. 10.7 Tax Treatment of Payment. Unless otherwise required by law or unless Seller and Buyer otherwise mutually agree in writing, any payment made under this Article X shall be treated as an adjustment to the Purchase Price. 18000.519-982165 v10 31 10.8 Exclusive Remedy. With the exception of Fraud Claims, and other than equitable or injunctive relief or claims as expressly provided for in this Agreement, the indemnification provided in this Article X is the exclusive remedy of the parties with respect to (a) any breach or inaccuracy of the representations and warranties contained in this Agreement, or in the Schedules, Exhibits, certificates, documents or agreements attached to this Agreement or delivered pursuant hereto, including the Ancillary Agreements, or (b) the breach or failure to perform of any covenants, agreements or obligations contained in this Agreement, or in the Schedules, Exhibits, certificates, documents or agreements attached to this Agreement or delivered pursuant hereto, including the Ancillary Agreements. In furtherance of the foregoing, Seller and Buyer waive, to the fullest extent permitted by Applicable Law, any and all other rights, claims, and causes of action (including rights of contributions, if any) that may be based upon, arise out of, or relate to this Agreement, or the negotiation, execution, or performance of this Agreement (including any tort or breach of contract claim or cause of action based upon, arising out of, or related to any representation or warranty made in or in connection with this Agreement or as an inducement to enter into this Agreement), known or unknown, foreseen or unforeseen, which exist or may arise in the future, that it may have against the other arising under or based upon any Applicable Law, common law, or otherwise. ARTICLE XI TERMINATION OF AGREEMENT 11.1 Termination by Buyer, Buyer may, by written notice in the manner provided in Section 13.6 on or before the date set forth in Section 11.3, terminate this Agreement in the event of a material breach by Seller (a) of the representations and warranties of Seller or (b) in the observance, or in the due and timely performance, of any of the covenants or agreements contained in this Agreement on its part to be performed, such breaches not having been cured within 10 Business Days after the delivery of written notice thereof by Buyer. In addition, Buyer, by notice in the manner provided in Section 13.6, may terminate this Agreement (y) if any of the conditions set forth in Article IX shall become reasonably incapable of fulfillment (other than due to acts or omissions of Buyer or its Affiliates or representatives) and such conditions shall not have been waived by Buyer, or (z) due to the circumstances described in Sections 7.7 or 7.12(c). 11.2 Termination bySeller. Seller may, by written notice in the manner provided in Section 13.6 on or before the date set forth in Section 11.3, terminate this Agreement in the event of a material breach by Buyer (a) of the representations and warranties of Buyer or (b) in the observance, or in the due and timely performance of any of the covenants or agreements contained in this Agreement on its part to be performed, and such breach shall not have been cured within 10 Business Days after written notice thereof. In addition, Seller, by notice in the manner provided in Section 13.6, may terminate this Agreement if any of the conditions in Article VIII shall become reasonably incapable of fulfillment (other than due to acts or omissions of any of Seller or its Affiliates or representatives) and such conditions shall not have been waived by Seller. 11.3 Termination Date. This Agreement may be terminated by either Seller or Buyer by notice to the other if the Transactions shall not have been consummated by 5:00 p.m. 18000.519-982165 v10 32 (Eastern) November 1, 2017 (other than as a result of a breach of this Agreement by the party giving such notice or by its Affiliates), unless such date shall be extended by the mutual written consent of Seller and Buyer. 11.4 Effect of Termination. If this Agreement is validly terminated pursuant to Section 11.1, 11.2 or 11.3, this Agreement shall thereafter become null and void, and there shall be no liability or obligation on the part of any of the parties (or any of their respective officers, directors, managers, members, employees, agents or other representatives or Affiliates), except that (a) the provisions of Article XII (except Section 12.3), Section 13.6 and Article XIV shall survive such termination, and (b) such termination shall not relieve any party of any liability for any willful material breach of this Agreement. ARTICLE XII NONDISCLOSURE AND NONSOLICITATION 12.1 Nondisclosure by Buyer. Buyer recognizes and acknowledges that, in connection with the Transactions, Seller has provided to it and will provide to it prior to the Closing Date or any later deadline provided in this Agreement, Confidential Information of Seller, including, without limitation, lists of customers, operational policies, and pricing and cost policies that are valuable, special and unique assets of Seller. Buyer agrees that it will not, except as may be required by law or valid legal process, disclose such Confidential Information to any Person for any purpose or reason whatsoever, prior to the Closing Date except to authorized representatives of Buyer, unless such information is or becomes known to the public generally through no fault of Buyer. The provisions of this Section shall apply at all times prior to the Closing Date, and if no Closing occurs and this Agreement it terminated, for a period of one year following the termination of this Agreement. 12.2 Nondisclosure by Seller. Neither Seller nor any of its Affiliates shall at any time subsequent to the Closing, except as explicitly requested by Buyer or as otherwise provided in this Agreement, use for any purpose, disclose to any Person, or keep or make copies of any records and files containing, any Confidential Information relating primarily to the Business, the Assets or the Assumed Liabilities, all such information being deemed to be transferred to and owned by Buyer under this Agreement. For purposes of this Agreement, "Confidential Information" shall mean information relating primarily to the Business, the Assets or the Assumed Liabilities, including all customer and vendor lists and related information, all information concerning the Business' processes, products, costs, prices, sales, marketing and distribution methods, properties and assets, Assumed Liabilities, and other information not previously disclosed to the public directly by Seller, except to the extent that any of the foregoing is, or comes into, the public domain through no fault of Buyer. The foregoing provisions shall not apply to any information which is or relates primarily to an Excluded Asset or to the Excluded Liabilities, or which relates to Tax matters of Seller. If at any time after the Closing, Seller or any Affiliate of Seller should discover that they are in possession of any records and files containing the Confidential Information of Buyer, then Seller shall immediately turn such records and files over to Buyer, which shall, upon request, make available to Seller any information contained therein which is not Confidential Information. Seller agrees that it will not assert a waiver of loss of confidential or privileged status of the information based upon such 18000.519-982165 v10 33 possession or discovery or based on the transfer to Buyer of ownership or other rights with respect to Confidential Information in connection with the Transactions. 12.3 Nonsolicitation. Seller, for itself and on behalf of its Affiliates, covenants and agrees that for a period of five (5) years from and after the Closing Date, neither Seller nor any of its Affiliates will solicit any waste collection business of the service type included in the Business from any Customer Account, including any Governmental Authority. Responding to a request for proposals or bids for the service type included in the Business from any entity, association or Governmental Authority where either such entity, association or Governmental Authority is a Customer Account or the underlying recipients of the proposed service are Customer Accounts, is considered a solicitation of service in violation of this Section. Notwithstanding the foregoing, in the event Seller or any of its Affiliates acquires the business of an unrelated third party, via acquisition of assets, stock merger or other acquisition structure, and one or more of the Customer Accounts is included in such acquired business, Seller's or its Affiliate's acquisition of such business shall not be deemed a breach of this Section 12.3, and the servicing of such customer acquired because they are included in such acquired business will not be deemed a breach of this Section 12.3. Notwithstanding anything to the contrary contained herein, the foregoing restrictions shall not apply with respect to any National Accounts. 12.4 Equitable Relief for Violations. The parties acknowledge that an irreparable injury may result to the non -violating party and its business in the event of a breach by the violating party of any provision in this Article XII. The parties also acknowledge and agree that the damages or injuries that a non -violating party sustains as a result of such a breach are difficult to ascertain and money damages alone may not be an adequate remedy to a non - violating party. The parties therefore expressly agree that if a controversy arises concerning the rights or obligations of a party under this Article XII, such rights or obligations shall be enforceable by a court decree of specific performance and a non -violating party shall also be entitled to any injunctive relief from the court pursuant to Article XIV necessary to prevent or restrain any such breach. Such relief shall be granted without the necessity of a showing of irreparable harm and without the posting of a bond or other security. Such relief, however, shall be cumulative and non-exclusive and shall be in addition to any other remedy to which the parties may be entitled in accordance with this Agreement. ARTICLE XiII GENERAL 13.1 Assignment, Binding Effect, Amendment, This Agreement and the rights of the parties under it may not be assigned without the prior consent of the non -assigning parties; provided, however, that Buyer may assign any or all of its rights, interests and obligations under this Agreement (a) to an Affiliate of Buyer prior to the Closing or (b) as security for obligations to its lenders. This Agreement shall be binding upon and shall inure to the benefit of the parties and their successors and permitted assigns. This Agreement may be modified or amended only by a written instrument executed by all parties. 13.2 Entire Agreement. This Agreement, together with its exhibits and schedules, is the final, complete and exclusive statement and expression of the agreement among the parties 18000.519-982165 v10 34 with relation to its subject matter. This Agreement supersedes, and cannot be varied, contradicted or supplemented by evidence of, any prior or contemporaneous discussions, correspondence, or oral or written agreements, understandings or Contracts of any kind. 13.3 Counterparts. This Agreement may be executed simultaneously in two or more counterparts, each of which shall be deemed an original and all of which together shall constitute but one and the same instrument. 13.4 No Brokers. Seller represents and warrants to Buyer, and Buyer represents and warrants to Seller, that the warranting party has had no dealings with any broker or agent so as to entitle such broker or agent to a commission or fee in connection with the Transactions. If for any reason a commission or fee shall become due, the party dealing with such agent or broker shall pay such commission or fee and agrees, separate and apart from its respective obligations under Article X, to indemnify and save harmless the other party from all claims for such commission or fee and from all attorneys' fees, litigation costs and other expenses relating to such claim. 13.5 Expenses of Transaction. Except as otherwise provided in this Agreement, whether or not the Transactions shall be consummated: (a) Buyer will pay the fees, expenses and disbursements of Buyer and its agents, representatives, accountants and counsel incurred in connection with the subject matter of this Agreement and any amendments to it and all other costs and expenses incurred in the performance and compliance with all conditions to be performed by Buyer under this Agreement; (b) Seller will pay the Pecs, expenses and disbursements of Seller and its respective agents, representatives, accountants and counsel incurred in connection with the subject matter of this Agreement and any amendments to it and all other costs and expenses incurred in the performance and compliance with all conditions to be performed by Seller under this Agreement; and (c) Nothing in this Section 13.5 shall limit the rights of a non -breaching party to recover damages, including fees and expenses if so awarded, in connection with any successful claim against a party in breach under this Agreement. 13.6 Notices. All notices or other communications required or permitted hereunder shall be in writing and may be given by depositing the same in United States mail, addressed to the party to be notified, postage prepaid and registered or certified with return receipt requested, by overnight courier or by delivering the same in person to such party. 18000.519-982165 00 35 (a) If to Seller, addressed to it at: c/o Republic Services, Inc. 1041 Red Ventures Dr., #I 10 Fort Mill, SC 29707 Attn: Area President with a copy to: Republic Services, Inc. 18500 N. Allied Way Phoenix, AZ 85054 Attn: General Counsel and with a copy to: Ballard Spahr LLP I Bast Washington Street Suite 2300 Phoenix, AZ 85004-2555 Attn: Stephen M. Savage (b) if to Buyer, addressed to it at: Waste Industries, LLC 3301 Benson Drive, Suite 601 Raleigh, NC 27609 Attn-. Michael T. Ingle with a copy to: Waste Industries, LLC 3301 Benson Drive, Suite 601 Raleigh, NC 27609 Attn: Lisa Inman, General Counsel Notice shall be deemed given and effective the day personally delivered, the day after being sent by overnight courier, subject to signature verification, and three Business Days after the deposit in the U.S. mail of a writing addressed as above and sent first class mail, registered or certified, return receipt requested. Any party may change the address for notice by notifying the other parties of such change in accordance with this Section 13.6, 13.7 No Waiver. No delay of or omission in the exercise of any right, power or remedy accruing to any party as a result of any breach or default by any other party under this Agreement shall impair any such right, power or remedy, nor shall it be construed as a waiver of or acquiescence in any such breach or default, or of or in any similar breach or default occurring later; nor shall any waiver of any single breach or default be deemed a waiver of any other breach of default occurring before or after that waiver. 18000.519-982165 v10 36 13.9 Captions. The headings of this Agreement are inserted for convenience only, shall not constitute a part of this Agreement or be used to construe or interpret any of its provisions. 13.9 No Third Par Beneficiaries. Except for the provisions of Article X relating to indemnified parties, nothing contained in this Agreement is intended or shall confer upon any other Person, including any union or employee or former employee (including former or current Business Employees) of Seller, any legal or equitable right, benefit or remedy of any nature whatsoever, including any rights of employment for any specified period, under or by reason of this Agreement. 13.10 Severability. In case any provision of this Agreement shall be deemed to be invalid, illegal or unenforceable, it shall, to the extent possible, be modified in such manner as to be valid, legal and enforceable but so as most nearly to retain the intent of the parties. If such modification is not possible, such provision shall be severed from this Agreement. In either case the validity, legality and enforceability of the remaining provisions of this Agreement shall not in any way be affected or impaired thereby. 13.11 Construction. The parties have participated jointly in the negotiation and drafting of this Agreement. In the event an ambiguity or question of intent or interpretation arises, this Agreement shall be construed as if drafted jointly by the parties and no presumption or burden of proof shall arise favoring or disfavoring any party by virtue of the authorship of any of the provisions of this Agreement. Any reference to any federal, state, local or foreign statute shall be deemed to refer to such statute as amended and to all rules and regulations promulgated thereunder, unless the context requires otherwise. The word "include" or "including" means include or including, without limitation. All references in this Agreement to Articles, Sections, Exhibits and Schedules shall be deemed references to Articles and Sections of, and Exhibits and Schedules to, this Agreement unless the context shall otherwise require. ARTICLE XIV DISPUTE RESOLUTION 14.1 General. Except with respect to disputes regarding the Actual Adjustment Amount (which shall be governed by Section 2.2(c), and except as provided in Article XII, the parties agree that any disputes arising out of or related in any way to this Agreement, including a breach of this Agreement, shall be brought exclusively in the state or federal courts located in Raleigh, North Carolina. By execution and delivery of this Agreement, with respect to any dispute, each of the parties knowingly, voluntarily and irrevocably: (a) consents, for itself and in respect of its property, to the exclusive jurisdiction of these courts; (b) waives any immunity or objection, including any objection to personal jurisdiction or the laying of venue or based on the grounds of forum non conveniens, which it may have from or to the bringing of the dispute in such jurisdiction; (c) waives any personal service of any summons, complaint or other process that may be made by any other means permitted by the State of North Carolina; (d) waives any right to trial by jury; (e) agrees that any such dispute will be decided by court trial without a jury; (f) understands that it is giving up valuable legal rights under this provision, including the right to trial by jury, and that it voluntarily and knowingly waives those rights; and (g) agrees that any 18000.519-982165 00 37 party to this Agreement may file an original counterpart or a copy of this Section 14.1 with any court as written evidence of the consents, waivers and agreements of the parties set forth in this Section 14.1. 14.2 Governing Law. This Agreement shall be governed by and construed in accordance with the internal laws of the State of North Carolina, without giving effect to any choice or conflict of law provision or rule (whether of the State of North Carolina or any other jurisdiction) that would cause the application of the laws of any jurisdiction other than the State of North Carolina. 14.3 Attorneys' Fees. Should any litigation be commenced under this Agreement, the successful party in such litigation shall be entitled to recover, in addition to such other relief as the court may award, its reasonable attorneys' fees, expert witness fees, litigation related expenses, and court or other costs incurred in such litigation or proceeding. For purposes of this clause, the term "successful party" means the net winner of the dispute, taking into account the claims pursued, the claims on which the pursuing party was successful, the amount of money sought, the amount of money awarded, and offsets or counterclaims pursued (successfully or unsuccessfully) by the other party. If a written settlement offer is rejected and the judgment or award finally obtained is equal to or more favorable to the offeror than an offer made in writing to settle, the offeror is deemed to be the successful party from the date of the offer forward. (Signatures appear on the following pages.] 18000.519-982165 vi0 38 fN WITNESS WHEREOF, the parties have caused this Agreement to be duly executed by their respective authorized officers as of the day and year first above written. BUYER: WASTE INDUSTRIES, LLC, a North Carolina limited liability company SELLER: REPUBLIC SERVICES OF NORTH CAROLINA, LLC, a North Carolina limited liability company By: Name: Its: [Signature Page to Asset Purchase Agreement] IN WITNESS WHEREOF, the parties have caused this Agreement to be duly executed by their respective :authorized officers as of the day and year first above written. BUYER: WASTE INDUSTRIES, LLC, a Noillt Carolina limited liability company By: Name: Its: SELLER: REPUBLIC SERVICES OF NORTH CAROLINA, LLC, a North Carolina limited liability company By: Name: ' Its: [Signature Page to Asset Purchase Agreement] BILL OF SALE AND ASSIGNMENT Effective as of October 3, 2017, Republic Services of North Carolina, LLC, a North Carolina limited liability company ("Seller"), for good and valuable consideration and pursuant to that certain Asset Purchase Agreement dated September 20, 2017 (the "Purchase Agreement'), between Seller and Waste Industries, LI.C, a North Carolina limited liability company (`Buyer"), hereby sells, assigns, transfers, conveys and delivers to Buyer all of Seller's right, title and interest in the Assets (as defined in the Purchase Agreement). TO HAVE AND TO HOLD all such Assets unto Buyer and its successors and assigns to and for its use. Seller shall execute and deliver, at the request of Buyer, such further instruments of transfer, and shall take or cause to be taken such other or further actions, transfers, assignments and conveyances, confirmations and consents as shall reasonably be requested for purposes of carrying out the Transactions. This Bill of Sale and Assignment is delivered pursuant to Section 3.2(a) of the Purchase Agreement and shall be construed consistently with the Purchase Agreement. Capitalized terms used in this instrument shall have the meanings given them in the Purchase Agreement. The effective time of this Bill of Sale and Assignment is the Effective Time of the Closing under the Purchase Agreement. [SIGNATURE ON THE FOLLOWING PAGE] IN WITNE-SS WI-iI:R1 OF, Seller has eXecuted and delivered this Bill of Site and Assignment effective as of the date first above written. SELLER; REPUBLIC SERVICI?S NORTH CAROLINA, LI-C, a North Carolina limited liability company By: (-t Namc: Its: \ .'" (Signatunv 1'nge to bill of Sala/ John Pfleger EHS Manager Waste Industries LLC 3301 Benson Drive, Suite 601 Raleigh, NC 27609 919.877.7523 [Direct] 919.325.3018[Fax] iohn.pfleger@wasteindustries.com December 11, 2017 DEQ DEMLR Representative, I handle most stormwater related issues for Waste Industries LLC and have been assisting with this transfer. Attached are the following: + Permit Name/Ownership Change Form • Written Consent of the Sole Manager of Waste Industries, LLC (approved signature list) • Asset Purchase Agreement with Bill of Sale If you require anything further to process transfer please bring it to my attention through contact information above. I am also available at 919-201-3033 24 hours a day. Sincerely, .John Pfleger ENS Manager OR go z01r DENR-LAND QUALITY STORMWATER PERMITTING Energy, Mineral and Land Resources Frsvrtzo: MENTat. GUALlTv Ms. Natalie Owens 1700 West Pointe Drive Charlotte, NC 28214 Dear Ms.Owens: ROY COOPER MICHAEL S. REGAN ye"rrrary WIL.,t.,IAM 1 . croi ) VINSON. JR, R � f'1 F �11� � l:irercrr January 10, 2018 � JAN 10 2018 D'lt+): SECTION NFOItMAT!ON PROCESSING UNIT Subject: Rescission of NPDES Stormwater Permit Certificate of Coverage Number NCG080821 Mecklenburg County The Division of Energy, Mineral and Land Resources received your request to rescind your coverage under Certificate of Coverage Number NCG080821. In accordance with your request, Certificate of Coverage Number NCGO90921 is rescinded effective immediately. Operating a treatment facility, discharging wastewater or discharging specific types of stormwater to waters of the State without valid coverage under an NPDES permit is against federal and state laws and could result in fines. If something changes and your facility would again require stormwater or wastewater discharge permit coverage, you should notify this office immediately. We will be happy to assist you in assuring the proper permit coverage. If the facility is in the process of being sold, you will be performing a public service if you would inform the new or prospective owners of their potential need for NPDES permit coverage. If you have questions about this matter, please contact us at 919-707-9200, or the Stormwater staff in our Mooresville Regional Office at 704-663-1699. Sincerely, for William E. (Toby) Vinson, Jr., PE, CPESC, CPM Interim Director Division of Energy, Mineral and Land Resources cc: Mooresville Regional Office tormwater Permitting Program State of North Carolina I Environmental Quality I Energy, Mineral and Land Resources 1612 Mail Service Center 1 512 North Salisbury Street I Raleigh, NC 27699.1612 919 707 9200 T Division of Energy, Mineral & Land Resources *- Land Quality Section/Stormwater Permitting Fragrant 4A NCDENRNational Pollutant Discharge Elimination System Nc C W " D[ TMC w I mW*a MEW MD NR - R[9G111crz RESCISSION REQUEST FORM FOR AGENCY USE ONLY Data Received Year Month Da Please fill out and return this form if you no longer need to maintain your NPDES stormwater perrm'L OCT, �5 2) Enter the permit number to which this request applies: DENR-1_AtZ QUALITY Individual Permit (or) Certificate of Cover R pERMITTINC N °C rG 4 0 8 0 8 2 1 2) Owner/Facility Information: • Final correspondence will be mailed to the address noted below Owner/Facility Name FedEx Ground Home Delivery RECEIVED Facility Contact Natalie Owens neT 2 5 2017 Street Address 1700 West Pointe Drive City Charlotte State NC ZIP Cade DE _ L'' County Mecklenburg E-mail Address enviror h" a' ex.co n JG Telephone No. 412-859-2384 Fax: 3) Reason for rescission request (This is required information. Attach separate sheet if necessary): ® Facility closed or is closing ong;2622017. All industrial activities have ceased such that no discharges of stormwater are contaminated by exposure to industrial activities or materials. ❑ Facility sold to .'I on If the facility will continue operations under the new owner it may be more appropriate to request an ownership change to reissue to permit to the new owner. ❑ Other: 4) Certification: 0 I, as an authorized representative, hereby request rescission of coverage under the NPDES Stormwater Permit for the ,11� subject facility. I am familiar with the information contained In this request and to the best of my knowledge and bell A ' sJ such information is true, cam lete a urate. Signature Date Anthony Spalvien Assistant Secretary Print or type name of person signing above Title IN, Please return this Completed rescission request form to: NPDES Permit Coverage Rescission Stormwater Permitting Program 1612 Mail Service Center Raleigh, North Carolina 27699-1612 1612 Mail Service Center, Raleigh, North Carolina 27699-1612 r�! Phone: 919-807-63001 FAX: 919-807-6492 U An Equal Opportunity 1 Affirmative Action Employer 1. . CERTIFIED MAIL October 16, 2017 NPDES Permit Coverage Rescission Stormwater Permitting Program 1612 Mail Service Center Raleigh, North Carolina 27699-1612 Re: FedEx Ground — Home Delivery 1 QCHL(3281) 1700 West Pointe Drive Charlotte, NC 28214 NCG080821 To Whom It May Concern, RECEtUED CC 'Z 5 20 l i DENR-L01"D QUALITY GTORMWATER PERMITTING Please find enclosed the following Rescission Request Form for the above referenced facility. FedEx Ground is no longer the operator at this facility and we are requesting termination of the Industrial Stormwater Permit associated with this facility. If you have any further questions, please contact Natalie Owens, Environmental Compliance Specialist at environmental@fedex.com, 412-859-2384. Thank you. Sincerely, Matthew Stewart Environmental Compliance Administrator FedEx Ground Enclosures ENCO Laboratories Accurate. Timely. Responsive. Innovative. 102-A Woodwinds Industrial Court Cary NC, 27511 Phone: 919.467.3090 FAX: 919.467.3515 Saturday, December 17, 2016 Republic Services of NC (RE014) Attn: Ray Hoffman 1220 Commerce St. SW Box 1 Conover, NC 28613 RE: Laboratory Results for Project Number: 073-6602, Project Name/Desc: GDS-New Bern ENCO Workorder(s): CZ07891 Dear Ray Hoffman, Enclosed is a copy of your laboratory report for test samples received by our laboratory on Wednesday, December 7, 2016. Unless otherwise noted in an attached project narrative, all samples were received in acceptable condition and processed in accordance with the referenced methods/procedures. Results for these procedures apply only to the samples as submitted. The analytical results contained in this report are in compliance with NELAC standards, except as noted in the project narrative. This report shall not be reproduced except in full, without the written approval of the Laboratory. This report contains only those analyses performed by Environmental Conservation Laboratories. Unless otherwise noted, all analyses were performed at ENCO Cary. Data from outside organizations will be reported under separate cover. RECEIVED b is C 2 1 Z416 CENTRAL. FILES DWR SECTION If you have any questions or require further information, please do not hesitate to contact me. Sincerely, Ila Stephanie Franz Project Manager Enclosure(s) FWAL This report relates only to the sample as received by the laboratory, and may only be reproduced in roll. Page 1 of 8 www.encolabs.com SAMPLE SUMMARYILABORATORY CHRONICLE Client ID: Outfall #1 Lab ID: CZ07891.01 Sampled: 12/06/16 09:00 Received: 12/07/16 10:00 Parameter Hold Date/Time(s) Prep Date/Time(s) Analysis Date/TimaUl EPA 1664A O1/03/17 12/13/16 17:20 12/14/16 15:19 Feld 12/06/16 09:14 12/06/16 09:00 12/06/16 09:00 SM 2540D-1997 12/13/16 12/12/16 09:D0 12/12/16 09:DD FINAL This report relates only to the sample as received by the laboratory, and may only be reproduced In Full. Page 2 Of -- wll s www.encolabs.com SAMPLE DETECTION SUMMARY Client ID: Outfall #1 Lab ID: CZ07891-01 90Hlyte Hssull Flag HRL ML 9131ta9 Not pH 7.17 0 0 pH Units Field Total Suspended Solids 12 5.0 5.0 mg/L SM 254OD-1997 FINAL This report relates only to the sample as recelved by the laboratory, and may only be reproduced In full. I Page 3 Of www.encolabs.com ANALYTICAL RESULTS Description: Outfall # 1 Lab Sample ID:CZ07891-01 Received: 12/07/16 10:00 Matrix: Surface Water Sampled:12/06/16 09:00 Work Order: CZ07891 Project: GAS -New Bern Sampled By: Johnnie Becton Chemistry Parameters ^-ENCOQuycer AWanMta[AC 5911 Analvte ICAS Numberl Resin EM Mau PE = EQL BAtrh M21111 Analyzed $y Notea Total Suspended Solids& 12 mg/L 2 5.0 5.0 6L12003 SM 25400-1997 12/12/16 09:00 MMR Field Parameters Analyte ICAS Numberl Results flag ma" PE 1'li QL RQL Batch both Analyzed ft NoteS pH 7.17 pH Units 1 0 0 6LOS014 Field 12/06/16 09:00 CLI Classical Chemistry Parameters Oil & Grease (HEM-SGT) Non -Polar Material Results an VA& PE MU M Batch Method Analyzed ft No.tes 2.70 U mg/L 1 2.70 5.00 61-13004 EPA 1664A 12/14/16 15:19 SMA FINAL Thfs report relates only to the sample as received by the laboratory, and may only be reproduced in full. I Page 4 Of a www.eneciabs.com QUALITY CONTROL DATA Classical Chemistry Parameters - Quality Control Batch 6L12003 - NO PREP Blank (61.12003-BLK1) Prepared & Analyzed: 12/12/2016 09:00 Spike Source %REC RPD Anaivte Result Flaq POL Units Level Result %REC Limits RPO Llmlt Notes Total Suspended Solids 2.5 U 2.5 mg/L LCS (61.12003-BSI) Prepared & Analyzed: 12/12/2016 09:00 Spike Source %REC RPD -ABRI B Rewft i19 P-4L Una Level Result %REC Liplj6 RPD ) LMA KQtes Total Suspended Solids 92 2.5 mg/L 100 92 80.120 Duplicate (GL12003.OUP1) Prepared Br Analyzed; 12/12/2016 09:00 Source: CZ07895-01 Spike Source %REC RPD Analvte Result Flan POL Units Level Result %REC Um, RPD Limit Nola Total Suspended Solids 59 17 mg/L 61 2 20 Duplicate (6L12003-DUP2) Prepared & Analyzed: 12/12/2016 09:00 Source: CZ07895-02 Spike Source %REC RPD Analvta Result Flea POL Units Level ResUl %REC Llmitg RPD limit Notes Total Suspended Solids 87 25 m9/1, 93 7 20 Classlcal Chemistry Parameters - Quality Control Batch 6L13004 - EPA 16"B Blank (61.33004-11ILKI) Prepared; 12/13/2016 11:11 Analyzed: 12/14/2016 15:19 Spike Source %REC RPD Analvte Result Flaa POL Units Level Result %REC Limits RPD UM NQ= 011 & Grease (HEM-SGT) Non -Polar Material 2.70 U 5.00 mg/L LCS (GL13004-BSI) Prepared: 12/13/2016 11:11 Analyzed: 12/14/2016 15:19 Spike Source %REC RPD -Analyte Result H60 POL Units Leval l %REC ymi RPD Ljpllj flotes Oil & Grease (HEM-SGT) Non -Polar Material 68.7 5.00 mg/L 74.6 92 64-132 LCS Dup (61.13004-BS01) Prepared: 12/13/2016 11:ll Analyzed: 12/14/2016 15:19 Spike Source %REC RPO Analvte Result Flaq POL Units Laval Result %REC Llmlts RPD limit Notes Oil & Grease (HEM-SGT) Non -Polar Material 82.3 5.00 mg/L 76.9 107 64-132 18 34 Matrix Spike (6L13004-MS1.) Prepared: 12/13/2016 11:11 Analyzed: 12/14/2016 15:19 Source: SZD5480-01 Spike Source %REC RPD Analvte Result Flao POL Units Level Result %REC Ll!}71t6 RPD uimit Notes Oil & Grease (HEM-SGT) Non -Polar Material 67.3 5.00 mg/L 76.9 5,19 81 64-132 FINAL This report relates only to the sample as received by the laboratory, and may only be reproduced In full I Page S Of 8 www.encolabs.com FLAGS/NOTES AND DEFINITIONS B The analyte was detected in the associated method blank. D The sample was analyzed at dilution. J The reported value is between the laboratory method detection limit (MDL) and the laboratory method reporting limit (MRL), adjusted for actual sample preparation data and moisture content, where applicable. U The analyte was analyzed for but not detected to the level shown, adjusted for actual sample preparation data and moisture content, where applicable. E The concentration indicated for this analyte is an estimated value above the calibration range of the instrument. This value is considered an estimate. MRL Method Reporting Limit. The MRL is roughly equivalent to the practical quantitation limit (PQL) and is based on the low point of the calibration curve, when applicable, sample preparation factor, dilution factor, and, in the case of soil samples, moisture content. N The analysis indicates the presence of an analyte for which there is presumptive evidence (85% or greater confidence) to make a "tentative identification". Greater than 25% concentration difference was observed between the primary and secondary GC column. The lower concentration is reported. FINAL Thfs report relates only to the sample as received by the laboratory, and may only be reproduced In full. I Page 6 of 8 ENVIRONMENTAL CONSERVATION LABORATORIES CHAIN -OF -CUSTODY RECORD www.encolabs.com (SAM,�� 1077i Central Port Dr, 4810 Exemdpm Park Court. Suite 111 102,A Woodninds Irlduslnal Cf. drlando. Ft. 32824 JactcarvlCe. FL 32216.6069 Cary. NC 27511 (W)626.531e Fax(407)650.6945 (9D4)296-9007 Fax(9D4)296,fi21C f9191467-3090 Fex(919)467-3515 Page of Gent Name ReP,iblic Seviroc of Nf: RFf]i4j Project Number 023--6B02 Requested Artatyses Requested Turnaround Times NplB ' RUsh requests ltJbjeCt to acceptance try the facility _ Standard _ Expedited Due F— 0 w < ;p �' C'] od = 6 2 Q Q u) I-- I � Address 1220 Confer e_St-_ W I3Ox 1 &Y'Slrlra CProver NG 28613 Ptarcl Nae 113es: G-Dw Bern Po 4 ! Ruing Info 2015: BPW16132 TO Fax 828) 464-2414 Rep-.Wv Corded Ray Hoffman Samplor(si Name. Aft IL-tion (Prwt) Bdkm Cornea Ray Hoffman San1p r(')Siylydhr� is&-Locate-.,T' eZone t '�. seeva f C. - CahWorloorder--- ,� �'+ =„=czof,$ �. Pre,erwatian ISve Codesi(C"rbTeas n000ssary) Item.; Sample 11) €=i1el{rd ldanlhfira!I ) calectixl Bale Con^Gur T;me Comp 1 Grab Matrix {sae ccoas) Tatal M of Containers 1 Sample�yComments , ` SW- -.7-1l.Y— i r 4-- Total # of Containers 9ampi K r wad By Date fFw* Refrxpl5hed By D6t&Trna B Dal -Firie I) - Can Spodal Reportrrng Requrunwrnts lii: ! �' ��✓�/y^ j�l CD rn -' l ��Q • � r r ~ o Re - By calarrirla r'jpae�rq$y Dauk"Firrne visf+ed By t Da/1rJT[ -irrne fiecen-ed By Datelrime Coder Ws& mob un Receipts - p I 3•& C Corldfion Upon Receipt Acceptable Unatxeptable CID trix : GW-0tnuxxiwatnr 90-Scnil DW-Nnking Water SE-Sedinanl SW-SurkWe Water WW-Wastewater A -Air 0-other (detail in cCnxnonts) Preservation: Hoo H•HCI WKNO3 S-H2SO4 N0•Na0H O-Other (detail in comfn rtB Note: All samDles %VkOed to CNCO LabS are in accordance with the terms lino conditions listed on the rotorsa of this form. unless prior written apreelnoms exist rAd .Sample Preservation Verification 'ENCO Cary NV M Work Order: CZ07891 Project: GDS-New Bern Client: Republic Services of NC (RE014) Project #: 073-6602 Logged In: 07-Dec-16 16:13 Logged By: Andrew S Coons CZ07891-01 Cant T J .7 nt rps "I? P, "dju en:Us's ornmen s A 26()rnLA+H2SO4 <2 XUN I NA Y k�N NA 8 260mLA+H2SO4 <2 7Z7/ NA 'Y CN) NA Reagent Name ID 1 1 2 1 Reaqent Name ID 3 4 Reagent Name ID 5 6F- I Page 8 of 8 �$CA Laboratories Accurate. Timely. Responsive. Innovative. 102-A Woodwinds Industrial Court Cary NC, 27511 lr I� ✓� — I Phone: 919.467.3090 FAX: 919.457.3515 Thursday, December 17, 2015 Republic Services of NC (RE014) Attn: Ray Hoffman 1220 Commerce St. SW Box 1 Conover, NC 28613 RE: Laboratory Results for Project Number: 073-6602, Project Name/Desc: GDS-New Bern ENCO Workorder(s): C506717 Dear Ray Hoffman, Enclosed is a copy of your laboratory report for test samples received by our laboratory on Tuesday, December 8, 2015. Unless otherwise noted in an attached project narrative, all samples were received in acceptable condition and processed in accordance with the referenced methods/procedures. Results for these procedures apply only to the samples as submitted. The analytical results contained in this report are in compliance with NELAC standards, except as noted in the project narrative. This report shall not be reproduced except in full, without the written approval of the Laboratory. This report contains only those analyses performed by Environmental Conservation Laboratories. Unless otherwise noted, all analyses were performed at ENCO Cary. Data from outside organizations will be reported under separate cover. If you have any questions or require further information, please do not hesitate to contact me. Sincerely, Stephanie Franz Project Manager Enclosure(s) FINAL TNs report relates only to the sample as received by the laboratory, and may only be reproduced in full. I Page 1 of 7 CS w�l www.encolabs.com SAMPLE SUMMARY/LABORATORY CHRONICLE CllentID: OutfallI lab ID: C506717-OL Sampled: 12/07/15 05:40 Received: 12/08/15 10:10 Parameter Hold Date/Tlmefs] PreR Datell3mail] Analysis 6elTimefs] EPA 1664A 01/04/16 12/1.5/15 17:55 12/17/15 13:02 Field 12/07/15 05:54 12/07/15 05:40 12/07/15 05:40 SM 25400-1997 12/14/15 12/09/15 1150 12/09/15 13:50 FINAL This report relates only to the sample as received by the laboratory, and may only be reproduced In full. I Page 2 4f 7 CS NIS 99 www.encola bs.aom SAMPLE DETECTION SUMMARY Clleot ID: Outfall 1 lab ID: C606717-01 Analytic $eswlpi Elaa MDl 12L vWU mew ILQIe9 pH 7.35 0 0 pH Units Field Total Suspended Solids 120 25 25 mg/L SM 254OD-1997 FINAL This report relates only to the sample as received by the laboratory, and may only be reproduced in full. IPage 3 Of 7 www.encolabs.com ANALYTICAL RESULTS Description: outFall 1 Lab Sample ID:C506717-01 Received: 12/08/15 10:10 Matrix: Surface water Sampled:12/07/15 05:40 Work Order: C506717 Project: GD5-New Bern Sampled By:3ohnnie Becton (Classical Chemistry Parameters ' r Analgte [CAS Numberl Resin Elm gniJy DE ►" E91 Bate& Metitod Analyz Al lY= Total Suspended Solids^ 120 mg/L 10 25 25 5LO9030 SM 25400.1997 12/09/15 13:50 MMR Field Parameters Analyte [CA5 Numberl Roults an Unb DP ma EQL Batch Meth Analyzed BY figin pH 7.35 pH Units 1 0 0 5LO9011 field 12/07/15 05:40 CLi Classical Chemistry Parameters Analyte rCAS Numbed Oil $ Grease {HEM-SGT) Non -Polar Material Resul Ptah tlnit:f BE un 1% Bats& tlEi&od Analft Note 3.03 u mg/L 1.12 3.03 5.61 51-15012 EPA 1664A 12/17/15 13:02 SMA FINAL This report relates only to the sample as received by the laboratory, and may only be reproduced In full. I Page 4 Of r CS W - 0; Q-) www.encolabs.com QUALITY CONTROL DATA Classical Chemistry Parameters - Quality Control Batch SL08030 - NO PREP Blank (5L09030-BLI(1) Prepared & Analyzed, 12/09/2015 13:50 Spike Source %REC RPD Anal lds Result ELM Pal Units Level Result %REC Limb RPD Limit Notes Total Suspended Solids 2.5 U 2.5 mg/L LCS (SLO9030-B51) Prepared & Analyzed: 12/09/2015 13:50 Spike Source %REC RPD Analvte Result Elan e41 Units Level Result %REC Lim[ts RPD Limit Notes Total Suspended Solids 96 2.5 mg/L 100 96 80-120 Duplicate (5LO9030-OUPI) Prepared & Analyzed: 12/09/2015 13:50 Source: C515627-01 Spike Source %REC RPO AnaiYte Result Han M tlnb Level Result %REC Limlyl RPD Limit Notes Total Suspended Solids 470 250 mg/L 450 4 20 Duplicate (5LO9030-DUP2) Prepared & Analyzed: 12/09/2015 13:50 Source: C515050-01 Spike Source %REC RPD Anal lflC Result Elm M units Level Result %REC ijnllttr RPD Limit Notes_ Total Suspended Solids 5200 1200 mg/L 5100 3 20 Classical Chemistry Parameters -Quality Control Batch SLIS012 - EPA 1664A Blank (5L15012-BLI(l) Prepared: 12/15/2015 17:55 Analyzed: 12/1712015 13:02 Spike Source %REC RPD Anal lft@ Result Elan N& Uffits Level Result %REC LLMftl RPD Limit Notes Oil & Grease (HEM-Sa) Nan -Polar Material 2.70 U 5.00 mg1L LCS (5L15012-BSi) Prepared: 12/15/2015 17:55 Analyzed: 12/1712015 13:02 Spike Source %REC RPD AnalYtl: Result Ela4 PAL Un& Level gusult %REC Lima RPD Limit Notes. Oil & Grease (HEM-SGT) Non -Polar Material 82.1 5.00 mg1L 85.5 96 64.132 LCS Dup (SL15012-BSDl) Prepared: 12/15/2015 17:55 Analyzed: 12/17/2015 13:02 Spike Source %REC RPD ADalyt Rao& Elan M u b Level Res It %REC Ljmjja RPD Limit flotes Oil & Grease (HEM-SGT) Non -Polar Material 65.3 5.00 mg/L 84.7 77 64132 23 34 Matrix Spike (51.15012-MSl) Prepared: 12/15/2015 17:55 Analyzed: 12J17/2015 13:02 Source: B505234-01 Spike Source %REC RPD Anal ltte Result Elan PD1 Denies Level Result %REC Unit RPD Unlit Notes Oil & Grease (HEM-SGT) Non -Polar Material 61.5 5.00 mg/L 74.1 6.77 74 64-132 FINAL This report relates only to the sample as recelved by the laboratory, and may only be reproduced in full. Page 5 Of 7 www.encolabs.com FLAGS/NOTES AND DEFINITIONS B The analyte was detected in the associated method blank. D The sample was analyzed at dilution. ] The reported value is between the laboratory method detection limit (MDL) and the laboratory method i ,reporting limit (MRL), adjusted for actual sample preparation data and moisture content, where applicable. U The analyte was analyzed for but not detected to the level shown, adjusted for actual sample preparation data and moisture content, where applicable. E The concentration indicated for this analyte is an estimated value above the calibration range of the instrument. This value is considered an estimate. MRL Method Reporting Limit. The MRL is roughly equivalent to the practical quantitation limit (PQL) and is based on the low point of the calibration curve, when applicable, sample preparation factor, dilution factor, and, in the case of soil samples, moisture content. N The analysis indicates the presence of an analyte for which there is presumptive evidence (85% or greater confidence) to make a "tentative identification". P Greater than 25% concentration difference was observed between the primary and secondary GC column. The lower concentration is reported. FINAL TbiS report relates only to the sample as received by the laboratory, and may only be reproduced in full. I Page 6 of� ., r.,...,,..o„r.,,.-... Vv.fVvr.,f ~.• V/ %Pf2/ 1%01 VIURII.-Vf'-.,YJIVYI nc..L.fnY www.encoiaos.corn 10776 Central Port or. 4810 Executive Perk Court, 9ufte 111 102-A Woodwinds lndusMai Ct: EMM'IGOrlando, FL 32624 .tacksom ille.' FL 322t 6.8069 Cary, NC 27511 (4M 526-5314 Fax (407) 650-6945 (404) 2963007 Fax (9U4) 2%-6210 (919) 4673090 Fax (919) 467.3515 Page of abant Name Project Number . Requested Analye4m Requested Turnaro 6 Times r` tv Now : Rush remme0s stale M > ey the tec3d L _ Standard — Expedited Due (59 Q U' fl to q�r Q U �co 4dttress - 1221) (`ornme t PMWCt NaffMOM City/sTLp er. C 28613 PO r! 8r7f V Into 2015m BPW16132 Tad 828 464-2414 Reporting Concoct Ray Hoffman samptar(5} Name: Atf• Prixu)+r _ jelwae. FS BtCa19 Carina - Ray Hoffman- 5ignaarte e Location lTl M Z01ty $4 "D - N*r t L Lab Workorder C506717 P, MMEU*n (see Ccdo) (Comb:,e as nary) Item r Gerr" ID (Flmd IoenmMhpn) Coltocsiorr Date Cong0jan nt Cam! amb Matrix (see cadasl ToW * at Containers sample Comments Ito �i c Total q of Containers Sample fat Premed By Data?me Rehrocwtshed By Oaterrinm AR Receved L Date,Ti - me I Wjj:L i L Coo—w-dSpectal RepadM ReplrxmrleNs Rol By oaterrime _.. Re, nataf me •� l Iirlqui5hed By DatwTxne Received By l Datefrure ar is a T!ISW on Receip/t'� Cpodition Upon Receipt V n ftri ` �v/Acceptabfe Unacceptable Matrix: GW-Groundwater 30-SON DW-Dnnlang Wafer 5F_-5ediment Sri -Surface Water WW-Wavewater A -Air !}Other (derail in comnlentsl Presamtion: f-lee H-HG4 N-HNO3 S-H25O4 NONaOH O-Otfier (detail m Corr r tst Note; AS santaes submMad to ENCO Labs are in accordance wsth me terms and corldraorrs k$W on the raverse of tins form. unLass prior wntten agreerrergs exist hc- S- 0 F-0 5T q ' l ENCO Laboratories Accurate. Timely. Responsfre. Innovative. 4810 Executive Park Court, Suite III Jacksonville FL, 32216-6069 Phone: 904.296.3007 FAX: 904.296.6210 Monday, June 15, 2015 Republic Services of NC (RE014) Attn: Matt Einsmann 1220 Commerce St. SW Box 1 Conover, NC 28613 RE: Laboratory Results for Project Number: [none], Project Name/Desc: GDS-New Bern ENCO Workorder(s): B40258S Dear Matt Einsmann, Enclosed is a copy of your laboratory report for test samples received by our laboratory on Thursday, June 4, 2015. Unless otherwise noted in an attached project narrative, all samples were received in acceptable condition and processed in accordance with the referenced methods/procedures. Results for these procedures apply only to the samples as submitted. The analytical results contained in this report are in compliance with NELAC standards, except as noted in the project narrative. This report shall not be reproduced except in full, without the written approval of the Laboratory. This report contains only those analyses performed by Environmental Conservation Laboratories. Unless otherwise noted, all analyses were performed at ENCO Jacksonville. Data from outside organizations will be reported under separate cover. If you have any questions or require further information, please do not hesitate to contact me. Sincerely, Chris Tompkins Project Manager Enclosure(s) FINAL This report relates only to the sample as received by the laboratory, and may only be reproduced in full. Page f of 7 � a www.encolabs.com SAMPLE SUMMARY/LABORATORY CHRONICLE Client ID: Outrall 1 Lab ID: 840258"1 Sampled: 06/03/15 12:45 Remlved: 06/04/15 10:00 Parameter Hold Date/Time(s) Analysis Datelilme(sl EPA 1664A 07/01/15 06/09/15 15:00 D6/10/15 15:45 SM 2540D-1997 06/10/15 06/04/15 17:29 06/09/15 11:33 FINAL. This report relates only to the sample as reoelved by the laboratory, and may only be reproau[eA In Tull. Page 2 of 7 � a www.encolabs.com SAMPLE DETECTION SUMMARY Client ID: Outfall i Lab ID: 8401585-01 Anal Restllta Ew MQl PQL U11" MsdhDd notes Total Suspended Solids 59.2 2.50 2.50 mg/l SM 254OD-1997 FINAL Thls repot relates only to the sample as received by the laboratory, and may only he repraluced In full. Page 3 of 7 www.encolabs.com ANALYTICAL RESULTS Description: Outfall i Lab Sample to: B402585-01 Received: 06/04/15 10:00 Matrix: Surface Water Sampled:06/03/15 12:45 Work Order: B402585 Project: GDS-New Bern Sampled By: Matt Einsmanng Classical Chemistry Parameters F ^ - FA'C0-A *sonW* cevtifiW anaW INC 4421 A01111U rCAS Number l Results 11192 umm of MQL PQL no" Method AuaLlasd BY N Oil & Grease (HEM) [C-0007] 2.40 U mg/L 1 2.40 5.00 5FO9010 EPA 1664A 06/10/15 15:45 SMA Total Suspended Solids' 59.2 mg/L 1 2.50 2,50 5FO4014 SM 254OD-1997 06/09/15 11:33 sma FINAL This report relates only to the sample as received by the laboratory, and may only be reproduced in full. Page 4 of 7 www.ancolahs.com QUALITY CONTROL DATA Classical Chemistry Parameters - Quality Control Batch 5F04014 - NO PREP Blank (SF04014-BLKi) Prepared: 06/04/2015 17:29 Analyzed: 06/09/2015 11:33 i Spike Source %REC RPD Anal Yt0 Re" Flag LQL knife[ Level Result %REC Lim)RPD Limit Notes Total Suspended Solids 2.50 U 2.50 mg/L LCS (5F04014-BSI) Prepared: 06/04/2015 17:29 Analyzed: 06/09/2015 11:33 Spike Source %REC RPD Anal ]dn Resu@ flag ML Unite Level Resul %REC LlmiRPD Limit Notes Total Suspended Solids 104 2.50 mg/L 10D 104 80-120 Duplicate (5F04014-DDP1) Prepared: 06/04/2015 17:29 Analyzed: 06/09/2015 11:33 Source: B402585-01 Spike Source %REC RPD Anal Yte Result Elm p4L iiab Level Result %REC Llmlta RPD Limit Notes_ Total Suspended Solids 59.2 2.50 mg/L 59.2 0 5 Bauch 5FM010 - EPA 1664A Blank (SF09010-BLKi) Prepared: 06/09/2015 15:00 Analyzed: D6/10/2015 15:45 Spike Source %REC RPD Anal Ylbl Result Flag R" Units Level ResyR %REC Limits RPD unit tlpgi Oil & Grease (HEM) 2.71 Ll 5.64 mg/L LCS (5FO9010-BSI) Prepared: 06/09/2015 15:00 Analyzed: 06/10/2015 15:45 Spike Source %REC RPD Anal xk Result EIa9 EM Units Level Result %REC Limlt>i RPD Liimlt Noun. Oil & Grease (HEM) 36.2 5.00 mg/L 43.0 84 78-114 LCS Dup (SF09010-BSDI) Prepared: 06/09/2015 15:00 Analyzed: 06/10/2015 15:45 Spike Source %REC RPD Anal Yte Result Ehm M Units Level Result %REC LlmlRPD Limit Hates Oil & Grease (HEM) 38.1 5.D0 mg/L 43.0 89 78-114 5 18 Matrix Spike (SF09010-MS3) Prepared: 06/09/2015 15:00 Analyzed: 06/10/2015 15:45 Source: $502389-04 Spike Source %REC RPD Anal vts RONK Flag M Uhm Level Result %REC l nib RPD Limit Notes Oil & Grease (HEM) 55.1 5.00 mg/L 43.5 22.6 75 78-114 QM-07 FINAL This report relates only to the sample as received by the laboratory, and may only be reproduced In full. Pape 5 of 7 www.encolabs.com FLAGS/NOTES AND DEFINITIONS B The analyte was detected in the associated method blank. D The sample was analyzed at dilution. ] The reported value is between the laboratory method detection limit (MDL) and the laboratory method reporting limit (MRL), adjusted for actual sample preparation data and moisture content, where applicable. U The analyte was analyzed for but not detected to the level shown, adjusted for actual sample preparation data and moisture content, where applicable. E The concentration indicated for this analyte is an estimated value above the calibration range of the instrument. This value is considered an estimate. MRL Method Reporting Limit. The MRL is roughly equivalent to the practical quantitation limit (PQL) and is based on the low point of the calibration curve, when applicable, sample preparation factor, dilution factor, and, in the case of soil samples, moisture content. N The analysis indicates the presence of an analyte for which there is presumptive evidence (85% or greater confidence) to make a "tentative identification". P Greater than 25% concentration difference was observed between the primary and secondary GC column. The lower concentration is reported, QM-07 The spike recovery was outside acceptance limits for the MS and/or MSD. The batch was accepted based on acceptable LIES recovery. FINAL This report relates only to the sample as received by the laboratory, and may only be reproduced 0 full. Page 6 of 7 ,r ENVIRONMENTAL CONSERVATION LABORATORIES CHAIN -OF -CUSTODY RECORD www.encolabs.corn 7'!Ma 1077;i Ggmral Flom Dr 48111 r,fu•.:Jhw r'.'0 U..-:, ;inhf` 111 IWA Lti t.xhxndv bmisr..Wal 1 A _ (kIRI in, 11. 3711;4 .1ar>•:.xw1u.:. 1`1 :s; 2ti AW-169 Ca,y. NC 27511 - '�.._. _ .. {4Sn� dzti-tiara F;,x tour] Issu cya5 I�!aE rr.::lul>•r I':I< it10d1 2'J-U G2I o {9191 a67 -4090 rn„ �g 1 J1 •Ilir :+:. r'., - _. Page Omni NamC I Prr.licr N,ulrt,r. Requealed A—lyses Requested 'TI[rnarounil Reppjb€ie Services of NC (RE014) _-- _ _ Tinges /kkltes5 Ph.;A.YI id:mr:i)eoc Nolr.: Hi+sh mrllms:a euRir?el to 1220 Commerce St. SW Box 1 GDS-New Bern � � ._r. C'Iy:ST,Zp i PO x r Itirin:l Ink, � Conover, NC 23613 4b �•� p W Standard Tag �nw >k'�re:1y Cr„dnd (828) 464-2414 _ �, r (ii:<,•� �: f i i Expedited _ S..mpl_ti�) Narlte, Aifi, r::. (Pnrul 13emg Rw A.r W. 1 [due _ f� fi/, s frt.4„� —. _ Av v < .S c r i 5amp ;s! rn,rc „Iv E,.:raliGl3 % :,ne Lone o _ i PresCrvallonlv,;ntlr.,sllCnre{kll•:.Ir�li..,.�:snryl y LrJb tiq�Olkerder /� B—TD2585 limn: a sernaie In (NACI Idem,r, ati n I C APC-'rm nlnr- llrne C,rn❑ 1 Gr,l ism czdesl ., Is 3 X X i S;tmpla Commenls -3 Outfall 1 6 3 S11H i �—TAI.'li a nl {.u11{Plincr5 S-amAeKit PrurmirdBy Date. -row I"f liarled .y n,nr+rl„pry I?,rinl,v.1II; CglY11e11151 !f.Y:11({a!:virlirrQ lit'gn1r411n[EI� ''god BY ^-- {Ii,Irtrl N 415 [low%jul-j"I By - -T illtlrrll In lt, — nnr nib.fr111r -� Ei,1„:!1 AI x• i.,xlnr a:a ,rnidulrr tJl- f<I rrrwE Acceptatiie Unacceptable Iabix: GW-Groundmilar SO-S(A aWUnnkniq MI& Ws{Cr WW-Y1:r::rrnal..1 A-A1r O-W.Ee tAllnd,r) .I*-t nltri tl i,ni is !:+1::1{'-l�I No-NIi{30{ p-=gRyr l_delail in uvrnrlvilw Note: All xa�p6m suhmilted In 1?NCO UtV. ;jry iu :u:urdunm wall 11.! 1.arrc,:w,1 �...-.,lr &itn,t �,,, ru„ n�w,ra.• ,�r mr. t,nn. 1u lk.•:U IE, I, �. w 11u rtgln Lm . r++nW W,4rF . O-1 Michael F. Easley, Governor `OHO �QQG William G. Ross Jr., Secretary North Carolina Department of Environment and Natural Resources �? Alan W. Klimek, P.E, Director Coleen H. Sullins, Deputy Director Division of Water Quality April 12, 2007 M. Lynn Richardson Republic Services of NC LLC 625 Airport Rd New Bern NC 28562 SUBJECT: February 21, 2007 Compliance Evaluation Inspection Republic Services of NC LLC Republic Services of NC, LECIGDS-New Bern Permit No: NCG080589 Craven County Dear Mr. Richardson: Enclosed please find a copy of the Compliance Evaluation Inspection form from the inspection conducted on February 21 2007. The Compliance Evaluation Inspection was conducted by Jeffery A. Manning of the Washington Regional Office. The facility was found to be in Compliance with permit NCG080589. Please refer to the enclosed inspection report for additional observations and comments. If you or your staff have any questions, please call me at 252-948-3966. Sincerely, Jeffery A. Manning Environmental Specialist Attachment cc:, Central Files Washington Files AMA 943 Washington Square Mall Washington, NC 27889 (252) 946-6481 Customer Service 1 800 623-7748 Compliance Inspection Report Permit: NCGO80589 Effective: 09/01/02 Expiration: 08/31/07 Owner: Republic Services of NC LLC SOC: Effective: Expiration: Facility: Republic Services of NC, LLCIGDS-New Bern County: Craven 705 Airport Rd Region: Washington New Bern NC 28562 Contact Person: Mark D Myers Phone: 252-633-6330 Directions to Facility: Primary ORC: Certification: Phone: Secondary ORC(s): On -Site Representative(s): Related Permits: Inspection Date: 02121/2007 Entry Time: 01:00 PM Exit Time: 03:30 PM Primary Inspector: Jeff A Manning Phone: 252-948-3966 Secondary Inspector(s): Reason for Inspection: Routine Inspection Type: Compliance Evaluation Permit Inspection Type: Transportation wNehicle Maintenance/Petroleum Bulk/Oil Water Separator Stormwater Discharge COC Facility Status: ■ Compliant ❑ Not Compliant Question Areas: Storm Water (See attachment summary) Page: 1 Permit: NCG080589 Owner - Facility: Republic Services of NC t_I-C Inspection Date: 02/21/2007 Inspection Type: Compliance Evaluation Reason for Visit: Routine Inspection Summary: The site was in pretty good condition. The BMP's were in place and being implemented. The facility has recently changed ownership. The facility is reminded that analytical monitoring must be done annually during a rainfall event. The qualitative monitoring should be done twice a year, once in the spring (April -June) and once in the fall (September -November). The first qualitative monitoring must coincide with the initial analytical monitoring event regardless of season. Page: 2 Permit: NCG080589 owner - Facility: Republic Services of NC LLC Inspection Date: 02/21/2007 Inspection Type: Compliance Evaluation Reason for VIsIt: Routine Stormwater Pollution Prevention Plan Yes No NA NE Does the site have a Stormwater Pollution Prevention Plan? ■ ❑ ❑ ❑ # Does the Plan include a General Location (USGS) map? ■ ❑ ❑ ❑ # Does the Plan include a "Narrative Description of Practices"? ■ Cl ❑ ❑ # Does the Plan include a detailed site map including outfall locations and drainage areas? ■ ❑ ❑ ❑ # Does the Plan include a list of significant spills occurring during the past 3 years? ■ ❑ ❑ ❑ # Has the facility evaluated feasible alternatives to current practices? ■ ❑ ❑ ❑ # Does the facility provide all necessary secondary containment? ■ ❑ ❑ ❑ # Does the Plan include a BMP summary? ■ ❑ ❑ ❑ # Does the Plan include a Spill Prevention and Response Plan (SPRP)? ■ ❑ ❑ ❑ # Does the Plan include a Preventative Maintenance and Good Housekeeping Plan? ■ ❑ ❑ ❑ # Does the facility provide and document Employee Training? ■ ❑ ❑ ❑ # Does the Plan include a list of Responsible Party(s)? ■ ❑ ❑ Cl # Is the Plan reviewed and updated annually? ■ ❑ ❑ ❑ # Does the Plan include a Stormwater Facility Inspection Program? ■ ❑ ❑ ❑ Has the Stormwater Pollution Prevention Plan been implemented? ■ ❑ ❑ ❑ Comment: Qualitative Monitoring Yes No NA NE Has the facility conducted its Qualitative Monitoring semi-annually? ■ ❑ ❑ ❑ Comment: Analytical Monitoring Yes No NA NE Has the facility conducted its Analytical monitoring? ■ ❑ ❑ ❑. # Has the facility conducted its Analytical monitoring from Vehicle Maintenance areas? ■ ❑ ❑ ❑ Comment: Permit and Outfalls Yes No NA NE # Is a copy of the Permit and the Certificate of Coverage available at the site? ■ ❑ Cl ❑ # Were all outfalls observed during the inspection? ■ ❑ ❑ ❑ # If the facility has representative outfall status, is it properly documented by the Division? ■ ❑ ❑ Cl # Has the facility evaluated all illicit (non stormwater) discharges? ■ ❑ ❑ ❑ Comment: Page: 3 o�oF wArFq pG VJ � Mr. Morris Lynn Richardson Republic Services of NC, LLC 705 Airport Road New Bern, NC 28560 Dear Mr. Richardson: Michael F. Easley, Governor William G. Ross Jr„ Secretary North Carolina Department of Environment and Natural Resources Alan W. Klimek, P.E. Director . Division of Water Quality February 2, 2007 RECEIVED FEB 0 5 7..007 ®WO— WARO Subject: NPDES General Permit NCGO80000 Certificate of Coverage NCG080589 Republic Services of NC, LLC Formerly Waste Management of New Bern Craven County Division personnel have reviewed and approved your request to transfer coverage under the General Permit, received on January 10, 2007. Please find enclosed the revised Certificate of Coverage. The terms and conditions contained in the General Permit remain unchanged and in full effect. This revised Certificate of Coverage is issued under the requirements of . North Carolina General Statutes 143-215.1 and the Memorandum of Agreement between North Carolina and the U.S. Environmental Protection Agency. If you have any questions, please contact the Stormwater Permitting Unit at (919) 733-5083, extension 502. Sincer�y iNAL:^ iGN1-1z) Illy KEN PICKLE Alan W. Klimek P. E. cc: DWQ Central Files Washington Regional Office, Water Quality Section Stormwatcr Permitting Unit NOf CaraJ ina �tul'R!t•!f North Carolina Division of Water Quality 1617 Mail Service Center Raleigh, NC 27699-1617 Phone (919) 733-7015 Customer Service Internet: h2o.enr.state.mus 512 N. Salisbury St. Raleigh, NC 27604 FAX (919) 733-2496 1.877-623-6748 An Equal OpportunitylAHirmalive Action Employer— 50% Recycled110% Post Consumer Paper R STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENT AND NATURAL RESOURCES DIVISION OF WATER QUALITY GENERAL PERMIT NO. NCG080000 CERTIFICATE OF COVERAGE No. NCG080589 STORMWATER DISCHARGES NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM In compliance with the provision of North Carolina General Statute 143-215.1, other lawful standards and regulations promulgated and adopted by the North Carolina Environmental Management Commission, and the Federal Water Pollution Control Act, as amended, REPUBLIC SERVICES OF NC, LLC is hereby authorized to discharge stormwater from a facility located at REPUBLIC SERVICES OF NC, LLC 705 AIRPORT ROAD NEW BERN CRAVEN COUNTY to receiving waters designated as Scotts Creek in the Neuse River Basin in accordance with the effluent limitations, monitoring requirements, and other conditions set forth in Parts I, I1, 111, IV, V, and VI of General Permit No. NCGO80000 as attached. This certificate of coverage shall become effective February 2, 2007. This Certificate of Coverage shall remain in effect for the duration of the General Permit. Signed this day February 2, 2007. ry KEN PICKLE Alan W. Klimek, Director Division of Water Quality By Authority of the Environmental Management Commission Facility Location Map USGS Topographic Map 7.5 Minute Series Facility: )t\MGrL.-is ;7MS Latitude: 3 5 L <1,14 ' 2,A" Longitude: -77c a I ' 5-8 OrC 1N A r�9 Michael F. Easley, Governor William G. Ross Jr., Secretary r North Carolina Department of Environment and Natural Resources p Alan W. Klimek, P.E. Director Division of Water Quality May 24, 2006 Mr. Mark Myers Waste Management — New Bern 625 Airport Road New Bern, NC 28562 Subject: Stormwater General Permit NCG080000 Operations and Maintenance Reminder Waste Management — New Bern COC Number NCG080589 Craven County Dear Permittee: Our records indicate that you have been issued a Stormwater General Permit and a Certificate of Coverage for your facility. These permits have specific conditions that must be met in order for you to be in compliance with your permit. It is your responsibility, as the permit holder, to read and comply with the conditions contained in the permit. It is our responsibility, as the issuing authority, to make sure that the operation and maintenance of your facility complies with the conditions contained in your permit. To assist you in complying with these conditions, we are attaching a Technical Bulletin specific to your permit requirements. We are currently in the process of developing our inspection schedule. Therefore, you should have all of your records up to date as we may be contacting you in the near future to set up an inspection of your facility. If you have any questions, please do not hesitate to contact Samir Dumpor, Pat Durrett or myself at (252)946-6481 . Sincerely AI odge, Supervisor Surface Water Protection Unit Encl. CC: WaRO files North Carolina Division of Water Quality Internet, h2o,enr.state.nc.us 943 Washington Square Mall Phone: 252-946-6481 *atW Washington, NC 27889 FAX 252-946-9215 hCarolinaAn Equal OpportunitylAffirmativeAction Employer — 50% Recycled110% Post Consumer Paper uP o�oF w a rF9Q6 b- U. al -i MARK MYERS WASTE MANAGEMENT - NEW BERN 625 AIRPORT RD NEW BERN, NC 28562 Dear Permittee: Michael F. Easley, Governor Will lam G. Ross Jr., Secretary North Carolina Department of Envlronment and Natural Resources Alan W. Kllmek, P.E., Dlrector Divlslo IMMI'VED August 23, 2002 AUG 2 9 2002 Subject: NPDES Stormwater Permit Renewal Waste Management - New Bern COC Number NCGO80589 Craven County DWQ-WARO In response to your renewal application for continued coverage under general permit NCG080000, the Division of Water Quality (DWQ) is forwarding herewith the reissued stormwater general permit. This permit is reissued pursuant to the requirements of North Carolina General Statute 143-215.1 and the Memorandum of Agreement between the state of North Carolina and the U.S. Environmental Protection Agency, dated December 6, 1983. The following information is included with your permit package: A new Certificate of Coverage A copy of General Stormwater Permit NCGO80000 A copy of a Technical Bulletin for the general permit Your coverage under this general permit is not transferable except after notice to DWQ. The Division may require modification or revocation and reissuance of the Certificate of Coverage. This permit does not affect the legal requirements to obtain other permits which may be required by DENR or relieve the permittee from responsibility for compliance with any other applicable federal, state, or local law, rule, standard, ordinance, order, judgment, or decree. If you have any questions regarding this permit package please contact Delonda Alexander of the Central Office Stormwater and General Permits Unit at (919) 733-5083, ext. 584 Sincerely, Bradley Bennett, Supervisor Stormwater and General Permits Unit cc: Central Files Stormwater & General Permits Unit Files Washington Regional Office N. C. Division of Water Quality 1617 Mail Service Center Raleigh, NC 27699-1617 (919) 733-7015 ®NAA NCDENR Customer Service 1-800-623-7748 Michael F. Easley, Governor William G. Ross Jr., Secretary North Carolina Department of Environment and Natural Resources December 27, 2001 MARK MYERS AMEl21CAN REFUSI SYS-NEW 13ERN 625 AIRPOlZrr RD NEW BERN, NC 28562 Gregory J. Thorpe, Ph.D. Acting Director H ECE IVMf Water Quality FEQ ' 2 7 2002 DWQ-WAR4 Subject: NPDES Stormwater Permit Renewal AMERICAN REFUSE SYS-NEW i3ERN COC Number NCGO80589 Craven County Dour Pernliltce: Yonr facility is currently covered for stonnwater discharge under General Permit NCG090000. This hermit expires oil August 31, 2002. The Division staff is currently in the process ol'rcwriting this pernlii and is scheduled to have the permil reissued by late summer ot'2002. Once dro permit is reissued, your facility would he eligible for Continued coverage under the reissued permit. In order to assure your continued coverage under the general permit, you must apply to the Division of Water Quafily (DWQ) for renewal of your permit coverage. To make this renewal process easier, we are informing you -in advance that your permit will he expiring. Enclosed you will find a General Permit Coverage Renewal Application Form. The application nnrsl he completed and returned by March 4, 2002 in order to assure continued coverage under the general permit. Failure to request renewal within this time period may result in a civil assessment of al least $250.00. Larger penalties may be assessed depending on the delinquency of the request. Discharge of slormwater from your facility Without coverage under a valid stornrwale• NPDES permit would constitute a violation ol'NCGS 143-215.1 and could result in assessments ol'civil petalties of up to $10,000 per day. Please note that recert federal legislation has extended the "no exposure exclusion" to all operators of indust•i,d facilities in any of the l I categories of "storm water discharges associated with industrial activity," (except construction activities). ll'you feel your facility can certify it condition of "no exposure", i.e. the facilly industrial tnalerials and operations arc not exposed to stormwater, you can apply for the no exposure exclusion. For additional informalinn contact the Central Office Slormwater Slafh Inernber listed below or check the Stornlwaler & General Permits Unit Web Site at 11ttp://h2o.cnr.stafe.ne.us/su/siormwater.litml If the subject stormwater discharge to waters of the state has been terminated, please complete the enclosed Rescission Request Form, Mailing instructions are listed on the hottonl of the form. You will be notified when the rescission process has been completed. If you have any questions regarding the perrnit renewal procedures please contact Robert Tankard of the Washington Regional Off ice at 252-946-6481 or Dclonda Alexander cif the Central Office Stormwater Unit at (919) 733-5083, ext. 584 Sincerely, Bradley Bennett, Supervisor Storrnwaler and C;encral'Pe•mits Unit cc: Central Files Washington Ra iorlal Office N. C. Division of Water Quality 1617 Mail Service Center Raleigh, NC 27699-1617 (919) 733-7015 NI NA NCDENR Customer Service 1-800-623-7748 State of North Carolina Department of Environment and Natural Resources Division of Water Quality James B. Hunt, Jr., Governor Bill Holman, Secretary Kerr T. Stevens, Director CERTIFIED MAIL RETURN RECEIPT REQUESTED '1`11V A00mm" MOM NCDENR NORTH CAROLINA DEPARTMENT OF ENVIRONMENT AND NATURAL REsoURCES 12/21 /99 NICHOLAS G BIERCHEN AMERICAN REFUSE SYS. -NEW BERN PO BOX 3455 NEW BERN NC 28564 SUBJECT: NOTICE OF VIOLATION AND REVOCATION FOR NON PAYMENT PERMIT NUMBER NCGO80589 AMERICAN REFUSE SYS. -NEW BERN CRAVEN COUNTY Dear Permittee: DEC 2 8 1999 WASHINGTON REGIONAL OFFICE DWO - Payment of the required annual administering and compliance monitoring fee of $80.00 for this year has not been received for the subject permit. This fee is required by Title 15 North Carolina Administrative Code 2H.0105, under the authority of North Carolina General Statutes 143-215.3(a)(1), (1 a) and (1b). Because this fee was not fully paid within 30 days after being billed, this letter initiates action to revoke the subject permit, pursuant to 15 ncac 2H.0105(b) (2) (k) (4), and G.S. 143-215.1 (b) (3). Effective 60 days from receipt of this notice, subject permit is hereby revoked unless the required Annual Administering and Compliance Monitoring Fee is received within that time. Discharges without a permit are subject to the enforcement authority of the Division of Water Quality. Your payment should be sent to: N.C. Department of Environment and Natural Resources Division of Water Quality Budget Office 1617 Mail Service Center Raleigh, NC 27699-1617 If you are dissatisfied with this decision, you have the right to request an administrative hearing within Thirty (30) days following recipt of this notice, identifying the specific issues to be contended. This request must be in the form of a written petition conforming to Chapter 150B of the North Carolina General Statutes, and filed with the Office of Administrative Hearings, Post Office Drawer 27447, Raleigh, North Carolina, 27611-7447. Unless such request for hearing is made or payments received, revocation shall be final and binding. If you have any questions, please contact: Mr. Jim Mulligan, Washington Water Quality Regional Supervisor, (252) 946-6481. Sincere , Kerr T. Stevens cc: Supevisor, Water Quality Permits and Engineering Unit Washington Regional Office County Health Department P.O. Box 29535, Raleigh, North Carolina 27626-0535 Telephone 919-733-5083 FAX 919-733-9919 An Equal Opportunity Affirmative Action Employer 50% recycled / 10% post -consumer paper W State of North Carolina Department of Environment, Health and Natural Resources Division of Water Quality James B. Hunt, Jr., Governor Wayne McDevitt, Secretary A. Preston Howard, Jr., P.E., Director Mr. Nicholas G. Bierchen American Refuse Sys. -New Bern Post Office Box 3455 New Bern, North Carolina 28564 Dear Mr. Bierchen 4•• C HNC WASH Nrvm G701v � November 7, 1997 J4N 2 2 1998 r b gM 1; Subject: General Permit No. NCG080589 American Refuse Sys. -New Bern COC NCGO080589 Craven County In accordance with your application for discharge permit received on January 24, 1997, we are forwarding herewith the subject certificate of coverage to discharge under the subject state - NPDES general permit. This permit is issued pursuant to the requirements of North Carolina General Statute .143-215 .1 and the Memorandum of Agreement between North Carolina and the US Environmental Protection agency dated December 6, 1983. If any parts, measurement frequencies or sampling requirements contained in this permit are unacceptable to you, you have the right to request an individual permit by submitting an individual permit application. Unless such demand is made, this certificate of coverage shall be final and binding. Please take notice that this certificate of coverage is not transferable except after notice to the Division of Water Quality. The Division of Water Quality may require modification or revocation and reissuance of the certificate of coverage. This permit does not affect the legal requirements to obtain other permits which may be required by the Division of Water Quality or permits required by the Division of Land Resources, Coastal Area Management Act or any other Federal or Local governmental permit that may be required. If you have any questions concerning this permit, please contact Darren England at telephone number 919/733 - 5083 ext. 545, Sincerelyy, ORIGINAL SIGNED BY 13RADLEY SENNETT A. Preston Howard, Jr., P. E. cc: Washington Regional Office P,O. Box 29535, Raleigh, North Carolina 27626-0535 Telephone 919-733-5083 FAX 919-733-0719 An Equal Opportunity Affirmative Action Employer 50% recycled/ 10% post -consumer paper STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENT, HEALTH, AND NATURAL RESOURCES DIVISION OF WATER QUALITY UENERAL PERMIT NO, NCG080000 CERTIFICATE OF COVERAGE No. NCGO80589 STORMWATER DISCHARGES NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM In compliance with the provision of North Carolina General Statute 143-2I5.1, other lawful standards and regulations promulgated and adopted by the North Carolina Environmental Management Commission, and the Federal Water Pollution Control Act, as amended, American Refuse Systems - Waste Management of Eastern North Carolina is hereby authorized to discharge stormwater from a facility located at American Refuse Systems - New Bern 625 Airport Road New Bem Craven County to receiving waters designated as Scotts Creek in the Neuse River Basin in accordance with the effluent limitations, monitoring requirements, and other conditions set forth in Parts I, II, III and IV of General Permit No. NCG080000 as attached. This certificate of coverage shall become effective November 7, 1997, This Certificate of Coverage shall remain in effect for the duration of the General Permit. Signed this day November 7, 1997. ORIGINAL SIGNED BY BRADLEY SENPJFTT A. Preston Howard, Jr., P.E., Director Division of Water Quality By Authority of the Environmental Management Commission Facility Location Map USGS Topographic Map 7.5 Minute Series Facility: AH Gz, S-1 s - ►Jjj-.: Latitude: 3.3 - q y ' 2,4. " Longitude: -7 7 - (Z i ' Se- "