NCG030611_COMPLETE FILE - HISTORICAL_20171201

STORMWATER DIVISION CODING SHEET
NCG PERMITS
PERMIT NO.
/V c.,& O 3 49 � I/
DOC TYPE
� HISTORICAL FILE
❑ MONITORING REPORTS
DOC DATE
❑ iOl / c I
YYYYMMDD

Division of Energy, Mineral & Land Resources
Land Quality Section/Stormwater Permitting
NCDENRNational
Pollutant Discharge Elimination System
W� D��
[MNROM1Ip(} N16 I�.GU1� fiCIOIIRLE"..
PERMIT NAME/OWNERSHIP CHANGE FORM
I. Please enter the
permit number for which the change is requested.
FOR AGENCY USE ONLY
Date Received
Year
Month
Day
�'�l 1)i_"
NPDES Permit
(or) Certificate of Coverage
N S O
N C G 0 1 3 1 0 1 6 1 1 1 1
11. Permit status prior to requested change.
a. Permit issued to (company name):
Caterpillar Axle Manufacturing
b. Person legally responsible for permit:
Kenneth A Walker
First Ml Last
Facility Manager
Title
SID
2950 Temple School Road
R�
Permit Holder Mailing Address
Winston-Salem NC 27107
`�
G City State Zip
I,. pips ll'-,t [phone] ( )
S�ov?o-
Phone Fax
c. Facility name (discharge):
Caterpillar Axle Manufacturing
d. Facility address:
2950 Temple School Road
Address
Winston-Salem NC 27107
City State Zip
e. Facility contact person:
Mike J Calandro 336) 769-5881
First / MI / Last Phone
Ill. Please provide the following for the requested change (revised permit).
a. Request for change is a result of:
® Change in ownership of the facility
❑ Name change of the facility or owner
If other please explain: Plant was purchased by Progress Rail
b. Permit issued to (company name):
Pro ess Rail Winston-Salem
c. Person legally responsible for permit:
Kenneth A Walker
First Ml Last
d. Facility name (discharge):
e. Facility address:
f. Facility contact person:
Factilitv Manager
Title
_ 2950 Temple School Road _
Permit Holder Mailing Address
Winston-Salem NC 27107
City State Zip
[e-mail]
[phone] M
Phone E-mail Address
2950 Temple School Road
Address
Winston-Salem NC 27107
City State Zip
Michael 3 Calandro
First MI Last
MCALANDRO@PROGRESSRAI L.0
[phone] OM
Revised Jan. 27. 2014

NPDES PERMIT NAME/OWNERSHIP CHANGE FORM
Page 2 of 2
Phone E-mail Address
IV. Permit contact information (if different from the person legally responsible for the permit)
Permit contact: . Kate A Mastrobattista
First Ml Last
Ehs Specialist I
IV Title
2950 Temple School Road
Mailing Address
Winston-Salem NC 27107
City State Zip
KMASTROBATTI@PROGRES SRA I
[phone] L.COM
Phone E-mail Address
Will the permitted facility continue to conduct the same industrial activities conducted prior
V. to this ownership or name change?
® Yes
❑ No (please explain)
Vl Required Items: THIS APPLICATION WILL BE RETURNED UNPROCESSED IF ITEMS
ARE INCOMPLETE OR MISSING:
❑ This completed application is required for both name change and/or ownership change
requests.
❑ Legal documentation of the transfer of ownership (such as relevant pages of a contract deed,
or a bill of sale) is required for an ownership change request. Articles of incorporation are
not sufficient for an ownership change.
The certifications below must be completed and signed by both the permit holder prior to the change, and
the new applicant in the case of an ownership change request. For a name change request, the signed
Applicant's Certification is sufficient.
PERMITTEE CERTIFICATION (Permit holder prior to ownership change):
1, Kenneth A Walker, attest that this application for a name/ownership change has been reviewed and is
accurate and complete to the best of my knowledge. I understand that if all required parts of this
application are not completed and that if all required supporting information is not included, this application
package will be returned as incomplete.
Signature Date
APPLICANT CERTIFICATION
I, Kenneth A Walker, attest that this application for a name/ownership change has been reviewed and is
accurate and complete to the best of my knowledge. I understand that if all required parts of this
application are not completed and that if all required supporting information is not included, this application
pac
kage will be returned as incomplete.
�jj_/ 0 - )_ `-1— , 7
T
Signature
Date
PLEASE SEND THE COMPLETE APPLICATION PACKAGE TO:
Division of Energy, Mineral and Land Resources
Stormwater Permitting Program
1612 Mail Service Center
Raleigh, North Carolina 27699-1612
Revised Jan, 27, 2014

NPD,ES PERMIT NAME/OWNERSHIP CHANGE FORM
Page 2 of 2
Revised Jan. 27. 2014

January 11, 2017
Subject: Memorandum of Understanding between Caterpillar, Inc. and
Progress Rail Services Corporation which is a wholly -owned subsidiary of
Caterpillar, Inc.
Caterpillar, Inc. is transferring certain property, plant and equipment located at 2950 Temple
School Road, Winston Salem, NC 27107 to Progress Rail Services Corporation as of January 1,
2017.
Caterpillar Inc. and Progress Rail Services Corporation agree the value of the property, plant
and equipment approximates net book value {Original Cost less Accumulated Depreciation) as
of January 1, 2017. This transfer value is $195,723,788.85. The complete asset listing and net
book value is attached in Appendix A.
Caterpillar, Inc. will invoice Progress Rail Services Corporation for the assets being transferred
and such invoice will be paid via normal intercompany settlement procedures. The Invoice will
be supported by a list of all assets being transferred showing the net hook value of each asset.
Progress Rail Services Corporation will pay any and all property recording fees on the above
described property. Caterpillar Inc. will' be responsible for any property taxes through
December 31, 2016.
The above transaction Is accepted by:
Catet7illar, Inc.
signature
/77-)p Sr ig its �P gurre /�k�,.
Title
-,;2& I
Date
Progress Rail Services Corporation
Signature
Title
Date

sce�veD
R
NOV s0 01
QUAµ IIyG
�ORMWA 'Rp�R
S

Progress Rail
A Caterpillar Company
October 24, 2017
Annette Lucas
Division of Energy, Minerals & Land Resources RECEIVED
1612 Mail Servive Center
Raleigh, North Carolina 27699 NOV - 7 2017
DENR-1-4,117 QUALITY
STOWNATER PERMITTING
RE: Notice of change in facility ownership
Dear Annette Lucas,
As per the NC Energy, Mineral & Land Resources written request to update permit contacts,
please see the attached documentation. This package will also include a copy of the bill of sale.
If you have any questions, please contact Mike Calandro at 336.769.5881 or Kate Mastrobattista
at 336.769.5986.
Sincerely,
V'ejjL-___'
Ken Walker, Facility Manager
Phone: [phone]
E-mail: [e-mail]
Enclosed Documents: Permit Name/Ownership Change Form and Bill of Sale
Progress Rail Winston-Salem • 2950 Temple School Road + Winston-Salem NC 27107

Progress Rail
A Caterpillar Company
NCDEQ — Division of Energy, Mineral and Land Resource
ATfN: Stormwater Billing
1612 Mail Service Center
Raleigh NC 27699 RECEIVED
RE:NCG030611
Dear Laura Alexander,
NOV = 8 2017
bi:Nl = AN'b QUALITY
7T—N{;iWKT_Etl ftW1'TiNG
We recently received the Stormwater Annual Permit Invoice from the 2017 reporting year. To
provide an update for your records, please add Mike Calandro as the primary contact for the
Progress Rail Winston-Salem Facility. Mike's phone number is 336.769.5881 and e-mail address
is [e-mail]. The facility secondary contact will remain Kate Mastrobattista,
Safety Specialist I. Kate's phone number is 336.769.5986 and e-mail address is
[e-mail].
Please contact Mike Calandro or Kate Mastrobattista with any questions.
Sincerely,
x �JJ_,
Ken Walker, Facility Manager
Phone: [phone]
E-mail: [e-mail]
Progress Rail -Winston Salem o 2950 Temple School Road o Winston-Salem NC 27107

LA
Progress Rail
A Caterpillar Company
May 1,2017
Division of Water Quality
1617 Mail Service Center
Raleigh, NC 27699
RE: NCG030000; Certificate Coverage Number NCG030611
To Whom It May Concern:
RECEIVED
MAY 112011
NtWLAW QUALIV
As of May 1, 2017, Mike Calandro will replace Shawn Meck in signing the DMR
documentation.
If you have any questions, please contact Mike Calandro at 336.769.5881 or Kate
Mastrobattista at 336.769.5986.
Thank you,
Kenneth Walker
Facility Manager
Progress Rail Winston-Salem
Progress Rail Winston-Salem • 2950 Temple School Road • Winston-Salem NC 27107

f
-AT7`-;,ATA
NCDENR
North Carolina Department of Environment and Natural Resources
Beverly Eaves Perdue
Governor
Terrial Campbell
Caterpillar Inc
2950 Temple School Rd
Winston Salem, NC 27107
Dear Permittee:
Division of Water Quality
Charles Wakild, P. E.
Director
December 4, 2012
Dee Freeman
Secretary
Subject: NPDES Stormwater Permit Coverage Renewal
Caterpillar Inc
COC Number NCG030611
Forsyth County
In response to your renewal application for continued coverage under stormwater General Permit NCG030000
the Division of Water Quality (DWQ) is forwarding herewith the reissued General Permit. This permit is
reissued pursuant to the requirements of North Carolina General Statute 143-215.1 and the Memorandum of
Agreement between the state of North Carolina and the U.S. Environmental Protection Agency, dated October
15, 2007 (or as subsequently amended).
The following information is included with your permit package:
• A new Certificate of Coverage (COC)
• A copy of General Permit NCG030000
• A copy of the Technical Bulletin for the General Permit
• Two copies of the Discharge Monitoring Report (DMR) Form
• Two copies of the Qualitative Monitoring Report Form
The General Permit authorizes discharges of stormwater, and it specifies your obligations for discharge
controls, management, monitoring, and record keeping. Please review the new permit to familiarize yourself
with all the changes in the reissued permit. Your facility has six (6) months from the time of receipt of the
permit to update your current SPPP to reflect all new permit requirements.
The first sample period of your permit begins January 1, 2013. Your facility must sample a "measureable
storm event" beginning during the periods beginning January i and July 1 of every year (or, if applicable,
report "No Flow," as outlined in Part III, Section E). Also, please note that Tier 3 Actions in Part II of your
permit are triggered by benchmark exceedances on four occasions beginning on the effective date of this
permit and do not count prior exceedances.
The more significant changes in the General Permit since your last COC was issued are noted either in the
Draft Permit Fact Sheet that accompanied the public notice (http://portal.ncdenr.org/web/wq/ws/su/current-
notices), or in the Response to Comments / Summary of Changes and Technical Bulletin documents that are
posted on the Stormwater Permitting Unit's website with the new General Permit. Please visit
http:/Iportal.ncdenr.org/webLwg/ws/su/npdess (click on 'General Permits' tab) to review that information
for your specific General Permit carefully.
1617 Mail Service Center, Raleigh, North Carolina 27699-1617
location: 512 N. Salisbury St. Ralegh, North Carolina 27604
Phone:91M07-630, tFAX: 91M07-6492
Internet: www.ncwate> usl .o
An *,lual Opportunity', ;im .,6ve.!%dion Employef
N orthCarohna
,,/ atrira!!y

Terrial Campbell
December 4, 2012
Page 2 of 2
Some of the changes include:
Part II:
• Section A: The Stormwater Pollution Prevention Plan (SPPP) section, if applicable, has been updated
to the most current language of our permits. Additional conditions for specific industry sectors have
been added to the SPPP requirements in some cases.
• Sections B, C. Failure to perform analytical stormwater monitoring may result in the Division requiring
that the permittee begin a monthly sampling scheme.
• Sections B, C: A lower TSS benchmark of 50 mg/I for HQW, ORW, RNA and Tr Waters applies to these
more sensitive waters.
• Sections B, C. The monitoring parameter Oil & Grease (O&G) has been replaced by the parameter
Total Petroleum Hydrocarbons (TPH) for vehicle maintenance areas, and in some cases, other
analytical monitoring requirements.
• Sections B, C, D: Inability to sample due to adverse weather must be recorded in the SPPP, or in
separate on -site records if your General Permit does not require an SPPP. Adverse weather is defined
in the "Definitions" section of the permit.
• Sections B, C. The term "Representative Storm Event" has been replaced by "Measurable Storm
Event." A measurable storm event is defined in the permit.
• Section D: if the permittee fails to respond effectively to problems identified by qualitative
monitoring, DWQ may require the permittee to perform corrective action.
Please review Parts III and IV to understand the Standard Conditions of your new NPDES General Permit,
including Compliance and Liability, Reporting, Monitoring and Records requirements; Operation and
Maintenance obligations; and Definitions. Please note that all samples analyzed in accordance with the terms
of this permit must be submitted to the Division on Discharge Monitoring Report (DMR) forms available on
the Stormwater Permitting Unit's website above. DMR forms must be delivered to the Division no later than
30 days from the date the facility receives the sampling results from the laboratory. Also note that existing
permittees do not need to submit a renewal request prior to expiration unless directed by the Division.
Your coverage under the General Permit is transferable only through the specific action of DWQ. This permit
does not affect the legal requirements to obtain other permits which may be required by DENR, nor does it
relieve the permittee from responsibility for compliance with any other applicable federal, state, or local law,
rule, standard, ordinance, order, judgment, or decree. If you have any questions regarding this permit
package, please contact the Division's Stormwater Permitting Unit at [phone].
Sincerely,
for Charles Wakild, P.E.
cc: DWQ Central Files
Stormwater Permitting Unit Files
Winston-Salem Regional Office

STATE OF NORTH CAROLINA
DEPARTMENT OF ENVIRONMENT AND NATURAL RESOURCES
DIVISION OF WATER QUALITY
GENERAL PERMIT NO. NCG030000
CERTIFICATE OF COVERAGE No. NCG030611
STORMWATER
NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM
In compliance with the provision of North Carolina General Statute 143-215.1, other lawful
standards and regulations promulgated and adopted by the North Carolina Environmental
Management Commission, and the Federal Water Pollution Control Act, as amended,
Caterpillar Inc
is hereby authorized to discharge stormwater from a facility located at:
Caterpillar Inc
2950 Temple School Rd
Winston Salem
Forsyth County
to receiving waters designated as Swaim Creek, a class C waterbody in the Yadkin River Basin
in accordance with the effluent limitations, monitoring requirements, and other conditions set
forth in Parts 1, II, I1I, and IV of General Permit No. NCG030000 as attached.
This certificate of coverage shall become effective December 4, 2012.
This Certificate of Coverage shall remain in effect for the duration of the General Permit.
Signed this 41h day of December, 2012.
for Charles Wakild, P.E., Director
Division of Water Quality
By Authority of the Environmental Management Commission
0".

CDENR
North Ca:oiina Departme:it of Fnvironmei:t and Natural R3sou+roes
Division of Water Quality
Beverly Eaves Perdue Coleen H. Sullins
Governor Director
October 21, 2011
Mr. Terrial S. Campbell, EHS Supervisor
Caterpillar Inc
2950 Temple School Road
Winston-Salem, North Carolina 27107
Dear Mr. Campbell:
Dee Freeman
Secretary
Subject: General Permit No. NCG030000
Caterpillar Inc.
COC No. NCG030611
Forsyth County
In accordance with your application for a discharge permit received on September 23, 2011, we are
forwarding herewith the subject certificate of coverage (COC) to discharge under the subject state — NPDES
general permit. This permit is issued pursuant to the requirements of North Carolina General Statute 143-215.1
and the Memorandum of Agreement between North Carolina and the US Environmental Protection Agency
dated October 15, 2007 (or as subsequently amended).
If any parts, measurement frequencies, or sampling requirements contained in this permit are
unacceptable to you, you have the right to request an individual permit by submitting an individual permit
application. Unless such demand is made, this certificate of coverage shall be final and binding.
Please take notice that this certificate of coverage is not transferable except after notice to the Division
of Water Quality. The Division of Water Quality may require modification or revocation and reissuance of the
certificate of coverage. This permit does not affect the legal requirements to obtain other permits which may be
required by the Division of Water Quality or permits required by the Division of Land Resources, Coastal Area
Management Act or any other federal or local governmental permit that may be required.
If you have any questions concerning this permit, please contact Bill Diuguid at telephone number
[phone].
Sincerely,
ORIGINAL SIGNED B)
KEN PICKLE
Coleen H. Sullins
cc: Winston-Salem Regional Office
Central Files
Stormwater Permitting Unit Files
Attachments
1617 Mail Service Center, Raleigh, North Carolina 27699-1617
Location: 512 N. Salisbury St. Raleigh, North Carolina 27604 1��One
Rhone: 919-807-63001 FAX [phone] Customer Semite: 1-877-623-6748 1� O Carolina
Internet: www.ncwaterquatity.org atura!!t�
An Equal Opportunity 1 Affirmative Action Employer

STATE OF NORTH CAROLINA
DEPARTMENT OF ENVIRONMENT AND NATURAL RESOURCES
DIVISION OF WATER QUALITY
GENERAL PERMIT NO. NCG030000
CERTIFICATE OF COVERAGE No. NCG030611
STORMWATER DISCHARGES
NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM
In compliance with the provision of North Carolina General Statute 143-215.1, other lawful standards and
regulations promulgated and adopted by the North Carolina Environmental Management Commission, and the
Federal Water Pollution Control Act, as amended,
Caterpillar, Inc.
is hereby authorized to discharge stormwater from a facility located at
Caterpillar, Inc.
2950 Temple School Road
Winston-Salem
Forsyth County
to receiving waters designated as Swaim Creek, a Class C water body to Yadkin Basin, in accordance with the
effluent limitations, monitoring requirements, and other conditions set forth in Parts 1, II, III, IV, V and VI of
General Permit No. NCG030000, as attached.
This Certificate of Coverage shall become effective October 21, 2011.
This Certificate of Coverage shall remain in effect for the duration of the General Permit.
Signed this day October 21, 2011.
ORIGINAL SIGNED Bl
KEN PICKLE
Coleen H. Sullins, Director
Division of Water Quality
By Authority of the Environmental Management Commission

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Diuguid,_Bill
From: Boone, Ron w `...
Sent: Thursday, October 13;' 201 1).-02 AM
To: Diuguid, Bill
Cc: Basinger, Corey
Subject: RE: NCG030611 Caterpillar Inc NO]
Bill, please issue the permit immediately. Thank you for the opportunity to comment. There are no outstanding issues
with the site or the company that I am aware of.
Ron Boone
NC DENR Winston-Salem Regional Office
Division of Water Quality, Surface Water Protection
585 Waughtown Street
Winston-Salem, NC 27107
Voice: [phone]
FAX: [phone]
E-mail correspondence to and from this address may be subject to the North Carolina Public Records taw and may be
disclosed to third parties.
From: Diuguid, Bill -
Sent: Thursday, October 13, 2011 10:56 AM '' 1,51. -'
To: Boone, Ron
Subject: NCG030611 Caterpillar Inc NOI
Ron Boone, Winston-Salem Regional Office:
Please review the attached NOI application with the objective of responding to me with a recommendation to issue the
permit. I recognize that you may not visit each new permittee during this NOI review, but it affords you the opportunity
to log the permit into your regional database and add`the'facility to a future monitoring and compliance visit schedule.
Therefore, your recommendation now to issue the permit serves as your acknowledgement that (1) the facility is located
in your region, (2) that there are no current complaints outstanding about the facility that have not been dealt with, and
(3) that the facility may ultimately be inspected by the regional staff. I've also attached a scanned copy of the NOI and a
location map for your review.
COC # Facility Location City/County
�NCG030611 Caterpillar Inc 12950 Temple School Road J Winston-Salem/Forsyth
If you need any more info, give me a call. If you could send me a recommendation to issue the permit by 11/13/2011,
I'd appreciate it, so I can issue their COC. I cannot issue e-permit.until the respective regional office reviews and
comments back to me with a recommendation to?issud the permit.
Thanks.
Bill
Bill Diuguid, AICP
Staff Planner, Stormwater Permitting
Wetlands and Stormwater Branch