NCG030452_COMPLETE FILE - HISTORICAL_20180215

STORMWATER DIVISION CODING SHEET
NCG PERMITS
PERMIT NO.
N CC'� D 3 O
DOC TYPE
B'HISTORICAL FILE
0 MONITORING REPORTS
DOC DATE
❑ � v I g o
YYYYMMDD

WA
Division of Energy, Mineral, and Land Resources
Land Quality Section I Stormwater Program
K_ National Pollutant Discharge Elimination System (NPDES)
Energy. Mineral & PERMIT OWNER AFFILIATION DESIGNATION FORM
Lond kHVIN)MI. rMA,_. (individual Legally Responsible for Permit)
Use this form if there has been:
MR AGENCY USE ONLY
Date Received
Year
Mont
Da
NO CHANGE in facility ownership or facility name, but the individual
who is legally responsible for the permit has changed.
If the name of the facility has changed, or if the ownership of the facility has changed, '
do NOT use this form. Instead, you must fill out a Name -Ownership Change Form
and submit the completed form with all required documentation.
What does "legally responsible individual' mean?
The person is either:
• the responsible corporate officer (for a corporation);
• the principle executive officer or ranking elected official (for a municipality, state, federal or other public
agency); RECEIVED
• the general partner or proprietor (for a partnership or sole proprietorship);
• or, the duly authorized representative of one of the above. FEB 1
2018
1} Enter the permit number for which this change in Legally Responsible Individual (`9w.�aer>�A�fiIiES")
applies: DWR SECTION}
Individual Pennit (or) Certificate of Coverage
N I N I C I G 10 13 10 14 15 12
2) Facility Information:
Facility name: CEIVED Carrier Charlotte Operations
Company/Owner r aniizaatiQi:I� United Technologies
Facility address: FE V Zl 1 9701 Old Statesville Road
DENR.LAND QUALITY Address
Chariotte N.C. 28269
STORMWATER PERMITTING City State zip
To find the current legally responsible person associated with your permit, go to this wcbsite:
htt ):/Itle(.nc. gov/abo t/Clivis n /ener -mineral-land-resources/ever mineral -land- 7ennits/storttlwater- ro -wain
and run the Permit Contact Summary Report.
3) OLD OWNER AFFILIATION that should be removed:
Previous legally responsible individual:
Dave
Ebert
First MI Last
4) NEW OWNER AFFILIATION (legally responsible for the permit):
Person legally responsible for this permit: Juan J. Garza
First MI Last
Page 1 of 2
S W U-OW NE RAFFII: 23March2017

s_
NPDES Stormwater Permit OWNER AFFILATION DESIGNATION Form
(if no Facility Name/Ownership Change)
5) Reason for this change:
A result of
If other please explain:
Exec Dir, Ops, Commercial HVAC, Operations
Title
9701 Old Statesville Road
Mailing Address
Charlotte N.C. 28269
City State Zip
`jZ-1-01-ja Juidli.J.Oar La%�vuarrll'r.utL;.L;(H
Telephone E-mail Address
I v'+ ) aL 1-JZID I
Fax Number
0 Frnployee or management change
❑ Inappropriate or incorrect designation before
❑ Other
The certification below must be completed and signed by the permit holder.
PERMITTEE CERTIFICATION:
Z- , attest that this application for this change in Owner Affiliation
(person legally responsible for the permit) has been reviewed and is accurate and complete to the best of my
knowledge. I understand that if all required parts of this fonn are not completed, this change may not be
processed.
Signature Date
PLEASE SEND THE COMPLETED FORM TO:
DEMLR - Stormwater Program
Dept. of Environmental Quality
1612 Mail Service Center
Raleigh, North Carolina 27699-1612
For more information or staff contacts, please call [phone] or visit the website
at: ht :llde .nc. ov/about/divisions/ener initieral-land-resources/stormwater
SW1J-0WNFRAFFtLr23Mar20t7
Page 2 of 2

Division of Energy, Mineral & Land Resources
4 Ole
Land Quality SectionlStormwater Permitting
Q h' g
National Pollutant Discharge Elimination System.
NC®ENR
C-- —,o.
E�°Ho��F-�r°� NruA� Rca ... PERMIT NAMEIOWNERSHIP CHANGE FORM
FOR AGENCY USE ONLY
Date Received
Year IMonth
Day
I. Please enter the permit number for which the change is requested.
NPDES Permit (or) Certificate of Coverage
S O7=N G 0 1 3 1 0 4 5 2
IL Permit status prior to requested change.
a. Permit issued to (company name): United Technologies Carrier
b. Person legally responsible for permit: Michael Lutz
RECEIVED
JUL 25 2017
DENRIAND QUI AM! Y
SIQRMWATER PERM ITT I N G
c. Facility name (discharge):
d. Facility address:
First M I Last
Title
9701 Old Statesville Road
Permit Holder Mailing Address
Charlotte NC 28269
City State Gip
704) 921-3839
Phone
Fax
United Technologies Carrier
9701 Old Statesville Road
Address
Charlotte NC 28269
City State Zip
e.
Facility contact person:
Michael Lutz [phone]
First 1 MI / Last Phone
III. Please provide the following for the requested
change (revised permit).
a.
Request for change is a result of:
❑ Change in ownership of the facility
® Name change of the facility or owner
Update Facility
Contact Person, Permit Contact Person & Permit Billing
If other please explain:
Contact
b.
Permit issued to (company name):
United Technologies Carrier _
c.
Person legally responsible for permit:
David Ebert
First U11 Last
Plant Manager
Title
9701 Old Statesville Road
Permit Holder Mailing Address
Charlotte NC 28269
Citv State Zip
[phone] david.ebert a carrier.utc.com
Phone L-mai I Address
d.
Facility name (discharge):
United Technologies Carrier
e.
Facility address:
9701 Old Statesville Road
Address
Charlotte NC 28269
City State Zip
f.
Facility contact person:
Rhonda N. Blake
First MI Last
[phone] [e-mail]
['hone F-mail Address
Revised Jan. 27, 2014

NPD6S PERMIT NAME/OWNERSHIP CHANGE FORM
Page 2of2
IV. Permit contact information (if different from the person legally responsible for the permit)
Permit contact:
David
Ebert
First MI Last l
Plant Manager
Title
9701 Old Statesville Road
Mailing Address
Charlotte NC 28269
City State Gip
[phone] [e-mail]
Phone E-mail Address
V. Will the permitted facility continue to conduct the same industrial activities conducted prior
to this ownership or name change?
® Yes
❑ No (please explain)
VI. Required Items: THIS APPLICATION WILL BE RETURNED UNPROCESSED IF.ITEMS
ARE INCOMPLETE OR MISSING:
This completed application is required for both name change and/or ownership change
requests.
❑ Legal documentation of the transfer of ownership (such as relevant pages of a contract deed,
or a bill of sale) is required for an ownership change request. Articles of incorporation are
not sufficient for an ownership change.
The certifications below must be completed and signed by both the permit holder prior to the change, and
the new applicant in the case of an ownership change request. For a name change request, the signed
Applicant's Certification is sufficient.
PERMITTEE CERTIFICATION (Permit holder prior to ownership change):
1, , attest that this application for a name/ownership change has been reviewed and is accurate and
complete to the best of my knowledge. I understand that if all required parts of this application are not
completed and that if all required supporting information is not included, this application package will be
returned as incomplete.
Signature Date
APPLICANT CERTIFICATION
!, pd"f , atte�st that this application for a name/ownership change has been reviewed and is accurate and
complete to the best of my knowledge. I understand that if all required parts of this application are not
completed and that if all required supporting information is not included, this application package will be
returned as incof plete
Signature
?
/
/
ate
PLEASE SEND THE COMPLETE APPLICATION PACKAGE TO:
Division of Energy, Mineral and Land Resources
Stormwater Permitting Program
1612 Mai! Service Center
Raleigh, North Carolina 27699-1612
Revised Jan. 27. 2014

��
AJ
NC®ENR
North Carolina Department of Environment and Natural Resources
Beverly Eaves Perdue
Governor
Michael Lutz
United Technologies Carrier
9701 Old Statesville Rd
Charlotte, NC 28269
Dear Permittee:
Division of Water Quality
Charles Wakild, P. E.
Director
December 4, 2012
Dee Freeman
Secretary
Subject: NPDES Stormwater Permit Coverage Renewal
United Technologies Carrier
COC Number NCG030452
Mecklenburg County
In response to your renewal application for continued coverage under stormwater General Permit NCG030000
the Division of Water Quality (DWQ) is forwarding herewith the reissued General Permit. This permit is
reissued pursuant to the requirements of North Carolina General Statute 143-215.1 and the Memorandum of
Agreement between the state of North Carolina and the U.S. Environmental Protection Agency, dated October
15, 2007 (or as subsequently amended).
The following information is included with your permit package:
• A new Certificate of Coverage (COC)
• A copy of General Permit NCG030000
• A copy of the Technical Bulletin for the General Permit
• Two copies of the Discharge Monitoring Report (DMR) Form
• Two copies of the Qualitative Monitoring Report Form
The General Permit authorizes discharges of stormwater, and it specifies your obligations for discharge
controls, management, monitoring, and record keeping. Please review the new permit to familiarize yourself
with all the changes in the reissued permit. Your facility has six (6) months from the time of receipt of the
permit to update your current SPPP to reflect all new permit requirements.
The first sample period of your permit begins January 1, 2013. Your facility must sample a "measureable
storm event" beginning during the periods beginning January 1 and July 1 of every year (or, if applicable,
report "No Flow," as outlined in Part III, Section E). Also, please note that Tier 3 Actions in Part II of your
permit are triggered by benchmark exceedances on four occasions beginning on the effective date of this
permit and do not count prior exceedances.
The more significant changes in the General Permit since your last COC was issued are noted either in the
Draft Permit Fact Sheet that accompanied the public notice (http://portal.ncdenr.org/web/wq/ws/su/current-
notices), or in the Response to Comments / Summary of Changes and Technical Bulletin documents that are
posted on the Stormwater Permitting Unit's website with the new General Permit. Please visit
http://Portal.ncdenr.org/web/wq/ws/su/npdessw (click on `General Permits' tab) to review that information
for your specific General Permit carefully.
1617 Mail Service Cenler, Raleigh, North Carolina 27699-1617
Location- 512 N. Salisbury St. Raleigh, North Carolina 27604
Phone: [phone] FAX: [phone]
Internet, t- ww.ncwatorguality.org
An Equal( rno .jnity' Atfirmatve Acton � , pPrrer
NorthCar-oh na
.Vatin-ally

STATE OF NORTH CAROLINA
DEPARTMENT OF ENVIRONMENT AND NATURAL RESOURCES
DIVISION OF WATER QUALITY
GENERAL PERMIT NO. NCG030000
CERTIFICATE OF COVERAGE No. NCG030452
STORMWATER
NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM
In compliance with the provision of North Carolina General Statute 143-215.1, other lawful
standards and regulations promulgated and adopted by the North Carolina Environmental
Management Commission, and the Federal Water Pollution Control Act, as amended,
United Technologies Carrier
is hereby authorized to discharge stormwater from a facility located at:
United Technologies Carrier
9701 Old Statesville Rd
Charlotte
Mecklenburg County
to receiving waters designated as Dixon Branch, a class C waterbody in the Catawba River
Basin in accordance with the effluent limitations, monitoring requirements, and other
conditions set forth in Parts 1, 11, 111, and IV of General Permit No. NCG030000 as attached.
This certificate of coverage shall become effective December 4, 2012.
This Certificate of Coverage shall remain in effect for the duration of the General Permit.
Signed this 411, day of December, 2012.
for Charles Wakild, P.E., Director
Division of Water Quality
By Authority of the Environmental Management Commission

NCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Charles Wakild, P.E.
Governor Director
Michael Lutz
Carrier Corporation
9701 Old Statesville Road
Charlotte, NC 28269
February 8, 2012
Dee Freeman
Secretary
2w LAip I �4
/- '. I I �-
Subject: Permit Application Return
Permit NCG030000
Your request for a General Permit renewal received on Feb 2) 2012 is being returned due to:
❑ Check for $100.00 made payable to NCDENR is missing.
❑ Application is incomplete.
❑ Application package is missing the supporting documents.
❑ Missing copy of county map or USGS quad sheet with facility clearly marked.
ar""Other Mr. Lutz- As in my voicemai] we will be sending out renewal notices to a large number of expiring_
Facilities later in Feb or early March. There is no fee for the renewal process so we are returning your
application and $100 fee.
koly, -, per,,le,.. d A4�orb, 1y-4o33ao Y00
Please return the complete package of information so we can continue processing your request. if you have any
additional questions, please contact Bradley Bennett at 919-807-6378.
cc:
Wetlands and Stormwaler Branch
1617 Mail Service Center, Raleigh, North Carolina 27699-1617
Location: 512 N. Salisbury St, Raleigh, North Carolina 27604
Phone: 9IM07-6300 l FAX [phone] Customer Service: 1-877-623.6746
Internet: www.ncwaterquality.org
An Equal Opportunity 1 Mrmalive Action Employer
'�f Mr L►I+z-
NorthCarolina
Naturally

IIAi
A United Technologies Company
February 1, 2012
NCDENR Division of Water Quality
Attention: Mr Bradley Bennett
1617 Mail Service Center
Raleigh, NC 27699-1617
Re: Carrier COC#NCG030452 General #NCG030000 Renewal
Dear Mr. Bennett
Attached, please find our submission to renew the general storm water permit for
Carrier's 9701 Old Statesville Rd. Factory. Enclosed, you will find our map, check,
drawing, and NOI form. If you have any questions, please do not hesitate to contact me
directly.
Sincerely,
Michael Lutz
EHS Manager
Carrier Corporation
9701 Old Statesville Rd.
Charlotte, NC 28269
Phone: [phone]
Fax: [phone]
Cell: [phone]
r ORl,lbb',a Ci R t?rf� ti�;F�
9701 Old Statesville Road, Charlotte, North Carolina 28269
704-921-3839 (Office) 704-921-3850 (Fax)

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VICINITY MAP
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SITE PLAN (ND NOIbC OEM DONE NEAR REaUM \
scurf-. I' . a& TREES) \\ + CHARLOTTE, N.C. 28269
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FIDE 2

Michael F. Easley, Governor
William G. Ross Jr., Secretary
North Carolina Department of Environment and Natural Resources
Alan W. Klimek, P.E., Director
Division of Water Quality
August 23, 2002
CHRIS HERRMANN
UNITED TECHNOLOGIES CARRIER
9701 OLD STATESVILLE ROAD
CHARLOTTE, NC 28269
Subject: NPDES Stormwater Permit Renewal
UNITED •TECHNOLOGIES CARRIER
COC Number ncg03O452
Mecklenburg County
Dear Permittee:
In response to your renewal application for continued coverage Linder general permit NC0030000, the Division of
Water Quality (DWQ) is forwarding herewith the reissued stormwater general permit. This permit is reissued
pursuant to the requirements of North Carolina General Statute 143-215.1 and the Memorandum of Agreement
between the state of North Carolina and the U.S. Environmental Protection Agency, dated December 6, 1983.
The following information is included with your permit package:
* A new Certificate of Coverage
* A copy of General Stormwater Permit NCG030000
* A copy of the Analytical Monitoring Form (DMR)
* A copy of a Technical Bulletin for the general permit
Your coverage under this general permit is not transferable except after notice to DWQ. The Division may require
modification or revocation and reissuance of the Certificate of Coverage. This permit does not affect the legal
requirements to obtain other permits which may be required by DIiNR or relieve the permittee from responsibility
for compliance with any other applicable federal, state, or local law, rule, standard, ordinance, order, judgment, or
decree.
If you have any questions regarding this permit package please contact Bill Mills of the Central Office Stormwater
and General Permits Unit at (9I9) 733-5083, ext. 548
Sincerely,
Bradley Bennett. Supervisor
Stormwater and General Permits Unit
cc: Central Files
Stormwater & General Permits Unit Files
Mooresville Regional Office
N. C. Division of Water Quality 1617 Mail Service Center Raleigh, NC 27699-1617 [phone]
eE`
N5RR-
Customer Service
1-800-623-7748

STATE OF NORTH CAROLINA
DEPARTMENT OF ENVIRONMENT AND NATURAL RESOURCES
DIVISION OF WATER QUALITY
GENERAL PERMIT NO. NCG030000
CERTIFICATE OF COVERAGE No. NCG030452
STORMWATER DISCHARGES
NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM
In compliance with the provision of North Carolina General Statute 143-215.1. other lawful standards and
regulations promulgated and adopted by the North Carolina Environmental Management Commission, and the
Federal Water Pollution Control Act, as amended,
UNITED TECHNOLOGIES CARRIER
is hereby authorized to discharge stormwater from a facility located at
UNITED TECHNOLOGIES CARRIER
9701 OLD STATESVILLE RD
CHARLOTTE
MECKLENBURG COUNTY
to receiving waters designated as a UT to Dixon Branch, a class C.stream, in the Catawba River Basin in accordance
with the effluent limitations, monitoring requirements, and other conditions set forth in Parts 1, 11, III, IV, V, and VI
of General Permit No. NCCY030000 as attached.
This certificate of coverage shall become effective September 1, 2002.
This Certificate of Coverage shall remain in effect for the duration of the General Permit.
Signed this day August 23, 2001
far Alan W. Klimek, P.E., Director
Division of Water Quality
By Authority of the Environmental Management Commission

Michael F. Easley, Governor
William G. Ross Jr., Secretary
North Carolina Department of Environment and Natural Resources
Gregory J. Thorpe, Ph.D.
Acting Director
Division of Water Quality
December 27, 2001
JONATHON RENNERT
UNITED 'TECHNOLOGIES CARRIER
9701 OLD STATESVILLE RD
CHARLOTTE, NC 28269
Subject: NPDES Stormwater Permit Renewal
UNITED TECHNOLOGIES CARRIER
COC Number ncg030452
Mccklcnburg County
Dear Permiltcc:
Your facility is currently covered for stormwater discharge under General Permit NCG030000. This permit expires
on August 31, 2002. The Division staff is currently in the process of rewriting this permit and is scheduled to have
the permit reissued by late summer of 2002. Once the permil is reissued, your facility would be eligible for
continued coverage under the reissued permit.
In order to assure your continued coverage under the general permit, you must apply to the Division of Water
Quality (DWQ) for renewal of your permit coverage. 'ro make this renewal process easier, we are informing you in
advance that your permit will be expiring. Enclosed you will find a Ceneral Permit Coverage Renewal
Application Form. The application must be completed and returned by March 4, 2002 in order to assure continued
coverage under the general permit.
Failure to request renewal within this time period may result in a civil assessment of at least $250.00, Larger
penalties may be assessed depending on the delinquency of [lie request. Discharge of stormwater from your facility
without coverage under a valid stormwater NPDES permit would constitute a violation of NCGS 143-215.1 and
could result in assessments cif civil penalties of up to $10,000 per day.
Please note that recent federal legislation has exlended the "no exposure exclusion" to all operators of industrial
facilities in any ol'the I I categories of "storm water discharges associated with industrial activity," (except
construction activities). If you feel your facility can certify a condition of "no exposure", i.e. the facilty industrial
materials and operations are not exposed to stormwater, you can apply for the no exposure exclusion. For additional
information contact the Central Office Stormwalcr Staff member listed below or check the Stormwater & General
Permits Unit Web Site at htlp://h2o.enr.state.nc.us/su/stormwalcr.litml
If the subject stormwater discharge to waters of tlic state has been terminated, please complete the enclosed
Rescission Request Form. Mailing instructions are listed on the bottom of the form. You will be notified when the
rescission process has been completed.
If you have any questions regarding the permit rwcuwal procedures please contact Mike Parker of the Mooresville
Regional Office at 704-663-1699 or Bi11 Mills of the Central Office Stormwalcr Unit at [phone], ext. 549
Sincerely,
Bradley 13cnncit, Supervisor
Stormwater and General Permits Unit
cc: Central Files
Mooresville Regional Office
ATA
NCDENR
N. C. Division of Water Quality 1617 Mail Service Center Raleigh, NC 27699-1617 [phone] Customer Service
1- 800-623-774B

21
State of North Carolina
Department of Environment
and Natural Resources
Division of Water Quality
James B. Hunt, Jr., Governor
Wayne McDevitt, Secretary
Kerr T. Stevens, Director
Mr. Jonathon Rennert
United Technologies Carrier
9701 Old Statesville Road
Charlotte, North Carolina 28269
Dear Mr. Rennert:
NCDENR
February 4, 2000
Subject: General Permit No. NCG030000
United Technologies Carrier
COC NCG030452
Mecklenburg County
In accordance with your application for discharge permit received on November 16, 1998, we are
forwarding herewith the subject certificate of coverage to discharge under the subject state - NPDES general
permit. This permit is issued pursuant to the requirements of North Carolina General Statute 143-2I5 .1 and the
Memorandum of Agreement between North Carolina and the US Environmental Protection agency dated
December 6, 1983.
If any parts, measurement frequencies or sampling requirements contained in this permit are
unacceptable to you, you have the right to request an individual pert -nit by submitting an individual permit
application. Unless such demand is made, this certificate of coverage shall be final and binding.
Please take notice that this certificate of coverage is not transferable except after notice to the Division of
Water Quality. The Division of Water Quality may require modification or revocation and reissuance of the
certificate of coverage.
This permit does not affect the legal requirements to obtain other permits which may be required by the
Division of Water Quality or permits required by the Division of Land Resources, Coastal Area Management Act
or any other Federal or Local governmental permit that may be required.
If you have any questions concerning this permit, please contact Aisha Lau at telephone number
919/733-5083 ext. 578.
Sincerely,
ORIGINAL SIGNED BY
WILLIAM. C. MILLS
Kerr T. Stevens
cc: Mooresville Regional Office
1617 Mail Service Center, Raleigh, North Carolina 27699-1617 Telephone [phone] FAX [phone]
An Equal Opportunity Affirmative Action Employer 50% recycled/ 10% post -consumer paper

r
STATE OF NORTH CAROLINA
DEPARTMENT OF ENVIRONMENT AND NATURAL RESOURCES
DIVISION OF WATER QUALITY
GENERAL PERMITNO. NCG030000
CERTIFICATE OF COVERAGE No. NCG030452
STORMWATER DISCHARGES
NATIONAL POLLUTANT DISCHARGE ELIMINATION SYS'iEM
[n compliance with the provision of North Carolina General Statute 143-215.1, other lawful standards and
regulations promulgated and adopted by the North Carolina Environmental Management Commission, and the
Federal Water Pollution Control Act, as amended,
United Technologies Carrier
are hereby authorized to discharge stormwater from a facility located at
United Technologies Carrier
9701 Old Statesville Road
Charlotte
Mecklenburg County
to receiving waters designated as an unnamed tributary to Dixon Branch, a class C stream in the Catawba River
Basin
in accordance with the effluent limitations, monitoring requirements, and other conditions set forth in Parts I, 11, 1I1,
IV, V and VI of General Permit No. NCO030000 as attached.
This Certificate of Coverage shall become effective February 4, 2000.
This Certificate of Coverage shall remain in effect for the duration of the General Permit.
Signed this day February 4, 2000,
ORIGINAL �n c M�o �v
Kerr T. Stevens, Director
Division of Water Quality
By Authority of the Environmental Management Commission

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