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Mac Haupt
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Project Name: Dugger Creek Mitigation Site
County: Watauga
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FINAL MITIGATION PLAN
June 21, 2019
Yadkin Valley Umbrella Mitigation Bank
Dugger Creek Mitigation Site
Watauga and Wilkes Counties, NC
Yadkin River Basin
HUC 03040101
USACE Action ID No. SAW‐2017‐01918
USACE Project Manager: Steve Kichefski
FINAL MITIGATION PLAN
Yadkin Valley Umbrella Mitigation Bank
Dugger Creek Mitigation Site
Watauga and Wilkes, NC
Yadkin River Basin
03040101
USACE Action ID No. SAW‐2017‐01918
PREPARED BY:
Wildlands Engineering, Inc.
1430 South Mint Street, Suite 104
Charlotte, NC 28203
Phone: 704.332.7754
June 21, 2019
Dugger Creek Mitigation Site Mitigation Plan
Page 1 June 2019
EXECUTIVE SUMMARY
The proposed Dugger Creek Mitigation Site (Site) will preserve a network of high‐quality, ecologically
significant streams and rare natural communities within the Dugger Creek watershed and surrounding
natural areas in Watauga and Wilkes Counties in North Carolina. The Site will be established under the
Yadkin Valley Umbrella Mitigation Bank to provide mitigation to compensate for impacts to Waters of
the United States and/or State Waters within Hydrologic Unit 03040101 of the Yadkin River Basin.
The primary component of the Site is the preservation of 112,495 linear feet (21 miles) of pristine cold‐
water streams and riparian buffers in the headwaters of the Yadkin River Basin. Approximately 777 acres
of riparian buffer will be protected under a conservation easement. The conservation easement width
on the project streams ranges from a minimum of 50 feet to a maximum of 650 feet, unless restricted by
property boundaries. On average the easement width is 300 feet, 10 times the minimum 30 feet
required on mountain streams. Based on the proposed mitigation effort, the Site will result in 18,227
cold stream mitigation credits, at a credit ratio of 1 credit per 6 linear feet of stream for preservation,
except where two emergency service gravel/dirt roads are located within the easement area. Along
those 7,829 feet of stream, a credit ratio of 10:1 is being requested.
The project streams within the Site are in excellent condition and have been found to exhibit proper
functioning bedform and instream habitat diversity, channel stability, and mature intact forested buffers
with a mix of natural communities that contains a variety of trees, shrubs and herbaceous cover.
Macroinvertebrate and fish sampling were performed on select streams. An “Excellent” bioclassification
was found at all macroinvertebrate sampling locations, indicating high water quality. The presence of
native brook trout in multiple age classes was observed in the majority of the samples, also an indicator
of excellent water quality.
Overall, the Dugger Creek Mitigation Bank Site is a unique site that will protect 21 miles of streams of
exceptional quality and their adjacent ecologically important natural communities. The project is truly a
watershed approach that will encompass 39% of the total watershed and will protect all the delineated
streams on the site from the headwaters to Dugger Creek. In addition to the stream preservation
component, the project will protect wetlands, seeps, and other aquatic habitats located within the
proposed 777‐acre conservation easement. Protecting these high‐quality headwater systems is essential
to preserving a healthy freshwater ecosystem and protecting the Yadkin River Basin water resources.
This mitigation plan has been written in conformance with the Federal rule for compensatory mitigation
project sites as described in the Federal Register Title 33 Navigation and Navigable Waters Volume 3
Chapter 2 Section §332.8 paragraphs (c)(2) through (c) (14).
Dugger Creek Mitigation Site Mitigation Plan
Page 2 June 2019
TABLE OF CONTENTS
Executive Summary ............................................................................................................................. 1
1.0 Introduction ......................................................................................................................... 4
2.0 Project Site Location, Service Area, and Selection ................................................................. 5
2.1 Directions to Project Site ............................................................................................................. 5
2.2 Service Area .................................................................................................................................. 5
2.3 Site Selection and Ecological Significance ..................................................................................... 5
2.4 Justification for Preservation and Compliance with Regulatory Guidance .................................. 7
3.0 Site Protection Instrument ................................................................................................... 8
4.0 Baseline and Existing Conditions ........................................................................................... 9
4.1 Watershed Land Use ..................................................................................................................... 9
4.2 Physiography, Geology, and Soils ................................................................................................. 9
4.3 Cultural Resources ...................................................................................................................... 10
4.4 Threatened and Endangered Species ......................................................................................... 11
5.0 Project Resources ............................................................................................................... 11
5.1 Existing Stream Conditions ......................................................................................................... 12
5.2 Existing Vegetation Condition ..................................................................................................... 14
5.3 Rare Species and Natural Communities ...................................................................................... 15
5.4 Fish Communities ........................................................................................................................ 16
5.5 Macroinvertebrate Sampling ...................................................................................................... 17
6.0 Project Site Mitigation Plan ................................................................................................ 19
7.0 Determination of Credits .................................................................................................... 21
7.1 Stream Mitigation Credits ........................................................................................................... 21
7.2 Credit Release Schedule .............................................................................................................. 22
8.0 Performance Standards and Monitoring Requirements ...................................................... 23
9.0 Long‐Term Maintenance and Management Plan ................................................................. 23
9.1 Ownership and Long‐Term Manager .......................................................................................... 23
9.2 Long‐Term Management Activities ............................................................................................. 23
9.3 Funding Mechanism .................................................................................................................... 24
10.0 Adaptive Management Plan ............................................................................................... 25
11.0 Financial Assurances ........................................................................................................... 25
12.0 References ......................................................................................................................... 26
Dugger Creek Mitigation Site Mitigation Plan
Page 3 June 2019
TABLES
Table 1 Project Goals and Methods of Achievement
Table 2 Project Information
Table 3 NC IRT Primary Preservation Criteria
Table 4 NC IRT Secondary Preservation Criteria
Table 5 Site Parcel Ownership
Table 6 Watershed Summary
Table 7 Floodplain Soil Types and Descriptions
Table 8 Project Stream Summary
Table 9 Natural Communities Observed in Project Area
Table 10 Summary of Benthic Invertebrate Taxa
Table 11 Summary of Stream Crossings
Table 12 Stream Mitigation Credits
Table 13 Stream Mitigation Credit Release Schedule
Table 14 Maintenance Plan
Table 15 Management Funding
FIGURES
Figure 1 Vicinity Map
Figure 2 Site Map
Figure 3 Service Area Map
Figure 4 NCDOT STIP 2018‐2027
Figure 5 USGS Topographic and Watershed Map
Figure 6 Soils Map
Figure 7, 7a‐7d Existing Conditions Map
Figure 8 Biodiversity / Wildlife Habitat Assessment Map
Figure 9, 9a‐9d Concept Map
APPENDICES
Appendix A Site Photographs
Appendix B Local Development and Golf Course Designs
Appendix C Historic Aerial Photographs
Appendix D Site Protection Instrument
Appendix E Agency Correspondence
Appendix F USACE Preliminary Jurisdictional Determination and NC SAM Forms
Appendix G Benthic Macroinvertebrate
Appendix H Existing Culvert and Emergency Service Road Documentation
Appendix I Long Term Stewardship Documentation
Dugger Creek Mitigation Site Mitigation Plan
Page 4 June 2019
1.0 Introduction
The Dugger Creek Mitigation Site (Site) is one of four mitigation sites comprising the Yadkin Valley
Umbrella Mitigation Bank (Figure 1). The Site described in this mitigation plan will preserve a network of
high‐quality, ecologically significant streams and rare natural communities along Dugger Creek and the
surrounding natural areas. The Site is located within the headwaters of the Yadkin River Basin in
Hydrologic Unit 03040101010050 and the North Carolina Division of Water Resources (NCDWR)
Subbasin 03‐07‐01. The project will provide numerous ecological benefits through the preservation of
this large significant natural resource. While some benefits are limited to the project area, others, such
as preserving high‐quality aquatic habitat and protecting water quality, have more far‐reaching effects.
Expected improvements to water quality and ecological processes from the project are outlined below
in Table 1 as project goals.
Table 1: Project Goals and Methods of Achievement
Preservation of high‐
quality aquatic habitat
Streams and adjacent riparian habitats will be preserved through a conservation
easement. Stream and buffer preservation will provide habitat, cover and food
for aquatic and terrestrial species on a large scale across several headwater
stream systems. The protection of the stream and forested buffer promotes both
greater total area of aquatic habitat and broader diversity in habitats.
Preservation of diverse
natural communities and
species
Preservation areas include several diverse natural communities and species that
will be protected in perpetuity.
Protection of water quality
A wide, mature forested buffer will protect the water quality in the streams both
within the Site and downstream by reducing sediment and nutrient inputs to the
stream and providing shade to maintain cool temperatures and dissolved oxygen
levels.
The project will accomplish these goals by preserving 112,495 linear feet (21 miles) of pristine cold‐
water streams and associated riparian buffers in the headwaters of the Yadkin River Basin (Figure 2).
Approximately 777 acres of riparian buffer will be protected under a conservation easement. The
conservation easement width on the project streams ranges from a minimum of 50 feet to a maximum
of 650 feet. On average the easement width is 300 feet, or 10 times the minimum 30 feet required on
mountain streams. While the Dugger Creek watershed has been historically used for forestry, a golf
course and residential development were designed for the Dugger Creek Valley recently, but not
constructed (Appendix B). Various residential developments have been constructed in the area in recent
years and there are multiple residential homes on the adjacent parcels. The implementation of the Site
will permanently preserve the network of high‐quality, ecologically significant streams and natural
communities in the Dugger Creek Valley in perpetuity.
Table 2: Project Information
Project Name Dugger Creek Mitigation Site
County Watauga and Wilkes
Project Area (acres) 777
Project Coordinates (latitude and longitude) 36° 8' 4.41" N, 81° 30' 54.36" W
The bank sponsor is Wildlands Holdings IV, LLC, a North Carolina limited liability company operated by
member‐manager Wildlands Engineering, Inc. (Wildlands). Wildlands is a multidisciplinary professional
Dugger Creek Mitigation Site Mitigation Plan
Page 5 June 2019
engineering firm that brings together the expertise necessary to create outstanding ecological
restoration projects in a timely and cost‐effective manner.
2.0 Project Site Location, Service Area, and Selection
2.1 Directions to Project Site
The Site (36° 8' 4.41" N, 81° 30' 54.36" W) is
located in Watauga and Wilkes Counties,
southeast of Boone, NC (Figure 1) in the forested
headwaters of the Yadkin River Basin (HUC
03040101).
To get to the Dugger Creek Site from Charlotte,
take I‐85 South to the exit 17 for US‐321 North.
Continue on US‐321 North for 56.4 miles. Turn
right onto NC‐268 East. Continue for 0.8 miles and
turn right following NC‐268 East. Continue for 3.3
miles, as NC‐268 E curves sharp to right, continue
straight onto Buffalo Cove Road. Continue 6.2
miles and turn right onto Elk Creek Darby Road.
Continue for 3.4 miles and turn left onto Triplett
Road. Continue for 0.5 miles and the entrance to
Blue Ridge Mountain Club is on the left at 555
Triplett Road, Ferguson, NC. The Site is a 3‐hour
drive from Raleigh, and a 2‐hour drive from
Asheville and Charlotte.
2.2 Service Area
The Yadkin Valley Umbrella Mitigation Bank (Bank) will be established to provide mitigation to
compensate for impacts to Waters of the United States and/or State Waters within the proposed service
area. This service area shall include the Yadkin 01 (Hydrologic Unit 03040101), including the Cities of
King, Mount Airy, and Winston Salem, and the Towns of Bermuda Run, Bethania, Boonville, Dobson, East
Bend, Elkin, Jonesville, Lewisville, Pilot Mountain, Rhonda, and Wilkesboro, and Yadkinville and portions
of the Towns of Blowing Rock, Kernersville, Mocksville, Rural Hall, Walkertown, and Wallburg (Figure 3).
The Bank will include four separate sites referred to as Critcher Brothers, Dugger Creek, Plantation
Branch, and White Buffalo Mitigation Sites. Dugger Creek Mitigation Site is located in Watauga and
Wilkes Counties, Critcher Brothers Mitigation Site is located in Wilkes County, and Plantation Branch and
White Buffalo Mitigation Sites are in Surry County (Figure 3). Projected future impacts in and around the
service area are depicted in Figure 4.
Future mitigation sites may be added under the Yadkin Valley Umbrella Mitigation Banking Instrument
(UMBI) within the Yadkin River Basin Hydrologic Unit 03040101. These sites will be detailed in separate
Mitigation Plans.
2.3 Site Selection and Ecological Significance
The Site offers an important opportunity to preserve the network of high‐quality, ecologically significant
streams and natural communities in the Dugger Creek Valley. The Site is located in the 03040101010050
14‐digit Hydrologic Unit (HU). Although there is no Local Watershed Plan that covers this sub‐basin, the
View down valley of unnamed tributary to Dugger Creek
All photos in this document were taken on the
Dugger Creek Site.
A complete Photolog is included in Appendix A.
Dugger Creek Mitigation Site Mitigation Plan
Page 6 June 2019
watershed is discussed in the 2009 Upper Yadkin Pee‐Dee River Basin Restoration Priorities (RBRP) plan.
The RBRP indicates that the sub‐basin 03040101 (Yadkin River Headwaters) is affected by habitat
degradation with primary stressors including land disturbing activities from agriculture/pasture, logging,
and new home construction. In reference to the headwater systems in the HU, the report states “Even
within the largely forested headwater systems within the CU, impacts are now apparent due to
increasing development pressures in these areas (e.g. resort communities and second home
construction)” (2009, NCDMS).
The Site was selected because preservation of the streams on the Site will directly address the
developmental stressors identified in the RBRP, by preserving the high‐quality headwaters of this basin
in perpetuity. Historically, the Dugger Creek Valley has been used for forestry, but various residential
developments have been constructed to the north and northeast of the Site in recent years. Recently, a
golf course and residential development were designed for the property (Appendix B). A review of
historical aerials from 1947, 1950, 1963, 1976, 1983, 1988, 1994, 1998, 2006, 2010, 2014 was conducted
(Appendix C) and shows no significant change in land use of the Site, only the construction of adjacent
residential developments.
The Site drains into Elk Creek and is located within the Elk Creek Outstanding Resource Water
Management Zone. Dugger Creek is also designated as trout waters by NCDWR. In addition to the high‐
quality, trout waters on the Site, a portion of the easement is located within the South Fork Laurel
Creek/Dugger Mountain area, which is designated as a North Carolina Significant Natural Heritage Area
(SNHA) (Figure 2). The property development northeast of the Site includes a North Carolina Clean
Water Management Trust Fund Easement along the stream corridor owned by the North Carolina
Department of Natural and Cultural Resources (NC DNCR) that is managed for biodiversity.
Below is an excerpt from the Watauga County (Oakley, 2000) inventory regarding the South Fork Laurel
Creek – Dugger Mountain SNHA:
“The principle significance of the site is derived from its extensive examples of Chestnut Oak, Montane Oak‐
Hickory Forest, and Rich Cove Forest. Smaller but good quality examples of relatively uncommon Pine‐
Oak/Heath community, some of which support the Watch List species beargrass (Xerophyllum
asphodeloides); are also present. Although these communities are in variable condition, forming a mosaic of
young‐mature forest, they are a part of the largest block of continuously forested habitat in Watauga and
adjacent Wilkes County. This large forest area, and others like it on the Blue Ridge Escarpment, provide many
important habitat and movement corridors for large mammals, such as black bears.”
Aerial View of Dugger Creek Watershed (2013)
Dugger Creek Mitigation Site Mitigation Plan
Page 7 June 2019
2.4 Justification for Preservation and Compliance with Regulatory Guidance
The NC Interagency Review Team (IRT) issued a guidance entitled “Use of Stream Preservation as
Compensatory Mitigation in North Carolina” (IRT, 2012), which is based on similar guidance in the 2008
Federal Mitigation Rule (USEPA, USACE, 2008). The North Carolina guidance states that a mitigation
project should meet all of the primary criteria listed in Table 3 to qualify for preservation. How the Site
meets all of these criteria for preservation is detailed in Table 3 below and also described further in
Sections 4 and 5.
Table 3: NC IRT Primary Preservation Criteria
Primary Preservation Criteria How Dugger Creek Mitigation Bank Site Meets Criteria
The resources to be preserved provide
important physical, chemical, or biological
functions for the watershed.
The Site includes the entire stream system, from the
headwater streams and seeps to the main channel of Dugger
Creek. Specifically, the headwater streams are an integral part
of the health of the overall stream system. One such benefit of
these headwater streams is that they support biodiversity of
macroinvertebrates and microorganisms specific to headwater
streams. They also provide flow that help support aquatic life
further downstream.
The resources to be preserved contribute
significantly to the ecological sustainability of
the watershed.
The Site takes a true watershed approach in that all 21 miles of
streams, from the headwaters to the main channels will be
included and protected; thereby supporting ecological
sustainability throughout the watershed.
Preservation is determined by the district
engineer to be appropriate and practicable.
The IRT has been supportive of this preservation‐based
approach due to the unique ecological importance of the Site
and the watershed approach of the project. Final decision to
be made by the district engineer.
The resources are under threat of destruction
or adverse modifications.
Portions of the Site were previously planned for a golf course
and home development. In addition, areas surrounding the Site
have been developed and are developing.
The preserved site will be permanently
protected through an appropriate legal
instrument.
The streams and riparian buffer will be permanently protected
through a much larger than required conservation easement.
The 2012 preservation guidance also lists recommended priority areas as secondary criteria for
preservation. The Site meets many of these criteria, as shown in Table 4.
Table 4: NC IRT Secondary Preservation Criteria
Secondary Preservation Criteria How Dugger Creek Mitigation Bank Site Meets Criteria
Streams in a watershed that contain a Significant
Natural Heritage Area (SNHA) as identified by the
NC Heritage Program
A portion of the Site is located within the South Fork Laurel
Creek/Dugger Mountain area, which is designated as a
SNHA.
Streams in a watershed that are known to provide
habitat for state or federally listed endangered or
threatened species
There are multiple state and federally listed species
expected to occur in the project area based on the habitat
identified (Section 5.3).
Streams in a watershed that have High‐quality
Waters, Outstanding Resource Waters, Trout
Waters or Water Supply Watersheds.
The project streams are classified as Trout Waters and
Outstanding Resource Waters.
Dugger Creek Mitigation Site Mitigation Plan
Page 8 June 2019
The guidance further notes that wider buffers beyond the minimum requirement (30 feet in the
mountains) are preferred. The Site includes buffers that are at a minimum 50 feet, a maximum of 650
feet and on average are 10 times this minimum (unless restricted by property boundaries). Further,
while it is preferable for preservation to be completed in conjunction with restoration and/or
enhancement activities, this “requirement may be waived by the district engineer where preservation
has been identified as a high priority using a watershed approach.”
Finally, the guidance stresses four qualities that streams must have to qualify for preservation:
1. Be ecologically important;
2. In relatively stable, undisturbed condition;
3. Have buffers consisting of mature forest with an appropriate stratified vegetative structure; and
4. Preservation mechanism on both sides of the channel.
Detailed descriptions of the stability and excellent condition of the Site streams and riparian buffers are
included in Sections 4 and 5. The Site Protection Instrument is discussed in Section 3 and included in
Appendix D.
3.0 Site Protection Instrument
The land required for stewardship of the Site includes portions of the parcels listed in Table 5 and shown
on Figure 2. Conservation easements will be recorded on the parcels and include the project streams
along with their corresponding riparian buffers. The deed book and page numbers listed in the table are
for the options to purchase the conservation easements. All conservation easements require 60‐day
advance notification to the USACE prior to any action to void, amend, or modify the document. No such
action shall take place unless approved by the USACE and IRT. Copies of the conservation easements
and plats will be submitted to the USACE immediately upon recordation in the Watauga and Wilkes
County Register of Deeds. A copy of the Site Protection Instrument is in Appendix D.
Table 5: Site Parcel Ownership
Property Owner Parcel Identification
Number County Deed Book and Page
Number (Option)
Easement Area
Dugger Valley
Investment Group,
LLC
2858‐10‐9856 Watauga 1928 / 190 547.98
2857‐75‐7395 Wilkes 1250 / 112 131.43
BR Development
Group, LLC
2848‐55‐9038 Watauga 1999 / 105 16.81
2858‐14‐0482 Watauga 1999 / 105 65.88
2857‐94‐3566 Wilkes 1274 / 6777 15.09
Dugger Creek Mitigation Site Mitigation Plan
Page 9 June 2019
4.0 Baseline and Existing Conditions
4.1 Watershed Land Use
The Site consists of the 4.1 miles of Dugger Creek mainstem and the entirety of its tributaries (16.9
miles). The Site’s 3 square mile watershed is located in rural, forested portions of southeastern Watauga
and western Wilkes Counties (Figure 5 and Table 6). The conservation easement for the Site covers 39%
of the Dugger Creek watershed.
Table 6: Watershed Summary
Physiographic Province Blue Ridge
Ecoregion Southern Crystalline Ridges and Mountains
River Basin Yadkin River
USGS HUC (8 digit, 14 digit) 03040101, 03040101010050
NCDWR Sub‐basin 03‐07‐01
Project Drainage Area (acres) 1,982
CGIA Land Use Classification 95% forested, 4% shrub, 0.7% developed, 0.3% grasses
4.2 Physiography, Geology, and Soils
The Site is located in the Southern Crystalline Ridges and
Mountains of the Blue Ridge Physiographic Province. The
Blue Ridge Province is characterized by deeply dissected
mountainous areas of numerous steep mountain ridges,
intermontane basins and trench valleys that intersect at
all angles. The North Carolina Portion of the Blue Ridge is
about 200 miles long and ranges from 15 to 55 miles
wide, encompassing around 10 percent of the area of the
State. The Site is located on the Western Blue Ridge
Terrane. This mountainous region is composed of
sedimentary rock that has been deposited over one
billion‐year‐old gneisses. This geological formation is a
mixture of igneous, sedimentary, and metamorphic rock
that have been squeezed, fractured, faulted, and folded repeatedly over time. The Western Blue Ridge is
known for materials such as feldspar, mica, quartz, iron, marble, talc, copper, olivine, and barite (NCGS,
2015). The Southern Crystalline Ridges and Mountains consist of mostly gneiss and schist, covered with
well‐drained, acidic, loamy soils, with elevations of this rough, dissected region generally ranging from
1200‐4500 feet (Griffith et al., 2002). The region is mostly forested that is dominated by chestnut oak
along the slopes and ridges. The area also contains few areas of pasture, apple orchards, Fraser fir
Christmas tree farms, and/or minor cropland.
Soils in the Site are mapped by the Watauga County Soil Survey and the Wilkes County Soil Survey
(USDA, 2012). The predominant floodplain soils on the Site are described in Table 7 and depicted in
Figure 6.
Dugger Creek Mitigation Site Mitigation Plan
Page 10 June 2019
Table 7: Floodplain Soil Types and Descriptions
Soil Name Percent in Easement Area Description
Cullasaja very
cobbly loam,
CsD, CsE
27.8 %
Cullasaja very cobbly loam soils are generally found on low or
intermediate mountains and intermountain hills. They are very
deep and well drained soils. Permeability is moderately rapid and
shrink‐swell potential is low.
Ashe‐Chestnut
Complex, AcF 24.7 %
Ashe‐Chestnut complex soils are generally found on low or
intermediate mountains and intermountain hills. They are
moderately deep and well drained soils. Permeability is
moderately rapid and shrink‐swell potential is low.
Chestnut‐Ashe
Complex, ChF
or Ce F
33.7%
Chestnut‐Ashe complex soils are generally found on mountain
slopes, side slopes and steep ridge tops. They are moderately deep
and well drained soils. Permeability is moderately rapid and shrink‐
swell potential is low.
Tate‐
Cullowhee
complex, TcC
5.5 %
Tate‐Cullowhee complex soils are generally found in valleys and
coves along the headwaters of streams flowing out of the
mountains. They are very deep and well to poorly drained soils.
Permeability is moderate to rapid and shrink‐swell potential is low.
Chestnut‐
Edneyville
complex, CkD,
CkE, ChD, ChE
5.2 %
Chestnut‐Edneyville complex soils are generally found on low or
intermediate mountains and intermountain hills. They are
moderately deep to very deep and well drained soils. Permeability
is moderately rapid and shrink‐swell potential is low.
Cowee
gravelly fine
sandy loam,
CoD, CoE, CoF
2.3 %
Cowee gravelly fine sandy loam soils are generally found on low or
intermediate mountains and intermountain hills. They are
moderately deep and well drained. Permeability is moderate and
shrink‐swell potential is low.
Evard‐Cowee
complex, EsE 0.7 %
Evard‐Cowee complex soils are generally found on steep side
slopes in the mountains. They are moderately deep well drained
soils. Permeability is moderate and shrink‐swell potential is low.
Source: Soil Survey of Watauga and Wilkes County, USDA‐NRCS,
https://www.nrcs.usda.gov/wps/portal/nrcs/surveylist/soils/survey/state/?stateId=NC
4.3 Cultural Resources
An archaeological survey was performed on the Dugger Creek property by Archaeological Consultants of
the Carolinas, Inc in 2006. Eleven prehistoric and historic resources were identified in the Dugger Creek
tract and while the study did provide valuable insight into the settlement of the area by both Native
Americans and European settlers, none of the sites met the eligibility criteria for Natural Register of
Historic Places (NRHP). State Historic Preservation Office (SHPO) concurred with these results May 2,
2006.
Wildlands requested additional comment from SHPO specific to the Dugger Creek Mitigation Site on
February 8, 2018. SHPO responded on March 13, 2018 and had no concerns about the Site related to
historic resources. A copy of all agency correspondence is included in Appendix E.
Dugger Creek Mitigation Site Mitigation Plan
Page 11 June 2019
4.4 Threatened and Endangered Species
Wildlands requested comment from the North Carolina Wildlife Resource Commission (NCWRC) and the
United States Fish and Wildlife Service (USFWS) on February 8, 2018. NCWRC responded on March 14,
2018 and were supportive of protecting the high‐quality resources on the site. USFWS responded on
March 7, 2018 and had no records for any federally protected species or designated critical habitats in
or around the Site. All correspondence with NCWRC and USFWS is included in Appendix E.
Additional assessment of the Site related to the natural resources, including endangered or threatened
species is included in Section 5.
5.0 Project Resources
Project streams include Dugger Creek (NCDWR
Index No. 12‐24‐11) and 16.9 miles of unnamed
tributaries. Dugger Creek has been classified by
NCDWR as Class B, Trout Waters (Tr), and
Outstanding Resource Waters (ORW) (NCDENR,
2018).
Project streams were previously delineated by E’nV
Environmental Consulting Services, Inc in 2005 for
a larger tract of land that included the entire Site
(approximately 6,050 acres previously referred to
as the Ginn LA Laurel Creek LTD LLP Property). In
2018, Wildlands reviewed the jurisdictional extent
of a representative selection of project streams
and found little to no change from the 2005 data.
During a site review performed by the USACE on
October 24, 2018, a small selection of streams was
deemed to be non‐jurisdictional and removed from
the proposed linear footage. The remaining linear
footage was deemed jurisdictional and submitted
to the USACE for approval (Appendix F).
Based on the 2005 delineation and subsequent
October 2018 USACE review, there are 157
jurisdictional stream reaches located within the
proposed easement area, totaling 112,495 linear
feet (21 miles) of stream (Figures 7a‐7d). Per USACE
guidance, the 2005 delineation data, with the
minor edits requested by USACE, has been used for
both the Preliminary Jurisdictional Determination and the stream mitigation credit totals included in
Section 7. The 2018 Preliminary Jurisdictional Determination has been submitted to the USACE and will
be included in the final Mitigation Plan in Appendix F, once approved.
Baseline conditions of the on‐site stream channels, vegetation condition, rare and natural communities,
fish population, and macroinvertebrate population are described in further detail in Sections 5.1‐5.5.
Dugger Creek Mainstem
Dugger Creek Tributary
Dugger Creek Mitigation Site Mitigation Plan
Page 12 June 2019
5.1 Existing Stream Conditions
On‐site stream conditions were assessed by
Wildlands personnel between mid‐January 2018
and late June 2018. The on‐site streams which
include the mainstem Dugger Creek and tributaries
to Dugger Creek each originate onsite and flow
through established forested buffers (Figures 7, 7a‐
7d). The headwaters start from groundwater seeps
in narrow steep valleys of 15+ percent slope with
limited floodplain development. These channels
exhibit a variety of substrate types including silt,
sand, gravel, cobble, boulder, and bedrock. Steep
reaches (4‐10+ percent slope) were dominated by
high gradient riffles of cobble and boulder and
cascade step/pool bedform. Along some tributaries
there also exists steep stretches of bedrock slide.
Moderate sloped channels (2‐4 percent) exhibit
more heterogeneous bed material including finer
silt and sand particles as well as coarse material.
Bedforms within these channels include low‐
gradient riffles, runs, and mid‐channel and
edgewater pools.
The mainstem of Dugger Creek comprises a variety
of stream habitat types as it flows down the valley.
The upper portion maintains a slope of
approximately 10 percent with bedform dominated
by step pools separated by short riffles or cascades
and by boulder substrate. Further downstream, the
wetted channel widens and gives way to longer
riffles and larger pools formed by scour below
bedrock slide waterfalls. These cascading systems
provide aeration and habitat for aquatic species.
Towards the lower portion of the project, Dugger
Creek flows through a gorge, referred to as Dugger
Falls, as the valley becomes very steep with bedrock
walls and bedform. This short reach is a natural
barrier between the different trout species that
inhabit the creek upstream. Below the gorge, the
slope declines to less than 4 percent and the valley
widens where a small floodplain develops. This
lower portion is dominated by long moderate gradient riffles and pools.
Overall, on‐site channels exhibit excellent bedform and instream habitat diversity, channel stability, and
expansive forested buffers. The North Carolina Stream Assessment Method (NC SAM) evaluation was
performed on a representative number of tributaries and sections of Dugger Creek. All reaches have
overall ratings of High, indicating near reference conditions for each specific stream type that was
evaluated. NC SAM Field Assessment Forms and Rating Sheets are enclosed in Appendix F. Project
Dugger Creek Mitigation Site Mitigation Plan
Page 13 June 2019
streams exhibit stable stream banks with a mix of trees, sapling, shrubs, and herbaceous cover, as
described in more detail in Section 5.2. Aquatic biota, including macroinvertebrate, amphibians, and
aquatic mollusks, were present throughout perennial project streams. Leaf packs, snags, logs and rocky
substrate were the abundant providing aquatic habitat while undercut banks with root mats and aquatic
vegetation also available.
Protecting these high‐quality headwater systems is
essential to preserving a healthy freshwater ecosystem
and protecting the Yadkin River Basin water resources.
Stream and buffer preservation will provide habitat and
food for aquatic and terrestrial species on a large scale. A
forested buffer will also protect water quality in both the
on‐site streams and further downstream by preventing
sediment and nutrients from entering the streams and
providing shade to keep temperatures cool and maintain
dissolved oxygen levels.
Representative photographs of the stream conditions
within the Bank are included in Appendix A. A summary of
the stream length and condition by sub‐watershed is
included in Table 8 below. The stream lengths are based on the Preliminary Jurisdictional Determination
(PJD). The centerlines of the on‐site jurisdictional streams were located by E’nV Environmental
Consulting Services, Inc during the 2005 delineation.
Table 8: Project Stream Summary
Watershed1
Watershed
Area
(acres)
Stream
Length
(LF)
Diverse
Bedform
Stable
Banks
Supports
Aquatic
Biota
Forested
Buffers
Excellent Benthic
Macroinvertebrate
Bioclassification
A 108 6,094 ✔✔✔✔*✔
B 59 3,910 ✔✔✔✔**
C 48 4,070 ✔✔✔✔**
D 48 2,905 ✔✔✔✔**
E 57 3,277 ✔✔✔✔**
F 122 6,990 ✔✔✔✔**
G 95 5,686 ✔✔✔✔**
H 100 5,273 ✔✔✔✔**
I 29 1,919 ✔✔✔✔**
J 96 6,970 ✔✔✔✔**
K 72 3,981 ✔✔✔✔**
L 42 3,278 ✔✔✔✔**
M 216 10,787 ✔✔✔✔**
N 51 2,502 ✔✔✔✔**
O 42 1,863 ✔✔✔✔**
P2 81 3,372 ✔✔✔✔**
Q 148 6,377 ✔✔✔✔**
Dugger Creek 1,981 18,276 ✔✔✔✔*✔
Dugger Creek Mitigation Site Mitigation Plan
Page 14 June 2019
Watershed1
Watershed
Area
(acres)
Stream
Length
(LF)
Diverse
Bedform
Stable
Banks
Supports
Aquatic
Biota
Forested
Buffers
Excellent Benthic
Macroinvertebrate
Bioclassification
1st order
tributaries to
Dugger Creek
‐ 14,965 ✔ ✔ ✔ ✔ ✔
Total 112,495
1Watersheds A through Q include 2nd order or greater tributaries to Dugger Creek as shown on Figure 5. 1st order
tributaries to Dugger Creek were combined and not broken up into individual watersheds.
2Watershed P stream length includes the upper headwaters of Dugger Creek.
* Field notes indicate some reaches have emergency service road exists on one bank of the channel.
**No data collected during macroinvertebrate sampling.
5.2 Existing Vegetation Condition
The conservation easement area of Dugger Creek is
predominantly forested, with a few exceptions of emergency
service road clearings. Multiple natural communities were
observed which were indicative of the changes in elevation,
canopy coverage, and proximity of streams. For example, at the
top portion of Dugger Creek along the main stem, a dense
Hemlock (Tsuga sp.) population existed, whereas below Dugger
Creek Falls, this species is less frequent. The Mountain Oak
Forests are dominant vegetation types on the Site and are made
up of Chestnut Oak and Montane Oak Hickory Forest natural
community types. The forests across the Site are in a mid‐,
mature‐, primary or old‐growth successional stage.
The understory and herbaceous ground coverage also change as
the elevation changes. Rhododendron species are found
throughout a majority of the Site. Mountain laurel (Kalmia
latifolia) is prominent in the understory canopy, along with
common witch‐hazel (Hamamelis virginiana) and dogwood
(Cornus sp.) species.
Dense dog hobble (Leucothoe fontanesiana) populations exist along the Dugger Creek floodplains below
the Falls, along with plants that represent ecological integrity throughout the Site such as foam flowers
(Tiarella sp.), Canada mayflower (Maianthemum canadense), wild ginger (Asarum canadense), downy
rattlesnake plantain orchids (Goodyera pubescens), pink turtle head (Chelone lyonia), Indian cucumber‐
root (Medeola virginiana), rock tripe (Umbilicaria sp.), black (Actaea racemose) and blue (Caulophyllum
thalictroides) cohosh, rose‐twisted stalk (Streptopus lanceolatus), mountain meadow‐rue (Thalictrum
clavatum), a variety of trillium (Trillium sp.), and many more species that create a lush scenery and
indicate a healthy vegetation environment.
Liverwort (Marchantiales sp.)
Dugger Creek Mitigation Site Mitigation Plan
Page 15 June 2019
5.3 Rare Species and Natural Communities
The Site contains an array of natural communities which are comprised of diverse and rare species; thus,
making this area ecologically significant in the state. Due to the extensive development within the Blue
Ridge Mountains, such areas are important to protect to prevent further loss of any species.
Multiple natural communities within the project area are considered high‐quality natural resources
required to maintain healthy and sustainable ecosystems, according to the NC Conservation Planning
Tool. The conservation values range between 6 to 8, according to the NC Biodiversity and Wildlife
Habitat Assessment. Most of the areas along the stream corridors have a value of 10, which is the
maximum value. The following table provides an example of the various natural communities at the Site.
Figure 8 provides an overview of the biodiversity and wildlife habitat conservation values across the Site.
Table 9: Natural Communities Observed in Project Area
Natural Communities
Chestnut Oak Forest (Mesic Variant)
Acidic Cove Forest (Typic Subtype)
Montane Oak‐Hickory Forest (Acidic Subtype)
Rich Cove Forest (Foothills Rich Subtype)
Mesic Mixed Hardwood Forest (Piedmont Subtype)
Canada Hemlock Forest (Typic Subtype)
Montane Alluvial Forest (Small River Subtype)
Montane Cliff (Mafic Subtype)
Spray Cliff
Rosebay Rhododendron
(Rhododendron maximum)
Fraser Magnolia
(Magnolia fraseri)
Fraser’s Sedge
(Cymophyllus fraserianus)
Dugger Creek Mitigation Site Mitigation Plan
Page 16 June 2019
Pedestrian surveys of the Site were conducted by Wildlands in
February and June 2018. During the field surveys, no individuals
of federally listed species were observed; however, the North
Carolina Natural Heritage Program (NCNHP) has documented an
element of occurrence of the Alleghany Woodrat (Neotoma
magister, State/Federal Species of Concern) in the area. In
addition, habitat for the Northern long‐eared bat (NLEB) (Myotis
septentrionalis) was prominent. The NLEB have declined rapidly in
North Carolina due to habitat loss and the White Nose Syndrome
(WNS).
The Site also contains substantial habitat for the salamander
community. Globally, the southern Appalachian mountain region
and North Carolina in particular, are classified as having the
highest salamander diversity, with 50 species in Western North
Carolina alone. Water quality and adequate habitat are key
factors to sustain these populations. While Wildlands did not
observe any listed species, such as the Eastern Hellbender
(Cryptobranchus alleganiensis) or the Pygmy salamander
(Desmognathus wright); multiple non‐listed salamanders were
observed, which is a good indication the Site provides suitable
habitat for the listed salamander species as well.
The stream corridors and natural drainages on the Site provide necessary habitat and are important
components of the sustainable wildlife populations in this area. Essential habitat was also observed for
other listed state/federal species, including, but not limited to, the Carolina Northern Flying Squirrel
(Glaucomys sabrinus coloratus), the Appalachian Pocket Moss (Fissidens appalachensis), the freshwater
bivalves, various liverworts and several vascular plants. The Fraser’s sedge (Cymophyllus fraserianus,
State Rare Species), which is endemic to the southern Appalachian Mountain was also observed.
5.4 Fish Communities
Wildlands conducted a backpack electrofishing survey in
February 2018 with an emphasis placed on documenting
the presence of brook trout (Salvelinus fontinalis) on the
Site, the only native salmonid in North Carolina. The
presence of brook trout with multiple year classes is
indicative of excellent water quality, as sedimentation from
poor land use is the typical impairment that can cause year
class failures in brook trout. This is also true with rainbow
and brown trout, but these two species are not native to
NC. Survey efforts included stream reaches both below and
above Dugger Creek Falls (Figure 8).
No trout species were documented below the Falls, which is likely the result of sublethal temperature
regimes during the summer months. Fish species that were documented below the Falls included creek
chub (Semotilus atromaculatus), central stoneroller (Campostoma anomalum), striped jumprock
(Moxostoma rupiscartes), warpaint shiner (Luxilus coccogenis), and bluehead chub (Nocomis
leptocephalus).
Southern Two‐lined Salamander
(Eurycea cirrigea)
Northern Dusky Salamander
(Desmognathus fuscus)
Dugger Falls
Dugger Creek Mitigation Site Mitigation Plan
Page 17 June 2019
Sampling efforts above the Falls documented the presence
of brook trout. No other species were documented above
the falls which is to be expected upstream of a large fish
passage barrier such as Dugger Creek Falls. Brook trout
were documented in multiple stream reaches along the
main stem from just upstream of the Falls to the origin of
Dugger Creek. Habitat availability beyond the confluences
became limiting due to water depth.
Among the brook trout sampled, multiple age classes of
brook trout were noted at the majority of sample reaches
indicating successful annual recruitment. Annual
recruitment and/or missing year classes can result in the
loss of the native brook trout in areas with degraded water
quality and/or competition from non‐native species such as
rainbow trout (Oncorhynchus mykiss) and brown trout
(Salmo trutta). See Figure 8 for the brook trout collection
locations.
NCWRC had previously surveyed Dugger Creek in two sites above the Falls in September 2016 and
concluded that while the Brook Trout populations in Dugger Creek were doing well, they are becoming
increasingly rare in NC streams due to competition with non‐native species and habitat degradation.
NCWRC concluded that trout populations such as the ones in Dugger Creek “are highly valuable and any
efforts to preserve the fish and their habitat are worthwhile.” Correspondence with NCWRC is included
in Appendix E.
5.5 Macroinvertebrate Sampling
Benthic macroinvertebrates were sampled by Dave Penrose of Penrose Environmental in April 2018.
Samples were collected at five locations across the proposed bank. Due to the relatively small
watershed, a modification of the full‐scale collection protocol developed by the Division of Water
Resources was used. This collection protocol is defined in the DWR Standard Operating Procedure (DWR
2016) and termed a “Qual 4”. At each location a kick net sample was collected from a riffle habitat and a
sweep net sample from a productive bank area. In addition, leaf pack samples were collected, and visual
inspections of the Site were also conducted. All specimens were ‘picked’ and preserved in the field.
Specimens were ‘picked’ roughly in proportion to their abundance, but no attempt was made to remove
all organisms. The greater number of taxa, especially the EPT (Ephemeroptera, Plecoptera, Trichoptera)
taxa, typically indicates better water quality conditions. In
the laboratory, specimens were identified to the lowest
possible taxonomic level and assigned relative abundance
values of abundant (> 9 organisms), common (3‐9
organisms) and rare (less than 3 organisms) for each
location.
Within each of the streams surveyed there are very small
catchments; therefore, the classification protocol is
essentially to use the biotic index values for mountain
stream systems. Each organism was given a number from 0
to 10 to define its relative pollution tolerance (0 being very
intolerant). A biotic index value is therefore a summary of
Mayfly
(Ephemeroptera sp.)
Brook Trout
(Salvelinus fontinalis)
Dugger Creek Mitigation Site Mitigation Plan
Page 18 June 2019
each tolerant value divided by the total number of organisms in the sample. Very low biotic index values
are indicative of intolerant benthic communities.
Data were also collected from two small tributaries of Dugger Creek as part of this investigation.
Tributary A is a very small, high gradient feature and only a series of sweep net samples were collected.
The number of taxa and abundance values were reduced from the mainstem site as habitat
heterogeneity is much lower in very small streams. However, the Biotic Index value was also very low
suggesting excellent biological conditions. This small stream was dominated by very intolerant taxa
including; Ephemerella hispida, Tallaperla spp., Isoperla orata and Arctopsyche irrorata. Tributary B is
also a very small, high gradient stream feature which flows along the service road. A Qual‐4 sample was
collected at this location and results did note a decline in the number of taxa and EPT abundance
compared to the mainstem locations. However, most organisms collected from this site were also very
intolerant and the bioclassification was Excellent at the location as well.
The fauna at each of the sampling locations was dominated by intolerant taxa with a biotic index of 2.7
or less collected from all sites, indicating “Excellent” bioclassifications. A summary of the benthic insect
collections is listed in Table 10 and a complete list of all taxa collected is included in Appendix G. See
Figure 8 for the benthic sample collection locations.
Table 10: Summary of Benthic Invertebrate Taxa
Taxonomic Group Dugger #1 Dugger #2 Dugger #3 Tributary A* Tributary B
Ephemeroptera 12 15 13 3 7
Plecoptera 14 14 14 4 5
Trichoptera 12 12 10 2 10
Diptera; Misc. 6 64 0 6
Diptera; Chironomidae 6 74 0 3
Coleoptera 2 12 0 1
Odonata 1 1 1 1 0
Oligochaeta 2 22 0 0
Megaloptera 0 02 0 0
Crustacea 1 10 1 0
Mollusca 1 11 1 1
Other taxa 0 00 0 0
Total Taxa Richness 57 60 53 12 33
EPT Taxa Richness 38 41 37 9 22
EPT Abundance 194 182 158 19 68
No. Taxa < 2.5 39 39 34 5 17
Biotic Index 2.45 2.25 2.71 2.16 2.36
Bioclassification Excellent Excellent Excellent Excellent Excellent
*very small, high gradient stream. Modified collection method.
Dugger Creek Mitigation Site Mitigation Plan
Page 19 June 2019
6.0 Project Site Mitigation Work Plan
The Site will preserve 112,495 LF (21 miles) of
pristine cold‐water stream reaches within the Dugger
Creek Valley/Elk Creek Outstanding Waters
Management Zone (Figures 9, 9a‐9d). In addition to
the stream preservation, the project will protect all
wetlands, seeps, and any other aquatic habitats
located within the proposed 777‐acre conservation
easement. The conservation easement width on the
project streams ranges from a minimum of 50 feet to
a maximum of 650 feet. On average the easement
width is 300 feet or 10 times the minimum 30 feet
required on mountain streams. Protecting these
high‐quality headwater systems is essential to
preserving a healthy freshwater ecosystem and
protecting the water resources within the Yadkin River Basin.
Care was taken in the creation of this project to minimize stream crossings to those that are necessary
for the landowners to maintain access to areas of the property for safety. There are two emergency
service gravel/dirt roads, each 15 feet wide, that will be maintained for a total of 1.75 miles within the
easement area to allow for emergency access. There are fourteen 25‐foot wide internal crossings within
the 777‐acre easement. The northern emergency service gravel road crosses tributaries to Dugger Creek
in seven locations. The southern emergency service grave/dirt road also crosses another seven
tributaries (Figures 9, 9a‐9d). Table 11 provides additional detail on the type, condition, and any
proposed modifications for each proposed crossing. A photolog of each emergency service road crossing
is included in Appendix H.
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Page 20 June 2019
Table 11: Summary of Stream Crossings
Crossing
ID Type Notes Management
1 Ford
Road turns into trail and connects with Dugger
Creek
Crossing is stable. No active
management needed at this time.
2 Ford
Just before confluence of tributary with Dugger
creek. 70% gravel & cobble, few boulders.
Crossing is stable. No active
management needed at this time.
3 Culvert 24” metal culvert. 9' visible on the DNS side. Crossing is stable. No active
management needed at this time.
4 Culvert
18” High‐density polyethylene (HDPE) culvert.
Inflow at angle allowing flow on either side.
Perched outflow.
Culvert stable, but sedimentation
was observed in stream above the
culvert. Culvert stability will be
monitored by the long‐term
steward. USACE will be notified
prior to any management efforts
taking place.
5 Culvert 18” HDPE culvert. Perched 24” drop.
Crossing is stable. No management
needed at this time.
6 Culvert
18” HDPE culvert. Intermittent flow stream.
Culvert inflow at a diagonal.
Crossing is stable. No active
management needed at this time.
7 Culvert
18” HDPE culvert. Extended about 12' along
hillslope.
Crossing is stable. No active
management needed at this time.
8 Ford
Mostly gravel (80%) with some boulder and
cobbles. 1‐2' depth.
Crossing is stable. No active
management needed at this time.
9 Ford Mostly gravel with some larger substrate.
Crossing is stable. No active
management needed at this time.
10 Ford Mostly sand and gravel substrate.
Crossing is stable. No active
management needed at this time.
11 Ford
Mostly sand and gravel with some boulder in
crossing substrate.
Crossing is stable. No active
management needed at this time.
12 Ford Intermittent stream crossing.
Crossing is stable. No active
management needed at this time.
13 Culvert
24” HDPE culvert. At the bottom of the slope.
One sediment basin on inboard side about 30'
upslope of culvert.
Crossing is stable. No active
management needed at this time.
14 Culvert
Ponded water upstream of road. Outlet is 24”
HDPE culvert to step pool BMPs. Outlet end of
culvert is partially filled with riprap/ cobble.
Debris that is blocking culvert will
be removed by hand to allow for
continuous flow. USACE will be
contacted prior to any work.
Dugger Creek Mitigation Site Mitigation Plan
Page 21 June 2019
There is an open shelter pavilion located within the conservation
easement area that will remain in use (Figure 9). The shelter is accessible
by the southern emergency service road and connects to the Dugger
Creek hiking trail. There are 4.5 miles of trails located within the
easement area which will remain open to the property owner for hiking
and other forms of passive recreation only. These trails include minimal
signage as to not disrupt the natural condition of the Site, but also allow
for safe entry and exit of the trails. All existing right‐of‐way and utility
easements are located outside of the conservation easement area
(Figures 9, 9a‐9d)
7.0 Determination of Credits
7.1 Stream Mitigation Credits
Use of credits from the Bank to offset stream impacts authorized by federal permits or state water
quality certifications must be in compliance with the Clean Water Act, Section 404(b)(1) guidelines and
other applicable state and federal legislation, regulations, and policies. Prior to the release of credits,
the following requirements will be met: IRT approval of the final Mitigation Plan and execution of the
banking instrument, recordation of the conservation easement, and establishment of appropriate
financial assurances. A summary of the proposed credits is included in Table 12.
Table 12: Stream Mitigation Credits
Stream Reach Mitigation
Type
Proposed
Length (LF)
Mitigation
Factor
Stream
Mitigation
Credits
Temperature
Regime
Mainstem P 18,985 6 3,164 Cold
Mainstem – Service Rd Adjacent P 2,729 10 273 Cold
Tributaries P 85,681 6 14,280 Cold
Tributaries – Service Rd Adjacent P 5,100 10 510 Cold
Total 112,495 ‐ 18,227 Cold
As outlined in Section 2.4, the IRT’s 2012 guidance states that to qualify for preservation, stream
channels and riparian buffers must have the following characteristics:
Be ecologically important
In relatively stable, undisturbed condition
Have buffers consisting of mature forest with an appropriate stratified vegetative structure
Preservation mechanism must be placed on both sides of the channel
Wider buffers than the minimum (30 feet in the mountains) are preferred
The Dugger Creek mitigation project meets all of these characteristics and is therefore appropriate for
preservation. The streams and buffers are in excellent condition as discussed previously, demonstrated
in the photographs in Appendix A and the field evaluations detailed in Section 5. The conservation
easement will exceed the minimum standards by at least 20 feet at its most narrow and over 1000 feet
at its widest point.
This project also meets the primary and secondary criteria outlined in the 2012 guidance as shown in
Tables 3 and 4. Most notably, Dugger Creek streams and riparian buffers provide important physical,
chemical, or biological functions for the watershed and contribute significantly to its ecological
Dugger Creek Mitigation Site Mitigation Plan
Page 22 June 2019
sustainability. The area has been slated for development in the past and there is a continued threat of
development in the area surrounding the property. The property includes unique and high‐quality
habitats that support diverse species and the designation of the project streams as Outstanding
Resource Waters.
The Site will result in 18,227 cold stream mitigation credits, at a credit ratio of 1 credit per 6 linear feet
of stream for preservation, except where the emergency service roads are located within the easement
area. Along those reaches, a credit ratio of 10:1 is being requested. The 2012 IRT guidance describes a
range of 5:1 to 10:1 ratio allowable preservation ratio for mitigation banks.
A 6:1 ratio is justified for this mitigation bank by the following:
Excellent condition of the project streams;
Expansive buffer widths;
Watershed approach (preserving headwaters, tributary and mainstem reaches); and
Scale and ecological significance of the site.
7.2 Credit Release Schedule
The credit release will be based on the total credits generated as reported by the approved Mitigation
Plan for the preservation site. Under no circumstances shall any mitigation bank be debited until the
necessary Department of Army (DA) authorization has been received or the District Engineer (DE) has
otherwise provided written approval for the project in the case where no DA authorization is required
for construction of the mitigation project. The release of project credits will be in compliance with the
October 24, 2016 Wilmington District Stream and Wetland Compensatory Mitigation Update Guidance
Document. The proposed credit release schedule is shown in Table 13.
Table 13: Stream Mitigation Credits Release Schedule
Credit Release Requirements 6:1
(Stream Credits)
10:1
(Stream Credits)
Total
(Stream Credits)
First Release of
Credits
Approved Mitigation Plan,
UMBI, Recorded Easement 17,444 783 18,227
The initial allocation can be released without prior written approval of the DE upon satisfactory
completion of the following activities:
a. Execution of the UMBI by the Sponsor and the USACE.
b. Approval of the Final Mitigation Plan.
c. The mitigation site must be secured.
d. Recordation of the conservation easement, as well as delivery of a title opinion that is
acceptable to the USACE.
e. Delivery of the financial assurances described in the Mitigation Plan.
f. 404 permit verification for construction of the site, if required.
For mitigation sites that include preservation‐only credits, 100% of the preservation credits will be
released once the six activities listed above are complete.
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Page 23 June 2019
8.0 Performance Standards and Monitoring Requirements
The performance standards for a preservation only mitigation project include USACE approval of the
Final Mitigation Plan and recordation of the conservation easement. Long‐term inspection and
maintenance to uphold the terms of the conservation easement will be conducted by the conservation
easement Grantee in perpetuity. This work is described more fully in Sections 9 and 10.
As described in the North Carolina IRT’s “Stream Mitigation Guidelines” (2003), because the action
involving this Site is preservation, an active phase monitoring plan is not required for the project
streams.
9.0 Long‐Term Maintenance and Management Plan
9.1 Ownership and Long‐Term Manager
The Site will remain in private ownership, protected in its entirety, and managed under the terms
detailed in the conservation easement. Unique Places to Save (UP2Save) will serve as the Grantee and
long‐term manager and will be the party responsible for long‐term management. The conservation
easement will be recorded prior to the initial credit release.
UP2Save is a 501c3 non‐profit organization that is committed to land conservation through sustainable
planning and management. UP2Save has the ability, both logistically and financially, to monitor and
enforce the provisions of the conservation easement and long‐term management plan. The organization
operates in a sustainable manner to facilitate operations well into the future. UP2Save has been
approved to serve as the easement holder and long‐term manager on several mitigation banks in North
Carolina, including the Hoosier Dam, Falling Creek and Box Creek projects. Additional qualifications and
UP2Save’s annual report can be provided upon request.
9.2 Long‐Term Management Activities
The boundaries of the conservation easement will be marked in the field to ensure distinction between
the conservation easement area and adjacent uplands. Boundaries may be marked by signs, gates,
posts, tree‐blazing, or other means as allowed by site conditions and/or the conservation easement
document. Given the large scale of the Site and associated easement area, markers will be focused on
areas where the easement aligns with external/property boundaries. To maintain the natural integrity of
the Site, markers will not be placed along all easement boundaries internal to the Site, but on select
boundaries as needed to ensure the provisions of the easement are upheld.
The Site shall be monitored on an as‐needed basis and physical inspection of the Site may be conducted
periodically throughout the duration of the monitoring period. Routine maintenance may include the
items listed in Table 14.
Dugger Creek Mitigation Site Mitigation Plan
Page 24 June 2019
Table 14: Maintenance Plan
Long‐Term Management Activity Long‐Term Manager Responsibility Landowner Responsibility
Signage will be installed and
maintained along the Site boundary
to denote the area protected by the
recorded conservation easement.
The long‐term steward will be
responsible for inspecting the Site
boundary and for maintaining or
replacing signage to ensure that the
conservation easement area is clearly
marked.
The landowner(s) shall report
damaged or missing signs to the long‐
term manager, as well as contact the
long‐term manager if a boundary
needs to be marked, or clarification is
needed regarding a boundary
location.
The mitigation site will be protected
in its entirety and managed under
the terms outlined in the recorded
conservation easement.
The long‐term manager will be
responsible for conducting annual
inspections and for undertaking
actions that are reasonably
calculated to swiftly correct the
conditions constituting a breach. The
USACE, and their authorized agents,
shall have the right to enter and
inspect the Site and to take actions
necessary to verify compliance with
the conservation easement.
The landowner(s) shall contact the
long‐term manager if clarification is
needed regarding the restrictions
associated with the recorded
conservation easement.
9.3 Funding Mechanism
Anticipated long‐term management activities and their associated annual cost are listed in the table
below. Wildlands will fund a stewardship endowment that will be managed by UP2Save. UP2Save’s
endowment is designated to provide on‐going revenue to support long‐term management activities. The
stewardship endowment is invested to provide recurring revenue to cover the cost of anticipated annual
activities, easement defense, and violation resolution.
The total stewardship endowment was calculated based on the information listed in Table 15 below.
The level of effort is listed in hours or as a lump sum, defined as LS. The cost per unit or labor rate and
anticipated frequency are listed and were utilized to calculate the total and annual activity cost. For
example, the steward anticipates four hours of staff time at a rate of $50 per hour to support adjacent
landowner coordination, which may consist of coordinating with current and adjacent landowners to
ensure access and maintain relationships and scheduling site visits. A conservative (lower than
anticipated) rate of return (or capitalization rate) of 4.50% and the estimated annual costs of the
identified management activities were utilized to determine the endowment funding requirement.
In order to guarantee there are funds available for monitoring and long‐term defense of the bank and
the conservation easement assets, the Bank Sponsor will set aside stewardship funds for the Bank in the
amount of $66,000. Unique Places to Save, LLC (UP2Save) is committed to holding the conservation
easement for the Site (Appendix I).
Dugger Creek Mitigation Site Mitigation Plan
Page 25 June 2019
Table 15: Management Funding – Dugger Creek Stream Mitigation Site
Management Activity Level of
Effort
Cost
per Unit Anticipated Frequency Activity
Cost
Annual
Cost
Annual Activities
Annual Planning 2 $50 Annual $100 $100
Adjacent Landowner Coordination 2 $50 Annual $100 $100
Field Inspection, Inventory and
Documentation 12 $50 Annual $600 $600
Annual Report to Board 2 $50 Annual $100 $100
Vehicle and supplies 2 $150 Annual $300 $300
Adaptive Management
Trash Removal & Disposal 12 $50 Annual $600 $600
Sign Maintenance 12 $50 Every five (5) years $600 $120
Minor Violation 1 $4,500 Every ten (10) years $4,500 $450
Major Violation 1 $12,000 Every twenty (20) years $12,000 $600
Total Annual Cost $2,970
Capitalization Rate 4.50%
Funding Amount $66,000
10.0 Adaptive Management Plan
The Sponsor will institute a Long‐Term maintenance Plan responsible for assessing the condition of the
mitigation site and implementing maintenance provisions to maintain performance of the Site. The
proposed conservation easement will help to ensure that only IRT‐allowable activities take place. If,
during the course of annual inspection it is determined the protection guaranteed by the conservation
easement is at risk, the Grantee will notify the USACE of the need to develop a Plan of Corrective Action.
Once the Corrective Action Plan is prepared and finalized the Grantee will:
Notify the USACE.
Revise monitoring requirements as necessary and/or required by the USACE.
Implement the Corrective Action Plan.
Provide the USACE documentation of Corrective Actions. This document shall depict the extent
and nature of the work performed.
To monitor the project’s continued success, all components of the Bank will be inspected annually or
less frequently as needed to ensure that the Sites remain stable in perpetuity. Sources of instability or
other deficiencies will be addressed. All reporting will be documented and kept on file for future
reference.
11.0 Financial Assurances
As a preservation project, financial assurances are not required to ensure the success of the project. The
project will be completed through recordation of the conservation easement before credits are
released.
Dugger Creek Mitigation Site Mitigation Plan
Page 26 June 2019
12.0 References
Griffith, G.E., Omernik, J.M., Comstock, J.A., Schafale, M.P., McNab, W.H., Lenat, D.R., MacPherson, T.F.,
Glover, J.B., and Shelburne, V.B., 2002, Ecoregions of North Carolina and South Carolina, (color
poster with map, descriptive text, summary tables, and photographs): Reston, Virginia, U.S.
Geological Survey (map scale 1:1,500,000).
North Carolina Department of Environmental Quality (NCDEQ) Pee Dee River Basin Plan: Yadkin River
Headwaters HUC 03040101 2008.
https://files.nc.gov/ncdeq/Water%20Quality/Planning/BPU/BPU/Yadkin/Yadkin%20Plans/2010%20
Plan/2_03040101%20Yadkin%20River%20Headwaters‐2010.pdf
North Carolina Division of Mitigation Services (NCDMS) 2009 Upper Yadkin Pee‐Dee River Basin
Restoration Priorities 2009.
https://files.nc.gov/ncdeq/Mitigation%20Services/Watershed_Planning/Yadkin_River_Basin/2009%
20Upper%20Yadkin%20RBRP_Final%20Final%2C%2026feb%2709.pdf
North Carolina Division of Water Quality (NCDWQ), 2012. Standard Operating Procedures for Benthic
Macroinvertebrates. Biological Assessment Unit.
North Carolina Geological Survey (NCGS), 2015. The Geology of North Carolina.
https://ncdenr.maps.arcgis.com/apps/MapSeries/index.html?appid=0a7ccd9394734ff6aa2434d252
8ddf12
North Carolina Interagency Review Team (IRT), 2012. Use of Preservation as Compensatory Mitigation in
North Carolina. Raleigh, NC.
North Carolina Geological Survey (NCGS), 2013. Mineral Resources.
http://geology.enr.state.nc.us/Mineral%20resources/mineralresources.html
North Carolina Natural Heritage Program (NCNHP). Natural and Cultural Resources.
https://www.ncnhp.org/conservation/conservation‐planning‐tool
Oakley, Shawn C. 2000. Inventory of the Significant Natural Areas of Watauga County, North Carolina.
NC Natural Heritage Program, Raleigh, NC.
United States Department of Agriculture (USDA), 2012. Natural Resources Conservation Service, Soil
Survey Geographic (SSURGO) database for Wilkes and Watauga Counties, North Carolina.
http://SoilDataMart.nrcs.usda.gov
United States Environmental Protection Agency (USEPA) and US Army Corps of Engineers (USACE), 2008.
33 CFR Parts 325 and 332 and 40 CFR Part 230, Compensatory Mitigation for Losses of Aquatic
Resources; Final Rule. Washington, DC.
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Non-Project Streams
Project Perennial Stream
Project Intermittent Stream
^_Dugger Creek Falls
2014 Aerial Photography
Watauga and Wilkes Counties, NC
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Dugger Creek Sub-Watersheds
Proposed Conservation Easement Boundary
Project Perennial Stream
Project Intermittent Stream
Watauga and Wilkes Counties, NC
Deep Gap USGS 7.5 minute Topogrpahic Quadrangle
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Watauga and Wilkes Counties, NC
2014 Aerial Photography
County Boundary
Project Parcels
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Non-Project Parcels
Project Parcels
Proposed Conservation Easement Boundary
Existing Utility Easement
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Project Intermittent Stream
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2014 Aerial Photography
Watauga and Wilkes Counties, NC
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Project Parcels
Proposed Conservation Easement Boundary
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Project Intermittent Stream
Emergency Service Gravel Roads within the Easement to Remain
Emergency Service Gravel Roads outside the Easement to Remain
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Watauga and Wilkes Counties, NC
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Project Parcels
Proposed Conservation Easement Boundary
Existing Utility Easement
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Project Perennial Stream
Project Intermittent Stream
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Emergency Service Gravel Roads outside the Easement to Remain
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^_Dugger Creek Falls
2014 Aerial Photography
Watauga and Wilkes Counties, NC
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2014 Aerial Photography
Watauga and Wilkes Counties, NC
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Project Parcels
Proposed Conservation Easement Boundary
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2014 Aerial Photography
Watauga and Wilkes Counties, NC
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Project Parcels
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2014 Aerial Photography
Watauga and Wilkes Counties, NC
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Project Parcels
Proposed Conservation Easement Boundary
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2014 Aerial Photography
Watauga and Wilkes Counties, NC
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Project Parcels
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Existing Utility Easement
Non-Project Streams
Stream Preservation (6:1 Credit Ratio)
Stream Preservation (10:1 Credit Ratio)
Existing Emergency Service Gravel Road within the Easement to Remain
Existing Emergency Service Gravel Road outside the Easement to Remain
Existing Hiking Trails to Remain
")Existing Shelter to Remain
^_Dugger Creek Falls
!(Proposed Internal Crossing
^_
")
!(
!(
!(
!(
!(
!(
!(
WATAUGA COUNTY
WILKES COUNTY Dugger Creek
9
8
14
13
12
11
10
Figure 9d Concept MapDugger Creek Mitigation SiteYadkin Valley Umbrella Mitigation BankYadkin River Basin (03040101)¹0 500 1,000 Feet
2014 Aerial Photography
Watauga and Wilkes Counties, NC
County Boundary
Project Parcels
Proposed Conservation Easement Boundary
Existing Utility Easement
Non-Project Streams
Stream Preservation (6:1 Credit Ratio)
Stream Preservation (10:1 Credit Ratio)
Existing Emergency Service Gravel Road within the Easement to Remain
Existing Emergency Service Gravel Road outside the Easement to Remain
Existing Hiking Trails to Remain
")Existing Shelter to Remain
^_Dugger Creek Falls
!(Proposed Internal Crossing
WWE/CES
Appendix A: Site Photographs
Photo 1 – view upstream Dugger Creek (3/19/2018)Photo 2 –view upstream Dugger Creek (3/19/2018)
Photo 3 – view upstream Dugger Creek (3/19/2018)Photo 4 –view downstream Dugger Creek (3/19/2018)
Photo 5 – view downstream Dugger Creek (3/19/2018)Photo 6 –view upstream Dugger Creek (3/19/2018)
Photo 7 – view upstream Dugger Creek (3/19/2018)Photo 8 –view upstream Dugger Creek (3/19/2018)
Photo 9 – view upstream Dugger Creek (3/19/2018)Photo 10 –view downstream Dugger Creek (3/19/2018)
Photo 11 – view upstream Dugger Creek (3/19/2018)Photo 12 –view upstream Dugger Creek (3/19/2018)
Photo 13 – view upstream Dugger Creek (3/19/2018)Photo 14 –view downstream Dugger Creek (3/19/2018)
Photo 15 – view upstream Dugger Creek (3/19/2018)Photo 16 –view upstream Dugger Creek (3/19/2018)
Photo 17 – view downstream Dugger Creek (3/19/2018)Photo 18 –view upstream unnamed tributary (3/20/2018)
Photo 19 – view upstream unnamed tributary (3/20/2018)Photo 20 –view upstream unnamed tributary (3/20/2018)
Photo 21 – view down valley of unnamed tributary (3/20/2018)Photo 22 –view upstream unnamed tributary (3/20/2018)
Photo 23 – view downstream unnamed tributary (3/20/2018)Photo 24 –view upstream unnamed tributary (3/20/2018)
Photo 25 – view downstream unnamed tributary (3/21/2018)Photo 26 –view down valley of unnamed tributary (3/21/2018)
Photo 27 – view upstream unnamed tributary (3/21/2018)Photo 28 –view upstream unnamed tributary (3/21/2018)
Photo 29 – view downstream unnamed tributary (3/21/2018)Photo 30 –view downstream unnamed tributary (3/21/2018)
Photo 31 – view down valley of unnamed tributary (3/21/2018)Photo 32 –view upstream unnamed tributary (3/22/2018)
Photo 33 – view down valley of unnamed tributary (3/22/2018)Photo 34 –view up valley of unnamed tributary (3/22/2018)
Appendix B: Local Development and Golf Course Designs
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Appendix C: Historical Aerial Photographs
The EDR Aerial Photo Decade Package
Dugger Creek Please
Dugger Creek Please
Deep Gap, NC 28618
Inquiry Number:
November 17, 2017
5106161.5
6 Armstrong Road, 4th floor
Shelton, CT 06484
Toll Free: 800.352.0050
www.edrnet.com
Dugger Creek Please
November 17, 2017
Target Property:
Deep Gap, NC 28618
Date EDR Searched Historical Sources:
Aerial Photography
ScaleYear Details Source
1947 Aerial Photograph. Scale:1"=1000'Flight Year: 1947 USGS
1950 Aerial Photograph. Scale:1"=1000'Flight Year: 1950 USGS
1963 Aerial Photograph. Scale:1"=1000'Flight Year: 1963 USGS
1976 Aerial Photograph. Scale:1"=1000'Flight Year: 1976 USGS
1983 Aerial Photograph. Scale:1"=1000'Flight Year: 1983 USDA
1988 Aerial Photograph. Scale:1"=1000'Flight Year: 1988 USGS
1994 Aerial Photograph. Scale:1"=1000'Flight Year: 1994 DOQQ_USGS
1998 Aerial Photograph. Scale:1"=1000'Flight Year: 1998 DOQQ_USGS
2006 Aerial Photograph. Scale:1"=1000'Flight Year: 2006 NAIP_USGS
2010 Aerial Photograph. Scale:1"=1000'Flight Year: 2010 NAIP_USGS
2014 Aerial Photograph. Scale:1"=1000'Flight Year: 2014 NAIP_USGS
5106161.5
2
3
1
2
INQUIRY #: 5106161.5YEAR: INDEX
INQUIRY #: 5106161.5YEAR: 1947SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1947SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1947SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1950SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1950SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1950SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1963SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1963SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1963SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1976SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1976SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1976SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1983SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1983SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1983SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1988SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1988SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1988SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1994SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1994SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1994SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1998SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1998SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 1998SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 2006SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 2006SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 2006SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 2010SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 2010SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 2010SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 2014SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 2014SCALE: 1"=1000'
INQUIRY #: 5106161.5YEAR: 2014SCALE: 1"=1000'
Appendix D: Site Protection Instrument
SPACE ABOVE THIS LINE FOR RECORDER’S USE
PERMANENT CONSERVATION EASEMENT
THIS CONSERVATION EASEMENT (“Conservation Easement”) made this
day of , 2019 by and between ,
(“Grantor”) and Unique Places to Save (“Grantee”).
The designation Grantor and Grantee as used herein shall include said parties,
their heirs, successors and assigns, and shall include singular, plural, masculine, feminine
or neuter as required by context.
RECITALS
WHEREAS, Grantor owns in fee simple certain real property situated, lying and
being in Watauga and Wilkes Counties, North Carolina, more particularly described in
Exhibit A attached hereto and incorporated herein (the “Property”);
WHEREAS, Grantee is a charitable, not‐for‐profit or educational corporation,
association, or trust qualified under § 501 (c)(3) and § 170 (h) of the Internal Revenue
Code, the purposes or powers of which include one or more of the purposes (a) – (d)
RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:
Wildlands Engineering, Inc.
1430 South Mint Street, Suite 104
Charlotte, NC 28203
Prepared by Wildlands Engineering, Inc
listed below;
(a) retaining or protecting natural, scenic, or open‐space aspects of real
property;
(b) ensuring the availability of real property for recreational, educational, or
open‐space use;
(c) protecting natural resources;
(d) maintaining or enhancing air or water quality.
WHEREAS, Grantor and Grantee recognize the conservation, scenic, natural, or
aesthetic value of the property in its natural state, which includes the following natural
communities: wetlands, streams and riparian buffers. The purpose of this Conservation
Easement is to maintain streams, wetlands and riparian resources and other natural
values of approximately _____ acres, more or less, and being more particularly described
in Exhibit B attached hereto and incorporated fully herein by reference (the
“Conservation Easement Area”), and prevent the use or development of the Conservation
Easement Area for any purpose or in any manner that would conflict with the
maintenance of its natural condition.
WHEREAS, the preservation of the Conservation Easement Area is a condition of
the approval of the Mitigation Banking Instrument (MBI) and Mitigation Plan for the
Yadkin Valley Umbrella Mitigation Bank – Dugger Creek Mitigation Site, Department of
the Army (DA) Action ID Number SAW 2017‐01918, entitled “Agreement to Establish the
Yadkin Valley Umbrella Mitigation Bank in the Yadkin River Basin within the State of North
Carolina”, entered into by and between Wildlands Holdings IV, LLC (Wildlands) acting as
the Bank Sponsor and the Wilmington District Corps of Engineers (Corps), in consultation
with the North Carolina Interagency Review Team (IRT). The Dugger Creek Mitigation
Site has been approved by the Corps for use as a mitigation bank to compensate for
unavoidable stream and wetland impacts authorized by DA permits.
WHEREAS, Grantor and Grantee agree that third‐party rights of enforcement shall
be held by the U.S. Army Corps of Engineers, Wilmington District (“Third‐Party,” to
include any successor agencies), and may be exercised through the appropriate
enforcement agencies of the United States, and that these rights are in addition to, and
do not limit, the rights of enforcement under the Department of the Army instrument
number SAW‐2017‐01918 (“Mitigation Banking Instrument”), or any permit or
certification issued by the Third‐Party.
NOW, THEREFORE, for and in consideration of the covenants and representations
contained herein and for other good and valuable consideration, the receipt and legal
sufficiency of which is hereby acknowledged, Grantor hereby unconditionally and
irrevocably grants and conveys unto Grantee, its heirs, successors and assigns, forever
and in perpetuity a Conservation Easement of the nature and character and to the extent
hereinafter set forth, over the Conservation Easement Area described on Exhibit B,
together with the right to preserve and protect the conservation values thereof, as
follows:
ARTICLE I.
DURATIONOF EASEMENT
This Conservation Easement shall be perpetual. This Conservation Easement is an
easement in gross, runs with the land and is enforceable by Grantee against Grantor,
Grantor’s personal representatives, heirs, successors and assigns, lessees, agents and
licensees.
ARTICLE II.
PROHIBITED AND RESTRICTED ACTIVITIES
Any activity on, or use of, the Conservation Easement Area inconsistent with the
purpose of this Conservation Easement is prohibited. The Conservation Easement Area
shall be preserved in its natural condition and restricted from any development that
would impair or interfere with the conservation values of the Conservation Easement
Area.
Without limiting the generality of the foregoing, the following activities and uses
are expressly prohibited, restricted or reserved as indicated hereunder:
A. Disturbance of Natural Features. Any change disturbance, alteration or
impairment of the natural features of the Conservation Easement Area or any
introduction of non‐native plants and/or animal species is prohibited.
B. Construction. There shall be no constructing or placing of any building, mobile
home, asphalt or concrete pavement, billboard or other advertising display, antenna,
utility pole, tower, conduit, line, pier, landing, dock or any other temporary or permanent
structure or facility on or above the Conservation Easement Area.
C. Industrial, Commercial and Residential Use. Industrial, residential and/or
commercial activities, including any rights of passage for such purposes are prohibited.
D. Agricultural, Grazing and Horticultural Use. Agricultural, grazing, animal
husbandry, and horticultural use of the Conservation Easement Area are prohibited.
E. Vegetation. There shall be no removal, burning, destruction, harming, cutting
or mowing of trees, shrubs, or other vegetation in the Conservation Easement Area except
as provided in the Mitigation Plan. Mowing of invasive and herbaceous vegetation for
purposes of enhancing planted or volunteer trees and shrubs approved in the Mitigation
Plan is allowable once a year for no more than five consecutive years from the date on
page 1 of this Conservation Easement, except where mowing will negatively impact
vegetation or disturb soils. Mowing activities shall only be performed by Wildlands
Holdings IV, LLC and shall not violate any part of Item L of Article II.
F. Roads and Trails. There shall be no construction of roads, trails or walkways
on the Conservation Easement Area; nor enlargement or modification to existing roads,
trails or walkways.
G. Signage. No signs shall be permitted on or over the Conservation Easement
Area, except the posting of no trespassing signs, signs identifying the conservation values
of the Conservation Easement Area, signs giving directions or proscribing rules and
regulations for the use of the Conservation Easement Area and/or signs identifying the
Grantor as owner of the Conservation Easement Area.
H. Dumping or Storage. Dumping or storage of soil, trash, ashes, garbage, waste,
abandoned vehicles, appliances, machinery or hazardous substances, or toxic or
hazardous waste, or any placement of underground or aboveground storage tanks or
other materials on the Conservation Easement Area is prohibited.
I. Excavation, Dredging or Mineral Use. There shall be no grading, filling,
excavation, dredging, mining or drilling; no removal of topsoil, sand, gravel, rock, peat,
minerals or other materials, and no change in the topography of the land in any manner
on the Conservation Easement Area, except to restore natural topography or drainage
patterns. For purposes of restoring and enhancing streams and wetlands within the
Conservation Easement Area, Wildlands is allowed to perform grading, filling, and
excavation associated with stream and wetland restoration and enhancement activities as
described in the Mitigation Plan and authorized by Department of the Army Nationwide
Permit 27.
J. Water Quality and Drainage Pattern. There shall be no diking, draining,
dredging, channeling, filling, leveling, pumping, impounding or related activities, or
altering or tampering with water control structures or devices, or disruption or alteration
of the restored, enhanced, or created drainage patterns. In addition, diverting or causing
or permitting the diversion of surface or underground water into, within or out of the
easement area by any means, removal of wetlands, polluting or discharging into waters,
springs, seeps, or wetlands, or use of pesticide or biocides is prohibited.
K. Development Rights. No development rights that have been encumbered or
extinguished by this Conservation Easement shall be transferred pursuant to a
transferable development rights scheme or cluster development arrangement or
otherwise.
L. Vehicles. The operation of mechanized vehicles, including, but not limited to,
motorcycles, dirt bikes, all‐terrain vehicles, cars and trucks is prohibited other than for
temporary or occasional access by the Wildlands, the Grantee, its employees and
agents, successors, assigns, and the Corps for purposes of constructing, maintaining
and monitoring the restoration, enhancement and preservation of streams, wetlands
and riparian areas within the Conservation Easement Area.
M. Other Prohibitions. Any other use of, or activity on, the Conservation
Easement Area which is or may become inconsistent with the purposes of this grant, the
preservation of the Conservation Easement Area substantially in its natural condition, or
the protection of its environmental systems, is prohibited.
ARTICLE III
GRANTOR’S RESEVERED RIGHTS
The Grantor expressly reserves for himself, his personal representatives, heirs,
successors or assigns, the right to continue the use of the Conservation Easement Area for
all purposes not inconsistent with this Conservation Easement, including, but not limited
to, the right to quiet enjoyment of the Conservation Easement Area, the rights of ingress
and egress, the right to hunt, fish, and hike on the Conservation Easement Area, the right
to sell, transfer, gift or otherwise convey the Conservation Easement Area, in whole or in
part, provided such sale, transfer or gift conveyance is subject to the terms of, and shall
specifically reference, this Conservation Easement.
Notwithstanding the foregoing Restrictions, Grantor reserves for Grantor, its
successors and assigns, including Wildlands acting as the Bank Sponsor, the right to
construct and perform activities related to the restoration, enhancement, and
preservation of streams, wetlands and riparian areas within the Conservation Easement
Area in accordance with the approved Yadkin Valley Umbrella Mitigation Plan‐Dugger
Creek Mitigation Site, and the Mitigation Banking Instrument described in the Recitals of
this Conservation Easement.
Notwithstanding the foregoing Restrictions, Grantor reserves for Grantor, its
successors and assigns, the following rights in the areas labeled as “Reserved Stream
Crossing” in the approved Yadkin Valley Umbrella Mitigation Bank – Dugger Creek Site
Mitigation Plan, Department of the Army (DA) Action ID Number SAW‐2017‐01918:
Reserved Stream Crossing: vehicular access is allowed.
ARTICLE IV.
GRANTEE’S RIGHTS
The Grantee or its authorized representatives, successors and assigns, and the
Corps, shall have the right to enter the Property and Conservation Easement Area at all
reasonable times for the purpose of inspecting the Conservation Easement Area to
determine if the Grantor, or his personal representatives, heirs, successors, or assigns, is
complying with the terms, conditions, restrictions, and purposes of this Conservation
Easement. The Grantee, Wildlands, and its authorized representatives, successors and
assigns, and the Corps shall also have the right to enter and go upon the Conservation
Easement Area for purposes of making scientific or educational observations and studies,
and taking samples. The easement rights granted herein do not include public access
rights.
ARTICLE V
ENFORCEMENT AND REMEDIES
A. To accomplish the purposes of this Easement, Grantee, and the Corps are
allowed to prevent any activity on or use of the Conservation Easement Area that is
inconsistent with the purposes of this Easement and to require the restoration of such
areas or features of the Conservation Easement Area that may be damaged by such
activity or use. Upon any breach of the terms of this Conservation Easement by Grantor
that comes to the attention of the Grantee, the Grantee shall notify the Grantor in writing
of such breach. The Grantor shall have 30 days after receipt of such notice to correct the
conditions constituting such breach. If the breach remains uncured after 30 days, the
Grantee may enforce this Conservation Easement by appropriate legal proceedings
including damages, injunctive and other relief. Notwithstanding the foregoing, the
Grantee reserves the immediate right, without notice, to obtain a temporary restraining
order, injunctive or other appropriate relief if the breach of the terms of this Conservation
Easement is or would irreversibly or otherwise materially impair the benefits to be derived
from this Conservation Easement. The Grantor and Grantee acknowledge that under such
circumstances damage to the Grantee would be irreparable and remedies at law will be
inadequate. The rights and remedies of the Grantee provided hereunder shall be in
addition to, and not in lieu of, all other rights and remedies available to Grantee in
connection with this Conservation Easement. The costs of a breach, correction or
restoration, including the Grantee’s expenses, court costs, and attorneys’ fees, shall be
paid by Grantor, provided Grantor is determined to be responsible for the breach. The
Corps shall have the same rights and privileges as the said Grantee to enforce the terms
and conditions of this Conservation easement.
B. No failure on the part of the Grantee to enforce any covenant or provision
hereof shall discharge or invalidate such covenant or any other covenant, condition, or
provision hereof or affect the right to Grantee to enforce the same in the event of a
subsequent breach or default.
C. Nothing contained in this Conservation Easement shall be construed to
entitle Grantee to bring any action against Grantor for any injury or change in the
Conservation Easement Area resulting from causes beyond the Grantor’s control,
including, without limitation, fire, flood, storm, war, acts of God or third parties, except
Grantor’s lessees or invitees; or from any prudent action taken in good faith by Grantor
under emergency conditions to prevent, abate, or mitigate significant injury to life,
damage to property or harm to the Conservation Easement Area resulting from such
causes.
ARTICLE VI
MISCELLANEOUS
A. Warranty. Grantor warrants, covenants and represents that it owns the
Property in fee simple, and that Grantor either owns all interests in the Property which
may be impaired by the granting of this Conservation Easement or that there are no
outstanding mortgages, tax liens, encumbrances, or other interests in the Property which
have not been expressly subordinated to this Conservation Easement. Grantor further
warrants that Grantee shall have the use of and enjoy all the benefits derived from and
arising out of this Conservation Easement, and that Grantor will warrant and defend title
to the Property against the claims of all persons.
B. Subsequent Transfers. The Grantor agrees to incorporate the terms of this
Conservation Easement in any deed or other legal instrument that transfers any interest
in all or a portion of the Conservation Easement Area. The Grantor agrees to provide
written notice of such transfer at least sixty (60) days prior to the date of the transfer. The
Grantor and Grantee agree that the terms of this Conservation Easement shall survive any
merger of the fee and easement interests in the Conservation Easement Area or any
portion thereof and shall not be amended, modified or terminated without the prior
written consent and approval of the Corps.
C. Assignment. The parties recognize and agree that the benefits of this
Conservation Easement are in gross and assignable provided, however that the Grantee
hereby covenants and agrees, that in the event it transfers or assigns this Conservation
Easement, the organization receiving the interest will be a qualified holder pursuant to 33
CFR 332.7 (a)(1), N.C. Gen. Stat. § 121‐34 et seq. and § 501 (c)(3) and § 170 (h) of the
Internal Revenue Code, and the Grantee further covenants and agrees that the terms of
the transfer or assignment will be such that the transferee or assignee will be required to
continue in perpetuity the conservation purposes described in this document.
D. Entire Agreement and Severability. The Mitigation Banking Instrument: MBI
with corresponding Mitigation Plan, and this Conservation Easement sets forth the entire
agreement of the parties with respect to the Conservation Easement and supersedes all
prior discussions, negotiations, understandings or agreements relating to the
Conservation Easement. If any provision is found to be void or unenforceable by a court of
competent jurisdiction, the remainder shall continue in full force and effect.
E. Obligations of Ownership. Grantor is responsible for any real estate taxes,
assessments, fees, or charges levied upon the Property. Grantor shall keep the Property
free of any liens or other encumbrances for obligations incurred by Grantor, except those
incurred after the date hereof, which are expressly subject and subordinate to the
Conservation Easement. Grantee shall not be responsible for any costs or liability of any
kind related to the ownership, operation, insurance, upkeep, or maintenance of the
Property, except as expressly provided herein. Nothing herein shall relieve the Grantor of
the obligation to comply with federal, state or local laws, regulations and permits that may
apply to the exercise of the Reserved Rights.
F. Long‐Term Management. If livestock operations will be maintained on the
property, Grantor is responsible for all long‐term management activities associated with
fencing to ensure livestock do not have access to the Protected Property. These activities
include the maintenance and/or replacement of fence structures, as deemed necessary by
the Grantee, to ensure the aquatic resource functions within the boundaries of the
Protected Property are sustained.
G. Extinguishment. In the event that changed conditions render impossible the
continued use of the Conservation Easement Area for the conservation purposes, this
Conservation Easement may only be extinguished, in whole or in part, by judicial
proceeding.
H. Eminent Domain. Whenever all or part of the Conservation Easement Area
is taken in the exercise of eminent domain so as to substantially abrogate the
Restrictions imposed by this Conservation Easement, Grantor and Grantee shall join in
appropriate actions at the time of such taking to recover the full value of the taking,
and all incidental and direct damages due to the taking.
I. Proceeds. This Conservation Easement constitutes a real property interest
immediately vested in Grantee. In the event that all or a portion of the Conservation
Easement Area is sold, exchanged, or involuntarily converted following an extinguishment
or the exercise of eminent domain, Grantee shall be entitled to the fair market value of
this Conservation Easement as determined at the time of the extinguishment or
condemnation.
J. Notification. Any notice, request for approval, or other communication required
under this Conservation Easement shall be sent by registered or certified mail, postage
prepaid, to the following addresses (or such address as may be hereafter specified by
notice pursuant to this paragraph):
To Grantor:
[Name, address and fax number]
To Grantee:
Unique Places to Save
PO Box 1183
Chapel Hill, NC 27514‐1183
Attention: David Harper
To Sponsor:
Wildlands Holdings IV, LLC
143 South Mint Street, Suite 104
Charlotte, NC 28203
Attention: Shawn D. Wilkerson
Fax: 704‐332‐3306
To the Corps:
US Army Corps of Engineers
Wilmington District Regulatory Division
69 Darlington Avenue
Wilmington, NC 28403
K. Failure of Grantee. If at any time Grantee is unable or fails to enforce this
Conservation Easement, or if Grantee ceases to be a qualified grantee, and if within a
reasonable period of time after the occurrence of one of these events Grantee fails to
make an assignment pursuant to this Conservation Easement, then the Grantee’s interest
shall become vested in another qualified grantee in accordance with an appropriate
proceeding in a court of competent jurisdiction.
L. Amendment. This Conservation Easement may be amended, but only in a
writing signed by all parties hereto, and provided such amendment does not affect the
qualification of this Conservation Easement or the status of the Grantee under any
applicable laws, and is consistent with the conservation purposes of this grant.
M. Present Condition of the Conservation Easement Area. The wetlands, scenic,
resource, environmental, and other natural characteristics of the Conservation
Easement Area, and its current use and state of improvement, are described in Section
3 of the Mitigation Plan, prepared by Grantor and acknowledged by the Grantor and
Grantee to be complete and accurate as of the date hereof. Both Grantor and Grantee
have copies of this report. It will be used by the parties to assure that any future changes
in the use of the Conservation Easement Area will be consistent with the terms of this
Conservation Easement. However, this report is not intended to preclude the use of other
evidence to establish the present condition of the Conservation Easement Area if there is a
controversy over its use.
TO HAVE AND TO HOLD the said rights and easements perpetually unto Grantee for the
aforesaid purposes.
IN TESTIMONY WHEREOF, the Grantor has hereunto set his hand and seal, the day and
year first above written.
By: ________________________________
Date:________________________________
NORTH CAROLINA
COUNTY OF _________________
I, _____________________________, a Notary Public in and for the County and State
aforesaid, do hereby certify that _________________________, Grantor, personally
appeared before me this day and acknowledged the execution of the foregoing instrument.
IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the __________
day of ___________________, 20__.
________________________________________
Notary Public
My commission expires:
______________________________
IN TESTIMONY WHEREOF, the Grantee has hereunto set his hand and seal, the day
and year first above written.
Unique Places to Save
By: ___________________________________ (SEAL)
David Harper, Director
NORTH CAROLINA
COUNTY OF _________________
I, _____________________________, a Notary Public in and for the County and State
aforesaid, do hereby certify that David Harper, Grantor, personally appeared before me this
day and acknowledged that he is Director of Unique Places to Save, a non‐profit
corporation, and that he, as Director, being authorized to do so, executed the foregoing on
behalf of the corporation.
IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the __________
day of ___________________, 20__.
________________________________________
Notary Public
My commission expires:
______________________________
EXHIBIT A
[Property Description ‐ Map]
EXHIBIT B
[Easement Legal Description]
Appendix E: Agency Correspondence
North Carolina Department of Cultural Resources
State Historic Preservation Office
Peter B. Sandbwk. Administrator
Michael F. Easley, Governor Office of Archives and History
Lisheth C. Evans, Secretary Division of Historical Resources
Jeffrey J. Crow, Deputy Secretary David Brook, Director
May 2, 2006
.John Vilas
Environmental Consulting Services
3764 Rominger Road
Banner Elk, NC 28604
Re: Dogger Creek Tract Expansion Area, Watauga County, ER 06-0721
Dear Mr. Vilas:
We have received the archaeological survey report by Mr. Bobby Southerlin for the above project. We apologize
for the delay in our response. The report meets our office's guidelines and those of the Secretary of the Interior.
During the course of the survey, eleven sites were located within the project area. Three cemeteries purported to
be within the project area were not located. Mr. Southerlin has recommended that no further archaeological
investigation be conducted in connection with this project. He further recommends that caution be used during
construction in the general areas of the cemetery locations. We concur with these recommendations.
The above comments are made pursuant to Section 106 of the National Historic Preservation Act and the
Advisory Council on Historic Preservation's Regulations for Compliance with Section 106 codified at 36 CFR Part
800.
Thank you for your cooperation and consideration. If you have questions concerning the above comment, please
contact Renee Gledhill -Earley, environmental review coordinator, at 919/733-4763. In all future communication
concerning this project,-please,cite,the above referenced tracking number.
Sincerely,
fc
er Sandbeck
Bobby Southerlin, Archaeological Consultants of the Carolinas, Inc.
ACOE
Location Mailing Add -1 TelephanelFax
ADMINISTRATION 507 N. Biount St -1, Relcigh NC 4617 Mail Service Center, RaleitJ) NC 27699-4617 (919)733-47631133-9653
RESTORATION 515 N. III— Street, Raleigh NC 4617 Mail Service Center, Raleigh NC 27699-4617 (919)733-6547/715-4801
SURVEY F PLANNING 515 N. Bloanl S1-1, Raleigh, NC 4617 Mail Service Cerner, Raleigh NC 276994617 (919)733-6545/715-4807
Z'd 9i•69LGaeae dso:so 90 9T Few
North Carolina Department of Natural and Cultural Resources
State Historic Preservation Office
Ramona M. Bartos, Administrator
Governor Roy Cooper Office of Archives and History
Secretary Susi H. Hamilton Deputy Secretary Kevin Cherry
Location: 109 East Jones Street, Raleigh NC 27601 Mailing Address: 4617 Mail Service Center, Raleigh NC 27699-4617 Telephone/Fax: (919) 807-6570/807-6599
March 13, 2018
Andrea Eckardt
Wildlands Engineering, Inc.
1430 S. Mint Street, Suite 104
Charlotte, NC 28203
Re: Dugger Creek Mitigation Site, Wilkes and Watauga Counties, ER 18-0396
Dear Ms. Eckardt:
Thank you for your letter of February 8, 2018, concerning the above project.
We have conducted a review of the project and are aware of no historic resources which would be affected by
the project. Therefore, we have no comment on the project as proposed.
The above comments are made pursuant to Section 106 of the National Historic Preservation Act and the
Advisory Council on Historic Preservation’s Regulations for Compliance with Section 106 codified at 36 CFR
Part 800.
Thank you for your cooperation and consideration. If you have questions concerning the above comment,
contact Renee Gledhill-Earley, environmental review coordinator, at 919-807-6579 or
environmental.review@ncdcr.gov. In all future communication concerning this project, please cite the above
referenced tracking number.
Sincerely,
Ramona M. Bartos
Wildlands Engineering, Inc. (P) 704.332.7754 • 1430 S. Mint Street, Suite 104 • Charlotte, NC 28203
February 8, 2018
Renee Gledhill‐Earley
State Historic Preservation Office
4617 Mail Service Center
Raleigh, NC 27699‐4617
Subject: Dugger Creek Mitigation Site in Wilkes and Watauga Counties, NC
Dear Ms. Gledhill‐Earley,
Wildlands Engineering, Inc. requests review and comment on any possible issues that might emerge
with respect to archaeological or cultural resources associated with a potential stream preservation
project on the Dugger Creek Mitigation Bank Site. A Site Map and USGS Topographic Map with
approximate areas of the conservation easement are enclosed. SHPO provided comment on the
property in 2006 as part of a proposed development project on the site (ER 06‐0721). We wanted to
confirm nothing had changed in their assessment.
The Dugger Creek Mitigation Bank, as part of the Wildlands Yadkin Valley Umbrella Mitigation Bank, is
being developed to provide in‐kind mitigation for unavoidable stream channel impacts. The Dugger
Creek Mitigation Bank will preserve a network of high‐quality, ecologically significant streams and
natural communities in the Dugger Creek Valley. The project will include preservation of stream
channels and riparian buffers through a conservation easement. The site has historically been used for
foresty. No architectural structures or achaeological artifacts have been observed or noted during
preliminary surveys of the site for restoration purposes.
We ask that you review the site based on the attached information to determine the presence of any
historic properties.
We thank you in advance for your timely response and cooperation. Please feel free to contact us with
any questions that you may have concerning the extent of site disturbance associated with this project.
Sincerely,
Andrea S. Eckardt, Project Manager
aeckardt@wildlandseng.com
704.332.7754 x 101
Wildlands Engineering, Inc. (P) 704.332.7754 • 1430 S. Mint Street, Suite 104 • Charlotte, NC 28203
February 8, 2018
Shannon Deaton
North Carolina Wildlife Resource Commission
Division of Inland Fisheries
1721 Mail Service Center
Raleigh, NC 27699
Subject: Dugger Creek Mitigation Site in Wilkes and Watauga Counties, NC
Dear Ms. Deaton,
The purpose of this letter is to request review and comment on any possible issues that might emerge
with respect to fish and wildife issues associated with a potential stream preservation project on the
Dugger Creek Mitigation Site. A Site Map and USGS Topographic Map showing the approximate project
area are enclosed. The topographic figure was prepared from the Deep Gap and Buffalo Cove USGS 7.5‐
minute topographic quadrangle.
The Dugger Creek Mitigation Bank Site, as part of the Wildlands Yadkin Valley Umbrella Mitigation Bank,
is being developed to provide in‐kind mitigation for unavoidable stream channel impacts. The Dugger
Creek Mitigation Bank will preserve a network of high‐quality, ecologically significant streams and
nuatural communities in the Dugger Creek Valley. The project will include preservation of stream
channels and riparian buffers through a conservation easement. The site has historically been used for
foresty.
We thank you in advance for your timely response and cooperation. Please feel free to contact us with
any questions that you may have concerning the extent of site disturbance associated with this project.
Sincerely,
Andrea S. Eckardt, Project Manager
aeckardt@wildlandseng.com
704.332.7754 x 101
North Carolina Wildlife Resources Commission
Gordon Myers, Executive Director
Mailing Address: Habitat Conservation • 1721 Mail Service Center • Raleigh, NC 27699-1721
Telephone: (919) 707-0220 • Fax: (919) 707-0028
March 14, 2018
Andrea Eckardt
Wildlands Engineering
1430 S. Mint Street, Suite 104
Charlotte, NC 28203
SUBJECT: Dugger Creek Mitigation Site
Dear Ms. Eckardt:
Biologists with the North Carolina Wildlife Resources Commission (NCWRC) received your February 8,
2018 letter regarding plans for a stream preservation project on Elk Creek and unnamed tributaries in
Watauga and Wilkes County. You requested review and comment on any possible issues that might
emerge with respect to fish and wildlife associated with the project. Our comments on this project are
offered for your consideration under provisions of the Clean Water Act of 1977 (33 U.S.C. 466 et. seq.)
and Fish and Wildlife Coordination Act (48 Stat. 401, as amended; 16 U.S.C. 661-667d).
Details were not provided in the letter on design nor the size of the project. The project is proposed as a
mitigation project and will involve stream preservation on a large number of stream feet. NCWRC staff
did attend an agency site visit in the fall of 2017, and our comments on the site were incorporated in a
summary of this site visit.
This project should not impact wild trout resources. We are supportive of protecting this high quality
resource.
Thank you for the opportunity to review and comment on this project. Please contact me at (828) 803-
6054 if you have any questions about these comments.
Sincerely,
Andrea Leslie
Mountain Region Coordinator
Habitat Conservation Program
North Carolina Wildlife Resources Commission
Gordon Myers, Executive Director
Mailing Address: N.C. Wildlife Resources Commission • 1701 Mail Service Center • Raleigh NC 27699-1701
Telephone: (919) 707-0010
15 March 2017
Dear Blue Ridge Mountain Club,
The purpose of this memo is to provide an overview of fisheries work completed by North Carolina
Wildlife Resources Commission (NCWRC) staff on South Fork Laurel Creek, Laurel Creek, and Dugger
Creek.
Laurel Creek
On September 28th and October 5th, the South Fork and mainstem of Laurel Creek were surveyed by
NCWRC staff. The mainstem was surveyed near the Powder Horn Mountain Campground and the South
Fork was surveyed just upstream of the Blue Hole. At both sites, 450-600 feet of stream was surveyed
using a backpack electrofishing unit, which uses electricity to temporarily stun fish. The purpose of the
surveys was to gather general information about the trout population such as size range and body
condition of the fish.
At the mainstem site, we collected 31 Brown Trout ranging in length from 3 to 14 inches. One 6-inch
Brook Trout was also collected. The Brown Trout population appears to be doing well, as most fish were
plump and the variety of lengths observed suggests that several different age-classes were present. As
with our 2015 survey, several of the trout were over 10 inches in length, which is relatively uncommon
among wild trout in western North Carolina. In addition, six other non-game fish species were collected.
At the South Fork site, 58 Brook Trout were collected and ranged in length from 2 to 6 inches. Nearly
half of all the trout collected were < 4 inches long, indicating that the adults had successfully spawned
the previous fall. Overall, the Brook Trout population in South Laurel Creek appears to be doing well.
Dugger Creek
On September 28th, Dugger Creek was surveyed at two sites above Dugger Creek Falls. The lower site
was just upstream of the falls and the upper site was near the campsite between the falls and the
Middle Dugger Creek Connector trail.
At the lower site, we collected 12 Brook Trout ranging in length from 2 to 6 inches. Both the number
and size of fish were better at the upper site; 34 Brook Trout were collected and ranged in length from 3
to 8 inches, with many more intermediate-size fish.
Page 2
Overall, the Brook Trout populations in Dugger Creek and South Fork Laurel Creek appear to be doing
well, and represent unique Southern Appalachian resources, as they are the only salmonid native to the
region. However, they are becoming increasingly rare in many of our streams as a result of competition
with non-native trout species like Rainbow Trout, climate change, and habitat degradation. For these
and other reasons, the trout populations within Blue Ridge Mountain Club are highly valuable and any
efforts to preserve the fish and their habitat are worthwhile.
Finally, Whirling Disease has been documented in Brook Trout and Brown Trout from Laurel Creek.
Whirling Disease is “a malady of trout and salmon caused by a microscopic parasite that produces a
spore. The water-borne parasite (Myxobolus cerebralis) may not directly kill trout, but fish heavily
infested can become deformed or exhibit the erratic tail-chasing behavior from which the disease gets
its name.” The impacts of this disease on infected trout populations in North Carolina are not yet known
because it was not documented here until 2015. In states where Whirling Disease has been documented
for a long time, the effects of the disease have been mixed. For example, no major impacts have been
observed in infected waters in New York, whereas states like Colorado have documented substantial
population-level declines. We plan to monitor the effects of Whirling Disease on trout in Laurel Creek
and elsewhere, and will keep you informed of our findings. In the meantime, there are ways to help
prevent the spread of Whirling Disease from Laurel Creek to other streams. Anglers fishing Laurel Creek
should spray any mud or debris off of their waders and allow them to completely dry before visiting
another stream. If an angler plans to fish two (or more) streams in a short timeframe, they should either
thoroughly spray their waders and boots with 409 cleaner or soak their gear in 10% bleach for 10
minutes. Our agency website has a page specifically dedicated to Whirling Disease (see link below).
Please let me know if you have questions or if I can be of assistance,
Thank you,
Thomas
Thomas Johnson
NCWRC Fisheries Biologist I
Boone, NC 28607
828-386-6163
thomas.johnson@ncwildlife.org
Useful links
NCWRC Website: http://www.ncwildlife.org/
NCWRC Trout Fishing Page: http://www.ncwildlife.org/Learning/Species/Fish/Trout/TroutFishing.aspx
NCWRC Fishing Areas & Access Map: https://ncpaws.org/wrcmapbook/FishingAreas.aspx
NCWRC Whirling Disease Page: http://www.ncwildlife.org/Fishing/Whirling-Disease
Wildlands Engineering, Inc. (P) 704.332.7754 • 1430 S. Mint Street, Suite 104 • Charlotte, NC 28203
February 8, 2018
Byron Hamstead
USFWS Asheville Field Office
160 Zillicoa Street
Asheville, NC 28801
Subject: Dugger Creek Mitigation Site in Wilkes and Watauga Counties, NC
Dear Mr. Hamstead,
The Dugger Creek Mitigation Bank Site, as part of the Wildlands Yadkin Valley Umbrella Mitigation Bank,
is being developed to provide in‐kind mitigation for unavoidable stream channel impacts. The Dugger
Creek Mitigation Bank will preserve a network of high‐quality, ecologically significant streams and
nuatural communities in the Dugger Creek Valley. The project will include preservation of stream
channels and riparian buffers through a conservation easement. The site has historically been used for
foresty.
We have already obtained an updated species list for Wilkes and Watauga Counties from your website
(https://www.fws.gov/raleigh/species/cntylist/wilkes.html,https://www.fws.gov/raleigh/species/cntylis
t/watauga.html). The Carolina northern flying squirrel (Glaucomys sabrinus coloratus), Gray Bat (Myotis
grisescens), Virginia big‐eared bat (Corynorhinus townsendii virginianus), Spruce‐fir moss spider
(Microhexura montivaga), Roan mountain bluet (Hedyotis purpurea var. montana), and Spreading avens
(Geum radiatum) are listed as endangered in Watauga County. The Rusty‐patched bumblebee (Bombis
affinis) is endangered in both Wilkes and Watauga Counties. The Blue Ridge goldenrod (Solidago
spithamaea) and Heller’s blazing star (Liatris helleri) are listed as threatened in Watauga County and the
northern long‐eared bat is listed both in Watauga and Wilkes Counties. The bog turtle (Glyptemys
muhlenbergii) is listed in Watuaga and Wilkes as threanted due to similarity of appearance. We are
requesting that you provide any known information on these species within the county. The USFWS will
be contacted if suitable habitat for any listed species is found or if we can determine that the project
may affect one or more federally listed species or designated critical habitat.
Please provide comments on any possible issues that might emerge with respect to endangered species,
migratory birds or other trust resources from the construction of a stream and riparian buffer project on
the subject property. A Site Map and USGS Topographic Map showing the approximate project area are
enclosed.
If we have not heard from you in 45 days we will assume that you do not have any comments regarding
associated laws and that you do not have any information relavent to this project at the current time.
Wildlands Engineering, Inc. (P) 704.332.7754 • 1430 S. Mint Street, Suite 104 • Charlotte, NC 28203
We thank you in advance for your timely response and cooperation. Please feel free to contact us with
any questions that you may have concerning the extent of site disturbance associated with this project.
Sincerely,
Andrea S. Eckardt, Project Manager
aeckardt@wildlandseng.com
704.332.7754 x 101
United States Department of the Interior
FISH AND WILDLIFE SERVICE
Asheville Field Office
160 Zillicoa Street
Asheville, North Carolina 28801
March 7, 2018
Ms. Andrea Eckardt
Wildlands Engineering
1430 South Mint Street, Suite 104
Charlotte, North Carolina 28203
Dear Ms. Eckardt:
Subject: Dugger Creek Mitigation Site; Wilkes and Watauga Counties, North Carolina
Log No. 4-2-18-155
The U.S. Fish and Wildlife Service (Service) has reviewed the information provided in your
correspondence received via email dated February 8, 2018. We submit the following comments
in accordance with the provisions of the Fish and Wildlife Coordination Act, as amended
(16 U.S.C. 661-667e); the National Environmental Policy Act (42 U.S.C. §4321 et seq.); and
section 7 of the Endangered Species Act of 1973, as amended (16 U.S.C. 1531-1543) (Act).
Project Description
According to your correspondence, you are seeking our comments with regards to potential
impacts to federally protected species that may be associated with the proposed mitigation
project near Darby, North Carolina. According to the information provided, the proposed project
would entail preservation of Dugger Creek and several of its unnamed tributaries. Specifically,
the proposed project would maintain 300 acres under conservation easement with 100-foot
riparian buffers along Dugger Creek and 50-foot riparian buffers along its tributaries. The
proposed project would maintain several stream crossings to accommodate landowner access and
fish stocking.
Federally Listed Endangered and Threatened Species
Service records indicate the presence of a hibernaculum for the federally threatened northern
long-eared bat (Myotis septentrionalis) in the project vicinity, and high quality summer roosting
habitat is likely throughout the project area. The project may impact suitable summer roosting
habitat if tree clearing is required to accommodate proposed stream crossings. However, the
final 4(d) rule (effective as of February 16, 2016), exempts incidental take of northern long-eared
bat associated with activities that occur greater than 0.25 miles from a known hibernation site,
and greater than 150 feet from a known, occupied maternity roost during the pup season (June 1
– July 31). Based on the information provided, the project would occur at a location where any
incidental take that may result from associated activities is exempt under the 4(d) rule.
2
The Service does not have records for any other federally protected species or designated critical
habitats in the vicinity of the proposed project.
We offer the following comments in the interest of protecting fish and wildlife resources:
Stream Crossings
In the interest of preserving natural resources and specifically, aquatic habitats for the purposes
of conservation, bridges or spanning structures should be used for all permanent roadway
crossings of streams and associated wetlands. Structures should span the channel and the
floodplain in order to minimize impacts to aquatic resources, allow for the movement of aquatic
and terrestrial organisms, and eliminate the need to place fill in streams and floodplains.
Bridges should be designed and constructed so that no piers or bents are placed in the stream,
approaches and abutments do not constrict the stream channel, and the crossing is perpendicular
to the stream. Spanning some or all of the floodplain allows the stream to access its floodplain
and dissipate energy during high flows and also provides for terrestrial wildlife passage. When
bank stabilization is necessary, we recommend that the use of riprap be minimized and that a
riprap-free buffer zone be maintained under the bridge to allow for wildlife movement. If fill in
the floodplain is necessary, floodplain culverts should be added through the fill to allow the
stream access to the floodplain during high flows.
If bridges are not possible and culverts are the only option, we suggest using bottomless culverts.
Bottomless culverts preserve the natural stream substrate, create less disturbance during
construction and provide a more natural post-construction channel. Culverts should be
sufficiently sized to mimic natural stream functions and habitats located at the crossing site;
allow for water depth, volume (flow), and velocity levels that will permit aquatic organism
passage; and accommodate the movement of debris and bed material during bank-full events.
Widening the stream channel must be avoided.
Where traditional culverts are the only feasible alternative to accommodate necessary stream
crossings, we recommend the use of multiple barrels, in addition to the low-flow barrel, to
convey flood flows. Floodplain barrels should be placed on or near stream bank-full or
floodplain bench elevation and discharge onto floodplain benches. Where appropriate, install
sills on the upstream end of floodplain barrels to restrict or divert the base stream flow to a single
barrel. If the culvert is longer than 40 linear feet, alternating or notched baffles should be
installed in a manner that mimics the existing stream pattern. This will enhance the passage of
aquatic life by: (1) depositing and retaining sediment in the barrel, (2) maintaining channel
depth and flow regimes, and (3) providing resting places for fish and other aquatic organisms.
Erosion and Sediment Control
Measures to control sediment and erosion should be installed before any ground-disturbing
activities occur. Instream work should occur under dry conditions utilizing a temporary
diversion/pump-around system. Grading and backfilling should be minimized, and existing
native vegetation should be retained (if possible) to maintain riparian cover for fish and wildlife.
Disturbed areas should be revegetated with native grass and tree species as soon as the project is
completed. Ground disturbance should be limited to what will be stabilized quickly, preferably
3
by the end of the workday. Natural fiber matting (coir) should be used for erosion control as
synthetic netting can trap animals and persist in the environment beyond its intended purpose.
The Service appreciates the opportunity to provide these comments. Please contact Mr. Byron
Hamstead of our staff at 828/258-3939, Ext. 225, if you have any questions. In any future
correspondence concerning this project, please reference our Log Number 4-2-18-155.
Sincerely,
- - original signed - -
Janet Mizzi
Field Supervisor
Appendix F: USACE Preliminary Jurisdictional Determination and NCSAM
Documentation
U.S. ARMY CORPS OF ENGINEERS
WILMINGTON DISTRICT
Action ID:SAW-2017-01918 County: Watauga / Wilkes U.S.G.S. Quad: Deep Gap & Buffalo Cove
NOTIFICATION OF JURISDICTIONAL DETERMINATION
Property Owner: Dugger Valley Investment Group, LLC
and BR Development Group LLC
Attn: Jaime Reynolds
Address:3050 Peachtree Road NW
Suite 370
Atlanta , GA 30305
Telephone Number: 404-260-7720
Size (acres): 885 acres
Nearest Town: Blowing Rock
Nearest Waterway:Dugger Creek
Coordinates: 36.134558 -81.515100
River Basin/ HUC:Yadkin / 03040101
Location description: The site for the proposed Dugger Creek Mitigation Site of the Yadkin Valley Umbrella
Mitigation Bank is located on/near Reynolds Parkway, near Blowing Rock, NC and include the follwing PINs: 2857-
75-7395 and 2857-94-3566 (Wilkes County); 2858-10-9856-000, 2858-14-0482-000, and 2848-55-9114-000 (Watauga
County).
Indicate Which of the Following Apply:
A. Preliminary Determination
X There are waters, including wetlands, on the above described project area, that may be subject to Section 404 of the
Clean Water Act (CWA)(33 USC § 1344) and/or Section 10 of the Rivers and Harbors Act (RHA) (33 USC § 403). The
waters, including wetlands, have been delineated, and the delineation has been verified by the Corps to be sufficiently
accurate and reliable. Therefore this preliminary jurisdiction determination may be used in the permit evaluation process,
including determining compensatory mitigation. For purposes of computation of impacts, compensatory mitigation
requirements, and other resource protection measures, a permit decision made on the basis of a preliminary JD will treat
all waters and wetlands that would be affected in any way by the permitted activity on the site as if they are jurisdictional
waters of the U.S. This preliminary determination is not an appealable action under the Regulatory Program
Administrative Appeal Process (Reference 33 CFR Part 331). However, you may request an approved JD, which is an
appealable action, by contacting the Corps district for further instruction.
There are wetlands on the above described property, that may be subject to Section 404 of the Clean Water Act
(CWA)(33 USC § 1344) and/or Section 10 of the Rivers and Harbors Act (RHA) (33 USC § 403). However, since the
waters, including wetlands, have not been properly delineated, this preliminary jurisdiction determination may not be
used in the permit evaluation process. Without a verified wetland delineation, this preliminary determination is merely
an effective presumption of CWA/RHA jurisdiction over all of the waters, including wetlands, at the project area,
which is not sufficiently accurate and reliable to support an enforceable permit decision. We recommend that you have
the waters of the U.S. on your property delineated. As the Corps may not be able to accomplish this wetland
delineation in a timely manner, you may wish to obtain a consultant to conduct a delineation that can be verified by the
Corps.
B. Approved Determination
There are Navigable Waters of the United States within the above described property subject to the permit requirements
of Section 10 of the Rivers and Harbors Act (RHA) (33 USC § 403)and Section 404 of the Clean Water Act (CWA)(33
USC § 1344). Unless there is a change in the law or our published regulations, this determination may be relied upon for
a period not to exceed five years from the date of this notification.
There are waters of the U.S. including wetlandson the above described property subject to the permit requirements of
Section 404 of the Clean Water Act (CWA)(33 USC § 1344). Unless there is a change in the law or our published
regulations, this determination may be relied upon for a period not to exceed five years from the date of this notification.
We recommend you have the waters of the U.S. on your property delineated. As the Corps may not be able to
accomplish this wetland delineation in a timely manner, you may wish to obtain a consultant to conduct a delineation
that can be verified by the Corps.
The waters of the U.S. including wetlands on your project area have been delineated and the delineation has been
verified by the Corps. If you wish to have the delineation surveyed, the Corps can review and verify the survey upon
completion. Once verified, this survey will provide an accurate depiction of all areas subject to CWA and/or RHA
jurisdiction on your property which, provided there is no change in the law or our published regulations, may be relied
upon for a period not to exceed five years.
_ The waters of the U.S. including wetlandshave been delineated and surveyed and are accurately depicted on the plat
signed by the Corps Regulatory Official identified below on . Unless there is a change in the law or our published
regulations, this determination may be relied upon for a period not to exceed five years from the date of this notification.
There are no waters of the U.S., to include wetlands, present on the above described project area which are subject to the
permit requirements of Section 404 of the Clean Water Act (33 USC 1344). Unless there is a change in the law or our
published regulations, this determination may be relied upon for a period not to exceed five years from the date of this
notification.
_The property is located in one of the 20 Coastal Counties subject to regulation under the Coastal Area Management Act
(CAMA). You should contact the Division of Coastal Management to determine their requirements.
Placement of dredged or fill material within waters of the US and/or wetlands without a Department of the Army permit may
constitute a violation of Section 301 of the Clean Water Act (33 USC § 1311). Placement of dredged or fill material,
construction or placement of structures, or work within navigable waters of the United States without a Department of the
Army permit may constitute a violation of Sections 9 and/or 10 of the Rivers and Harbors Act (33 USC § 401 and/or 403). If
you have any questions regarding this determination and/or the Corps regulatory program, please contact Amanda Jones at
828-271-7980, ext. 4225 or amanda.jones@usace.army.mil.
C. Basis for Determination:
See attached preliminary jurisdictional determination form for a table listing of aquatic resources that correspond to
Figures 1-5 noted below. The site contains stream channels located on the property that exhibit indicators of
ordinary high water marks. These stream channels include Dugger Creek and its unnamed tributaries which
ultimately flows into the Yadkin River which is considered a navigable waterway.
D. Remarks:
The potential waters of the U.S. were verified on-site by the Corps on October 24, 2018 and are as approximately
depicted on the attached Figures 1-5 from Wildlands Engineering dated November 15, 2018. Please note that these
figures and this determination only applies to stream channels for the purposes of developing a stream preservation
umbrella mitigation site and there are wetlands also present within the site that are not depicted on these figures or the in
the attached jurisdictional determination form.
E. Attention USDA Program Participants
This delineation/determination has been conducted to identify the limits of Corps’ Clean Water Act jurisdiction for the
particular site identified in this request. The delineation/determination may not be valid for the wetland conservation
provisions of the Food Security Act of 1985. If you or your tenant are USDA Program participants, or anticipate
participation in USDA programs, you should request a certified wetland determination from the local office of the
Natural Resources Conservation Service, prior to starting work.
F. Appeals Information (This information applies only to approved jurisdictional determinations as indicated in
B. above)
This correspondence constitutes an approved jurisdictional determination for the above described site. If you object to
this determination, you may request an administrative appeal under Corps regulations at 33 CFR Part 331. Enclosed you
will find a Notification of Appeal Process (NAP) fact sheet and request for appeal (RFA) form. If you request to appeal
this determination you must submit a completed RFA form to the following address:
US Army Corps of Engineers
South Atlantic Division
Attn: Jason Steele, Review Officer
60 Forsyth Street SW, Room 10M15
Atlanta, Georgia 30303-8801
In order for an RFA to be accepted by the Corps, the Corps must determine that it is complete, that it meets the criteria
for appeal under 33 CFR part 331.5, and that it has been received by the Division Office within 60 days of the date of the
NAP. Should you decide to submit an RFA form, it must be received at the above address by N/A (Preliminary-JD).
**It is not necessary to submit an RFA form to the Division Office if you do not object to the determination in this
correspondence.**
Corps Regulatory Official: ___________________________________
Amanda Jones
Issue Date of JD: January 7, 2019 Expiration Date: N/A Preliminary JD
The Wilmington District is committed to providing the highest level of support to the public. To help us ensure
we continue to do so, please complete our Customer Satisfaction Survey, located online at
http://corpsmapu.usace.army.mil/cm_apex/f?p=136:4:0.
Copy furnished:
Wildlands Engineering, Attn: Ian Eckardt (via email)
FUEMMELER.AMAND
A.JONES.1242835090
Digitally signed by
FUEMMELER.AMANDA.JONES.1242835090
DN: c=US, o=U.S. Government, ou=DoD, ou=PKI, ou=USA,
cn=FUEMMELER.AMANDA.JONES.1242835090
Date: 2019.01.07 08:28:17 -05'00'
NOTIFICATION OF ADMINISTRATIVE APPEAL OPTIONS AND PROCESS AND
REQUEST FOR APPEAL
Applicant: Dugger Valley Investment Group, LLC
and BR Development Group LLC /
Attn: Jaime Reynolds
File Number: SAW-SAW-2017-01918 Date: January 7, 2019
Attached is:See Section below
INITIAL PROFFERED PERMIT (Standard Permit or Letter of permission) A
PROFFERED PERMIT (Standard Permit or Letter of permission) B
PERMIT DENIAL C
APPROVED JURISDICTIONAL DETERMINATION D
PRELIMINARY JURISDICTIONAL DETERMINATION E
SECTION I - The following identifies your rights and options regarding an administrative appeal of the above decision.
Additional information may be found at http://www.usace.army.mil/Missions/CivilWorks/RegulatoryProgramandPermits.aspx or
Corps regulations at 33 CFR Part 331.
A: INITIAL PROFFERED PERMIT: You may accept or object to the permit.
x ACCEPT: If you received a Standard Permit, you may sign the permit document and return it to the district engineer for final
authorization. If you received a Letter of Permission (LOP), you may accept the LOP and your work is authorized. Your signature
on the Standard Permit or acceptance of the LOP means that you accept the permit in its entirety, and waive all rights to appeal the
permit, including its terms and conditions, and approved jurisdictional determinations associated with the permit.
x OBJECT: If you object to the permit (Standard or LOP) because of certain terms and conditions therein, you may request that the
permit be modified accordingly. You must complete Section II of this form and return the form to the district engineer. Your
objections must be received by the district engineer within 60 days of the date of this notice, or you will forfeit your right to appeal
the permit in the future. Upon receipt of your letter, the district engineer will evaluate your objections and may: (a) modify the
permit to address all of your concerns, (b) modify the permit to address some of your objections, or (c) not modify the permit
having determined that the permit should be issued as previously written. After evaluating your objections, the district engineer
will send you a proffered permit for your reconsideration, as indicated in Section B below.
B: PROFFERED PERMIT: You may accept or appeal the permit
x ACCEPT: If you received a Standard Permit, you may sign the permit document and return it to the district engineer for final
authorization. If you received a Letter of Permission (LOP), you may accept the LOP and your work is authorized. Your signature
on the Standard Permit or acceptance of the LOP means that you accept the permit in its entirety, and waive all rights to appeal the
permit, including its terms and conditions, and approved jurisdictional determinations associated with the permit.
x APPEAL: If you choose to decline the proffered permit (Standard or LOP) because of certain terms and conditions therein, you
may appeal the declined permit under the Corps of Engineers Administrative Appeal Process by completing Section II of this form
and sending the form to the division engineer. This form must be received by the division engineer within 60 days of the date of
this notice.
C: PERMIT DENIAL: You may appeal the denial of a permit under the Corps of Engineers Administrative Appeal Process by
completing Section II of this form and sending the form to the division engineer. This form must be received by the division engineer
within 60 days of the date of this notice.
D: APPROVED JURISDICTIONAL DETERMINATION: You may accept or appeal the approved JD or provide new information.
x ACCEPT: You do not need to notify the Corps to accept an approved JD. Failure to notify the Corps within 60 days of the date of
this notice, means that you accept the approved JD in its entirety, and waive all rights to appeal the approved JD.
x APPEAL: If you disagree with the approved JD, you may appeal the approved JD under the Corps of Engineers Administrative
Appeal Process by completing Section II of this form and sending the form to the district engineer. This form must be received by
the division engineer within 60 days of the date of this notice.
E: PRELIMINARY JURISDICTIONAL DETERMINATION: You do not need to respond to the Corps regarding the preliminary JD.
The Preliminary JD is not appealable. If you wish, you may request an approved JD (which may be appealed), by contacting the Corps
district for further instruction. Also you may provide new information for further consideration by the Corps to reevaluate the JD.
SECTION II - REQUEST FOR APPEAL or OBJECTIONS TO AN INITIAL PROFFERED PERMIT
REASONS FOR APPEAL OR OBJECTIONS: (Describe your reasons for appealing the decision or your objections to an initial
proffered permit in clear concise statements. You may attach additional information to this form to clarify where your reasons or
objections are addressed in the administrative record.)
ADDITIONAL INFORMATION: The appeal is limited to a review of the administrative record, the Corps memorandum for the record
of the appeal conference or meeting, and any supplemental information that the review officer has determined is needed to clarify the
administrative record. Neither the appellant nor the Corps may add new information or analyses to the record. However, you may
provide additional information to clarify the location of information that is already in the administrative record.
POINT OF CONTACT FOR QUESTIONS OR INFORMATION:
If you have questions regarding this decision and/or the
appeal process you may contact:
District Engineer, Wilmington Regulatory Division,
Attn:Amanda Jones
151 Patton Avenue, Room 208
Asheville, North Carolina 28801-5006
828-271-7980, ext. 4232
If you only have questions regarding the appeal process you may
also contact:
Mr. Jason Steele, Administrative Appeal Review Officer
CESAD-PDO
U.S. Army Corps of Engineers, South Atlantic Division
60 Forsyth Street, Room 10M15
Atlanta, Georgia 30303-8801
Phone: (404) 562-5137
RIGHT OF ENTRY: Your signature below grants the right of entry to Corps of Engineers personnel, and any government
consultants, to conduct investigations of the project site during the course of the appeal process. You will be provided a 15 day
notice of any site investigation, and will have the opportunity to participate in all site investigations.
________________________________________
Signature of appellant or agent.
Date: Telephone number:
For appeals on Initial Proffered Permits send this form to:
District Engineer, Wilmington Regulatory Division,Attn.:Amanda Jones, 69 Darlington Avenue, Wilmington,
North Carolina 28403
For Permit denials, Proffered Permits and approved Jurisdictional Determinations send this form to:
Division Engineer, Commander, U.S. Army Engineer Division, South Atlantic, Attn: Mr. Jason Steele,
Administrative Appeal Officer, CESAD-PDO, 60 Forsyth Street, Room 10M15, Atlanta, Georgia 30303-8801
Phone: (404) 562-5137
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Table 1. Table of Aquatic Resources in Review Area Which “May Be” Subject to Regulatory Jurisdiction Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 1. CAD‐1 36.135439 ‐81.523398 307 Perennial Non‐Wetland Waters Section 404 2. CAD‐2 36.154762 ‐81.549010 99 Intermittent Non‐Wetland Waters Section 404 3. CAD‐5 36.134806 ‐81.523827 288 Intermittent Non‐Wetland Waters Section 404 4. CAD‐6 36.136049 ‐81.520981 97 Intermittent Non‐Wetland Waters Section 404 5. CAD‐7 36.135999 ‐81.523326 56 Intermittent Non‐Wetland Waters Section 404 6. CAD‐8 36.135116 ‐81.523929 121 Intermittent Non‐Wetland Waters Section 404 7. CAD‐9 36.135017 ‐81.522296 219 Intermittent Non‐Wetland Waters Section 404 8. CAD‐9 36.135438 ‐81.522063 114 Perennial Non‐Wetland Waters Section 404 9. CAD‐10 36.138092 ‐81.524262 63 Intermittent Non‐Wetland Waters Section 404 10. DU‐18P 36.150502 ‐81.526749 2,378 Perennial Non‐Wetland Waters Section 404 11. DU‐19AJ 36.149176 ‐81.529005 202 Intermittent Non‐Wetland Waters Section 404 12. DU‐19AP 36.148206 ‐81.529079 642 Perennial Non‐Wetland Waters Section 404
Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 13. DU‐19BJ 36.148621 ‐81.529397 93 Intermittent Non‐Wetland Waters Section 404 14. DU‐1AJ 36.151622 ‐81.524647 308 Intermittent Non‐Wetland Waters Section 404 15. DU‐1AP 36.151488 ‐81.525435 167 Perennial Non‐Wetland Waters Section 404 16. DU‐1BJ 36.153106 ‐81.525611 317 Intermittent Non‐Wetland Waters Section 404 17. DU‐1CJ 36.152940 ‐81.526414 355 Intermittent Non‐Wetland Waters Section 404 18. DU‐1DJ 36.149221 ‐81.524661 94 Intermittent Non‐Wetland Waters Section 404 19. DU‐1DP 36.149566 ‐81.525885 717 Perennial Non‐Wetland Waters Section 404 20. DU‐21AJ 36.149369 ‐81.531491 225 Intermittent Non‐Wetland Waters Section 404 21. DU‐21AP 36.149042 ‐81.531780 1,014 Perennial Non‐Wetland Waters Section 404 22. DU‐21BJ 36.149173 ‐81.532599 74 Intermittent Non‐Wetland Waters Section 404 23. DU‐21BJ1 36.149548 ‐81.532492 254 Intermittent Non‐Wetland Waters Section 404 24. DU‐21BP 36.149027 ‐81.532072 352 Perennial Non‐Wetland Waters Section 404
Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 25. DU‐22AJ 36.153107 ‐81.531412 500 Intermittent Non‐Wetland Waters Section 404 26. DU‐22AP 36.139858 ‐81.522120 18,129 Perennial Non‐Wetland Waters Section 404 27. DU‐22BJ 36.155050 ‐81.533527 305 Intermittent Non‐Wetland Waters Section 404 28. DU‐22BP 36.151267 ‐81.533342 2,988 Perennial Non‐Wetland Waters Section 404 29. DU‐23AJ 36.155242 ‐81.536354 124 Intermittent Non‐Wetland Waters Section 404 30. DU‐23AP 36.155110 ‐81.537310 516 Perennial Non‐Wetland Waters Section 404 31. DU‐23BJ 36.155745 ‐81.537864 209 Intermittent Non‐Wetland Waters Section 404 32. DU‐23BP 36.153649 ‐81.538837 1,655 Perennial Non‐Wetland Waters Section 404 33. DU‐23CP 36.154904 ‐81.540171 239 Perennial Non‐Wetland Waters Section 404 34. DU‐23DJ 36.156446 ‐81.539743 437 Intermittent Non‐Wetland Waters Section 404 35. DU‐23DP 36.154387 ‐81.540137 1,187 Perennial Non‐Wetland Waters Section 404 36. DU‐24AJ 36.152919 ‐81.536537 515 Intermittent Non‐Wetland Waters Section 404
Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 37. DU‐24AP 36.151933 ‐81.536479 280 Perennial Non‐Wetland Waters Section 404 38. DU‐24BJ 36.152325 ‐81.536861 144 Intermittent Non‐Wetland Waters Section 404 39. DU‐24CJ 36.153342 ‐81.534591 297 Intermittent Non‐Wetland Waters Section 404 40. DU‐24CP 36.152121 ‐81.535165 833 Perennial Non‐Wetland Waters Section 404 41. DU‐25AJ 36.145443 ‐81.541181 893 Intermittent Non‐Wetland Waters Section 404 42. DU‐25AP 36.145595 ‐81.537065 1,920 Perennial Non‐Wetland Waters Section 404 43. DU‐25BJ 36.144455 ‐81.538587 611 Intermittent Non‐Wetland Waters Section 404 44. DU‐25BP 36.143548 ‐81.536765 1,164 Perennial Non‐Wetland Waters Section 404 45. DU‐25CJ 36.143524 ‐81.539099 411 Intermittent Non‐Wetland Waters Section 404 46. DU‐25CP 36.144673 ‐81.537531 932 Perennial Non‐Wetland Waters Section 404 47. DU‐25DJ 36.142312 ‐81.537833 80 Intermittent Non‐Wetland Waters Section 404 48. DU‐25EJ 36.142053 ‐81.537655 205 Intermittent Non‐Wetland Waters Section 404
Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 49. DU‐25FP 36.142652 ‐81.536948 256 Intermittent Non‐Wetland Waters Section 404 50. DU‐25GJ 36.145286 ‐81.535069 499 Intermittent Non‐Wetland Waters Section 404 51. DU‐25HJ 36.146958 ‐81.535432 363 Intermittent Non‐Wetland Waters Section 404 52. DU‐25IJ 36.148278 ‐81.538252 538 Intermittent Non‐Wetland Waters Section 404 53. DU‐25KJ 36.148903 ‐81.539249 396 Intermittent Non‐Wetland Waters Section 404 54. DU‐25LJ 36.145087 ‐81.533201 586 Intermittent Non‐Wetland Waters Section 404 55. DU‐25LP 36.146170 ‐81.533568 237 Perennial Non‐Wetland Waters Section 404 56. DU‐26AJ 36.146348 ‐81.529876 860 Intermittent Non‐Wetland Waters Section 404 57. DU‐27AJ 36.146504 ‐81.525418 289 Intermittent Non‐Wetland Waters Section 404 58. DU‐27AP 36.146176 ‐81.526141 214 Perennial Non‐Wetland Waters Section 404 59. DU‐28AJ 36.147812 ‐81.520384 228 Intermittent Non‐Wetland Waters Section 404 60. DU‐28AP 36.146649 ‐81.520201 687 Perennial Non‐Wetland Waters Section 404
Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 61. DU‐28CJ 36.148235 ‐81.522495 225 Intermittent Non‐Wetland Waters Section 404 62. DU‐28CP 36.146509 ‐81.521904 1,215 Perennial Non‐Wetland Waters Section 404 63. DU‐29AJ 36.145284 ‐81.519876 410 Intermittent Non‐Wetland Waters Section 404 64. DU‐29BJ 36.145812 ‐81.519205 206 Intermittent Non‐Wetland Waters Section 404 65. DU‐29BP 36.144662 ‐81.521768 1,605 Perennial Non‐Wetland Waters Section 404 66. DU‐33AJ 36.136580 ‐81.515856 291 Intermittent Non‐Wetland Waters Section 404 67. DU‐33BJ 36.136106 ‐81.514538 483 Intermittent Non‐Wetland Waters Section 404 68. DU‐35CJ 36.141256 ‐81.517459 235 Intermittent Non‐Wetland Waters Section 404 69. DU‐33CJ 36.135710 ‐81.512994 277 Intermittent Non‐Wetland Waters Section 404 70. DU‐35CP 36.140449 ‐81.516839 496 Perennial Non‐Wetland Waters Section 404 71. DU‐33CP 36.135306 ‐81.514004 489 Perennial Non‐Wetland Waters Section 404 72. DU‐34AP 36.138470 ‐81.516272 770 Perennial Non‐Wetland Waters Section 404
Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 73. DU‐35AJ 36.139919 ‐81.519776 358 Intermittent Non‐Wetland Waters Section 404 74. DU‐35AP 36.139141 ‐81.520538 467 Perennial Non‐Wetland Waters Section 404 75. DU‐ 35BP 36.139863 ‐81.516624 1,677 Perennial Non‐Wetland Waters Section 404 76. DU‐35DJ 36.140254 ‐81.518263 139 Intermittent Non‐Wetland Waters Section 404 77. DU‐35DP 36.139707 ‐81.517989 358 Perennial Non‐Wetland Waters Section 404 78. DU‐36AJ 36.144352 ‐81.521290 305 Intermittent Non‐Wetland Waters Section 404 79. DU‐36BJ 36.145067 ‐81.522571 645 Intermittent Non‐Wetland Waters Section 404 80. DU‐36BP 36.144103 ‐81.522858 162 Perennial Non‐Wetland Waters Section 404 81. DU‐36CJ 36.141582 ‐81.522983 113 Intermittent Non‐Wetland Waters Section 404 82. DU‐36CP 36.141218 ‐81.523452 266 Perennial Non‐Wetland Waters Section 404 83. DU‐36DP 36.141087 ‐81.524220 285 Perennial Non‐Wetland Waters Section 404 84. DU‐A1J 36.132890 ‐81.507063 101 Intermittent Non‐Wetland Waters Section 404
Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 85. DU‐ABJ 36.13318 ‐81.50903 116 Intermittent Non‐Wetland Waters Section 404 86. DU‐ABP 36.132510 ‐81.508412 573 Perennial Non‐Wetland Waters Section 404 87. DU‐ACJ 36.131255 ‐81.508827 808 Intermittent Non‐Wetland Waters Section 404 88. DU‐AEJ 36.129379 ‐81.507084 429 Intermittent Non‐Wetland Waters Section 404 89. DU‐AFJ 36.127121 ‐81.506482 462 Intermittent Non‐Wetland Waters Section 404 90. DU‐AP 36.129809 ‐81.507669 3,605 Perennial Non‐Wetland Waters Section 404 91. DU‐XJ 36.153699 ‐81.544726 468 Intermittent Non‐Wetland Waters Section 404 92. DU‐XP 36.153830 ‐81.543183 423 Perennial Non‐Wetland Waters Section 404 93. DU‐YAJ 36.154709 ‐81.549447 250 Intermittent Non‐Wetland Waters Section 404 94. DU‐YAP 36.156540 ‐81.547793 2,068 Perennial Non‐Wetland Waters Section 404 95. DU‐YBJ 36.154683 ‐81.548835 123 Intermittent Non‐Wetland Waters Section 404 96. DU‐ZAJ 36.161653 ‐81.545993 374 Intermittent Non‐Wetland Waters Section 404
Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 97. DU‐ZAP 36.160655 ‐81.545907 4,851 Perennial Non‐Wetland Waters Section 404 98. DU‐ZBJ 36.160386 ‐81.546238 262 Intermittent Non‐Wetland Waters Section 404 99. DU‐ZCJ 36.158680 ‐81.546845 1,036 Intermittent Non‐Wetland Waters Section 404 100. DU‐ZD1J 36.158495 ‐81.548568 568 Intermittent Non‐Wetland Waters Section 404 101. DU‐ZDP 36.157542 ‐81.550527 3,270 Perennial Non‐Wetland Waters Section 404 102. PS‐AP 36.149699 ‐81.540249 266 Perennial Non‐Wetland Waters Section 404 103. PS‐BP 36.147500 ‐81.542123 1,718 Perennial Non‐Wetland Waters Section 404 104. PS‐CP 36.148117 ‐81.542418 278 Perennial Non‐Wetland Waters Section 404 105. PS‐DAP 36.149524 ‐81.542887 889 Perennial Non‐Wetland Waters Section 404 106. PS‐DP 36.149318 ‐81.542616 182 Intermittent Non‐Wetland Waters Section 404 107. PS‐FP 36.151326 ‐81.542189 367 Perennial Non‐Wetland Waters Section 404 108. PS‐GP 36.150806 ‐81.545425 413 Intermittent Non‐Wetland Waters Section 404
Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 109. PS‐HP 36.149867 ‐81.546564 3,103 Perennial Non‐Wetland Waters Section 404 110. PS‐IJ 36.148517 ‐81.549066 362 Intermittent Non‐Wetland Waters Section 404 111. PS‐IP 36.149337 ‐81.545597 3,209 Perennial Non‐Wetland Waters Section 404 112. SD‐AJ 36.128496 ‐81.511012 264 Intermittent Non‐Wetland Waters Section 404 113. SD‐BJ 36.129035 ‐81.514046 168 Intermittent Non‐Wetland Waters Section 404 114. SD‐BP 36.129735 ‐81.513778 379 Perennial Non‐Wetland Waters Section 404 115. SD‐CP 36.131072 ‐81.511719 69 Intermittent Non‐Wetland Waters Section 404 116. SD‐DJ 36.131452 ‐81.511819 79 Intermittent Non‐Wetland Waters Section 404 117. SD‐DP 36.130398 ‐81.512553 850 Perennial Non‐Wetland Waters Section 404 118. SD‐EJ 36.130240 ‐81.517467 627 Intermittent Non‐Wetland Waters Section 404 119. SD‐EP 36.130271 ‐81.515423 595 Perennial Non‐Wetland Waters Section 404 120. SD‐FAJ 36.130855 ‐81.515921 256 Intermittent Non‐Wetland Waters Section 404
Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 121. SD‐FBP 36.131450 ‐81.520706 2,768 Perennial Non‐Wetland Waters Section 404 122. SD‐FJ 36.132090 ‐81.518197 103 Intermittent Non‐Wetland Waters Section 404 123. SD‐FP 36.131882 ‐81.517844 164 Perennial Non‐Wetland Waters Section 404 124. SD‐GJ 36.132419 ‐81.518088 350 Intermittent Non‐Wetland Waters Section 404 125. SD‐GP 36.131873 ‐81.516641 428 Perennial Non‐Wetland Waters Section 404 126. SD‐HJ 36.132169 ‐81.514700 145 Intermittent Non‐Wetland Waters Section 404 127. SD‐IAJ 36.132540 ‐81.515240 256 Intermittent Non‐Wetland Waters Section 404 128. SD‐IJ 36.131245 ‐81.515269 171 Intermittent Non‐Wetland Waters Section 404 129. SD‐JJ 36.134013 ‐81.515764 199 Intermittent Non‐Wetland Waters Section 404 130. SD‐JP 36.133867 ‐81.515257 192 Perennial Non‐Wetland Waters Section 404 131. SD‐KJ 36.125310 ‐81.506161 149 Intermittent Non‐Wetland Waters Section 404 132. SD‐KP 36.124904 ‐81.507354 579 Perennial Non‐Wetland Waters Section 404
Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 133. SD‐LJ 36.136067 ‐81.517193 600 Intermittent Non‐Wetland Waters Section 404 134. SD‐MP 36.135827 ‐81.521483 2,075 Perennial Non‐Wetland Waters Section 404 135. SD‐NP 36.127210 ‐81.514032 127 Perennial Non‐Wetland Waters Section 404 136. SD‐OP 36.127291 ‐81.514387 382 Perennial Non‐Wetland Waters Section 404 137. SD‐QJ 36.126478 ‐81.516810 147 Intermittent Non‐Wetland Waters Section 404 138. SD‐RJ 36.127005 ‐81.518114 136 Intermittent Non‐Wetland Waters Section 404 139. SD‐SP 36.126437 ‐81.516007 3,134 Perennial Non‐Wetland Waters Section 404 140. WD‐AP 36.140781 ‐81.533556 222 Perennial Non‐Wetland Waters Section 404 141. WD‐BJ 36.140365 ‐81.533671 150 Intermittent Non‐Wetland Waters Section 404 142. WD‐BP 36.140694 ‐81.531290 4,174 Perennial Non‐Wetland Waters Section 404 143. WD‐GP 36.138711 ‐81.525745 110 Perennial Non‐Wetland Waters Section 404 144. WD‐EJ 36.140994 ‐81.529598 291 Intermittent Non‐Wetland Waters Section 404
Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 145. WD‐FP 36.140172 ‐81.526755 297 Perennial Non‐Wetland Waters Section 404 146. WD‐HP 36.138508 ‐81.524405 86 Perennial Non‐Wetland Waters Section 404 147. WD‐IJ 36.137715 ‐81.524151 285 Intermittent Non‐Wetland Waters Section 404 148. WD‐IP 36.138370 ‐81.524263 189 Perennial Non‐Wetland Waters Section 404 149. WD‐JJ 36.138650 ‐81.527318 169 Intermittent Non‐Wetland Waters Section 404 150. WD‐JP 36.139125 ‐81.527081 172 Perennial Non‐Wetland Waters Section 404 151. WD‐KJ 36.139154 ‐81.527954 294 Intermittent Non‐Wetland Waters Section 404 152. WD‐LJ 36.139656 ‐81.528147 110 Intermittent Non‐Wetland Waters Section 404 153. WD‐LP 36.139481 ‐81.527797 380 Perennial Non‐Wetland Waters Section 404 154. WD‐MJ 36.144195 ‐81.527009 157 Intermittent Non‐Wetland Waters Section 404 155. WD‐MP 36.144083 ‐81.526493 126 Perennial Non‐Wetland Waters Section 404 156. WD‐OJ 36.142743 ‐81.527446 72 Intermittent Non‐Wetland Waters Section 404
Feature Latitude Longitude Estimated Amount of Aquatic Resource in Review Area (LF/AC) Type of Aquatic Resource Geographic Authority to which the aquatic resources “may be” subject (i.e., Section 404, or Section 10/404) 157. WD‐PJ 36.142925 ‐81.527708 236 Intermittent Non‐Wetland Waters Section 404 158. WD‐PP 36.143040 ‐81.526617 489 Perennial Non‐Wetland Waters Section 404 Total Stream Length (LF) 113,733
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
1-3
3-6
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
Dugger Creek - Site #1 3/19/2018
36.15900, -81.54520
Dugger #1 600
Wildlands 4. Assessor name/organization:M. Caddell
Watauga
Yadkin Dugger Creek
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/19/2018
NO
NO
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb1
Stream Site Name Dugger Creek - Site #1 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
MEDIUM
NA
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
HIGH
HIGH
HIGH
HIGH
NA
NO
HIGH
NA
NA
NA
NA
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
1-2
5-8
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
Dugger Creek - Site #2 3/19/2018
36.15254, -81.54077
Dugger #2 1000
Wildlands 4. Assessor name/organization:M. Caddell
Watauga
Yadkin Dugger Creek
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/19/2018
NO
YES
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb2
Stream Site Name Dugger Creek - Site #2 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
HIGH
HIGH
HIGH
HIGH
NA
NO
HIGH
NA
NA
NA
NA
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
Dugger Creek - Site #3 3/19/2018
36.13752, -81.51722
Dugger #3 1000
Wildlands 4. Assessor name/organization:M. Caddell
Watauga
Yadkin Dugger Creek
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
3-6
20-30
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
NA
NA
NA
NA
HIGH
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
HIGH
HIGH
HIGH
HIGH
NA
NO
HIGH
Stream Site Name Dugger Creek - Site #3 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/19/2018
NO
YES
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb3
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
Dugger Creek - Site #4 3/19/2018
36.13102, -81.51498
Dugger #4 1100
Wildlands 4. Assessor name/organization:M. Caddell
Watauga
Yadkin Dugger Creek
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
1-6
15-25
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
NA
NA
NA
NA
HIGH
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
HIGH
HIGH
HIGH
HIGH
NA
NO
HIGH
Stream Site Name Dugger Creek - Site #4 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/19/2018
NO
YES
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb3
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
3-5
20-30
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
Dugger Creek - Site #5 3/19/2018
36.12701, -81.51080
Dugger #5 1000
Wildlands 4. Assessor name/organization:M. Caddell
Watauga
Yadkin Dugger Creek
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/19/2018
NO
YES
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb3
Stream Site Name Dugger Creek - Site #5 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
HIGH
HIGH
LOW
HIGH
NA
NO
HIGH
NA
NA
NA
NA
HIGH
HIGH
HIGH
HIGH
MEDIUM
HIGH
HIGH
HIGH
HIGH
NA
NA
MEDIUM
NA
HIGH
HIGH
HIGH
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
Dugger Creek Trib Site #1 3/20/2018
36.13076, -81.51485
Trib Site #1 600
Wildlands 4. Assessor name/organization:M. Caddell
Wilkes
Yadkin Dugger Creek
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
1-2
5-7
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
NA
NA
NA
NA
HIGH
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
HIGH
HIGH
HIGH
HIGH
NA
NO
HIGH
Stream Site Name Dugger Creek Trib Site #1 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/20/2018
NO
YES
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb1
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
1
2-4
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
Dugger Creek Trib Site # 2 3/20/2018
36.12995, -81.51635
Trib Site # 2 600
Wildlands 4. Assessor name/organization:M. Caddell
Wilkes
Yadkin Dugger Creek
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/20/2018
NO
YES
NO
Intermittent
NA
HIGH
HIGH
HIGH
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb1
Stream Site Name
HIGH
NA
Dugger Creek Trib Site # 2 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
NA
NA
HIGH
HIGH
HIGH
HIGH
MEDIUM
HIGH
NA
NA
LOW
NA
HIGH
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
HIGH
HIGH
NA
NA
NA
NA
NA
MEDIUM
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NO
NA
NA
HIGH
NA
NA
NA
NA
HIGH
NO
NA
NA
HIGH
HIGH
NA
NA
NA
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
Dugger Creek Trib Site #3 3/20/2018
36.12667, -81.51014
Trib Site #3 1400
Wildlands 4. Assessor name/organization:M. Caddell
Wilkes
Yadkin Dugger Creek
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
1-4
4-6
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
NA
NA
NA
NA
HIGH
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
HIGH
HIGH
HIGH
HIGH
NA
NO
HIGH
Stream Site Name Dugger Creek Trib Site #3 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/20/2018
NO
YES
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb1
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
1-3
2-5
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
Dugger Creek Trib Site #4 3/20/2018
36.12680, -81.51394
Trib Site #4 375
Wildlands 4. Assessor name/organization:M. Caddell
Wilkes
Yadkin Dugger Creek
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/20/2018
NO
YES
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb1
Stream Site Name Dugger Creek Trib Site #4 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
MEDIUM
NA
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
HIGH
HIGH
HIGH
HIGH
NA
NO
HIGH
NA
NA
NA
NA
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
Dugger Creek Trib Site #5 3/21/2018
36.1004, -81.54974
Trib Site #5 600
Wildlands 4. Assessor name/organization:M. Caddell
Watauga
Yadkin Dugger Creek
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
0.5 - 2
4-6
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
NA
NA
NA
NA
HIGH
NO
NA
NA
HIGH
HIGH
NA
NA
NA
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
HIGH
HIGH
NA
NA
NA
NA
NA
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NO
NA
NA
HIGH
Stream Site Name
HIGH
NA
Dugger Creek Trib Site #5 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
NA
NA
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/21/2018
NO
YES
NO
Intermittent
NA
HIGH
HIGH
HIGH
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb1
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
1-4
5-7
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
Dugger Creek Trib Site #6 3/21/2018
36.15093, -81.54232
Trib Site #6 2000
Wildlands 4. Assessor name/organization:M. Caddell
Watauga
Yadkin Dugger Creek
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/21/2018
NO
YES
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb1
Stream Site Name Dugger Creek Trib Site #6 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
HIGH
HIGH
HIGH
HIGH
NA
NO
HIGH
NA
NA
NA
NA
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
1-4
5-7
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
Dugger Creek - Trib Site # 7 3/21/2018
36.15016, -81.54021
Trib Site # 7 750
Wildlands 4. Assessor name/organization:M. Caddell
Watauga
Yadkin Dugger Creek
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/21/2018
NO
YES
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb2
Stream Site Name Dugger Creek - Trib Site # 7 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
HIGH
HIGH
HIGH
HIGH
NA
NO
HIGH
NA
NA
NA
NA
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
4-6
5-7
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
Dugger Creek - Trib Site #8 3/22/2018
36.13894, -81.52154
Trib Site #8 1000
Wildlands 4. Assessor name/organization:M. Caddell
Watauga
Yadkin Dugger Creek
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/22/2018
NO
YES
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb2
Stream Site Name Dugger Creek - Trib Site #8 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
MEDIUM
NA
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
HIGH
HIGH
HIGH
HIGH
NA
NO
HIGH
NA
NA
NA
NA
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
0.5-2
4
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
Dugger Creek - Trib Site #9 3/22/2018
36.13592, -81.52337
Trib Site #9 500
Wildlands 4. Assessor name/organization:M. Caddell
Watauga
Yadkin Dugger Creek
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
MEDIUM
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/22/2018
NO
YES
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb1
Stream Site Name Dugger Creek - Trib Site #9 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
MEDIUM
NA
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
HIGH
HIGH
HIGH
HIGH
NA
NO
HIGH
NA
NA
NA
NA
HIGH
HIGH
HIGH
HIGH
HIGH
MEDIUM
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
Dugger Creek - Trib Site # 10 3/19/2018
36.14889, -81.53753
Trib Site #10 1200
Wildlands 4. Assessor name/organization:M. Caddell
Watauga
Yadkin Dugger Creek
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
2-4
6-8
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
NA
NA
NA
NA
HIGH
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
MEDIUM
HIGH
HIGH
HIGH
NA
NO
HIGH
Stream Site Name Dugger Creek - Trib Site # 10 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
LOW
NA
HIGH
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/19/2018
NO
YES
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb1
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
2-5
6-14
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
Dugger Creek - Trib Site #11 3/20/2018
36.12621, -81.50829
Trib Site #11 1100
Wildlands 4. Assessor name/organization:M. Caddell
Wilkes
Yadkin Dugger creek
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/20/2018
NO
YES
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb2
Stream Site Name Dugger Creek - Trib Site #11 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
MEDIUM
NA
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
MEDIUM
HIGH
LOW
HIGH
NA
NO
HIGH
NA
NA
NA
NA
HIGH
HIGH
HIGH
HIGH
MEDIUM
HIGH
HIGH
HIGH
HIGH
NA
NA
MEDIUM
NA
HIGH
HIGH
HIGH
USACE AID #:NCDWR #:
PROJECT / SITE INFORMATION:
1. Project name (if any):2. Date of evaluation:
3. Applicant/owner name:
5. County:6. Nearest named water body
7. River Basin: on USGS 7.5-minute quad:
8. Site coordinates (decimal degrees, at lower end of assessment reach):
STREAM INFORMATION: (depth and width can be approximations)
9. Site number (show on attached map):10. Length of assessment reach evaluated (feet):
11. Channel depth from bed (in riffle, if present) to top of bank (feet):Unable to assess channel depth.
12. Channel width at top of bank (feet):13. Is assessment reach a swamp stream?Yes No
14. Feature type:Perennial flow Intermittent flow Tidal Marsh Stream
STREAM RATING INFORMATION:
15. NC SAM Zone:Mountains (M)Piedmont (P)Inner Coastal Plain (I)Outer Coastal Plain (O)
16. Estimated geomorphic
valley shape (skip for a b
Tidal Marsh Stream):(more sinuous stream, flatter valley slope)(less sinuous stream, steeper valley slope)
17. Watershed size: (skip Size 1 (< 0.1 mi2)Size 2 (0.1 to < 0.5 mi2)Size 3 (0.5 to < 5 mi2)Size 4 (≥ 5 mi2)
for Tidal Marsh Stream)
ADDITIONAL INFORMATION:
18. Were regulatory considerations evaluated?Yes No If Yes, check all that appy to the assessment area.
Section 10 water Classified Trout Waters Water Supply Watershed (I II III IV V)
Essential Fish Habitat Primary Nursery Area High Quality Waters/Outstanding Resource Waters
Publicly owned property NCDWR riparian buffer rule in effect Nutrient Sensitive Waters
Anadromous fish 303(d) List CAMA Area of Environmental Concern (AEC)
Documented presence of a federal and/or state listed protected species within the assessment area.
List species:
Designated Critical Habitat (list species):
19. Are additional stream information/supplementary measurements included in "Notes/Sketch" section or attached?Yes No
1.Channel Water – assessment reach metric (skip for Size 1 streams and Tidal Marsh Streams)
A Water throughout assessment reach.
B No flow, water in pools only.
C No water in assessment reach.
2.Evidence of Flow Restriction – assessment reach metric
A At least 10% of assessment reach in-stream habitat or riffle-pool sequence is adversely affected by a flow restriction or fill to the
point of obstructing flow or a channel choked with aquatic macrophytes or ponded water or impounded on flood or ebb within
the assessment reach (examples: undersized or perched culverts, causeways that constrict the channel, tidal gates).
B Not A
3.Feature Pattern – assessment reach metric
A A majority of the assessment reach has altered pattern (examples: straightening, modification above or below culvert).
B Not A.
4.Feature Longitudinal Profile – assessment reach metric
A Majority of assessment reach has a substantially altered stream profile (examples: channel down-cutting, existing damming,
over widening, active aggradation, dredging, and excavation where appropriate channel profile has not reformed from any of
these disturbances).
B Not A
5.Signs of Active Instability – assessment reach metric
Consider only current instability, not past events from which the stream has currently recovered. Examples of instability include
active bank failure, active channel down-cutting (head-cut), active widening, and artificial hardening (such as concrete, gabion, rip-rap).
A < 10% of channel unstable
B 10 to 25% of channel unstable
C > 25% of channel unstable
6.Streamside Area Interaction – streamside area metric
Consider for the Left Bank (LB) and the Right Bank (RB).
LB RB
A A Little or no evidence of conditions that adversely affect reference interaction
B B Moderate evidence of conditions (examples: berms, levees, down-cutting, aggradation, dredging) that adversely affect
reference interaction (examples: limited streamside area access, disruption of flood flows through streamside area,
leaky or intermittent bulkheads, causeways with floodplain constriction, minor ditching [including mosquito ditching])
C C Extensive evidence of conditions that adversely affect reference interaction (little to no floodplain/intertidal zone access
[examples: causeways with floodplain and channel constriction, bulkheads, retaining walls, fill, stream incision,
disruption of flood flows through streamside area] or too much floodplain/intertidal zone access [examples:
impoundments, intensive mosquito ditching]) or floodplain/intertidal zone unnaturally absent or assessment reach is a
man-made feature on an interstream divide
7.Water Quality Stressors – assessment reach/intertidal zone metric
3-6
10-15
NC SAM FIELD ASSESSMENT FORM
Accompanies User Manual Version 2.1
INSTRUCTIONS:Attach a sketch of the assessment area and photographs.Attach a copy of the USGS 7.5-minute topographic
quadrangle,and circle the location of the stream reach under evaluation.If multiple stream reaches will be evaluated on the same
property,identify and number all reaches on the attached map,and include a separate form for each reach.See the NC SAM User
Manual for detailed descriptions and explanations of requested information. Record in the "Notes/Sketch" section if any supplementary
NOTE EVIDENCE OF STRESSORS AFFECTING THE ASSESSMENT AREA (do not need to be within the assessment area).
measurements were performed. See the NC SAM User Manual for examples of additional measurements that may be relevant.
Dugger Creek - Site #12 3/22/2018
36.14777, -81.52842
Site #12 1000
Wildlands 4. Assessor name/organization:M. Caddell
Watauga
Yadkin Dugger Creek
Check all that apply.
A Discolored water in stream or intertidal zone (milky white, blue, unnatural water discoloration, oil sheen, stream foam)
B Excessive sedimentation (burying of stream features or intertidal zone)
C Noticeable evidence of pollutant discharges entering the assessment reach and causing a water quality problem
D Odor (not including natural sulfide odors)
E Current published or collected data indicating degraded water quality in the assessment reach. Cite source in the "Notes/Sketch"
section.
F Livestock with access to stream or intertidal zone
G Excessive algae in stream or intertidal zone
H Degraded marsh vegetation in the intertidal zone (removal, burning, regular mowing, destruction, etc.)
I Other:(explain in "Notes/Sketch" section)
J Little to no stressors
8.Recent Weather – watershed metric
For Size 1 or 2 streams, D1 drought or higher is considered a drought; for Size 3 or 4 streams, D2 drought or higher is considered a
drought.
A Drought conditions and no rainfall or rainfall not exceeding 1 inch within the last 48 hours
B Drought conditions and rainfall exceeding 1 inch within the last 48 hours
C No drought conditions
9 Large or Dangerous Stream – assessment reach metric
Yes No Is stream is too large or dangerous to assess? If Yes, skip to Metric 13 (Streamside Area Ground Surface Condition).
10.Natural In-stream Habitat Types – assessment reach metric
10a.Yes No Degraded in-stream habitat over majority of the assessment reach (examples of stressors include excessive
sedimentation, mining, excavation, in-stream hardening [for example, rip-rap], recent dredging, and snagging)
(evaluate for size 4 Coastal Plain streams only, then skip to Metric 12)
10b.Check all that occur (occurs if > 5% coverage of assessment reach) (skip for Size 4 Coastal Plain streams)
A Multiple aquatic macrophytes and aquatic mosses F 5% oysters or other natural hard bottoms
(include liverworts, lichens, and algal mats)G Submerged aquatic vegetation
B Multiple sticks and/or leaf packs and/or emergent H Low-tide refugia (pools)
vegetation I Sand bottom
C Multiple snags and logs (including lap trees)J 5% vertical bank along the marsh
D 5% undercut banks and/or root mats and/or roots K Little or no habitat
in banks extend to the normal wetted perimeter
E Little or no habitat
11.Bedform and Substrate – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
11a.Yes No Is assessment reach in a natural sand-bed stream? (skip for Coastal Plain streams)
11b.Bedform evaluated. Check the appropriate box(es).
A Riffle-run section (evaluate 11c)
B Pool-glide section (evaluate 11d)
C Natural bedform absent (skip to Metric 12, Aquatic Life)
11c.In riffles sections, check all that occur below the normal wetted perimeter of the assessment reach – whether or not submerged.
Check at least one box in each row (skip for Size 4 Coastal Plain Streams and Tidal Marsh Streams). Not Present (NP) =
absent, Rare (R) = present but ≤ 10%, Common (C) = > 10-40%, Abundant (A) = > 40-70%, Predominant (P) = > 70%. Cumulative
percentages should not exceed 100% for each assessment reach.
NP R C A P
Bedrock/saprolite
Boulder (256 – 4096 mm)
Cobble (64 – 256 mm)
Gravel (2 – 64 mm)
Sand (.062 – 2 mm)
Silt/clay (< 0.062 mm)
Detritus
Artificial (rip-rap, concrete, etc.)
11d.Yes No Are pools filled with sediment? (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12.Aquatic Life – assessment reach metric (skip for Size 4 Coastal Plain streams and Tidal Marsh Streams)
12a.Yes No Was an in-stream aquatic life assessment performed as described in the User Manual?
If No, select one of the following reasons and skip to Metric 13. No Water Other:
12b.Yes No Are aquatic organisms present in the assessment reach (look in riffles, pools, then snags)? If Yes, check
all that apply. If No, skip to Metric 13.
1 >1 Numbers over columns refer to “individuals” for size 1 and 2 streams and “taxa” for size 3 and 4 streams.
Adult frogs
Aquatic reptiles
Aquatic macrophytes and aquatic mosses (include liverworts, lichens, and algal mats)
Beetles (including water pennies)
Caddisfly larvae (Trichoptera [T])
Asian clam (Corbicula )
Crustacean (isopod/amphipod/crayfish/shrimp)
Damselfly and dragonfly larvae
Dipterans (true flies)
Mayfly larvae (Ephemeroptera [E])
Megaloptera (alderfly, fishfly, dobsonfly larvae)
Midges/mosquito larvae
Mosquito fish (Gambusia ) or mud minnows (Umbra pygmaea)
Mussels/Clams (not Corbicula )
*********************************REMAINING QUESTIONS ARE NOT APPLICABLE FOR TIDAL MARSH STREAMS****************************Check for TidalMarsh Streamsonly
Other fish
Salamanders/tadpoles
Snails
Stonefly larvae (Plecoptera [P])
Tipulid larvae
Worms/leeches
13.Streamside Area Ground Surface Condition – streamside area metric (skip for Tidal Marsh Streams and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB). Consider storage capacity with regard to both overbank flow and
upland runoff.
LB RB
A A Little or no alteration to water storage capacity over a majority of the streamside area
B B Moderate alteration to water storage capacity over a majority of the streamside area
C C Severe alteration to water storage capacity over a majority of the streamside area (examples include: ditches, fill,
soil, compaction, livestock disturbance, buildings, man-made levees, drainage pipes)
14.Streamside Area Water Storage – streamside area metric (skip for Size 1 streams, Tidal Marsh Streams, and B valley types)
Consider for the Left Bank (LB) and the Right Bank (RB) of the streamside area.
LB RB
A A Majority of streamside area with depressions able to pond water ≥ 6 inches deep
B B Majority of streamside area with depressions able to pond water 3 to 6 inches deep
C C Majority of streamside area with depressions able to pond water < 3 inches deep
15.Wetland Presence – streamside area metric (skip for Tidal Marsh Streams)
Consider for the Left Bank (LB) and the Right Bank (RB). Do not consider wetlands outside of the streamside area or within the
normal wetted perimeter of assessment reach.
LB RB
Y Y Are wetlands present in the streamside area?
N N
16.Baseflow Contributors – assessment reach metric (skip for size 4 streams and Tidal Marsh Streams)
Check all contributors within the assessment reach or within view of and draining to the assessment reach.
A Streams and/or springs (jurisdictional discharges)
B Ponds (include wet detention basins; do not include sediment basins or dry detention basins)
C Obstruction that passes some flow during low-flow periods within assessment area (beaver dam, bottom-release dam)
D Evidence of bank seepage or sweating (iron oxidizing bacteria in water indicates seepage)
E Stream bed or bank soil reduced (dig through deposited sediment if present)
F None of the above
17.Baseflow Detractors – assessment area metric (skip for Tidal Marsh Streams)
Check all that apply.
A Evidence of substantial water withdrawals from the assessment reach (includes areas excavated for pump installation)
B Obstruction not passing flow during low flow periods affecting the assessment reach (ex: watertight dam, sediment deposit)
C Urban stream (≥ 24% impervious surface for watershed)
D Evidence that the stream-side area has been modified resulting in accelerated drainage into the assessment reach
E Assessment reach relocated to valley edge
F None of the above
18.Shading – assessment reach metric (skip for Tidal Marsh Streams)
Consider aspect. Consider “leaf-on” condition.
A Stream shading is appropriate for stream category (may include gaps associated with natural processes)
B Degraded (example: scattered trees)
C Stream shading is gone or largely absent
19.Buffer Width – streamside area metric (skip for Tidal Marsh Streams)
Consider “vegetated buffer” and “wooded buffer” separately for left bank (LB) and right bank (RB) starting at the top
of bank out to the first break.
Vegetated Wooded
LB RB LB RB
A A A A ≥ 100-feet wide or extends to the edge of the watershed
B B B B From 50 to < 100-feet wide
C C C C From 30 to < 50-feet wide
D D D D From 10 to < 30-feet wide
E E E E < 10-feet wide or no trees
20.Buffer Structure – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Vegetated" Buffer Width).
LB RB
A A Mature forest
B B Non-mature woody vegetation or modified vegetation structure
C C Herbaceous vegetation with or without a strip of trees < 10 feet wide
D D Maintained shrubs
E E Little or no vegetation
21.Buffer Stressors – streamside area metric (skip for Tidal Marsh Streams)
Check all appropriate boxes for left bank (LB) and right bank (RB). Indicate if listed stressor abuts stream (Abuts), does not abut but
is within 30 feet of stream (< 30 feet), or is between 30 to 50 feet of stream (30-50 feet).
If none of the following stressors occurs on either bank, check here and skip to Metric 22:
Abuts < 30 feet 30-50 feet
LB RB LB RB LB RB
A A A A A A Row crops
B B B B B B Maintained turf
C C C C C C Pasture (no livestock)/commercial horticulture
D D D D D D Pasture (active livestock use)
22.Stem Density – streamside area metric (skip for Tidal Marsh Streams)
Consider for left bank (LB) and right bank (RB) for Metric 19 ("Wooded" Buffer Width).
LB RB
A A Medium to high stem density
B B Low stem density
C C No wooded riparian buffer or predominantly herbaceous species or bare ground
23.Continuity of Vegetated Buffer – streamside area metric (skip for Tidal Marsh Streams)
Consider whether vegetated buffer is continuous along stream (parallel). Breaks are areas lacking vegetation > 10-feet wide.
LB RB
A A The total length of buffer breaks is < 25 percent.
B B The total length of buffer breaks is between 25 and 50 percent.
C C The total length of buffer breaks is > 50 percent.
24.Vegetative Composition – First 100 feet of streamside area metric (skip for Tidal Marsh Streams)
Evaluate the dominant vegetation within 100 feet of each bank or to the edge of the watershed (whichever comes first) as it contributes
to assessment reach habitat.
LB RB
A A Vegetation is close to undisturbed in species present and their proportions. Lower strata composed of native
species, with non-native invasive species absent or sparse.
B B Vegetation indicates disturbance in terms of species diversity or proportions, but is still largely composed of native
species. This may include communities of weedy native species that develop after clear-cutting or clearing or
communities with non-native invasive species present, but not dominant, over a large portion of the expected strata or
communities missing understory but retaining canopy trees.
C C Vegetation is severely disturbed in terms of species diversity or proportions. Mature canopy is absent or communities
with non-native invasive species dominant over a large portion of expected strata or communities composed of planted
stands of non-characteristic species or communities inappropriately composed of a single species or no vegetation.
25.Conductivity – assessment reach metric (skip for all Coastal Plain streams)
25a.Yes No Was a conductivity measurement recorded?
If No, select one of the following reasons. No Water Other:
25b.Check the box corresponding to the conductivity measurement (units of microsiemens per centimeter).
A <46 B 46 to < 67 C 67 to < 79 D 79 to < 230 E ≥ 230
Notes/Sketch:
Notes of Field Assessment Form (Y/N)
Presence of regulatory considerations (Y/N)
Additional stream information/supplementary measurements included (Y/N)
NC SAM feature type (perennial, intermittent, Tidal Marsh Stream)
(4) Floodplain Access
(4) Wooded Riparian Buffer
(4) Microtopography
(3) Stream Stability
(4) Channel Stability
(4) Sediment Transport
(4) Stream Geomorphology
(2) Stream/Intertidal Zone Interaction
(2) Longitudinal Tidal Flow
(2) Tidal Marsh Stream Stability
(3) Tidal Marsh Stream Geomorphology
(1) Water Quality
(2) Baseflow
(2) Streamside Area Vegetation
(3) Upland Pollutant Filtration
(3) Thermoregulation
(2) Indicators of Stressors
(2) Aquatic Life Tolerance
(2) Intertidal Zone Filtration
(1) Habitat
(2) In-stream Habitat
(3) Baseflow
(3) Substrate
(3) Stream Stability
(3) In-stream Habitat
(2) Stream-side Habitat
(3) Stream-side Habitat
(3) Thermoregulation
(2) Tidal Marsh In-stream Habitat
(3) Flow Restriction
(3) Tidal Marsh Stream Stability
(4) Tidal Marsh Stream Geomorphology
(3) Tidal Marsh In-stream Habitat
(2) Intertidal Zone Habitat
Overall
NC SAM Stream Rating Sheet
Accompanies User Manual Version 2.1
HIGH
HIGH
USACE/
All Streams
NCDWR
Intermittent
NA
NA
(2) Flood Flow
M. Caddell
3/22/2018
NO
YES
NO
Perennial
(2) Baseflow
Stream Category Assessor Name/Organization
HIGH
Mb2
Stream Site Name Dugger Creek - Site #12 Date of Evaluation
HIGH
(4) Tidal Marsh Channel Stability
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
(3) Tidal Marsh Channel Stability
(3) Streamside Area Attenuation
Function Class Rating Summary
(1) Hydrology
NA
HIGH
HIGH
HIGH
HIGH
NA
NO
HIGH
NA
NA
NA
NA
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
HIGH
NA
NA
HIGH
NA
HIGH
HIGH
HIGH
Appendix G: Benthic Macroinvertebrate Summary
Dugger Creek Benthic Collection. April 10, 2018
Duggers 1 Duggers 2 Duggers 3 Tributary A* Tributary B
Collection Location Above
Falls
Boyscout
Camp
Bottom of
property
Near Dugger 1 Along access rd
Taxa / Biotic Index Value
EPHEMEROPTERA
Family Ameletidae
Ameletus lineatus (2.4) C C C C
Family Baetidae
Acentrella spp (2.5) C A
Baetis tricaudatus (1.5) A A C R C
Family Ephmeridae
Ephemera spp (2.0) C
Family Ephemerellidae
Drunella cornutella (0.0) C C R
Ephemerella dorothea (3.3) A A A C C
Ephemerella hispida (0.1) C A C
Ephemerella invaria (2.6) R
Eurylophella verisimilis (3.9) R R
Telogonopsis deficiens (1.7) R
Family Heptageniidae
Cinygmula subaequalis (0.0) C C R
Epeorus dispar (1.0) A A A
Epeorus pleuralis (1.0) A A R
Heptagenia flavescens (2.2) A A A
Leucrocuta spp (2.0) C
Maccaffertium ithaca (3.0) R C R
Maccaffertium meririvulanum (0.5) R
Rhithrogena spp (0.0) R
Family Leptophlebiidae
Habrophlebia vibrans (0.3) R
Paraleptophlebia spp (1.2) A C R C
PLECOPTERA
Family Chloroperlidae
Suwallia margtinata (2.6) C C
Sweltsa spp (0.2) A R R C
Family Leuctridae
Leuctra spp (1.5) R
Family Nemouridae
Amphinemura spp (3.8) ‐ seasonal C C R R A
Family Peltoperlidae
Tallaperla spp (1.3) A A C C A
Family Perlidae
Acroneuria abnormis (2.1) C C C
Acroneuria carolinensis (1.2) R R R
Eccoptura xanthnes (4.7) C R R
Paragnetina immarginata (1.1) R
Family Perlodidae
Helopicus subvarians (1.2) C
Isoperla kirchneri (namata) (2.5) ‐
seasonal
A A A
Isoperla davisi (holochlora) (1.2) ‐
seasonal
A A A
Isoperla orata (0) R C
Isoperla similis (0.8) ‐ seasonal C
Isoperla slossonae (1.8) ‐ seasonal A A A
Isoperla nr. transmarina (5.2) ‐
seasonal
R C
Malirekus hastatus (1.0) A C C
Remenus spp (0.9) ‐ seasonal C R C
Family Pteronarcyidae
Pteronarcys spp (1.8) A C A
TRICHOPTERA
Family Glossosomatidae
Agapetus spp (0.0) R
Glossosoma spp (1.4) C
Family Goeridae
Goera spp (0.7) R C
Family Hydropsychidae
Arctopsyche irrorata (0.0) C C
Cheumatopsyche spp (6.6) R A
Diplectrona modesta (2.3) A A A C
Hydropsyche betteni (7.9)
Hydropsyche (C) sparna (2.5) R R C
Hydropsyche (C) slossonae (0.0) R
Family Lepidostomatidae
Lepidostoma spp (1.0) C R
Family Limnephilidae
Pycnopsyche gentilis (1.8) R R
Pycnopsyche guttifer (2.2) R R R
Pycnopsyche lepida (3.9) C
Family Odontoceridae
Psilotreta spp (0.5) R C
Family Philopotamidae
Wormaldia spp (2.4) C C
Family Rhyacophilidae
Rhyacophila appalachia/nigrita (0.0) R
Rhyacophila carolina (0.4) C R R C
Rhyacophila fuscula (1.6) C A A
Rhyacophila torva (1.5) R
Family Uenoidae
Neophylax consimilis (0.3) R
Neophylax mitchelli (0.0) C C R C
Neophylax oligius (2.4) C R C
Neophylax ornatus (1.3) R
MISC DIPTERA
Family Ceratopogonidae
Palpomyia complex (5.7) R
Family Dixidae
Dixa spp (2.5) R R R
Family Muscidae
Limnophora spp (8.4) R
Family Simuliidae
Simulium spp (4.9) A C R R
Family Tipulidae
Antocha spp (4.4) R R R
Dicranota spp (0.0) C R
Hexatoma spp (3.5) R R R
Pseudolimnophila spp (6.2) R
Tipula spp (7.5) A C A C
DIPTERA; CHIRONOMIDAE
Brillia spp (5.7) R
Conchapelopia group (8.4) R R
Cladotanytarsus spp (4.0) R
Cryptochironomus fulvus (6.7) R
Diamesa spp (6.6) R
Eukiefferiella brevicalcar group (2.9) R
Orthocladius (Euorthocladius) sp 51
(3.4)
C C C
Micropsectra spp (2.4) R
Polypedilum aviceps (3.6) C R R
Potthastia longimana (8.4) R
Psectrocladius spp (3.6) R
Tanytarsus spp (6.6) R
Thienemannimyia group (8.4) R
Tvetenia bavarica gp (E sp. 1) (3.6) R C
COLEOPTERA
Family Elmidae
Optioservus spp (2.1) R
Promoresia elegans (2.1) R
Family Psephenidae
Ectopria nervousa (4.3) C
Psephenus herricki (2.3) C C C
ODONATA
Family Gomphidae
Lanthus spp (1.6) R R R R
MEGALOPTERA
Family Corydalidae
Corydalus cornutus (5.2) C
Nigronia serricornis (4.6) R
OLIGOCHAETA
Family Lumbriculidae (7.0) R C R
Family Naididae
Nais spp (8.7) C C R
CRUSTACEA
Family Cambaridae
immature crayfish (7.5) A C C
MOLLUSCA
Family Pleuroceridae
Elimia spp (2.7) A C A C C
Total Taxa Richness 57 60 53 12 33
EPT Taxa Richness 38 41 37 9 21
Seasonal Correction 33 37 33 8 19
EPT Abundance 184 182 158 17 68
Biotic Index 2.45 2.25 2.71 2.16 2.46
# Taxa ≤ 2.5 39 39 34 5 17
Bioclassification (based on small
stream criteria)
Excellent Excellent Excellent Excellent Excellent
* very small, modified collection method
A – abundant; C – Common; R ‐ Rare
Appendix H: Stream Crossing Photographs
Crossing 1 – view downstream from right bank (3/21/2018) Crossing 2 – view from right bank (3/21/2018)
Crossing 3 – view of culvert inlet (3/21/2018) Crossing 3 – view of culvert outlet (3/21/2018)
Crossing 4 – view of culvert inlet (3/21/2018) Crossing 4 – view of culvert outlet (3/21/2018)
Crossing 5 – view of culvert inlet (3/21/2018) Crossing 5 – view of culvert outlet (3/21/2018)
Crossing 6 – view of culvert inlet (3/21/2018) Crossing 6 – view from road of culvert outlet (3/21/2018)
Crossing 7 – view looking upslope of culvert inlet (3/21/2018) Crossing 7 – view looking upslope of culvert outlet (3/21/2018)
Crossing 8 – view from right bank (3/20/2018) Crossing 9 – view from left bank (3/20/2018)
Crossing 10 – view from left bank (3/20/2018) Crossing 11 – view from left bank (3/20/2018)
Crossing 12 – view from left approach (3/20/2018) Crossing 13 – view of culvert inlet (3/20/2018)
Crossing 14 – view of inlet structure (3/20/2018) Crossing 14 – view of culvert outlet (3/20/2018)
Appendix I: Long Term Stewardship Documentation
Unique Places
To save
October 22, 2018
Andrea Eckardt
Wildlands Engineering Inc,
1430 S. Mint St, Suite 104
Charlotte, NC
Dear Ms. Eckardt,
This letter is to confirm that Unique Places To Save, a 501(c)3 not-for-profit organization located in North
Carolina is willing to act as the responsible party to accept funds from either performance/monitoring bonds
or casualty insurance and successfully complete the Yadkin Valley Umbrella Mitigation Bank - Dugger Creek
Mitigation Site ("Mitigation Project") in the event that Wildlands Engineering fails to perform or no longer
exists.
As the long-term easement holder and manager of the perpetual conservation easement associated with
the Mitigation Project, we are a logical consideration for this role.
We also understand that Unique Places To Save has the right and opportunity to review the bond/insurance
amount and level of responsibility and work to be completed on the Mitigation Project prior to accepting
the funds or completing any work on the Mitigation Project. After this review, Unique Places To Save has the
right to acceptor deny the funds and subsequent mitigation responsibilities.
This role in no way affects our ability to monitor, steward and legally defend the perpetual conservation
easement associated with the Mitigation Project.
Sincerely,
M
David Harper
Executive Director
Signed ( C
Date a a a v
PO Box 1183 • Chapel Hill, NC 27587-1183 • 585-472-9498 • info@uniqueplacestosave.org