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NORTH CAROLINA
Environmental Quality
ROY COOPER
Go•wutor
MICHAEL S.REGAN
Secretary
LINDA CULPEPPER
hi terfrn Director
February 8, 2019
CERTIFIED MAIL#7016 2140 0000 4371 0547
RETURN RECEIPT REQUESTED
Dennis Barber, Mayor
Town of Newport
PO Box 1869
Newport,NC 28570
SUBJECT: CIVIL PENALTY REMISSION REQUEST
Town of Newport
Permit WQCS00177
Case PC-2018-0028
Carteret County
Dear Mr. Barber:
The Division has considered the information submitted in support of your request for remission in the
subject cases. In accordance with NCGS 143-215.6A(f), the Division has found no cause to remit the
original civil penalty assessment of$3,137.75.
If you choose to pay the penalty, send payment to the letterhead address within thirty(30) days of
receipt of this letter. Please make the check payable to NC DEQ.
If payment is not received within thirty(30) days of receipt of this letter, in accordance with NCGS §
143-215.6A(f), your request for remission of the civil penalty(with supporting documents) and my
recommendation to deny the request will be delivered to the North Carolina Environmental Management
Commission's (EMC) Committee On Civil Penalty Remissions (Committee) for final agency decision.
North Carolina Department of Environmental Quality I Division of Water Resources
512 North Salisbury Street 11617 Mail Service Center I Raleigh,North Carolina 27699-1617
919.707.9000
WQCS00177 Remission Decision
Page 2 of 3
If you desire to make an oral presentation to the Committee on why your request for remission meets
one or more of the five statutory factors you were asked to address, you must complete and return the
attached form within thirty(30) days of receipt of this letter. Please mail the completed form to:
Ms. Deborah Gore
NC DEQ/DWR/NPDES
1617 Mail Service Center
Raleigh,NC 27699-1617
Your request for an oral presentation and the documents in this matter will be reviewed by the EMC
Chairman and, if it is determined that there is a compelling reason to require an oral presentation from
you, you will be notified by certified mail of the date, time, and place that your oral presentation can be
made. Otherwise, the final decision on your request for remission will be made by the Committee based
on the written record.
Thank you for your cooperation in this matter. If you have any questions about this letter, please contact
Deborah Gore at(919) 707-3624 or deborah.gore@ncdenr.gov.
Sincerely,
&s,.... .)-e3A..-k --,&-k--Q----
-t.Linda Culpepper
Interim Director, Division of Water Resources
cc: Enforcement File
Wilmington Regional Office
Central Files
WQCS00177 Remission Decision
Page 3 of 3
STATE OF NORTH CAROLINA ENVIRONMENTAL MANAGEMENT COMMISSION
COUNTY OF McDowell DWQ Case Number PC-2018-0028
IN THE MATTER OF ASSESSMENT OF )
CIVIL PENALTIES AGAINST: ) REQUEST FOR ORAL PRESENTATION
Town of Newport )
I hereby request to make an oral presentation before the Environmental Management Commission's
Committee on Civil Penalty Remissions in the matter of the case noted above. In making this request, I
assert that I understand all of the following statements:
• This request will be reviewed by the Chairman of the Environmental Management Commission and
may be either granted or denied.
• Making a presentation will require the presence of myself and/or my representative during a
Committee meeting held in Raleigh, North Carolina.
• My presentation will be limited to discussion of issues and information submitted in my original
remission request, and because no factual issues are in dispute, my presentation will be limited to five
(5)minutes in length.
The North Carolina State Bar's Authorized Practice of Law Committee has ruled that the appearance in a
representative capacity at quasi-judicial hearings or proceedings is limited to lawyers who are active
members of the bar. Proceedings before the Committee on Remissions are quasi-judicial.You should
consider how you intend to present your case to the Committee in light of the State Bar's opinion and
whether anyone will be speaking in a representative capacity for you or a business or governmental entity. If
you or your representative would like to speak before the Committee, you must complete and return this
form within thirty (30) days of receipt of this letter.
Depending on your status as an individual, corporation,partnership or municipality,the State Bar's Opinion affects how
you may proceed with your oral presentation. See www.ncbar.com/ethics,Authorized Practice Advisory Opinion 2006-1
and 2007 Formal Ethics Opinion 3.
• If you are an individual or business owner and are granted an opportunity to make an oral presentation before
the Committee, then you do not need legal representation before the Committee;however,if you intend on
having another individual speak on your behalf regarding the factual situations, such as an expert, engineer or
consultant,then you must also be present at the meeting in order to avoid violating the State Bar's Opinion on
the unauthorized practice of law.
• If you are a corporation,partnership or municipality and are granted an opportunity to make an oral
presentation before the Committee,then your representative must consider the recent State Bar's Opinion and
could be considered practicing law without a license if he or she is not a licensed attorney.Presentation of facts
by non-lawyers is permissible.
If you choose to request an oral presentation,please make sure that signatures on the previously submitted Remission
Request form and this Oral Presentation Request form are: 1)for individuals and business owners,your own signature
and 2)for corporations,partnerships and municipalities, signed by individuals who would not violate the State Bar's
Opinion on the unauthorized practice of law.
Also,be advised that the Committee on Civil Penalty Remissions may choose not to proceed with hearing your case if the
Committee is informed that a violation of the State Bar occurs.
This the day of , 20 .
SIGNATURE TITLE(President, Owner, etc.)
ADDRESS
TELEPHONE ( )
DIVISION OF WATER RESOURCES
CIVIL PENALTY REMISSION FACTORS
Case Number: PC-2018-0028 Region: Wilmington County: Carteret
Assessed Entity: Newport Collection System Permit: WQCS00177
❑ (a) Whether one or more of the civil penalty assessment factors were wrongly applied to
the detriment of the petitioner:
Permittee States:
DWR Response:
•
0 (b) Whether the violator promptly abated continuing environmental damage resulting
from the violation:
Permittee States:
DWR Response:
54 (c) Whether the violation was inadvertent or a result of an accident:
Permittee States:
Relocating from on administrative building to another caused paperwork to become disorganized.
Prior inspection reports show that the Town had previously been in compliance with permit
recordkeeping.
With regards to failure to clean 10%of collection system; at last inspection we were compliant.
During 2017 and 2018 the sewer jetter was inoperable and the Town spent$21,452 for repairs. Staff
is making a substantial effort to meet maintenance schedule by doing over 4,000 feet per month.
The Town does have a map of the collection system but it does not have all of the required elements.
There was a compliant map on the Town's GIS system but the server became corrupted and the data
was lost. The Town has purchased GIS location equipment and mapping software. The Town stated
in their February 2018 collection system permit renewal application that they would be working on an
updated map.
DWR Response: The Permittee responded to the Notice of Violation without the benefit of having
the inspection report that they either never received or it became separated after delivery. Our office
provided it to them via email&Laserfiche link after receiving their response that indicated they had
no detail on the violations and were asked twice if they wished to amend their response in any way,
but they declined. The assessment was based on the lack of complete records or detail, lack of a
complete system map, and failure to meet the required 10%annual gravity sewer line cleaning. 2/3 of
the assessment was for failure to clean the system.
New treatment facility went online in June 2015,therefore,by the time of the inspection in 2018,
there was plenty of time for record organization. Records should always be available and kept
together in an organized manner.
Permittee provided some records via email after the inspection. Based on the permitted system in the
2012 permit the cleaning requirement was just over 10K feet and they met the goal in FY 2015-16
using a contractor,but only cleaned about 4300 ft in FY 2016-17 and had cleaned about 1865 ft at the
time of inspection which was about a month before the FY ended. The current permit renewed in 3-
2018 could require as much as nearly 14K feet. Their remission request now states they keep
cleaning records by calendar year which is contrary to what was indicated during the inspection.
They indicated that both staffing issues and sewer jet equipment failure prevented them from reaching
the goal and provided invoices for repair of the jetter,however the Permittee did not provide any
information demonstrating that they were making efforts to perform cleaning activities between
equipment breakdowns. Repairs are a normal O&M issue and they need a back-up plan; this is why
the regional office was being more lenient in the goal allowing an average of 10%over a current 3-
year span which they didn't meet either. Their response indicated they were now cleaning over 4K
feet/month,but did not indicate when they started cleaning over 4,000 feet per month nor provided
any records to that effect.
They did indicate that they had lost all their electronic files and maps when they lost their computer
system at some point,but it appeared it was all installed on a typical computer workstation and
obviously had not been backing up the data. They should have had some older prints of the system
map even if not completely up-to-date and admitted that they never had the map fully complete&
with all the required elements. The Permittee did not provide any information on the progress of
updating the map since the February 2018 permit renewal application.
❑ (d) Whether the violator had been assessed civil penalties for any previous violations:
Permittee States:
DWR Response:
❑ (e) Whether payment of the civil penalty will prevent payment for the remaining
necessary remedial actions:
Permittee States: •
DWR Response:
WiRO does not recommend remission.
DECISION(Check One)
Request Denied IA
Full Remission ❑ Retain Enforcement Costs? Yes 0 No❑
Partial Remission 0 $ (Enter Amount)
2/7// ?
Linda Culpepper Date
fr
Summary of Penalty Assessment
VIOLATION VIOLATION PENALTY
DATE AREA TYPE VIOLATION DESCRIPTION AMOUNT
6/27/2018 Records Violation detected during Overall recordkeeping/documentation
$500.00
inspection needs improvement or kept in any
manner. Should have records for any of
the questions in this report or the SSO
reporting form that are applicable.
6/27/2018 Operation&Maintenance Violation detected during The Town has failed to meet its required
$2,000.00
Requirements inspection 10%gravity system cleaning for the last
2 years by a considerable amount.
6/27/2018 Records Violation detected during The Town still doesn't have a complete
$500.00 .
inspection map of its system and is 3 years past its
10-year grace period.