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HomeMy WebLinkAbout19960791 Ver 1_COMPLETE FILE_19920101r J ST,?TF olSo , s a ? W 0 0 e ?i??rgC PROS":O MAR 0 9 1999 CERTIFIED MAIL RETURN RECEIPT REQUESTED Mr. William F. Parker 565 Neptune Drive Swansboro, North Carolina 28584 SUBJ: Consent Agreement Docket No. CWA-04-99-1009 ww I s ass i L Dear Mr. Parker: Enclosed please find a copy of the executed Consent Agreement Docket No. CWA-04- 99-1009. The original executed Consent Agreement will be retained in our office. Thank you for your cooperation. If you have any further questions, please contact Mr. Mike Wylie of the Wetlands Section at (404) 562-9409. Sincerely, Robert F. McGhee Director Water Nlanaaement Division Enclosure cc: Paul Schwartz, EAD U.S. Army Corps of Engineers, Wilmington NC Department of Environment & Natural Resources UNITED STATES ENVIRONMENTAL PROTECTION AGENCY REGION 4 ATLANTA FEDERAL CENTER 61 FORSYTH STREET, SW ATLANTA, GEORGIA 30303-8909 Recycl*d/Racyclable • Printed with Vegetable Oil Based Inks on 100% Recycled Paper (40% Postconsumer) } UNITED STATES ENVIRONMENTAL PROTECTION AGENCY REGION 4 In the Matter of: ) Docket No. CWA-04-99-1009 ) MR. WILLIAM F. PARKER ) Findings of Violation and RESPONDENT ) Order on Consent for Compliance CONSENT AGREEMENT I. STATUTORY AUTHORITY The following FINDINGS are made and this CONSENT AGREEMENT is issued under the authority vested in the Administrator of the U.S. Environmental Protection Agency ("EPA") by Section 309(a) of the Clean Water Act ("CWA"), 33 U.S.C.. §1319(a). The Administrator has delegated this authority to the Regional Administrator of EPA, Region 4, who has in turn delegated this authority to the Director of the Water Management Division, who hereby issues this Consent Agreement. II. FINDINGS Upon Consent of the parties and authorized officials, the parties stipulate and the Director finds: 1. Based upon site inspections conducted on April 9, 1996 and August 14, 1996 by the U.S. Army Corps of Engineers (COE),Wilmington District and information provide to COE by Mr. William F. Parker (Respondent) during a telephone conversation on October 24, 1996, EPA has determined that Respondent and/or other persons acting on behalf of Respondent, have discharged, or caused to be discharged, pollutants into wetlands and waters of the U.S. during construction of a concrete ready-mix plant located on a parcel known as Tract 3, on the south side of NC Highway 24, approximately 1.7 miles east of SR 1118 (Bogue Loop Road), adjacent to East Prong and Sanders Creek , in Ocean, Carteret County, North Carolina, more particularly described in Exhibit "A" attached hereto (the "Discharge Area"). 2. The discharges occurred in wetlands and waters of the U.S. adjacent to East Prong and Sanders Creek, during construction of a concrete ready-mix plant. 3. The discharged pollutants include earthen material discharged by or at the direction of the Respondent using CASE 1150D Dozer, dump trucks and other types of earth moving equipment. r 4 2 4. These wetlands are "waters of the United States" within the meaning of the CWA and regulations promulgated thereunder. 5. The CASE 1150D Dozer, dump trucks and other types of earth moving equipment used for the discharge of earthen material into wetlands and waters of the U.S. adjacent to East Prong and Sanders Creek constitute a "point source" within the meaning of the definition set forth in Section 502(14) of the CWA, 33 U.S.C. §1362(14). 6. The earthen material constitutes a "pollutant" within the meaning of the definition set forth in Section 502(6) of the CWA, 33 U.S.C. §1362(6). 7. Section 301(a) of the CWA, 33 U.S.C. §1311(a), makes unlawful the discharge of any pollutant into waters of the United States except as in compliance with certain sections of the CWA, including Section 404, 33 U.S.C. §1344. Under Section 404, a permit is a legal prerequisite to discharges of the type described above. 8. No CWA Section 404 permit authorizing the aforesaid discharges into the Discharge Area has been issued by the COE. These discharges have therefore been made in violation of Section 301(a) of the CWA. III. ADMINISTRATIVE ORDER ON CONSENT Based on the foregoing FINDINGS and having taken into account the nature, circumstances, extent and gravity of the violations, Respondent's prior history of compliance, degree of culpability, and such other matters as justice may require, including the administrative record, and under the authority of Section 309(a) of the CWA, 33 U.S.C. §1319(a), THE DIRECTOR HEREBY ORDERS AND RESPONDENT HEREBY CONSENTS TO THE PROVISIONS OF THE PARAGRAPHS BELOW. 1. The provisions of this Agreement shall apply to and be binding upon the Respondent, its agents, servants, employees, successors and assigns. 2. Respondent shall within ninety (90) days of the effective date of this Agreement, shall either replace the 8-inch corrugated plastic pipe draining the wetlands on the western edge of the property, or install a second pipe. In either case, the additional/replacement pipe must have a minimum diameter of 18 inches. The installation of the pipe shall not be carried out in a manner that requires the dredging or filling of wetlands or waters of the U.S., except for minimal disturbances which may be } 3 required at the ends of the pipe where it connects with the existing wetland and tributary to Sanders Creek. Within seven (7) days of completion, Respondent shall submit to EPA documentation of the completed work, including color photographs of both ends of the pipe and certified as-built drawings. 3. Within thirty (30) days of receipt of an invoice from the North Carolina Department of Environment and Natural Resources Wetlands Restoration Program (NCWRP), Respondent shall submit a payment of $12,000 to the NCWRP, which will be used to fund 0.5 acres of wetlands restoration projects within the White Oak River watershed. Within seven (7) days of submission of payment, Respondent shall submit to EPA written notification of the contribution, including a copy of the check. 4. All information required in the above items, should be sent to: Ms. Morgan Jackson EPA Region 4 / 15th Wetlands Section 61 Forsyth Street Atlanta, Georgia 30303 5. This Consent Agreement does not constitute a waiver, suspension or modification of the terms and conditions of the CWA or any regulations promulgated thereunder. Issuance of or compliance with this Consent Agreement does not exempt Respondent from responsibility to comply with all requirements of the CWA, regulations promulgated thereunder, or any legal order or permit issued thereunder. Issuance of this Consent Agreement is not an election by the EPA to forego any Administrative, Civil or Criminal activities otherwise authorized under the CWA. This Consent Agreement is not and shall not be construed to be a permit under the CWA or regulations promulgated thereunder. 6. Failure by Respondent to comply with the terms of this Consent Agreement may subject Respondent to further enforcement action. 4 IV. EFFECTIVE DATE This Consent Agreement shall become effective thirty (30) days after the date of issuance. FOR RESPONDENT VoL'•? ou? William F. Parker 2?241Ci Date FOR THE U.S. ENVIRONMENTAL PROTECTION AGENCY /I 5z /I & Robert F. McGhee Director Water Management Division U.S. Environmental Protection Agency, Region 4 MAR p 9 1999 Date of Issuance ,i' ? ice- . •-•? ? ? X,9 5 vt, i JJ • J4 .D' 39 ?`,, ? ; ? ?? ' •?i -- a ?• All e •??? .:.rJ?j ?Q`y ? Yn FtA Co ` ` `? ?'?`?'? Csypea?n Cayaaacori l ?•? EXHIBIT A lj B 0 . LDve:; ?a Island a UNITED STATES ENVIRONMENTAL PROTECTION AGENCY REGION 4 / o Q ATLANTA FEDERAL CENTER Z?F \oa 61 FORSYTH STREET, SW ti,4 PRO, ATLANTA, GEORGIA 30303-8909 j . MAR 0 9 1999 CERTIFIED MAIL RETURN RECEIPT REQUESTED Mr. William F. Parker 565 Neptune Drive Swansboro, North Carolina 38584 SUBJ: Consent Agreement Docket No. CWA-04-99-1503 Dear Mr. Parker: r.?" anna av y j s C?\ew* 6 -- Enclosed please find an executed Consent Agreement ("Agreement"), Docket No. CWA- 04-99-1503. An executed Agreement has also been filed with the Regional Hearing Clerk. The Agreement will become effective thirty (30) days from the issuance date. Thank you for your cooperation. If you have any further questions, please contact Mr. Mike Wylie of the Wetlands Section at (404) 563-9409. Sincerely, Robert F. McGhee Director Water Management Division Enclosure cc: Patricia Bullock, Hearing Clerk U.S. Army Corps of Engineers, Wilmington NC Department of Environment & Natural Resources Paul Schwartz, EAD Recyclod/Rocyclable • Printed with Vegetable Oil Based Inks on 100% Recycled Paper (40% Postconsumer) UNITED STATES ENVIRONMENTAL PROTECTION AGENCY REGION 4 In the Matter of: ) MR. WILLIAM F. PARKER ) RESPONDENT ) Docket No. CWA-04-99-1503 Proceedings to Assess Class II Administrative Penalty Under Section 309(g) of the Clean Water Act, 33 U.S.C. § 1319(g) CONSENT AGREEMENT AND CONSENT ORDER ASSESSING ADMINISTRATIVE PENALTY I. STATUTORY AUTHORITY The following Findings are made and Consent Agreement and Consent Order ("Consent Agreement") issued under the authority vested in the Administrator of the U.S. Environmental Protection Agency ("EPA") by Section 309(8) of the Clean Water Act ("CWA"), 33 U.S.C. § 1319(8). The.Administrator has delegated this authority to the Regional Administrator of EPA Region 4, who has in turn delegated this authority to the Director of the Water Management Division, who hereby issues this Consent Agreement. II. FINDINGS The Director hereby finds that: 1. Mr. William F. Parker ("Respondent") owns or controls real property located on a parcel known as Tract 3, on the south side of NC Highway 24, approximately 1.7 miles east of SR 1118 (Bogue Loop Road), adjacent to East Prong and Sanders Creek, in Ocean, Carteret County, North Carolina, more particularly described in Exhibit A attached hereto. 2. Respondent is a person within the meaning of Section 502(5) of the CWA, 33 U.S.C. § 1362(5). 3. Respondent and/or those acting at request of Respondent using a CASE 1150D Dozer, dump trucks and other types of earth moving equipment, discharged or caused to be discharged dredged and/or fill material into wetlands and waters of the U.S. at the Discharge Area during construction of a concrete ready-mix plant. 4. The above mentioned machinery constitute point sources within the meaning of Section 502(14) of the CWA, 33 U.S.C. § 1362(14). 5. The discharged material constitutes a pollutant within the meaning of Section 502(6) of the CWA, 33 U.S.C. § 1362(6). 6. The discharge of dredged and/or fill material into the wetlands and waters of the U.S. in the Discharge Area constitutes a discharge of a pollutant within the meaning of Section 502(12) of the CWA, 33 U.S.C. § 1362(12). Y Page 2 7. Prior to Respondent's activity, the wetlands in the Discharge Area were waters of the United States as defined in Section 502(7) of the'CWA, 33 U.S.C. § 1362(7), and 40 C.F.R. § 122.2. 8. The Discharge Area is in wetlands and waters of the U.S. adjacent to East Prong and Sanders Creek, which are navigable waters, i.e. waters of the United States, as defined in Section 502(7) of the CWA, 33 U.S.C. § 1362(7), and 40 C.F.R. § 122.2. 9. The discharge of a pollutant from a point source to wetlands and waters of the U.S. was carried out without the permit required pursuant to Section 404 of the CWA, 33 U.S.C. § 1344 and therefore said discharge constitutes a violation of Section 301 of the CWA, 33 U.S.C. § 1311. 10. On December 9, 1998, EPA issued to Respondent and notified the public of an Administrative Complaint, Findings of Violation, Notice of Proposed Assessment of a Civil Penalty, and Notice of Opportunity to Request a Hearing Thereon, Docket No. CWA-04-99-1503. 11. Pursuant to Section 309(8) of the CWA, 33 U.S.C. § 1319(g), EPA has consulted with the State of North Carolina regarding the assessment of the administrative penalty under this Consent Agreement. 12. EPA and the Respondent have conferred for the purpose of settlement and the desire to settle this action. EPA and the Respondent agree that settlement of this matter by means of this Consent Agreement and Final Order is in the public interest. Respondent admits the jurisdictional allegations contained in the complaint, neither admits nor denies the factual allegations contained in the Complaint, and consents to the assessment of a stated civil penalty. Accordingly, before any testimony has been taken upon the pleadings, Respondent hereby agrees to comply with the terms of this Consent Agreement and Final Order. III. PENALTY ORDER ON CONSENT Based on the foregoing Findings and having taken into account the nature, circumstances, extent and gravity of the violations, Respondent's prior history of compliance, degree of culpability, economic benefit accruing to Respondent and such other matters as justice may require, including the administrative record, and under the authority of Section 309(8) of the CWA, 33 U.S.C. § 1319(8), THE DIRECTOR HEREBY ORDERS AND RESPONDENT HEREBY CONSENTS TO THE PROVISIONS OF THE PARAGRAPHS BELOW. 13. The provisions of this Consent Agreement shall apply to and be binding upon Respondent, its agents, servants, employees, successors and assigns. Page 3 14. Respondent agrees to pay an administrative penalty of $7,000 for t:_e violations (as alleged in Administrative Complaint Docket No. CWA-.04-99-1503) of the CWA set forth above in the Findings as follows: a. Respondent shall send a certified or cashier's check made payable to the Treasurer, United States of America, in the amount of $7,000 to the address below no later than thirty days after the issuance date of this Consent Agreement to: Nations Bank c/o U.S. Environmental Protection Agency Region 4 (Hearing Officer) P.O. Box 100142 Atlanta, Georgia 30384 Respondent shall state the docket number of this Consent Agreement on the face of such checks and shall send copies of the checks to: U.S. Environmental Protection Agency Wetlands Protection Section 61 Forsyth Street Atlanta, Georgia 30303 Attention: Morgan Jackson b. Should Respondent fail to make the full and timely payment, Respondent shall become immediately and without demand liable to pay the entire amount of the remaining agreed penalty plus interest from the date of this Consent Agreement. 15. Failure by Respondent to comply with the terms of this Consent Agreement may subject Respondent to further enforcement action. Failure to pay the assessed penalty in full in compliance with the terms of this Consent Agreement may subject Respondent to a civil action to collect the assessed penalty, plus interest, attorneys' fees, costs for collection proceedings and an additional quarterly nonpayment penalty pursuant to Section 309(8) of the CWA, 33 U.S.C. § 1319(8). In any such collection action, the validity, amount and appropriateness of the penalty shall not be subject to review. 16. Interest shall accrue on any amounts overdue under the terms of this Consent Agreement at the rate established by the Secretary of the Treasury pursuant to 31 U.S.C. § 3717. A late payment handling charge of $20.00 will be imposed after thirty (30) days, with an additional charge of $10.00 for each subsequent 30-day period during which an unpaid balance remains. Page 4 IV. GENERAL PROVISIONS .17. This Consent Agreement does not constitute a waiver, suspension or modification of the terms and conditions of the CWA or any regulations promulgated thereunder. Issuance of or compliance with this Consent Agreement,does not exempt Respondent from responsibility to comply with all requirements of the CWA, regulations promulgated thereunder, and any legal order or permit issued thereunder. This Consent Agreement is not and shall not be construed to be a permit under the CWA or regulations promulgated thereunder. 18. Respondent knowingly and explicitly waives its rights under Sections 309(g)(2) and (8) of the CWA, 33 U.S.C. §§ 1319(g)(2) and (8), to a hearing on this penalty assessment and to judicial review of this penalty assessment and terms of this Consent Agreement. V. EFFECTIVE DATE This Consent Agreement shall become effective on the date of issuance noted below, unless a person who commented on the proposed penalty assessment either: -files a petition to set aside the Consent Agreement pursuant to 40 C.F.R. §22.38(f); or -files an appeal pursuant to Section 309(8)(8) of the CWA, 33 U.S.C. §1319(8)(8). In the Matter of Mr. William F. Parker EPA D cket No. CWA-04-99-1503 William F. Parker For U.S. EPA Region 4 Robert F. McGhee, Director Water Management Division X d a 1 Issued this I ay of •% 1999. 14 A9 ";;z- John H. Hankinson Jr. Regional Administrator U.S. EPA Region 4 . 41 l 33 37 • } , _p` y ' 39 25 •-fin. ?IOJ • =^C ??? -"'.? *+ I - ! Diy?Y? &tit ? 1Y4-RA osyt+"Con P, e ?,t\ ,, •??' ffiIBZT A V .0 G B J Love:: /: Island a Docket No. CWA-04-99-1503 CERTIFICATE OF SERVICE I HEREBY CERTIFY that on the date noted below, the original of the foregoing Consent Agreement and Consent Order was delivered by hand to the Regional Hearing Clerk, Region 4, United States Environmental Protection Agency, and that a true and correct copy was sent to the following persons, in the manner specified, on the date below: Original hand-delivered: Certified mail, return receipt requested: DATE: Ms. Patricia Bullock Regional Hearing Clerk U.S. EPA Region 4 61 Forsyth Street Atlanta, Georgia 30303 Mr. William F. 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