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HomeMy WebLinkAboutNC0004987_Proposed 316(b) Peer Reviewers_20180921 DUKE James Wellscles Vice President ENERGY® EHS Programs&Environmental Sciences 526 South Church Street Mail Code EC13K Charlotte,NC 28202 (980)373-9646 September 21, 2018 RECE6VED/DENR/DWR Mr. Jeff Poupart North Carolina Department of Environmental Quality SEP 2 4 2018 Division of Water Resources Water Quality Permitting Section Water Resources 1617 Mail Service Center Permitting Section Raleigh NC 27699-1617 Subject: Proposed 316(b) Peer Reviewers Duke Energy Carolinas, LLC and Duke Energy Progress, LLC Dear Mr. Poupart: The final 316(b) "Existing Facilities Rule" requires facilities that submit reports as described in §122.21(r)(10), §122.21(r)(11), and §122.21(r)(12) to conduct an external peer review of those reports. The final 316(b) Rule also requires documentation of this peer review at §122.21(r)(13). Unless waived by the Department, the following Duke Energy facilities will be subject to the peer review requirements: • Allen Steam Station • Belews Creek Steam Station • Brunswick Nuclear Station • Marshall Steam Station • McGuire Nuclear Station • Roxboro Steam Station • Sutton Steam Station Duke Energy conducted a selection process and provided the initially selected peer reviewers to the Department in our letter dated August 4, 2015. We have recently evaluated the initial peer reviewers and determined that revisions were necessary. Our current 316(b) report peer review team is as follows: Biology 'n .s ,Economics u, .. . : ; a Engineering. Dr. James A. Rice Dr. Paul Jakus Dr. John S. Maulbetsch Professor, North Carolina Professor, Utah State Maulbetsch Consulting State University University Dr. Charles C. Coutant Dr. Frank Lupi David M. Maxwell Emeritus, Oak Ridge Professor, Michigan State Maxwell Consulting, LLC National Laboratory University Joseph S. Raulli, P.E. O'Brien and Gere Mr. Jeff Poupart September 21, 2018 Page 2 Resumes are provided for each of the above peer reviewers in Attachment A of this letter. Duke Energy respectfully requests that the Department provide comments regarding the selected peer reviewers no later than October 20, 2018 to ensure that our 316(b) reports are timely submitted. If comments are not provided by October 20, 2018, Duke Energy will assume that the peer reviewers specified in this letter are approved by the Department. As subsequent evaluations result in changes to our selected peer reviewer team, Duke Energy will provide appropriate notification to the Department. Please contact Michael Smallwood (704-382-4117, Michael.Smallwood@duke-energy.com) if you have any questions or comments regarding the selected 316(b) report peer reviewers. Sincere) , #'. James Wells Vice Pr•'sident, EHS Programs & Environmental Sciences Attachment: A— Peer Reviewer Resumes dated September 11, 2018 4 Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Attachment A Peer Reviewer Resumes Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Dr. James A. Rice (Professor, North Carolina State University- Department of Applied Ecology) ` Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 CURRICULUM VITAE James A. Rice Telephone: 919-515-4592 Department of Applied Ecology FAX: 919-515-5327 North Carolina State University E-mail:jrice@ncsu.edu Raleigh, NC 27695-7617 Education: B.A. 1978, Biology(Summa Cum Laude), St. Louis University, St. Louis, MO. M.S. 1981, Zoology, University of Wisconsin, Madison, WI. Ph.D. 1985, Zoology, University of Wisconsin, Madison, WI. Employment: 1978 - 1985 Research and Teaching Assistant, Center for Limnology and Department of Zoology, University of Wisconsin-Madison. 1985 Research Associate, Center for Limnology, University of Wisconsin- Madison. 1985 - 1991 Assistant Professor of Zoology and Extension Fisheries Specialist,North Carolina State University. 1986 -present Fisheries, Wildlife and Conservation Biology Faculty,North Carolina State University. 1989 - 1990, 2001 Acting Zoology Department Extension Leader. 1991 - 1998 Associate Professor of Zoology and Extension Fisheries Specialist,North Carolina State University. 1998 -present Professor of Applied Ecology(formerly Zoology, Biology) and Extension Fisheries Specialist, North Carolina State University. 2001 - 2005 Zoology Director of Graduate Programs. Professional Memberships: American Fisheries Society AFS Early Life History Section AFS Education Section NC Chapter, American Fisheries Society Ecological Society of America ESA Aquatic Ecology Section Professional Service: Nomination Committee, AFS, 2016-present Nomination Committee, Southern Division of AFS, 2016-present. Northern Regional Advisory Committee to the NC Marine Fisheries Comm., 2012-present. Striped Bass Committee, Southern Division of AFS, 2005-present. Small Impoundments Committee, Southern Division of AFS, 2002-2016. Faculty advisor for NCSU student subunit of AFS, 1996-present. Lake Norman Advisory Committee for the NC Wildlife Resources Comm., 2005-2013. Education and Outreach Committee,NC Chapter of AFS, 2005-2010. Awards Committee Chair,NC Chapter of AFS, 2001-2005. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Inland Regional Advisory Committee to the NC Marine Fisheries Comm., 2000-2012. Fisheries Resources Grant review panel (UNC Sea Grant), 2000-2004. National Trout Unlimited Embrace-A-Stream review panel, 2000-2003. Finance Committee,NC Chapter of AFS, 2000-2002. Nominating Committee,NC Chapter of AFS, 1995-1996, 2000-2001, 2013, 2015. Education Committee, NC Chapter of AFS, 1996-1999. Environmental Concerns Committee, NC Chapter of AFS, 1991-1995. Publications Overview Committee, American Fisheries Society, 1991-1992. President,North Carolina Chapter, American Fisheries Society, 1990-1991. President,North Carolina Fisheries Workers Association, 1990-1991. American Fisheries Society Campus Network Representative, 1989-1996. Board of Directors,North Carolina Wildlife Federation, 1988-1993. Associate Editor, North American Journal of Fisheries Management, 1989-1991. Ballot Committee, Southern Division of the American Fisheries Society, 1988. Program Committee, 1986 Annual Meeting of the American Fisheries Society. Awards • 2015 Best Student Paper Award (coauthor),NC Chapter, American Fisheries Society. • 2008 Service Award, NC State Student Fisheries Society • 2006 Richard L. Noble Best Student Paper Award (coauthor),NC Chapter, American Fisheries Society. • 2006 Distinguished Service Award,NC Chapter,American Fisheries Society • 2005 Best Paper Award (coauthor), 8th Annual NC State University Zoology and Botany Graduate Student Symposium. • 2003 Honorable Mention, Best Student Paper Award (coauthor), American Fisheries Society Southern Division Meeting. • 2001 Inducted into Triangle Fly Fishers Trout Unlimited Chapter Hall of Fame. • 2001 W. Don Baker Memorial Award for Best Paper Overall (coauthor),NC Chapter, American Fisheries Society. • 2001 Best Student Paper Award (coauthor),NC Chapter, American Fisheries Society. • Finalist in Most Significant Paper competition (coauthor) in the Transactions of the American Fisheries Society, Vol. 126 (1997). • 1998 Best Student Paper Award (coauthor), Tidewater Chapter, American Fisheries Society. • 1995 George and Rhoda Kris Study Leave Award,NC State University. • Co-author, Science Citation Classic (Miller et al. 1988, CJFAS 45:1657-1670). • Honorable Mention, Best Student Paper Award Competition (coauthor), 1991 American Fisheries Society Meeting. • 1990 Best Paper Award (coauthor), American Fisheries Society Southern Division. • Most Significant Paper in the Transactions of the American Fisheries Society, Vol. 116 (1987) • Honorable Mention, Best Student Paper competition, 1984 American Fisheries Society Meeting. • Best Student Paper Award, 1982 American Fisheries Society Meeting. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Research Interests: Biological and anthropogenic impacts on survival, growth and distribution of fishes, including: Predator-prey interactions and food web dynamics in aquatic systems; direct and indirect fish responses to hypoxia; bioenergetics modeling of predation and habitat effects; impacts and management of introduced species; factors driving variation in fish tissue mercury concentration, and intersex condition in fishes. Current and Pending Grants and Contracts: Aquatic Species Restoration and Research at the Eastern Aquatic Conservation Facility at Yates Mill (NC). W.G. Cope, J.F. Levine, C.B. Eads, T.J. Kwak, J.A. Rice, J.M. Burkholder and R.J. Richardson, PIs. National Fish and Wildlife Foundation—North Carolina and Virginia River and Waters Program. 2016-2020. $1,120,000. Refereed Research Publications (* indicates student author): Campbell*, L.A, J.A. Rice, and R.J. Borski. 2018. Magnitude and timing of changes in bioindicators of recent growth in relation to changes in growth rate for juvenile spot Leiostomus xanthurus. Journal of Fish Biology. In Revision. 86. Bradley*, C.E. J.A. Rice, and D.D. Aday. 2018. Modeling the Effects of Vital Rate Manipulation and Management Scenarios to Predict Population Impact of Restoration Programs on an Unrecovered Coastal Population of Striped Bass. North American Journal of Fisheries Management 38:639-649. DOI: 10.1002/nafm.10062. 85. Grieshaber*, C.A., T.N. Penland, T.J. Kwak, W. G. Cope, R.J. Heise, J.M. Law, D. Shea, D.D. Aday, J.A. Rice, S.W. Kullman. 2018. Relation of fish intersex to contaminants in riverine sport fishes. Science of the Total Environment 643:73-89. DOI: 10.1016/j.scitotenv.2018.06.071. 84. Bradley*, C.E., J.A. Rice, D.D. Aday, J.E. Hightower, J. Rock, and K.J. Lincoln. 2018. Juvenile and adult Striped Bass mortality and distribution in an unrecovered coastal population. North American Journal of Fisheries Management 38:104-119. DOI: 10.1002/nafm.10036. 83. Henson*, M.N., D.D. Aday, J.A. Rice, and C.A. Layman. 2018. Assessing the influence of Tilapia on sport species in North Carolina reservoirs. Transactions of the American Fisheries Society 147:350-362. DOI: 10.1002/tafs.10031. 82. Henson*, M.N., J.A. Rice, and D.D. Aday. 2018. Thermal tolerance and survival of Nile Tilapia Oreochromis niloticus and Blue Tilapia Oreochromis aureus under rapid and natural temperature declination rates. Transactions of the American Fisheries Society 147:278-286. DOI: 10.1002/tafs.10023. 81. Campbell, L.A. and J.A. Rice. 2017. Development and field application of a model predicting effects of episodic hypoxia on short-term growth of Spot Leiostomus xanthurus. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Marine and Coastal Fisheries Dynamics, Management, and Ecosystem Science 9:504- 520. DOI: 10.1080/19425120.2017.1362492. 80. Deslauriers, D., S.R. Chipps, J.E. lreck, J.A.Rice, and C.P. Madenjian. 2017. Fish Bioenergetics 4.0: An R-based modeling application. Fisheries 42:11, 586-596. DOI: 10.1080/03632415.2017.1377558. 79. Lee Pow*, C.S.D., K. Tilahun, K. Creech, J.M. Law, W.G. Cope, T.J. Kwak, J.A. Rice, D.D. Aday, and S. Kullman. 2017. Windows of Susceptibility and Consequences of Early Life Exposures to 173—estradiol on medaka (Oryzias latipes) Reproductive Success. Environmental Science & Technology. 51:5296-5305. DOI: 10.1021/acs.est.7b01568. 78. Owensby*, D.P., J.A. Rice, and D. . Aday. 2017. Mortality, Dispersal, and Habitat Use of Stocked Juvenile Muskellunge E ox masquinongy in Two Western North Carolina Rivers. North American Journal of FisheriesrManagement. North American Journal of Fisheries Management 37(1):108-121. DOI: 10.1080/02755947.2016.1245222. 77. Lee Pow*, C., M. Law, T. Kwak, W.G. Cope,J.A. Rice, S. Kullman, and D.D. Aday. 2017. Endocrine Active Contaminants in Aquatic Systems and Intersex in Common Sport Fishes. Environmental Toxicology and Chemistry 36(4):959-968. DOI: 10.1002/etc.3607. 76. Lincoln*, K.J., D.D. Aday, and J.A. Rice. 2016. Potential Mechanisms Underlying a Perceived White Bass Morone chrysops Decline in a Southeastern Reservoir. Transactions of the American Fisheries Society 145:1035-1046. DOI: 10.1080/00028487.2016.1195444. 75. Brown*, D.T., D.D. Aday, and J.A. Rice. 2015. Responses of coastal Largemouth Bass Micropterus salmoides to episodic, hypoxia. Transactions of the American Fisheries Society 144:655-666. DOI: 10.1080/00028487.2015.1024801. 74. Brown*, D.T., J.A. Rice, C.D. Suski, and D.D. Aday. 2015. Dispersal patterns of coastal Largemouth Bass in response to toiurnament displacement. North American Journal of Fisheries Management 35:431-439. DOI: 10.1080/02755947.2015.1009660. 73. Sackett, D.K., C. Lee Pow*, M.J. R bino, D.D. Aday, W.G. Cope, S. Kullman, J.A. Rice, T.J. Kwak, and M. Law. 2015. Sources of Endocrine Disrupting Compounds in North Carolina Waterways: A Geographic Information Systems Approach. Environmental Toxicology and Chemistry 34(2):4t7-445. DOI 10.1002/etc.2797. 72. Campbell*, L.A. and J.A. Rice. 2014. Effects of hypoxia-induced habitat compression on growth of juvenile fish in the Neus- River Estuary, North Carolina. Marine Ecology Progress Series 497: 199-213. DO : 10.3354/meps10607. e Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 71. Bethke*, B.J., J.A. Rice, and D.D. Aday. 2014. White Perch in Small North Carolina Reservoirs: What Explains Variation in Population Structure? Transactions of the American Fisheries Society 143:77-84. DOI: 10.1080/00028487.2013.830989. 70. Cerino*, D., A.S. Overton, J.A. Rice, and J.A. Morris Jr. 2013. Bioenergetics and Trophic Impacts of the Invasive Indo-Pacific Lionfish. Transactions of the American Fisheries Society 142:1522-1534. DOI: 10.1080/00028487.2013.811098. 69. Sackett*, D.K, D.D. Aday, and J.A. Rice and W.G. Cope. 2013. Maternally transferred mercury in wild largemouth bass,Micropterus salmoides. Environmental Pollution 178:493-497. DOI: 10.1016/j.envpol.2013.03.046. 68. Feiner*, Z.S., J.A. Rice, A.J. Bunch, and D.D. Aday. 2013. Trophic niche and diet overlap between invasive white perch and resident white bass in a southeastern reservoir. Transactions of the American Fisheries Society 142:912-919. DOI: 10.1080/00028487.2013.788563. 67. Rice, J. A., J. S. Thompson, J. A. Sykes, and C. T. Waters. 2013. The role of metalimnetic hypoxia in striped bass summer kills: consequences and management implications. Pages 121-145 in J. S. Bulak, C. C. Coutant, and J. A. Rice, editors. Biology and management of inland striped bass and hybrid striped bass. American Fisheries Society, Symposium 80, Bethesda, Maryland. 66. Feiner*, Z.S., J.A. Rice, and D.D. Aday. 2013. Trophic niche of invasive white perch and potential interactions with established reservoir species. Transactions of the American Fisheries Society 142:628-641. DOI: 10.1080/00028487.2013.763854. 65. Thompson, J.S. and J.A. Rice. 2013. The relative influence of temperature and forage availability on growth of age 1-5 striped bass in two southeastern reservoirs. Pages 93- 120 in J. S. Bulak, C. C. Coutant, and J. A. Rice, editors. Biology and management of inland striped bass and hybrid striped bass. American Fisheries Society, Symposium 80, Bethesda, Maryland. 64. Sackett*, D.K, W.G. Cope, J.A. Rice, and D.D. Aday. 2013. The influence of fish length on tissue mercury dynamics: implications for natural resource management and human health risk. International Journal of Environmental Research and Public Health 10: 638-659. DOI:10.3390/ijerph10020638. 63. Sackett*, D.K, D.D. Aday, J.A. Rice, and W.G. Cope. 2013. Validation of a predictive model for fish tissue mercury concentrations. Transactions of the American Fisheries Society 142:380-387. DOI:10.1080/00028487.2012.747990. 62. Feiner*, Z.S., D.D. Aday, and J.A. Rice. 2012. Phenotypic shifts in white perch life history strategy across stages of invasion. Biological Invasions 14(11): 2315-2329. DOI 10.1007/s10530-012-0231-z. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 61. Morris*, J.A. Jr., K.W. Shertzer, aid J.A. Rice. 2011. A stage-based matrix population model of invasive lionfish with implications for control. Aquatic Invasions. 13:7-12. (Published online June 2010). 60. Sackett*, D.K, D.D. Aday, J.A. Rie, W.G. Cope, and D. Buckwalter. 2010. Does proximity to coal-fired power plants influence fish tissue mercury? Ecotoxicology. 19:1601-1611. 59. Thompson*, J.S., J.A. Rice, and D.S. Waters. 2010. Striped bass habitat selection rules in reservoirs without suitable summer habitat offer insight into consequences for growth. Transactions of the American Fisheries Society. 139:1450-1464. 58. Godbout*, J.D., D.D. Aday, J.A. Rice, M.R. Bangs, and J.M. Quattro. 2009. Morphological models for identifying largemou4h, spotted and hybrid largemouth-spotted bass. North American Journal of Fisheries anagement. 29:1425-1437. 57. Sackett*, D.K, D.D. Aday, J.A. Rice, and W.G. Cope. 2009. A statewide assessment of mercury dynamics in North Carolina waterbodies and fish. Transactions of the American Fisheries Society. 138:1328-1341. 56. Breitburg, D. L., J.K. Craig, R.S. Fulford, K.A. Rose, W.R. Boynton, D. Brady, B.J. Ciotti, R.J. Diaz, K.D. Friedland, J.D. Hlagy III, D.R. Hart, A.H. Hines, E.D. Houde, S.E. Kolesar, S.W. Nixon, J.A. Rice, D.H. Secor, and T.E. Targett. 2009. Nutrient Enrichment and Fisheries Exploitation: Interactive Effects on Estuarine Living Resources and Their Management. Hydrobiblogia. 629:31-47. 55. Cope, W.G., R.B. Bringolf, S. Mosher, J.A. Rice, R.L. Noble, and H.C. Edwards. 2008. Controlling nitrogen release from farm ponds with a subsurface outflow device: implications for improved water quality in receiving streams. Agricultural Water Management. 95:737-742. 54. Craig, J.K., J.A. Rice, L.B. Crowder and D.A. Nadeau. 2007. Density-dependent growth and survival in an estuary-dependent frh: an experimental approach with juvenile spot Leiostomus xanthurus. Marine Ecology Progress Series. 343:251-262. 53. Thompson*, J.S., D.S. Waters, J.A. ice, and J.E. Hightower. 2007. Seasonal fishing and natural mortality of striped bass in a southeastern reservoir. North American Journal of Fisheries Management. 27:681-694. 52. Pine*, W.E., T.J. Kwak, and J.A. Ri e. 2007. Modeling management scenarios and the effects of an introduced apex predator on a coastal riverine fish community. Transactions of the American Fisheries Society. 136:105-120. 51. Bestgen, K.R., D.W. Beyers, J.A. Ri e, and G.B. Haines. 2006. Factors affecting recruitment of young Colorado pikeminnow: synthesis of predation experiments, field studies and individual-based modeling. Transactions of the American Fisheries Society. 135:1722- 1742. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 50. Fulford*, R.S., J.A. Rice, and F.P. Binkowski. 2006. Examination of sampling bias for larval yellow perch in southern Lake Michigan. Journal of Great Lakes Research. 32:434- 441. 49. Craig, J.K., B.J. Burke, L.B. Crowder, and J.A. Rice. 2006. Prey growth and size-dependent predation in juvenile estuarine fishes: experimental and modeling analyses. Ecology. 87(9): 2366-2377. 48. Fulford*, R.S., J.A. Rice, T.J. Miller, and F.P. Binkowski. 2006. Elucidating patterns of size-dependent predation on larval yellow perch (Perca flavescens) in Lake Michigan: an experimental and modeling approach. Canadian Journal of Fisheries and Aquatic Sciences. 63(1): 11-27. 47. Fulford*, R.S., J.A. Rice, T.J. Miller, F.P. Binkowski, J.M. Dettmers, and B. Belonger. 2006. Foraging selectivity by larval yellow perch (Perca flavescens): implications for understanding recruitment in small and large lakes. Canadian Journal of Fisheries and Aquatic Sciences. 63(1): 28-42. 46. Shimps*, E.L., J.A. Rice, and J.A. Osborne. 2005. Hypoxia tolerance in two juvenile estuary-dependent fishes. Journal of Experimental Marine Biology and Ecology. 325(2):146-162. 45. Pine*, W.E. III, T.J. Kwak, D.S. Waters, and J.A. Rice. 2005. Diet Selectivity of Introduced Flathead Catfish in Coastal Rivers. Transactions of the American Fisheries Society. 134(4):901-909. 44. McNatt*, R.A., and J.A. Rice. 2004. Hypoxia induced growth rate reduction in two juvenile estuary dependent fishes. Journal of Experimental Marine Biology and Ecology. 311(1):147-156. 43. Pine*, W.E., K.H. Pollock, J.E. Hightower, T.J. Kwak, and J.A. Rice. 2003. A review of tagging methods for estimating fish population size and components of mortality. Fisheries 28:10-23. 42. Rice, J.A. 2002. Cascading effects of human impacts on fish populations in the Laurentian Great Lakes. pp. 257-272, In L.A. Fuiman and R.G. Werner, eds., Fishery Science: The Unique Contributions of Early Life Stages. Blackwell Science Ltd., Oxford, UK. 41. Beyers, D.W., and J.A. Rice. 2002. Evaluating stress in fish using bioenergetics-based stressor-response models. Pages 289-320 In S.M.Adams (ed.). Biological Indicators of Aquatic Ecosystem Stress. American Fisheries Society, Bethesda, MD. 40. Burke*, B.J., and J.A. Rice. 2002. A linked foraging and bioenergetics model for southern flounder. Transactions of the American Fisheries Society 131:120-131. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 39. Heyer*, C.J., T.J. Miller, F.P. Binkowski, E.M. Caldarone, and J.A. Rice. 2001. Maternal effects as a recruitment mechanism in Lake Michigan yellow perch (Percalavescens). Canadian Journal of Fisheries and Aquatic Sciences 58:1477-1487. 38. Wannamaker*, C.M., and J.A. Rice. 2000. Effects of hypoxia on movements and behavior of selected estuarine organisms from the southeastern United States. Journal of Experimental Marine Biology and Ecology 249 (2):145-163. 37. Ahrenholz, D.W., D.D. Squires J.A. Rice, S.W. Nixon, and G.R. Fitzhugh. 2000. Periodicity of increment formation in otoliths of over-wintering post-larval and pre-juvenile Atlantic menhaden (Brevoortia tyrannus)I Fishery Bulletin 98:421-426. 36. Rice, J.A., J.A. Quinlan*, S.W. Ni on, W.F. Hettler, S.M. Warlen, and P.M. Stegmann. 1999. Spawning and transport dynamics of Atlantic menhaden: inferences from characteristics of immigrating lar'ae and predictions of a hydrodynamic model. Fisheries Oceanography 8 (Suppl. 2): 93-110. 35. Beyers, D.W., J.A. Rice, W.H. Cle9rents, and C.J. Henry. 1999. Estimating physiological cost of chemical exposure: integrating energetics and stress to quantify toxic effects in fish. Canadian Journal of Fisheries and Aquatic Sciences 56(5):814-822. 34. Beyers, D.W., J.A. Rice, and W.H. Clements. 1999. Evaluating biological significance of chemical exposure to fish using a bioenergetics-based stressor-response model. Canadian Journal of Fisheries and Aquatic Sciences 56(5):823-829. 33. Neal*, J.W., J.A. Rice, and R.L. Nop le. 1999. Evaluation of two sizes of hybrid striped bass for introduction into small ponds. orth American Journal of Aquaculture 61:74-78. 32. Neal*, J.W., R.L. Noble, and J.A. Rice. 1999. Fish community response to hybrid striped bass introduction in small warmwter impoundments. North American Journal of Fisheries Management 19:1044-1053. 31. Rice,J.A., L.B. Crowder, and E.A. Marschall. 1997. Predation on juvenile fishes: dynamic interactions between size-structured predators and prey. p. 333-356 In R.C. Chambers and E.A. Trippel (eds), Early Life History and Recruitment in Fish Populations. Chapman and Hall, London. 30. Crowder, L.B., D.D. Squires, and J.Ai. Rice. 1997.Non-additive effects of terrestrial and aquatic predators on juvenile estuarine fish. Ecology 78:1796-1804. 29. Fitzhugh, G.R., S.W. Nixon, D.W. Ahrenholz, and J.A. Rice. 1997. Temperature effects on otolith microstructure and birthmo nth estimation from otolith increment patterns in Atlantic menhaden. Trans. Am. Fis . Soc. 126:579-593. 28. Letcher*, B.H., and J.A. Rice. 1997. Prey patchiness and larval fish growth and survival: inferences from an individual-based model. Ecological Modeling 95:29-43. , Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 27. Letcher*, B.H.,J.A. Rice, L.B. Crowder, and F.P. Binkowski. 1997. Size- and species- dependent variability in consumption and growth rates of larvae and juveniles of three freshwater fishes. Can. J. Fish. Aquat. Sci. 54:405-414. 26. Letcher*, B.H., J.A. Rice, and L.B. Crowder. 1996. Size-dependent effects of continuous and intermittent feeding on starvation time and mass loss in starving yellow perch larvae and juveniles. Transactions of the American Fisheries Society. 125:14-26. 25. Letcher*, B.H., J.A. Rice, L.B. Crowder, and K.A. Rose. 1996. Variability in survival of larval fish: disentangling components with a generalized individual-based model. Can. J. Fish. Aquat. Sci. 53:787-801. 24. Ahrenholz, D.W., G.R. Fitzhugh, J.A. Rice, S.W. Nixon, and W.C. Pritchard. 1995. Confidence of otolith ageing through the juvenile stage for Atlantic menhaden (Brevoortia tyrannus). Fishery Bulletin 93:209-216. 23. Fitzhugh*, G.R. and J.A. Rice. 1995. Error in back-calculation of lengths of juvenile southern flounder, Paralichthys lethostigma, and implications for analysis of size- selection. p. 227-246 in: D.H. Secor, J.M. Dean, and S.E. Campana (eds.). Recent Developments in Fish Otolith Research. University of South Carolina Press, Columbia, South Carolina. 22. Schael*, D.M., J.A. Rice, and D.J. Degan. 1995. Spatial and temporal distribution of threadfin shad in a Southeastern reservoir. Transactions of the American Fisheries Society. 124:804-812. 21. Crowder, L.B., R.A. Wright*, K.A. Rose, T.H. Martin*, and J.A. Rice. 1994. Direct and indirect effects of southern flounder predation on a spot population: experimental and model analyses. p. 61-77 In D.J. Stouder, K.L. Fresh, and R.J. Feller (eds.) Theory and Application in Fish Feeding Ecology. University of South Carolina Press, Columbia South Carolina. 20. Rice,J.A., L.B. Crowder, and K.A. Rose. 1993. Interactions between size-structured predator and prey populations: experimental test and model comparison. Trans. Am. Fish. Soc. 122:481-491. 19. Rice, J.A., T.J. Miller*, K.A. Rose, L.B. Crowder, E.A. Marschall*, A. Trebitz, and D.L. DeAngelis. 1993. Growth rate variation and larval survival: inferences from an individual- based size-dependent predation model. Can. J. Fish. Aquat. Sci. 50:133-142. 18. Miller*, T.J., L.B. Crowder, and J.A. Rice. 1993. Ontogenetic changes in behavioral and histological measures of visual acuity in three species of fish. Env. Biol. Fish. 37:1-8. 17. Crowder, L.B., J.A. Rice, T.J. Miller*, and E.A. Marschall. 1992*. Empirical and theoretical approaches to size-based interactions and recruitment variability in fishes. p. 237-255 In , Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 D.L. DeAngelis and L.J. Gross (eds.) Individual-Based Approaches in Ecology. Routledge, Chapman and Hall, New York. 544 pp. 16. Miller*, T.J., L.B. Crowder, J.A. Rice, and F.P. Binkowski. 1992. Body size and the ontogeny of the functional respdnse in fishes. Can. J. Fish. Aquat. Sci. 49:809-812. 15. Rice,J.A. 1990. Bioenergetics modeling approaches to evaluate consequences of stress in fishes. American Fisheries Society Symposium 8:80-92. 14. Jackson*, J.R., J.M. Phillips*, R.L. Noble, and J.A. Rice. 1990. Relationship of planktivory by shad and diet shifts by youngof-year largemouth bass in a southern reservoir. Proc. Annu. Conf. Southeast. Assoc. Flish and Wildl. Agencies. 44:114-125. (1990 AFS Southern Division Best Paper Award) 13. Luecke, C., J.A. Rice, L.B. Crowder, and S.E. Yeo. 1990. Recruitment mechanisms of bloater in Lake Michigan: an analysis of the predatory gauntlet. Can. J. Fish. Aquat. Sci. 47:524-532. 12. Miller*, T.J., L.B. Crowder, J.A. Rice, and E.A. Marschall*. 1988. Larval size and recruitment mechanisms in fishe9: toward a conceptual framework. Can. J. Fish. and Aquat. Sci. 45:1657-1670. (Scie ce Citation Classic) 11. Rice,J.A. 1987. Reliability of age and growth rate estimates derived from otolith analysis. Pages 167-176 In Robert C. Summerfelt (ed.), Age and Growth of Fish. Iowa State University Press, Ames Iowa. 10. Rice,J.A., L.B. Crowder, and F.P. Binkowski. 1987. Evaluating potential sources of mortality for larval bloater: starvation vs. predation. Can. J. Fish. Aquat. Sci. 44:467-472. 9. Rice, J.A., L.B. Crowder, and M.E. Holey. 1987. Exploration of mechanisms regulating larval survival in Lake Michigan bloateri: a recruitment analysis based on characteristics of individual larvae. Trans. Am. Fish. Soc. 116:703-718. (Most Significant Paper Award, 1987) 8. Crowder, L.B., M.E. McDonald, and J.A. Rice. 1987. Understanding recruitment of Lake Michigan fishes: the importance of size-based interactions between fish and zooplankton. Can. J. Fish. Aquat. Sci. 44 (Supp . 2):141-147. 7. Kitchell, J.A., C.H. Boggs, J.A. Rice, .F. Kitchell, A. Hoffman and J. Martinell. 1986. Anomalies in naticid predatory be avior: a critique and experimental observations. Malacologia 27:291-298. 6. Rice,J.A., L.B. Crowder and F.P. Bi owski. 1985. Evaluating otolith analysis for bloater Coregonus hoyi: do otoliths ring tr e?Trans. Am. Fish. Soc. 114:532-539. 5. Rice,J.A., and P.A. Cochran. 1984. In ependent evaluation of a bioenergetics model for Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 largemouth bass. Ecology 65:732-739. 4. Boggs, C.H., J.A. Rice, J.A. Kitchell, and J.F. Kitchell. 1984. Predation at a snail's pace: what's time to a gastropod? Oecologia 62:13-17. 3. Rice, J.A., J.E. Breck, S.M. Bartell, and J.F. Kitchell. 1983. Evaluating the constraints of temperature, activity and consumption on growth of largemouth bass. Env. Biol. Fish. 9:263-275. 2. Cochran, P.A., and J.A. Rice. 1982. A comparison of bioenergetics and direct field estimates of cumulative seasonal food consumption by largemouth bass (Micropterus salmoides). Pages 88-96 In G. Cailliet and C. Simenstad (eds.), Gutshop '81: fish food habits studies. Washington Sea Grant, Seattle, Washington, USA. 1. Kitchell, J.A., C.H. Boggs, J.F. Kitchell, and J.A. Rice. 1981. Prey selection by naticid gastropods: experimental tests and application to the fossil record. Paleobiology 7:533-552. Books: Bulak, J.S., C.C. Coutant, and J.A. Rice, editors. 2013. Biology and management of inland striped bass and hybrid striped bass. American Fisheries Society, Symposium 80, Bethesda, Maryland. Book Chapters, Reviews and Editorials: Rice, J.A., J.S. Thompson, J.A. Sykes, and C.T. Waters. 2013. The role of metalimnetic hypoxia in striped bass summer kills: consequences and management implications. Pages 121-145 in J. S. Bulak, C. C. Coutant, and J. A. Rice, editors. Biology and management of inland striped bass and hybrid striped bass. American Fisheries Society, Symposium 80, Bethesda, Maryland. Thompson, J.S. and J.A. Rice. 2013. The relative influence of temperature and forage availability on growth of age 1-5 striped bass in two southeastern reservoirs. Pages 93- 120 in J. S. Bulak, C. C. Coutant, and J. A. Rice, editors. Biology and management of inland striped bass and hybrid striped bass. American Fisheries Society, Symposium 80, Bethesda, Maryland. Rice, J.A. 2002. Cascading effects of human impacts on fish populations in the Laurentian Great Lakes. pp. 257-272 In L.A. Fuiman and R.G. Werner, eds. Fishery Science: The Unique Contributions of Early Life Stages. Blackwell Science, Oxford, England. Rice, J.A. 1999. Coping with Uncertainty. Fisheries 24(7): 44. Rice, J.A. 1998. Evolution of the Process-Oriented Approach to Recruitment Dynamics in Fishes. Stages 19(2):10-12. Rice, J.A. 1992. Physiological Ecology and Community Structure (symposium review). Bulletin • Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 of the Ecological Society of America 73(4):269-270. Technical Reports: Lee Pow, C., C. A. Grieshaber, D. D. Aday, S. W. Kullman, W. G. Cope, T. J. Kwak, J. M. Law, and J. A. Rice. A comprehensive examination of endocrine disrupting compounds and intersex fish in North Carolina water bodies. Federal Aid in Sport Fish Restoration Project F-99-R Final Report, Submitted to Division of Inland Fisheries, North Carolina Wildlife Resources Commission, Raleigh. Lincoln, K.J., D.D. Aday, and J.A. Rice. 2014. Potential Mechanisms Underlying a Perceived White Bass Morone chrysops Decline in a Southeastern Reservoir. Final Report. Federal Aid in Fish Restoration Project F-101. North Carolina State University, Raleigh,NC, USA. 61 pp. Brown, D.T., J.A. Rice, and D.D. Aday. 2014. Responses of Largemouth Bass to Seasonal Hypoxia and Tournament Displacement in a Coastal System. Final Report. Federal Aid in Fish Restoration Project F-100-R. North Carolina State University, Raleigh,NC, USA. 98 pp. Bethke, B.J., J.A. Rice, and D.D. Aday. 2012. Unpredictable outcomes of an invader in small reservoirs. Final Report. Federal Aid in Fish Restoration Project F-68-12.North Carolina State University, Raleigh, NC, USA. 50 pp. Brey, M.K., Z.S. Feiner, J.D. Godbout, D.D. Aday, and J.A. Rice. 2012. Trophic Interactions and Reservoir Food Web Dynamics. Final Report. Federal Aid in Sport Fish Restoration Project F-68-08 North Carolina State University, Raleigh, NC, USA. 303 pp. Sackett, D.K, J.A. Rice, and D.D. Aday.2011. The influence of fish length on tissue mercury dynamics: implications for natural resource management and human health risk. Final Report. Federal Aid in Fish Restoration Project F-68-13. North Carolina State University, Raleigh,NC, USA. 47 pp. Craig, J.K. and J.A. Rice. 2008. Estuarine residency, movements, and exploitation of southern flounder (Paralrchthys lethostigma) in North Carolina. Final Report. North Carolina Sea Grant, Fishery Research Grant 05-FEG-15.North Carolina State University, Raleigh, NC, USA. 39 pp. Thompson, J.S., J.A. Rice, D.S. Waters, J. C. Taylor, J.E. Hightower, L.A. Davias, and P.S. Rand. 2005. Energetics of reservoir striped bass populations: Phase 1 Final Report. Federal Aid in Fish Restoration Project F-68-04.North Carolina State University, Raleigh, NC, USA. 329 pp. Kwak, T.J., W.E. Pine, D.S. Waters, J.A. Rice, J.E. Hightower, and R.L. Noble. Population Dynamics and Ecology of Introduced Flathead Catfish: Phase 1 Final Report. Federal Aid in Sport Fish Restoration Project F-68-01. North Carolina State University, Raleigh, NC, USA. 217 pp. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Bestgen, K.R., D.W. Beyers, G.B. Haines, and J.A. Rice. 1997. Recruitment models for Colorado squawfish: tools for evaluating relative importance of natural and managed processes. Colorado Squawfish Recovery Program Project Final Report. Colorado State University Larval Fish Laboratory, Fort Collins, CO, USA. 54 pp. Jackson, J.R., J.A. Rice, R.L. Noble, and S.C. Mozley. 1991. Mechanisms of reservoir fish community dynamics. Federal Aid in Fish Restoration Project F-30-1 Final Report.North Carolina Agricultural Research Service,North Carolina State University, Raleigh, NC, USA. 104.pp. Extension Publications: Rice, J.A., J.W.Neal, and R.L.Noble. 2000. Hybrid striped bass performance and management impacts in small warmwater impoundments. pp. 203-212 in R.M. Timm and S.L. Dann (eds.) Leading the Way Toward Sustainability: Extension in the New Millennium. Proceedings of the 9th National Extension Wildlife, Fisheries, and Aquaculture Conference in Portland, ME, 1999. National Resources and Environment Unit, CSREES/USDA, Washington, D.C. 312 p. Rice, J.A. 2000. Quantitative Evaluation of the Effectiveness of a Pond Management Video Tape. pp. 273-278 in R.M. Timm and S.L. Dann (eds.) Leading the Way Toward Sustainability: Extension in the New Millennium. Proceedings of the 9th National Extension Wildlife, Fisheries, and Aquaculture Conference in Portland, ME, 1999. National Resources and Environment Unit, CSREES/USDA, Washington, D.C. 312 p. Rice, J.A., R.L. Noble, and R.L. Curry, eds. Pond management guide, 2nd Edition. 1999. NC Cooperative Extension Service and NC Wildlife Resources Commission. 29 pp. Rice, J.A. 1996. Zebra mussels and aquaculture: what you should know. North Carolina Sea Grant Program. 4 p. Kay, S.H, and J.A. Rice. 1992. Using grass carp for aquatic weed management. N.C. Cooperative Extension Service. 4 p. Rice, J.A., R.L. Noble, and F.T. McBride, eds. Pond management guide. 1990. NC Wildlife Resources Commission and NC Agricultural Extension Service. 27 pp. North Carolina Natural Resources: An Inventory and Conservation Issues. 1990. Written and edited by the NCAES Natural Resources Work Group (J.A. Rice, member). Rice, J.A., and J.M. Hinshaw. 1989. North Carolina Aquaculture Directory. NC Agricultural Extension Service. Other Extension Communication Products: Rice, J.A. 2002. Pond Management: Good Fishing in the Balance. 4-H Wildlife Project web- Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 based publication (www.nc4h.o g/enrichment/wildlife/13-15-pondman.pdf). Rice, J.A., B.J. Burke, and W.S. Payn?. 1999. Extension Wildlife, Fisheries and Aquaculture Web Site, NC Cooperative Extension Service. http://www.ces.ncsu.edu/nreos/wild/. Rice, J.A. 1994. Managing your pond for better fishing (23-min. video tape). N.C. Cooperative Extension Service. Cope, W.G., J.A. Rice, S.L. Bryant and F.A. Harris. 2003. Aquatic Nuisance Species Poster. N.C. Cooperative Extension Service. Popular Articles: Rice, J.A. 1994. A Recommended Dose of LWD. Friend of Wildlife, North Carolina Wildlife Federation. Fall 1994:16. Rice, J.A. 1994. The Holiday Dinner Dilemma. Friend of Wildlife, North Carolina Wildlife Federation. January/February 19!4:13. Rice, J.A. 1993. Are You a Member offa(Gasp!) Special Interest Group?Friend of Wildlife, North Carolina Wildlife Federation. September/October 1993:14. Rice, J.A. 1993. The Web of Life: How Strong is our Safety Net? Friend of Wildlife, North Carolina Wildlife Federation. January 1993:15. Rice, J.A. 1992. Fish Stocking and Species Introductions: Blessing or Curse?Friend of Wildlife, North Carolina Wildlife Federation. 40(3):14-15. Rice, J.A. 1991. From Russia With Lenok. Friend of Wildlife, North Carolina Wildlife Federation. 39(3):8-10. Rice, J.A. 1991. Up Close and Personal With the Private Landowner. Friend of Wildlife,North Carolina Wildlife Federation. 38(6):20. Rice, J.A. 1991. Are You Nervous?Friend of Wildlife,North Carolina Wildlife Federation. 38(2):13. Rice, J.A. 1990. Living Within Our Me ns. Friend of Wildlife, North Carolina Wildlife Federation. 37(4):14-15. Rice, J.A. 1990. The Rhyme and Reaso of Regulations. Friend of Wildlife,North Carolina Wildlife Federation. 37(1):14-15. Rice, J.A. 1989. Life in the Catacombs. he Flyline,North Carolina Council of Trout Unlimited. 2:14. Rice, J.A. 1988. Situational litterbugging and the case for credibility. Friend of Wildlife, North Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Carolina Wildlife Federation. 35(6):11. Rice, J.A. 1988. Planning for tomorrow's fisheries today. Friend of Wildlife,North Carolina Wildlife Federation. 35(2):6. Rice, J.A. 1988. A Rare Opportunity. The Flyline, North Carolina Council of Trout Unlimited. 1:16. Rice, J.A. 1988. Special places. The Flyline,North Carolina Council of Trout Unlimited. 1:8. Rice, J.A. 1987. What's in a fish? Friend of Wildlife,North Carolina Wildlife Federation. 34(5):6. Rice, J.A. 1987. Water, extraordinary, ordinary water. Friend of Wildlife, North Carolina Wildlife Federation. 33(6):11. Rice, J.A. 1986. Plant a seed for the future -take a kid fishing! Friend of Wildlife,North Carolina Wildlife Federation. 33(4):4. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Charles C . . Coutant, Ph . D . (Retired Distinguished Research Ecologist, Oak Ridge National Laboratory; Coutant Aquatics) Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 BRIEF RESUME Charles C. Coutant, Ph. D. Retired Distinguished Research Ecologist, Environmental Sciences Division Oak Ridge National Laboratory, Oak Ridge, Tennessee 120 Miramar Circle, Oak Ridge, TN 37830 (865)483-5976; ccoutant3@comcast.net Education: BA 1960 (Lehigh University, Bethlehem, Pennsylvania); MS 1962 (Lehigh); PhD 1965 (Lehigh). Positions: (1)Battelle-Pacific Northwest Laboratories, Richland, Washington(1965-70): Research Scientist, Columbia River Thermal Effects Studies; (2)Environmental Sciences Division, Oak Ridge National Laboratory(1970-2005): Manager Cooling Systems Program(1970-79), Leader Multimedia Modeling Project(1979-82); Manager DOE Global Carbon Cycle Program (1985-86); Manager ORNL Exploratory Studies Program(1989-1991); Senior Research Staff (1982-85, 1986-88, 1992-2004); Distinguished Research Staff(2004-2005); (3)Private consultant (2005-present). Professional Affiliations: American Association for the Advancement of Science(Fellow); American Institute of Fishery Research Biologists (Fellow); American Fisheries Society(AFS; Presidents of Water Quality Section, Tennessee Chapter, Southern Division, and full Society; Co- Editor of journal Transactions of the American Fisheries Society); American Society of Limnology and Oceanography, lapsed; American Society for Testing and Materials (Chair Environmental Fate Models Task Group; lapsed); Ecological Society of America(Vice Chair Applied Ecology Section); Sigma Xi (Southeast Regional Lecturer, President Oak Ridge Chapter); Water Pollution Control Federation(Literature Review Committee-Thermal Effects; lapsed). Honors: Darbaker Prize in Microbiology, Pennsylvania Academy of Science; Director's Award, Battelle-Northwest; Excellence in Fisheries, TN Chapter AFS; Outstanding Publication, Martin Marietta Energy Systems (then operator of ORNL); Distinguished Publication, American Society for Information Science; Distinguished Service Award, AFS; Outstanding Achievement Award, Southern Division, AFS; 2002 ORNL Distinguished Scientist of the Year; 2013 Career Achievement Award by Bioengineering Section AFS. Publications: >337 exclusive of consulting reports Synopsis of Significant Technical Contributions: Field study of thermal discharge effects on invertebrates of Delaware River; Laboratory and field studies of thermal effects of Hanford reactors on Columbia River salmonids and other aquatic life; annual reviews of thermal effects publications 1968-1980; evaluation of aquatic thermal effects information to provide national water temperature criteria recommendations by the National Academy of Sciences; participation in development of EPA guidelines for Clean Water Act §316(a)thermal studies of power stations; development of biological data and criteria for environmental impact assessments of steam electric power plants; participant in the establishment of the Electric Power Research Institute and member of its national Advisory Council; development of elects onic temperature telemetry of fishes as a research tool for thermal behavior studies; lead role in developing guidance for thermal power plant impact assessment for UNESCO and International Atomic Energy Agency; advisor on project evaluation to Bonneville Power Administration(BPA)Fish and Wildlife Program and member of Scientific Review Group; member of Northwest Power Planning Council's(NPPC) Independent Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Scientific Group; member National Marine Fisheries Service and NPPC's Independent Scientific Advisory Board for Pacific salmon re$toration; member NPPC's Independent Scientific Review Panel for review of projects for BPA's Fish and Wildlife Program; elucidation of the thermal ecology of striped bass through laboratory and field research and its application to management of the species in fresh water and estuaries; evaluation of impacts of hydropower on aquatic systems; review and evaluation of Clean Water Act §316(a and b)study plans, studies, and documents for power companies; new concepts for behavioral guidance of salmon smolts; book editor,Behavioral Technologies for Fish Guidance(200 I); book co-editor, Biology and Management of Inland Striped Bass and Hybrid Striped Bass(2103). Synopsis of Management Experience: Leader of several research teams up to about 15 people; manager of Department of Energy intra- and extramural carbon dioxide research program($4 million/yr); manager of ORNL internal funding program($6-10 million/yr). Synopsis of Power Plant-related Ad isory Roles: Co-author of EPA's 316(a)guidelines (1977); Co-chair of Technical Advisory Committee for Virginia Power Company's North Anna Power Station 316(a)studies (1980s); Co-chair of Technical Advisory Committee for Commonwealth Edison Co. 316(a, b)studies on Upper Illinois waterway(1991-1996); Technical Advisor to Electricity Corp of New Zealand for thermal discharge permitting patterned after 316(a) (1991- 1994); Third-party advisor for Georgia Power Co. and the State of Georgia for Plant Branch 316(a)demonstration(1993-1999); Advisor for 316(a) demonstration studies for Carolina Power and Light Co.'s H. B. Robinson Steam Plant(1994-1996); Advisor for 316(a)demonstration by Public Service Electric and Gas Co. fort Hudson Station(1995-1998), Mercer Station(1998-2001) and Salem Nuclear Station(1998-2000; 2006); Advisor for siting a power plant in Portugal (1997); Review of Brayton Point Plant 316(a)studies for USEPA(1997-1998 and 2003); Review and testimony on Diablo Canyon thermal effects monitoring for Pacific Gas and Electric(1999- 2000); Review and white paper preparation on fish population status and trends for Hudson River Utilities (2001-2002); Advised Dyneg}J Northeast on Danskammer and Roseton power plant relicensing issues (2002-2005); Served Ion Fishery Panel for City of Newport News water intake (2004); Consultant to Dominion North Anna regarding biological aspects of NRC Early Site Permit for additional units at North a Nuclear Station(2005-2007); Advisor to Natural Solutions for implementation of a Flow Velocity Enhancement System for fish guidance and debris management at intakes (2005-present); Member of University of Tennessee team for 316(a) biological assessment of thermal discharge from Blue Ridge Paper Products paper mill (2005- 2006), related litigation(2009-2011)acid permit renewal studies (2012-2013); Technical advisor to a stakeholder group evaluating revision of Colorado temperature standards (2006-2007); Participant in EPRI study of effectiveness of strobe lights for reducing impingement at power plant intakes (2006-2007); Advisor for Millstone Nuclear Power Plant(Connecticut)NPDES re- permitting(2006-2009); Expert witness for Vermont Yankee Atomic Power Plant NPDES re- licensing(2007); Advisor and expert wi ness for resolving aquatic environmental impacts for NRC Early Site Permit for expansion of the Vogtle nuclear power plant, Georgia(2006-2009); Advisor of the Utility Water Act Group (UWAG)for developing consistent national approaches for 316(a) implementation(2007-2010); Consultant and expert witness for Environment Canada(2008- 2009); Consultant to Utility Water Act Group (2006-2009); Consultant to Dominion Manchester for planning biological studies for a 316(a)Demonstration for the Manchester Street Station, Providence, RI (2009-2010), Consultant to Arcadis, Inc. for thermal-effects analyses of two Florida power stations (2010); Consultant to Idaho Power Co. for application for a site-specific temperature standard for the Snake River(2010-2014); Consultant to Tennessee Valley Authority for entrainment and impingement studies leading to NRC permit for Watts Bar Nuclear 2(2010- 2011); Consultant to Duke Energy for post-event analysis of a water-intake incident at McGuire Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Nuclear Station,North Carolina(2011); Consultant to ASA Analysis and Communication for review of 316(a)documents (2012); Participant in EPRI-funded study by Natural Solutions of debris and fish-impingement management at the water intake of Dairyland Cooperative's Genoa Station on the Mississippi River(2012); Consultant to Dominion Virginia Power for approaches to meeting West Virginia water temperature standards (2012-present); Consultant to Energy Northwest for analysis of existing cooling-water intake structure for NPDES re-permitting and development of a 316(b) study plan for the Columbia(nuclear) Generating Station(2013-present); Consultant to Alden Research Laboratories for design of studies of American eel guidance(2014- present); Reviewer for EPRI of 316(b)entrainment study plans for seven power plants on the Ohio River(Cardinal, Clifty Creek, F. B. Culley, Kyger Creek, Mill Creek, Sammis, and Stuart)(2014); Reviewer for entrainment study plans for BC Hydro's "Site C"new hydropower plant on behalf of the Natural Sciences and Engineering Research Council of Canada(2015). March 2015 Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 John S . Maulbetsch (Maulbetsch Consulting, Menlo Park, California) Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 JOHN S.MAULBETSCH Maulbetsch Consulting 770 Menlo Avenue, Suite 211 Menlo Park,California 94025 Tel.: 650.327.7040 FAX: 650.327.7045 E-Mail:maulbets iisbcglobal.net Professional history Maulbetsch Consulting,Menlo Park, California: Consultant to government and industry(1999-present) Electric Power Research Institute Palo Alto,California,Executive Scientist(1975—1999), Dynatech R/D Company,Cambridge, Massachusetts,Director,Energy Technology(1969—1975) Massachusetts Institute of Technology, Cambridge, Massachusetts, Assistant Professor of Mechanical Engineering and Ford Post-Doctoral Fellow(1965—1969), Recent projects(Maulbetsch Consulting) - Evaluation of water-conserving cooling system options for - Arizona Public Service....nuclear plant - Arizona Public Service----gas-fired, combined-cycle plant - Public Service New Mexico----coal plant - Cost/performance estimating tool for wet/dry/hybrid cooling(EPRI) - Analysis of performance limitations of an ACC at a coal-fired power plant(PacifiCorp) - Life cycle analysis of the cost and value of water at gas-fired combined-cycle plants(CEC) - Field testing of wind effects on ACCs(CEC) - Spray enhancement of ACC performance(CEC) - Analysis of the comparative costs of wet vs dry cooling(CEC;EPRI) - National cost of closed-cycle cooling retrofits(EPRI) - Plant specific cost/performance estimates of cooling system retrofits(several)(EPRI) Recent research reports - Performance,Cost and Environmental Effects of Saltwater Cooling Towers;CEC-500-2008-043 - Cost and Value of Water Use at Combined-cycle Power Plants; CEC-500-2006-034 - Spray Cooling Enhancement of Air-Cooled Condensers;P500-03-109 - Comparison of Alternate Cooling Technologies for California Power Plants; P500-02-079F - Inlet Air Spray Cooling for Air-Cooled Condensers;CEC-500-2013-058 - Effect of Wind on the Performance of Air-Cooled Condensers; CEC-500-2013-065 - Economic Evaluation of Alternative Cooling Technologies;EPRI#1024805 Publications/Invited presentations: "Effect of Wind on Air-Cooled Condenser Performance", ASME Paper No. IMECE2011-63137(2011); with M.DiFilippo and J.O'Hagan "Cost/Performance Comparisons of Water-Conserving Power Plant Cooling Systems", ASME Paper No. 1MECE2011-63135, (2011) "Cost and Performance Consequences of Closed-cycle Retrofit",Proceedings of EPRI Third Thermal Ecology Workshop,Maple Grove,MN(2011);with M.DiFilippo "Wind Effects on Air-Cooled Condensers for Power Plant Cooling",Proceedings of the International Heat Transfer Conference(IHTC14), (2010); with M.DiFilippo,M. Owen and D.Kroger Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 "Cost of Closed-Cycle Cooling Retrofits",EPRI Environment Council, San Diego, CA,2009 "Advanced Cooling Technologies",Internatidnal Congress on Advances in Nuclear Power Plants(ICAPP), Anaheim,CA,(2008) "The Effects of Wind on the Performance of Air-cooled Condensers",CTI Journal, Vol.28,No.2,Summer,2007 "Thermal Ecology Issues/Technology Responses",Proceedings of EPRI Second Thermal Ecology Workshop, Westminster,CO,October,2007 "Effects of Wind on ACC Performance",EPRI Cooling Tower Conference,Des Moines, IA, August,2006 "EPRI's Dry Cooling Guidelines",EPRI Cooing Tower Conference,Des Moines,IA,August,2006 "Application of Spray Enhancement to Crockett Air-cooled Condenser",California Energy Commission Workshop; June,2005 "Cost/Performance Comparisons of Alternative Cooling Systems",California Energy Commission Workshop;June, 2005 "Spray Cooling—An Approach to Performance Enhancement of Air-Cooled Condensers",California Energy Commission Workshop;June,2005 "Water Conservation Options for Wet-Cooled Power Plants", California Energy Commission Workshop;June,2005 Book Chapters "Cooling Towers and Cooling Ponds", Chapter 10, Volume 2, in Handbook of Heat Transfer: Applications, Edited by W. M. Rohsenow,J.P.Hartnett,and E.N.Ganic,McGraw-Hill, 1985. (w.J.A.Bartz) "Environmental Control in Coal-Fired Power lants," Chapter 22, pp. 940-997 of Handbook of Energy Technology and Economics, Edited by Robert A. Meyers,Wiley-Interscience Series,John Wiley&Sons, 1983.(with S Dalton, et al.) Selected Invited Presentations (since 2000) American Nuclear Society, International Congress on Advances in Nuclear Power Plants(2008) Cambridge Energy Research Associates,CERAWeek '08,Water and Energy Panel(2008) California SWRCB Workshop,"Environmental Effects of Once-Through Cooling"(2008) EUCI Workshop,"A Water-Constrained Future for Power Producers"(2007) US DOE Workshop,Energy-Water Nexus,"Power Plant Cooling System Options", Salt Lake City, UT(2006) California State Water Resources Control Board,Once-Through Cooling Workshop, Oakland, CA(2005) PowerGen Short Course on Dry Cooling„ Section on "Spray Enhancement of ACC's",Orlando,FL,(2002) IAHR 12`h International Conference,Sydney, Australia,Advanced Dry Cooling(2001) Professional Activities ASME International, Member since 1965,Life Fellow---2004 American Association for the Advancement of Science, Council Delegate,Engineering Section, 1997-2000 Advisory Boards Corporate Advisory Board,Combustion Researlch Facility, Sandia National Laboratory, Livermore,California Council for Energy Engineering Research, Ad isory Committee to U.S. Department of Energy,Basic Energy Sciences,Energy Engineering Research Progra Education S.B. (1960) M ssachusetts Institute of Technology S.M. (1962) C.mbridge,Massachusetts Ph.D (1965) Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Joseph S . Raulli , PE (SME/Technical Manager, O'Brien and Gere) IL) DLQ- mom o))lJ �s '�'1V�r`: 21i3TL" PE 'O'o.-r. oe:? 141_:Ol Joseph S. Raulli, PE SME/Technical Manager Mr.Raulli has more than 38 years of professional experience in the power and central utility industries. He has extensive experience associated with fossil and hydropower generating facilities and central utility TECHNICAL MANAGER plants,including providing study and engineering Project engineering and management design services for modifications and additions to for Mechanical design improved efficiency,reliability,enhanced safety,and environmental compliance. Fossil fuel and hydropower generation Central Utility Plants As a Technical Manager with O'Brien&Gere,he provides for the technical delivery of solutions for Cooling Water Intakes clients.He is responsible for managing projects Environmental compliance wherein he is accountable for scope and budget,staff administration and development,and client YEARS OF EXPERIENCE management.He is also responsible for financial With O'Brien&Gere:6 management,resource allocation,and risk With other firms:32 management.Mr.Raulli maintains a close relationship with clients during the study,design,and construction phases of a project,and following project completion. EDUCATION MBA/1987/Chapman College REPRESENTATIVE PROJECTS BS/1980/Mechanical Engineering;Rochester Beaver Falls LLC,Beaver Falls,NY-Provided Institute of Technology engineering review and evaluation for the preparation of a Desktop Entrainment Reduction PROFESSIONAL REGISTRATION Study to address ongoing New York State Department Professional Engineer:NY of Environmental Conservation (NYSDEC) concerns regarding the potential for entrainment of resident fish eggs and larvae at the Beaver Falls Cogeneration Plant cooling water intake structure(CWIS). ARCADIS,316(b) Peer Review,Chemical Process Facility,Tennessee-Completed peer reviews for both the 122.21(r)(10),Comprehensive Technical Feasibility and Cost Evaluation Study and the 122.21(r)(12),Non-Water Quality Environmental and Other Impacts Study,that was prepared for a chemical processing facility with multiple cooling water intakes for once through cooling. The facility was located in Tennessee. Veritas Economic Consulting,316(b)Peer Review, Power Generating Stations,Michigan-Completed peer reviews for both the 122.21(r)(10), Comprehensive Technical Feasibility and Cost Evaluation Study and the 122.21(r)(12),Non-Water Quality Environmental and Other Impacts Study,that Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 was prepared for one coal fired electric power recommended compliance strategy for the client's generating station with once through cooling located facility. in Michigan. LimnoTech,Ann Arbor,MI -Completed a peer ARCADIS,316(b) Peer Review,Power Generating review of the 40 CFR 122.21(r)(12),Non-Water Stations,Michigan-Completed peer reviews for Quality Environmental and Other Impacts Studies that both the 122.21(r)(10),Comprehensive Technical were prepared for American Electric Power's (AEP) Feasibility and Cost Evaluation Study and the DC Cook Nuclear Generating Station. 122.21(r)(12),Non-Water Quality Environmental and Other Impacts Study,that were prepared for two Honeywell,316(b)Strategy Evaluation,Hopewell, electric power generating stations with once through Virginia-Provided the technical evaluation of cooling located in Michigan. potential intake technologies for compliance with current 316(b) regulations. Technology options were Beaver Falls LLC,Beaver Falls,NY-Prepare evaluated and compared based on feasibility,cost, responses to the New York State Department of operational experience,and effectiveness in reducing Environmental Conservation(NYSDEC) Request for impingement mortality and entrainment. Provided a Information(RFI) as required in preparation for final report detailing the evaluation and Beaver Falls'State Pollutant Discharge Elimination recommendations. System(SPDES) permit renewal. Provided the technical expertise to collect,develop,and report RED-Rochester LLC,Evaluation of Intake information and data that was responsive to the Compliance Options,Rochester,New York- information request and would assist the NYSDEC to provided a feasibility review and cost estimate for the determine Best Technology Available(BTA)for the installation of cylindrical wedgewire screens at an Beaver Falls Facility cooling water intake structure existing off-shore intake,in addition to the evaluation (CWIS). A response to the information request of other potential compliance options. Project included plant and intake operating data,a deliverable included a letter report summarizing the description of implemented technologies and results of the feasibility review and a discussion of operational measures for 316(b) compliance,and a other potential compliance options. feasibility analysis with estimated efficacies and costs for alternate intake technologies and operational measures. PRIOR TO O'BRIEN &GERE PeroxyChem,Tonawanda,NY-Prepare a NRG Energy,Installation and Testing of Fine Mesh conceptual design and cost estimate for a new cooling Screens,Staten Island,NY,Principal Engineer- water intake and pump house to provide once Served as Principal Engineer and Project Manager for through cooling to a chemical manufacturing facility the installation and testing of new dual flow fine mesh with a cooling water demand of 15 MGD. The new intake screens. Project included the use of CFD intake design consisted of three submerged Modeling to determine the maximum velocities and cylindrical wedge wire screens with an air burst the flow patterns around the screens and lab testing system,a shoreline wet-well,and pump house with to determine the impact of mesh size and velocity on entrainment reduction effectiveness. In addition, three vertical pumps. A slot opening of 0.86 mm was design services were provided for the modifications proposed in the design for 316(b) compliance. to the screenwell,spray wash system and electrical Newport News Shipbuilding,Newport News,VA- power supply for the installation of the new screens. Provided client with technical assistance to determine FPL Seabrook,USEPA 316(b)Information the specific applicability requirements and to develop Request,Seabrook,New Hampshire,Principal a long-term strategy for compliance with Section Engineer-Directed the effort to prepare a Cooling 316(b) of the Clean Water Act(CWA). This included Water Intake Structure (CWIS) Information Document an assessment of the current intake equipment in response to a supplemental information request relative to the requirements of Section 316(b) and a from the USEPA for the Seabrook Nuclear Power conceptual overview of potential options to bring the Station. This information was requested as a part of facility into compliance with the impingement and the station's NPDES permit reissuance and necessary entrainment requirements of Section 316(b). A final for determination of the station's compliance with the report was developed which provided a requirements of CWA§316(b)for cooling water Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 intakes. Information requirements included source Flow Information,Impingement Mortality and/or water body characterization,description of the design Entrainment Characterization Study,and the Design and operation of the cooling water system, and Construction Technology Plan (DCTP). The DCTP engineering evaluation of potential technologies and included plant operational data,calculated through- operational measures for reducing impingeri#nt screen velocities,the description and evaluation of mortality and entrainment,and fisheries data potential technologies and/or operational measures collected during entrainment and impingement for the reduction of impingement mortality,and sampling. calculations of the projected reduction in impingement mortality. Exelon,316(b)Technology Evaluations, Pennsylvania/Texas,Principal Engineer- Consumers Energy,Campbell 316(b) Completed Cooling Water Intake Technology Comprehensive Demonstration Study,Grand Evaluations for four fossil generating stations in Haven,Michigan-Work included the preparation of Pennsylvania and two fossil plants in Texas. The the CDS for the fossil generating station which has evaluation of each technology included a discussion cooling water intakes on Lake Michigan and Pigeon on the conceptual design,construction feasibility, Lake. The CDS included the Source Water Physical operation and maintenance requirements,permitting Data,Cooling Water Intake Structure Data,Cooling requirements,and impingement mortality and Water System Data and the Impingement mortality entrainment reduction effectiveness. The technology and Entrainment Characterization Study. In addition evaluation was followed by the development of the to the reports included as a part of each CDS,the Design and Construction Technology Plan(DCTP)for scope of work for each plant included the completion each of the Pennsylvania stations. Each DCTP of an evaluation of alternative intake technologies and included plant operational data,description of operational measures for the reduction of existing intake technology,the description and impingement mortality and entrainment. Each intake evaluation of potential technologies and/or technology evaluation included the development of operational measures for the reduction of cost opinions for capital and O&M costs for each impingement mortality,and calculations of the technology,estimates of effectiveness in reducing projected reduction in impingement mortality. impingement mortality and entrainment,and preliminary estimates of economic benefits. Consumers Energy,Karn-Weadock 316(b) Comprehensive Demonstration Study,Jack on, FPL Seabrook,316(b) Proposal for Information Michigan-Served as Project Manager for the Collection,Seabrook,New Hampshire-Provided preparation of the CDSs for the two fossil generating engineering and technical support for the completion stations which have intakes on Saginaw Bay and of the Proposal for Information Collection(PIC). Saginaw River. Each CDS included the Source Water Responsibilities included the evaluation of baseline Physical Data,Cooling Water Intake Structureata, credits associated with the off-shore intake,screening Cooling Water System Data and the Impingement evaluation for other potential compliance mortality and Entrainment Characterization Study. In technologies and operational measures,preparation addition to the reports included as a part of ea h CDS, of the CWIS data and cooling water system data,and the scope of work for each plant included the preparation of the technical sections of the PIC. completion of an evaluation of alternative intake technologies and operational measures for thel Orion Power,Installation of Dual-Flow Traveling reduction of impingement mortality and entrainment. Water Intake Screens,Astoria,New York-Project Each intake technology evaluation included the engineer for the installation of the intake screens development of cost opinions for capital and 0&M employing marine life recovery process technology costs for each technology,estimates of effectiveness and a fish return system as required for the restart of in reducing impingement mortality and entraii ment' Unit 2 at the Astoria Generating Station. and preliminary estimates of economic benefit . Niagara Mohawk Power Corp.,Procurement and PPL,Brunner Island 316(b) BTA Evaluation Installation of Dual-Flow Fish Handling Intake Allentown,Pennsylvania- Project Manager and lead Screens,Dunkirk,New York-Mechanical Engineer engineer for the completion of an evaluation of Best for the team responsible for the procurement and Technology Available (BTA) for the Brunner Island installation of new dual-flow fish handling intake intake structures. The BTA Evaluation document was screens at Dunkirk Steam Station,including the required by the PADEP to include Source Water'body design of the spray wash water system and the fish Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 transport system,including a fish return pump,for the return of the fish to an acceptable location approximately 1,200 feet offshore. Niagara Mohawk Power Corp.,Procurement and Installation of Dual-Flow Fish Handling Intake Screens,Tonawanda,New York-Mechanical Engineer for the team responsible for the procurement and installation of new dual-flow fish handling intake screens,including the design of the spray wash water system and the shoreline fish return system at Huntley Steam Station. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 David M . Maxwell (Maxwell Consulting, LLC) Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 David M. Maxwell Maxwell Consulting LLC — sole member Mr. Maxwell worked on evaluating proposed regulations, developing compliance strategies and costs associated with those strategies for EPA CWA 316 (a) and (b), effluent limitation guidelines(ELG) and ash handling (CCR) Developed review comments for inclusion into company response to EPA on the proposed content of the regulations. Managed mechanical systems group of subject matter experts on power plant cooling systems, ash handling systems and rotating equipment (pumps, compressors, vacuum pumps, etc.). Retired after a 41 year career in mechanical design of electric power generating facilities and systems for the Southern Company operating companies EDUCATION BS, Mechanical Engineering, University of Tennessee, 1973 RELEVANT EXPERIENCE Southern Company: CWA 316 (a) and (b) Evaluation and Compliance Strategy and Cost Estimates (2004—2013) Evaluate the compliance strategy, cost and feasibility of fish protection measures at 18 electric power generating facilities in the states of Alabama, Florida, Georgia and Mississippi Calculated through—screen velocities of existing traveling water screens at normal, low and high water levels for both 3/8"and 2 mm mesh size Evaluates fish protection strategies for modifying cooling water intake structures(where feasible), for relocating the intake structures and for conversion to closed cycle recirculating cooling. Evaluated application of traveling water screens, circular wedge wire screens, Geiger Multi-Disc®screens and HydroloxTM engineered polymer screens for application on existing intake structures. Results of evaluation were incorporated into proposed rule review comments sent to EPA prior to issuance of 2004 final rule(withdrawn) and 2014 final rule. Southern Company: Conceptual Engineering and Cost Estimates— Screens (2007-2008) Directed conceptual design and cost estimates for relocating and redesigning intake structures for electric generating plants on intake canals with a sufficient number of traveling water screens to meet the velocity limit of<_ 0.5 feet per second through screen velocity. Southern Company: Conceptual Engineering and Cost Estimates- Cooling Towers (2005-2008) Directed conceptual design and cost estimates for the conversion from once-through cooling to closed cycle recirculating flow cooling on two existing electric power generating facilities. Design incorporated land availability and siting requirements of mechanical draft cooling tower, hot and cold water pipe routing and design between the tower and the Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 condenser,lelectrical power distribution additions, addition of piping systems supporting cooling tower operation (make-up, blowdown and chemical feed systems) and modifications of intake structure for reduced water intake requirements. Southern Company: Comprehensive Technology Feasibility and Cost Evaluation Study (2014) Preparation of draft cost estimate for CCRC conversion required by 122 1(r) (10)for an existing 1000 MW generating facility Estimate involves siting new mechanical draft cooling tower, routing of large diameter pipe from discharge structure to booster pump station to cooling tower and from cooling tower to previous intake structure, addition of new cooling water pumps in the tower outfall basin, siting new cooling tower make-up intake structure in a wetland with permit remediation requirements, addition of electrical distribution systems to support the power requirements of 10 large vertical cool;ng water pumps, sheet pile wall addition to locate cold water piping Draft to be reviewed by regulator to gauge content requirement from regulator Cooling IN,ter System Conversions Southern Company: Conversion to Closed Cycle Recirculating Cooling (2001-2004) Converted a once-through cooling water system at a five unit electric generating facility. Two sets of independent intake and discharge tunnels designed fort gravity flow were converted to a pressurized system by lining existing cooling water tunnels with large diameter pipe to withstand pressure of conversiorti closed cycle recirculating cooling system utilizing a single 40 cell mechanical draft cooling tower Replaced cooling water pumps and motors Evaluated condenser water boxes via finite element analysis to determine re'nforcing required by the conversion Replaced traveling water screens with circular wedge wire (CWW)screens at intake structure for cooling tower make-up requirements Southern Company: Conversion to Closed Cycle Recirculating Cooling (2004 —2008) Converted a'once-through cooling water system at an electric generating facility having two units Installed two 10 cell plume-abated mechanical cooling towels(site constraints required elimination of tower plume from reaching adjacent properties) Installed new hot and cold cooling water piping between the cooling towers and the existing tunnels Replace cooling water pumps and motors in new pump structure Replaced traveling water screens with circular wedge wire (CWW) screens at intake structure for cooling tower make-up requirements. Goofing Wa er Systems - New Generating Fealties Client Confidential: Cooling Water Make-up System (1993—1995) Virginia Design and install new cooling water make-up intake and pumping system for new cogeperating facility having CCRC system. Located 2 x 100% CWW screens submerged and anchored in river just above bed level Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 connected to vertical pumps located in pumping structure. Screens met permit stipulations for through-screen velocity of<_0 5 fps and fish egg exclusion (1mm opening). Southern Company: Cooling Water Make-up System (2001 -2003) Design and install new cooling water make-up intake and pumping system for a new generating facility having a CCRC system. Located 2 x 100%tee —type CCW screens submerged and anchored just above bed level connected to single pipe horizontally bored into a Ranney®caisson set back from the river bank Screens were sized for through-screen velocity<_ 0 5 fps. Vertical pumps are installed in the caisson Southern Company: Cooling Water Make-up System (2001-2003) Design and install new cooling water make-up intake and pumping system for a new generating facility having a CCRC system Located 1 x100% tee- type CCW screen located on the upstream face of a hydroelectric dam. Access to reservoir via inactive draft tube Screen sized for through-screen velocity<_ 0 5 fps with no fish egg exclusion. Horizontal pumps are installed on the river bank outside of the dam. Peer Rev(e vof 40 CFR 122021 (r) (10)and (r) (12) Reports HDR Inc.for Duke Energy (2016) Attended peer review kick-off meeting to review the proposed plan of the engineering and biological studies required by§316(b) Provided comment to include the balance of the cooling water system (condenser and circulating water passages) in the engineering assessment. Client Confidential: Midwestern Utility (2017) Provided peer review of the§316 (b) planning document which outlined the plan for conducting the engineering and biological studies Responded to charge questions relating to technical feasibility(r) (10)and non-water quality environmental and other issues(r) (12). Reviewed responses to the comments for adequacy of the response. Client Confidential: Midwestern Utility (2018) Provided peer review of the§316 (b) reports for a generating facility Responded to charge questions relating to technical feasibility (r) (10) and non-water quality environmental and other issues(r) (12). Reviewed responses to the comments for adequacy of the responses. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Dr. Paul Jakus (Professor, Utah State University — Department of Applied Economics) Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 September 2018 PAUL MARK JAKUS Dept. of Applied Economics 4835 Old Main Hill Utah State University Logan, UT 84322-4835 (435) 797-2309 Paul.Jakus@usu.edu Current Position Professor, Department of Applied Economics, Utah State University(May 2008-present) Professional Experience Faculty Associate, Ecology Center, Utah State University(August 2014—present) Visiting Scholar, Center for Business and Economic Research, University of Tennessee (August 2012-December 2012. Professor and Head, Dept. of Applied Economics, Utah State University(May 2008-May 2012) Associate Professor/Professor, Department of Economics, Utah State University (July 2001-May 2008) Assistant/Associate Professor, Dept. of Agricultural Economics and Rural Sociology, University of Tennessee (February 1992—June 2001) Graduate Research Assistant, Dept. of Economics and Business,North Carolina State University(May 1987 - February 1992) Peace Corps Volunteer, The Gambia, West Africa(August 1984 - July 1986) Graduate Research Assistant, Colorado State University(August 1982 -August 1984) Research Assistant, University of Nevada, Reno (September 1980 -August 1982) Education Ph.D.,North Carolina State University, Economics, 1992 MS, Colorado State University, Agricultural and Natural Resource Economics, 1984 B.S., University of Nevada, Reno, Agricultural and Natural Resource Economics, 1982 Publications in Refereed Journals (Graduate student in italics) Jakus, Paul M., and Sherzod B. Akhundjanov. 2018. "Neither Boon nor Bane: The Economic Effects of a Landscape-Scale National Monument."Land Economics, 94(3):323-339. Jakus, Paul M. 2018. "A Review of Economic Studies Related to the Bureau of Land Management's Wild Horse and Burro Program."Human-Wildlife Interactions, 12(1):58- 74. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Jakus, Paul M.,Nanette Nelson, and Jeffrey Ostermiller. 2017. "Using Survey Data to Determine a Numeric Criteriotit for Nutrient Pollution." Water Resources Research, 53(12):10,188-10,200. doi:10.1002/2017WR021527 Jakus, Paul M., Jan E. Stambro, Michael T. Hogue, John C. Downen, Levi Pace, and Therese C. Grijalva. 2017. "Western Publ'c Lands and the Fiscal Implications of a Transfer to States." Land Economics 93(31 :371-389. Nelson,Nanette, John Loomis, Paul M. Jakus, Mary Jo Kealy,Nicholas von Stackelberg, and Jeffrey Ostermiller. 2015. "Linking Ecological Data and Economics to Estimate the Total Economic Value of Improving Water Quality by Reducing Nutrients."Ecological Economics, 118:1-9. doi:10.1016/j.ecolecon.2015.06.013 Liu, Lu and Paul M. Jakus. 2015. "Hedonic Valuation in an Urban High-Rise Housing Market." Canadian J. of Agricultural Economics, 63(2):259-273. doi: 10.1111/cjag.12052 Coulibaly, Lassina, Paul M. Jakus and John E. Keith. 2014. "Modeling Water Demand When Households Have Multiple SoiJrces of Water." Water Resources Research, 50, doi:10.1002/2013 WR015090. Shaw, W. Douglass, Paul M. Jakus, and Mary Riddel. 2012. "Perceived Arsenic-Related Mortality Risks for Smokers ar>jd Non-smokers." Contemporary Economic Policy, 30(3):417-429. doi:10.1111/j.1465-7287.2011.00283.x Nguyen, To N., Paul M. Jakus, W. DoLglass Shaw and Mary Riddel. 2010. "An Empirical Model of Perceived Mortality Risks for Selected United States Arsenic Hot Spots." Risk Analysis 30(10):1550-1562. doi:10.1111/j.1539-6924.2010.01450.x Jakus, Paul M., John E. Keith,Lu Liu, and Dale Blahna. 2010. "The Welfare Effects of Restricting Off-Highway Vehicle Access to Public Lands." Agricultural and Resource Economics Review 39(1):89-100. Jakus, Paul M., W. Douglass Shaw,To N.Nguyen, and Mark Walker. 2009. "Risk Perceptions of Arsenic in Tap Water and Consumption of Bottled Water." Water Resources Research, 45, W05405, doi:10.1029/2008WR007427. Swain, Edward B., Paul M. Jakus, Gle in Rice, Frank Lupi, Peter Maxson, Joseph Pacyna, Alan Penn, Samuel Spiegel, and Marcello Viega. 2007. "Socioeconomic Consequences of Mercury Use and Pollution."Aibio, 36(1):45-61. Jaenicke, Edward C., R. Wesley Harrisof, Kimberly L. Jensen, and Paul M.Jakus. 2006. "Follow the Leader: Adoption Behavior in Food Retailers' Decision to Offer Fresh Irradiated Ground Beef."Agribusiness:An International J 22(4):547-568. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Tiller, Kelly H. and Paul M.Jakus. 2005. "Applying the Miceli Model to Explain Cooperation in Municipal Solid Waste Management."Agricultural and Resource Economics Review, 34(2):217-225. Jensen, Kimberly L.,Paul M.Jakus,Burton C. English and Jamey Menard. 2004. "Consumers' Willingness to Pay for Eco-Certified Wood Products.".1 Agricultural and Applied Economics, 36(3):617-626. Jakus, Paul M., Kimberly L. Jensen, and George C. Davis. 2003. "Revenue Impacts of MPP Branded Funds: A Firm Level Analysis."Agricultural and Resource Economics Review, 32(2):184-197. Jensen, Kimberly L., Paul M. Jakus, Burton C. English, and Jamey Menard. 2003. "Market Participation and Willingness to Pay for Environmentally Certified Hardwood Products." Forest Science, 49(4):632-641. Jakus, Paul M. and W. Douglass Shaw. 2003. "Perceived Hazard and Product Choice: An Application to Recreational Site Choice."J. Risk and Uncertainty, 26(1):77-92. Caplan, Arthur, Therese C. Grijalva, and Paul M. Jakus. 2002. "Waste Not or Want Not: A Contingent Ranking Analysis of Curbside Waste Disposal Options."Ecological Economics, 43(2-3):185-197. Grijalva, Therese A., Robert P. Berrens, Alok Bohara, Paul M. Jakus, and W. Douglass Shaw. 2002. "Valuing the Loss of Rock Climbing Access in Wilderness Areas: A National- Level Random Utility Model."Land Economics, 78(1):103-120. Jakus, Paul M., Paula Dowell, and Matthew N. Murray. 2000. "The Effect of Fluctuating Water Levels on Reservoir Fishing."J. Agricultural and Resource Economics, 25(2):520-532. Parsons, George R., Paul M. Jakus, and Theodore D. Tomasi. 1999. "A Comparison of Welfare Estimates from Four Models for Linking Seasonal Recreational Trips to Multinomial Logit Models of Site Choice."J. Environmental Economics and Management, 38(2):143- 157. Jakus, Paul M., Dimitrios Dadakas, and J. Mark Fly. 1998. "Fish Consumption Advisories: Incorporating Angler-Specific Knowledge, Habits, and Catch Rates in a Site Choice Model."American J. Agricultural Economics, 80(5):1019-1024. (Proceedings article) Jakus, Paul M., J. Mark Fly, Becky Stephens, and Alan Barefield. 1998. "Leasing by Tennessee Hunters."Proceedings of the Southeastern Association of Fish and Wildlife Agencies, 52:349-358. (Refereed) Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Adams, Barry H., George C. Davis, Kimberly L. Jensen, and Paul M. Jakus. 1997. "Priorities and Preferences in the Allocation of MPP Funds to Agribusiness Firms."American J. Agricultural Economics, 79(4)!1319-1331. Kelly H. Tiller, Paul M. Jakus, and William M. Park. 1997. "Household Willingness to Pay for Dropoff Recycling: A Contingent Valuation Study."J. Agricultural and Resource Economics, 22(December):3101-320. Jakus, Paul M., Mark Downing, Mark S. Bevelhimer and J. Mark Fly. 1997. "Do Fish Consumption Advisories Affect Reservoir Anglers' Site Choice?"Agricultural and Resource Economics Review, 26(2):198-204. Jakus, P.M., J. Mark Fly and Becky Stephens. 1997. "Estimating Tennessee Residents' Willingness to Pay for Teamin with Wildlife "Human Dimensions of Wildlife 2(3):15- 25. Jakus, Paul M. and W. Douglass Sha1997. "Congestion at Recreation Areas: Empirical Evidence on Perceptions, Mitigating Behavior, and Management Preferences."J. Environmental Management, 50(4):389-402. Jakus, Paul M. and Paul B. Siegel. 1997. "The Effect of Individual and Community Attributes on Residents' Attitudes Toward Tourism-Based Development."Review of Regional Studies, 27(1):49-64. Jakus, Paul M.,Kelly H. Tiller and William M. Park. 1997. "Explaining Rural Household Participation in Recycling."J. Agricultural and Applied Economics, 29(1):141-148. Shaw, W. Douglass and Paul M. Jakus. 1996. "Travel Cost Demand Models for Rock Climbing."Agricultural and Rekource Economics Review, 25(4):133-142. Jakus, Paul M. and W. Douglass Shaw. 1996. "An Empirical Analysis of Rock Climbers' Response to Hazard Warnings."Risk Analysis, 16(4):581-586. Jakus, Paul M.,Kelly H Tiller, and Willliam M. Park. 1996. "Generation of Recyclables by Rural Households."J. Agricultural and Resource Economics, 21(1):96-108. Jakus, Paul M., J. Mark Fly, and J. Lar Wilson. 1996. "Explaining Public Support for Fisheries Management Alternatives."North American.J of Fisheries Management, 16:41-48. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Siegel, Paul B. and Paul M. Jakus. 1995. "Tourism as a Sustainable Rural Development Strategy: Finding Consensus in Resident Attitudes."Southern Rural Sociology, 11(1):17- 41. Jakus, Paul M. 1994. "Averting Behavior in the Presence of Public Spillovers: Household Control of Nuisance Pests."Land Economics, 70(3):273-285. Jakus, Paul M., J. Mark Fly and J. Larry Wilson. 1993. "Activities, Regulatory Preferences and Regulatory Perceptions of Tennessee Anglers."Proceedings of the Southeastern Association of Fish and Wildlife Agencies, 47:767-774. (Refereed) Smith, V. Kerry, Raymond B. Palmquist and Paul M. Jakus. 1991. "Combining Farrell Frontier and Hedonic Travel Cost Models for Valuing Estuarine Quality." Review of Economics and Statistics, 73(4):694-699. Miller, Watkins W., Chauncey T.K. Ching, John F. Yanagida and Paul M. Jakus. 1985. "Agricultural Water Pollution Control: An Interdisciplinary Approach."Environmental Management, 9(1):1-6. Manuscripts in Progress Kim, Man-Keun, and Paul M. Jakus. "Wildfire,National Park Visitation, and Changes in Regional Economic Activity." Revise and Re-submit,J. Outdoor Recreation and Tourism, June 2018. Jakus, Paul M. and Sherzod Akhundjanov. "Landscape-scale National Monuments and Regional Per Capita Income."Under review, August 2018. Landis, Malieka, Don E. Albrecht, Paul M. Jakus, Marion T. Bentley, Thomas R. Harris, Linda J. Cox, Phil Watson, George Borden, and Paul Lewin. "Area Sector Analysis Process: Identifying Where Community Goals and Industry Needs Intersect." April 2018. Book Chapters and Non-Refereed Proceedings Kealy, Mary Jo,Nick von Stackelberg, Jeffrey Ostermiller,Nanette Nelson, John Loomis, and Paul M. Jakus. 2014. "The Value of Improving Water Quality: Case Study of Nutrient Reductions in Utah's Waters."Proceedings of the Annual Meeting of the Water Environment Federation, 2014(7):6237-6252. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Jakus,Paul M. 2014. "Outdoor Recreation."Entry(pp. 242-244) in Environmental and Natural Resource Economics: An Encyclopedia. J.C. Whitehead and T.C. Haab, eds. Santa Barbara, CA: Greenwood ABC Clio. Jakus, Paul M. 2013. "Economic Analysis of Fish Consumption Advisories." Chapter 33 in Biology and Management of Inland Striped Bass and Hybrid Striped Bass,James S. Bulak, Charles C. Coutant, and J.A. Rice, eds.American Fisheries Society. Jakus, Paul M., John C. Bergstrom, Marty Phillips, and Kelly O'Brien. 2011. "Modeling Behavioral Changes in Reservoir Operations in the Tennessee Valley Region." Chapter 17 in Preference Data for Environmental Valuation, John Whitehead, Ju-Chin Huang, and Tim Haab, eds. Routledge. Jakus, Paul M., Becky Stephens, and J. Mark Fly. 2006. "Temporal Reliability in Contingent Valuation (With a Restrictive Research Budget)." Chapter 11 in Handbook on Contingent Valuation, Anna Alberini and James Kahn, eds.Northampton, MA: Edward Elgar. Shaw, W. Douglass,Mary Riddel, and Paul M.Jakus. 2005. "Valuing Environmental Changes in the Presence of Risk: A Review and Discussion of Some Empirical Issues." Chapter 7 in Folmer, H. and T. Teitenberg(eds.), International Yearbook of Environmental and Resource Economics: A Survey of Current Issues 2005/2006. Kelly H. Tiller, Paul M. Jakus, and William M. Park. 2003. "Household Willingness to Pay for Dropoff Recycling: A Contingent Valuation Study."Book chapter in, T.C. Kinnaman (ed.), The Economics of Residential Solid Waste Management, Ashgate. (Re-print of 1997 JARE article) Jakus, Paul M., Mary Riddel, and W. Douglass Shaw. 2003. "Are Climbers Fools? Modelling Risky Recreation." Chapter 5 in N.D. Hanley, W.D. Shaw, and R. Wright (eds.), The New Economics of Outdoor Recreation, Edward Elgar. Other Publications Jakus, Paul M., Steven W. Burr, Tyler A. Baird, and Carlos Silva. 2013. "The Economic Impact of Bear River Heritage Area Tout rism." Center for Society, Economy, and the Environment Research Report#5. July. Kim, Man-Keun and Paul M. Jakus. 2013. "The Economic Contribution and Benefits of Utah's Blue Ribbon Fisheries." Center for Society, Economy, and the Environment Research Report#4. February. Ward, R.A., Paul M. Jakus and Lassina Coulibaly. 2013. "The Economic Contribution of Agriculture to the Economy of Litah in 2011." Center for Society, Economy, and the Environment Research Report#3. February. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Jakus, Paul M., Meghan McGuinness, and Alan Krupnick. 2002. "The Benefits and Costs of Fish Consumption Advisories for Mercury in the Chesapeake Bay."Resources for the Future Discussion Paper 02-55, October. http://www.rff.org/disc papers/PDF files/0255.pdf Jakus, Paul M. 2001. Book Review:National Parks and Rural Development, edited by Gary Machlis and Donald Field. Growth and Change, 32(3):435-437. Jakus, Paul M. and D. Alan Barefield. 2000. "Hunting Adds Value to Land and Farms." Tennessee Agri-Science, Issue 189, pp.37-38. Jakus, Paul M., Dimitrios Dadakas, Becky Stephens, and J. Mark Fly. 1999. "Fishing and Boating by Tennessee Residents in 1998 and 1999." University of Tennessee Agricultural Experiment Station Research Report 99-17(October). Harper, Craig A., Charles E. Dixon, Paul M. Jakus, and D. Alan Barefield. 1999. "Earning Additional Income through Hunt Leases on Private Land." PB 1627, Agricultural Extension Service, University of Tennessee. Fly, J. Mark, Becky Stephens, and Paul M. Jakus. 1997. "Monitoring Hunting Activities in Tennessee." Tennessee Wildlife, 20(5):2-5. Fly, J. Mark, Becky Stephens, and Paul M. Jakus. 1997. "Hunting by Tennessee Residents: A Report on Activities and Attitudes for the 1992, 1993, and 1994 Hunting Seasons." University of Tennessee Agricultural Experiment Station Research Report 97-13. May. Fly, J. Mark, J. Larry Wilson, Paul M. Jakus, and Becky Stephens. 1996. "Social and Biological Dimensions of Fisheries Management Research on Norris Reservoir." Tennessee Agri- Science, 180(Fall):32-33. Fly, J. Mark, Paul M. Jakus and Becky Stephens. 1996. "Access to Private Land for Recreation: Issues and Opportunities." Tennessee Agri-Science, 180(Fall):34-37. Jakus, Paul M., J. Mark Fly, and Becky Stephens. 1996. "Public Opinion on the Tennessee Wildlife Resources Agency." University of Tennessee Agricultural Experiment Station Research Report 96-06. April. Jakus, Paul M., Paul B. Siegel and Richard L White 1995. "Tourism as a Rural Development Strategy: Finding Consensus in Resident Attitudes." Tennessee Agri-Science, 176(Fall):22-29. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Jakus, Paul M., Laurienne Whinstanley, and J. Mark Fly. 1994. "Fishing, and Hunting by Tennessee Residents: A Repor4 on Activities and Attitudes: March-August 1993." University of Tennessee Agricultural Experiment Station Research Report 94-18. September. Jakus, Paul M. and V. Kerry Smith. 1992. "Measuring Use and Nonuse Values for Landscape Amenities: A Contingent Behavior Analysis of Gypsy Moth Control." Resources for the Future Discussion Paper QE-92-07, Washington, D.C. Grants and Contracts (lead or co-lead PI unless otherwise indicated) Jakus, P.M., E. Hammill, M-K Kim, \1. Mesner, and R. Martin. "The Physical and Economic Consequences of Reducing the probability of Wildfire in Utah." 8/16 through 12/16. Utah Department of Agriculture and Food. $160,094. Jakus,P.M. "Analysis of Federal Public Lands Transfer to the State of Utah." 4/13 through 11/14. Utah Governor's Public Lands Policy Coordination Office. $118,187. Jakus,P.M. and R.A. Ward. "The Economic Impact of Agriculture and CSAs in Utah." Utah Dept. of Agriculture and Food. 7/12 through 6/13. $30,275. Jakus,P.M. and R.A. Ward. "Economic Impact of USU Sponsored Programs." 7/12 through 5/13. $30,000. Ward,R.A.and P.M.Jakus. "Economic Impact of USU Sponsored Programs." 7/11 through 5/12. $30,000. Kim,M-K.and P.M.Jakus. "Economic Benefit of Blue Ribbon Fisheries in Utah." Utah Division of Wildlife Resources. 2011 —2012. $27,617 Ward,R.A.and P.M. Jakus. "Economic Impact of USU Sponsored Programs." 6/10 through 5/11. $30,000. Jakus,P.M.,R.A. Ward,M.K.Kim and .Feuz. "Research on the Agricultural and Rural Economy of Utah." 10/09 through 3/12. Utah Department of Agriculture and Food. $48,877. Keith, J., R. Krannich, C. Fawson, P.M. Jakus, and S. Burr. Utah Public Lands Socioeconomic Baseline Study. 6/06 through 7/11. Utah Governor's Public Lands Policy Coordination Office. $750,000. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Keith,J. and P.M.Jakus. 3/1/05-10/1/06. Recreation Valuation of Ken's Lake,UT. Utah Division of Water Resources. ($39,510). Jakus, P.M. (7/1/02-6/30/05). "Irradiated ground beef: the adoption decision by supermarkets and grocery stores." Sub-contract from Pennsylvania State University as part of NRI grant of same name. $10,648. "Effectiveness of Fish License Marketing in Utah." Funded by the Utah Division of Wildlife Resources. January-December 2003, $10,000. "Recreational Trip-Response to Changes in TVA Reservoir Management." Funded by Kleinschmidt and Associates, as part of TVA Reservoir Operations Review. 2002-2003, $37,000. "Estimating the Economic Value of Off-Highway Vehicle Recreation in Utah." Funded by New Faculty Research Grant, Utah State University. 2002-2003, $12,800. "Valuing TVA's Intangible Assets for Integrated Capital Asset Decision-Making," funded by the Tennessee Valley Authority. 2000-2002, $83,700. With Steven Stewart and James Kahn. "Monitoring the Behavior of Tennessee Sportsmen," funded by Tennessee Wildlife Resources Agency. 2000-2001, $90,000. With J. Mark Fly. "Irradiated Ground Beef: the Adoption Decision by Supermarkets and Grocery Stores," funded by USDA National Research Initiative. 2000-2002, $110,000. With E.C. Jaenicke, R.W. Harrison, and K.L. Jensen. "Consumers' Willingness to Pay for Eco-Labeled Hardwood Forest Products from Environmental Management Certified Programs," funded by US Forest Service. 2000- 2001, $40,550. With K.L. Jensen and B.C. English. "Economic Consequences of Tier III Water Quality Designation for Tennessee Streams," funded by East Tennessee Development District and Tennessee Department of Environment and Conservation. 1999-2000, $25,200 "Economic Consequences of TVA's Lake Draw-down,"funded by UT Center for Business and Economic Research. 1998, $3,500 "Monitoring the Behavior of Tennessee Sportsmen," funded by Tennessee Wildlife Resources Agency. 1996-1999. $225,000, with J. Mark Fly Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 "Analysis of Onsite Recreation Visitation at Mohonk Preserve," funded by Mohonk Preserve, Inc. 1995, $1,700 "Monitoring the Behavior of Tennessee Sportsmen," funded by Tennessee Wildlife Resources Agency. 1993-1996, $280,000. With J. Mark Fly "Conservation Efforts and Their Impacts on Rural Regions," funded by USDA Soil Conservation Service. 1993-1995, $120,000. With B.C. English (lead PI), D.E. Ray, P.B. Siegel "Sustainable Development Strategies for Communities with Tourism Based Economies in the Southern Appalachians," funded by Tennessee Valley Authority. 1993, $8,000. With P.B. Siegel. "Survey of Tennessee Anglers," funded by Tennessee Wildlife Resources Agency. 1992-1993, $25,000. With J.L. Wilson (lead PI) and J.M. Fly Staff Papers and Miscellaneous Reports to Granting Agencies (Not appearing elsewhere as Publications in Refereed Journals, Research Reports or Papers in Progress) Jakus, Paul M., Man-Keun Kim, Randy C. Martin, Ian Hammond, Edd Hammill,Nancy Mesner, and Jacob Stout. 2017. "Wildfire in Utah: The Physical and Economic Consequences of Wildfire." February. Stambro, J.E., J.C. Downen, M.T. Hogue, L. Pace, P.M. Jakus, and T.C. Grijalva. 2014. "An Analysis of a Transfer of Federal Lands to the State of Utah."November. Jakus, Paul M., Mary Jo Kealy, John Loomis,Nanette Nelson, Jeff Ostermiller, Cody Stanger, and Nicholas von Stackelberg. 2013. "Economic Benefits of Nutrient Reductions in Utah's Waters. Project Report prepared for Utah Division of Water Quality by CH2M Hill, April. Kim, Man-Keun and Paul M. Jakus. 2013. "The Economic Contribution and Benefits of Utah's Blue Ribbon Fisheries." Center for Society, Economy, and the Environment Research Report#4. Prepared for Utah Division of Wildlife Resources. Ward, R.A., Paul M. Jakus, and Lassina Coulibaly. 2013. "The Economic Contribution of Agriculture to the Economy of Utah in 2011." Center for Society, Economy, and the Environment Research Report#3. February. Prepared for the Utah Department of Agriculture and Food. Ward, Ruby A., Paul M. Jakus, Anne I. Whyte, and L. Walker. 2011. "The Economic Impact of Utah State University Sponsored Research Programs on the Utah Economy." Economic Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Research Institute Report 2011-1. March. Prepared for the Utah Department of Agriculture and Food. Ward, Ruby A., Paul M. Jakus, and Dillon Feuz. 2010. "The Economic Impact of Agriculture on the State of Utah." Economics Research Institute Report 2010-02. Prepared for the Utah Department of Agriculture and Food. Jakus, Paul M., John E,Keith, and Lu Liu. 2008. "Economic Impacts of Land Use Restrictions on OHV Recreation in Utah."December. Prepared for Utah Public Lands Policy Coordination Office. Keith,John E. Paul M.Jakus, and Jacoba Larsen. 2008. "Impacts of Wild and Scenic River Designation."December. Prepared for Utah Public Lands Policy Coordination Office. Keith,John E., Steven W. Burr,Jody Gale,Paul M.Jakus,Richard S. Krannich,Douglas Reiter, and David G. Tarboton.2008. "Utah's Public Lands Socioeconomic Baseline Study: Summary Report."December. Prepared for Utah Public Lands Policy Coordination Office. Jakus, Paul M. 2003. "Estimating the Economic Value of All-Terrain Vehicle Recreation in Utah." Final report in fulfillment of USU New Faculty Grant. September. Jakus, P.M., J.R. Kahn, and S.R. Stewart. 2002. "Incorporating Economic Values into TVA River Scheduling Operations." Final Contract Report in fulfillment of Tennessee Valley Authority Activity Authorization Contract No. 99R2A-252850 entitled, "Valuing TVA's Intangible Assets for Integrated Capital Asset Decision-Making."March. Jensen, Kimberly, Paul M. Jakus, Burton C. English, and Jamey Menard. 2001. "Environmentally Certified Wood Products: A Study of Consumer's Perceptions and Willingness to Pay." Final Report for US Forest Service, September. Stewart, Steven, James R. Kahn, and Paul M. Jakus. 2001. "Economic Values and TVA River Operations." Interim report for Tennessee Valley Authority, August. Stephens, Becky, Paul M. Jakus, and J. Mark Fly. 2001. "Fall 2000 REAL Database Fishing Survey Results." University of Tennessee Human Dimensions Research Lab, March. Jakus, Paul M., Dimitrios Dadakas, Alexandria Huerta, Matthew N. Murray, and Paula Dowell. 2000. "Economic Analysis of Designating Outstanding National Resource Waters in Tennessee: Theory and An Application in Monroe County." March. Dadakas, Dimitrios and Paul M. Jakus. 1999. "El Nino/Southern Oscillation Effects on Farmland Values in the United States." University of Tennessee Dept. of Agricultural Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Economics and Rural Sociology Staff Paper#99-05(May). Murray, Matthew N., Paul M. Jakus, Paula Dowell, Vickie Cunningham, and Sanela Porca. 1998. "Economic and Fiscal Consequences of TVA's Drawdown of Cherokee and Douglas Lakes." University of Tennessee Center for Business and Economic Research, October. Jakus, Paul M., Fly, J. Mark, Becky Stephens, and Dimitrios Dadakas. 1998. "Fishing and Boating by Tennessee Residents in 1994, 1995, and 1996."Dept. of Agricultural Economics and Rural SociologStaff Paper#98-10, July. Becky Stephens, Paul M. Jakus and J. Mark Fly. 1997. "Fishing for Wild, Stream-Bred Trout in Tennessee." Dept. of Agricultural Economics and Rural Sociology Staff Paper#97-03, May. Fly, J. Mark, Becky Stephens, and PauM. Jakus. 1997. "Monitoring of the 1995 Special September Goose Season." University of Tennessee Human Dimensions Research Lab, January. Fly, J. Mark, Becky Stephens, and Paul M. Jakus. 1996. "Hunting by Tennessee Residents: Cherokee Wildlife Managemen Area." University of Tennessee Human Dimensions Research Lab, December. Jakus, Paul M., J. Mark Fly, and Becky Stephens. 1996. "Gauging Support Among Tennessee Residents for Nongame Species Management Funding Alternatives."University of Tennessee Human Dimensions Research Lab, March. Jakus, Paul M. 1996. "Hunter Support for Two Methods of Access to Public Hunting Areas: Preliminary Analysis." University of Tennessee Human Dimensions Research Lab, February. Jakus, Paul M., J. Mark Fly, Becky Stephens, and Ramsi Chewning. 1996. "Fishing, Hunting and Nonconsumptive Activities by Tennessee Residents: March-August 1995." University of Tennessee Human Dimensions Research Lab, April. Jakus, Paul M., Laurienne Whinstanleyr and J. Mark Fly. 1995. "Fishing, Hunting and Nonconsumptive Activities by Tennessee Residents: March-August 1994." University of Tennessee Human Dimensions esearch Lab, July. Teaching Experience Utah State University APEC 3012: Introduction to Natural Resource and Regional Economics (3 cr), Fall 2009 Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 APEC/ECN 2010: Introductory Microeconomics (3 cr), 13 sections, Spring 2002 through Spring 2014. Econ 4310/5310: Mathematical Economics (3 cr) Fall 2001-2006. APEC 5950: Applied Economic Policy(3 cr) Fall 2015-16, Spring 2018. Econ 7510: Environmental Economics (4 cr) Spring 2002-2006. APEC/ECN 7950: Graduate Seminar(1 cr) each semester, Fall 2003 through Spring 2006. ENVS 3000:Natural Resource Policy and Economics (4 cr) Fall 2007. University of Tennessee AE 320: Agricultural Microeconomics (3 cr) Fall 1999 through Fall 2000. AE 570: Advanced Natural Resource Economics (3 cr) Fall 1992 through 1998. AE 505: Microeconomic Theory(3 cr) Fall 1995 through Fall 1997. AE 670: Topics in Natural Resource Economics (2 cr) Summer 1996. I also helped team teach AE 670 (Summer 1992), AE 620, Advanced Quantitative Methods (Spring, 1993 - 1995), and EC 678, Economics of Environmental Policy(Spring 2001). Ph.D. Dissertations Chaired Coulibaly, Lassina, December 2014. "Household demand for a reliable public water supply." Liu, Lu, August 2010. "Three Essays on Environmental and Spatial-Based Valuation of Urban Land and Housing. Zhu, Yuexia, December 2007. "Three Essays on Environmental Economics." M.S. Theses Chaired Crabb, Ben. 2016. "The Influence of Institutional Oil and Gas Ownerships on County Wages in the Intermountain West." Carlos Silva. 2014. "Calculating Willingness to Pay as a Function of Biophysical Water quality and Water Quality Perceptions." Kevin L. Brady. 2008. "Safety-Focused Altruism: Valuing the Lives of Others." Andrea Bohmholdt, 2007. "Benefit Cost Analysis for a Wind Turbine at Utah State University." (Plan B professional paper) Benjamin Blau, 2005. "An Economic Approach to Charitable Giving." (Plan B Professional Paper) University of Tennessee Alexandria I. Huerta, 2001. "Consumer Willingness to Pay for Certified Wood Products." Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Dimitrios Dadakas, 1999. "El Nino/Southern Oscillation Effects on United States Farmland Values: A Ricardian Approach." Laurienne Whinstanley, 1995. "Empirically Estimating the Role of Water Quality on Participation and Visitation in Reservoir Fishing: An Application to the Conservation Reserve Program." Michael Bates, 1994. "Analyzing the Effect of Site Quality on Tennessee Reservoir Fishing Site Selection Using a Random Utility Model." W Larry Waters, 1994. "Reservoir Fishing Benefits Across Tennessee Regions." Honors and Awards Agricultural and Resource Economics Review, Fellow J. Agricultural and Resource Economirs, Associate Editor, 2003-2006 Society and Natural Resources, Associate Editor, 2003-2005 J. Environmental Economics and Management, Editorial Council, 2001-2003 Water Resources Research, Associate Editor, 1999-2002 Outstanding Referee Citation, Water Resources Research, 1998 Western Regional Research Project W-133, President, 1997-98. Dutch and Marilee Cavender Award for Best Research Publication, University of Tennessee Institute of Agriculture, 1997 J. Agricultural and Applied Economics, Editorial Council, 1996-99 Outstanding Graduate Student Paper, 1991. Southern Association of Agricultural Economics Reviewer Refereed Journals American J. Agricultural Econ. J. Agricultural and Applied Econ. J. Environmental Econ. & Managemen Land Economics J. Agricultural and Resource Econ. Water Resources Research Agricultural and Resource Econ. Rev. Growth and Change Marine Resource Econ. Canadian J. Forestry Econ. J. Environmental Management Review of Regional Studies Human Dimensions of Wildlife Australian J. Agricultural and Resource Econ. Conservation Biology J. Policy Analysis and Management Canadian J. Agricultural Econ. Economic Inquiry Choices J. Toxicology and Environmental Health Environment and Resource Econ. STOTEN J. Environmental Policy & Mgmt. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Competitive Grant and Scholarship Programs Genome Canada LSARP (2014, 2016) United States-Israel Bi-national Agricultural Research and Development Fund United States Environmental Protection Agency 1998, 1999 NSF/EPA Decision Making and Environmental Policy 1997, 1999-2001 STAR Fellowship Program 1997 Exploratory Research Program University of Georgia Sea Grant Program Service (Utah State University) Chair, APEC Natural Resource Economics Search Committee, 2015-16 (Sherzod Akhunjanov) Chair, APEC Natural Resource Economics Search Committee, 2013-14 (Eric Edwards) Chair, ENVS Department Head Search Committee, 2013-14 (Chris Lant) Member, Vice-President for Agriculture Search Committee, 2013 (Ken White) Chair, College of Agriculture and Applied Sciences Post-Tenure Review Committee (2013/14) Member, College of Natural Resources Strategic Planning Committee, 2011-12 Member, USU Department Heads Executive Council, 2009-12 (Chair, 2010-11) Member, Economics Search Committee, 2008 Member, Dept. of Environment and Society, 2008 (Chris Monz) Member, USU Central Promotion Committee, 2006-2007 Chair, Department of Economics International Trade Search Committee, 2004 (Reza Oladi) Chair, Graduate Programs, Dept. of Economics, 2002-2006 Member, Utah State University Water Resources Task Force, 2002-2005 Chair and Member,Numerous promotion and tenure committees (Colleges of Agriculture,Arts, Business, Humanities & Social Sciences, and Natural Resources) Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Dr. Frank Lupi (Professor, Michigan State University — Department of Agricultural, Food, and Resource Economics) Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Dr. Frank Lupi Agricultural, Food, and Resource Economics Michigan State University 446 W. Circle Drive Room 301B Morrill Hall of Agriculture East Lansing, MI 48824-1039 517.43 2.3 882 lupi@msu.edu Education Ph D ,Applied Economics University of Minnesota M S , Agricultural Economics University of Illinois B.S., University of Illinois Biographical Sketch Dr. Lupi is a Natural Resource and Environmental Economist and serves as the economist in the Partnership for Ecosystem Research and Management (PERM), a collaborative effort between scientists at MSU and resource management agencies in the Great Lakes region. His expertise includes the econometrics, development and implementation of stated choice surveys, and recreational demand analyses as well as the economics of the provision and valuation of ecosystem services Dr. Lupi has designed and implemented in-person, mail, telephone, intercept/creel, and internet surveys ranging in sizes from a few hundred to 40,000 respondents. His applied research and publications address the economics and human dimensions of recreational fisheries, wildlife management, forests, ecosystem services, invasive species, water quality, and wetlands. He has served on numerous advisory and grant review panels, including the National Research Council committee on Endangered and Threatened Species of the Platte River. Professional Information • Joint appointment as Fisheries & Wildlife Management Economist in Agricultural Economics and in Fisheries and Wildlife • Member of the Partnership for Ecosystem Research&Management (PERM) program • Member of the Human Dimensions Lab, Fisheries and Wildlife • Member of the Center for Systems Integration and Sustainability(CSIS) program • Member of the Environmental Science and Policy Program Selected Publications Scott Knoche; Frank Lupi; Ashley Suiter. 2015. "Harvesting benefits from habitat restoration: Influence of landscape position on economic benefits to pheasant hunters." Ecological Economics 11397-105. Richard T. Melstrom; Frank Lupi; Peter C. Esselman; R. Jan Stevenson. 2015 "Valuing recreational fishing quality at rivers and streams." Water Resources Research. 51(1):140-150. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Timothy M Komarek; Frank Lupi; Michael D. Kaplowitz; Laurie Thorp. 2013. "Influence of energy alternatives and carbon emissions on an institution's green reputation." Journal of Environmental Management. 128:335-344. Scott Knoche; Frank Lupi. 2013. "Economic benefits of publicly accessible land for ruffed grouse hunters."Journal of Wildlife Management. 77(7):1294-1300. Richard T. Melstrom; Frank Lupi. 201 . "Valuing Recreational Fishing in the Great Lakes." North American Journal of Fisheries Management. 33(6):1184-1193. Michael D. Kaplowitz; Frank Lupi; Felix K. Yeboah; Laurie G. Thorp. 2013. "Exploring the middle ground between environmental protection and economic growth." Public Understanding of Science. 22(4).413-426. Shaufique F. Sidique; Frank Lupi; Satish V. Joshi. 2013. "Estimating the demand for drop-off recycling sites: A random utility travel cost approach." Journal of Environmental Management. 127:339-346. Shan Ma; Scott M. Swinton; Frank Lupi; Christina Jolejole-Foreman. 2012. "Farmers' Willingness to Participate in Payment-for-Environmental-Services Programmes." Journal of Agricultural Economics. 63(3):604-626. Michael D. Kaplowitz; Frank Lupi; Oscar Arreola. 2012. "Local Markets for Payments for Environmental Services. Car Small Rural Communities Self-Finance Watershed Protection?" Water Resources Management. 26(13):3689-3704. Michael D. Kaplowitz; Frank Lupi; Mick P. Couper; Laurie Thorp. 2012. "The Effect of Invitation Design on Web Survey Respoise Rates Social Science Computer Review." 30(3):339- 349. Chen, X., Lupi, Frank, Vinas, A , He, G., Liu, Jianguo. 2010. Using Cost-Effective Targeting to Enhance the Efficiency of Conservation Investments in Payments for Ecosystem Services. Conservation Biology 24 (6): 1469-1478. Hoehn, John P., Lupi, Frank, Kaplowitz, Michael. 2010. Stated Choice Experiments with Complex Ecosystem Changes: The Effects of Information Formats on Estimated Variances and Choice Parameters. Journal of Agricultural and Resource Economics 35 (3): 568-590. Sidique, Shaufique, Lupi, Frank, Joshi, Satish V. 2010. The Effects of Behaviors and Attitude on Drop-off Recycling Activities. Resources, Conservation and Recycling 54 (3): 163-170. Chen, Xiaodong, Lupi, Frank, He, Gua p gming, Ouyang, Zhiyun, Liu, Jianguo. 2009. Factors affecting land reconversion plans following a payment for ecosystem service program. Biological Conservation (142): '740-1747. Kaplowitz, Michael, Lupi, Frank, Bailey D. 2008. Wetland mitigation banking: The banker's perspective. Journal of Soil and Water Conservation 63 (3): 162-172. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Horan, R., and Frank Lupi, 2005 "Tradable risk permits to prevent future introductions of alien invasive species into the Great Lakes, Ecological Economics, 52(3): 289-304. Kaplowitz, M., Frank Lupi, and J. Hoehn, 2004. "Multiple-methods for developing and evaluating a stated preference survey for valuing wetland ecosystems." In Questionnaire Development, Evaluation, and Testing Methods, (S. Presser, et al., eds). 503-524. Wiley:New Jersey. 2004. Lupi, Frank, J. Hoehn and G. Christie. 2003. "Using an Economic Model of Recreational Fishing to Evaluate Benefits of Sea Lamprey (Petromyzon marinus) Control," Journal of Great Lakes Research. 29: 742-754. Lupi, Frank, M. D. Kaplowitz, and J. Hoehn , 2002 "The Economic Equivalency of Drained and Restored Wetlands in Michigan," American Journal of Agricultural Economics 84.1355- 1361. An, L. , Frank Lupi, J. Liu, M. Linderman, and J. Huang, 2002. "Modeling the Switch from Fuelwood to Electricity: Implications for the Conservation of Giant Panda Habitat," Ecological Economics: 42(3): 445-457. Knoche, S D. and F. Lupi. 2007. "Valuing Deer Hunting Services from Farm Landscapes." Ecological Economics 64(2):313-320. Swain, E., P. Jakus, G. Rice, F. Lupi, P. Maxson, J. Pacyna, A. Penn, S. Spiegel and M Veiga, 2007. "Socioeconomic Consequences of Mercury Use and Pollution."Ambio 36(1)45- 61. Swinton, S. M , F Lupi, G. P. Robertson, and S. K. Hamilton. 2007. "Ecosystem services and agriculture: Cultivating agricultural ecosystems for diverse benefits." Ecological Economics 64(2):245-252. Kotchen, M., M. Moore, F. Lupi, and E. Rutherford, "Environmental Constraints on Hydropower: An Ex-Post Benefit-Cost Analysis of Dam Relicensing in Michigan " Land Economics, 82:(3):384-403, August 2006. Racevskis, L.A., and F. Lupi, "Comparing Urban and Rural Perceptions of and Familiarity with the Management of Forest Ecosystems," Society and Natural Resources. 19(6):479-495, 2006. Vista, A., P. Norris, F Lupi and R. Bernsten, "Nutrient Loading and Efficiency of Tilapia Cage Culture in Taal Lake, Philippines, " The Philippine Agricultural Scientist. 89(1): 48-57, 2006 Swinton, S.M., F. Lupi, G.P. Robertson and D.A. Landis "Ecosystem Services from Agriculture: Looking Beyond the Usual Suspects,"American Journal of Agricultural Economics 88(5), 2006. Kaplowitz, M.D., F. Lupi, and J.P. Hoehn, "Public Understanding and Perceptions of Michigan Wetlands," In Press, Michigan Academician. 2006. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Shi, et al. "Local Spatial Modeling of White-Tailed Deer Distributions." Ecological Modeling, 190.171-189, 2006. Horan, R., and F. Lupi, "Economic Incentives for Controlling Trade-Related Biological Invasions in the Great Lakes,"Agricultural and Resource Economics Review, 34(1)75-89, 2005. Bruggeman, D, M Jones, F. Lupi, and K. Scribner. "Landscape Equivalency Analysis: Methodology for Estimating Spatially Explicit Biodiversity Credits," Environmental Management, 36(4):518-534, 2'005. Horan, R., and F. Lupi. "Tradable risk permits to prevent future introductions of alien invasive species into the Great Lakes," Ecological Economics, 52(3): 289-304, 2005. Kaplowitz, M. and Frank Lupi. "Color Photographs and Mail Survey Response Rates." Intl. J. Public Opinion Research. 16:199-206, 2004. Kaplowitz, M., Frank Lupi, and J. Hoehn. "Multiple-methods for developing and evaluating a stated preference survey for valbinq wetland ecosystems." In Questionnaire Development, Evaluation, and Testing Methods, (S Presser, et al., eds). 503-524 Wiley:New Jersey. 2004. Lupi, Frank, J. Hoehn and G. Christie. "Using an Economic Model of Recreational Fishing to Evaluate Benefits of Sea Lamprey (Petromvzon marinus) Control,"Journal of Great Lakes Research. 29: 742-754. 2003. Hoehn, John P., Frank Lupi, and Michael Kaplowitz. "Untying a Lancastrian Bundle: Ecosystem Valuation in Wetland Mitigation," Journal of Environmental Management, 68(3):263-272, 2003. Stewart, T.J., J. Bence, R. Bergstedt, M. Ebener, F. Lupi, and M. Rutter. "Recommendations for Assessing Sea Lamprey Damages: Toward Optimizing the Control Program in the Great Lakes," J. of Great Lakes Research. 29: 742-754. 2003. Lupi, Frank, Michael D. Kaplowitz, and John P. Hoehn , "The Economic Equivalency of Drained and Restored Wetlands in Michigan,"American Journal of Agricultural Economics 84:1355-1361, 2002. 1 Horan, R., C. Perrings, Frank Lupi, and E. Bulte, "Biological Pollution Prevention Strategies under Ignorance: The Case of Invasive Species,"American Journal of Agricultural Economics 84.1303-1310, 2002. An, Li., Frank Lupi, J. Liu, M. Linderman, and J. Huang, "Modeling the Switch from Fuelwood to Electricity: Implications for the Conservation of Giant Panda Habitat," Ecological Economics: 42(3): 445-457, 2002. Jones, Carol A., and Frank Lupi, "The Effect of Modelling Substitute Activities on Recreational Benefit Estimates," Marine Resource Economics: 14(4): 357-374, 1999. Duke Energy§316(b) Peer Reviewer Resumes September 11, 2018 Chen, Heng Z , Frank Lupi and John P. Hoehn, "An Empirical Assessment of Multinomial Probit and Logit Models for Recreation Demand," in: Valuing Recreation and the Environment: Revealed Preference Methods in Theory and Practice, (C. Kling and J. Herriges, eds.) Edward Elgar, pp 141-162, 1999. Lupi, F. and P. Feather, "Using Partial Site Aggregation to Reduce Bias in Random Utility Travel Cost Models," Water Resources Research. 34(12): 3595-3603, 1998. Rubey, L., and F. Lupi, "Predicting the Effects of Market Reform in Zimbabwe: A Stated Preference Approach,"American Journal of Agricultural Economics, 78:89-99, 1997. Recent Grants 2014 -2014 Jon Bartholic, Frank Lupi The potential for incorporating economics into Great Lakes Tributary Model decision support tools Sponsor: US GEOLOGICAL SURVEY Funding: $ 134,763.00 2013 -2014 Frank Lupi Assessment of Human Services Impacts for Tittabawasee River and Saginaw Bay Watershed Sponsor: United States Fish and Wildlife Service Funding: $ 132,146.00 2012 -2014 Frank Lupi Michigan Trout Angler Survey Sponsor: Michigan Department of Natural Resources Funding: $ 127,500.00