NC0004979_Proposed 316(b) Peer Reviewers_20180921

4, DUKE James Wells
ENERGY Vice President
® EHS Programs&Environmental Sciences
526 South Church Street
Mail Code EC13K
Charlotte,NC 28202
[phone]
September 21, 2018
Mr. Jeff Poupart
North Carolina Department of Environmental Quality
Division of Water Resources
Water Quality Permitting Section
1617 Mail Service Center
Raleigh NC 27699-1617
Subject: Proposed 316(b) Peer Reviewers
Duke Energy Carolinas, LLC and Duke Energy Progress, LLC
Dear Mr. Poupart:
The final 316(b) "Existing Facilities Rule" requires facilities that submit reports as described in
§122.21(r)(10), §122.21(r)(11), and §122.21(r)(12) to conduct an external peer review of those
reports. The final 316(b) Rule also requires documentation of this peer review at
§122.21(r)(13). Unless waived by the Department, the following Duke Energy facilities will be
subject to the peer review requirements:
• Allen Steam Station
• Belews Creek Steam Station
• Brunswick Nuclear Station
• Marshall Steam Station
• McGuire Nuclear Station
• Roxboro Steam Station
• Sutton Steam Station
Duke Energy conducted a selection process and provided the initially selected peer reviewers to
the Department in our letter dated August 4, 2015. We have recently evaluated the initial peer
reviewers and determined that revisions were necessary. Our current 316(b) report peer review
team is as follows:
Biology EconomicsEngineering
Dr. James A. Rice Dr. Paul Jakus Dr. John S. Maulbetsch
Professor, North Carolina Professor, Utah State Maulbetsch Consulting
State University University
Dr. Charles C. Coutant Dr. Frank Lupi David M. Maxwell
Emeritus, Oak Ridge Professor, Michigan State Maxwell Consulting, LLC
National Laboratory University
Joseph S. Raulli, P.E.
O'Brien and Gere

Mr. Jeff Poupart
September 21, 2018
Page 2
Resumes are provided for each of the above peer reviewers in Attachment A of this letter. Duke
Energy respectfully requests that the Department provide comments regarding the selected
peer reviewers no later than October 20, 2018 to ensure that our 316(b) reports are timely
submitted. If comments are not provided by October 20, 2018, Duke Energy will assume that
the peer reviewers specified in this letter are approved by the Department. As subsequent
evaluations result in changes to our selected peer reviewer team, Duke Energy will provide
appropriate notification to the Department.
Please contact Michael Smallwood (704-382-4117, [e-mail]) if
you have any questions or comments regarding the selected 316(b) report peer reviewers.
Sincerel ,
A'
James Wells
Vice Pr-•sident, EHS Programs & Environmental Sciences
Attachment: A— Peer Reviewer Resumes dated September 11, 2018

I.
Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
Attachment A
Peer Reviewer Resumes

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
CURRICULUM VITAE
James A. Rice Telephone: [phone]
Department of Applied Ecology FAX: [phone]
North Carolina State University E-mail:[e-mail]
Raleigh,NC 27695-7617
Education:
B.A. 1978, Biology(Summa Cum Laude), St. Louis University, St. Louis, MO.
M.S. 1981, Zoology, University of Wisconsin, Madison, WI.
Ph.D. 1985, Zoology, University of Wisconsin, Madison, WI.
Employment:
1978 - 1985 Research and Teaching Assistant, Center for Limnology and Department
of Zoology, University of Wisconsin-Madison.
1985 Research Associate, Center for Limno logy, University of
Wisconsin- Madison.
1985 - 1991 Assistant Professor of Zoology and Extension Fisheries Specialist,North
Carolina State University.
1986 -present Fisheries, Wildlife and Conservation Biology Faculty, North Carolina
State University.
1989 - 1990, 2001 Acting Zoology Department Extension Leader.
1991 - 1998 Associate Professor of Zoology and Extension Fisheries Specialist,North
Carolina State University.
1998 -present Professor of Applied Ecology(formerly Zoology, Biology) and Extension
Fisheries Specialist,North Carolina State University.
2001 - 2005 Zoology Director of Graduate Programs.
Professional Memberships:
American Fisheries Society
AFS Early Life History Section
AFS Education Section
NC Chapter, American Fisheries Society
Ecological Society of America
ESA Aquatic Ecology Section
Professional Service:
Nomination Committee, AFS, 2016-present
Nomination Committee, Southern Division of AFS, 2016-present.
Northern Regional Advisory Committee to the NC Marine Fisheries Comm., 2012-present.
Striped Bass Committee, Southern Division of AFS, 2005-present.
Small Impoundments Committee, Southern Division of AFS, 2002-2016.
Faculty advisor for NCSU student subunit of AFS, 1996-present.
Lake Norman Advisory Committee for the NC Wildlife Resources Comm., 2005-2013.
Education and Outreach Committee, NC Chapter of AFS, 2005-2010.
Awards Committee Chair,NC Chapter of AFS, 2001-2005.

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
Research Interests:
Biological and anthropogenic impacts on survival, growth and distribution of fishes,
including: Predator-prey interactions and food web dynamics in aquatic systems; direct and
indirect fish responses to hypoxia; bioenergetics modeling of predation and habitat effects;
impacts and management of introduced species; factors driving variation in fish tissue mercury
concentration, and intersex condition in fishes.
Current and Pending Grants and Contracts:
Aquatic Species Restoration and Research at the Eastern Aquatic Conservation Facility at Yates
Mill (NC). W.G. Cope, J.F. Levine, C.B. Eads, T.J. Kwak, J.A. Rice, J.M. Burkholder and
R.J. Richardson, PIs. National Fish and Wildlife Foundation—North Carolina and Virginia
River and Waters Program. 2016-2020. $1,120,000.
Refereed Research Publications (* indicates student author):
Campbell*, L.A, J.A. Rice, and R.J. Borski. 2018. Magnitude and timing of changes in
bioindicators of recent growth in relation to changes in growth rate for juvenile spot
Leiostomus xanthurus. Journal of Fish Biology. In Revision.
86. Bradley*, C.E. J.A. Rice, and D.D. Aday. 2018. Modeling the Effects of Vital Rate
Manipulation and Management Scenarios to Predict Population Impact of Restoration
Programs on an Unrecovered Coastal Population of Striped Bass. North American Journal
of Fisheries Management 38:639-649. DOI: 10.1002/nafm.10062.
85. Grieshaber*, C.A., T.N. Penland, T.J. Kwak, W. G. Cope, R.J. Heise, J.M. Law, D. Shea,
D.D. Aday, J.A. Rice, S.W. Kullman. 2018. Relation of fish intersex to contaminants in
riverine sport fishes. Science of the Total Environment 643:73-89. DOI:
10.1016/j.scitotenv.2018.06.071.
84. Bradley*, C.E., J.A. Rice, D.D. Aday, J.E. Hightower, J. Rock, and K.J. Lincoln. 2018.
Juvenile and adult Striped Bass mortality and distribution in an unrecovered coastal
population. North American Journal of Fisheries Management 38:104-119. DOI:
10.1002/nafm.10036.
83. Henson*, M.N., D.D. Aday, J.A. Rice, and C.A. Layman. 2018. Assessing the influence of
Tilapia on sport species in North Carolina reservoirs. Transactions of the American
Fisheries Society 147:350-362. DOI: 10.1002/tafs.10031.
82. Henson*, M.N., J.A. Rice, and D.D. Aday. 2018. Thermal tolerance and survival of Nile
Tilapia Oreochromis niloticus and Blue Tilapia Oreochromis aureus under rapid and
natural temperature declination rates. Transactions of the American Fisheries Society
147:278-286. DOI: 10.1002/tafs.10023
81. Campbell, L.A. and J.A. Rice. 2017. Development and field application of a model
predicting effects of episodic hypoxia on short-term growth of Spot Leiostomus xanthurus.

• Duke Energy§316(b) Peer Reviewer Resumes
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71. Bethke*, B.J., J.A. Rice, and D.D. Aday. 2014. White Perch in Small North Carolina
Reservoirs: What Explains Variation in Population Structure? Transactions of the
American Fisheries Society 143:77-84. DOI: 10.1080/00028487.2013.830989.
70. Cerino*, D., A.S. Overton, J.A. Rice, and J.A. Morris Jr. 2013. Bioenergetics and Trophic
Impacts of the Invasive Indo-Pacific Lionfish. Transactions of the American Fisheries
Society 142:1522-1534. DOI: 10.1080/00028487.2013.811098.
69. Sackett*, D.K, D.D. Aday, and J.A. Rice and W.G. Cope. 2013. Maternally transferred
mercury in wild largemouth bass, Micropterus salmoides. Environmental Pollution
178:493-497. DOI: 10.1016/j.envpol.2013.03.046.
68. Feiner*, Z.S., J.A. Rice, A.J. Bunch, and D.D. Aday. 2013. Trophic niche and diet overlap
between invasive white perch and resident white bass in a southeastern reservoir.
Transactions of the American Fisheries Society 142:912-919. DOI:
10.1080/00028487.2013.788563.
67. Rice, J. A., J. S. Thompson, J. A. Sykes, and C. T. Waters. 2013. The role of metalimnetic
hypoxia in striped bass summer kills: consequences and management implications. Pages
121-145 in J. S. Bulak, C. C. Coutant, and J. A. Rice, editors. Biology and management
of inland striped bass and hybrid striped bass. American Fisheries Society, Symposium
80, Bethesda, Maryland.
66. Feiner*, Z.S., J.A. Rice, and D.D. Aday. 2013. Trophic niche of invasive white perch and
potential interactions with established reservoir species. Transactions of the American
Fisheries Society 142:628-641. DOI: 10.1080/00028487.2013.763854.
65. Thompson, J.S. and J.A. Rice. 2013. The relative influence of temperature and forage
availability on growth of age 1-5 striped bass in two southeastern reservoirs. Pages 93-
120 in J. S. Bulak, C. C. Coutant, and J. A. Rice, editors. Biology and management of
inland striped bass and hybrid striped bass. American Fisheries Society, Symposium 80,
Bethesda, Maryland.
64. Sackett*, D.K, W.G. Cope, J.A. Rice, and D.D. Aday. 2013. The influence of fish length on
tissue mercury dynamics: implications for natural resource management and human health
risk. International Journal of Environmental Research and Public Health 10: 638-659.
DOT:10.3390/ijerph 1002063 8.
63. Sackett*, D.K, D.D. Aday, J.A. Rice, and W.G. Cope. 2013. Validation of a predictive
model for fish tissue mercury concentrations. Transactions of the American Fisheries
Society 142:380-387. DOI:10.1080/00028487.2012.747990.
62. Feiner*, Z.S., D.D. Aday, and J.A. Rice. 2012. Phenotypic shifts in white perch life history
strategy across stages of invasion. Biological Invasions 14(11): 2315-2329. DOI
10.1007/s10530-012-0231-z.

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50. Fulford*, R.S., J.A. Rice, and F.P. Binkowski. 2006. Examination of sampling bias for
larval yellow perch in southern Lake Michigan. Journal of Great Lakes Research. 32:434-
441.
49. Craig, J.K., B.J. Burke, L.B. Crowder, and J.A. Rice. 2006. Prey growth and size-dependent
predation in juvenile estuarine fishes: experimental and modeling analyses. Ecology.
87(9): 2366-2377.
48. Fulford*, R.S., J.A. Rice, T.J. Miller, and F.P. Binkowski. 2006. Elucidating patterns of
size-dependent predation on larval yellow perch (Perca flavescens) in Lake Michigan: an
experimental and modeling approach. Canadian Journal of Fisheries and Aquatic
Sciences. 63(1): 11-27.
47. Fulford*, R.S., J.A. Rice, T.J. Miller, F.P. Binkowski, J.M. Dettmers, and B. Belonger. 2006.
Foraging selectivity by larval yellow perch (Perca flavescens): implications for
understanding recruitment in small and large lakes. Canadian Journal of Fisheries and
Aquatic Sciences. 63(1): 28-42.
46. Shimps*, E.L., J.A. Rice, and J.A. Osborne. 2005. Hypoxia tolerance in two juvenile
estuary-dependent fishes. Journal of Experimental Marine Biology and Ecology.
325(2):146-162.
45. Pine*, W.E. III, T.J. Kwak, D.S. Waters, and J.A. Rice. 2005. Diet Selectivity of Introduced
Flathead Catfish in Coastal Rivers. Transactions of the American Fisheries Society.
134(4):901-909.
44. McNatt*, R.A., and J.A. Rice. 2004. Hypoxia induced growth rate reduction in two juvenile
estuary dependent fishes. Journal of Experimental Marine Biology and Ecology.
311(1):147-156.
43. Pine*, W.E., K.H. Pollock, J.E. Hightower, T.J. Kwak, and J.A. Rice. 2003. A review of
tagging methods for estimating fish population size and components of mortality.
Fisheries 28:10-23.
42. Rice,J.A. 2002. Cascading effects of human impacts on fish populations in the Laurentian
Great Lakes. pp. 257-272, In L.A. Fuiman and R.G. Werner, eds., Fishery Science: The
Unique Contributions of Early Life Stages. Blackwell Science Ltd., Oxford, UK.
41. Beyers, D.W., and J.A. Rice. 2002. Evaluating stress in fish using bioenergetics-based
stressor-response models. Pages 289-320 In S.M. Adams (ed.). Biological Indicators of
Aquatic Ecosystem Stress. American Fisheries Society, Bethesda, MD.
40. Burke*, B.J., and J.A. Rice. 2002. A linked foraging and bioenergetics model for southern
flounder. Transactions of the American Fisheries Society 131:120-131.

,
Duke Energy§316(b) Peer Reviewer Resumes
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27. Letcher*, B.H., J.A. Rice, L.B. Crowder, and F.P. Binkowski. 1997. Size- and species-
dependent variability in consumption and growth rates of larvae and juveniles of three
freshwater fishes. Can. J. Fish. Aquat. Sci. 54:405-414.
26. Letcher*, B.H., J.A. Rice, and L.B. Crowder. 1996. Size-dependent effects of continuous
and intermittent feeding on starvation time and mass loss in starving yellow perch larvae
and juveniles. Transactions of the American Fisheries Society. 125:14-26.
25. Letcher*, B.H., J.A. Rice, L.B. Crowder, and K.A. Rose. 1996. Variability in survival of
larval fish: disentangling components with a generalized individual-based model. Can. J.
Fish. Aquat. Sci. 53:787-801.
24. Ahrenholz, D.W., G.R. Fitzhugh, J.A. Rice, S.W. Nixon, and W.C. Pritchard. 1995.
Confidence of otolith ageing through the juvenile stage for Atlantic menhaden(Brevoortia
tyrannus). Fishery Bulletin 93:209-216.
23. Fitzhugh*, G.R. and J.A. Rice. 1995. Error in back-calculation of lengths of juvenile
southern flounder, Paralichthys lethostigma, and implications for analysis of size-
selection. p. 227-246 in: D.H. Secor, J.M. Dean, and S.E. Campana (eds.). Recent
Developments in Fish Otolith Research. University of South Carolina Press, Columbia,
South Carolina.
22. Schael*, D.M., J.A. Rice, and D.J. Degan. 1995. Spatial and temporal distribution of
threadfin shad in a Southeastern reservoir. Transactions of the American Fisheries Society.
124:804-812.
21. Crowder, L.B., R.A. Wright*, K.A. Rose, T.H. Martin*, and J.A. Rice. 1994. Direct and
indirect effects of southern flounder predation on a spot population: experimental and
model analyses. p. 61-77 In D.J. Stouder, K.L. Fresh, and R.J. Feller (eds.) Theory and
Application in Fish Feeding Ecology. University of South Carolina Press, Columbia South
Carolina.
20. Rice,J.A., L.B. Crowder, and K.A. Rose. 1993. Interactions between size-structured
predator and prey populations: experimental test and model comparison. Trans. Am. Fish.
Soc. 122:481-491.
19. Rice,J.A., T.J. Miller*, K.A. Rose, L.B. Crowder, E.A. Marschall*, A. Trebitz, and D.L.
DeAngelis. 1993. Growth rate variation and larval survival: inferences from an individual-
based size-dependent predation model. Can. J. Fish. Aquat. Sci. 50:133-142.
18. Miller*, T.J., L.B. Crowder, and J.A. Rice. 1993. Ontogenetic changes in behavioral and
histological measures of visual acuity in three species of fish. Env. Biol. Fish. 37:1-8.
17. Crowder, L.B., J.A. Rice, T.J. Miller*, and E.A. Marschall. 1992*. Empirical and theoretical
approaches to size-based interactions and recruitment variability in fishes. p. 237-255 In

Duke Energy§316(b) Peer Reviewer Resumes
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largemouth bass. Ecology 65:732-739.
4. Boggs, C.H., J.A. Rice, J.A. Kitchell, and J.F. Kitchell. 1984. Predation at a snail's pace:
what's time to a gastropod? Oecologia 62:13-17.
3. Rice,J.A., J.E. Breck, S.M. Bartell, and J.F. Kitchell. 1983. Evaluating the constraints of
temperature, activity and consumption on growth of largemouth bass. Env. Biol. Fish.
9:263-275.
2. Cochran, P.A., and J.A. Rice. 1982. A comparison of bioenergetics and direct field estimates
of cumulative seasonal food consumption by largemouth bass (Micropterus salmoides).
Pages 88-96 In G. Cailliet and C. Simenstad (eds.), Gutshop '81: fish food habits studies.
Washington Sea Grant, Seattle, Washington, USA.
1. Kitchell, J.A., C.H. Boggs, J.F. Kitchell, and J.A. Rice. 1981. Prey selection by naticid
gastropods: experimental tests and application to the fossil record. Paleobiology
7:533-552.
Books:
Bulak, J.S., C.C. Coutant, and J.A. Rice, editors. 2013. Biology and management of inland
striped bass and hybrid striped bass. American Fisheries Society, Symposium 80, Bethesda,
Maryland.
Book Chapters, Reviews and Editorials:
Rice, J.A., J.S. Thompson, J.A. Sykes, and C.T. Waters. 2013. The role of metalimnetic
hypoxia in striped bass summer kills: consequences and management implications. Pages
121-145 in J. S. Bulak, C. C. Coutant, and J. A. Rice, editors. Biology and management
of inland striped bass and hybrid striped bass. American Fisheries Society, Symposium
80, Bethesda, Maryland.
Thompson, J.S. and J.A. Rice. 2013. The relative influence of temperature and forage
availability on growth of age 1-5 striped bass in two southeastern reservoirs. Pages 93-
120 in J. S. Bulak, C. C. Coutant, and J. A. Rice, editors. Biology and management of
inland striped bass and hybrid striped bass. American Fisheries Society, Symposium 80,
Bethesda, Maryland.
Rice, J.A. 2002. Cascading effects of human impacts on fish populations in the Laurentian
Great Lakes. pp. 257-272 In L.A. Fuiman and R.G. Werner, eds. Fishery Science: The
Unique Contributions of Early Life Stages. Blackwell Science, Oxford, England.
Rice, J.A. 1999. Coping with Uncertainty. Fisheries 24(7): 44.
Rice, J.A. 1998. Evolution of the Process-Oriented Approach to Recruitment Dynamics in
Fishes. Stages 19(2):10-12.
Rice, J.A. 1992. Physiological Ecology and Community Structure (symposium review). Bulletin

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Bestgen, K.R., D.W. Beyers, G.B. Haines, and J.A. Rice. 1997. Recruitment models for
Colorado squawfish: tools for evaluating relative importance of natural and managed
processes. Colorado Squawfish Recovery Program Project Final Report. Colorado State
University Larval Fish Laboratory, Fort Collins, CO, USA. 54 pp.
Jackson, J.R., J.A. Rice, R.L.Noble, and S.C. Mozley. 1991. Mechanisms of reservoir fish
community dynamics. Federal Aid in Fish Restoration Project F-30-1 Final Report.North
Carolina Agricultural Research Service,North Carolina State University, Raleigh,NC,
USA. 104. pp.
Extension Publications:
Rice, J.A., J.W. Neal, and R.L. Noble. 2000. Hybrid striped bass performance and management
impacts in small warmwater impoundments. pp. 203-212 in R.M. Timm and S.L. Dann
(eds.) Leading the Way Toward Sustainability: Extension in the New Millennium.
Proceedings of the 9th National Extension Wildlife, Fisheries, and Aquaculture Conference
in Portland, ME, 1999. National Resources and Environment Unit, CSREES/USDA,
Washington, D.C. 312 p.
Rice, J.A. 2000. Quantitative Evaluation of the Effectiveness of a Pond Management Video
Tape. pp. 273-278 in R.M. Timm and S.L. Dann(eds.) Leading the Way Toward
Sustainability: Extension in the New Millennium. Proceedings of the 9th National
Extension Wildlife, Fisheries, and Aquaculture Conference in Portland, ME, 1999.
National Resources and Environment Unit, CSREES/USDA, Washington, D.C. 312 p.
Rice, J.A., R.L. Noble, and R.L. Curry, eds. Pond management guide, 2nd Edition. 1999. NC
Cooperative Extension Service and NC Wildlife Resources Commission. 29 pp.
Rice, J.A. 1996. Zebra mussels and aquaculture: what you should know. North Carolina Sea
Grant Program. 4 p.
Kay, S.H, and J.A. Rice. 1992. Using grass carp for aquatic weed management. N.C.
Cooperative Extension Service. 4 p.
Rice, J.A., R.L. Noble, and F.T. McBride, eds. Pond management guide. 1990. NC Wildlife
Resources Commission and NC Agricultural Extension Service. 27 pp.
North Carolina Natural Resources: An Inventory and Conservation Issues. 1990. Written and
edited by the NCAES Natural Resources Work Group (J.A. Rice, member).
Rice, J.A., and J.M Hinshaw. 1989. North Carolina Aquaculture Directory NC Agricultural
Extension Service.
Other Extension Communication Products:
Rice, J.A. 2002. Pond Management: Good Fishing in the Balance. 4-H Wildlife Project web-

Duke Energy§316(b) Peer Reviewer Resumes
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Carolina Wildlife Federation. 35(6):11.
Rice, J.A. 1988. Planning for tomorrow's fisheries today. Friend of Wildlife, North Carolina
Wildlife Federation. 35(2):6.
Rice, J.A. 1988. A Rare Opportunity. The Flyline, North Carolina Council of Trout Unlimited.
1:16.
Rice, J.A. 1988. Special places. The Flyline,North Carolina Council of Trout Unlimited. 1:8.
Rice, J.A. 1987. What's in a fish? Friend of Wildlife,North Carolina Wildlife Federation.
34(5):6.
Rice, J.A. 1987. Water, extraordinary, ordinary water. Friend of Wildlife,North Carolina
Wildlife Federation. 33(6):11.
Rice, J.A. 1986. Plant a seed for the future - take a kid fishing! Friend of Wildlife,North
Carolina Wildlife Federation. 33(4):4.

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
BRIEF RESUME
Charles C. Coutant,Ph. D.
Retired Distinguished Research Ecologist, Environmental Sciences Division
Oak Ridge National Laboratory, Oak Ridge, Tennessee
120 Miramar Circle, Oak Ridge, TN 37830
[phone]; [e-mail]
Education: BA 1960 (Lehigh University, Bethlehem, Pennsylvania); MS 1962 (Lehigh); PhD
1965 (Lehigh).
Positions: (1)Battelle-Pacific Northwest Laboratories, Richland, Washington(1965-70):
Research Scientist, Columbia River Thermal Effects Studies; (2)Environmental Sciences Division,
Oak Ridge National Laboratory(1970-2005): Manager Cooling Systems Program(1970-79),
Leader Multimedia Modeling Project(1979-82); Manager DOE Global Carbon Cycle Program
(1985-86); Manager ORNL Exploratory Studies Program(1989-1991); Senior Research Staff
(1982-85, 1986-88, 1992-2004); Distinguished Research Staff(2004-2005); (3) Private consultant
(2005-present).
Professional Affiliations: American Association for the Advancement of Science(Fellow);
American Institute of Fishery Research Biologists (Fellow); American Fisheries Society(AFS;
Presidents of Water Quality Section, Tennessee Chapter, Southern Division, and full Society; Co-
Editor of journal Transactions of the American Fisheries Society); American Society of
Limnology and Oceanography, lapsed; American Society for Testing and Materials (Chair
Environmental Fate Models Task Group; lapsed); Ecological Society of America(Vice Chair
Applied Ecology Section); Sigma Xi(Southeast Regional Lecturer, President Oak Ridge Chapter);
Water Pollution Control Federation(Literature Review Committee-Thermal Effects; lapsed).
Honors: Darbaker Prize in Microbiology, Pennsylvania Academy of Science; Director's Award,
Battelle-Northwest; Excellence in Fisheries, TN Chapter AFS; Outstanding Publication, Martin
Marietta Energy Systems (then operator of ORNL); Distinguished Publication, American Society
for Information Science; Distinguished Service Award, AFS; Outstanding Achievement Award,
Southern Division, AFS; 2002 ORNL Distinguished Scientist of the Year; 2013 Career
Achievement Award by Bioengineering Section AFS.
Publications: >337 exclusive of consulting reports
Synopsis of Significant Technical Contributions: Field study of thermal discharge effects on
invertebrates of Delaware River; Laboratory and field studies of thermal effects of Hanford
reactors on Columbia River salmonids and other aquatic life; annual reviews of thermal effects
publications 1968-1980; evaluation of aquatic thermal effects information to provide national
water temperature criteria recommendations by the National Academy of Sciences; participation in
development of EPA guidelines for Clean Water Act §316(a)thermal studies of power stations;
development of biological data and criteria for environmental impact assessments of steam electric
power plants; participant in the establishment of the Electric Power Research Institute and member
of its national Advisory Council, development of electronic temperature telemetry of fishes as a
research tool for thermal behavior studies; lead role in developing guidance for thermal power plant
impact assessment for UNESCO and International Atomic Energy Agency; advisor on project
evaluation to Bonneville Power Administration(BPA)Fish and Wildlife Program and member of
Scientific Review Group; member of Northwest Power Planning Council's (NPPC) Independent

Duke Energy§316(b) Peer Reviewer Resumes
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Nuclear Station,North Carolina(2011); Consultant to ASA Analysis and Communication for
review of 316(a)documents (2012); Participant in EPRI-funded study by Natural Solutions of
debris and fish-impingement management at the water intake of Dairyland Cooperative's Genoa
Station on the Mississippi River(2012); Consultant to Dominion Virginia Power for approaches to
meeting West Virginia water temperature standards (2012-present); Consultant to Energy
Northwest for analysis of existing cooling-water intake structure for NPDES re-permitting and
development of a 316(b)study plan for the Columbia(nuclear) Generating Station(2013-present);
Consultant to Alden Research Laboratories for design of studies of American eel guidance(2014-
present); Reviewer for EPRI of 316(b)entrainment study plans for seven power plants on the Ohio
River(Cardinal, Clifty Creek, F. B. Culley, Kyger Creek, Mill Creek, Sammis, and Stuart)(2014);
Reviewer for entrainment study plans for BC Hydro's"Site C" new hydropower plant on behalf of
the Natural Sciences and Engineering Research Council of Canada(2015).
March 2015

Duke Energy§316(b) Peer Reviewer Resumes
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JOHN S.MAULBETSCH
Maulbetsch Consulting
770 Menlo Avenue, Suite 211
Menlo Park,California 94025
Tel.: [phone]
FAX: [phone]
E-Mail:[e-mail]
Professional history
Maulbetsch Consulting,Menlo Park, California: Consultant to government and industry(1999-present)
Electric Power Research Institute Palo Alto,California,Executive Scientist(1975—1999),
Dynatech R/D Company, Cambridge,Massachusetts,Director,Energy Technology(1969—1975)
Massachusetts Institute of Technology,Cambridge, Massachusetts, Assistant Professor of Mechanical Engineering
and Ford Post-Doctoral Fellow(1965—1969),
Recent projects(Maulbetsch Consulting)
- Evaluation of water-conserving cooling system options for
- Arizona Public Service....nuclear plant
- Arizona Public Service----gas-fired, combined-cycle plant
- Public Service New Mexico----coal plant
- Cost/performance estimating tool for wet/dry/hybrid cooling(EPRI)
- Analysis of performance limitations of an ACC at a coal-fired power plant(PacifiCorp)
- Life cycle analysis of the cost and value of water at gas-fired combined-cycle plants(CEC)
- Field testing of wind effects on ACCs(CEC)
- Spray enhancement of ACC performance(CEC)
- Analysis of the comparative costs of wet vs. dry cooling(CEC;EPRI)
- National cost of closed-cycle cooling retrofits(EPRI)
- Plant specific cost/performance estimates of cooling system retrofits(several)(EPRI)
Recent research reports
- Performance,Cost and Environmental Effects of Saltwater Cooling Towers; CEC-500-2008-043
- Cost and Value of Water Use at Combined-cycle Power Plants; CEC-500-2006-034
- Spray Cooling Enhancement of Air-Cooled Condensers;P500-03-109
- Comparison of Alternate Cooling Technologies for California Power Plants; P500-02-079F
- Inlet Air Spray Cooling for Air-Cooled Condensers;CEC-500-2013-058
- Effect of Wind on the Performance of Air-Cooled Condensers; CEC-500-2013-065
- Economic Evaluation of Alternative Cooling Technologies;EPRI#1024805
Publications/Invited presentations:
"Effect of Wind on Air-Cooled Condenser Performance", ASME Paper No. IMECE2011-63137(2011);
with M.DiFilippo and J.O'Hagan
"Cost/Performance Comparisons of Water-Conserving Power Plant Cooling Systems", ASME Paper No.
IMECE2011-63135, (2011)
"Cost and Performance Consequences of Closed-cycle Retrofit",Proceedings of EPRI Third Thermal Ecology
Workshop,Maple Grove,MN(2011);with M.DiFilippo
"Wind Effects on Air-Cooled Condensers for Power Plant Cooling", Proceedings of the International Heat Transfer
Conference(IHTC14), (2010);with M.DiFilippo,M. Owen and D.Kroger

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
Joseph S . Raulli , PE
(SME/Technical Manager, O'Brien and Gere)

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
was prepared for one coal fired electric power recommended compliance strategy for the client's
generating station with once through cooling located facility.
in Michigan.
LimnoTech,Ann Arbor,MI -Completed a peer
ARCADIS,316(b) Peer Review,Power Generating review of the 40 CFR 122.21(r)(12),Non-Water
Stations,Michigan-Completed peer reviews for Quality Environmental and Other Impacts Studies that
both the 122.21(r)(10),Comprehensive Technical were prepared for American Electric Power's (AEP)
Feasibility and Cost Evaluation Study and the DC Cook Nuclear Generating Station.
122.21(r)(12),Non-Water Quality Environmental and
Other Impacts Study,that were prepared for two Honeywell,316(b)Strategy Evaluation,Hopewell,
electric power generating stations with once through Virginia-Provided the technical evaluation of
cooling located in Michigan. potential intake technologies for compliance with
current 316(b)regulations. Technology options were
Beaver Falls LLC,Beaver Falls,NY-Prepare evaluated and compared based on feasibility,cost,
responses to the New York State Department of operational experience,and effectiveness in reducing
Environmental Conservation(NYSDEC) Request for impingement mortality and entrainment. Provided a
Information (RFI) as required in preparation for final report detailing the evaluation and
Beaver Falls'State Pollutant Discharge Elimination recommendations.
System(SPDES) permit renewal. Provided the
technical expertise to collect,develop,and report RED-Rochester LLC,Evaluation of Intake
information and data that was responsive to the Compliance Options,Rochester,New York-
information request and would assist the NYSDEC to provided a feasibility review and cost estimate for the
determine Best Technology Available(BTA)for the installation of cylindrical wedgewire screens at an
Beaver Falls Facility cooling water intake structure existing off-shore intake,in addition to the evaluation
(CWIS). A response to the information request of other potential compliance options. Project
included plant and intake operating data,a deliverable included a letter report summarizing the
description of implemented technologies and results of the feasibility review and a discussion of
operational measures for 316(b) compliance,and a other potential compliance options.
feasibility analysis with estimated efficacies and costs
for alternate intake technologies and operational
measures. PRIOR TO O'BRIEN &GERE
PeroxyChem,Tonawanda,NY-Prepare a NRG Energy,Installation and Testing of Fine Mesh
conceptual design and cost estimate for a new cooling Screens,Staten Island,NY,Principal Engineer-
water intake and pump house to provide once Served as Principal Engineer and Project Manager for
through cooling to a chemical manufacturing facility the installation and testing of new dual flow fine mesh
with a cooling water demand of 15 MGD. The new intake screens. Project included the use of CFD
intake design consisted of three submerged Modeling to determine the maximum velocities and
cylindrical wedge wire screens with an air burst the flow patterns around the screens and lab testing
to determine the impact of mesh size and velocity on
system,a shoreline wet-well,and pump house with
entrainment reduction effectiveness. In addition,
three vertical pumps. A slot opening of 0.86 mm was design services were provided for the modifications
proposed in the design for 316(b) compliance. to the screenwell,spray wash system and electrical
Newport News Shipbuilding,Newport News,VA-
power supply for the installation of the new screens.
Provided client with technical assistance to determine FPL Seabrook,USEPA 316(b)Information
the specific applicability requirements and to develop Request,Seabrook,New Hampshire,Principal
a long-term strategy for compliance with Section Engineer-Directed the effort to prepare a Cooling
316(b) of the Clean Water Act(CWA). This included Water Intake Structure(CWIS) Information Document
an assessment of the current intake equipment in response to a supplemental information request
relative to the requirements of Section 316(b) and a from the USEPA for the Seabrook Nuclear Power
conceptual overview of potential options to bring the Station. This information was requested as a part of
facility into compliance with the impingement and the station's NPDES permit reissuance and necessary
entrainment requirements of Section 316(b). A final for determination of the station's compliance with the
report was developed which provided a
requirements of CWA§316(b) for cooling water

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
transport system,including a fish return pump,for
the return of the fish to an acceptable location
approximately 1,200 feet offshore.
Niagara Mohawk Power Corp.,Procurement and
Installation of Dual-Flow Fish Handling Intake
Screens,Tonawanda,New York-Mechanical
Engineer for the team responsible for the
procurement and installation of new dual-flow fish
handling intake screens,including the design of the
spray wash water system and the shoreline fish
return system at Huntley Steam Station.

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
David M. Maxwell
Maxwell Consulting LLC — sole member
Mr. Maxwell worked on evaluating proposed regulations, developing
compliance strategies and costs associated with those strategies for EPA
CWA 316 (a)and (b), effluent limitation guidelines(ELG) and ash handling
(CCR). Developed review comments for inclusion into company response to
EPA on the proposed content of the regulations. Managed mechanical
systems group of subject matter experts on power plant cooling systems,
ash handling systems and rotating equipment(pumps, compressors,
vacuum pumps, etc.) Retired after a 41 year career in mechanical design of
electric power generating facilities and systems for the Southern Company
operating companies.
EDUCATION
BS, Mechanical Engineering, University of Tennessee, 1973
RELEVANT EXPERIENCE
•
Southern Company: CWA 316 (a) and (b) Evaluation and Compliance
Strategy and Cost Estimates (2004—'2013)
Evaluate the compliance strategy, cost and feasibility of fish protection
measures at 18 electric power generating facilities in the states of Alabama,
Florida, Georgia and Mississippi. Calculated through—screen velocities of
existing traveling water screens at normal, low and high water levels for both
3/8" and 2 mm mesh size. Evaluates fish protection strategies for modifying
cooling water intake structures (where feasible), for relocating the intake
structures and for conversion to closed cycle recirculating cooling Evaluated
application of traveling water screens, circular wedge wire screens, Geiger
Multi-Disc®screens and HydroloxTM engineered polymer screens for
application on existing intake structures Results of evaluation were
incorporated into proposed rule review comments sent to EPA prior to
issuance of 2004 final rule (withdrawn) and 2014 final rule.
Southern Company: Conceptual Engineering and Cost Estimates—
Screens (2007-2008)
Directed conceptual design and cost estimates for relocating and
redesigning intake structures for electric generating plants on intake canals
with a sufficient number of traveling water screens to meet the velocity limit
of<_ 0.5 feet per second through screen velocity
Southern Company: Conceptual Engineering and Cost Estimates-
Cooling Towers (2005-2008)
Directed conceptual design and cost estimates for the conversion from
once-through cooling to closed cycle recirculating flow cooling on two
existing electric power generating facilities. Design incorporated land
availability and siting requirements of mechanical draft cooling tower, hot
and cold water pipe routing and design between the tower and the

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
connected to vertical pumps located in pumping structure. Screens met
permit stipulations for through-screen velocity of<_0 5 fps and fish egg
exclusion (1mm opening)
Southern Company: Cooling Water Make-up System (2001 -2003)
Design and install new cooling water make-up intake and pumping system
for a new generating facility having a CCRC system. Located 2 x 100%tee
—type CCW screens submerged and anchored just above bed level
connected to single pipe horizontally bored into a Ranney®caisson set
back from the river bank Screens were sized for through-screen velocity<_
0.5 fps. Vertical pumps are installed in the caisson.
Southern Company: Cooling Water Make-up System (2001-2003)
Design and install new cooling water make-up intake and pumping system
for a new generating facility having a CCRC system Located 1 x100%tee-
type CCW screen located on the upstream face of a hydroelectric dam
Access to reservoir via inactive draft tube Screen sized for through-screen
velocity s 0 5 fps with no fish egg exclusion. Horizontal pumps are installed
on the river bank outside of the dam
Peer Review of 40 CFR 122.21 (r) (10)and (r) (12) Reports
HDR Inc.for Duke Energy (2016)
Attended peer review kick-off meeting to review the proposed plan of the
engineering and biological studies required by§316(b). Provided comment
to include the balance of the cooling water system (condenser and
circulating water passages) in the engineering assessment.
Client Confidential: Midwestern Utility (2017)
Provided peer review of the§316 (b) planning document which outlined the
plan for conducting the engineering and biological studies Responded to
charge questions relating to technical feasibility(r) (10) and non-water
quality environmental and other issues (r) (12) Reviewed responses to the
comments for adequacy of the response.
Client Confidential: Midwestern Utility (2018)
Provided peer review of the§316 (b) reports for a generating facility
Responded to charge questions relating to technical feasibility (r) (10) and
non-water quality environmental and other issues(r) (12). Reviewed
responses to the comments for adequacy of the responses.

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
September 2018
PAUL MARK JAKUS
Dept. of Applied Economics
4835 Old Main Hill
Utah State University
Logan, UT 84322-4835
[phone]
[e-mail]
Current Position
Professor, Department of Applied Economics, Utah State University(May 2008-present)
Professional Experience
Faculty Associate, Ecology Center, Utah State University(August 2014—present)
Visiting Scholar, Center for Business and Economic Research, University of Tennessee (August
2012-December 2012.
Professor and Head, Dept. of Applied Economics, Utah State University(May 2008-May 2012)
Associate Professor/Professor, Department of Economics, Utah State University (July 2001-May
2008)
Assistant/Associate Professor, Dept. of Agricultural Economics and Rural Sociology, University
of Tennessee (February 1992—June 2001)
Graduate Research Assistant, Dept. of Economics and Business,North Carolina State
University(May 1987 - February 1992)
Peace Corps Volunteer, The Gambia, West Africa(August 1984 - July 1986) .
Graduate Research Assistant, Colorado State University(August 1982 - August 1984)
Research Assistant, University of Nevada, Reno (September 1980 -August 1982)
Education
Ph.D.,North Carolina State University, Economics, 1992
M.S., Colorado State University,Agricultural and Natural Resource Economics, 1984
B.S., University of Nevada, Reno, Agricultural and Natural Resource Economics, 1982
Publications in Refereed Journals (Graduate student in italics)
Jakus, Paul M., and Sherzod B. Akhundjanov. 2018. "Neither Boon nor Bane: The Economic
Effects of a Landscape-Scale National Monument."Land Economics, 94(3):323-339.
Jakus, Paul M. 2018. "A Review of Economic Studies Related to the Bureau of Land
Management's Wild Horse and Burro Program."Human-Wildlife Interactions, 12(1)•58-
74.

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
Tiller, Kelly H. and Paul M. Jakus. 2005. "Applying the Miceli Model to Explain Cooperation in
Municipal Solid Waste Management."Agricultural and Resource Economics Review,
34(2):217-225.
Jensen,Kimberly L., Paul M. Jakus,Burton C. English and Jamey Menard. 2004. "Consumers'
Willingness to Pay for Eco-Certified Wood Products."J.Agricultural and Applied
Economics, 36(3):617-626.
Jakus, Paul M., Kimberly L. Jensen, and George C. Davis. 2003. "Revenue Impacts of MPP
Branded Funds: A Firm Level Analysis."Agricultural and Resource Economics Review,
32(2):184-197.
Jensen, Kimberly L., Paul M. Jakus, Burton C. English, and Jamey Menard. 2003. "Market
Participation and Willingness to Pay for Environmentally Certified Hardwood Products."
Forest Science, 49(4):632-641.
Jakus, Paul M. and W. Douglass Shaw. 2003. "Perceived Hazard and Product Choice: An
Application to Recreational Site Choice."J. Risk and Uncertainty, 26(1):77-92.
Caplan, Arthur, Therese C. Grijalva, and Paul M. Jakus. 2002. "Waste Not or Want Not: A
Contingent Ranking Analysis of Curbside Waste Disposal Options."Ecological
Economics, 43(2-3):185-197.
Grijalva, Therese A., Robert P. Berrens, Alok Bohara, Paul M. Jakus, and W. Douglass Shaw.
2002. "Valuing the Loss of Rock Climbing Access in Wilderness Areas: A National-
Level Random Utility Model."Land Economics, 78(1):103-120.
Jakus, Paul M., Paula Dowell, and Matthew N. Murray. 2000. "The Effect of Fluctuating Water
Levels on Reservoir Fishing."J. Agricultural and Resource Economics, 25(2):520-532.
Parsons, George R., Paul M. Jakus, and Theodore D. Tomasi. 1999. "A Comparison of Welfare
Estimates from Four Models for Linking Seasonal Recreational Trips to Multinomial
Logit Models of Site Choice."J. Environmental Economics and Management, 38(2):143-
157.
Jakus, Paul M., Dimitrios Dadakas, and J. Mark Fly. 1998. "Fish Consumption Advisories:
Incorporating Angler-Specific Knowledge, Habits, and Catch Rates in a Site Choice
Model."American J. Agricultural Economics, 80(5):1019-1024. (Proceedings article)
Jakus, Paul M., J. Mark Fly, Becky Stephens, and Alan Barefield. 1998. "Leasing by Tennessee
Hunters."Proceedings of the Southeastern Association of Fish and Wildlife Agencies,
52:349-358. (Refereed)

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
Siegel, Paul B. and Paul M. Jakus. 1995. "Tourism as a Sustainable Rural Development
Strategy: Finding Consensus in Resident Attitudes."Southern Rural Sociology, 11(1):17-
41.
Jakus, Paul M. 1994. "Averting Behavior in the Presence of Public Spillovers: Household
Control of Nuisance Pests."Land Economics, 70(3):273-285.
Jakus, Paul M., J. Mark Fly and J. Larry Wilson. 1993. "Activities, Regulatory Preferences and
Regulatory Perceptions of Tennessee Anglers."Proceedings of the Southeastern
Association of Fish and Wildlife Agencies, 47:767-774. (Refereed)
Smith, V. Kerry, Raymond B. Palmquist and Paul M. Jakus. 1991. "Combining Farrell Frontier
and Hedonic Travel Cost Models for Valuing Estuarine Quality."Review of Economics
and Statistics, 73(4):694-699.
Miller, Watkins W., Chauncey T.K. Ching, John F. Yanagida and Paul M. Jakus. 1985.
"Agricultural Water Pollution Control: An Interdisciplinary Approach."Environmental
Management, 9(1):1-6.
Manuscripts in Progress
Kim, Man-Keun, and Paul M. Jakus. "Wildfire,National Park Visitation, and Changes in
Regional Economic Activity."Revise and Re-submit,I Outdoor Recreation and
Tourism, June 2018.
Jakus, Paul M. and Sherzod Akhundjanov. "Landscape-scale National Monuments and Regional
Per Capita Income." Under review, August 2018.
Landis, Malieka, Don E. Albrecht, Paul M. Jakus, Marion T. Bentley, Thomas R. Harris, Linda
J. Cox, Phil Watson, George Borden, and Paul Lewin. "Area Sector Analysis Process:
Identifying Where Community Goals and Industry Needs Intersect."April 2018.
Book Chapters and Non-Refereed Proceedings
Kealy, Mary Jo,Nick von Stackelberg, Jeffrey Ostermiller,Nanette Nelson, John Loomis, and
Paul M. Jakus. 2014. "The Value of Improving Water Quality: Case Study of Nutrient
Reductions in Utah's Waters."Proceedings of the Annual Meeting of the Water
Environment Federation, 2014(7):6237-6252.

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
Jakus, Paul M., Meghan McGuinness, and Alan Krupnick. 2002. "The Benefits and Costs of
Fish Consumption Advisories for Mercury in the Chesapeake Bay."Resources for the
Future Discussion Paper 02-55, October.
http://www.rff.org/disc papers/PDF files/0255.pdf
Jakus, Paul M. 2001. Book Review:National Parks and Rural Development, edited by Gary
Machlis and Donald Field. Growth and Change, 32(3):435-437.
Jakus, Paul M. and D. Alan Barefield. 2000. "Hunting Adds Value to Land and Farms."
Tennessee Agri-Science, Issue 189, pp.37-38.
Jakus, Paul M., Dimitrios Dadakas, Becky Stephens, and J. Mark Fly. 1999. "Fishing and
Boating by Tennessee Residents in 1998 and 1999." University of Tennessee Agricultural
Experiment Station Research Report 99-17(October).
Harper, Craig A., Charles E. Dixon, Paul M. Jakus, and D. Alan Barefield. 1999. "Earning
Additional Income through Hunt Leases on Private Land." PB 1627, Agricultural
Extension Service, University of Tennessee.
Fly, J. Mark, Becky Stephens, and Paul M. Jakus. 1997. "Monitoring Hunting Activities in
Tennessee." Tennessee Wildlife, 20(5):2-5.
Fly, J. Mark, Becky Stephens, and Paul M. Jakus. 1997. "Hunting by Tennessee Residents: A
Report on Activities and Attitudes for the 1992, 1993, and 1994 Hunting Seasons."
University of Tennessee Agricultural Experiment Station Research Report 97-13. May.
Fly, J. Mark, J. Larry Wilson, Paul M. Jakus, and Becky Stephens. 1996. "Social and Biological
Dimensions of Fisheries Management Research on Norris Reservoir." Tennessee Agri-
Science, 180(Fall):32-33.
Fly, J. Mark, Paul M. Jakus and Becky Stephens. 1996. "Access to Private Land for Recreation:
Issues and Opportunities." Tennessee Agri-Science, 180(Fall):34-37.
Jakus, Paul M., J. Mark Fly, and Becky Stephens. 1996. "Public Opinion on the Tennessee
Wildlife Resources Agency." University of Tennessee Agricultural Experiment Station
Research Report 96-06. April.
Jakus, Paul M., Paul B. Siegel and Richard L. White 1995. "Tourism as a Rural Development
Strategy: Finding Consensus in Resident Attitudes." Tennessee Agri-Science,
176(Fall):22-29.

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
Keith,J. and P.M.Jakus. 3/1/05-10/1/06. Recreation Valuation of Ken's Lake,UT. Utah Division
of Water Resources. ($39,510).
Jakus, P.M. (7/1/02-6/30/05). "Irradiated ground beef: the adoption decision by supermarkets
and grocery stores." Sub-contract from Pennsylvania State University as part of NRI
grant of same name. $10,648.
"Effectiveness of Fish License Marketing in Utah." Funded by the Utah Division of Wildlife
Resources. January-December 2003, $10,000.
"Recreational Trip-Response to Changes in TVA Reservoir Management." Funded by
Kleinschmidt and Associates, as part of TVA Reservoir Operations Review. 2002-2003,
$37,000.
"Estimating the Economic Value of Off-Highway Vehicle Recreation in Utah." Funded by New
Faculty Research Grant, Utah State University. 2002-2003, $12,800.
"Valuing TVA's Intangible Assets for Integrated Capital Asset Decision-Making," funded by the
Tennessee Valley Authority. 2000-2002, $83,700. With Steven Stewart and James
Kahn.
"Monitoring the Behavior of Tennessee Sportsmen," funded by Tennessee Wildlife Resources
Agency. 2000-2001, $90,000. With J. Mark Fly.
"Irradiated Ground Beef: the Adoption Decision by Supermarkets and Grocery Stores," funded
by USDA National Research Initiative. 2000-2002, $110,000. With E.C. Jaenicke, R.W.
Harrison, and K.L. Jensen.
"Consumers' Willingness to Pay for Eco-Labeled Hardwood Forest Products from
Environmental Management Certified Programs," funded by US Forest Service. 2000-
2001, $40,550. With K.L. Jensen and B.C. English.
"Economic Consequences of Tier III Water Quality Designation for Tennessee Streams,"funded
by East Tennessee Development District and Tennessee Department of Environment and
Conservation. 1999-2000, $25,200
"Economic Consequences of TVA's Lake Draw-down,"funded by UT Center for Business and
Economic Research. 1998, $3,500
"Monitoring the Behavior of Tennessee Sportsmen," funded by Tennessee Wildlife Resources
Agency. 1996-1999. $225,000, with J. Mark Fly

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
Research Institute Report 2011-1. March. Prepared for the Utah Department of
Agriculture and Food.
Ward, Ruby A., Paul M. Jakus, and Dillon Feuz. 2010. "The Economic Impact of Agriculture on
the State of Utah." Economics Research Institute Report 2010-02. Prepared for the Utah
Department of Agriculture and Food.
Jakus, Paul M., John E,Keith, and Lu Liu. 2008. "Economic Impacts of Land Use Restrictions on
OHV Recreation in Utah."December. Prepared for Utah Public Lands Policy Coordination
Office.
Keith,John E. Paul M. Jakus, and Jacoba Larsen. 2008. "Impacts of Wild and Scenic River
Designation."December. Prepared for Utah Public Lands Policy Coordination Office.
Keith,John E., Steven W. Burr,Jody Gale,Paul M.Jakus, Richard S.Krannich,Douglas Reiter,
and David G. Tarboton. 2008. "Utah's Public Lands Socioeconomic Baseline Study:
Summary Report."December. Prepared for Utah Public Lands Policy Coordination Office.
Jakus, Paul M. 2003. "Estimating the Economic Value of All-Terrain Vehicle Recreation in
Utah." Final report in fulfillment of USU New Faculty Grant. September.
Jakus, P.M., J.R. Kahn, and S.R. Stewart. 2002. "Incorporating Economic Values into TVA
River Scheduling Operations."Final Contract Report in fulfillment of Tennessee Valley
Authority Activity Authorization Contract No. 99R2A-252850 entitled, "Valuing TVA's
Intangible Assets for Integrated Capital Asset Decision-Making." March.
Jensen, Kimberly, Paul M. Jakus, Burton C. English, and Jamey Menard. 2001.
"Environmentally Certified Wood Products: A Study of Consumer's Perceptions and
Willingness to Pay."Final Report for US Forest Service, September.
Stewart, Steven, James R. Kahn, and Paul M. Jakus. 2001. "Economic Values and TVA River
Operations." Interim report for Tennessee Valley Authority, August.
Stephens, Becky, Paul M. Jakus, and J. Mark Fly. 2001. "Fall 2000 REAL Database Fishing
Survey Results." University of Tennessee Human Dimensions Research Lab, March.
Jakus, Paul M., Dimitrios Dadakas, Alexandria Huerta, Matthew N. Murray, and Paula Dowell.
2000. "Economic Analysis of Designating Outstanding National Resource Waters in
Tennessee: Theory and An Application in Monroe County." March.
Dadakas, Dimitrios and Paul M. Jakus. 1999. "El Nino/Southern Oscillation Effects on
Farmland Values in the United States."University of Tennessee Dept. of Agricultural

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
APEC/ECN 2010: Introductory Microeconomics (3 cr), 13 sections, Spring 2002 through Spring
2014.
Econ 4310/5310: Mathematical Economics (3 cr) Fall 2001-2006.
APEC 5950: Applied Economic Policy(3 cr) Fall 2015-16, Spring 2018.
Econ 7510: Environmental Economics (4 cr) Spring 2002-2006.
APEC/ECN 7950: Graduate Seminar(1 cr) each semester, Fall 2003 through Spring 2006.
ENVS 3000: Natural Resource Policy and Economics (4 cr) Fall 2007.
University of Tennessee
AE 320: Agricultural Microeconomics (3 cr) Fall 1999 through Fall 2000.
AE 570: Advanced Natural Resource Economics (3 cr) Fall 1992 through 1998.
AE 505: Microeconomic Theory(3 cr) Fall 1995 through Fall 1997.
AE 670: Topics in Natural Resource Economics (2 cr) Summer 1996.
I also helped team teach AE 670 (Summer 1992), AE 620, Advanced Quantitative Methods
(Spring, 1993 - 1995), and EC 678, Economics of Environmental Policy(Spring 2001).
Ph.D. Dissertations Chaired
Coulibaly, Lassina, December 2014. "Household demand for a reliable public water supply."
Liu, Lu, August 2010. "Three Essays on Environmental and Spatial-Based Valuation of Urban
Land and Housing.
Zhu, Yuexia, December 2007. "Three Essays on Environmental Economics."
M.S. Theses Chaired
Crabb, Ben. 2016. "The Influence of Institutional Oil and Gas Ownerships on County Wages in
the Intermountain West."
Carlos Silva. 2014. "Calculating Willingness to Pay as a Function of Biophysical Water quality
and Water Quality Perceptions."
Kevin L. Brady. 2008. "Safety-Focused Altruism: Valuing the Lives of Others."
Andrea Bohmholdt, 2007. "Benefit Cost Analysis for a Wind Turbine at Utah State University."
(Plan B professional paper)
Benjamin Blau, 2005. "An Economic Approach to Charitable Giving." (Plan B Professional
Paper)
University of Tennessee
Alexandria I. Huerta, 2001. "Consumer Willingness to Pay for Certified Wood Products."

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
Competitive Grant and Scholarship Programs
Genome Canada LSARP (2014, 2016)
United States-Israel Bi-national Agricultural Research and Development Fund
United States Environmental Protection Agency
1998, 1999 NSF/EPA Decision Making and Environmental Policy
1997, 1999-2001 STAR Fellowship Program
1997 Exploratory Research Program
University of Georgia Sea Grant Program
Service(Utah State University)
Chair,APEC Natural Resource Economics Search Committee, 2015-16 (Sherzod Akhunjanov)
Chair, APEC Natural Resource Economics Search Committee, 2013-14 (Eric Edwards)
Chair, ENVS Department Head Search Committee, 2013-14 (Chris Lant)
Member, Vice-President for Agriculture Search Committee, 2013 (Ken White)
Chair, College of Agriculture and Applied Sciences Post-Tenure Review Committee (2013/14)
Member, College of Natural Resources Strategic Planning Committee, 2011-12
Member, USU Department Heads Executive Council, 2009-12 (Chair, 2010-11)
Member, Economics Search Committee, 2008
Member, Dept. of Environment and Society, 2008 (Chris Monz)
Member, USU Central Promotion Committee, 2006-2007
Chair, Department of Economics International Trade Search Committee, 2004 (Reza Oladi)
Chair, Graduate Programs, Dept. of Economics, 2002-2006
Member, Utah State University Water Resources Task Force, 2002-2005
Chair and Member,Numerous promotion and tenure committees (Colleges of Agriculture,Arts,
Business, Humanities & Social Sciences, and Natural Resources)

Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
Dr. Frank Lupi
Agricultural, Food, and Resource Economics
Michigan State University
446 W. Circle Drive
Room 301B
Morrill Hall of Agriculture
East Lansing, MI 48824-1039
517.432.3 882
[e-mail]
Education
Ph D , Applied Economics University of Minnesota
M S., Agricultural Economics University of Illinois
B S , University of Illinois
Biographical Sketch
Dr. Lupi is a Natural Resource and Environmental Economist and serves as the economist in
the Partnership for Ecosystem Research and Management (PERM), a collaborative effort
between scientists at MSU and resource management agencies in the Great Lakes region. His
expertise includes the econometrics, development and implementation of stated choice surveys,
and recreational demand analyses as well as the economics of the provision and valuation of
ecosystem services. Dr Lupi has designed and implemented in-person, mail, telephone,
intercept/creel, and internet surveys ranging in sizes from a few hundred to 40,000
respondents. His applied research and publications address the economics and human
dimensions of recreational fisheries, wildlife management, forests, ecosystem services, invasive
species, water quality, and wetlands. He has served on numerous advisory and grant review
panels, including the National Research Council committee on Endangered and Threatened
Species of the Platte River.
Professional Information
• Joint appointment as Fisheries & Wildlife Management Economist in Agricultural
Economics and in Fisheries and Wildlife
• Member of the Partnership for Ecosystem Research&Management (PERM) program
• Member of the Human Dimensions Lab, Fisheries and Wildlife
• Member of the Center for Systems Integration and Sustainability(CSIS) program
• Member of the Environmental Science and Policy Program
Selected Publications
Scott Knoche; Frank Lupi; Ashley Suiter. 2015. "Harvesting benefits from habitat restoration:
Influence of landscape position on economic benefits to pheasant hunters." Ecological
Economics 113:97-105.
Richard T Melstrom; Frank Lupi; Peter C. Esselman; R. Jan Stevenson. 2015. "Valuing
recreational fishing quality at rivers and streams." Water Resources Research.
51(1).140-150.

,
Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
Horan, R., and Frank Lupi, 2005 "Tradable risk permits to prevent future introductions of alien
invasive species into the Great Lakes, Ecological Economics, 52(3): 289-304.
Kaplowitz, M., Frank Lupi, and J. Hoehn, 2004. "Multiple-methods for developing and evaluating
a stated preference survey for valuing wetland ecosystems." In Questionnaire
Development, Evaluation, and Testing Methods, (S. Presser, et al., eds). 503-524.
Wiley:New Jersey. 2004.
Lupi, Frank, J. Hoehn and G. Christie. 2003. "Using an Economic Model of Recreational Fishing
to Evaluate Benefits of Sea Lamprey (Petromyzon marinus) Control," Journal of Great
Lakes Research. 29: 742-754.
Lupi, Frank, M. D. Kaplowitz, and J. Hoehn , 2002. "The Economic Equivalency of Drained and
Restored Wetlands in Michigan,"American Journal of Agricultural Economics 84:1355-
1361.
An, L.., Frank Lupi, J. Liu, M. Linderman, and J. Huang, 2002. "Modeling the Switch from
Fuelwood to Electricity. Implications for the Conservation of Giant Panda Habitat,"
Ecological Economics: 42(3): 445-457.
Knoche, S. D. and F Lupi. 2007. "Valuing Deer Hunting Services from Farm Landscapes."
Ecological Economics 64(2):313-320.
Swain, E., P. Jakus, G. Rice, F. Lupi, P. Maxson, J. Pacyna, A. Penn, S. Spiegel and M. Veiga,
2007. "Socioeconomic Consequences of Mercury Use and Pollution."Ambio 36(1)45-
61.
Swinton, S M , F. Lupi, G. P. Robertson, and S. K. Hamilton. 2007. "Ecosystem services and
agriculture: Cultivating agricultural ecosystems for diverse benefits." Ecological
Economics 64(2):245-252.
Kotchen, M., M. Moore, F. Lupi, and E. Rutherford, "Environmental Constraints on Hydropower:
An Ex-Post Benefit-Cost Analysis of Dam Relicensing in Michigan." Land Economics,
82:(3):384-403, August 2006.
Racevskis, L.A., and F. Lupi, "Comparing Urban and Rural Perceptions of and Familiarity with
the Management of Forest Ecosystems," Society and Natural Resources. 19(6)'479-495,
2006.
Vista, A., P. Norris, F. Lupi and R. Bernsten, "Nutrient Loading and Efficiency of Tilapia Cage
Culture in Taal Lake, Philippines, " The Philippine Agricultural Scientist. 89(1): 48-57,
2006
Swinton, S.M., F. Lupi, G.P. Robertson and D.A Landis"Ecosystem Services from Agriculture:
Looking Beyond the Usual Suspects,"American Journal of Agricultural Economics 88(5),
2006.
Kaplowitz, M.D., F. Lupi, and J.P Hoehn, "Public Understanding and Perceptions of Michigan
Wetlands," In Press, Michigan Academician. 2006.

1 I
Duke Energy§316(b) Peer Reviewer Resumes
September 11, 2018
Chen, Heng Z., Frank Lupi and John P. Hoehn, "An Empirical Assessment of Multinomial Probit
and Logit Models for Recreation Demand," in: Valuing Recreation and the Environment:
Revealed Preference Methods in Theory and Practice, (C. Kling and J. Herriges, eds.)
Edward Elgar, pp 141-162, 1999.
Lupi, F. and P. Feather, "Using Partial Site Aggregation to Reduce Bias in Random Utility Travel
Cost Models," Water Resources Research' 34(12): 3595-3603, 1998.
Rubey, L., and F. Lupi, 'Predicting the Effects of Market Reform in Zimbabwe: A Stated
Preference Approach,"American Journal of Agricultural Economics, 78:89-99, 1997.
Recent Grants
2014 -2014 Jon Bartholic, Frank Lupi
The potential for incorporating economics into Great Lakes Tributary Model decision support
tools
Sponsor: US GEOLOGICAL SURVEY
Funding: $ 134,763.00
2013 -2014 Frank Lupi
Assessment of Human Services Impacts for Tittabawasee River and Saginaw Bay Watershed
Sponsor: United States Fish and Wildlife Service
Funding. $ 132,146.00
2012 -2014 Frank Lupi
Michigan Trout Angler Survey
Sponsor: Michigan Department of Natural Resources
Funding: $ 127,500.00