HomeMy WebLinkAboutNC0025071_Contract Documents and Specs_20180906CONTRACT DOCUMENTS AND SPECIFICATIONS
for
Mebane Bridge WWTP
Residuals Management
System Rehabilitation
September 2018
KD #20170041.00.CL
Prepared for
City of Eden, NC
PO Box 770
Eden, NC 27289
2 4
a SEAL _
045626
Plans &Specifications
Prepared by
W.K. Dickson & Co., Inc.
616 Colonnade Drive
Charlott
e, NC 28205
WKD Phone (704) 334-5348
NC License No. F-0374
FOR REVIEW PURPOSES ONLY —NOT RELEASED FOR CONSTRUCTION
FOR REVIEW PURPOSES ONLY -NOT RELEASED FOR CONSTRUCTION
Table of Contents
City of Eden
Mebane Bridge WWTP Residuals Management System Rehabilitation
PROCUREMENT AND CONTRACTING DOCUMENTS GROUP
DIVISION 00 - PROCUREMENT AND CONTRACTING REQUIREMENTS
00 11 16 ....
INVITATION TO BID............................................................................................................
2
0021 14 ....
INSTRUCTIONS TO BIDDERS EPMS.................................................................................
10
00 40 00 ....
AFFIDAVIT OF COMPLIANCE............................................................................................
1
0041 10 ....
IRAN DIVESTMENT ACT.....................................................................................................
1
0041 13 ....
BID FORM - STIPULATED SUM.........................................................................................
5
00 43 00 ....
PROCUREMENT FORM SUPPLEMENTS...........................................................................
2
0043 13 ....
BID BOND...............................................................................................................................
1
00 45 33 ....
EQUAL OPPORTUNITY COMPLIANCE STATEMENT ....................................................
6
00 51 00 ....
NOTICE OF AWARD.............................................................................................................
1
0052 15 ....
AGREEMENT FORM.............................................................................................................
3
00 55 00 ....
NOTICE TO PROCEED..........................................................................................................
2
0061 13 ....
PERFORMANCE BOND........................................................................................................
2
0061 15 ....
PAYMENT BOND..................................................................................................................
3
0061 16 ....
CONTRACTOR'S AFFIDAVIT RELEASE OF LIENS AND CLAIMS ...............................
1
00 62 39 ....
MINORITY BUSINESS ENTERPRISES...............................................................................
18
IDENTIFICATION OF MINORITY BUSINESS PARTICIPATION
State of North Carolina Affidavit A -Listing of Good Faith Efforts
State of North Carolina Affidavit B -Intent to Perform Contract with Own Workforce
State of North Carolina Affidavit C -Portion of Work to be Performed by Minority Firms
State of North Carolina Affidavit D -Good Faith Efforts
Guidelines for Recruitment and Selection of Minority Business for State Funded Projects
Administered through to the Construction Grants and Loans Section
00 62 75 ....
PARTIAL PAYMENT ESTIMATES......................................................................................
2
00 62 76 ....
TAX STATEMENTS AND CERTIFICATIONS....................................................................
2
00 62 79 ....
MATERIAL INVENTORY.....................................................................................................
2
00 72 15 ....
GENERAL CONDITIONS......................................................................................................
37
0073 14 ....
SUPPLEMENTARY CONDITIONS......................................................................................
5
00 80 00 ....
SPECIAL PROVISIONS.........................................................................................................
2
00 94 63 ....
CHANGE ORDER (Sample)...................................................................................................
1
SRF SPECIAL CONDITION FORMS: ..................................................................................
19
DBE (MBE/Requirements (Attachment No. 1)
Debarred Firms Certification (Attachment No. 2)
City of Eden, NC Table of Contents
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Davis -Bacon Requirements (Attachment No. 3)
Davis -Bacon Wage Determination — Montgomery County (Attachment No. 4)
Contractor Table (Attachment No. 5)
American Iron and Steel (AIS) Guidance for SRF Projects (Attachment No. 6)
Guidelines for Recruitment and Selection of Minority Business for State Funded
Projects Administered through the Construction Grants and Loans Section
(Attachment 7)
Rules Implementing Mediated Settlement Conferences in North Carolina Public
Construction Projects (Sttachment No. 8)
SPECIFICATIONS GROUP
DIVISION 01 - GENERAL REQUIREMENTS
01 1000 ...
SUMMARY..........................................................................................................
2
012000 ...
PRICE AND PAYMENT PROCEDURES..........................................................
3
012201 ...
ELECTRONIC PROJECT MANAGEMENT SYSTEM .....................................
2
013000 ...
ADMINISTRATIVE REQUIREMENTS.............................................................
4
013301 ...
SUBMITTAL PROCEDURES EPMS.................................................................
5
014000 ...
QUALITY REQUIREMENTS.............................................................................
6
014313...
REFERENCES......................................................................................................
10
015000 ...
TEMPORARY FACILITIES AND CONTROLS ................................................
7
017000 ...
EXECUTION AND CLOSEOUT REQUIREMENTS ........................................
7
DIVISION 03 - CONCRETE
033000..
CAST -IN-PLACE CONCRETE ACI...................................................................
19
DIVISION 04 (NOT USED)
DIVISION 5 - METALS
05 51 00 METAL STAIRS.................................................................................................. 4
05 52 00 METAL RAILINGS............................................................................................. 3
05 53 B00 METAL GRATINGS........................................................................................... 4
DIVISION 06 THROUGH DIVISION 12 (NOT USED)
DIVISION 13 — PLUMBING
1334 19 METAL BUILDING SYSTEMS........................................................................... 4
DIVISION 22 THROUGH DIVISION 25 — NOT USED
DIVISION 26 — ELECTRICAL (BY ELECTRICAL SUB)
DIVISION 27 THROUGH DIVISION 30 — NOT USED
City of Eden, NC Table of Contents
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DIVISION 31 - EARTHWORK
3123 16 ..... EXCAVATION AND FILL NC............................................................................. 10
3123 16.13. TRENCHING.......................................................................................................... 8
DIVISION 32 - NOT USED
DIVISION 33 - UTILITIES
33 01 10.58 DISINFECTION OF WATER UTILITY PIPING SYSTEMS ............................... 4
33 14 16 ..... SITE WATER UTILITY DISTRIBUTION PIPING .............................................. 7
33 31 00 ..... SANITARY UTILITY SEWERAGE PIPING........................................................ 8
33 34 00 ..... SANITARY UTILITY SEWERAGE FORCE MAINS .......................................... 8
DIVISION 34 THROUGH DIVISION 39 (NOT USED)
DIVISION 40 - PROCESS INTEGRATION
4071 13 MAGNETIC FLOW METERS 6
40 91 23 TANK LIQUID LEVEL INDICATOR 2
DIVISION 43 - SLUDGE HOLDING TANK
43 21 13.16. SUBMERSIBLE NON -CLOG PLUGS.................................................................... 7
434111 ...... BOLTED STEEL TANKS........................................................................................ 13
DIVISION 44 - POLLUTION AND WASTE CONTROL EQUIPMENT
44 42 59 ...... SELF PRIMING SLUDGE PUMPS AND ACCESORIES..................................... 14
DIVISION 46 - WATER AND WASTEWATER EQUIPMENT
46 41 28 ...... COMPRESSED GAS MIXING SYSTEM.............................................................. 14
DIVISION 47 THROUGH DIVISION 49 (NOT USED)
END OF TABLE OF CONTENTS
City of Eden, NC Table of Contents
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DOCUMENT 00 11 16
INVITATION TO BID
Sealed bids will be received by the City of Eden on [<%Bid Opening Mo/Day/Yr%>] until 2:00, p.m., EST
for construction of the Mebane Bridge Wastewater Treatment Plant (WWTP) Residuals Management System
Rehabilitation, at which time they will be publicly opened and read aloud at City of Eden -Town Hall, 308 E
Stadium Dr., Eden, NC 27288.
Bids must be submitted on the complete project and must be enclosed in a sealed envelope, addressed to
The City of Eden -Town Hall, 308 E Stadium Dr., Eden, NC 27288. Outside of the envelope must be marked
"Bid for the Mebane Bridge WWTP Residuals Management System Rehabilitation." Envelope must
also bear, on the outside, the name of the bidder, bidder's address, and bidder's license number. All bids
must be made on blank forms provided and included in the bound document or as provided by Addendum
prior to bid.
The work will consist of the following work bid as two (2) separate bid items as follows:
1. Base Bid -
a. Modifications to Pump Station No. 1 to include replacement of the existing below grade
RAS pumps with new above grade, self -priming, variable speed pump assemblies.
b. Installation of submersible WAS sludge pumps in Pump Station No. 1.
C. Installation of a new packaged, suction lift, self -priming WAS pump station for the transfer
of chemical stabilized sludge from the sludge storage tank to the existing dewatering system
day tank
d. Replacement of existing aerobic sludge digester system with a new chemical sludge
stabilization system.
e. Installation of new sludge holding tank.
2. Owner Elective Bid:
a. Modifications to Pump Station No. 2 to include replacement of the existing below grade
RAS pumps with new above grade, self -priming, variable speed pump assemblies. A
decision regarding the inclusion of this elective bid item in the contract will be made after
receipt of bids based upon the Owner's available funding.
Each proposal shall be accompanied by a cash deposit or certified check, drawn on a bank or trust company
insured by the Federal Deposit Insurance Corporation, in an amount equal to not less than five percent of the
proposal. In lieu thereof, the bidder may offer a bid bond of five percent of the bid prepared on the Bid Bond
form contained within the Contract Documents or a Surety Company's Standard Bid Bond form, duly
executed by the Bidder as principal and executed by a surety company licensed under the laws of North
Carolina to execute such bonds and listed in the latest issue of U. S. Treasury Circular 570, conditioned that
the surety will, upon demand, forthwith make payment to the obligee upon said bond if the bidder fails to
execute the contract in accordance with the bid bond. Said deposit shall be retained by the Owner as
liquidated damages in event of failure of the successful bidder to execute the contract within ten days after
the award or to give satisfactory surety as required by law.
Plans, Specifications and Contract Documents may be examined at: W.K. Dickson & Co., Inc.,
616 Colonnade Drive, Charlotte, NC 28205. Plans, Specifications, and Contract Documents are available
for purchase by going to Plan Room at www.wkdickson.com. Please note that only registered plan holders
City of Eden, NC Invitation To Bid
Mebane Bridge WWTP Residuals Management System Rehabilitation 0011 16-1
WKD Project Number: 20170041.00.CL
bid as a General Contractor.
No bid may be withdrawn after the scheduled closing time for the receipt of bids for a period of 90 days.
Bidders must comply with the President's Executive Order No. 11246, as amended, which prohibits
discrimination in employment regarding race, creed, color, sex, or national origin.
A pre-bid meeting will be conducted on [<%Pre-bid Day%>], [<%Prebid Month, Date, Year%>] at [<%Pre
Bid Time%>] [<%PreBid AM/PM%>] located at [<%Prebid Opening Location%>], [<%Prebid Street
Address -Ste%>], [<%Prebid City,State,Zip%>]. Attendance is recommended but not mandatory. Other
opportunities for a site visit to the Mebane WWTP will be limited.
The Contractor shall comply with the Department of Labor Safety and Health Regulations for construction
promulgated under the Occupational Safety and Health Act of 1970 (PL91-596) and under Section 107 of the
Contract Work Hours and Safety Standards Act (PL91-54), or latest revisions.
General Contractors are notified that "An Act to Regulate the Practices of General Contracting" ratified by
the North Carolina General Assembly on March 10, 1925, and as subsequently amended will be observed in
receiving bids and awarding General Contracts.
All Equipment/Manufacturer "Or -Equal" Qualification Packages, per Paragraph 11. of the Instructions to
Bidders, (Document 00 21 13) [(Document 00 21 14)] must be submitted at least ten days prior to the
advertised bid date.
The Owner reserves the right to reject any or all bids and to waive informalities and technicalities.
City of Eden, NC Invitation To Bid
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WKD Project Number: 20170041.00.CL
DOCUMENT 00 2114
INSTRUCTIONS TO BIDDERS EPMS
1.0 DEFINED TERMS
A. Terms used in these Instructions to Bidders which are defined in the Standard General
Conditions of the Construction Contract have the meanings assigned to them in the General
Conditions. Certain additional terms used in these Instructions to Bidders have the meanings
indicated below which are applicable to both the singular and plural thereof.
Bidder: One who obtains a complete set of Bidding Documents from the Engineer
and submits a bid directly to Owner as distinct from a sub -bidder who submits a bid
to a bidder.
2. Issuing Office: The office from which the Bidding Documents are to be issued and
where the bidding procedures are to be administered. The Issuing Office for this
project is W.K. Dickson & Co., Inc., 616 Colonnade Dr., Charlotte, NC 28205.
3. Successful Bidder: The lowest, responsible, and responsive Bidder to whom Owner
(on the basis of Owner's evaluation as hereinafter provided) makes an award taking
into consideration all alternates, availability of funds and is best interest of Owner.
4. Registered Plan Holder — The individual or entity who registers and purchases
Contract Documents from W.K. Dickson & Co., Inc. Plan Room at
www.wkdickson.com.
5. Contract Documents — Are defined in the Agreement Form (Document 00 52 15)
and Standard General Conditions (Document 00 72 15).
2.0 BIDDING DOCUMENTS
A. Contract Documents may be examined at: W.K. Dickson & Co., Inc., 616 Colonnade Drive,
Charlotte, NC 28205. Contract Documents are available for purchase by going to Plan
Room at www.wkdickson.com. Please note that only registered plan holders may bid as
a General Contractor.
B. Complete sets of the Bidding Documents in the number and for the cost, if any, stated in the
Advertisement for Bids may be obtained from the Issuing Office.
C. Complete sets of Bidding Documents must be used in preparing Bids; neither Owner nor
Engineer assume any responsibility for errors, omissions, or misinterpretations resulting
from the use of incomplete sets of Bidding Documents.
D. Owner and Engineer in making copies of Bidding Documents available on the above terms
do so only for the purpose of obtaining Bids for the work and do not confer a license or grant
for any other use.
City of Eden, NC Instructions To Bidders Epms
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3.0 QUALIFICATIONS OF BIDDERS
A. To demonstrate qualifications to perform the work, each Bidder must be prepared to submit
within five days after Bid opening upon Owner's request, written evidence such as financial
data, previous experience, present commitments, and other such data. The Owner reserves
the right to reject any Bid if the evidence submitted by, or investigation of, such Bidder fails
to satisfy the Owner that such Bidder is properly qualified to carry out the obligations of the
Agreement and to complete the work contemplated therein. Each Bid must contain evidence
of Bidder's qualification to do business in the state where the Project is located.
4.0 E -VERIFY
Effective September 4, 2013, House Bill 786/S.L. 2013-418, passed by the General Assembly of
North Carolina, requires that business entities and employers with whom a public entity contracts
provide proof of enrollment and participation in E -Verify, an internet based system operated by the
U.S. Department of Homeland Security, which may be used to determine the eligibility of new hires
to work in the United States. This legislation applies to all state agencies, cities, counties, school
boards, as well as all private employers doing business in North Carolina who employ 25 or more
employees in the State of North Carolina. This also applies to all city and county contracts,
including all formal purchase and construction and repair contracts let by any public entity, as well
as those not subject to competitive bidding requirements, such as service contracts. For other units of
local government, such as local school boards and water/sewer authorities, the prohibition only
applies to purchase and construction/repair contracts in the formal bidding range.
HB786 imposes E -Verify requirements on contractors who enter into certain contracts with state
agencies and local governments. The legislation specifically prohibits governmental units from
entering into certain contracts "unless the contractor and the contractor's subcontractors comply with
the requirements of Article 2 of Chapter 64 of the General Statutes." (Article 2 of Chapter 64
establishes North Carolina's E -Verify requirements for private employers). It is important to note
that the verification requirement applies to subcontractors as well as contractors.
The new laws specifically prohibit governmental units from entering into contracts with contractors
who have not (or their subs have not) complied with E -Verify requirements. Although the new
statutes don't specify the consequences for entering into a contract in violation of this prohibition, it
may be reasonable to assume that the contract would be void.
As proof of enrollment and participation in E -Verify, Public Entities in North Carolina
require the following:
See Document 00 40 00, E -Verify Affidavit of Agreement for North Carolina
Any violation of this provision by the Contractor, would provide grounds for a breach of contract
claim by the local government. Should the contractor fail to ensure that his or her subcontractors, if
any, or subsequently hired subcontractors are non-compliant, would allow for the contract to be
voided by the local government.
City of Eden, NC Instructions To Bidders Epms
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The following websites provide further information about participation and enrollment in E -Verify:
www.uscis.gov/everfy.
5.0 EXAMINATION OF CONTRACT DOCUMENTS AND SITE
A. It is the responsibility of each Bidder before submitting a Bid to:
Examine thoroughly the Contract Documents and other related data identified in the
Bidding Documents (including "technical data" referred to below);
2. Visit the site to become familiar with and satisfy Bidder as to the general, local and
site conditions that may affect cost, progress, performance or furnishing of the work;
Consider federal, state, and local laws and regulations that may affect cost, progress,
performance or furnishing of the work;
4. Study and carefully correlate Bidder's knowledge and observations with the Contract
Documents and such other related data; and
5. Promptly notify Engineer of all conflicts, errors, ambiguities, or discrepancies which
Bidder has discovered in or between the Contract Documents and such other related
documents.
B. Reference is made to the Available Project Information (Document 00 31 00) for
identification of:
Those reports of explorations and tests of subsurface conditions at or contiguous to
the site which have been utilized by Engineer in preparation of the Contract
Documents. Bidder may rely upon the general accuracy of the "technical data"
contained in such reports but not upon other data, interpretations, opinions, or
information contained in such reports or otherwise relating to the subsurface
conditions at the site, or upon the completeness thereof for the purposes of bidding
or construction.
2. Those drawings of physical conditions in or relating to existing surface and
subsurface structures (except underground facilities) which are at or contiguous to
the site that have been utilized by Engineer in preparation of the Contract
Documents. Bidder may rely upon the general accuracy of the "technical data"
contained in such drawings but not upon other data, interpretations, opinions, or
information shown or indicated in such drawings or otherwise relating to such
structures, or upon the completeness thereof for the purposes of bidding or
construction.
C. Information and data shown or indicated in the Contract Documents with respect to existing
underground facilities at or contiguous to the site is based upon information and data
furnished to Owner and Engineer by owners of such underground facilities or others, and
Owner and Engineer do not assume responsibility for the accuracy or completeness thereof
unless it is expressly provided otherwise in the Supplementary Conditions.
City of Eden, NC Instructions To Bidders Epms
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D. Provisions concerning responsibilities for the adequacy of data furnished to prospective
Bidders with respect to subsurface conditions, other physical conditions and underground
facilities, and possible changes in the Contract Documents due to differing or unanticipated
conditions appear in Paragraphs 4.2 and 4.3 of the General Conditions.
E. Before submitting a Bid each Bidder will be responsible to obtain such additional or
supplementary examinations, investigations, explorations, tests, studies, and data concerning
conditions (surface, subsurface and underground facilities) at or contiguous to the site or
otherwise, which may affect cost, progress, performance or furnishing of the work or which
relate to any aspect of the means, methods, techniques, sequences, or procedures of
construction to be employed by Bidder and safety precautions and programs incident thereto
or which Bidder deems necessary to determine its Bid for performing and furnishing the
work in accordance with the time, price, and other terms and conditions of the Contract
Documents.
F. On request, Owner will provide each Bidder access to the site to conduct such examinations,
investigations, explorations, tests, and studies as each Bidder deems necessary for
submission of a Bid. Bidder must fill all holes and clean up and restore the site to its former
conditions upon completion of such explorations, investigations, tests, and studies.
G. Reference is made to the Supplementary Conditions for the identification of the general
nature of work that is to be performed at the site by Owner or others (such as utilities and
other prime contractors) that relates to the work for which a Bid is to be submitted. On
request, Owner will provide to each Bidder for examination access to or copies of Contract
Documents (other than portions thereof related to price) for such work.
H. The submission of a Bid will constitute an incontrovertible representation by Bidder that
Bidder has complied with every requirement of this Article 4, that without exception the Bid
is premised upon performing and furnishing the work required by the Contract Documents
and applying the specific means, methods, techniques, sequences, or procedures of
construction (if any) that may be shown or indicated or expressly required by the Contract
Documents, that Bidder has given Engineer written notice of all conflicts, errors,
ambiguities, and discrepancies that Bidder has discovered in the Contract Documents and the
written resolutions thereof by Engineer is acceptable to Bidder, and that the Contract
Documents are generally sufficient to indicate and convey understanding of all terms and
conditions for performing and furnishing the work.
I. The provisions of Paragraphs 4.1 through 4.8, inclusive, do not apply to asbestos,
polychlorinated biphenyls (PCBs), petroleum, hazardous waste, or radioactive material
covered by Paragraph 4.6 of the General Conditions.
6.0 AVAILABILITY OF LANDS FOR WORK, ETC.
A. The lands upon which the work is to be performed, rights-of-way and easements for access
thereto and other lands designated for use by Bidder in performing the work are identified in
the Contract Documents. All additional lands and access thereto required for temporary
construction facilities, construction equipment or storage of materials and equipment to be
City of Eden, NC Instructions To Bidders Epms
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incorporated in the work are to be obtained and paid for by Bidder. The Bidder shall furnish
copies of agreements and releases to the Engineer. Easements for permanent structures or
permanent changes in existing facilities are to be obtained and paid for by Owner unless
otherwise provided in the Contract Documents.
7.0 INTERPRETATIONS AND ADDENDA
A. All questions about the meaning or intent of the bidding documents are to be directed to
Engineer. Interpretations or clarifications considered necessary by Engineer in response to
such questions will be issued by Addenda delivered electronically to all parties recorded by
Engineer as having received the Bidding Documents. Questions received less than ten days
prior to the date for opening of Bids may not be answered. Only questions answered by
formal written Addenda will be binding. Oral and other interpretations or clarifications will
be without legal effect.
B. Addenda may also be issued to modify the bidding documents as deemed advisable by
Owner or Engineer.
8.0 BID SECURITY
A. Each Bid must be accompanied by bid security made payable to Owner in an amount of five
percent of Bidder's maximum bid price and in the form of a certified or bank check or a Bid
Bond issued by a surety meeting the requirements of Paragraph 5.1 of the General
Conditions.
B. The bid security of successful bidder will be retained until such Bidder has executed the
Agreement, furnished the required contract security, and met the other conditions of the
Notice of Award, whereupon the bid security will be returned. If the successful bidder fails
to execute and deliver the Agreement and furnish the required contract security within 10
days after the Notice of Award, Owner may annul the Notice of Award, and the bid security
of that Bidder will be forfeited. The bid security of other Bidders whom Owner believes to
have a reasonable chance of receiving the award may be retained by Owner until the earlier
of the 10th day after the effective date of the Agreement or 90 days after the bid opening,
whereupon bid security furnished by such Bidders will be returned. Bid security with bids
which are not competitive will be returned within 10 days after the bid opening.
9.0 CONTRACT TIMES
A. The number of calendar days within which, or the dates by which, the work is to be
completed and ready for final payment are set forth in the Agreement.
10.0 LIQUIDATED DAMAGES
A. Provisions for liquidated damages, if any, are set forth in the Agreement Form, (Document
00 52 15) and as defined in the General Conditions.
City of Eden, NC Instructions To Bidders Epms
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11.0 "OR -EQUAL" ITEMS
A. Bidder's attention is directed to Article 6.5 of the General Conditions concerning substitutes
and "or -equal" items. Where an item or material is specified by a proprietary name, it is
done for the purpose of establishing a basis of quality and not for the purpose of limiting
competition. The Engineer's intent is to consider alternative products which have the
desired essential characteristics. The Engineer will consider any such products offered,
pursuant to Section 133-3, General Statutes of North Carolina.
B. Equipment Suppliers desiring to submit alternative product proposals for prior acceptance of
the Engineers shall submit, in writing, such proposals a minimum of 10 days prior to the
deadline for receiving bids. Applications received after this time will not be reviewed. Each
such request shall include the name of the material or equipment for which it is to be
substituted and a complete description of the proposed substitute, including drawings, cuts,
performance and test data, and other information necessary for an evaluation. Submittal
shall include a list of deviations to the specifications. A statement setting forth any changes
in other materials, equipment, or other work that incorporation of the substitute would
require shall be included. The Engineer shall consider and either accept or reject all
alternative product proposals submitted.
C. Equipment described by performance characteristics only (no named equipment listed) will
not be reviewed prior to bidding.
D. The Qualification Package submittal requirements for each equipment section shall be as
follows:
1. A complete set of drawings, specifications, catalog cut -sheets, and detailed
descriptive material of proposed "or equal" equipment items or products. This
information shall identify all technical and performance requirements stipulated on
each drawing and in each specification section.
2. Detailed information shall be submitted for all buy-out items such as hardware,
motors, bearings, reducers, belts, sheaves, motor controllers, and instrumentation
(field device, major panel device and anticipated control panel layout).
3. List showing materials of construction of all components, including all buy-out
items.
4. Manufacturer's recommended spare parts, including all buy-out items.
5. Information on equipment field erection requirements including total weight of
assembled components and weight of each sub -assembly.
6. A maintenance schedule showing the required maintenance, frequency of
maintenance, lubricants, and other items required at each regular preventative
maintenance period, including all buy-out items.
7. Process equipment electrical requirements and schematic diagrams.
8. Detailed written documentation with discussion of all deviations of equipment,
including all buy-out items, from the Contract Documents.
E. Requests for review of proposed "or equal" equipment items(s) or product(s) of material or
equipment will not be accepted by Engineer from anyone other than equipment manufacturer
or supplier. If equipment manufacturer or supplier wishes to furnish or use an "or equal"
equipment items(s) or product(s) of material or equipment shall first make a written
City of Eden, NC Instructions To Bidders Epms
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application to Engineer for acceptance thereof certifying that the proposed "or equal"
equipment item(s) or product(s) of material or equipment will perform adequately the
functions and achieve the results called for by the general design, be similar in substance to
that specified and be suited to the same use as that specified.
F. If the equipment manufacturer or supplier fails to furnish all of the preceding information
which has been deemed necessary by the Engineer to evaluate a proposed "or equal"
equipment item or product for equivalency with the equipment items or products, the
proposed "or equal" qualification package will be rejected by the Engineer. If the "or equal"
qualification package is rejected by the Engineer, the Bidder shall furnish one of the named
equipment items or products without change to the contract price.
G. No proposed "or equal" equipment items or products shall be considered unless, in the
opinion of the Engineer, it conforms to the Contract Documents in all respects, except for
make and manufacturer and minor details.
H. The Engineer shall be the sole authority for determining conformance of a proposed "or
equal" equipment item or product with the Contract Documents. Under no circumstances
shall the Engineer be required to prove that "or equal" equipment items or products are not
equal to the named equipment items or products.
I. Contractors shall include all costs associated with any redesign required with their bid.
Manufacturers qualifying will be recognized by addendum.
12.0 SUBCONTRACTORS, SUPPLIERS, AND OTHERS
A. If the Supplementary Conditions require the identity of certain subcontractors, suppliers, and
other persons and organizations (including those who are to furnish the principal items of
material and equipment) to be submitted to Owner in advance of a specified date prior to the
effective date of the Agreement, apparent successful bidder, and any other Bidder so
requested, shall within 10 days after Bid opening submit to Owner a list of all such
subcontractors, suppliers and other persons and organizations proposed for those portions of
the work for which such identification is required. Such list shall be accompanied by an
experience statement with pertinent information regarding similar projects and other
evidence of qualification for each such subcontractor, supplier, person or organization if
requested by Owner. An Owner or Engineer who after due investigation has reasonable
objection to any proposed Subcontractor, supplier, other person or organization, may before
the effective date of the Agreement request apparent successful bidder to submit an
acceptable substitute without an increase in bid price.
If apparent successful bidder declines to make any such substitution, Owner may award the contract
to the next lowest Bidder that proposes to use acceptable subcontractors, suppliers and other persons
and organizations. The declining to make requested substitutions will not constitute grounds for
sacrificing the bid security of any Bidder. Any subcontractor, supplier, other person or organization
listed and to whom Owner or Engineer does not make written objection prior to the effective date of
the Agreement will be deemed acceptable to Owner and Engineer.
City of Eden, NC Instructions To Bidders Epms
Mebane Bridge WWTP Residuals Management System Rehabilitation 0021 14-7
WKD Project Number: 20170041.00.CL
B. If the Bid Form requires the Bidder to complete a Tabulation of Major Equipment Items and
Products, the Bidder will follow the requirements contained on the Bid Form.
C. In contracts where the Contract Price is on the basis of cost of the work plus a fee, apparent
successful bidder, prior to the Notice of Award, shall identify in writing to Owner those
portions of the work that such Bidder proposes to subcontract and after the Notice of Award
may only subcontract other portions of the work with Owner's written consent.
D. No Bidder shall be required to employ any subcontractor, supplier, other person or
organization against whom Bidder has reasonable objection.
13.0 BID FORM
A. The Bid Form is included with the Bidding Documents; additional copies may be obtained
from Engineer (or the Issuing Office).
B. All blanks on the Bid Form must be completed by printing in ink or by typewriter.
C. Bids by corporations must be executed in the corporate name by the president or a vice-
president (or other corporate officer accompanied by evidence of authority to sign), and the
corporate seal must be affixed and attested by the secretary or an assistant secretary. The
corporate address and state of incorporation must be shown as indicated on the Bid Form.
D. Bids by partnerships must be executed in the partnership name and signed by a partner,
whose title must appear under the signature, and the official address of the partnership must
be shown as indicated on the Bid Form.
E. The Bid shall contain an acknowledgment of receipt of all addenda (the numbers of which
must be filled in on the Bid Form).
F. The address and telephone number for communications regarding the Bid must be shown.
G. In re -evidence of authority to conduct business as an out-of-state corporation in the state
where the work is to be performed, see Paragraph 12.0.0 above. State contractor license
number, if any, must also be shown.
14.0 SUBMISSION OF BIDS
A. Bids shall be submitted at the time and place indicated in the Invitation to Bid and shall be
enclosed in a sealed envelope, addressed to Ms. Melinda Ward, WWTP Superintendent, City
of Eden, 308 E Stadium Dr., Eden, NC 27288. Each sealed envelope containing a Bid must
be plainly marked on the outside as "Bid for Mebane Bridge WWTP Residuals Management
System Rehabilitation", and the envelope should bear, on the outside, the name of the Bidder,
his address, and his Contractor's license number and accompanied by the Bid security and
other required documents. If the Bid is sent through the mail or other delivery system, the
sealed envelope shall be enclosed in a separate envelope with the notation "BID
ENCLOSED" on the face.
City of Eden, NC Instructions To Bidders Epms
Mebane Bridge WWTP Residuals Management System Rehabilitation 0021 14-8
WKD Project Number: 20170041.00.CL
IFbMMu16111ILIIV.-%1(0)211 211MVVAIIYO111I'M VVIA111)001WI
A. Bids may be modified or withdrawn by an appropriate document duly executed (in the
manner that a Bid must be executed) and delivered to the place where Bids are to be
submitted at any time prior to the opening of Bids.
B. If, within five calendar days after Bids are opened, any Bidder files a duly signed, written
notice with Owner and promptly thereafter demonstrates to the reasonable satisfaction of
Owner that there was a material and substantial mistake in the preparation of its Bid, that
Bidder may withdraw its bid and the bid security will be returned; thereafter, that Bidder will
be disqualified from further bidding on the work to be provided under the Contract
Documents.
C. A conditional or qualified bid will not be accepted.
16.0 OPENING OF BIDS
A. Bids will be opened and (unless obviously non-responsive) read aloud publicly at the place
as indicated in the Advertisement or Invitation to Bid. An abstract of the amounts of the
base Bids and major alternates (if any) will be made available to Bidders after the opening of
Bids.
17.0 BIDS TO REMAIN SUBJECT TO ACCEPTANCE
A. All Bids will remain subject to acceptance for 90 days after the day of the bid opening, but
Owner may, in its sole discretion, release any bid and return the bid security prior to that
date.
18.0 AWARD OF CONTRACT
A. Owner reserves the right to reject any or all bids, including without limitation the rights to
reject any or all nonconforming, nonresponsive, unbalanced or conditional bids and to reject
the bid of any Bidder if Owner believes that it would not be in the best interest of the project
to make an award to that Bidder, whether because the bid is not responsive or the Bidder is
unqualified or of doubtful financial ability or fails to meet any other pertinent standard or
criteria established by Owner. Owner also reserves the right to waive all informalities not
involving price, time, or changes in the work and to negotiate contract terms with the
successful bidder. Discrepancies between the multiplication of units of work and unit prices
will be resolved in favor of the unit prices. Discrepancies between the indicated sum of any
column of figures and the correct sum thereof will be resolved in favor of the correct sum.
Discrepancies between words and figures will be resolved in favor of the words.
B. In evaluating bids, Owner will consider qualifications of Bidders, whether or not bids
comply with prescribed requirements, and such alternates, unit prices, and other data, as may
be requested in the Bid Form or prior to the Notice of Award.
C. Owner may consider the qualifications and experience of subcontractors, suppliers, and other
persons and organizations proposed for those portions of the work as to which the identity of
City of Eden, NC Instructions To Bidders Epms
Mebane Bridge WWTP Residuals Management System Rehabilitation 0021 14-9
WKD Project Number: 20170041.00.CL
subcontractors, suppliers, and other persons and organizations must be submitted as provided
in the Supplementary Conditions. Owner also may consider the operating costs,
maintenance requirements, performance data and guarantees of major items of materials, and
equipment proposed for incorporation in the work when such data is required to be
submitted prior to the Notice of Award.
D. Owner may conduct such investigations as Owner deems necessary to assist in the
evaluation of any bid and to establish the responsibility, qualifications, and financial ability
of bidders, proposed subcontractors, suppliers, and other persons and organizations to
perform and furnish the work in accordance with the Contract Documents to Owner's
satisfaction within the prescribed time.
E. If the contract is to be awarded, it will be awarded to lowest Bidder whose evaluation by
Owner indicates to Owner that the award will be in the best interests of the Project taking
into consideration all alternates, availability and is of best interest to Owner.
F. If the contract is to be awarded, Owner will give successful bidder a Notice of Award within
90 days after the date of the bid opening.
19.0 CONTRACT SECURITY
A. Paragraph 5.1 of the General Conditions sets forth Owner's requirements as to performance
and payment bonds. When the successful bidder delivers the executed Agreement to Owner,
it must be accompanied by the required performance and payment bonds.
20.0 SIGNING OF AGREEMENT
A. When Owner gives a Notice of Award to the successful bidder, it will be accompanied by
the required number of unsigned counterparts of the Agreement with all other written
Contract Documents attached. Within 10 days thereafter Bidder shall sign and deliver the
required number of counterparts of the Agreement and attached documents to Owner with
the required bonds. In case of failure of the Bidder to execute the Agreement, the Owner
may at his option consider the Bidder in default; in which case the bid bond accompanying
the proposal shall become the property of the Owner.
The Owner, within 10 days of receipt of acceptable Performance Bond, Payment Bond, and
Agreement signed by the party to whom the Agreement was awarded, shall sign the
Agreement and return to such party an executed duplicate of the Agreement. Should the
Owner not execute the Agreement within such period, the Bidder may, by written notice,
withdraw his signed Agreement. Such notice of withdrawal shall be effective upon receipt
of the notice by the Owner.
21.0 ELECTRONIC PROJECT MANAGEMENT SYSTEM
A. Engineer will implement an internet/web site based Electronic Project Management System
(EPMS) for the project. Contractors will be responsible to interface with EPMS and provide
information via EPMS. A high-speed internet connection is required as well as the ability to
create/mark-up documents using Adobe Acrobat (pdf) and to scan documents.
City of Eden, NC Instructions To Bidders Epms
Mebane Bridge WWTP Residuals Management System Rehabilitation 0021 14-10
WKD Project Number: 20170041.00.CL
STATE OF
COUNTY OF
I,
follows:
DOCUMENT 004 00 0
AFFIDAVIT OF COMPLIANCE
With State E -Verify Statutes
(hereinafter the "Affiant"), duly authorized by and on behalf of
(hereinafter the "Employer") after being first duly sworn deposes and says as
I am the (President, Manager, CEO, etc.) of the Employer and possess the
full authority to speak for and on behalf of the Employer identified above.
2. Employer understands that "E -Verify" means the federal E -Verify program operated by the United States
Department of Homeland Security and other federal agencies, or any successor or equivalent program used
to verify the work authorization of newly hired employees pursuant to federal law.
Employer employs 25 or more employees in the state, and is in compliance with the provisions of
state statutes. Employer has verified the work authorization of its employees through E -Verify and shall
retain the records of verification for a period of at least one year.
Employer employs fewer than 25 employees and is therefore not subject to the provisions of state
statutes.
4. All subcontractors engaged by or to be engaged by Employer have or will have likewise complied with the
provisions of state statutes.
Employer shall keep W.K. Dickson & Co., Inc. informed of any change in its status.
This the day of 120
Signature of Affiant
Print or Type Name:
STATE OF
COUNTY OF
Sworn to and subscribed before me, this the day of 920—.
Notary Public
[SEAL]
My commission expires:
City of Eden, NC Affidavit of Compliance
Mebane Bridge WWTP Residuals Management System Rehabilitation 004000-1
WKD Project Number: 20170041.00.CL
THIS PAGE INTENTIONALLY LEFT BLANK
IRAN DIVESTMENT ACT CERTIFICATION
Name of Counterparty:
IRAN DIVESTMENT ACT CERTIFICATION
REQUIRED BY N.C.G.S. 147-86.59
As of the date listed below, the entity listed above is not listed on the Final Divestment List created by the State
Treasurer pursuant to N.C.G.S. 147-86.58.
The undersigned hereby certifies that he or she is authorized by the entity listed above to make the foregoing
statement.
Signature
Printed Name
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
Date
Title
004110-1
THIS PAGE INTENTIONALLY LEFT BLANK
DOCUMENT 00 4113
BID FORM - STIPULATED SUM
Proposal of [ 1 (hereinafter called "Bidder");
(Bidder)
organized and existing under the laws of the State of North Carolina, doing business as ( ) a corporation,
( ) a partnership, ( ) an individual for City of Eden, (hereinafter called "Owner").
In compliance with your Invitation to Bid, Bidder hereby proposes to perform all work for the
construction of Mebane Bridge WWTP Residuals Management System Rehabilitation, in strict accordance
with the Contract Documents, within the time set forth therein, and at the prices stated below.
By submission of this Bid, each Bidder certifies, and in the case of a joint Bid each party thereto
certifies as to his own organization, that this Bid has been arrived at independently, without consultation,
communication, or agreement as to any matter relating to this Bid with any other Bidder or with any
competitor.
Bidder hereby agrees to commence work within 10 calendar days after the date of the Notice to
Proceed and to fully complete the project within 275 consecutive calendar days thereafter. Bidder further
agrees to pay as liquidated damages, the sum of $1,200 each consecutive calendar day that the Contractor
fails to complete the work indicated thereafter.
Bidder agrees to perform all the work described in the Contract Documents for the following
Stipulated Sum price. Contract Documents — Are defined in the Agreement Form (Document 00 52 15) and
Standard General Conditions (Document 00 72 15).
Bidder acknowledges receipt of the following Addenda:
Addendum No. 1, dated
, Signature
Addendum No. 2, dated
, Signature
Addendum No. 3, dated
, Signature
Addendum No. 4, dated
, Signature
Addendum No. 5, dated
, Signature
City of Eden, NC Bid Form - Stipulated Sum
Mebane Bridge WWTP Residuals Management System Rehabilitation 004113-1
WKD Project Number: 20170041.00.CL
A. BASE BID
The Bidder agrees to provide all labor, materials and equipment associated with the Mebane Bridge WWTP
Residuals Management System Rehabilitation using the base bid equipment or products as listed within
Schedule A without consideration of the costs for alternative Owner preferred products as described in the
Contract Documents for the following Stipulated Sum price including all applicable taxes and fees:
TOTAL STIPULATED SUM BASE BID PRICE FOR MEBANE BRIDGE WWTP RESIDUALS
MANAGEMENT SYSTEM REHABILITATION
(Words)
B. ADDITIVE OPTION
(Numbers)
The Bidder agrees to provide all labor, materials and equipment associated with the addition of the new Self -
Priming Return Activated Sludge Pumps at Pump Station No. 2 for the following Stipulated Sum price
including all applicable taxes and fees:
TOTAL STIPULATED SUM OWNER ELECTIVE BID ITEM
($
(Words) (Numbers)
C. MAJOR EQUIPMENT ITEMS AND PRODUCTS
In connection with the BASE BID and Additive Option for major equipment items and products to be
furnished and installed, the bidder expressly agrees to the provisions within the Instructions to Bidders and to
the following:
1. That the Total Stipulated Sum Bid includes only the prices for major equipment or products for the
manufacturers listed as "Base Bid" within Schedule A.
2. That Bidders will provide a price for the substitution of the listed "Base Bid" major equipment or
products with "Additive" Owner Preferred major equipment or products in the spaces provided if any.
3. That all equipment prices stated in Schedule A include the preparation and submittal of detailed shop
drawings showing all modifications, if any, to the Contract Drawings necessary to accommodate such
equipment or products and furthermore that the installed costs stated include all items for a complete
operating installation.
4. That all proposed major equipment or products listed in Schedule A "Base Bid" are of equal quality and
function to the identified Owner Preferred "Alternative" major equipment and products and will perform
satisfactorily and continuously.
City of Eden, NC Bid Form - Stipulated Sum
Mebane Bridge WWTP Residuals Management System Rehabilitation 0041 13-2
WKD Project Number: 20170041.00.CL
5. That the undersigned agrees to furnish and install the "Alternative" Owner Preferred major equipment or
products for a contract price equal to the installed "Base Bid" price adjusted by the addition in cost listed
for "Alternative" Owner Preferred major equipment and products if requested.
6. That, if awarded a contract on this project, all equipment items or products are guaranteed by the Bidder
and his Surety to meet the performance requirements of the Contract Documents.
7. To allow for uniformity and consistency in the supplied major equipment, the Owner requires that all
variable speed controllers be of one manufacturer. The Bidder shall provide the name of a single "Base
Bid" manufacturer of all variable speed drives provided and installed in accordance with Section
- Enclosed Controllers and provide a price adjusted by the addition in cost listed for
"Alternative" Owner Preferred major equipment and products if requested.
SCHEDULE A - TABULATION OF MAJOR EQUIPMENT MANUFACTURERS
The Bidder proposes to use the following major equipment manufacturers/suppliers to perform the work
outlined in the project manual:
SPEC.
DESCRIPTION
"Base Bid"
Alternative Owner
Addition to Base
SECTION
Equipment or
Preferred Equipment
Bid Price for
Products Mfg.
or Products Mfg
Alternative
A. BASE BID
22 13 29.16
Submersible Waste
Tsurumi
Activated Sludge Pumps
$
in Pump Station No. 1
44 42 59
Self -Priming Return
Gorman -Rupp
Activated Sludge Pumps
$
and Accessories for Pump
Station No. 1
44 42 59
Self -Priming Waste
Gorman -Rupp
Activated Sludge Pumps
$
in Pum Station No. 2
44 42 59
Self -Priming Sludge
Gorman -Rupp
Transfer Pump Packaged
$
Pump Station
46 41 28
Compressed Gas Mixer
BioMix
$
System
4341 11
Sludge Holding Tank
$
B. ADDITIVE
OPTION
44 42 59
Self -Priming Return
Gorman -Rupp
Activated Sludge Pumps
$
for Pump Station No. 2
City of Eden, NC Bid Form - Stipulated Sum
Mebane Bridge WWTP Residuals Management System Rehabilitation 0041 13-3
WKD Project Number: 20170041.00.CL
Respectfully submitted:
Business Name
Printed/Typed Name
Title
Name of Licensing State and License Number
Telephone Number
Seal - If Bid is by a Corporation
Attest:
Name
Title
Business Address
Signature
Date
Corporate (Partnership) Address
State of Incorporation
Telephone Number
Note: For a valid bid, the Bid Form and Bid Bond must both be properly signed by the President of the
firm or an officer authorized to sign contracts for the firm.
City of Eden, NC Bid Form - Stipulated Sum
Mebane Bridge WWTP Residuals Management System Rehabilitation 0041 13-4
WKD Project Number: 20170041.00.CL
SCHEDULE OF SUBCONTRACTORS
The Bidder proposes to employ the below listed subcontractors to perform the work outlined in the project
manual:
1. Subcontractor
Address
Applicable Division
2. Subcontractor
Address
Applicable Division
3. Subcontractor
Address
Applicable Division
4. Subcontractor
Address
Applicable Division
5. Subcontractor
Address
Applicable Division
City of Eden, NC Bid Form - Stipulated Sum
Mebane Bridge WWTP Residuals Management System Rehabilitation 0041 13-5
WKD Project Number: 20170041.00.CL
YIIIIS6vlxtjaINIMeIlNMNO4 r : ,
DOCUMENT 00 43 00
PROCUREMENT FORM SUPPLEMENTS
To: City of Eden
Project: Biosolids Residual Management System
Date:
Submitted by:
(Full Name)
(Address)
In accordance with Document 00 21 13 and Document 00 41 13, the Appendices to Bid Form Supplements
are listed below. The information provided shall be considered an integral part of the Bid Form. Bidders
shall consult Document 00 21 13 and each form to determine the forms that are mandatory for a complete
proposal and those forms that are to be completed after determination of the most responsive bidder.
The following Appendices are attached to this document:
Appendix A — List of Subcontractors: Include names of all Subcontractors and portions of the Work each
Subcontractor will perform.
Appendix B — Division of Water Infrastructure MBE/WBE (DBE) Forms
BID FORM SUPPLEMENTS SIGNATURES
The Corporate Seal of
(Bidder - Print the Full Name of Your Firm)
was hereunto affixed in the presence of:
(Authorized Signing Officer and Title)
(Seal)
(Authorized Signing Officer and Title)
(Seal)
City of Eden, NC Procurement Form Supplements
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 43 00 - 1
WKD Project Number: 20170041.00.CL
APPENDIX A - LIST OF SUBCONTRACTORS
Herewith is the list of subcontractors referenced in the bid submitted by:
(Bidder)
To City of Eden, North Carolina , dated and
which is an integral part of the Bid Form.
The following work will be performed (or provided) by subcontractors and coordinated by us:
WORK SUBJECT NAME
City of Eden, NC Procurement Form Supplements
Mebane Bridge WWTP Residuals Management System Rehabilitation 004300-2
WKD Project Number: 20170041.00.CL
DOCUMENT 00 43 13
BID BOND
KNOW ALL MEN BY THESE PRESENTS, that we, the undersigned,
as Principal, and as Surety, are
hereby held and firmly bound unto the City of Eden as OWNER in the penal sum of $
for the payment of which well and truly to be made, we hereby jointly and severally bind ourselves,
successors, and assigns. Signed this day of 20 The condition of
the above obligation is such that whereas the Principal has submitted to
a certain Bid, attached hereto and hereby made a part hereof, to enter into a contract in writing, for
the construction of the Mebane Bridge WWTP Residuals Management System Rehabilitation.
NOW THEREFORE,
(a) If said Bid shall be rejected, or
(b) If said Bid shall be accepted and the Principal shall execute and deliver a contract in the
Form of Contract attached hereto (properly completed in accordance with said Bid) and shall
furnish a bond for his faithful performance of said contract, and for the payment of all
persons performing labor or furnishing materials in connection therewith, and shall in all
other respects perform the agreement created by the acceptance of said Bid,
then this obligation shall be void; otherwise, the same shall remain in force and effect; it being expressly
understood and agreed that the liability of the Surety for any and all claims hereunder shall, in no event,
exceed the penal amount of this obligation as herein stated.
The Surety, for value received, hereby stipulates and agrees that the obligations of said Surety and its
bond shall be in no way impaired or affected by any extension of the time within which the Owner may
accept such Bid; and said Surety does hereby waive notice of any such extension.
IN WITNESS WHEREOF, the Principal and the Surety have hereunto set their hands and seals,
and such of them as are corporations have caused their corporate seals to be hereto affixed and these presents
to be signed by their proper officers, the day and year first set forth above.
Principal
By:
Surety
By:
IMPORTANT - Surety companies executing bonds must appear on the US Treasury Department's most
current list (Circular 570 as amended) and be authorized to transact business in the state where the project is
located.
City of Eden, NC Bid Bond
Mebane Bridge WWTP Residuals Management System Rehabilitation 0043 13- 1
WKD Project Number: 20170041.00.CL
YIIIIS6vlxtjaINIMeIlNMNO4 r : ,
NC Division of Water Infrastructure MBE/WBE (DBE) Compliance Supplement
For use with SRF projects, State Reserve loans ("SRL"," SEL"), and High Unit Cost Grants.
There are three cases with different submittal requirements summarized below. Please
note the additional requirements if SRF funds are being utilized.
Case 1
Case 2
Case 3
No Subs
DBE % less than 10%
DBE% greater than 10%
For all funding types submit as indicated. For Case 2 and 3, Table B must have proof as well. See
Table B note at the bottom.
Table A (list only the Prime)
Table A
Table A
Affidavit B
Table B (one for each trade)
Table B (one for each trade)
Affidavit A
Affidavit A
Affidavit D
Affidavit C
For SRF Projects submit or just distribute these additional forms as indicated:
Subs submit concerns on 6100-2 Forms to : Charles Hayes
Region 4, Atlanta Federal Center
61 Forsyth Street
Atlanta, GA 30303-8960
6100-3 (from MBE/WBE subs)
6100-3 (from MBE/WBE subs)
6100-2 (distribute to subs)
6100-2 (distribute to subs)
For Case 2 and Case 3, you must:
❑ Either check here if you have listed 3 solicitations for each subcontract using Table B, or
❑ Check here if three solicitations are not listed for each trade being subcontracted and do
both of the following:
• Post an advertisement in a minority trade paper. Include a copy of the advertisement
with this submittal.
Name of the Trade Paper,
• Indicate what sources were used to identify MBE/WBE firms. You must list at least one.
Examples of acceptable sources include: Small Business Administration, NCDOT, NCDOA,
and municipal DBE program lists. Submit proof of using the source (printouts)
Source: Source:
Source: Source:
Potential sources are listed on page 3.
1IPage
City of Eden, NC 00 45 33 - 1
Mebane Bridge WWTP Residuals Management System Rehabilitation Equal Opportunity Compliance Statement
WKD Project Number: 20170041.00.CL
Notes Regarding Federal, SRF Funding
Compliance with EPA, DBE rules essentially involves meeting the intent of the six Good Faith
Efforts. These are:
(1) Ensure MBE/WBEs are made aware of contracting opportunities to the fullest extent practicable
through outreach and recruitment activities. For Indian Tribal, State and local Government recipients,
this will include placing MBE/WBEs on solicitation lists and soliciting them whenever they are potential
sources.
(2) Make information of forthcoming opportunities available to MBE/WBEs and arrange time for
contracts and establish delivery schedules, where requirements permit, in a way that encourages and
facilitates participation by DBEs in the competitive process. This includes, whenever possible, posting
solicitations for bids or proposals for a minimum of 30 calendar days before the bid or proposal closing
date.
(3) Consider in the contracting process whether firms competing for large contracts could subcontract
with MBE/WBEs. For Indian Tribal, State and local Government recipients, this will include dividing
total requirements when economically feasible into smaller tasks or quantities in order to increase
opportunities for participation by MBE/WBEs in the competitive process.
(4) Encourage contracting with a consortium of MBE/WBEs when a contract is too large for one of
these firms to handle individually.
(5) Use the services and assistance of the SBA and the MBDA.
(6) If the prime contractor awards subcontracts, require the prime contractor to take the steps in
subparagraphs (1)-(5) of this section.
Compliance with the instructions on page 1 of this compliance supplement constitute
compliance with the six good faith efforts.
Definition of MBE/WBE firm:
An independent business concern, which is at least 51% owned and controlled by minority
group member(s)including _Black Americans, Hispanic Americans, Asian -Pacific Americans,
American Indian or Alaskan Native . The minority ownership's interest must be real, substantial
and continuing.
EPA MBE/WBE participation goals: MBE 10.9%
WBE 10.4%
These are goals that the State reports against and are not quotas. The six good faith efforts
must be adhered to regardless of what % utilization is achieved.
Certification Statement
I have read the information in this compliance supplement and all information provided in this
package is accurate and true to the extent of my knowledge.
Prime Contractor - Date
Owner's Authorized Representative - Date
21 Page
City of Eden, NC 004533-2
Mebane Bridge WWTP Residuals Management System Rehabilitation Equal Opportunity Compliance Statement
WKD Project Number: 20170041.00.CL
Common DBE Firm search and solicitation sources in the State of North Carolina
Some sources for identifying MBE/WBE (DBE) firms
• https://www.ips.state.nc.us/vendor/SearchVendor.aspx (NCDOA)
• https://partner.ncdot.gov/VendorDirectory/default.html (NCDOT)
• http://www.raleighnc.gov/ext/MWBEVendorDirectory (City of Raleigh)
• http://charmeck.org/city/charlotte/CharlotteBusinesslnclusion/VendorServices/Pages/d
efault.aspx#vendor (Charlotte -Mecklenburg)
• http://www.cityofws.org/departments/minority-womens-business-m-wbe/m-wbe-
businesses (City of Winston-Salem)
• http://dsbs.sba.gov/dsbs/search/dsp dsbs.cfm (US SBA)
Some minority trade papers for potential solicitation advertisements and Federal advertising
options
http://web.sba.gov/subnet/ (US SBA Subnet advertising website)
http://www.mbda.gov/workspace (US Dept. of Commerce advertising website)
http://www.doa.nc.gov/hub/outreach.aspx
a list of minority owned newspapers.
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
(under the heading Minority Print Media is
31 Page
004533-3
Equal Opportunity Compliance Statement
Table A: Prime Contractor and list of selected subcontractors
Instructions
List Prime and ALL of the selected subcontractors (both DBE's and non -DBE's) being used on the project.
Each Trade listed on this sheet should have a completed Subcontract Solicitation List showing the firms
contacted and given opportunities to bid.
Company Name (list
prime first then subs)
Company
Address and
Phone
Trade (Above) and
Price (Below)
MBE or WBE
and certifying
agency if
applicable
(State use
only) Listed in
EPLS as
Debarred?
Note: Table A substitutes for both the State of NC "Identification of Minority Participation" form and EPA Form 6100-4.
City of Eden, NC 004533-4
Mebane Bridge WWTP Residuals Management System Rehabilitation Equal Opportunity Compliance Statement
WKD Project Number: 20170041.00.CL
Table B: Subcontract Solicitation List
Trade: (enter the trade being solicited, paving, hauling etc.)
List the firm being used on the project first. If three MBE or WBE firms are not listed, additional information
must be provided showing advertisements and/or sources used to identify MBE/WBE subs.
Use as many of these sheets as are necessary to cover every trade being subbed out.
Company Name
Company
Address and
Phone
MBE or WBE and
certifying agency if
applicable.
How was this firm contacted
(email, letter, phone) and what
was the result of the
solicitation?*
*Must submit copies of emails or letters. If phone calls were made this sheet serves as documentation of calls.
City of Eden, NC 004533-5
Mebane Bridge WWTP Residuals Management System Rehabilitation Equal Opportunity Compliance Statement
WKD Project Number: 20170041.00.CL
MBE/WBE (DBE) -Change or Add a Subcontractor Form
—] I
According to EPA guidance on 40 CFR 33.302
If a DBE subcontractor fails to complete work under the subcontract for any reason, the recipient must
require the prime contractor to employ the six good faith efforts described in §33.301 if soliciting a
replacement subcontractor.
Please provide the information below if the subcontracted work in question was included in previously
submitted good faith efforts documentation:
Prime Contractor:
Subcontracted work:
Previous Subcontractor:
Reason this firm did not complete the work:
New subcontractor and DBE status: ❑MBE ❑WBE ❑N/A
If this is a new trade being subcontracted, or was not documented in the original Project Bid Information
submittal to the State then good faith efforts to solicit a DBE firm must be documented. As the original
DBE instructions indicate, please provide a Table B from those original instructions, showing all the DBE
firms contacted to perform this work. If three (3) firms are not listed on Table B, then additionally you
must submit proof of an advertisement in a minority trade paper and evidence that there were not
three reasonably available firms in the work area. The EPA provides in 33.301(a) that good faith efforts
are to be carried out "...to the fullest extent practicable...". If solicitations were not carried out due to
being impracticable, please attach this explanation to this form.
Please follow the steps below for new subcontracted work:
Indicate the new trade being subcontracted:
Indicate the firm being used and DBE status: ❑MBE ❑WBE ❑N/A
Attach Table B 11
..................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................
(For State Use) Is this sub debarred? ❑Yes ❑No
....................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................
Project Owner/Applicant:
Signature of Prime Contractor's Representative
Project Number:
City of Eden, NC 004533-6
Mebane Bridge WWTP Residuals Management System Rehabilitation Equal Opportunity Compliance Statement
WKD Project Number: 20170041.00.CL
DOCUMENT 00 5100
NOTICE OF AWARD
Ito]
Project Description: Mebane Bridge WWTP Residuals Management System Rehabilitation.
The Owner has considered the bid submitted by you on [Month, Day, Year] for the above
described Work in response to its Invitation to Bid.
You are hereby notified that your Bid has been accepted in the amount of $
You are required by the Instructions to Bidders to execute the Agreement form and furnish the
required Contractor's Performance Bond, Payment Bond, Power of Attorney, and Certificates of
Insurance within ten calendar days from the date of this notice to you.
If you fail to execute said Agreement form and to furnish said bonds within ten days from the
date of this notice, said Owner will be entitled to consider all your rights arising out of the Owner's
acceptance of your Bid as abandoned and as a forfeiture of your Bid Bond. The Owner will be entitled to
such other rights as may be granted by law.
You are required to acknowledge where indicated and return a copy of this Notice of Award to
the Owner.
Dated this day of
ACCEPTANCE OF NOTICE OF AWARD
Receipt of this Notice of Award is
hereby acknowledged and accepted.
Company Name
M.
(Printed/Typed Name)
Signature:
Title:
Date:
120
City of Eden
Owner
By:
(Printed/Typed Name)
Signature:
Title:
City of Eden, NC Notice of Award
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 51 00 - 1
WKD Project Number: 20170041.00.CL
THIS PAGE INTENTIONALLY LEFT BLANK
DOCUMENT 00 52 15
AGREEMENT FORM
THIS AGREEMENT, made the day of , 20
by and between City of Eden, hereinafter called "Owner", and doing business as
( ) a corporation, ( ) a partnership, ( ) an individual, hereinafter called "Contractor".
WITNESSETH: That for and in consideration of payments and agreements hereinafter mentioned:
1. The Contractor will commence and complete the construction of Mebane Bridge WWTP
Residuals Management System Rehabilitation.
2. The Contractor will furnish all of the materials, supplies, tools equipment, labor, and other
services necessary for the construction and completion of the project described herein.
The Contractor will commence the work required by the Contract Documents within 10 calendar days after
the date of the Notice to Proceed. Work will be fully complete within 275 calendar days from the date of the
Notice to Proceed. Should the Contractor fail to complete the work within the time stated above, the
Contractor agrees to pay as liquidated damages the sum of $1,200 for each consecutive calendar day
thereafter until said work is fully complete.
4. The Contractor agrees to perform all of the Work described in the Contract Documents and
comply with the terms herein for the sum of $ (Words)
shown in the Bid.
The term "Contract Documents" means and includes the following:
Invitation to Bid
Instructions to Bidders EPMS
Available Project Information
Affidavit of Compliance
Bid Form
Bid Bond
Notice of Award
Agreement Form
Notice to Proceed
Performance Bond and Payment Bond
Contractor's Affidavit
Minority Business Enterprises
Partial Payment Estimate
Tax Statement
Material Inventory
General Conditions
Supplementary Conditions
Special Provisions
Addendum
Change Order
City of Eden, NC Agreement Form
Mebane Bridge WWTP Residuals Management System Rehabilitation 0052 15- 1
WKD Project Number: 20170041.00.CL
Technical Specifications
Addenda
No. , Dated , 20 Signature
No. , Dated , 20 Signature
6. The Owner will pay to the Contractor in the manner and such times as set forth in the
General Conditions such amounts as required by the Contract Documents.
7. This Agreement shall be binding upon all parties hereto and their respective heirs, executors,
administrators, successors, and assigns.
IN WITNESS WHEREOF, the parties hereto have executed, or caused to be executed by their duly
authorized officials, this Agreement in counterparts, each of which shall be deemed an original on
the date first above written.
C6]Vd/►1"
ATTEST:
City of Eden
By (Signature) By (Signature)
Printed Name Printed Name
Title
(Seal)
CONTRACTOR:
By (Signature)
Printed Name
Title
(Seal)
Title
ATTEST:
By (Signature)
Printed Name
Title
City of Eden, NC Agreement Form
Mebane Bridge WWTP Residuals Management System Rehabilitation 005215-2
WKD Project Number: 20170041.00.CL
I certify that this contract was approved by the
been recorded.
Date:
on
20 , and that sufficient appropriation is available against which an encumbrance has
Budgetary Accounting
City of Eden, NC Agreement Form
Mebane Bridge WWTP Residuals Management System Rehabilitation 0052 15-3
WKD Project Number: 20170041.00.CL
YIIIIS6vlxtjaINIMeIlNMNO4 r : ,
DOCUMENT 00 55 00
NOTICE TO PROCEED
TO: DATE:
PROJECT: Mebane Bridge WWTP Residuals
Management System Rehabilitation
You are hereby notified to commence work on or before
accordance with the Agreement dated
by
City of Eden, NC
Owner
ACCEPTANCE OF NOTICE TO PROCEED
Receipt of this Notice to Proceed is By:
hereby acknowledged and accepted.
Company Name
By:
(Printed/Typed Name)
Signature:
Title:
Date:
in
and you are to complete the work
(Printed/Typed Name)
Signature:
Title:
City of Eden, NC Notice To Proceed
Mebane Bridge WWTP Residuals Management System Rehabilitation 005500-1
WKD Project Number: 20170041.00.CL
THIS PAGE INTENTIONALLY LEFT BLANK
DOCUMENT 00 6113
PERFORMANCE BOND
DATE OF EXECUTION
NAME AND ADDRESS
OF PRINCIPAL
(CONTRACTOR)
NAME AND ADDRESS
OF SURETY
NAME OF CONTRACT
BODY (OWNER)
EWL 4 111ONK6: 610-91
KNOW ALL MEN BY THESE PRESENTS, that we, the Principal and Surety above named, are
held and firmly bound unto the above named Contracting Body, hereinafter called the Contracting Body, in
the penal sum of the amount stated above for the payment of which sum well and truly to be made, we bind
ourselves, our heirs, executors, administrators, and successors, jointly and severally firmly by these presents.
THE CONDITION OF THIS OBLIGATION IS SUCH that, whereas the principal entered into a
certain contract with the Contracting Body, identified as shown above and hereto attached.
NOW THEREFORE, if the principal shall well and truly perform and fulfill all the undertakings,
covenants, terms, conditions, and agreements of said contract during the original term of said contract and
any extensions thereof that may be granted by the Contracting Body, with or without notice to the Surety,
and during the life of any guaranty required under the contract, and shall also well and truly perform and
fulfill all the undertakings, covenants, terms, conditions, and agreements of any and all duly authorized
modifications of said contract that may hereafter be made, notice of which modifications to the Surety being
hereby waived, then this obligation to be void; otherwise to remain in full force and virtue.
IN WITNESS WHEREOF, the above -bounden parties have executed this instrument under their
several seals on the date indicated above, the name and corporate seal of each corporate party being hereto
affixed and these presents duly signed by its undersigned representative, pursuant to authority of its
governing body.
IN WITNESS WHEREOF, this instrument is executed in counterparts, each one of
which shall be deemed an original, the day of , 20
City of Eden, NC Performance Bond
Mebane Bridge WWTP Residuals Management System Rehabilitation 0061 13 - 1
WKD Project Number: 20170041.00.CL
Signature:
Title:
Principal (Contractor)
(Printed/Typed Name)
(Owner, Partner, or Corporate
President or Vice President)
Principal Address
(Corporate Seal)
Surety Company Name
(Printed/Typed Name)
Signature:
Title:
(Attorney -in -Fact)
(Surety Seal)
Witness as to Principal:
By:
(Printed/Typed Name)
Signature:
Title:
(Corporate Secretary or Assistant
Secretary)
Witness as to Surety:
Countersigned:
By:
N. C. Licensed Resident Agent
(Printed/Typed Name)
Signature:
Surety Company Name and
N. C. Regional or Branch Office Address
NOTE:
1. Date of Bond must not be prior to date of Contract (Agreement).
2. If Contractor is partnership, all partners should execute bond.
3. Surety companies executing bonds must appear on the U.S. Treasury Department's most current list
(Circular 570 as amended) and be authorized to transact business in the state where the project is
located.
City of Eden, NC Performance Bond
Mebane Bridge WWTP Residuals Management System Rehabilitation 0061 13-2
WKD Project Number: 20170041.00.CL
DOCUMENT 00 6115
PAYMENT BOND
DATE OF EXECUTION
NAME AND ADDRESS
OF PRINCIPAL
(CONTRACTOR)
NAME AND ADDRESS
OF SURETY
NAME OF CONTRACT
BODY (OWNER)
AMOUNT OF BOND
KNOW ALL MEN BY THESE PRESENTS, that we, the Principal and Surety above named, are
held and firmly bound unto the above named Contracting body, hereinafter called the Contracting Body, in
the penal sum of the amount stated above for the payment of which sum well and truly to be made, we bind
ourselves, our heirs, executors, administrators, and successors, jointly and severally firmly by these presents.
THE CONDITION OF THIS OBLIGATION IS SUCH that, whereas the principal entered into a
certain contract with the Contracting Body, identified as shown above and hereto attached.
NOW THEREFORE, if the Principal shall promptly make payment to all persons, firms,
subcontractors, and corporations furnishing materials for or performing labor in the prosecution of the work
provided for in such contract, and any authorized extension or modification thereof, including all amounts
due for materials, lubricants, oil, gasoline, coal and coke, repairs on machinery, equipment and tools,
consumed or used in connection with the construction of such work, and all insurance premiums on said
work, and for all labor, performed in such work whether by Subcontractor or otherwise, then this obligation
shall be void; otherwise to remain in full force and effect.
PROVIDED FURTHER, that the said Surety for value received hereby stipulates and agrees that no
change, extension of time, alteration, or addition to the terms of the contract or to the work to be performed
thereunder of the specifications accompanying the same shall in any way affect its obligation on this bond,
and it does hereby waive notice of any such change, extension of time, alteration or addition to the terms of
the contract or to the work or to the specifications.
PROVIDED FURTHER, that no final settlement between the Owner and the Contractor shall
abridge the right of any beneficiary hereunder, whose claim may be unsatisfied.
City of Eden, NC Payment Bond
Mebane Bridge WWTP Residuals Management System Rehabilitation 0061 15 - 1
WKD Project Number: 20170041.00.CL
IN WITNESS WHEREOF, this instrument is executed in
which shall be deemed an original, the day of
Signature:
Title:
Principal (Contractor)
(Printed/Typed Name)
(Owner, Partner, or Corporate
President or Vice President)
Principal Address
(Corporate Seal)
Surety Company Name
(Printed/Typed Name)
Signature:
Title:
(Attorney -in -Fact)
(Surety Seal)
counterparts, each one of
20
Witness as to Principal:
By:
(Printed/Typed Name)
Signature:
Title:
(Corporate Secretary or Assistant
Secretary)
Witness as to Surety:
Countersigned:
By:
N. C. Licensed Resident Agent
(Printed/Typed Name)
Signature:
Surety Company Name and
N. C. Regional or Branch Office Address
City of Eden, NC Payment Bond
Mebane Bridge WWTP Residuals Management System Rehabilitation 0061 15-2
WKD Project Number: 20170041.00.CL
NOTE:
1. Date of Bond must not be prior to date of Contract (Agreement).
2. If Contractor is partnership, all partners should execute bond.
3. Surety companies executing bonds must appear on the U.S. Treasury Department's most current list
(Circular 570 as amended) and be authorized to transact business in the state where the project is
located.
City of Eden, NC Payment Bond
Mebane Bridge WWTP Residuals Management System Rehabilitation 0061 15-3
WKD Project Number: 20170041.00.CL
YIIIIS6vlxtjaINIMeIlNMNO4 r : ,
DOCUMENT 00 6116
CONTRACTOR'S AFFIDAVIT RELATED TO LIENS AND CLAIMS
STATE OF NORTH CAROLINA
COUNTY OF ROCKINGHAM
On this day, , being duly sworn, deposes and says that he is the
of
(Contractor) who
entered into a contract, Mebane Bridge WWTP Residual Management System Rehabilitation dated
, with the City of Eden (Owner) for furnishing materials and labor in the erection and
construction of facilities defined in the Contract Documents, such erection and construction having been
completed.
Further, that in accordance with the Contract Documents and applicable Statutes of the State of North
Carolina the undersigned hereby declares that the claims of all subcontractors, materialmen, laborers, and all
other persons and parties furnishing labor and materials with respect to the above mentioned Contract have
been paid in full except as follows:
Affiant further states that, by execution of this affidavit, he agrees to indemnify and save harmless the Owner
from any liability for payment of said deficiencies in the stated amounts or any part thereof.
Contractor
Subscribed and sworn to before me
this day of, 20
Notary Public
My Commission Expires:
City of Eden, NC Contractor's Affidavit
Mebane Bridge WWTP Residuals Management System Rehabilitation 0061 16-1
WKD Project Number: 20170041.00.CL
YIIIIS6vlxtjaINIMeIlNMNO4 r : ,
DOCUMENT 00 62 39
MINORITY BUSINESS ENTERPRISES
MINORITY PARTICIPATION POLICY
"It is the policy of [ ] that
City of Eden, NC Minority Business Enterprises
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 62 39 - 1
WKD Project Number: 20170041.00.CL
We, hereby certify that it is our intent to perform 100% of the
work required for the Mebane Bridge WWTP Residuals Management System Rehabilitation contract.
In making this certification, the Bidder states the following:
That the Bidder does not customarily subcontract elements of this type project and normally
performs and has the capability to perform all elements of the work with its own current
work forces.
That, if it should become necessary to subcontract some portion of the work at a later date,
the Bidder will comply with all requirements of the MBE program in providing equal
opportunities to MBE/WBE firms to subcontract the work.
The Bidder agrees to provide sufficient information for
Number 1.
to verify Item
The undersigned hereby certifies that he or she has read the terms of this commitment and is
authorized to bind the Bidder to the commitment herein set forth.
Date:
Signature:
Title:
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
Minority Business Enterprises
006239-2
We,
MBE/WBE UTILIZATION COMMITMENT
(Bidder)
do certify that on the
Mebane Bridge WWTP Residuals Management System Rehabilitation project we will endeavor to expend a
minimum of 10% of the total dollar amount of the contract with minority business enterprises. MBE/WBEs
will be employed as construction subcontracts, vendors, suppliers, or providers of professional services.
Such work will be subcontracted to the following firms:
Name and Phone
Number of Firm
Description of Work
Dollar Value
The undersigned will enter into a formal agreement with Minority Firms for work listed in this schedule
conditional upon execution of a contract with Failure to fulfill
this commitment may constitute a breach of the contract.
The undersigned hereby certifies that he or she has read the terms of this commitment and is authorized to
bind the bidder to the commitment herein set forth.
Date:
Signature:
Title:
City of Eden, NC Minority Business Enterprises
Mebane Bridge WWTP Residuals Management System Rehabilitation 006239-3
WKD Project Number: 20170041.00.CL
IIIIfv6vlxtj aINIlieNMorl :34: ►�
Attach to Bid Attach to Bid Attach to Bid Attach to Bid Attach to Bid Attach to Bid Attach to Bid Attach to Bid
Identification of Minority Business Participation
1,
(Name of Bidder)
do hereby certify that on this project, we will use the following minority business enterprises as
construction subcontractors, vendors, suppliers or providers of professional services.
Firm Name, Address and Phone # Work type 'Minority Category
*Minority categories: Black, African American (B), Hispanic (H), Asian American (A) American Indian (1),
Female (F) Socially and Economically Disadvantaged (D)
The total value of minority business contracting will be ($)
MBForms 2002 -Revised
March, 2005
City of Eden, NC Minority Business Enterprises
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 62 39-4
WKD Project Number: 20170041.00 CL
Attach to Bid Attach to Bid Attach to Bid Attach to Bid Attach to Bid Attach to Bid Attach to Bid Attach to Bid
State of North Carolina AFFIDAVIT A- Listing of Good Faith Efforts
County of
(Name of Bidder)
Affidavit of
I have made a good faith effort to comply under the following areas checked:
Bidders must earn at least 50 points from the good faith efforts listed for their bid to be
considered responsive. (1 NC Administrative Code 30 1.0101)
❑ 1 — (10 pts) Contacted minority businesses that reasonably could have been expected to submit a quote and
that were known to the contractor, or available on State or local government maintained lists, at least 10 days
before the bid date and notified them of the nature and scope of the work to be performed.
❑ 2 --(10 pts) Made the construction plans, specifications and requirements available for review by prospective
minority businesses, or providing these documents to them at least 10 days before the bids are due.
❑ 3 — (15 pts) Broken down or combined elements of work into economically feasible units to facilitate minority
participation.
❑ 4 — (10 pts) Worked with minority trade, community, or contractor organizations identified by the Office of
Historically Underutilized Businesses and included in the bid documents that provide assistance in
recruitment of minority businesses.
❑ 5 — (10 pts) Attended prebid meetings scheduled by the public owner.
❑ 6 — (20 pts) Provided assistance in getting required bonding or insurance or provided alternatives to bonding
or insurance for subcontractors.
❑ 7 — (15 pts) Negotiated in good faith with interested minority businesses and did not reject them as
unqualified without sound reasons based on their capabilities. Any rejection of a minority business based on
lack of qualification should have the reasons documented in writing.
❑ 8 — (25 pts) Provided assistance to an otherwise qualified minority business in need of equipment, loan
capital, lines of credit, or joint pay agreements to secure loans, supplies, or letters of credit, including waiving
credit that is ordinarily required. Assisted minority businesses in obtaining the same unit pricing with the
bidder's suppliers in order to help minority businesses in establishing credit.
❑ 9 — (20 pts) Negotiated joint venture and partnership arrangements with minority businesses in order to
increase opportunities for minority business participation on a public construction or repair project when
possible.
❑ 10 - (20 pts) Provided quick pay agreements and policies to enable minority contractors and suppliers to
meet cash-flow demands.
The undersigned, if apparent low bidder, will enter into a formal agreement with the firms listed in the
Identification of Minority Business Participation schedule conditional upon scope of contract to be
executed with the Owner. Substitution of contractors must be in accordance with GS143-128.2(d)
Failure to abide by this statutory provision will constitute a breach of the contract.
The undersigned hereby certifies that he or she has read the terms of the minority business
commitment and is authorized to bind the bidder to the commitment herein set forth.
Date: Name of Authorized Officer:
Signature:.
Title:
State of , County of
SEAL Subscribed and sworn to before me this
Notary Public
My commission expires
MBForms 2002 -Revised
March, 2005
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00 CL
day of
K11
Minority Business Enterprises
00 62 39-5
Attach to Bid Attach to Bid Attach to Bid Attach to Bid Attach to Bid Attach to Bid Attach to Bid Attach to Bid
State of North Carolina --AFFIDAVIT B-- Intent to Perform Contract
with Own Workforce.
County of
Affidavit of
(Name of Bidder)
I hereby certify that it is our intent to perform 100% of the work required for the
contract.
(Name of Project)
In making this certification, the Bidder states that the Bidder does not customarily subcontract elements
of this type project, and normally performs and has the capability to perform and will perform all
elements of the work on this project with his/her own current work forces; and
The Bidder agrees to provide any additional information or documentation requested by the owner in
support of the above statement.
The undersigned hereby certifies that he or she has read this certification and is authorized to bind the
Bidder to the commitments herein contained.
Date: Name of Authorized Officer:
Signature:
STitle:
SEAL
State of , County of
Subscribed and sworn to before me this day of 20_
Notary Public
My commission expires
MBForms 2002 -Revised
March, 2005
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00 CL
Minority Business Enterprises
00 62 39-6
Do not submit with bid Do not submit with bid Do not submit with bid Do not submit with bid
State of North Carolina - AFFIDAVIT C - Portion of the Work to be
Performed by Minority Firms
County of
(Note this form is to be submitted only by the apparent lowest responsible, responsive bidder.)
If the portion of the work to be executed by minority businesses as defined in GS143-128.2(g) is equal
to or greater than 10% of the bidders total contract price, then the bidder must complete this affidavit.
This affidavit shall be provided by the apparent lowest responsible, responsive bidder within 72 hours
after notification of being low bidder.
Affidavit of
(Name of Bidder)
(Project Name)
Project ID# Amount of Bid $
I do hereby certify that on the
I will expend a minimum of % of the total dollar amount of the contract with minority business
enterprises. Minority businesses will be employed as construction subcontractors, vendors, suppliers
or providers of professional services. Such work will be subcontracted to the following firms listed
below. Attach additional sheets if required
Name and Phone Number
*Minority
Category
Work description
Dollar Value
*Minority categories: Black, African American (B), Hispanic (H), Asian American (A) American Indian (1),
Female (F) Socially and Economically Disadvantaged (D)
Pursuant to GS143-128.2(d), the undersigned will enter into a formal agreement with Minority Firms for
work listed in this schedule conditional upon execution of a contract with the Owner. Failure to fulfill
this commitment may constitute a breach of the contract.
The undersigned hereby certifies that he or she has read the terms of this commitment and is
authorized to bind the bidder to the commitment herein set forth.
Date: Name of Authorized Officer:
S
Signature:
Title:
State of , County of
Subscribed and sworn to before me this day of 20
Notary Public
My commission expires
MBForms 2002 -Revised
March, 2005
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
Minority Business Enterprises
00 62 39-7
Do not submit with the bid Do not submit with the bid Do not submit with the bid Do not submit with the bid Do not submit with the bid
State of North Carolina AFFIDAVIT D — Good Faith Efforts
County of
(Note this form is to be submitted only by the apparent lowest responsible, responsive bidder.)
If the goal of 10% participation by minority business is not achieved, the Bidder shall provide the
following documentation to the Owner of his good faith efforts:
Affidavit of
(Name of Bidder)
(Project Name)
Project ID# Amount of Bid $
I do hereby certify that on the
I will expend a minimum of % of the total dollar amount
of the contract with minority business enterprises. Minority businesses
will be employed as construction subcontractors, vendors, suppliers or
providers of professional services. Such work will be subcontracted to
the following firms listed below. (Attach additional sheets if required)
Name and Phone Number
*Minority
Category
Work description
Dollar Value
*Minority categories: Black, African American (B), Hispanic (H), Asian American (A) American Indian (1),
Female (F) Socially and Economically Disadvantaged (D)
Examples of documentation that may be required to demonstrate the Bidder's good faith efforts to meet the goals set forth in these provisions
include, but are not necessarily limited to, the following:
A. Copies of solicitations for quotes to at least three (3) minority business firms from the source list provided by the State for each subcontract
to be let under this contract (if 3 or more firms are shown on the source list). Each solicitation shall contain a specific description of the
work to be subcontracted, location where bid documents can be reviewed, representative of the Prime Bidder to contact, and location,
date and time when quotes must be received.
B. Copies of quotes or responses received from each firm responding to the solicitation.
C. A telephone log of follow-up calls to each firm sent a solicitation.
D. For subcontracts where a minority business firm is not considered the lowest responsible sub -bidder, copies of quotes received from all
firms submitting quotes for that particular subcontract.
E. Documentation of any contacts or correspondence to minority business, community, or contractor organizations in an attempt to meet
the goal.
F. Copy of pre-bid roster.
G. Letter documenting efforts to provide assistance in obtaining required bonding or insurance for minority business.
H. Letter detailing reasons for rejection of minority business due to lack of qualification.
I. Letter documenting proposed assistance offered to minority business in need of equipment, loan capital, lines of credit, or joint pay
agreements to secure loans, supplies, or letter of credit, including waiving credit that is ordinarily required.
Failure to provide the documentation as listed in these provisions may result in rejection of the bid and award to the next lowest responsible
and responsive bidder.
Pursuant to GS143-128.2(d), the undersigned will enter into a formal agreement with Minority Firms for
work listed in this schedule conditional upon execution of a contract with the Owner. Failure to fulfill
this commitment may constitute a breach of the contract.
MBForms 2002 -Revised 1
March, 2005
City of Eden, NC Minority Business Enterprises
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 62 39-8
WKD Project Number: 20170041.00.CL
Do not submit with the bid Do not submit with the bid Do not submit with the bid Do not submit with the bid Do not submit with the bid
The undersigned hereby certifies that he or she has read the terms of this commitment and is
authorized to bind the bidder to the commitment herein set forth.
Date: Name of Authorized Officer:
S
Signature:
Title:
State of , County of
Subscribed and sworn to before me this day of 20
Notary Public
My commission expires
MBForms 2002 -Revised -2-
March, 2005
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
Minority Business Enterprises
00 62 39-9
GUIDELINES FOR RECRUITMENT AND SELECTION OF
MINORITY BUSINESS FOR STATE FUNDED PROJECTS ADMINISTERED
THROUGH THE CONSTRUCTION GRANTS AND LOANS SECTION
In accordance with G.S. 143-128.2, (effective January 1, 2002), these guidelines establish goals
for minority participation in single -prime bidding, separate -prime bidding, construction
manager -at -risk, and alternative contracting methods on construction projects in the amount of
$300,000 or more. The legislation provides that the Public Entity shall have a verifiable ten
percent goal for participation by minority businesses in the total value of work for each project
for which a contract or contracts are awarded. These requirements are published to accomplish
that end.
SECTION A: INTENT
It is the intent of these guidelines that the Public Entity, as awarding authority for construction
projects, and the contractors and subcontractors performing the construction contracts awarded,
shall cooperate and, in good faith, do all things legal, proper, and reasonable to achieve the
statutory goal of 10% for participation by minority businesses in each construction project as
mandated by GS 143-128.2. Nothing in these guidelines shall be construed to require
contractors, or awarding authorities, to award contracts or subcontracts to make purchases of
materials or equipment from minority -business contractors, or minority -business subcontractors,
who do not submit the lowest responsible, responsive bid(s).
SECTION B: DEFINITIONS
Minori - A person who is a citizen or lawful permanent resident of the United States,
and who is:
a. Black; that is, a person having origins in any of the black racial groups in Africa;
b. Hispanic; that is, a person of Spanish or Portuguese culture with origins in
Mexico, South or Central America, or the Caribbean Islands, regardless
of race;
Asian American; that is, a person having origins in any of the original peoples of
the Far East, Southeast Asia, Asia, the Indian subcontinent, and the Pacific
Islands;
d. American Indian; that is, a person having origins in any of the original
peoples of North America; or
Female.
City of Eden, NC Minority Business Enterprises
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 62 39-10
WKD Project Number: 20170041.00.CL
2. Minority Business - Means a business:
a. In which at least fifty one percent is owned by one or more minority
persons; or in the case of a corporation, in which at least fifty one percent
of the stock is owned by one or more minority persons, or socially and
economically disadvantaged individuals; and
b. Of which the management and daily business operations are controlled by
one or more of the minority persons, or socially and economically
disadvantaged individuals who own it.
3. Socially and Economically Disadvantaged Individual - Means the same as defined
in 15 U.S.C. 637. "Socially Disadvantaged Individuals are those who have been
subjected to racial or ethnic prejudice, or cultural bias because of their identity as
a member of a group without regard to their individual qualities. Economically
Disadvantaged Individuals are socially disadvantaged individuals whose ability to
compete in the free enterprise system has been impaired due to diminished capital
and credit opportunities, as compared to others in the same business area who are
not socially disadvantaged."
4. Public Entity - Means local governmental units.
5. Owner - The local government unit named in the contract.
6. Designer - Any person, firm, partnership, or corporation, which has contracted
with the Public Entity to perform architectural or engineering work.
7. Bidder - Any person, firm, partnership, corporation, association, or joint venture
seeking to be awarded a public contract or subcontract.
8. Contract - A mutually binding legal relationship, or any modification thereof,
obligating the seller to furnish equipment, materials or services, including
construction, and obligating the buyer to pay for them.
9. Contractor - Any person, firm, partnership, corporation, association, or joint
venture which has contracted with the Public Entity to perform construction
work or repair.
10. Subcontractor - A firm under contract with the prime contractor or
construction manager -at -risk for supplying materials, labor, and/or installation.
The subcontractor may or may not provide materials in his subcontract.
City of Eden, NC Minority Business Enterprises
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 62 39-11
WKD Project Number: 20170041.00.CL
SECTION C: RESPONSIBILITIES
Office for Historically Underutilized Businesses, Department of Administration
(hereinafter referred to as HUB Office.)
The HUB Office has established a program which allows interested persons or
businesses, qualifying as a minority business under G. S. 143-128.2, to obtain
certification in the State of North Carolina procurement system. The information
provided by the minority businesses will be used by the HUB Office to:
a. Identify those areas of work for which there are minority businesses, as requested;
b. Make available to interested parties, a list of prospective minority -business
contractors and subcontractors;
Assist in the determination of technical assistance needed by minority -business
contractors.
In addition to being responsible for the certification/verification of minority businesses
that want to participate in the State construction program, the HUB Office will:
(1) Maintain a current list of minority businesses. The list shall include areas of work
in which each minority business is interested;
(2) Inform minority businesses on how to identify and obtain contracting and
subcontracting opportunities through the public entity;
(3) Inform minority businesses of the contracting and subcontracting process for
public construction building projects;
(4) Work with the North Carolina trade and professional organizations to improve the
ability of minority businesses to compete in the State construction projects;
(5) The HUB Office also oversees the minority business program by:
a. Monitoring compliance with the program requirements;
b. Assisting in the implementation of training and technical assistance
programs;
C. Identifying and implementing outreach efforts to increase the utilization of
minority businesses;
d. Reporting the results of minority business utilization to the Secretary of the
Department of Administration, the Governor, and the General Assembly.
City of Eden, NC Minority Business Enterprises
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 62 39-12
WKD Project Number: 20170041.00.CL
2. Owner
Before awarding a contract, the owner shall do the following:
a. Develop and implement a minority business participation outreach plan to identify
minority businesses that can perform public building projects, and to implement
outreach efforts to encourage minority business participation in these projects to
include education, recruitment, and interaction between minority businesses and
non -minority businesses;
b. Attend the scheduled Pre-bid Conference;
At least 10 days prior to the scheduled day of bid opening, notify minority
businesses that have requested notices from the Public Entity for public
construction or repair work, and minority businesses that otherwise indicate to the
Office for Historically Underutilized Businesses an interest in the type of work
being bid, or the potential contracting opportunities listed in the proposal. The
notification shall include the following:
A description of the work for which the bid is being solicited;
2. The date, time, and location where bids are to be submitted;
3. The name of the individual within the owner's organization who will be
available to answer questions about the project;
4. Where bid documents may be reviewed;
5. Any special requirements that may exist;
d. Utilize other media, as appropriate, likely to inform potential minority businesses
of the bid being sought;
e. Maintain documentation of any contracts, correspondence, or conversation with
minority business firms made in an attempt to meet the goals;
f. Review, jointly with the designer, all requirements of G.S. 143-128.2(c) and
G.S. 143-128.2(f) - (i.e. bidders' proposals for identification of the minority
businesses that will be utilized with corresponding total dollar value of the bid
and an affidavit listing good faith efforts, or an affidavit of self -performance of
work, if the contractor will perform work under contract by its own workforce)
prior to recommendation of award;
g. Evaluate documentation to determine that good faith effort has been achieved for
minority business utilization prior to recommendation of award.
4
City of Eden, NC Minority Business Enterprises
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 62 39-13
WKD Project Number: 20170041.00.CL
h. Make documentation showing evidence of implementation of Owner's
responsibilities available for review by the North Carolina Construction Grants
and Loans Section and the HUB Office, upon request.
3. Desi
Under the single -prime bidding, separate -prime bidding, construction manager -at -risk, or
alternative contracting method, the designer will:
a. Attend the scheduled Pre-bid Conference to explain minority business
requirements to prospective bidders;
b. Assist the owner to identify and notify prospective minority business prime and
subcontractors of potential contracting opportunities;
Maintain documentation of any contacts, correspondence, or conversation with
minority business firms made in an attempt to meet the goals;
d. Review jointly with the owner, all requirements of G.S. 143-128.2(c) and
G.S. 143-128.(f) — (i.e. bidders' proposals for identification of the minority
businesses that will be utilized with corresponding total dollar value of the bid,
and affidavit listing good faith efforts, or affidavit of self -performance of work, if
the contractor will perform work under contract by its own workforce) - prior to
recommendation of award.
e. Make documentation showing evidence of implementation of Designer's
responsibilities available for review by the North Carolina Construction Grants
and Loans Section and the HUB Office, upon request.
4. Prime Contractor(s), Construction Manager -at -risk, and its First -Tier Subcontractors
a. Attend the scheduled Pre-bid Conference;
b. Identify or determine those work areas of a subcontract where minority businesses
may have an interest in performing subcontract work;
At least ten (10) days prior to the scheduled day of bid opening, notify minority
businesses of potential subcontracting opportunities listed in the proposal. The
notification will include the following:
a description of the work for which the sub -bid is being solicited;
2. The date, time, and location where sub -bids are to be submitted;
3. The name of the individual within the company who will be available to
answer questions about the project;
4. Where bid documents may be reviewed;
City of Eden, NC Minority Business Enterprises
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 62 39-14
WKD Project Number: 20170041.00.CL
5. Any special requirements that may exist, such as insurance, licenses,
bonds, and financial arrangements.
If there are more than three minority businesses in the general locality of the
project who offer similar contracting or subcontracting services in the specific
trade, the contractor(s) shall notify three (3), but may contact more, if the
contractor(s) so desires;
d. During the bidding process, comply with the contractor'(s) requirements listed in
the proposal for minority participation;
Identify on the bid, the minority businesses that will be utilized on the
project with corresponding total dollar value of the bid, and an affidavit listing
good faith efforts as required by G.S. 143-128.2( c) and G.S. 143-128.2(f);
f. Make documentation showing evidence of implementation of Prime
Contractor(s), Construction Manager -at -risk, and First -Tier Subcontractor
responsibilities available for review by the North Carolina Construction Grants
and Loans Section and the HUB Office, upon request;
g. Upon being named the apparent low bidder, the bidder shall provide one of the
following:
An affidavit (Affidavit C) that includes a description of the portion of
work to be executed by minority businesses, expressed as a percentage of
the total contract price which is equal to, or more than the applicable goal.
2. If the percentage is not equal to the applicable goal, then documentation of
all good faith efforts is taken to meet the goal. Failure to comply with
these requirements is grounds for rejection of the bid and award to the
next lowest responsible and responsive bidder;
h. The contractor(s) shall identify the name(s) of minority business subcontractor(s)
and corresponding dollar amount of work on the Schedule of Values. The
Schedule of Values shall be provided as required in Article 31 of the General
Conditions of the contract to facilitate payments to the subcontractors;
i. During the construction of a project, at any time, if it becomes necessary to
replace a minority business subcontractor, immediately advise the owner, the
North Carolina Construction Grants and Loans Section, and the Director of the
HUB Office, in writing, of the circumstances involved. The prime contractor
shall make a good faith effort to replace a minority business subcontractor with
another;
j. If during the construction of a project additional subcontracting opportunities
become available, make a good faith effort to solicit sub -bids for minority
businesses;
6
City of Eden, NC Minority Business Enterprises
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WKD Project Number: 20170041.00.CL
k. It is the intent that these requirements apply to all contractors performing as prime
contractor, first-tier subcontractor, or construction manager -at -risk;
In accordance with GS143-135.5(b) contractors who have been found guilty of
discrimination within the last two years are not allowed to bid.
6. Minority Business Responsibilities
Minority businesses contracted by owners or bidders must respond promptly, whether or
not they wish to submit a bid.
SECTION D: DISPUTE PROCEDURES
It is the policy of this State that, disputes involving a person's rights, duties, or privileges, should
be settled through informal procedures. To that end, minority business disputes, arising under
these guidelines, should be resolved as governed under G.S. 143-128(g).
MINORITY BUSINESS CONTRACT PROVISIONS ( CONSTRUCTION)
APPLICATION:
The Guidelines for Recruitment and Selection of Minority Businesses for Construction
Projects funded through the Construction Grants and Loans Section are hereby made a part
of these contract documents. These guidelines shall apply to all contractors regardless of
ownership. Copies of these guidelines may be obtained from:
Department of Environment and Natural Resources
Division of Water Quality
Construction Grants and Loans Section
1633 Mail Service Center
Raleigh, North Carolina 27699-1633
Website: www.nccgl.net
MINORITY BUSINESS SUBCONTRACT GOALS:
The goals for participation by minority firms as subcontractors on this project have been set at
10%.
The bidder must identify on its bid the minority businesses that will be utilized on the project
with corresponding total dollar value of the bid and affidavit (Affidavit A) listing good faith
efforts, or affidavit (Affidavit B) self -performance of work, if the bidder will perform work
under contract by its own workforce, as required by G.S. 143-128.2(c) and G.S. 143-0128.2(f).
The lowest responsible, responsive bidder must provide Affidavit C; which includes a
description of the portion of work to be executed by minority businesses expressed as a
percentage of the total contract price which is equal to, or more than the applicable goal.
City of Eden, NC Minority Business Enterprises
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 62 39-16
WKD Project Number: 20170041.00.CL
M
Provide Affidavit D; which includes a description of the portion of work to be executed by
minority businesses expressed as a percentage of the total contract price, with documentation of
good faith effort, if the percentage is not equal to the applicable goal.
OR
Provide Affidavit B; which includes sufficient information for the State to determine that the
bidder does not customarily subcontract work on this type of project.
The above information must be provided as required. Failure to submit these documents is
grounds for rejection of the bid.
MINIMUM COMPLIANCE REOUIREMENTS:
All written statements, affidavits, or intentions made by the Bidder shall become a part of the
agreement between the Contractor and the Public Entity for performance of this contract. Failure
to comply with any of these statements, affidavits, or intentions, or with the minority business
guidelines shall constitute a breach of the contract. A finding by the Public Entity that any
information submitted, either prior to the award of the contract or during the performance of the
contract, is inaccurate, false, or incomplete, shall also constitute a breach of the contract. Any
such breach may result in termination of the contract in accordance with the termination
provisions contained in the contract. It shall be solely at the option of the State whether to
terminate the contract for breach or not.
In determining whether a contractor has made good faith efforts, the State will evaluate all
efforts made by the Contractor and will determine compliance in regard to quantity, intensity,
and the results of these efforts. Good faith efforts include:
Contacting minority businesses that reasonably could have been expected to
submit a quote, that were known to the contractor, or available to the State or
local government maintained lists at least 10 days before the bid or proposal date,
and notifying them of the nature and scope of the work to be performed;
2. Making the construction plans, specifications and requirements available for review by
prospective minority businesses, or providing these documents to them at least 10 days
before the bid or proposals are due;
3. Breaking down or combining elements or work into economically feasible units
to facilitate minority participation;
4. Working with minority trade, community, or contractor organizations identified
by the Office for Historically Underutilized Businesses and included in the bid
documents that provide assistance in recruitment of minority businesses;
5. Attending any Pre-bid meetings scheduled by the public owner;
City of Eden, NC Minority Business Enterprises
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 62 39-17
WKD Project Number: 20170041.00.CL
6. Providing assistance in getting the required bonding or insurance, or providing alternative
bonding or insurance for subcontractors;
7. Negotiating, in good faith, with interested minority businesses and not rejecting
them as unqualified without sound reasons based on their capabilities. Any
rejection of a minority business, based on lack of qualification, should have the
reasons documented in writing;
8. Providing assistance to an otherwise qualified minority business in need of
equipment, loan capital, lines of credit, or joint pay agreements to secure loans,
supplies, or letters of credit, including waiving credit that is ordinarily required.
Assisting minority businesses in obtaining the same unit pricing with the bidder's
suppliers in order to help minority businesses in establishing credit;
9. Negotiating joint venture and partnership arrangements with minority businesses in order
to increase opportunities for minority business participation on a public construction or
repair project, when possible;
10. Providing quick pay agreements and policies to enable minority contractors and suppliers
meet cash-flow demands.
9
City of Eden, NC Minority Business Enterprises
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WKD Project Number: 2017004LOO.CL
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City of Eden, NC Partial Payment Estimate
Mebane Bridge WWTP Residuals Management System Rehabilitation 006275-1
WKD Project Number: 20170041.00.CL
Project Number
DOCUMENT 00 62 75
WKD No. 20170041.00.CL
Partial Payment Estimate No.
PARTIAL PAYMENT ESTIMATE
Page
of
OWNER
CONTRACTOR
PERIOD OF ESTIMATE
City of Eden
-
CONTRACT CHANGE ORDER SUMMARY
ESTIMATE
Approval
No.
Date
Amount
Original Contract $
Additions
Deductions
Change Orders $
Revised Contract $
1. Work Completed* $
2. Stored Materials* $
3. Subtotal (1+2) $
4. Retainage $
5. Previous Payments $
6. Liquidated Damages $
TOTALS
7. Amount Due (3-4-5-6) $
* Detailed breakdown attached
NET CHANGE
CONTRACT TIME
Original (days)
Starting Date
Revised
On Schedule
❑ Yes
Contract Completion Date
Remaining
❑ No
Projected Completion Date
CONTRACTOR'S CERTIFICATION
ENGINEER'S CERTIFICATION
The undersigned Contractor certifies that to the best of their
The undersigned certifies that the work has been carefully inspected and,
knowledge information and belief the work covered by this payment
to the best of their knowledge and belief, the quantities shown in this
estimate has been completed in accordance with the contract
estimate are correct and the work has been performed in accordance with
documents, that all amounts have been paid by the Contractor for
the contract documents.
work for which previous payment estimates was issued and payments
received from the Owner, and that current payment shown herein is
now due.
CONTRACTOR
ENGINEER W. K. Dickson & Co., Inc.
By
By
Date
Date
APPROVED BY OWNER
OWNER
By
Date
City of Eden, NC Partial Payment Estimate
Mebane Bridge WWTP Residuals Management System Rehabilitation 006275-1
WKD Project Number: 20170041.00.CL
Owner:
Contractor:
Proj ect:
Project Number:
DETAILED BREAKDOWN FOR
PARTIAL PAYMENT ESTIMATE NO.
City of Eden, North Carolina
Biosolids Residual Management System
20170041.00.CL Estimate No. Date: From to
Contract Items This Period Total to Date
Item Description Quantity Unit Unit Price Bid Amount Quantity Amount Quantity Amount
TOTALS
Work Completed
City of Eden, NC Partial Payment Estimate
Mebane Bridge WWTP Residuals Management System Rehabilitation 006275-2
WKD Project Number: 20170041.00.CL
DOCUMENT 00 62 76
TAX STATEMENTS AND CERTIFICATIONS
NORTH CAROLINA
TAX STATEMENT AND CERTIFICATION
This is to certify that the foregoing or attached statements are a true and complete statement of all State and
County Sales or Use Tax paid by the undersigned Contractor from , 20 , to
, 20 , inclusive for the materials and equipment that were or will become a part of the
construction of the
Mebane Bridge WWTP Residuals Management System Rehabilitation
(THE FOLLOWING PORTION TO BE FILLED OUT BY GENERAL CONTRACTOR ONLY)
It is further certified that
are all of the subcontractors that are, or were engaged by this Contractor in the performance of this contract
and whose tax statements are also enclosed herewith.
CONTRACTOR OR SUBCONTRACTOR
Sworn and subscribed before me
This day of , 20
NOTARY PUBLIC
My Commission Expires:
City of Eden, NC Tax Statements and Certifications
Mebane Bridge WWTP Residuals Management System Rehabilitation 006276-1
WKD Project Number: 20170041.00.CL
DOCUMENT 00 62 76
STATE AND COUNTY SALES/USE TAX STATEMENT
Contractor's (or Subcontractor's) Name:
Project: Mebane Bridge WWTP Residuals Management System Rehabilitation
Sheet No. of
INVOICE DATES
FROM TOTAL AMOUNT SALES/USE TAX
INVOICE TO VENDOR'S NAME TYPE OF MATERIAL OF INVOICE STATE COUNTY* COUNTY PAID
Subtotal This Page:
Total All Invoices:
*NOTE: Separate Form shall be used for each County.
City of Eden, NC Tax Statements and Certifications
Mebane Bridge WWTP Residuals Management System Rehabilitation 006276-2
WKD Project Number: 20170041.00.CL
DOCUMENT 00 62 79
MATERIAL INVENTORY STATEMENT
Project: Mebane Bridge WWTP Residuals Management System Rehabilitation
Date:
ON HAND
PREVIOUS
DESCRIPTION UNIT UNIT PRICE ESTIMATE
DELIVERED
THIS
MONTH
ON HAND
INCORPORATED THIS STORED
GROSS IN WORK ESTIMATE VALUE
Total:
City of Eden, NC Material Inventory Statement
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 62 79 - 1
WKD Project Number: 20170041.00.CL
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DOCUMENT 00 72 15
STANDARD GENERAL CONDITIONS
OF THE
CONSTRUCTION CONTRACT
City of Eden, NC General Conditions
Mebane Bridge WWTP Residuals Management System Rehabilitation 0072 15- 1
WKD Project Number: 20170041.00.CL
GENERAL CONDITIONS
TABLE OF CONTENTS
ARTICLE 1.0 - DEFINITIONS AND TERMINOLOGY
1.1
Defined Terms.....................................................................................................................
00 72 15-5 -
00 72 15-7
1.2
Terminology.........................................................................................................................
00 72 15-7 -
00 72 15-8
ARTICLE 2.0 - PRELIMINARY MATTERS
2.1
Delivery of Bonds................................................................................................................
0072 15-8
2.2
Copies of Documents...........................................................................................................
0072 15-8
- 00 72 15-16
2.3
Commencement of Contract Times - Notice to Proceed .....................................................
0072 15-8
2.4
Starting the Work.................................................................................................................
0072 15-8
2.5
Before Starting Construction................................................................................................
00 72 15-8 -
00 72 15-9
2.6
Pre -Construction Conference...............................................................................................00
72 15-9
- 00 72 15-18
2.7
Initial Acceptance of Schedules...........................................................................................
00 72 15-9
2.8
Award..................................................................................................................................
00 72 15-9
ARTICLE 3.0 - CONTRACT DOCUMENTS: INTENT, AMENDING, REUSE
Laws and Regulations..........................................................................................................
0072 15-18
3.1
Intent....................................................................................................................................
00 72 15-9
00 72 15-18
3.2
Reference Standards.............................................................................................................
00 72 15-9-
00 72 15-10
3.3
Reporting and Resolving Discrepancies...............................................................................
00 72 15-10
00 72 15-19
3.4
Amending and Supplementing Contract Documents...........................................................
00 72 15-10
00 72 15-19
3.5
Reuse of Documents............................................................................................................
00 72 15-10
00 72 15-20
ARTICLE 4.0 - AVAILABILITY OF LANDS; SUBSURFACE AND PHYSICAL
6.15
Hazard Communication Programs.......................................................................................
00 72 15-20
CONDITIONS; REFERENCE POINTS
6.16
Emergencies.........................................................................................................................
4.1
Availability of Lands...........................................................................................................
00 72 15-10
Shop Drawings and Samples................................................................................................
4.2
Subsurface and Physical Conditions....................................................................................
00 72 15-10
- 00 72 15-11
4.3
Differing Subsurface or Physical Conditions.......................................................................
00 72 15-11
Contractor's General Warranty and Guarantee....................................................................
4.4
Underground Facilities.........................................................................................................
00 72 15-11
- 00 72 15-12
4.5
Reference Points..................................................................................................................
00 72 15-12
4.6
Hazardous Environmental Condition at Site........................................................................
00 72 15-12
- 00 72 15-13
ARTICLE 5.0 - BONDS AND INSURANCE
5.1
Performance and Payment Bonds........................................................................................
0072 15-13
5.2
Insurance Requirements.......................................................................................................
00 72 15-14
- 00 72 15-15
ARTICLE 6.0 - CONTRACTOR'S RESPONSIBILITIES
6.1
Supervision and Superintendence........................................................................................
0072 15-15
6.2
Labor; Working Hours.........................................................................................................
00 72 15-15
- 00 72 15-16
6.3
Services, Materials, and Equipment.....................................................................................
00 72 15-16
6.4
Progress Schedule................................................................................................................
00 72 15-16
6.5
Substitutes and "Or-Equals"................................................................................................
00 72 15-16
- 00 72 15-17
6.6
Concerning Subcontractors, Suppliers, and Others..............................................................
00 72 15-17
- 00 72 15-18
6.7
Patent Fees and Royalties....................................................................................................
0072 15-18
6.8
Permits.................................................................................................................................00
72 15-18
6.9
Laws and Regulations..........................................................................................................
0072 15-18
6.10
Taxes....................................................................................................................................
00 72 15-18
- 00 72 15-19
6.11
Use of Site and Other Areas.................................................................................................
00 72 15-19
6.12
Record Documents...............................................................................................................
00 72 15-19
6.13
Safety and Protection...........................................................................................................
00 72 15-19
- 00 72 15-20
6.14
Safety Representative...........................................................................................................
00 72 15-20
6.15
Hazard Communication Programs.......................................................................................
00 72 15-20
6.16
Emergencies.........................................................................................................................
00 72 15-20
6.17
Shop Drawings and Samples................................................................................................
00 72 15-20
- 00 72 15-21
6.18
Continuing the Work............................................................................................................
00 72 15-21
6.19
Contractor's General Warranty and Guarantee....................................................................
00 72 15-21
City of Eden, NC General Conditions
Mebane Bridge WWTP Residuals Management System Rehabilitation 007215-2
WKD Project Number: 20170041.00.CL
6.20
Indemnification....................................................................................................................
00 72 15-21
- 00 72 15-22
ARTICLE 7.0 - OTHER WORK
7.1
Related Work at Site............................................................................................................
00 72 15-22
7.2
Coordination........................................................................................................................
00 72 15-22
- 00 72 15-23
ARTICLE 8.0 - OWNER'S RESPONSIBILITIES
8.1
Communications to Contractor............................................................................................
00 72 15-23
8.2
Replacement of Engineer.....................................................................................................
00 72 15-23
8.3
Furnish Data.........................................................................................................................
00 72 15-23
8.4
Pay Promptly When Due......................................................................................................
00 72 15-23
8.5
Lands and Easements; Reports and Tests.............................................................................
0072 15-23
8.6
Insurance..............................................................................................................................
0072 15-23
8.7
Inspections, Tests, and Approvals........................................................................................
0072 15-23
8.8
Limitations on Owner's Responsibilities.............................................................................
0072 15-23
8.9
Undisclosed Hazardous Environmental Condition...............................................................
00 72 15-23
8.10
Evidence of Financial Arrangements...................................................................................
00 72 15-23
ARTICLE 9.0 - ENGINEER'S STATUS DURING CONSTRUCTION
9.1
Owner's Representative.......................................................................................................
0072 15-23
9.2
Clarifications and Interpretations.........................................................................................
0072 15-23
9.3
Authorized Variations in Work............................................................................................
0072 15-23
9.4
Rejecting Defective Work....................................................................................................
00 72 15-24
9.5
Shop Drawings, Change Orders and Payments....................................................................
00 72 15-24
9.6
Determinations for Unit Price Work....................................................................................
00 72 15-24
9.7
Decisions on Requirements of Contract Documents and
Acceptability of Work.......................................................................................................
00 72 15-24
9.8
Engineer's Project Representative.......................................................................................
00 72 15-24
9.9
Limitations on Engineer's Authority and Responsibilities...................................................
00 72 15-24
- 00 72 15-25
ARTICLE 10.0 - CHANGES IN THE WORK; CLAIMS
10.1
Authorized Changes in the Work.........................................................................................
00 72 15-25
10.2
Unauthorized Changes in the Work.....................................................................................
00 72 15-25
10.3
Execution of Change Orders................................................................................................
00 72 15-25
10.4
Notification to Surety ...........................................................................................................
00 72 15-25
10.5
Claims and Disputes............................................................................................................
00 72 15-25
- 00 72 15-26
ARTICLE 11.0 - COST OF THE WORK; CASH ALLOWANCES; UNIT PRICE WORK
11.1
Cost of the Work..................................................................................................................
00 72 15-26
- 00 72 15-27
11.2
Cash Allowances..................................................................................................................
00 72 15-27
- 00 72 15-28
11.3
Unit Price Work...................................................................................................................
0072 15-28
ARTICLE 12.0 - CHANGE OF CONTRACT PRICE; CHANGE OF CONTRACT TIMES
12.1
Change of Contract Price.....................................................................................................
00 72 15-28
- 00 72 15-29
12.2
Change of Contract Times...................................................................................................
00 72 15-29
12.3
Delays Beyond Contractor's Control...................................................................................
00 72 15-29
12.4
Delays Within Contractor's Control....................................................................................
00 72 15-29
12.5
Delays Beyond Owner's and Contractor's Control..............................................................
00 72 15-29
12.6
Delay Damages....................................................................................................................
00 72 15-29
12.7
Abnormal Weather Conditions............................................................................................
00 72 15-29
12.8
Liquidated Damages............................................................................................................
0072 15-30
ARTICLE 13.0 - TESTS AND INSPECTIONS; CORRECTION, REMOVAL OR
ACCEPTANCE OF DEFECTIVE WORK
13.1
Notice of Defects.................................................................................................................
0072 15-30
13.2
Access to Work....................................................................................................................
0072 15-30
13.3
Tests and Inspections...........................................................................................................
0072 15-30
13.4
Uncovering Work.................................................................................................................
0072 15-30
13.5
Owner May Stop the Work..................................................................................................
0072 15-30
13.6
Correction or Removal of Defective Work..........................................................................
0072 15-31
13.7
Correction Period.................................................................................................................
0072 15-31
City of
Eden, NC
General Conditions
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13.8
Acceptance of Defective Work............................................................................................ 0072 15-31
13.9
Owner May Correct Defective Work...................................................................................
00 72 15-31 — 00 72 15-32
ARTICLE 14.0 — PAYMENTS TO CONTRACTOR AND COMPLETION
14.1
Schedule of Values..............................................................................................................
0072 15-32
14.2
Progress Payments...............................................................................................................
00 72 15-32 — 00 72 15-34
14.3
Contractor's Warranty of Title.............................................................................................
0072 15-34
14.4
Substantial Completion........................................................................................................
0072 15-34
14.5
Partial Utilization.................................................................................................................
0072 15-34
14.6
Final Inspection....................................................................................................................
00 72 15-34
14.7
Final Payment......................................................................................................................
0072 15-35
14.8
Final Completion Delayed...................................................................................................
0072 15-35
14.9
Waiver of Claims.................................................................................................................
0072 15-35
ARTICLE 15.0 — SUSPENSION OF WORK AND TERMINATION
15.1
Owner May Suspend Work..................................................................................................
00 72 15-35 — 00 72 15-36
15.2
Owner May Terminate for Cause.........................................................................................
0072 15-36
15.3
Owner May Terminate for Convenience..............................................................................
0072 15-36
15.4
Contractor May Stop Work or Terminate............................................................................
0072 15-36
15.5
Assignment of Contract.......................................................................................................
0072 15-37
ARTICLE 16.0 — DISPUTE RESOLUTION
16.1
Methods and Procedures......................................................................................................
0072 15-37
ARTICLE 17.0 — MISCELLANEOUS
17.1 Giving Notice....................................................................................................................... 0072 15-37
17.2 Computation of Times......................................................................................................... 0072 15-37
17.3 Cumulative Remedies.......................................................................................................... 0072 15-37
17.4 Survival of Obligations........................................................................................................ 0072 15-37
17.5 Controlling Law................................................................................................................... 0072 15-37
ARTICLE 18.0 — DISCRIMINATION
18.1 Discrimination Prohibited.................................................................................................... 0072 15-37
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GENERAL CONDITIONS
ARTICLE 1.0 — DEFINITIONS AND
TERMINOLOGY
1.1 Defined Terms
Wherever used in the Contract Documents and
printed with initial or all capital letters, the terms listed
below will have the meanings indicated which are
applicable to both the singular and plural thereof.
A. Addenda: Written or graphic instruments
issued prior to the opening of Bids which clarify, correct, or
change the Bidding Requirements or the Contract
Documents.
B. Agreement: The written instrument
which is evidence of the Agreement between Owner and
Contractor covering the Work.
C. Asbestos: Any material that contains
more than one percent asbestos and is friable or is releasing
asbestos fibers into the air above current action levels
established by the United States Occupational Safety and
Health Administration.
D. Bid: The offer or proposal of a bidder
submitted on the prescribed form setting forth the prices for
the Work to be performed.
E. Bidding Documents: The Bidding
Requirements and the proposed Contract Documents
(including all Addenda issued prior to receipt of Bids)
F. Bidding Requirements: The
Advertisement or Invitation to Bid, Instructions to Bidders,
Bid security form, if any, and the Bid form with any
supplements.
G. Bonds: Performance and payment Bonds
and other instruments of security.
H. Change Order: A document
recommended by Engineer which is signed by Contractor
and Owner and authorizes an addition, deletion, or revision
in the Work or an adjustment in the Contract price or the
Contract Times, issued on or after the Effective Date of the
Agreement.
I. Claim: A demand or assertion by Owner
or Contractor seeking an adjustment of Contract Price or
Contract Times, or both, or other relief with respect to the
terms of the Contract. A demand for money or services by
a third party is not a Claim.
negotiations, representations, or Agreements, whether
written or oral.
K. Contract Documents: The Contract
Documents establish the rights and obligations of the
parties and include the Agreement, Addenda (which pertain
to the Contract Documents), Contractor's Bid (including
documentation accompanying the Bid and any post Bid
documentation submitted prior to the Notice of Award)
when attached as an exhibit to the Agreement, the Notice to
Proceed, the Bonds, these General Conditions, the
Specifications and the Drawings as the same are more
specifically identified in the Agreement, together with all
Written Amendments, Change Orders, Work Change
Directives, Field Orders, and Engineer's written
interpretations and clarifications issued on or after the
effective date of the Agreement. Approved Shop Drawings
and the reports and Drawings of subsurface and physical
conditions are not Contract Documents. Only printed or
hard copies of the items listed in this Article are Contract
Documents. Files in electronic media format of text, data,
graphics, and the like that may be furnished by Owner to
Contractor are not Contract Documents.
L. Contract Price: The moneys payable by
Owner to Contractor for completion of the Work in
accordance with the Contract Documents as stated in the
Agreement (subject to the provisions of Article 11.3 in the
case of Unit Price Work).
M. Contract Times: The number of days or
the dates stated in the Agreement to complete the Work so
that it is ready for final payment as evidence by Engineer's
written recommendation of final payment.
N. Contractor: The individual or entity with
whom Owner has entered into the Agreement.
O. Cost of the Work: See Article 11. 1,
Paragraph A. for definition.
P. Drawings: That part of the Contract
Documents prepared approved by Engineer which
graphically shows the scope, extent, and character of the
Work to be performed by Contractor. Shop Drawings and
other Contractor submittals are not Drawings as so defined.
Q. Effective Date of the Agreement: The
date indicated in the Agreement on which it becomes
effective, but if no such date is indicated, it means the date
on which the Agreement is signed and delivered by the last
of the two parties to sign and deliver.
R. Engineer: The Engineer for this Project is
J. Contract: The entire and integrated W. K. Dickson & Co., Inc.
written Agreement between the Owner and Contractor
concerning the Work. The Contract supersedes prior
City of Eden, NC General Conditions
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S. Engineer's Consultant: An individual or
entity having a Contract with Engineer to furnish services
as Engineer, independent professional associate, or
consultant with respect to the Project.
T. Engineer's Project Representative: The
authorized representative of Engineer who may be assigned
to the Site or any part thereof.
U. Field Order: A written order issued by
Engineer which requires minor changes in the Work but
which does not involve a change in the Contract Price or
the Contract Times.
V. General Requirements: Sections of
Division 1 of the Specifications. The General
Requirements pertain to all sections of the Specifications.
W. Hazardous Environmental Condition:
The presence at the Site of asbestos, PCBs, Petroleum,
Hazardous Waste, or radioactive material in such quantities
or circumstances that may present a substantial danger to
persons or property exposed thereto in connection with the
Work.
X. Hazardous Waste: The term Hazardous
Waste shall have the meaning provided in Section 1004 of
the Solid Waste Disposal Act (42 USC Section 6903) as
amended from time to time.
Y. Laws and Regulations; Laws or
Regulations: Any and all applicable laws, rules,
regulations, ordinances, codes, and orders of any and all
governmental bodies, agencies, authorities, and courts
having jurisdiction.
Z. Liens: Charges, security interests, or
encumbrances upon Project funds, real property, or
personal property.
AA. Liquidated Damages: An amount agreed
to by the parties as an estimate of Owner's actual damages,
set forth on a calendar day basis, to compensate Owner for
its damages (and not as a penalty) in the event Contractor
fails to complete the Work within the Contract Time, or
any authorized extensions thereof, by the date or dates
established in the Contract Documents.
BB. Milestone: A principal event specified in
the Contract Documents relating to an intermediate
completion date or time prior to Substantial Completion of
all the Work.
CC. Notice of Award: The Written Notice by
Owner to the apparent successful bidder stating that upon
timely compliance by the apparent successful bidder with
the conditions precedent listed therein, Owner will sign and
deliver the Agreement.
Contract Times will commence to run and on which
Contractor shall start to perform the Work under the
Contract Documents.
EE. Owner: The individual, entity, public
body, or authority with whom Contractor has entered into
the Agreement and for whom the Work is to be performed.
FF. Partial Payment Estimate: The form
acceptable to Engineer which is to be used during the
course of the Work in requesting progress or final
payments for construction and which is to be accompanied
by such supporting documentation as is required by the
Contract Documents.
GG. Partial Utilization: Use by Owner of a
substantially completed part of the Work for the purpose
for which it is intended (or a related purpose) prior to
Substantial Completion of all the Work.
HH. PCBs: Polychlorinated biphenyls.
IL Petroleum: Petroleum, including crude
oil or any fraction thereof which is liquid at standard
conditions of temperature and pressure (60 degrees
Fahrenheit and 14.7 pounds per square inch absolute), such
as oil, Petroleum, fuel oil, oil sludge, oil refuse, gasoline,
kerosene, and oil mixed with other non -hazardous waste
and crude oils.
JJ. Project: The total construction of which
the Work to be performed under the Contract Documents
may be the whole, or a part as may be indicated elsewhere
in the Contract Documents.
KK. Project Manual: The bound documentary
information prepared for bidding and construction the
Work. A listing of the contents of the Project Manual,
which may be bound in one or more volumes, is contained
in the table(s) of contents.
LL. Radioactive Material: Source, special
nuclear, or byproduct material as defined by the atomic
Energy Act of 1954 (42 USC Section 2011 et seq.) as
amended from time to time.
MM. Samples: Physical examples of materials,
equipment, or Workmanship that are representative of some
portion of the Work and which establish the standards by
which such portion of the Work will be judged.
NN. Shop Drawings: All Drawings, diagrams,
illustration, schedules, and other data or information which
are specifically prepared or assembled by or for Contractor
and submitted by Contractor to illustrate some portion of
the Work.
00. Site: Lands or areas indicated in the
DD. Notice to Proceed: A Written Notice Contract Documents as being furnished by Owner upon
given by Owner to Contractor fixing the date on which the which the Work is to be performed, including right-of-way
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and easements for access thereto, and such other lands
furnished by Owner which are designated for the use of
Contractor.
PP. Specifications: That part of the Contract
Documents consisting of written technical descriptions of
materials, equipment, systems, standards, and
Workmanship as applied to the Work and certain
administrative details applicable thereto.
QQ. Subcontractor: An individual or entity
having a direct contact with Contractor or with any other
Subcontractor for the performance of a part of the Work at
the Site.
RR. Substantial Completion: The time at
which the Work (or a specified part thereof) has progressed
to the point where, in the opinion of Engineer, the Work (or
a specified part thereof) is sufficiently complete, in
accordance with the Contract Documents, so that the Work
(or a specified part thereof) can be utilized for the purposes
for which it is intended. The terms "substantially
complete" and "substantially completed" as applied to all
or part of the Work refer to Substantial Completion thereof.
SS. Supplementary Condition: That part of
the Contract Documents which amends or supplements
these General Conditions.
TT. Supplier: A manufacturer, fabricator,
Supplier, distributor, materialman, or vendor having a
direct Contract with Contractor or with any subcontract to
furnish materials or equipment to be incorporated in the
Work by Contractor or any Subcontractor.
UU. Underground Facility or Facilities: All
underground pipeline, conduits, ducts, cables, wires,
manholes, vaults, tanks, tunnels, or other such facilities or
attachments, and any encasements containing such
facilities, including those that convey electricity, gases,
steam, liquid petroleum products, telephone or other
communications, cable television, water, wastewater, storm
water, other liquids or chemicals, or traffic of other control
systems.
VV. Unit Price Work: Work to be paid for on
the basis of unit prices.
WW. Work: The entire completed construction
or the various separately identifiable parts thereof required
to be provided under the Contract Documents. Work
includes and is the result of performing or providing all
labor, services, and documentation necessary to produce
such construction, and furnishing, installing, and
incorporating all materials and equipment into such
construction, all as required by the Contract Documents.
XX. Work Change Directive: A written
statement to Contractor issued on or after the effective date
of the Agreement and signed by Owner and recommended
by Engineer ordering an addition, deletion, or revision in
the Work, or responding to differing or unforeseen
subsurface or physical conditions under which the Work is
to be performed or to emergencies. A Work Change
Directive will not change the Contract Price or the Contract
Times but is evidence that the parties expect that the
change ordered or documented by a Work Change
Directive will be incorporated in a subsequently issued
Change Order following negotiations by the parties as to its
effect, if any, on the Contract Price or Contract Times.
YY. Written Amendment: A written statement
modifying the Contract Documents, signed by Owner and
Contractor on or after the effective date of the Agreement
and normally dealing with the non -engineering or
non-technical rather than strictly construction -related
aspects of the Contract Documents.
ZZ. Resident Observer: Shall have the same
definition as "Resident Project Representative" when
referred to in these documents or during the duration of the
Proj ect.
AAA. Acceptance: By the Owner of the Work
as being fully complete in accordance with the Contract
Documents subject to waiver of claims.
BBB. Written Notice: The "Notice" as used
herein shall mean and include all Written Notices,
demands, instruction, claims, approvals, and disapprovals
required to obtain compliance with Contract requirements.
Written Notice shall be deemed to have been duly served if
delivered in person to the individual or to a member of the
firm or to an officer of the corporation for whom it is
intended, or to an authorized representative of such
individual, firm or corporation, or if delivered at or sent by
individual, firm or corporation, or if delivered at or sent by
registered mail to the last business address known to him
who gives the notice. Unless otherwise stated in writing,
any notice to or demand upon the Owner under this
Contract shall be delivered to the Owner through the
Engineer.
1.2 Terminology
A. Intent of Certain Terms or Adjectives
1. Whenever in the Contract
Documents the terms "as allowed", "as approved", or terms
of like effect or import are used, or the adjectives
"reasonable", "suitable", "acceptable", "proper",
"satisfactory", or adjectives of like effect or import are used
to describe an action or determination of Engineer as to the
Work, it is intended that such action or determination will
be solely to evaluate, in general, the completed Work for
compliance with the requirements of and information in the
Contract Documents and conformance with the design
concept of the completed Project as a functioning whole as
shown or indicated in the Contract Documents (unless there
is a specific statement indicating otherwise). The use of
any such term or adjective shall not be effective to assign to
Engineer any duty or authority to supervise or direct the
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performance of the Work or any duty or authority to
undertake responsibility contrary to the provisions of
Article 9.9 or any other provision of the Contract
Documents.
B. Day: The word "day" shall constitute a
calendar day or 24 hours measured from midnight to the
next midnight.
C. Defective: The word "defective", when
modifying the word "Work", refers to Work that is
unsatisfactory, faulty, or deficient in that it does not
conform to the Contract Documents or does not meet the
requirements of any inspection, reference standard, test, or
approval referred to in the Contract Documents, or has been
damaged prior to Engineer's recommendation of final
payment (unless responsibility for the protection thereof
has been assumed by Owner at Substantial Completion in
accordance with Article 14.4 or 14.5).
D. Furnish, Install, Perform, Provide
1. The word "furnish", when used in
connection with services, materials, or equipment, shall
mean to supply and deliver said services, materials, or
equipment to the Site (or some other specified location)
ready for use or installation and in usable or operable
condition.
2. The Work "install", when used in
connection with services, materials, or equipment, shall
mean to put into use or place in final position said services,
materials, or equipment complete and ready for intended
use.
3. The words "perform" or
"provide", when used in connection with services,
materials, or equipment, shall mean to furnish and install
said services, materials, or equipment complete and ready
for intended use.
4. When "furnish", "install",
"perform", or "provide" is not used in connection with
services, materials, or equipment in a context clearly
requiring an obligation of Contractor, "provide" is implied.
E. Unless stated otherwise in the Contract
Documents, words or phrases which have a well-known
technical or construction industry or trade meaning are used
in the Contract Documents in accordance with such
recognized meaning.
ARTICLE 2.0 — PRELIMINARY MATTERS
2.2 Copies of Documents
A. The Contractor will be furnished without
charge up to five sets of Specifications and full size
Drawings. Additional sets of Drawings and specifications
requested by the Contractor will be furnished at the cost of
reproduction, plus handling.
2.3 Commencement of Contract Times — Notice to
Proceed
A. The Contract Time will commence to run
on the day indicated in the Notice to Proceed; but in no
event will the Contract Time commence to run later than
the 90tt' day after the day of Bid opening or the 30' day
after the effective date of the Agreement. By mutual
consent of the parties to the Contract, these time limits may
be changed.
2.4 Starting the Work
A. Contractor shall start to perform the Work
on the date when the Contract Times commence to run. No
Work shall be done at the Site prior to the date on which
the Contract Times commence to run.
2.5 Before Starting Construction
A. Contractor's Review of Contract
Documents: Before undertaking each part of the Work,
Contractor shall carefully study and compare the Contract
Documents and check and verify pertinent figures therein
and all applicable field measurements. Contractor shall
promptly report in writing to Engineer any conflict, error,
ambiguity, or discrepancy which Contractor may discover
and shall obtain a written interpretation or clarification
from Engineer before proceeding with any Work affected
thereby; however, Contractor shall not be liable to Owner
or Engineer for failure to report any conflict, error,
ambiguity, or discrepancy in the Contract Documents
unless Contractor knew or reasonably should have known
thereof.
B. Preliminary Schedules: Within ten days
after the effective date of the Agreement (unless otherwise
specified in the General Requirements) Contractor shall
submit following schedules to Engineer for timely review:
1. A preliminary progress schedule
indicating the times (numbers of days or dates) for starting
and completing the various stages of the Work, including
any Milestones specified in the Contract Documents;
2. A preliminary schedule of shop
2.1 Delivery of Bonds drawing and sample submittals which will list each
required submittal and the times for submitting, reviewing,
A. When Contractor delivers the executed and processing such submittal; and
Agreements to Owner, Contractor shall also deliver to
Owner such Bonds as Contractor may be required to 3. A preliminary schedule of values
furnish. for all of the Work which includes quantities and prices of
items which when added together equal the Contract Price
and subdivides the Work into component parts in sufficient
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detail to serve as the basis for progress payments during
performance of the Work. Such prices will include an
appropriate amount of overhead and profit applicable to
each item of Work.
C. Evidence of Insurance: The Contractor
shall submit three copies of its insurance certificate
simultaneous with submittal of his executed Contract
Documents. The Contractor may use the "Accord Form"
for the Certificate of Insurance. Contractor shall review
"Accord Form" before forwarding to the Engineer.
2.6 Pre -Construction Conference
A. Within 20 days after the Contract Time
starts to run, but before any Work at the Site is started, a
conference attended by Contractor, Engineer, and others as
appropriate will be held to establish a Working
understanding among the parties as to the Work and to
discuss the schedules referred to in Article 2.5,
Paragraph B., procedures for handling Shop Drawings and
other submittals, processing Applications for Payment, and
maintaining required records.
2.7 Initial Acceptance of Schedules
A. Unless otherwise provided in the Contract
Documents, at least ten days before submission of the first
Partial Payment Estimate a conference attended by
Contractor, Engineer, and others as appropriate will be held
to review for acceptability to Engineer as provided below
the schedules submitted in accordance with Article 2.5,
Paragraph B. Contractor shall have an additional ten days
to make corrections and adjustments and to complete and
resubmit the schedules. No progress payment shall be
made to Contractor until acceptable schedules are
submitted to Engineer.
B. The progress schedule will be acceptable
to Engineer if it provides an orderly progression of the
Work to completion within any specified Milestones and
the Contract Times. Such Acceptance will not impose on
Engineer responsibility or the progress schedule, for
sequencing, scheduling, or progress of the Work nor
interfere with or relieve Contractor from Contractor's full
responsibility therefor.
C. Contractor's schedule of shop drawing
and sample submittals will be acceptable to Engineer if it
provides a Workable arrangement for reviewing and
processing the required submittals.
D. Contractor's schedule of values will be
acceptable to Engineer as to form and substance if it
provides a reasonable allocation of the Contract Price to
component parts of the Work.
2.8 Award
A. The award of the Contract, if it is
awarded, will be to the lowest responsive, responsible
bidder whose qualifications indicate the award will be in
the best interest of the Owner and whose Bid complies with
all the prescribed requirements. Notice of Award will not
be given until the Owner has concluded such investigations
as deemed necessary to establish the responsibility,
qualifications, and financial ability of the bidders to
execute the Work in accordance with the Contract
Documents to the satisfaction of the Owner within the time
prescribed. The Owner reserves the right to reject the Bid
of any bidder who does not pass such investigation to the
Owner's satisfaction. In analyzing Bids, the Owner may
take into consideration alternates and unit prices, if
requested in the Bid form. If the Contract is awarded, the
Owner will give the successful bidder a Notice of Award
within 90 days after the opening of Bids.
ARTICLE 3.0 — CONTRACT DOCUMENTS:
INTENT, AMENDING, REUSE
3.1 Intent
A. The Contract Documents are
complementary; what is called for by one is as binding as if
called for by all.
B. It is the intent of the Contract Documents
to describe a functionally complete Project (or part thereof)
to be constructed in accordance with the Contract
Documents. Any labor, documentation, services, materials,
or equipment that may reasonably be inferred from the
Contract Documents or from prevailing custom or trade
usage as being required to produce the intended result will
be provided whether or not specifically called for at no
additional cost to Owner.
C. Clarifications and interpretations of the
Contract Documents shall be issued by Engineer as
provided in Article 9.0.
3.2 Reference Standards
A. Standards, Specifications, Codes, Laws,
and Regulations:
1. Reference to standards,
Specifications, manuals, or codes of any technical society,
organization, or association, or to laws or regulations,
whether such reference be specific or by implication, shall
mean the standard, specification, manual, code, or laws or
regulations in effect at the time of opening of Bids (or on
the effective date of the Agreement if there were no Bids),
except as may be otherwise specifically stated in the
Contract Documents.
2. No provision of any such standard,
specification, manual or code, or any instruction of a
Supplier shall be effective to change the duties or
responsibilities of Owner, Contractor, or Engineer, or any
of their Subcontractors, consultants, agents, or employees
from those set forth in the Contract Documents, nor shall
any such provision or instruction be effective to assign to
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Owner, Engineer, or any of Engineer's Consultants, agents,
or employees any duty or authority to supervise or direct
the performance of the Work or any duty or authority to
undertake responsibility inconsistent with the provisions of
the Contract Documents.
3.3 Reporting and Resolving Discrepancies
A. Reporting Discrepancies: If, during the
performance of the Work, Contractor discovers any
conflict, error, ambiguity, or discrepancy within the
Contract Documents or between the Contract Documents
and any provision of any law or regulation applicable to the
performance of the Work or of any standard, specification,
manual or code, or of any instruction of any Supplier,
Contractor shall report it to Engineer in writing at once.
Contractor shall not proceed with the Work affected
thereby (except in an emergency as required by Article
6.16, Paragraph A.) until an amendment or supplement to
the Contract Documents has been issued by one of the
methods indicated in Article 3.4; provided, however, that
Contractor shall not be liable to Owner or Engineer for
failure to report any such conflict, error, ambiguity, or
discrepancy unless Contractor knew or reasonably should
have know thereof.
B. Resolving Discrepancies: Except as may
be otherwise specifically stated in the Contract Documents,
the provisions of the Contract Documents shall take
precedence in resolving any conflict, error, ambiguity, or
discrepancy between the provisions of the Contract
Documents and:
1. The provisions of any standard,
specification, manual, code, or instruction (whether or not
specifically incorporated by reference in the Contract
Documents) or
2. The provisions of any laws or
regulations applicable to the performance of the Work
(unless such an interpretation of the provisions of the
Contract Documents would result in violation of such law
or regulation).
3.4 Amending and Supplementing Contract
Documents
A. The Contract Documents may be
amended to provide for additions, deletions, and revisions
in the Work or to modify the terms and conditions thereof
in one or more of the following ways: (i) a Written
Amendment; (ii) a Change Order; or (iii) a Work Change
Directive.
3.5 Reuse of Documents
A. Contractor and any Subcontractor or
Supplier or other individual or entity performing or
furnishing any of the Work under a direct or indirect
contract with Owner: (i) shall not have or acquire any title
in or ownership rights in any of the Drawings,
Specifications, or other documents (or copies of any
thereof) prepared by or bearing the seal of Engineer or
Engineer's Consultant, including electronic media editions;
and (ii) shall not reuse any of such Drawings,
Specifications, other documents, or copies thereof on
extensions of the Project or any other project without
written consent of Owner and Engineer and specific written
verification or adoption by Engineer. This prohibition will
survive final payment, completion, and Acceptance of the
Work, or termination or completion of the Contract.
Nothing herein shall preclude Contractor from retaining
copies of the Contract Documents for record purposes.
ARTICLE 4.0 — AVAILABILITY OF LANDS;
SUBSURFACE AND PHYSICAL CONDITIONS;
REFERENCE POINTS
4.1 Availability of Lands
A. Owner shall furnish the Site. Owner shall
notify Contractor of any encumbrances or restrictions not
of general application but specifically related to use of the
Site with which Contractor must comply in performing the
Work. Owner will obtain in a timely manner and pay for
easements for permanent structures or permanent changes
in existing facilities. If Contractor and Owner are unable to
agree on entitlement to or on the amount or extent, if any,
of any adjustment in the Contract Price or Times, or both,
as a result of any delay in Owner's furnishing the Site,
Contractor may make a Claim therefor as provided in
Article 10.5.
B. Upon reasonable written request, Owner
shall furnish Contractor with a current statement of record
legal title and legal description of the lands upon which the
Work is to be performed and Owner's interest therein as
necessary for giving notice of or filing a mechanic's or
construction lien against such lands in accordance with
applicable Laws and Regulations.
C. Contractor shall provide for all additional
lands and access thereto that may be required for temporary
construction facilities or storage of materials and
equipment.
4.2 Subsurface and Physical Conditions
B. The requirements of the Contract A. Any testing reports or Drawings which
Documents may be supplemented and minor variations and are available or have been relied upon for this Project are
deviations in the Work may be authorized by one or more identified or included in the Site Work sections of this
of the following ways: (i) a Field Order; or (ii) Engineer's specification.
written interpretation or clarification. B. Limited Reliance by Contractor on
Technical Data Authorized: Contractor may rely upon the
general accuracy of the technical data. Except for such
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reliance on such technical data, Contractor may not rely
upon or make any Claim against Owner, Engineer, or any
of Engineer's Consultants with respect to:
1. The completeness of such reports
and Drawings for Contractor's purposes, including, but not
limited to, any aspects of the means, methods, techniques,
sequences, and procedures of construction to be employed
by Contractor, and safety precautions and programs
incident thereto; or
2. Other data, interpretations,
opinions, and information contained in such reports or
shown or indicated in such Drawings; or
3. Any Contractor interpretation of
or conclusion drawn from any "technical data" or any such
other data, interpretations, opinion, or information.
4.3 Differing Subsurface or Physical Conditions
A. Notice: If Contractor believes that any
subsurface or physical condition at or contiguous to the Site
that is uncovered or revealed either:
1. Is of such a nature as to establish
that any "technical data" on which Contractor is entitled to
rely as provided in Article 4.2 is materially inaccurate; or
2. Is of such a nature as to require a
change in the Contract Documents; or
3. Differs materially from that shown
or indicated in the Contract Documents; or
4. Is of an unusual nature, and differs
materially from condition ordinarily encountered and
generally recognized as inherent in Work of the character
provided for in the Contract Documents:
Then Contractor shall, after becoming
aware thereof and before further disturbing the subsurface
or physical conditions or performing any Work in
connection therewith (except in an emergency as required
by Article 6.16, Paragraph A.), notify Owner and Engineer
in writing about such condition. Contractor shall not
further disturb such condition or perform any Work in
connection therewith (except as aforesaid) until receipt of
written order to do so.
B. Engineer's Review: After receipt of
Written Notice as required by Article 4.3, Paragraph A.
Engineer will promptly review the pertinent condition,
determine the necessity of Owner's obtaining additional
exploration or tests with respect thereto, and advise Owner
in writing (with a copy to Contractor) of Engineer's
findings and conclusions.
the existence of such differing subsurface or physical
condition causes an increase or decrease in Contractor's
cost of, or time required for, performance of the Work;
subject, however, to the following:
a. Such condition must meet
any one or more of the categories described in Article 4.3,
Paragraph A.; and
b. With respect to Work that
is paid for on a unit price basis, any adjustment in Contract
Price will be subject to the provisions of Articles 9.8 and
11.3.
2. Contractor shall not be entitled to
any adjustment in the Contract Price or Contract Times if:
a. Contractor knew of the
existence of such conditions at the time Contractor made a
final commitment to Owner in respect of Contract Price
and Contract Times by the submission of a Bid or
becoming bound under a negotiated Contract; or
b. The existence of such
condition could reasonably have been discovered or
revealed as a result of any examination, investigation,
exploration, test, or study of the Site and contiguous areas
required by the Bidding Requirements or Contract
Documents to be conducted by or for Contractor prior to
Contractor's making such final commitment; or
C. Contractor failed to give
the Written Notice within the time and as required by
Article 4.3, Paragraph A.
3. If Owner and Contractor are
unable to agree on entitlement to or on the amount or
extent, if any, of any adjustment in the Contract Price or
Contract Times, or both, a Claim may be made therefor as
provided in Article 10.5. However, Owner, Engineer, and
Engineer's Consultants shall not be liable to Contractor for
any claims, costs, losses, or damages (including but not
limited to all fees and charges of Engineers, architects,
attorneys, and other professionals and all court or
arbitration or other dispute resolution costs) sustained by
Contractor on or in connection with any other Project or
anticipated Project.
4.4 Underground Facilities
A. Shown or Indicated: The information and
data shown or indicated in the Contract Documents with
respect to existing underground facilities at or contiguous
to the Site is based on information and data furnished to
Owner or Engineer by the Owners of such underground
facilities, including Owner, or by others.
1. Owner and Engineer shall not be
C. Possible Price and Time Adjustments: responsible for the accuracy or completeness of any such
information or data; and
1. The Contract Price or the Contract
Times, or both, will be equitably adjusted to the extent that
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2. The cost of all of the following
will be included in the Contract Price, and Contractor shall
have full responsibility for:
a. Reviewing and checking
all such information and data.
b. Locating all underground
facilities shown or indicated in the Contract Documents.
C. Coordination of the Work
with the Owners of such underground facilities, including
Owner, during construction, and
d. The safety and protection
of all such underground facilities and repairing any damage
thereto resulting from the Work.
B. Not Shown or Indicated:
1. If an Underground Facility is
uncovered or revealed at or contiguous to the Site which
was not shown or indicated, or not shown or indicated with
reasonable accuracy in the Contract Documents, Contractor
shall, promptly after becoming aware thereof and before
further disturbing conditions affected thereby or performing
any Work in connection therewith (except in an emergency
as required by Article 6.16, Paragraph A.), identify the
owner of such Underground Facility and give Written
Notice to that owner and to Owner and Engineer. Engineer
will promptly review the Underground Facility and
determine the extent, if any, to which a change is required
in the Contract Documents to reflect and document the
consequences of the existence or location of the
Underground Facility. During such time, Contractor shall
be responsible for the safety and protection of such
Underground Facility.
2. If Engineer concludes that a
change in the Contract Documents is required, a Work
Change Directive or a Change Order will be issued to
reflect and document such consequences. An equitable
adjustment shall be made in the Contract Price or Contract
Times, or both, to the extent that they are attributable to the
existence or location of any Underground Facility that was
not shown or indicated or not shown or indicated with
reasonable accuracy in the Contract Documents and that
Contractor did not know of and could not reasonably have
been expected to be aware of or to have anticipated. If
Owner and Contractor are unable to agree on entitlement to
or on the amount or extent, if any, of any such adjustment
in Contract Price or Contract Times, Owner or Contractor
may make a Claim therefor as provided in Article 10.5.
4.5 Reference Points
A. Owner shall provide engineering surveys
to establish reference points for construction which in
Engineer's judgment are necessary to enable Contractor to
proceed with the Work. Contractor shall be responsible for
laying out the Work, shall protect and preserve the
established reference points and property monuments, and
shall make no changes or relocations without the prior
written approval of Owner. Contractor shall report to
Engineer whenever any reference point or property
monument is lost or destroyed or required relocation
because of necessary changes in grades or locations, and
shall be responsible for the accurate replacement or
relocation of such reference points or property monuments
by professionally qualified personnel.
4.6 Hazardous Environmental Condition at Site
A. Reports and Drawings: Reference is
made to these General Conditions for the identification of
those reports and Drawings relating to a Hazardous
Environmental Condition identified at the Site, if any, that
have been utilized by the Engineer in the preparation of the
Contract Documents.
B. Limited Reliance by Contractor on
Technical Data Authorized: Contractor may rely upon the
general accuracy of the technical data contained in such
reports and Drawings, but such reports and Drawings are
not Contract Documents. Except for such reliance on such
"technical data", Contractor may not rely upon or make any
Claim against Owner, Engineer or any of Engineer's
Consultants with respect to:
1. The completeness of such reports
and Drawings for Contractor's purposes, including, but not
limited to, any aspects of the means, methods, techniques,
sequences and procedures of construction to be employed
by Contractor and safety precautions and programs incident
thereto; or
2. Other data, interpretations,
opinions and information contained in such reports or
shown or indicated in such Drawings; or
3. Any Contractor interpretation of
or conclusion drawn from any "technical data" or any such
other data, interpretations, opinions, or information.
C. Contractor shall not be responsible for
any Hazardous Environmental Condition uncovered or
revealed at the Site which was not shown or indicated in
Drawings or Specifications or identified in the Contract
Documents to be within the scope of the Work. Contractor
shall be responsible for a Hazardous Environmental
Condition created with any materials brought to the Site by
Contractor, Subcontractors, Suppliers, or anyone else for
whom Contractor is responsible.
D. If Contractor encounters a Hazardous
Envirom-nental Condition or if Contractor or anyone for
whom Contractor is responsible creates a Hazardous
Envirom-nental Condition, Contractor shall immediately:
(i) secure or otherwise isolate such condition; (ii) stop all
Work in connection with such condition and in any area
affected thereby (except in an emergency as required by
Article 6.16); and (iii) notify Owner and Engineer (and
promptly thereafter confirm such notice in writing). Owner
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shall promptly consult with Engineer concerning the
necessity for Owner to retain a qualified expert to evaluate
such condition or take corrective action, if any.
E. Contractor shall not be required to resume
Work in connection with such condition or in any affected
area until after Owner has obtained any required permits
related thereto and delivered to Contractor Written Notice:
(i) specifying that such condition and any affected area is or
has been rendered safe for the resumption of Work; or
(ii) specifying any special conditions under which such
Work may be resumed safely. If Owner and Contractor
cannot agree as to entitlement to or on the amount or
extent, if any, of any adjustment in Contract Price or
Contract Times, or both, as a result of such Work stoppage
or such special conditions under which Work is agreed to
be resumed by Contractor, either party may make a Claim
therefor as provided in Article 10.5.
F. If after receipt of such Written Notice
Contractor does not agree to resume such Work based on a
reasonable belief it is unsafe, or does not agree to resume
such Work under such special conditions, then Owner may
order the portion of the Work that is in the area affected by
such condition to be deleted from the Work. If Owner and
Contractor cannot agree as to entitlement to or on the
amount or extent, if any, of an adjustment in Contract Price
or Contract Times as a result of deleting such portion of the
Work, then either party may make a Claim therefor as
provided in Article 10.5. Owner may have such deleted
portion of the Work performed by Owner's own forces or
others in accordance with Article 7.0.
G. To the fullest extent permitted by Laws
and Regulations, Owner shall indemnify and hold harmless
Contractor, Subcontractors, Engineer, Engineer's
Consultants and the officers, directors, partners, employees,
agents, other consultants, and Subcontractors of each and
any of them from and against all claims, costs, losses, and
damages (including but not limited to all fees and charges
of Engineers, architects, attorneys, and other professionals
and all court or arbitration or other dispute resolution costs)
arising out of or relating to a Hazardous Environmental
Condition, provided that such Hazardous Environmental
Condition: (i) was not shown or indicated in the Drawings
or Specifications or identified in the Contract Documents to
be included within the scope of the Work, and (ii) was not
created by Contractor or by anyone for whom Contractor is
responsible. Nothing in this Article 4.6 shall obligate
Owner to indemnify any individual or entity from and
against the consequences of that individual's or entity's
own negligence.
H. To the fullest extent permitted by Laws
and Regulations, Contractor shall indemnify and hold
harmless Owner, Engineer, Engineer's Consultants, and the
officers, directors, partners, employees, agents, other
consultants, and Subcontractors of each and any of them
from and against all claims, costs, losses, and damages
(including but not limited to all fees and charges of
engineers, architects, attorneys, and other professionals and
all court of arbitration or other dispute resolution costs)
arising out of or relating to a Hazardous Envirom-nental
Condition created by Contractor or by anyone for whom
Contractor is responsible. Nothing in this Article 4.6,
Paragraph H. shall obligate Contractor to indemnify any
individual or entity from and against the consequences of
that individual's or entity's own negligence.
1. The provisions of Articles 4.2, 4.3,
and 4.4 are not intended to apply to a Hazardous
Environmental Condition uncovered or revealed at the Site.
ARTICLE 5.0 — BONDS AND INSURANCE
5.1 Performance and Payment Bonds
A. Concurrent with execution of the
Agreement and within ten days of the Notice of Award, the
successful Contractor shall procure, execute, and deliver to
the Owner and maintain, at his own cost and expense, the
following Bonds, in the forms attached, of a surety
company approved by the state in which the Work is being
performed as a Surety:
1. Performance Bond in an amount
not less than 100% of the total amount payable to the
Contractor by the terns of the Contract as security for the
faithful performance of the Work. Bond must be valid until
one year after the date of issuance of the Certificate of
Substantial Completion.
2. Payment Bond in an amount not
less than 100% of the total amount payable to the
Contractor by the terms of the Contract as security for the
payment of all persons performing labor and furnishing
material in connection with the Work. Bond must be valid
until one year after the date of issuance of the Certificate of
Substantial Completion.
B. All Bonds signed by an agent must be
accompanied by a certified copy of the authority to act.
Bonds shall be executed by such sureties as are named in
the current list of "Companies Holding Certificates of
Authority as Acceptable Sureties on Federal Bonds and as
Acceptable Reinsuring Companies" as published in
Circular 570 (amended) by the Audit Staff, Bureau of
Government Financial Operations, U.S. Treasury
Department.
C. If the surety on any bond furnished by the
Contractor is declared bankrupt or becomes insolvent or its
right to do business in the state in which the Work is being
performed is revoked, the Contractor shall, within ten days
thereafter, substitute another bond or surety, both of which
shall be acceptable to the Owner.
5.2 Insurance Requirements
A. Wherever in this Article the terms "The
Insured" and "Owner" occur with respect to coverage in a
policy, it shall mean the Owner and its agent and agencies,
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all municipalities where Work is being performed under the
Contract, the Engineer, and any other parties specifically
designated herein, who shall be named as insured in each
policy issued. The insurance policies required herein shall
not contain any Third Party Beneficiary Exclusion.
1. The Contractor shall not
commence Work under the Contract until he has obtained
all insurance required under this Article and such insurance
has been approved by the Owner, nor shall the Contractor
allow any Subcontractor to commence Work on his
subcontract until all similar insurance required of the
Subcontractor has been so obtained and approved.
2. Provision of some types of
insurance by a Subcontractor may be waived, at the option
of the Owner, where it is deemed that adequate coverage is
provided by the Contractor's insurance. Subcontractors
must, in all cases, provide Workmen's Compensation and
Employer's Liability Insurance and Motor Vehicle Liability
Insurance.
3. Contractor will make available to
the Engineer, upon request, a copy of his certificates of
insurance. Certificates must indicate type and amounts for
each coverage required.
4. Should any of the described
policies be cancelled before the expiration date thereof, the
Contractor shall mail 30 days Written Notice to the
certificate holder, provided this cancellation falls within the
life of the Contract.
5. The insurance carrier shall notify
each of the insured of the filing of any claims within 30
days of the filing of such Claim.
B. The Contractor shall, at his own cost, take
out and maintain during the life of this Contract such
Bodily Injury, Property Damage and Builders Risk
Insurance as will protect him, the Insured, and any
Subcontractor performing Work covered by this Contract
from claims of any character for property damage or bodily
injury, including death, and demands, suits, actions,
recoveries and judgments against the Insured therefore, for
which the Insured shall be or may become liable; which
may arise from operations under this Contract whether such
operations be by himself or by a Subcontractor or by
anyone directly or indirectly employed by either of them,
and as will also cover the contingent liability of The
Insured, if any, which may arise from said operations under
this Contract. The amounts of such insurance shall be as
follows:
1. Bodily Injury Liability: For
liability for bodily injury, including accidental or wrongful
death, $1,000,000 for any one person and, subject to the
same limit for each person, $1,000,000 on account of any
one accident, subject to an aggregate limit of not less than
$2,000,000. Such insurance shall contain provisions that
the aggregate limit applies separately to this Project.
2. Property Damage Liability: For
liability for property damage, $1,000,000 on account of any
one accident, and $1,000,000 on account of all accidents,
subject to an aggregate limit of not less than $2,000,000.
Such insurance shall contain provisions that the aggregate
limit applies separately to this Project.
3. Builders Risk or Fire and
Extended Coverage: For fire and extended coverage,
including vandalism and malicious mischief, an amount
sufficient to cover the cost of replacement of Contractor's
Work.
Insurance policies shall provide for
reinstatement of full coverage after payment of any Claim.
C. The following types of insurance shall be
provided:
1. Workmen's Compensation and
Employer's Liability Insurance: The Contractor shall take
out and maintain during the life of this Contract,
Workmen's Compensation and Employer's Liability
Insurance for all of his employees, employees employed at
the Site, and in case any Work is sublet, the Contractor
shall require the Subcontractor similarly to provide
Workmen's Compensation and Employer's Liability
insurance for all employees of the latter unless such
employees are covered by the protection afforded by the
Contractor.
2. Contractor's Commercial General
Liability: Liability for Contractor's bodily injury insurance
shall be in the amounts specified in Article 5.2,
hereinbefore.
3. Contractor's Contractual Bodily
Injury Insurance: Liability for Contractor's Contractual
Bodily Injury Insurance shall be in the amount specified in
Article 5.2, hereinbefore.
4. Contractor's Property Damage
Insurance: Liability for Contractor's Property Damage
Insurance shall be in the amount specified in Article 5.2,
hereinbefore.
5. Contractor's Contractual Property
Damage Insurance: Liability for Contractor's Contractual
Property Damage Insurance shall be in the amounts
specified in Article 5.2, hereinbefore.
6. Motor Vehicle Liability Insurance:
a. Bodily Injury Insurance
covering the operation of all motor vehicles owned by the
Contractor, or used by the Contractor in the prosecution of
the Work under the Contract, shall be in the amount
specified in Article 5.2, hereinbefore.
b. Property Damage
Insurance covering the operation of all motor vehicles
owned by the Contractor, or used by the Contractor in the
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prosecution of the Work under the Contract, shall be in the
amount specified in Article 5.2, hereinbefore.
7. Special Hazards Insurance:
Bodily Injury and Property Damage Insurance shall be in
the amount specified in Article 5.2, hereinbefore when
bodily injury and property damage results from the
following special hazards:
a. Blasting and explosion.
b. Collapse of or structural
injury to any structure due to the Contractor's operations
C. Damage to underground
structures, pipes, or conduits.
8. Fire and Extended Coverage
Insurance: Builder's Risk (fire and extended coverage,
including vandalism and malicious mischief) Insurance for
the life of the Contract upon all Work in place, or materials
at the Site, or both, shall be in the amount specified in
Article 5.2, hereinbefore.
9. Completed Operation Hazards
Insurance: Completed Operations Hazards Insurance is to
be provided for all the named insured in the amounts set
forth in Article 5.2, hereinbefore. The intent of this Article
is to provide coverage to all of the named insureds for one
year for any and all claims which may arise from
operations under this Contract.
D. If any of the property and casualty
insurance requirements are not complied with at their
renewal dates, payments to the Contractor will be withheld
until these requirements have been met, or at the option of
the Owner, the Owner may pay the renewal premiums and
withhold such payments from any monies due to the
Contractor.
E. In the event that claims in excess of the
insured amounts provided herein are filed by reason of any
operations under the Contract, the amount of excess of such
claims, or any portion thereof, may be withheld from
payment due or to become due the Contractor until such
time as the Contractor shall furnish such additional security
covering such claims as may be determined by the Owner.
F. All policies and certificates of insurance
of the Contractor shall contain the following provisions:
1. Insurers shall have no right of
recovery or subrogation against the Owner and its agents
and agencies and the Engineer, it being the intention of the
parties that the insurance policies so affected shall protect
both parties and be primary coverage for any and all losses
covered by the above-described insurance.
2. The insurance required of
Contractor shall be primary and non-contributory to any
other insurance which may be available as respects this
Project.
3. The insurance companies issuing
the policy or policies shall have no recourse against the
Owner and its agents and agencies and the Engineer, for the
payment of any premiums or for assessments under any
form of policy.
4. Any and all deductibles in the
above-described insurance policies shall be assumed by and
be for the amount of, and at the sole risk of the Contractor.
G. Contractor shall add Owner and Engineer
as additional insureds under all applicable policies of
insurance called for in this Agreement.
ARTICLE 6.0 — CONTRACTOR'S
RESPONSIBILITIES
6.1 Supervision and Superintendence
A. Contractor shall supervise, inspect, and
direct the Work competently and efficiently, devoting such
attention thereto and applying such skills and expertise as
may be necessary to perforin the Work in accordance with
the Contract Documents. Contractor shall be solely
responsible for the means, methods, techniques, sequences,
and procedures of construction, but Contractor shall not be
responsible for the negligence of Owner or Engineer in the
design or specification of a specific means, method,
technique, sequence, or procedure of construction which is
shown or indicated in and expressly required by the
Contract Documents. Contractor shall be responsible to see
that the completed Work complies accurately with the
Contract Documents.
B. At all times during the progress of the
Work, Contractor shall assign a competent resident
superintendent thereto who shall not be replaced without
Written Notice to Owner and Engineer except under
extraordinary circumstances. The superintendent will be
Contractor's representative at the Site and shall have
authority to act on behalf of Contractor. All
communications given to or received from the
superintendent shall be binding on Contractor.
6.2 Labor; Working Hours
A. Contractor shall provide competent,
suitably qualified personnel to survey, lay out, and
construct the Work as required by the Contract Documents.
Contractor shall at all times maintain good discipline and
order at the Site.
B. Except as otherwise required for the
safety or protection of persons or the Work or property at
the Site or adjacent thereto, and except as otherwise stated
in the Contract Documents, all Work at the Site shall be
performed during regular Working hours, and Contractor
will not permit overtime Work or the performance of Work
on Saturday, Sunday, or any legal holiday without a
minimum 48 hour Written Notice to Engineer. Nothing
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contained herein shall be construed as a waiver of
Contractor's duty to meet all Contract Times set forth in the
Contract Documents.
6.3 Services, Materials, and Equipment
A. Unless otherwise as specified in the
General Requirements, Contractor shall provide and
assume full responsibility for all services, materials,
equipment, labor, transportation, construction equipment
and machinery, tools, appliances, fuel, power, light, heat,
telephone, water, sanitary facilities, temporary facilities,
and all other facilities and incidentals necessary for the
performance, testing, startup, and completion of the Work.
B. All materials and equipment incorporated
into the Work shall be as specified or, if not specified, shall
be of good quality and new, except as otherwise provided
in the Contract Documents. All warranties and guarantees
specifically called for by the Specifications shall expressly
run to the benefit of Owner. If required by Engineer,
Contractor shall furnish satisfactory evidence (including
reports of required tests) as to the source, kind, and quality
of materials and equipment. All materials and equipment
shall be stored, applied, installed, connected, erected,
protected, used, cleaned, and conditioned in accordance
with instructions of the applicable Supplier, except as
otherwise may be provided in the Contract Documents.
6.4 Progress Schedule
A. Contractor shall adhere to the progress
schedule established in accordance with Article 2.7 as it
may be adjusted from time to time as provided below.
1. Contractor shall submit to
Engineer for Acceptance (to the extent indicated in Article
2.7) proposed adjustments in the progress schedule that will
not result in changing the Contract times (or Milestones).
Such adjustments will conform generally to the progress
schedule then in effect and additionally will comply with
any provisions of the General Requirements applicable
thereto.
2. Proposed adjustments in the
progress schedule that will change the Contract Times (or
Milestones) shall be submitted in accordance with the
requirements of Article 12.0. Such adjustments may only
be made by a Change Order or Written Amendment in
accordance with Article 12.0.
6.5 Substitutes and "Or -Equals"
A. Whenever an item of material or
equipment is specified or described in the Contract
Documents by using the name of a proprietary item or the
name of a particular Supplier, the specification or
description is intended to establish the type, function,
appearance, and quality required. Unless the specification
or description contains or is followed by words reading that
no like, equivalent, or "or -equal" item, equipment or
material, or equipment of other Suppliers may be submitted
to Engineer for review under the circumstances described
below.
1. "Or -Equal" Items: If, in
Engineer's sole discretion, an item of material or
equipment proposed by Contractor is functionally equal to
that named and sufficiently similar so that no change in
related Work will be required, it may be considered by
Engineer as an "or -equal" item; in which case, review and
approval of the proposed item may, in Engineer's sole
discretion, be accomplished without compliance with some
or all of the requirements for approval of proposed
substitute items. For purposes of this Article 6.5,
Paragraph A.1., a proposed item of material or equipment
will be considered functionally equal to an item so named
if:
a. In the exercise of
reasonable judgment Engineer determines that: (i) it is at
least equal in quality durability, appearance, strength, and
design characteristics; (ii) it will reliably perform at least
equally well the function imposed by the design concept of
the completed Project as a functioning whole, and;
b. Contractor certifies that: (i)
there is no increase in cost to the Owner; and (ii) it will
conform substantially, even with deviations, to the detailed
requirements of the item named in the Contract Documents.
2. Substitute Items:
a. If in Engineer's sole
discretion an item of material or equipment proposed by
Contractor does not qualify as an "or -equal" item under
Article 6.5, Paragraph A.1., it will be considered a
proposed substitute item.
b. Contractor shall submit
sufficient information as provided below to allow Engineer
to determine that the item of material or equipment
proposed is essentially equivalent to that named and an
acceptable substitute items of material or equipment will
not be accepted by Engineer from anyone other than
Contractor.
C. The procedure for review
by Engineer will be as set forth in Article 6.5, Paragraph
A.2.d., as supplemented in the General Requirements and
as Engineer may decide is appropriate under the
circumstances.
d. Contractor shall first make
written application to Engineer for review of a proposed
substitute item of material or equipment that Contractor
seeks to furnish or use. The application shall certify that
the proposed substitute item will perform adequately the
functions and achieve the results called for by the general
design, be similar in substance to that specified, and be
suited to the same use as that specified. The application
will state the extent, if any, to which the use of the
proposed substitute item will prejudice Contractor's
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achievement of Substantial Completion on time, whether or
not use of a proposed substitute item in the Work will
require a change in any of the Contract Documents (or in
the provisions of any other direct Contract with Owner for
Work on the Project) to adapt the design to the proposed
substitute item and whether or not incorporation or use of
the proposed substitute item in connection with the Work is
subject to payment of any license fee or royalty. All
variations of the proposed substitute item from that
specified will be identified in the application, and available
engineering, sales, maintenance, repair, and replacement
services will be indicated. The application will also contain
an itemized estimate of all costs or credits that will result
directly or indirectly from use of such substitute item,
including costs of redesign and claims of other Contractors
affected by any resulting change, all of which will be
considered by Engineer in evaluating the proposed
substitute item. Engineer may require Contractor to furnish
additional data about the proposed substitute item.
B. Substitute Construction Methods or
Procedures: If a specific means, method, technique,
sequence, or procedure of construction is shown or
indicated in and expressly required by the Contract
Documents, Contractor may furnish or utilize a substitute
means, method, technique, sequence, or procedure of
construction approved by Engineer. Contractor shall
submit sufficient information to allow Engineer, in
Engineer's sole discretion, to determine that the substitute
proposed is equivalent to that expressly called for by the
Contract Documents. The procedure for review by
Engineer will be similar to that provided in Article 6.5,
Paragraph A.2.
C. Engineer's Evaluation: Engineer will be
allowed a reasonable time within which to evaluate each
proposal or submittal made pursuant to Article 6.5,
Paragraph A. and Paragraph B. Engineer will be the sole
judge of acceptability. No "or -equal" or substitute will be
ordered, installed or utilized until Engineer's review is
complete, which will be evidenced by either a Change
Order for a substitute or an approved shop drawing for an
"or equal". Engineer will advise Contractor in writing of
any negative determination.
D. Special Guarantee: Owner may require
Contractor to furnish at Contractor's expense a special
performance guarantee or other surety with respect to any
substitute.
E. Engineer's Cost Reimbursement:
Engineer will record time required by Engineer and
Engineer's Consultants in evaluating substitutes proposed
or submitted by Contractor pursuant to Article 6.5,
Paragraph A.2. and Paragraph B. and in making changes in
the Contract Documents (or in the provisions of any other
direct Contract with Owner for Work on the Project)
occasioned thereby. Whether or not Engineer approves a
substitute item so proposed or submitted by Contractor,
Contractor shall reimburse Owner for the charges of
Engineer and Engineer's Consultants for evaluating each
such proposed substitute.
F. Contractor's Expense: Contractor shall
provide all data in support of any proposed substitute or
"or -equal" at Contractor's expense.
6.6 Concerning Subcontractors, Suppliers, and
Others
A. Contractor shall not employ any
Subcontractor, Supplier, or other individual or entity,
whether initially or as a replacement, against whom Owner
may have reasonable objection. Contractor shall not be
required to employ any Subcontractor, Supplier, or other
individual or entity to furnish or perform any of the Work
against whom Contractor has reasonable objection.
B. Within ten days after Notice of Award has
been issued, the Contractor shall furnish to the Engineer a
list of Subcontractors, Suppliers, or other persons or
organizations that will participate in the Work or furnish
principal items of materials and equipment to be utilized in
the Work. The list shall include the Subcontractors,
Suppliers, or other persons or organizations indicated on
the Bid form. Within ten days after receipt of the list but
prior to the effective date of the Agreement, the Engineer
shall notify the Contractor in writing if the Owner has
reasonable objection to any Subcontractor, Supplier, or
other person or organization on the list. Failure by the
Owner to object to anyone on the list within the specified
time shall constitute Acceptance of the Subcontractor,
Supplier, or other person or organization. Acceptance of a
Subcontractor, Supplier, other person or organization
named shall not constitute a waiver of the requirements of
the Contract Specifications or the right of the Owner or
Engineer to reject defective Work.
If the Owner has a reasonable objection as
described above, the Contractor may either (i) submit an
acceptable substitute without an increase in his Bid price,
or ii) withdraw his Bid without forfeiting his Bid security.
C. Contractor shall be fully responsible to
Owner and Engineer for all acts and omissions of the
Subcontractors, Suppliers, and other individuals or entities
performing or furnishing any of the Work just as
Contractor is responsible for Contractor's own acts and
omissions. Nothing in the Contract Documents shall create
for the benefit of any such Subcontractor, Supplier, or other
individual or entity any contractual relationship between
Owner or Engineer and any such Subcontractor, Supplier or
other individual or entity, nor shall it create any obligation
on the part of Owner or Engineer to pay or to see to the
payment of any moneys due any such Subcontractor,
Supplier, or other individual or entity except as may
otherwise be required by Laws and Regulations. Owner or
Engineer may furnish to any such Subcontractor, Supplier,
or other individual or entity to the extent practicable,
information about amounts paid to Contractor on account
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of Work performed for Contractor by a particular
Subcontractor, Supplier, or other individual or entity.
D. Contractor shall be solely responsible for
scheduling and coordinating the Work of Subcontractors,
Suppliers, and other individuals or entities performing or
furnishing any of the Work under a direct or indirect
Contract with Contractor.
E. Contractor shall require all
Subcontractors, Suppliers, and such other individuals or
entities performing or furnishing any of the Work to
communicate with Engineer through Contractor.
F. The divisions and sections of the
Specifications and the identifications of any Drawings shall
not control Contractor in dividing the Work among
Subcontractors or Suppliers or delineating the Work to be
performed by any specific trade.
G. All Work performed for Contractor by a
Subcontractor shall be pursuant to an appropriate
Agreement between the Contractor and Subcontractor. The
Subcontractor shall not commence Work until the
Contractor has obtained all insurance as required by Article
5.0, inclusive.
H. The Contractor shall not subcontract more
than 50 percent of the Contract Price without prior written
approval of the Owner.
6.7 Patent Fees and Royalties
A. Contractor shall pay all license fees and
royalties and assume all costs incident to the use in the
performance of the Work or the incorporation in the Work
of any invention, design, process, product, or device which
is the subject of patent rights or copyrights held by others.
If a particular invention, design, process, product, or device
is specified in the Contract Documents for use in the
performance of the Work and if to the actual knowledge of
Owner or Engineer its use is subject to patent rights or
copyrights calling for the payment of any license fee or
royalty to others, the existence of such rights shall be
disclosed by Owner in the Contract Documents. To the
fullest extent permitted by Laws and Regulations,
Contractor shall indemnify and hold harmless Owner,
Engineer, Engineer's Consultants, and the officers,
directors, partners, employees or agents, and other
consultants of each and any of them from and against all
claims, costs, losses, and damages (including but not
limited to all fees and charges of Engineers, architects,
attorneys, and other professionals and all court or
arbitration or other dispute resolution costs) arising out of
or relating to any infringement of patent rights or
copyrights incident to the use in the performance of the
Work or resulting from the incorporation in the Work of
any invention, design, process, product, or device not
specified in the Contract Documents.
6.8 Permits
A. Contractor shall obtain and pay for all
construction permits and licenses. Owner shall assist
Contractor, when necessary, in obtaining such permits and
licenses. Contractor shall pay all governmental charges
and inspection fees necessary for the prosecution of the
Work which are applicable at the time of opening of Bids,
or, if there are no Bids, on the effective date of the
Agreement. Contractor shall pay all charges of utility
Owners for connection to the Work.
6.9 Laws and Regulations
A. Contractor shall give all notices and
comply with all Laws and Regulations applicable to the
performance of the Work. Except where otherwise
expressly required by applicable Laws and Regulations,
neither Owner nor Engineer shall be responsible for
monitoring Contractor's compliance with any laws or
regulations.
B. If Contractor observes that the
Specifications or Drawings are at variance with any laws or
regulations, he shall give Engineer prompt Written Notice
thereof. If Contractor performs any Work knowing it to be
contrary to such laws or regulations, and without such
notice to Engineer, he shall bear all costs arising therefrom.
The Contractor shall, at all times, observe and comply with
and shall cause all his agents and employees and all his
Subcontractors to observe and comply with all such
existing and future laws or regulations, and shall protect
and indemnify the Owner and the Engineer and the
municipalities in which Work is being performed, and their
officers and agents against any Claim or liability arising
from or based on the violation of any such law or
regulation, whether by himself or his employees or any of
his Subcontractors.
C. Changes in laws or regulations not known
at the time of opening of Bids (or, on the effective date of
the Agreement if there were no Bids) having an effect on
the cost or time of performance of the Work may be the
subject of an adjustment in Contract Price or Contract
Times. If Owner and Contractor are unable to agree on
entitlement to or on the amount or extent, if any, of any
such adjustment, a Claim may be made therefor as provided
in Article 10.5.
6.10 Taxes
A. Contractor shall pay all sales, consumer,
use, and other similar taxes required to be paid by
Contractor in accordance with the Laws and Regulations of
the place of the Project which are applicable during the
performance of the Work. A listing of sales tax paid for the
period shall be submitted with each progress payment.
6.11 Use of Site and Other Areas
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A. Limitation on Use of Site and Other
Areas:
1. Contractor shall confine
construction equipment, the storage of materials and
equipment, and the operations of Workers to the Site and
other areas permitted by Laws and Regulations, and shall
not unreasonably encumber the Site and other areas with
construction equipment or other materials or equipment.
Contractor shall assume full responsibility for any damage
to any such land or area, or the owner or occupant thereof,
or of any adjacent land or areas resulting from the
performance of the Work.
2. Should any Claim be made by any
such owner or occupant because of the performance of the
Work, Contractor shall promptly settle with such other
party by negotiation or otherwise resolve the Claim by
arbitration or other dispute resolution proceeding or at law.
3. To the fullest extent permitted by
Laws and Regulations, Contractor shall indemnify and hold
harmless Owner, Engineer, Engineer's Consultant, and the
officers, directors, partners, employees, agents, and other
consultants of each and any of them from and against all
claims, costs, losses, and damages (including but not
limited to all fees and charges of Engineers, architects,
attorneys, and other professionals and all court or
arbitration or other dispute resolution costs) arising out of
or relating to any Claim or action, legal or equitable,
brought by any such owner or occupant against Owner,
Engineer, or any other party indemnified hereunder to the
extent caused by or based upon Contractor's performance
of the Work.
B. Removal of Debris During Performance
of the Work: During the progress of the Work Contractor
shall keep the Site and other areas free from accumulations
of waste materials, rubbish, and other debris. Removal and
disposal of such waste materials, rubbish, and other debris
shall conform to applicable Laws and Regulations.
C. Cleaning: Prior to substantial completion
of the Work, Contractor shall clean the Site and make it
ready for utilization by Owner. At the completion of the
Work Contractor shall remove from the Site all tools,
appliances, construction equipment and machinery, and
surplus material and shall restore to original condition all
property not designated for alteration by the Contract
Documents.
D. Loading Structures: Contractor shall not
load nor permit any part of any structure to be loaded in
any manner that will endanger the structure, nor shall
Contractor subject any part of the Work or adjacent
property to stresses or pressures that will endanger it.
6.12 Record Documents
A. Contractor shall maintain in a safe place
at the Site one record copy of all Drawings, Specifications,
Addenda, Written Amendments, Change Orders, Work
Change Directives, Field Orders, and written interpretations
and clarifications in good order and annotated to show
changes made during construction. These record
documents together with all approved Samples and a
counterpart of all approved Shop Drawings will be
available to Engineer for reference. Upon completion of
the Work, these record documents, Samples, and Shop
Drawings will be delivered to Engineer for Owner.
Contractor is advised that failure to furnish the Engineer
with accurate and detailed record drawings shall be reason
for withholding final payment.
6.13 Safety and Protection
A. Contractor shall be solely responsible for
initiating, maintaining, and supervising all safety
precautions and programs in connection with the Work.
Contractor shall take all necessary precautions for the
safety of, and shall provide the necessary protection to
prevent damage, injury, or loss to:
1. All persons on the Site or who
may be affected by the Work;
2. All the Work and materials and
equipment to be incorporated therein, whether in storage on
or off the Site; and
3. Any property referred to in Article
6.13, Paragraph A.2. or A.3 caused, directly or indirectly,
in whole or in part, by Contractor, any Subcontractor,
Supplier, or any other individual or entity directly or
indirectly employed by any of them to perform any of the
Work, or anyone for whose acts any of them may be liable,
shall be remedied by Contractor.
4. Other property at the Site or
adjacent thereto, including trees, shrubs, lawns, walks,
pavements, roadways, structures, utilities, and underground
facilities not designated for removal, relocation, or
replacement in the course of construction.
B. Contractor shall comply with all
applicable Laws and Regulations relating to the safety of
persons or property, or to the protection of persons or
property from damage, injury, or loss; and shall erect and
maintain all necessary safeguards for such safety and
protection. Contractor shall notify owners of adjacent
property and of Underground Facilities and other utility
owners when prosecution of the Work may affect them, and
shall cooperate with them in the protection, removal,
relocation, and replacement of their property. Contractor's
duties and responsibilities for safety and for protection of
the Work shall continue until such time as all the Work is
completed and Engineer has issued a notice to Owner and
Contractor in accordance with Article 14.7, Paragraph B.
that the Work is acceptable (except as otherwise expressly
provided in connection with Substantial Completion).
6.14 Safety Representative
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A. Contractor shall designate a qualified and
experienced safety representative at the Site whose duties
and responsibilities shall be the prevention of accidents and
the maintaining and supervising of safety precautions and
programs.
6.15 Hazard Communication Programs
A. Contractor shall be responsible for
coordinating any exchange of material safety data sheets or
other hazard communication information required to be
made available to or exchanged between or among
employers at the Site in accordance with laws or
regulations.
6.16 Emergencies
A. In the event of emergencies affecting the
safety or protection of persons, the Work or property at the
Site or adjacent thereto, Contractor shall act as necessary to
prevent damage, injury, or loss. Contractor shall give
Engineer prompt Written Notice if Contractor believes that
any significant changes in the Work or variations from the
Contract Documents have been caused thereby or are
required as a result thereof. If Engineer determines that a
change in the Contract Documents is required because of
the action taken by Contractor in response to such an
emergency, a Work Change Directive or Change Order will
be issued.
6.17 Shop Drawings and Samples
A. Contractor shall submit Shop Drawings to
Engineer for review and approval in accordance with the
acceptable schedule of Shop Drawings and Sample
submittals. Contractor shall submit four copies of all Shop
Drawings plus the number required for use by the
Contractor. The data shown on the Shop Drawings will be
complete with respect to quantities, dimensions, specified
performance and design criteria, materials, and similar data
to show Engineer the services, materials, and equipment
Contractor proposes to provide and to enable Engineer to
review the information for the limited purposes required by
Article 6.17,
Paragraph E.
B. Contractor shall also submit Samples to
Engineer for review and approval in accordance with the
acceptable schedule of Shop Drawings and Sample
submittals. Each Sample will be identified clearly as to
material, Supplier, pertinent data such as catalog numbers,
and the use for which intended and otherwise as Engineer
may require to enable Engineer to review the submittal for
the limited purposes required by Article 6.17, Paragraph E.
Contractor shall submit three Samples plus the number
required to be returned to the Contractor for each Sample
required.
Engineer as required by Article 2.7, any related Work
performed prior to Engineer's review and approval of the
pertinent Submittal will be at the sole expense and
responsibility of Contractor.
D. Submittal Procedures:
1. Before submitting each Shop
Drawing or Sample, Contractor shall have determined and
verified:
a. All field measurements,
quantities, dimensions, specified performance criteria,
installation requirements, materials, catalog numbers, and
similar information with respect thereto;
b. All materials with respect
to intended use, fabrication, shipping, handling, storage,
assembly, and installation pertaining to the performance of
the Work;
C. All information relative to
means, methods, techniques, sequences, and procedures of
construction and safety precautions and programs incident
thereto; and
d. Contractor shall also have
reviewed and coordinated each Shop Drawing or Sample
with other Shop Drawings and Samples and with the
requirements of the Work and the Contract Documents.
C. Each Shop Drawing
submitted to the Engineer must be accompanied by a
transmittal which references the applicable section(s) of the
Specifications. In addition, each Shop Drawing shall be
numbered in the order of submittal sequence. All
submittals called for in the Specifications shall be
submitted in the number of copies as follows.
2. Each submittal shall bear a stamp
or specific written indication that Contractor has satisfied
Contractor's obligations under the Contract Documents
with respect to Contractor's review and approval of that
submittal.
3. At the time of each submittal,
Contractor shall give Engineer specific Written Notice of
such variations, if any, that the Shop Drawing or Sample
submitted may have from the requirements of the Contract
Documents, such notice to be in a written communication
separate from the submittal; and, in addition, shall cause a
specific notation to be made on each Shop Drawing and
Sample submitted to Engineer for review and approval of
each such variation.
E. Engineer's Review:
1. Engineer will timely review and
C. Where a Shop Drawing or Sample is approve Shop Drawings and Samples in accordance with
required by the Contract Documents or the schedule of the schedule of Shop Drawings and Sample submittals
Shop Drawings and Sample submittals acceptable to acceptable to Engineer. Engineer's review and approval
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will be only for the limited purpose of checking for
conformance with the information contained in the
Contract Documents and for compatibility with the design
concept of the completed Project as a functioning whole as
indicated by the Contract Documents.
2. Engineer's review and approval
will not extend to means, methods, techniques, sequences,
or procedures of construction (except where a particular
means, method, technique, sequence, or procedure of
construction is specifically and expressly called for by the
Contract Documents) or to safety precautions or programs
incident thereto. The review and approval of a separate
item as such will not indicate approval of the assembly in
which the item functions.
3. Engineer's review and approval of
Shop Drawings or Samples shall not relieve Contractor
from responsibility for any variation from the requirements
of the Contract Documents unless Contractor has in writing
called Engineer's attention to each such variation at the
time of each submittal as required by Article 6.17,
Paragraph D.3., and Engineer has given written approval of
each such variation by specific written notation thereof
incorporated in or accompanying the Shop Drawing or
Sample approval; nor will any approval by Engineer relieve
Contractor from responsibility for complying with the
requirements of Article 6.17, Paragraph D.1.
F. Resubmittal Procedures: Contractor shall
make corrections required by Engineer and shall return the
required number of corrected copies of Shop Drawings and
submit as required new Samples for review and approval.
Contractor shall direct specific attention in writing to
revision other than the corrections called for by Engineer
on previous submittals.
6.18 Continuing the Work
A. Contractor shall carry on the Work and
adhere to the progress schedule during all disputes or
disagreements with Owner. No Work shall be delayed or
postponed pending resolution of any disputes or
disagreements, except as permitted by Article 15.4 or as
Owner and Contractor may otherwise agree in writing.
6.19 Contractor's General Warranty and Guarantee
A. Contractor warrants and guarantees to
Owner, Engineer, and Engineer's Consultants that all Work
will be in accordance with the Contract Documents and
will not be defective. Contractor's warranty and guarantee
hereunder excludes defects or damage caused by:
1. Abuse, modification, or improper
maintenance or operation by persons other than Contractor,
Subcontractors, Suppliers, or any other individual or entity
for whom Contractor is responsible; or
2. Normal wear and tear under
normal usage.
B. Contractor's obligation to perform and
complete the Work in accordance with the Contract
Documents shall be absolute. None of the following will
constitute an Acceptance of Work that is not in accordance
with the Contract Documents or a release of Contractor's
obligation to perform the Work in accordance with the
Contract Documents:
Observations by Engineer;
2. Recommendation by Engineer or
payment by Owner of any progress or final payment;
3. The issuance of a Certificate of
Substantial Completion by Engineer or any payment related
thereto by Owner;
4. Use or occupancy of the Work or
any part thereof by Owner;
5. Any Acceptance by Owner or any
failure to do so;
6. Any review and approval of a
shop drawing or sample submittal or the issuance of a
notice of acceptability by Engineer;
Any inspection, test, or approval
by others;
8. Any correction of defective Work
by Owner, or
9. Any act by the Owner to suspend
or terminate pursuant to Article 15.
6.20 Indemnification
A. To the fullest extent permitted by Laws
and Regulations, Contractor shall indemnify and hold
harmless Owner, Engineer, Engineer's Consultants, and the
officers, directors, partners, employees, agents, and other
consultants and Subcontractors of each and any of them
from and against all claims, costs, losses, and damages
(including but not limited to all fees and charges of
Engineers, architects, attorneys, and other professionals and
all court of arbitration or other dispute resolution costs)
arising out of or relating to the performance of the Work,
provided that any such Claim, cost, loss, or damage:
1. Is attributable to bodily injury,
sickness, disease, or death, or to injury to or destruction of
tangible property (other than the Work itself), including the
loss of use resulting therefrom; and
2. Is caused in whole or in part by
any negligent act or omission of Contractor, any
Subcontractor, any Supplier, or any individual or entity
directly or indirectly employed by any of them to perform
any of the Work or anyone for whose acts any of them may
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be liable, regardless of whether or not caused in part by any
negligence or omission of an individual or entity
indemnified hereunder or whether liability is imposed upon
such indemnified party by Laws and Regulations regardless
of the negligence of any such individual or entity.
B. In any and all claims against Owner or
Engineer or any of their respective consultants, agents,
officers, directors, partners, or employees by any employee
(or the survivor or personal representative of such
employee) of Contractor, any Subcontractor, any Supplier,
or any individual or entity directly or indirectly employed
by any of them to perform any of the Work, or anyone for
whose acts any of them may be liable, the indemnification
obligation under Article 6.20, Paragraph A. shall not be
limited in any way by any limitation on the amount or type
of damages, compensation, or benefits payable by or for
Contractor or any such Subcontractor, Supplier, or other
individual or entity under Workers' compensation acts,
disability benefit acts, or other employee benefit acts.
C. The indemnification obligations of
Contractor under Article 6.20, Paragraph A. shall not
extend to the liability of Engineer and Engineer's
Consultants or to the officers, directors, partners,
employees, agents, and other consultants and
Subcontractors of each and any of them arising out of:
The preparation or approval of, or
the failure to prepare or approve, maps, Drawings,
opinions, reports, surveys, Change Orders, designs, or
Specifications; or
Giving directions or instructions,
or failing to give them, if that is the primary cause of the
injury or damage.
Nothing in the Contract Documents shall
create or give to third parties any Claim or right of action
against the Contractor, the Owner, or the Engineer beyond
such as may legally exist irrespective of the Contract.
ARTICLE 7.0 — OTHER WORK
7.1 Related Work at Site
A. Owner may perform other Work related to
the Project at the Site by Owner's employees, or let other
direct Contracts therefore, or have other Work performance
by utility Owners. If such other Work is not noted in the
Contract Documents, then:
Written notice thereof will be
given to Contractor prior to starting any such other Work;
and
If Owner and Contractor are
unable to agree on entitlement to or on the amount or
extent, if any, of any adjustment in the Contract Price or
Contract Times that should be allowed as a result of such
other Work, a Claim may be made therefor as provided in
Article 10.5.
Contractor shall afford each other
Contractor who is a party to such a direct Contract and each
utility owner (and Owner, if Owner is performing the other
Work with Owner's employees) proper and safe access to
the Site and a reasonable opportunity for the introduction
and storage of materials and equipment and the execution
of such other Work and shall properly coordinate the Work
with theirs. Unless otherwise provided in the Contract
Documents, Contractor shall do all cutting, fitting, and
patching of the Work that may be required to properly
connect or otherwise make its several parts come together
and properly integrate with such other Work. Contractor
shall not endanger any Work of others by cutting,
excavating, or otherwise altering their Work and will only
cut or alter their Work with the written consent of Engineer
and the others whose Work will be affected. The duties
and responsibility of Contractor under this Article are for
the benefit of such utility owners and other contractors to
the extent that there are comparable provisions for the
benefit of Contractor in said direct contracts between
Owner and such utility owners and other contractors.
C. If the proper execution or results of any
part of Contractor's Work depends upon Work performed
by others under this Article 7.0, Contractor shall inspect
such other Work and promptly report to Engineer in writing
any delays, defects, or deficiencies in such other Work that
render it unavailable or unsuitable for the proper execution
and results of Contractor's Work. Contractor's failure to so
report will constitute an Acceptance of such other Work as
fit and proper for integration with Contractor's Work
except for latent defects and deficiencies in such other
Work.
7.2 Coordination
A. If Owner intends to contract with others
for the performance of other Work on the Project at the
Site, the following will be set forth:
The individual or entity who will
have authority and responsibility for coordination of the
activities among the various contractors will be identified;
2. The specific matters to be covered
by such authority and responsibility will be itemized; and
3. The extent of such authority and
responsibilities will be provided.
B. Owner shall have sole authority and
responsibility for such coordination.
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ARTICLE 8.0 — OWNER'S RESPONSIBILITIES
8.1 Communications to Contractor
A. Except as otherwise provided in these
General Conditions, Owner shall issue all communications
to Contractor through Engineer.
8.2 Replacement of Engineer
A. In case of termination of the employment
of Engineer, Owner shall appoint an engineer to whom
Contractor makes no reasonable objection, whose status
under the Contract Documents shall be that of the former
Engineer.
8.3 Furnish Data
A. Owner shall promptly furnish the data
required of Owner under the Contract Documents.
8.4 Pay Promptly When Due
A. Owner shall make payments to Contractor
promptly when they are due as provided in Articles 14.2,
Paragraph C. and 14.7, Paragraph C.
8.5 Lands and Easements; Reports and Tests
A. Owner's duties in respect of providing
lands and easements and providing engineering surveys to
establish reference points are set forth in Articles 4.1 and
4.5. Article 4.2 refers to Owner's identifying and making
available to Contractor copies of reports of explorations
and tests of subsurface conditions and Drawings of physical
conditions in or relating to existing surface or subsurface
structures at or contiguous to the Site that have been
utilized by Engineer in preparing the Contract Documents.
8.6 Insurance
A. Owner's responsibilities, if any, in respect
to purchasing and maintaining liability and property
insurance are set forth in Article 5.0.
8.7 Inspections, Tests, and Approvals
A. Owner's responsibility in respect to
certain inspections, tests, and approvals is set forth in
Article 13.3.
8.8 Limitations on Owner's Responsibilities
A. The Owner shall not supervise, direct, or
have control or authority over, nor be responsible for,
Contractor's means, methods, techniques, sequences, or
procedures of construction, or the safety precautions and
programs incident thereto, or for any failure of Contractor
to comply with Laws and Regulations applicable to the
performance of the Work. Owner will not be responsible
for Contractor's failure to perform the Work in accordance
with the Contract Documents.
8.9 Undisclosed Hazardous Environmental Condition
A. Owner's responsibility in respect to an
undisclosed Hazardous Environmental Condition is set
forth in Article 4.6.
8.10 Evidence of Financial Arrangements
A. If and to the extent Owner has agreed to
furnish Contractor reasonable evidence that financial
arrangements have been made to satisfy Owner's
obligations under the Contract Documents, Owner's
responsibility in respect thereof will be as set forth in these
General Conditions.
ARTICLE 9.0 — ENGINEER'S STATUS DURING
CONSTRUCTION
9.1 Owner's Representative
A. Engineer will be Owner's representative
during the construction period.
9.2 Clarifications and Interpretations
A. The Engineer shall conduct on-site
observations of the Work in progress to become generally
familiar with the quality and progress of Work which has
been completed, to determine in general if the Work
actually observed is proceeding so as to indicate that, upon
completion, will comply with the Contract Documents, and
such Work whether tests, equipment, system start-ups, and
operating and maintenance instructions are being prepared
and performed as required by the Contract Documents.
Engineer shall have the authority to disapprove or reject
defective Work in accordance with Article 13.0.
9.3 Authorized Variations in Work
A. Engineer may authorize minor variations
in the Work from the requirements of the Contract
Documents which do not involve an adjustment in the
Contract Price or the Contract Times and are compatible
with the design concept of the completed Project as a
functioning whole as indicated by the Contract Documents.
These may be accomplished by a Field Order and will be
binding on Owner and also on Contractor, who shall
perform the Work involved promptly. If Owner and
Contractor are unable to agree on entitlement to or on the
amount or extent, if any, of any adjustment in the Contract
Price or Contract Times, or both, as a result of a Field
Order, a Claim may be made therefor as provided in
Article 10.5.
9.4 Rejecting Defective Work
A. Engineer will have authority to
disapprove or reject Work which Engineer believes to be
defective, or that Engineer believes will not produce a
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completed Project that conforms to the Contract
Documents or that will prejudice the integrity of the design
concept of the completed Project as a functioning whole as
indicated by the Contract Documents. Engineer will also
have authority to require special inspection or testing of the
Work provided in Article 13.4, whether or not the Work is
fabricated, installed, or completed.
9.5 Shop Drawings, Change Orders and Payments
A. In connection with Engineer's authority
as to Shop Drawings and Samples, see Article 6.17.
B. In connection with Engineer's authority
as to Change Orders, see Articles 10.0, 11.0, and 12.0.
C. In connection with Engineer's authority
as to applications for payment, see Article 14.0.
9.6 Determinations for Unit Price Work
A. Engineer will determine the actual
quantities and classifications of Unit Price Work performed
by Contractor. Engineer will review with Contractor the
Engineer's preliminary determinations on such matters
before rendering a written decision thereon (by
recommendation of an Partial Payment Estimate or
otherwise). Engineer's written decision thereon will be
final and binding (except as modified by Engineer to reflect
changed factual conditions or more accurate data) upon
Owner and Contractor, subject to the provisions of Article
10.5.
9.7 Decisions on Requirements of Contract
Documents and Acceptability of Work
A. Engineer will be the initial interpreter of
the requirements of the Contract Documents and initial
decision maker as to the acceptability of the Work
thereunder. Claims, disputes, and other matters relating to
the acceptability of the Work, the quantities and
classifications of Unit Price Work, the interpretation of the
requirements of the Contract Documents pertaining to the
performance of the Work, and claims seeking changes in
the Contract Price or Contract Times, will be referred
initially to Engineer in writing in accordance with the
provisions of Article 10.5 with a request for a formal
decision.
B. When functioning as interpreter or
decision maker under this Article 9.7, Engineer will not
show partiality to Owner or Contractor and will not be
liable in connection with any interpretation or decision
rendered in good faith in such capacity. The rendering of a
decision by Engineer pursuant to this Article 9.7 with
respect to any such Claim, dispute, or other matter (except
any which have been waived by the making or Acceptance
of final payment as provided in Article 14.7) will be a
condition precedent to any exercise by Owner or Contractor
of such rights or remedies as either may otherwise have
under the Contract Documents or by laws or regulations in
respect of any such Claim, dispute, or other matter.
9.8 Engineer's Project Representative
A. If Owner and Engineer shall agree,
Engineer will furnish an Engineer's Project Representative
to assist Engineer in providing more extensive observation
of the Work. The responsibilities and authority and
limitations thereon of any such Engineer's Project
Representative and assistants will be as provided in the
following Article 9.2.13 and in Article 9.9. If Owner
designates another representative or agent to represent
Owner at the Site who is not Engineer's Consultant, agent
or employee, the responsibilities and authority and
limitations thereon of such other individual or entity will be
as provided in these General Conditions.
B. Except upon written instruction of the
Engineer, the Engineer's Project Representative:
1. Shall not authorize any deviation
from the Contract Documents or approve any substitute
materials or equipment.
Shall not exceed the limitation of
Engineer's authority as set forth in the Contract
Documents.
Shall not undertake any of the
responsibilities of Contractor, Subcontractors, or
Contractor's superintendent, or expedite the Work.
Shall not advise on or issue
directions relative to any aspect of the means, methods,
techniques, sequences or procedures of construction unless
such is specifically called for in the Contract Documents.
Shall not advise on or issue
directions as to safety precautions and programs in
connection with the Work.
9.9 Limitations on Engineer's Authority and
Responsibilities
A. Neither Engineer's authority or
responsibility under this Article 9 or under any other
provision of the Contract Documents, nor any decision
made by Engineer in good faith either to exercise or not
exercise such authority or responsibility, or the
undertaking, exercise, or performance of any authority or
responsibility by Engineer shall create, impose, or give rise
to any duty in contract, tort, or otherwise owed by Engineer
to Contractor, any Subcontractor, any Supplier, any other
individual or entity, or to any surety for or employee or
agent of any of them.
B. Engineer will not supervise, direct,
contract, or have authority over or be responsible for
Contractor's means, methods, techniques, sequences, or
procedures of construction, or the safety precautions and
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programs incident thereto, or for any failure of Contractor
to comply with Laws and Regulations applicable to the
performance of the Work. Engineer will not be responsible
for Contractor's failure to perform the Work in accordance
with the Contract Documents.
C. Engineer will not be responsible for the
acts or omissions of Contractor or of any Subcontractor,
any Supplier, or of any other individual or entity
performing any of the Work.
D. Engineer's review of the final Partial
Payment Estimate and accompanying documentation and
all maintenance and operating instruction, schedules,
guarantees, Bonds, certificates of inspection, tests and
approvals, and other documentation required to be
delivered by Article 14.7, Paragraph A. will only be to
determine generally that their content complies with the
requirements of, and in the case of certificates of
inspections, tests, and approvals that the results certified
indicate compliance with, the Contract Documents.
E. The limitations upon authority and
responsibility set forth in this Article 9.9 shall also apply to
Engineer's Consultants, Engineer's Project Representative,
and assistants.
ARTICLE 10.0 — CHANGES IN THE WORK;
CLAIMS
10.1 Authorized Changes in the Work
A. Without invalidating the Agreement and
without notice to any surety, Owner may, at any time or
from time to time, order additions, deletions, or revisions in
the Work by a Written Amendment, a Change Order, or a
Work Change Directive. Upon receipt of any such
document executed or issued pursuant to these provisions,
Contractor shall promptly proceed with the Work involved
which will be performed under the applicable conditions of
the Contract Documents (except as otherwise specifically
provided).
B. If Owner and Contractor are unable to
agree on entitlement to, or on the amount or extent, if any,
of an adjustment in the Contract Price or Contract Times,
or both, that should be allowed as a result of a Work
Change Directive, a Claim may be made therefor as
provided in Article 10.5.
10.2 Unauthorized Change in the Work
A. Contractor shall not be entitled to an
increase in the Contract Price or an extension of the
Contract Times with respect to any Work performed that is
not required by the Contract Documents as amended,
modified, or supplemented as provided in Article 3.4,
except in the case of an emergency as provided in Article
6.16 or in the case of uncovering Work as provided in
Article 13.4, Paragraph B.
10.3 Execution of Change Orders
A. Owner and Contractor shall execute
appropriate Change Orders recommended by Engineer (or
Written Amendments) and agreed to by Owner and
Contractor covering:
1. Changes in the Work which are:
(i) ordered by Owner pursuant to Article 10. 1, Paragraph
A., (ii) required because of Acceptance of defective Work
under Article 13.8, Paragraph A. or Owner's correction of
defective Work under Article 13.9, or (iii) agreed to by the
parties;
2. Changes in the Contract Price or
Contract Times which are agreed to by the parties,
including any undisputed sum or amount of time for Work
actually performed in accordance with a Work Change
Directive; and
3. Changes in the Contract Price or
Contract Times which embody the substance of any written
decision rendered by Engineer pursuant to Article 10.5;
provided that, in lieu of executing any such Change Order,
an appeal may be taken from any such decision in
accordance with the provisions of the Contract Documents
and applicable Laws and Regulations, but during any such
appeal, Contractor shall carry on the Work and adhere to
the progress schedule as provided in Article 6.18,
Paragraph A.
B. The execution by the parties of a Change
Order shall constitute a full and final resolution of all
claims by Contractor, whether for money or time, including
any schedule impacts, arising out of the matters set forth in
the Change Orders.
10.4 Notification to Surety
A. If notice of any change affecting the
general scope of the Work or the provisions of the Contract
Documents (including, but not limited to, Contract Price or
Contract Times) is required by the provisions of any Bond
to be given to a surety, the giving of any such notice will be
Contractor's responsibility. The amount of each applicable
Bond will be adjusted to reflect the effect of any such
change.
10.5 Claims and Disputes
A. Notice: Written notice stating the general
nature of each Claim, dispute, or other mater shall be
delivered by the claimant to Engineer and the other party to
the Contract promptly (but in no event later than 30 days)
after the start of the event -giving rise thereto. Notice of the
amount or extent of the Claim, dispute, or other matter with
supporting data shall be delivered to the Engineer and the
other party to the Contract within 60 days after the start of
such event (unless Engineer allows additional time for
claimant to submit additional or more accurate data in
support of such Claim, dispute, or other matter). A Claim
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for an adjustment in Contract Price shall be prepared in
accordance with the provisions of Article 12. 1, Paragraph
B. A Claim for an adjustment in Contract Time shall be
prepared in accordance with the provisions of Article 12.2,
Paragraph B. Each Claim shall be accompanied by
claimant's written statement that the adjustment claimed is
the entire adjustment to which the Claimant believes it is
entitled as a result of said event. The opposing party shall
submit any response to Engineer and the claimant within 30
days after receipt of the claimant's last submittal (unless
Engineer allows additional time).
B. Engineer's Decision: Engineer will
render a formal decision in writing within 30 days after
receipt of the last submittal of the claimant or the last
submittal of the opposing party, if any. Engineer's written
decision on such Claim, dispute, or other matter will be
final and binding upon Owner and Contractor unless:
1. An appeal from Engineer's
decision is taken within the time limits and in accordance
with the dispute resolution procedures set forth in Article
16.0; or
2. If no such dispute resolution
procedures have been set forth in Article 16, a Written
Notice of intention to appeal from Engineer's written
decision is delivered by Owner or Contractor to the other
and to Engineer within 30 days after the date of such
decision, and a formal proceeding is instituted by the
appealing party in a forum of competent jurisdiction within
60 days after the date of such decision or within 60 days
after Substantial Completion, which ever is later (unless
otherwise agreed in writing by Owner and Contractor), to
exercise such rights or remedies as the appealing party may
have with respect to such Claim, dispute, or other matter in
accordance with applicable Laws and Regulations.
C. If Engineer does not render a formal
decision in writing within the time stated in Article 10.5,
Paragraph B., a decision denying the Claim in its entirety
shall be deemed to have been issued 31 days after receipt of
the last submittal of the claimant or the last submittal of the
opposing party, if any.
D. No Claim for an adjustment in Contract
Price or Contract Times (or Milestones) will be valid if not
submitted in accordance with this Article 10.5.
Work or because of the event giving rise to the Claim.
Except as otherwise may be agreed to in writing by Owner,
such costs shall be in the amounts no higher than those
prevailing in the locality of the Project, shall include only
the following items, and shall not include any of the costs
itemized in Article 11. 1, Paragraph B.
1. Payroll costs for employees in the
direct employ of Contractor in the performance of the
Work under schedules of job classifications agreed upon by
Owner and Contractor. Such employees shall include
without limitation superintendents, foremen, and other
personnel employed full time at the Site. Payroll costs for
employees not employed full time on the Work shall be
apportioned on the basis of their time spent on the Work.
Payroll costs shall include, but not be limited to, salaries
and wages plus the cost of fringe benefits, which shall
include social security contributions, unemployment,
excise, and payroll taxes, worker's compensation, health
and retirement benefits, bonuses, sick leave, vacation and
holiday pay applicable thereto. The expenses of
performing Work outside of regular Working hours, on
Saturday, Sunday, or legal holidays, shall be included in the
above to the extent authorized by Owner.
2. Cost of all materials and
equipment furnished and incorporated in the Work,
including costs of transportation and storage thereof, and
Suppliers' field services required in connection therewith.
All cash discounts shall accrue to Contractor unless Owner
deposits funds with Contractor with which to make
payments, in which case the cash discounts shall accrue to
Owner. All trade discounts, rebates and refunds and
returns from sale of surplus materials and equipment shall
accrue to Owner, and Contractor shall make provisions so
that they may be obtained.
3. Payments made by Contractor to
Subcontractors for Work performed by Subcontractors and
all subcontracts shall be subject to the provisions of the
Contract Documents.
4. Costs of special consultants
(including but not limited to Engineers, architects, testing
laboratories, surveyors, attorneys, and accountants)
employed for services specifically related to the Work.
ARTICLE 11.0 — COST OF THE WORK; CASH following:
ALLOWANCES; UNIT PRICE WORK
11.1 Cost of the Work
A. Costs Included: The term Cost of the
Work means the sum of all costs necessarily incurred and
paid by Contractor in the proper performance of the Work.
When the value of any Work covered by a Change Order or
when a Claim for an adjustment in Contract Price is
determined on the basis of Cost of the Work, the costs to be
reimbursed to Contractor will be only those additional or
incremental costs required because of the change in the
5. Supplemental costs including the
a. The proportion of
necessary transportation, travel, and subsistence expenses
of Contractor's employees incurred in discharge of duties
connected with the Work.
b. Cost, including
transportation and maintenance, of all materials, supplies,
equipment, machinery, appliances, office, and temporary
facilities at the Site, and hand tools not owned by the
Owners, which are consumed in the performance of the
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Work, and cost, less market value, of such items used but
not consumed which remain the property of Contractor.
C. Rentals of all construction
equipment and machinery, whether rented from Contractor
or others, shall be negotiated between the Engineer and the
Contractor. These rates shall include all fuel, lubricants,
insurance, etc. Equipment rental charges shall not exceed
the prorated monthly rental rates listed in the current
edition of the "Compilation of Rental Rates for
Construction Equipment," as published by the Associated
Equipment Distributors. Charges per hour shall be
determined by dividing the monthly rates by 176. The
rental of any such equipment and machinery shall close
when the use thereof is no longer necessary for the Work.
d. Sales, consumer, use, and
other similar taxes related to the Work and for which
Contractor is liable imposed by Laws and Regulations.
e. Deposits lost for causes
other than negligence of Contractor, any Subcontractor, or
anyone directly or indirectly employed by any of them or
for whose acts any of them may be liable, and royalty
payments and fees for permits and licenses.
f. Losses and damages (and
related expenses) caused by damage to the Work, not
compensated by insurance of otherwise, sustained by
Contractor in connection with the performance of the Work
(except losses and damages with the deductible amounts of
property insurance established in accordance with
Article 5.6.4), provided such losses and damages have
resulted from causes other than the negligence of
Contractor, and any Subcontractor, or anyone directly or
indirectly employed by any of them or for whose acts any
of them may be liable. Such losses shall include
settlements made with the written consent and approval of
Owner. No such losses, damages, and expenses shall be
included in the cost of the Work for the purpose of
determining Contractor's fee.
g. The cost of utilities, fuel,
and sanitary facilities at the Site.
h. Minor expenses such as
telegrams, long distance telephone calls, telephone service
at the Site, expressage, and similar petty cash items in
connection with the Work.
i. When the Cost of the
Work is used to determine the value of a Change Order or
of a Claim, the cost of premiums for additional Bonds and
insurance required because of the changes in the Work or
caused by the event giving rise to the Claim.
B. Costs Excluded: The term Cost of the
Work shall not include any of the following items:
1. Payroll costs and other
compensation of Contractor's officers, executives,
principals (of partnerships and sole proprietorships),
general managers, Engineers, architects, estimators,
attorney, auditors, accountants, purchasing and contracting
agents, expediters, timekeepers, clerks, and other personnel
employed Contractor, whether at the Site or in Contractor's
principal or branch office for general administration of the
Work and not specifically included in the agreed upon
schedule of job classifications referred to in Article 11. 1,
Paragraph A.1. or specifically covered by Article 11. 1,
Paragraph AA., all of which are to be considered
administrative costs covered by the Contractor's fee.
2. Expenses of Contractor's principal
and branch offices other than Contractor's office at the Site.
3. Any part of Contractor's capital
expenses, including interest on Contractor's capital
employed for the Work and charges against Contractor for
delinquent payments.
4. Costs due to the negligence of
Contractor, any Subcontractor, or anyone directly or
indirectly employed by any of them or for whose acts any
of them may be liable, including but not limited to, the
correction of defective Work, disposal of materials or
equipment wrongly supplied, and making good any damage
to property.
5. Other overhead or general expense
costs of any kind and the costs of any item not specifically
and expressly included in Article 11. 1, Paragraph A. and
11. 1, Paragraph B.
C. Contractor's Fee: When all the Work is
performed on the basis of cost-plus, Contractor's fee shall
be determined as set forth in the Agreement. When the
value of any Work covered by a Change Order or when a
Claim for an adjustment in Contract Price is determined on
the basis of Cost of the Work, Contractor's fee shall be
determined as set forth in Article 12. 1, Paragraph C.
D. Documentation: Whenever the Cost of
the Work for any purpose is to be determined pursuant to
Articles 11. 1, Paragraph A. and Paragraph B., Contractor
will establish and maintain records thereof in accordance
with generally accepted accounting practices and submit in
a form acceptable to Engineer an itemized cost breakdown
together with supporting data.
11.2 Cash Allowances
j. When all the Work is A. It is understood that Contractor has
performed on the basis of cost-plus, the costs of premiums included in the Contract Price all allowances so named in
for all Bonds and insurance Contractor is required by the the Contract Documents and shall cause the Work so
Contract Documents to purchase and maintain. covered to be performed for such sum as may be acceptable
to Owner and Engineer. Contractor agrees that:
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1. The allowances include the cost to
Contractor (less any applicable trade discounts) of
materials and equipment required by the allowances to be
delivered at the Site, and all applicable taxes, and
2. Contractor's costs for unloading
and handling on the Site, labor, installation costs, overhead,
profit, and other expenses contemplated for the allowances
have been included in the Contract Price and not in the
allowances, and no demand for additional payment on
account of any of the foregoing will be valid.
B. Prior to final payment, an appropriate
Change Order will be issued as recommended by Engineer
to reflect actual amounts due Contractor on account of
Work covered by allowances, and the Contract Price shall
be correspondingly adjusted.
11.3 Unit Price Work
A. Where the Contract Documents provide
that all or part of the Work is to be Unit Price Work,
initially the Contract Price will be deemed to include for all
Unit Price Work an amount equal to the sum of the unit
price for each separately identified item of Unit Price Work
times the estimated quantity of each item as indicated in the
Agreement. The estimated quantities of items of Unit Price
Work are not guaranteed and are solely for the purpose of
comparison of Bids and determining an initial Contract
Price. Determinations of the actual quantities and
classifications of Unit Price Work performed by Contractor
will be made by Engineer subject to the provisions of
Article 9.6.
B. Each unit price will be deemed to include
an amount considered by Contractor to be adequate to
cover Contractor's overhead and profit for each separately
identified item.
C. Owner or Contractor may make a Claim
for an adjustment in the Contract Price in accordance with
Article 10.5 if:
1. The quantity of any item of Unit
Price Work performed by Contractor differs materially and
significantly from the estimated quantity of such item
indicated in the Agreement; and
2. There is no corresponding
adjustment with respect to any other item of Work; and
3. If Contractor believes that
Contractor is entitled to an increase in Contract Price as a
result of having incurred additional expense or Owner
believes that Owner is entitled to a decrease in Contract
Price and the parties are unable to agree as to the amount of
any such increase or decrease.
ARTICLE 12.0 — CHANGE OF CONTRACT PRICE;
CHANGE OF CONTRACT TIMES
12.1 Change of Contract Price
A. The Contract Price may be changed only
by a Change Order or by a Written Amendment. Any
Claim for an adjustment in the Contract Price shall be
based on Written Notice submitted by the party making the
Claim to the Engineer and the other party to the Contract in
accordance with provisions of Article 10.5.
B. The value of any Work covered by a
Change Order or of any Claim for an adjustment in the
Contract Price will be determined as follows:
1. Where the Work involved is
covered by unit prices contained in the Contract
Documents, by application of such unit price to the
quantities of the items involved (subject to the provisions
of Article 11.2); or
2. Where the Work involved is not
covered by unit prices contained in the Contract
Documents, by a mutually agreed lump sum (which may
include an allowance for overhead and profit not
necessarily in accordance with Article 12. 1, Paragraph
C.2.); or
3. Where the Work involved is not
covered by unit prices contained in the Contract Documents
and Agreement to a lump sum is not reached under Article
12. 1, Paragraph B.2., on the basis of the Cost of the Work
(determined as provided in Article 11.1) plus a Contractor's
fee for overhead and profit (determined as provided in
Article 12. 1, Paragraph C.).
C. Contractor's Fee: The Contractor's fee
for overhead and profit shall be determined as follows:
A mutually acceptable fixed fee;
or
2. If a fixed fee is not agreed upon,
then a fee based on the following percentages of the various
portions of the Cost of the Work:
a. For costs incurred under
Articles 11. 1, Paragraph A.1. and Paragraph A.2., the
Contractor's fee shall be 15 percent;
b. For costs incurred under
Article 11. 1, Paragraph A.3., the Contractor's fee shall be
five percent;
C. Where one or more tiers of
subcontracts are on the basis of Cost of the Work plus a fee
and no fixed fee is agreed upon, the intent of Article 12. 1,
Paragraph C.2.a. is that the Subcontractor who actually
performs the Work, at whatever tier, will be paid a fee of
15 percent of the costs incurred by such Subcontractor
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under Article 11. 1, Paragraphs A.1. and A.2., and that any
higher tier Subcontractor and Contractor will each be paid a
fee of five percent of the amount paid to the next lower tier
Subcontractor;
d. No fee shall be payable on
the basis of costs itemized under Article 11. 1, Paragraph
A.4. and A.S., and Article 11. 1, Paragraph B.;
e. The amount of credit to be
allowed by Contractor to Owner for any change which
results in a net decrease in cost will be the amount of the
actual net decrease in cost plus a deduction in Contractor's
fee by an amount equal to five percent of such net decrease;
and
f. When both additions and
credit are involved in any one change, the adjustment in
Contractor's fee shall be computed on the basis of the net
change in accordance with Articles 12. 1, Paragraph C.2.a.
through Paragraph C.2.e., inclusive.
12.2 Change of Contract Times
A. The Contract Times (or Milestones) may
only be changed by a Change Order or by a Written
Amendment. Any Claim for an adjustment in the Contract
Times (or Milestones) shall be based on Written Notice
submitted by the party making the Claim to the Engineer
and the other party to the Contract in accordance with the
provisions of Article 10.5.
B. Any adjustment of the Contract Times (or
Milestones) covered by a Change Order or of any Claim for
an adjustment in the Contract Times (or Milestones) will be
determined in accordance with the provisions of this
Article 12.0.
12.3 Delays Beyond Contractor's Control
A. Where Contractor is prevented from
completing any part of the Work within the Contract Times
(or Milestones) due to delay beyond the control of
Contractor, the Contract Times (or Milestones) will be
extended in an amount equal to the time lost due to such
delay if a Claim is made therefor as provided in Article
12.2, Paragraph A. Delays beyond the control of
Contractor shall include, but not be limited to, acts or
neglect by Owner, acts or neglect of utility owners or other
Contractors performing the Work as contemplated by
Article 7.0, fires, floods, epidemics, abnormal weather
conditions, or acts of God.
12.4 Delays Within Contractor's Control
A. The Contract Times (or Milestones) will
not be extended due to delays within the control of
Contractor. Delays attributable to and within the control of
a Subcontractor or Supplier shall be deemed to be delays
within the control of Contractor.
12.5 Delays Beyond Owner's and Contractor's
Control
A. Where Contractor is prevented from
completing any part of the Work within the Contract Times
(or Milestones) due to delay beyond the control of both
Owner and Contractor, an extension of the Contract Times
(or Milestones) in an amount equal to the time lost due to
such delay shall be Contractor's sole and exclusive remedy
for such delay.
12.6 Delay Damages
A. In no event shall Owner or Engineer be
liable to Contractor, any Subcontractor, any Supplier, or
any other person or organization, or to any surety for or
employee or agent of any of them, for damages arising out
of or resulting from:
Delays caused by or within the
control of Contractor; or
2. Delays beyond the control of both
Owner and Contractor including but not limited to fires,
floods, epidemics, abnormal weather conditions, acts of
God, or acts or neglect by utility owners or other
Contractors performing other Work as contemplated by
Article 7.0.
B. Nothing in this Article 12.6 bars a change
in Contract Price pursuant to this Article 12.0 to
compensate Contractor due to delay, interference, or
disruption directly attributable to actions or in actions of
Owner or anyone for whom Owner is responsible.
12.7 Abnormal Weather Conditions
A. Abnormal weather conditions for rain
shall be derived from the most recent 20 -year (minimum)
average for the nearest NOAA weather reporting station.
The mean number of days of precipitation per month of
0.10 inch or more shall establish the mean number of
weather days for the period. When the actual number of
calendar days the Contractor could not work due to
abnormal weather conditions exceeds the monthly mean as
determined above, the Contract shall be extended the
number of days in excess of the monthly mean for each
month during the Contract period. A Working day is a day
when the Contractor or his Subcontractors could work for
more than four hours. If the actual number of calendar
days the Contractor could not work due to abnormal
weather conditions is less than the monthly mean, then the
number of days the Contract was extended shall be reduced
for the Contract period. At the end of the Contract period
the total Contract Time will be the total adjusted. Should
the total days the Contractor cannot work due to abnormal
weather conditions be less than the mean for the Contract
period, no time will be deleted from the Contract. The time
extension awarded to the Contractor shall be for time only.
No increase in Contract Price will be considered.
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12.8 Liquidated Damages
A. The required completion times for the
Project are as set forth in the Contract Documents. The
Contractor is advised that the Contract Times stated in the
Contract Documents are of the essence of the Contract. For
each and every day in excess of each Contract Time stated
in the Contract Documents that the Contractor fails to
complete the Work indicated, the Contractor shall pay to
the Owner the sum stated in the Contract Documents as
Liquidated Damages.
D. If any Work (or the Work of others) that
is to be inspected, tested, or approved is covered by
Contractor without written concurrence of Engineer, it
must, if requested by Engineer, be uncovered for
observation.
E. Uncovering Work as provided in Article
13.3, Paragraph D., shall be at Contractor's expense unless
Contractor has given Engineer timely notice of
Contractor's intention to cover the same and Engineer has
not acted with reasonable promptness in response to such
notice.
ARTICLE 13.0 — TESTS AND INSPECTIONS;
CORRECTION, REMOVAL OR ACCEPTANCE OF 13.4 Uncovering Work
DEFECTIVE WORK
13.1 Notice of Defects
A. Prompt notice of all defective Work of
which Owner or Engineer has actual knowledge will be
given to Contractor. All defective Work may be rejected,
corrected, or accepted as provided in this Article 13.0.
13.2 Access to Work
A. Owner, Engineer, Engineer's Consultants,
other representative and personnel of Owner, independent
testing laboratories, and governmental agencies with
jurisdictional interest will have access to the Site and the
Work at reasonable times for their observation, inspecting,
and testing. Contractor shall provide them proper and safe
conditions for such access and advise them of Contractor's
Site safety procedures and programs so that they may
comply therewith as applicable.
13.3 Tests and Inspections
A. Contractor shall give Engineer timely
notice of readiness of the Work for all required inspections,
tests, or approvals and shall cooperate with inspection and
testing personnel to facilitate required inspections or tests.
B. Contractor shall employ and pay for the
services of an independent firm to perform testing and
inspection as required by the Contract Documents.
C. The Owner reserves the right to
independently perform at its own expense, laboratory tests
on random Samples of material or performance tests on
equipment delivered to the Site. These tests, if made, will
be conducted in accordance with the appropriate referenced
standards or specification requirements. The entire
shipment represented by a given sample, Samples, or price
of equipment may be rejected on the basis of the failure of
Samples or pieces of equipment to meet specified test
requirements. All rejected materials or equipment shall be
removed from the Site, whether stored or installed in the
Work, and the required replacement shall be made, all at no
additional cost to the Owner.
A. If any Work is covered contrary to the
written request of Engineer, it must, if requested by
Engineer, be uncovered for Engineer's observation and
replaced at Contractor's expense.
B. If Engineer considers it necessary or
advisable that covered Work be observed by Engineer or
inspected or tested by others, Contractor, at Engineer's
request, shall uncover, expose, or otherwise make available
for observation, inspection, or testing as Engineer may
require, that portion of the Work in question, furnishing all
necessary labor, material, and equipment. If it is found that
such Work is defective, Contractor shall pay all claims,
costs, losses, and damages (including but not limited to all
fees and charges of Engineers, architects, attorneys, and
other professionals and all court or arbitration or other
dispute resolution costs) arising out of or relating to such
uncovering, exposure, observation, inspection, and testing,
and of satisfactory replacement or reconstruction (including
but not limited to all costs of repair or replacement of Work
of others); and Owner shall be entitled to an appropriate
decrease in the Contract Price. If the parties are unable to
agree as to the amount thereof, Owner may make a Claim
therefor as provided in Article 10.5. If, however, such
Work is not found to be defective, Contractor shall be
allowed an increase in the Contract Price or an extension of
the Contract Times (or Milestones), or both, directly
attributable to such uncovering, exposure, observation,
inspection, testing, replacement, and reconstruction. If the
parties are unable to agree as to the amount or extent
thereof, Contractor may make a Claim therefor as provided
in Article 10.5.
13.5 Owner May Stop the Work
A. If the Work is defective, or Contractor
fails to supply sufficient skilled Workmen or suitable
materials or equipment, or fails to furnish or perform the
Work in such a way that the completed Work will conform
to the Contract Documents, or if the Work interferes with
the operation of the existing facility, the Owner may order
Contractor to stop, by a written order any Work, or any
portion thereof, until the cause for such order has been
eliminated.
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13.6 Correction or Removal of Defective Work
A. Contractor shall correct all defective
Work, whether or not fabricated, installed, or completed,
or, if the Work has been rejected by Engineer, remove it
from the Project and replace it with Work that is not
defective. Contractor shall pay all claims, costs, losses, and
damages (including but not limited to all fees and charges
of Engineers, architects, attorneys, and other professionals
and all court or arbitration or other dispute resolution costs)
arising out of or relating to such correction or removal
(including but not limited to all costs of repair or
replacement of Work of others).
13.7 Correction Period
A. If within one year after the date of
Substantial Completion or such longer period of time as
may be prescribed by laws or regulations or by the terms of
any applicable special guarantee required by the Contract
Documents or by any specific provision of the Contract
Documents, any Work is found to be defective, or if the
repair of any damages to the land or areas made available
for Contractor's use by Owner or permitted by Laws and
Regulations as contemplated in Article 6.11, Paragraph A.,
is found to be defective, Contractor shall promptly, without
cost to Owner and in accordance with Owner's written
instruction: (i) repair such defective land or areas, or (ii)
correct such defective Work or, if the defective Work has
been rejected by Owner, remove it from the Project and
replace it with Work that is not defective, and (iii)
satisfactorily correct or repair or remove and replace any
damage to other Work, to the Work of others or other land
or areas resulting therefrom. If Contractor does not
promptly comply with the terms of such instructions, or in
an emergency where delay would cause serious risk of loss
or damage, Owner may have the defective Work corrected
or repaired or may have the rejected Work removed and
replaced, and all claims, costs, losses, and damages
(including but not limited to all fees and charges of
Engineers, architects, attorneys, and other professionals and
all court or arbitration or other dispute resolution costs)
arising out of or relating to such correction or repair or such
removal and replacement (including but not limited to all
costs of repair or replacement of Work of others) will be
paid by Contractor.
B. In special circumstances where a
particular item of equipment is placed in continuous service
before Substantial Completion of all the Work, the
correction period for that item may start to run from an
earlier date if so provided in the Specifications or by
Written Amendment.
C. Where defective Work (and damage to
other Work resulting therefrom) has been corrected or
removed and replaced under this Article 13.7, the
correction period hereunder with respect to such Work will
be extended for an additional period of one year after such
correction or removal and replacement has been
satisfactorily completed.
D. Contractor's obligations under this Article
13.7 are in addition to any other obligation or warranty
provided in the Contract Documents, at law, or in equity.
The provisions of this Article 13.7 shall not be construed as
a substitute for or a waiver of the provisions of any
applicable statute of limitation or repose.
13.8 Acceptance of Defective Work
A. If, instead of requiring correction or
removal and replacement of defective Work, Owner (and,
prior to Engineer's recommendation of final payment,
Engineer) prefers to accept it, Owner may do so.
Contractor shall pay all claims, costs, losses, and damages
(including but not limited to all fees and charges of
Engineers, architects, attorneys, and other professionals and
all court or arbitration or other dispute resolution costs)
attributable to Owner's evaluation of and determination to
accept such defective Work (such costs to be approved by
Engineer to reasonableness) and the diminished value of
the Work to the extent not otherwise paid by Contractor
pursuant to this sentence. If any such Acceptance occurs
prior to Engineer's recommendation of final payment, a
Change Order will be issued incorporating the necessary
revisions in the Contract Documents with respect to the
Work, and Owner shall be entitled to an appropriate
decrease in the Contract Price, reflecting the diminished
value of Work so accepted. If the parties are unable to
agree as to the amount thereof, Owner may make a Claim
therefor as provided in Article 10.5. If the Acceptance
occurs after such recommendation, an appropriate amount
will be paid by Contractor to Owner.
13.9 Owner May Correct Defective Work
A. If Contractor fails within a reasonable
time after Written Notice from Engineer to correct
defective Work or to remove and replace rejected Work as
required by Engineer in accordance with Article 13.6,
Paragraph A., or if Contractor fails to perform the Work in
accordance with the Contract Documents, or if Contractor
fails to comply with any other provision of the Contract
Documents, Owner may, after seven days Written Notice to
Contractor, correct and remedy any such deficiency.
B. In exercising the rights and remedies
under this Article, Owner shall proceed expeditiously. In
connection with such corrective and remedial action,
Owner may exclude Contractor from all or part of the Site,
take possession of all or part of the Work and suspend
Contractor's services related thereto, take possession of
Contractor's tools, appliances, construction equipment and
machinery at the Site, and incorporate in the Work all
materials and equipment stored at the Site, and incorporate
in the Work all materials and equipment stored at the Site
or for which Owner has paid Contractor but which are
stored elsewhere. Contractor shall allow Owner, Owner's
representatives, agents, and employees, Owner's other
contractors and Engineer and Engineer's Consultants
access to the Site to enable Owner to exercise the rights and
remedies under this Article.
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C. All claims, costs, losses, and damages
(including but not limited to all fees and charges of
Engineers, architects, attorneys, and other professionals and
all court or arbitration or other dispute resolution costs)
incurred or sustained by Owner in exercising the rights and
remedies under this Article 13.9 will be charged against
Contractor, and a Change Order will be issued
incorporating the necessary revisions in the Contract
Documents with respect to the Work; and Owner shall be
entitled to an appropriate decrease in the Contract Price.
Such claims, costs, losses and damages will include but not
be limited to all costs of repair, or replacement of Work of
others destroyed or damaged by correction, removal, or
replacement of Contractor's defective Work.
D. Contractor shall not be allowed an
extension of the Contract Times (or Milestones) because of
any delay in the performance of the Work attributable to
the exercise by Owner of Owner's rights and remedies
under this Article 13.9.
ARTICLE 14.0 — PAYMENTS TO CONTRACTOR
AND COMPLETION
14.1 Schedule of Values
A. The schedule of values established as
provided in Article 2.7, Paragraph A. will serve as the basis
for progress payments and will be incorporated into a form
of a Partial Payment Estimate acceptable to Engineer.
Progress payments on account of Unit Price Work will be
based on the number of units completed.
B. With the schedule of values, the
Contractor shall submit for the Engineer's approval, a
complete breakdown of all lump sum items in the Bid form.
This breakdown, modified where directed by the Engineer,
will be used as a basis for preparing partial estimates and
establishing progress payments.
C. A lump sum payment not to exceed three
percent of the total Bid price (to include all Bonds,
insurance, move -on expenses, etc.) will be allowed for
`mobilization' as a progress payment line item. Up to half
of the cost for mobilization will be considered in the initial
payment request provided that cost documentation suitable
to the Engineer is furnished by the Contractor. Any
outstanding balance of a mobilization line item will be
payable when the Project Work is ten percent complete as
indicated by the approved progress payments.
14.2 Progress Payments
A. Requests for Payments:
1. All requests for payment shall
have an effective ending date of 251 day of each month and
shall be submitted on Document 00 62 75, Partial Payment
Estimate, as provided in the Contract Documents, unless
mutually agreed upon otherwise. All requests for payment
will be computer-generated based on the schedule of values
as provided in Article 14. 1, and submitted in no less than
triplicate. The request will be generated each period by the
[Contractor] or [Engineer].
2. Prior to final preparation of each
progress payment, the Contractor and Engineer shall
mutually measure and agree upon the quality and quantity
of Work completed each period.
3. Partial payment for materials or
equipment properly stored on -Site will be made on basis of
the invoice cost of materials or equipment, provided a
detailed list of the materials for which partial payment is
requested and supporting copies of the invoices are
attached to each Partial Payment Estimate. The submitted
list of stored materials will be on a form furnished in the
Contract Documents or on a form agreed upon by
Contractor and Engineer. As Work progresses, the value of
stored materials will be reduced as materials or equipment
are placed in construction. At completion of the Work, the
value of stored materials not utilized in the Work must be
zero.
4. The following Articles (a. and b.)
are for construction Projects in North Carolina only:
a. Sales and Use Tax: With
each Partial Payment Estimate, Contractor must furnish a
certified and notarized statement using Document 00 62 76,
State and County Sales/Use Tax Statement, as provided in
the Contract Documents or a form agreed upon by
Contractor and Engineer setting forth cost of the property
purchased from each vendor and amount of sales and/or use
tax paid thereon and shall show both current State sales tax
and current County tax paid and shall list any payments
made directly to the State of North Carolina Department of
Revenue. In the event the Contractor makes several
purchases from the same vendor, such certified statement
must indicate the invoice numbers, the inclusive dates of
the invoices, the total amount of the invoices, and the sales
and use taxes paid thereon. Such statement must include
the cost of any tangible personal property withdrawn from
the Contractor's warehouse stock and the amount of sales
or use tax paid thereon by the Contractor. Similar certified
statements by his Subcontractors must be obtained by the
prime Contractor and furnished with the Partial Payment
Estimate. If no tax has been paid during the pay request
period, "NONE" shall be entered on the tax form.
b. Use tax may be due on
construction equipment brought into State of North
Carolina for use in the performance of contracts (N. C.
Revenue Laws G.S. 105-164.4 and 105-164.6).
Contractors are also liable for payment of applicable
privilege licenses (N. C. Revenue Laws G. S. 105-54) and
for payment of applicable franchise, corporate income, and
withholding taxes (N. C. Revenue Laws G.S. 105-122, 105-
123, 105-134, and 105-163.2).
5. Retainage: For public
construction contracts in which the total Project costs are
less than $100,000, there shall be no retainage on periodic
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or final payment made by the Owner. Retainage on
periodic or final payments on public construction contracts
equal to or greater than $100,000 is allowed as follows:
classifications for Unit Price Work under Article 9.8, and to
any other qualifications stated in the recommendation); and
C. Conditions precedent to
a. The Owner may Contractor's being entitled to such payment appear to have
retain up to 5 percent of any periodic payment due been fulfilled in so far as it is Engineer's responsibility to
Contractor. observe the Work.
b. A Project shall be
deemed 50 percent complete when the Contractor's gross
Project invoices, excluding the value of materials stored off
Site, equal or exceed 50 percent of the value of the
Contract; except, the value of materials stored on Site shall
not exceed 20 percent of the Contractor's gross Project
invoices for the purpose of determining whether the Project
is 50 percent complete. Upon 50 percent completion, with
written consent of the surety, the Owner at its election may
cease to retain any further retainage from periodic
payments due the Contractor if any non -conforming Work
identified in writing prior to that time by the Engineer
and/or Owner has been corrected by the Contractor and
accepted by the Engineer and/or Owner and the Contractor
continues to perform satisfactorily. If, after retainage has
ceased, the Owner determines Contractor's performance is
unsatisfactory, the Owner may reinstate retainage for each
subsequent periodic payment up to the maximum amount
of 5 percent.
B. Review of Requests for Payment:
1. Engineer will, within 10 days after
receipt of each Partial Payment Estimate, either indicate in
writing its approval of payment and present the request to
Owner or return the request to the Contractor indicating in
writing the reasons for refusing to approve payment. In the
latter case, Contractor may make the necessary correction
and resubmit the request for payment. Within 30 days of
receiving the submittal of an approved Partial Payment
Estimate, the Owner subject to Article 14.2, Paragraph D,
will make partial payment to the Contractor on the basis of
a duly certified approved estimate of the Work performed
during the specified period by the Contractor.
2. Engineer's recommendation of
any payment requested in a Partial Payment Estimate will
constitute a representation by Engineer to Owner, based on
Engineer's observations on the Site of the executed Work
as an experienced and qualified design professional and on
Engineer's review of the Partial Payment Estimate and the
accompanying data and schedules, that to the best of
Engineer's knowledge, information, and belief
a. The Work has progressed
to the point indicated;
b. The quality of the Work is
generally in accordance with the Contract Documents
(subject to an evaluation of the Work as a functioning
whole prior to or upon Substantial Completion, to the
results of any subsequent tests called for in the Contract
Documents, to a final determination of quantities and
3. By recommending any such
payment, Engineer will not thereby be deemed to have
represented that: (i) inspections made to check the quality
or the quantity of the Work have been exhausted, extended
to every aspect of the Work in progress, or involved
detailed inspections of the Work beyond the responsibilities
specifically assigned to Engineer in the Contract
Documents; or (ii) that there may not be other matters or
issues between the parties that might entitle Contractor to
be paid additionally by Owner or entitle Owner to withhold
payment to Contractor.
a. Neither Engineer's review
of Contractor's Work for the purposes of recommending
payments nor Engineer's recommendation of any payment,
including final payment, will impose responsibility on
Engineer to supervise, direct, or control the Work or for the
means, methods, techniques, sequences, or procedures of
construction, or the safety precautions and programs
incident thereto, or for Contractor's failure to comply with
Laws and Regulations applicable to Contractor's
performance of the Work. Additionally, said review or
recommendation will not impose responsibility on Engineer
to make any examination to ascertain how or for what
purposes Contractor has used the moneys paid on account
of the Contract Price, or to determine that title to any of the
Work, materials, or equipment has passed to Owner free
and clear of any Liens.
4. Engineer may refuse to
recommend the whole or any part of any payment if, in
Engineer's opinion, it would be incorrect to make the
representations to Owner referred to in Article 14.2,
Paragraph B.2. Engineer may also refuse to recommend
any such payment or, because of subsequently discovered
evidence or the results of subsequent inspections or tests,
revise or revoke any such payment recommendation
previously made, to such extent as may be necessary in
Engineer's opinion to protect Owner from loss because:
a. The Work is defective, or
completed Work has been damaged, requiring correction or
replacement;
b. The Contract Price has
been reduced by Written Amendment or Change Orders;
C. Owner has been required
to correct defective Work or complete Work in accordance
with Article 13.9; or
d. Engineer has actual
knowledge of the occurrence of any of the events
enumerated in Article 15.2, Paragraph A.
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C. Payment Becomes Due: Thirty days after
presentation of the Partial Payment Estimate to Owner with
Engineer's recommendation, the amount recommended will
(subject to the provisions of Article 14.2, Paragraph D.)
become due, and when due will be paid by Owner to
Contractor.
D. Reduction in Payment:
1. Owner may refuse to make
payment of the full amount recommended by Engineer
because:
a. Claims have been made
against Owner on account of Contractor's performance or
furnishing of the Work;
b. Liens have been filed in
connection with the Work, except where Contractor has
delivered a specific bond satisfactory to Owner to secure
the satisfaction and discharge of such Liens;
C. There are other items
entitling Owner to a set-off against the amount
recommended; or
d. Owner has actual
knowledge of the occurrence of any events as enumerated
in Article 15.2, Paragraph A.
2. If Owner refuses to make payment
of the full amount recommended by Engineer, Owner must
give Contractor immediate Written Notice (with a copy to
Engineer) stating the reasons for such action and promptly
pay Contractor any amount remaining after deduction of
the amount so withheld. Owner shall promptly pay
Contractor the amount so withheld, or any adjustment
thereto agreed to by Owner and Contractor, when
Contractor corrects to Owner's satisfaction the reasons for
such action.
3. If it is subsequently determined
that Owner's refusal of payment was not justified, the
amount wrongfully withheld shall be treated as an amount
due as determined by Article 14.2, Paragraph C.
14.3 Contractor's Warranty of Title
A. Contractor warrants and guarantees that
title to all Work, materials, and equipment covered by any
Partial Payment Estimate, whether incorporation in the
Project or not, will pass to Owner no later than the time of
payment free and clear of all Liens.
14.4 Substantial Completion
A. Contractor may, in writing to Owner and
Engineer, certify that the entire Project is substantially
complete and request that Engineer issue a Certificate of
Substantial Completion. Within a reasonable time
thereafter Owner, Contractor, and Engineer shall make an
inspection of the Project to determine the status of
completion. If Engineer and Owner do not consider the
Project substantially complete, Engineer shall prepare a list
of items to be completed or corrected before Substantial
Completion, and shall fix the time within which such items
shall be completed or corrected, said time to be within the
Contract Time.
B. Owner shall have the right to exclude
Contractor from the Site after the date of Substantial
Completion, but Owner shall allow Contractor reasonable
access to complete or correct items on the tentative list.
14.5 Partial Utilization
A. Prior to Substantial Completion of the
Project, Owner may in writing request Contractor to permit
use of a specified part of the Project which Owner believes
may be used without significant interference with
construction of the other parts of the Project. If Contractor
agrees, he will certify to Owner and Engineer that said part
of the Project is substantially complete and request the
Engineer to issue a Certificate of Substantial Completion
for that part of the Project. Within a reasonable time
thereafter Owner, Contractor, and Engineer shall make an
inspection of that part of the Project to determine its status
of completion. If Engineer and Owner do not consider that
it is substantially complete, Engineer will notify Contractor
in writing giving reasons therefore. If Engineer and Owner
consider that part of the Project to be substantially
complete, Engineer will execute and deliver to Owner and
Contractor a certificate to that effect fixing the date of
Substantial Completion as to that part of the Project.
B. The Contractor is specifically advised that
payment in full for sections so completed and used by the
Owner will NOT be made until the entire Project has been
completed. Partial payments for Work completed and the
retainage will be handled on the basis of the ENTIRE
Contract amount as herein specified. The Contractor shall
account for this in its Bid and under no circumstances will
occupancy and use of completed sections of the Work by
the Owner be considered as grounds for reducing the
retainage withheld from the Contractor's partial payments,
or for an increase in the Contract Price.
14.6 Final Inspection
A. Upon Written Notice from Contractor that
the entire Work or an agreed portion thereof is complete,
Engineer will promptly make a final inspection with Owner
and Contractor and will notify Contractor in writing of all
particulars in which this inspection reveals that the Work is
incomplete or defective. Contractor shall immediately take
such measure as are necessary to complete such Work or
remedy such deficiencies.
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14.7 Final Payment
A. Requests for Payment:
1. After Contractor has, in the
opinion of Engineer, satisfactorily completed all
corrections identified during the final inspection and has
delivered, in accordance with the Contract Documents, all
maintenance and operating instructions, schedules,
guarantees, Bonds, certificates or other evidence of
insurance certificates of inspection, marked -up record
documents (as provided in Article 6.12), and other
documents, Contractor may make request for final payment
following the procedure for progress payments.
2. The final Partial Payment Estimate
shall be accompanied (except as previously delivered) by:
(i) all documentation called for in the Contract Documents,
including but not limited to the evidence of insurance
required by Article 5.2; (ii) consent of the surety, if any, to
final payment; and (iii) complete and legally effective
releases or waivers (satisfactory to Owner) of all lien rights
arising out of or Liens filed in connection with the Work.
3. In lieu of the releases or waivers
of Liens specified in Article 14.7, Paragraph A.2. and as
approved by Owner, Contractor may furnish receipts or
releases in full from all Subcontractors and Suppliers and
an affidavit of Contractor that: (i) the releases and receipts
include all labor, services, material, and equipment for
which a lien could be filed; and (ii) all payrolls, material
and equipment bills, and other indebtedness connected with
the Work for which Owner or Owner's property might in
any way be responsible have been paid or otherwise
satisfied. If any Subcontractor or Supplier fails to furnish
such a release or receipt in full, Contractor may furnish a
bond or other collateral satisfactory to Owner to indemnify
Owner against any lien.
B. Review of Payment Request and
Acceptance: If, on the basis of Engineer's observation of
the Work during construction and final inspection and
Engineer's review of the final Partial Payment Estimate and
accompanying documentation as required by the Contract
Documents, Engineer is satisfied that the Work has been
completed and Contractor's other obligations under the
Contract Documents have been fulfilled, Engineer will,
within ten days after receipt of the final Partial Payment
Estimate, indicate in writing Engineer's recommendation of
payment and present the Partial Payment Estimate to
Owner for payment. At the same time Engineer will also
give Written Notice to Owner and Contractor that the Work
is acceptable subject to the provisions of Article 14.9.
Otherwise, Engineer will return the Partial Payment
Estimate to Contractor, indicating in writing the reasons for
refusing to recommend final payment, in which case
Contractor shall make the necessary corrections and
resubmit the Partial Payment Estimate.
C. Payment Becomes Due: On all public
construction contracts, the balance due a Contractor shall
be paid in full within 45 days after any respective Contract
for the Project has been accepted by the Owner, certified by
the Engineer to be completed in accordance with terms of
the plans and Specifications, or occupied by the Owner and
used for the purpose for which the Project was constructed,
whichever occurs first. However, when the Engineer in
charge of the Project determines that a delay in completion
of the Project in accordance with terms of the plans and
Specifications is the fault of the Contractor, the Project may
be occupied and used for the purposes for which it was
constructed without payment of any interest on amounts
withheld past the 45 -day limit.
14.8 Final Completion Delayed
A. If, through no fault of Contractor, final
completion of the Work is significantly delayed, and if
Engineer so confirms, Owner shall, upon receipt of
Contractor's final Partial Payment Estimate and
recommendation of Engineer, and without terminating the
Agreement, make payment of the balance due for that
portion of the Work fully completed and accepted. If the
remaining balance to be held by Owner for Work not fully
completed or corrected is less than the retainage stipulated
in the Agreement, and if Bonds have been furnished as
required in Article 5. 1, the written consent of the surety to
the payment of the balance due for that portion of the Work
fully complete and accepted shall be submitted by
Contractor to Engineer with the request for such payment.
Such payment shall be made under the terms and
conditions governing final payment, except that it shall not
constitute a waiver of claims.
14.9 Waiver of Claims
A. The making and Acceptance of final
payment will constitute:
1. A waiver of all claims by Owner
against Contractor, except claims arising from unsettled
Liens, from defective Work appearing after final inspection
pursuant to Article 14.6, from failure to comply with the
Contract Documents or the terms of any special guarantees
specified therein, or from Contractor's continuing
obligations under the Contract Documents; and
2. A waiver of all claims by
Contractor against Owner other than those previously made
in writing which are still unsettled.
ARTICLE 15.0 — SUSPENSION OF WORK AND
TERMINATION
15.1 Owner May Suspend Work
A. At any time and without cause, Owner
may suspend the Work or any portion thereof for a period
of not more than 90 consecutive days by notice in writing
to Contractor and Engineer which will fix the date on
which Work will be resumed. Contractor shall resume the
Work on the date so fixed. Contractor shall be allowed an
adjustment in the Contract Price or an extension of the
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Contract Times, or both, directly attributable to any such
suspension if Contractor makes a Claim therefor as
provided in Article 10.5.
15.2 Owner May Terminate for Cause
A. The occurrence of any one or more of the
following events will justify termination for cause:
1. Contractor's persistent failure to
perform the Work in accordance with the Contract
Documents (including, but not limited to, failure to supply
sufficient skilled Workers or suitable materials or
equipment or failure to adhere to the progress schedule
established under Article 2.7 as adjusted from time to time
pursuant to Article 6.4);
remedies available under this Agreement, at law, or in
equity, and such remedies shall be deemed cumulative, and
not exclusive.
15.3 Owner May Terminate For Convenience
A. Upon seven days Written Notice to
Contractor and Engineer, Owner may, without cause and
without prejudice to any other right or remedy of Owner,
elect to terminate the Contract. In such case, Contractor
shall be paid (without duplication of any items):
1. For completed and accepted Work
executed in accordance with the Contract Documents prior
to the effective date of termination, including fair and
reasonable sums for overhead and profit on such Work;
2. Contractor's disregard of laws or 2. For expenses sustained prior to the
regulations of any public body having jurisdiction; effective date of termination in performing services and
furnishing labor, materials, or equipment as required by the
3. Contractor's disregard of the Contract Documents in connection with uncompleted
authority of Engineer; or Work, plus fair and reasonable sums for overhead and
profit on such expenses.
4. Contractor's violation in any
substantial way of any provisions of the Contract B. Contractor shall not be paid on account of
Documents. loss of anticipated profits or revenue or other economic loss
arising out of or resulting from such termination.
B. If one or more of the events identified in
Article 15.2, Paragraph A. occur, Owner may, after giving
Contractor (and the surety, if any) seven days Written
Notice, terminate the services of Contractor, exclude
Contractor from the Site, and take possession of the Work
and of all Contractor's tools, appliances, construction
equipment, and machinery at the Site, and use the same to
the full extent they could be used by Contractor (without
liability to Contractor for trespass or conversion),
incorporate in the Work all materials and equipment stored
at the Site or for which Owner has paid Contractor but
which are stored elsewhere, and finish the Work as Owner
may deem expedient. In such case, Contractor shall not be
entitled to receive any further payment until the Work is
finished. If the unpaid balance of the Contract Price
exceeds all claims, costs, losses, and damages (including
but not limited to all fees and charges of Engineers,
architects, attorneys, and other professionals and all court
or arbitration or other dispute resolution costs) sustained by
Owner arising out of or relating to completing the Work,
such excess will be paid to Contractor. If such claims,
costs, losses, and damages exceed such unpaid balance,
Contractor shall pay the difference to Owner. Such claims,
costs, losses, and damages incurred by Owner will be
reviewed by Engineer as to their reasonableness and, when
so approved by Engineer, incorporated in a Change Order.
When exercising any rights or remedies under this Article,
Owner shall not be required to obtain the lowest price for
the Work performed. Owner's exercise of the option to
substitute another person or entity to furnish services shall
not relieve Contractor of any liability for Work performed
prior to such substitution or any other obligations under this
Agreement, all of which shall survive termination.
Termination shall not preclude Owner's exercise of all
C. Owner's termination for convenience
shall not release or relieve Contractor from its obligations
set forth in this Agreement, including without limitation,
obligations for Work performed prior to such termination.
15.4 Contractor May Stop Work or Terminate
A. If, through no act or fault of Contractor,
the Work is suspended for more than 90 consecutive days
by Owner or under an order of a court or other public
authority, or Engineer fails to act on any Partial Payment
Estimate within 30 days after it is submitted, or Owner fails
for 30 days to pay Contractor any sum finally determined to
be due, then Contractor may, upon seven days Written
Notice to Owner and Engineer, and provided Owner or
Engineer do not remedy such suspension or failure within
that time, terminate the Contract and recover from Owner
payment on the same terms as provided in Article 15.3. In
lieu of terminating the Contract and without prejudice to
any other right remedy, if Engineer has failed to act on a
Partial Payment Estimate within 30 days after it is
submitted, or Owner has failed for 30 days to pay
Contractor any sum finally determined to be due,
Contractor may, seven days after Written Notice to Owner
and Engineer, stop the Work until payment is made of all
such amounts due Contractor, including interest thereon.
The provisions of this Article 15.4 are not intended to
preclude Contractor from making a Claim under
Article 10.5 for an adjustment in Contract Price or Contract
Times or otherwise for expenses or damage directly
attributable to Contractor's stopping the Work as permitted
by this Article.
City of Eden, NC General Conditions
Mebane Bridge WWTP Residuals Management System Rehabilitation 0072 15-36
WKD Project Number: 20170041.00.CL
15.5 Assignment of Contract
A. Contractor shall not assign, transfer,
convey or otherwise dispose of the Contract, or of its legal
right, title, or interest in or to the same or to any part
thereof, without the prior written consent of the Owner.
Contractor shall not assign by power of attorney or
otherwise any monies due and payable under this Contract
without the prior written consent of the Owner. Such
consent, if given, will in no way relieve the Contractor
from any of the obligations of this Contract. Owner shall
not be bound to abide by or observe the requirements of
any such assignment, absent Owner's written consent as set
forth herein.
ARTICLE 16.0 — DISPUTE RESOLUTION
16.1 Methods and Procedures
A. Dispute resolution methods and
procedures, if any, shall be as set forth in these General
Conditions. If no method and procedure has been set forth,
and subject to the provisions of Article 9.9 and 10.5, Owner
and Contractor may exercise such rights or remedies as
either may otherwise have under the Contract Documents
or by laws or regulations in respect of any dispute.
B. Should Owner and Contractor agree, they
may submit any and all unsettled claims or counterclaims,
disputes, or other matters in questions between them arising
out of or relating to the Contract Documents or the breach
thereof to non-binding mediation by the American
Arbitration Association before having recourse to a judicial
forum.
ARTICLE 17.0 — MISCELLANEOUS
17.1 Giving Notice
A. Whenever any provision of the Contract
Documents requires the giving of Written Notice, it will be
deemed to have been validly given if delivered in person to
the individual or to a member of the firm or to an officer of
the corporation for whom it is intended, or if delivered at or
sent by registered or certified mail, postage prepaid, to the
last business address knows to the giver of the notice.
17.2 Computation of Times
A. When any period of time is referred to in
the Contract Documents by days, it will be computed to
exclude the first and include the last day of such period. If
the last day of any such period falls on a Saturday or
Sunday or on a day made a legal holiday by the law of the
applicable jurisdiction, such day will be omitted from the
computation.
17.3 Cumulative Remedies
A. The duties and obligations imposed by
these General Conditions and the rights and remedies
available hereunder to the parties hereto are in addition to,
and are not to be construed in any way as a limitation of,
any rights and remedies available to any or all of them
which are otherwise imposed or available by laws or
regulations, by special warranty or guarantee, or by other
provisions of the Contract Documents, and the provisions
of this Article will be as effective as if repeated specifically
in the Contract Documents in connection with each
particular duty, obligation, right, and remedy to which they
apply.
17.4 Survival of Obligations
A. All representations, indemnifications,
warranties, and guarantees made in, required by, or given in
accordance with the Contract Documents, as well as all
continuing obligations indicated in the Contract
Documents, will survive final payment, completion, and
Acceptance of the Work or termination or completion of
the Agreement.
17.5 Controlling Law
A. This Contract is to be governed by the law
of the state in which the Project is located.
ARTICLE 18.0 — DISCRIMINATION
18.1 Discrimination Prohibited
A. During the performance of this Contract,
the Contractor will not discriminate against any employee
or applicant for employment because of race, religion,
color, sex, or national origin, except where religion, sex, or
national origin is a bona fide occupational qualification
reasonably necessary to the normal operation of the
Contractor and agrees to post in conspicuous places,
available to employees and applicants for employment,
notices setting forth the provisions of the non-
discrimination clause; and (i) will state that such Contractor
is an equal opportunity employer in all solicitations or
advertisements for employees placed by or on behalf of the
Contractor; and (ii) agrees that notices, advertisements, and
solicitations placed in accordance with federal law, rule, or
regulation shall be deemed sufficient for the purpose of
meeting the requirements of this Article.
B. The Contractor will include these non-
discrimination provisions in every subcontract or purchase
order in excess of $10,000 so that the provisions will be
binding upon each Subcontractor or vendor.
City of Eden, NC General Conditions
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City of Eden, NC General Conditions
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DOCUMENT 00 73 14
SUPPLEMENTARY CONDITIONS AND EXHIBITS
These Supplementary Conditions amend or supplement the Standard General Conditions of the
Construction Contract and other provisions of the Contract Documents as indicated below. All
provisions which are not so amended or supplemented remain in full force and effect.
The terms used in these Supplementary Conditions, which are defined in the Standard General
Conditions of the Construction Contract, have the meanings assigned to them in the General Conditions.
Additional terms used in these Supplementary Conditions have the meanings indicated below which are
applicable to both the singular and plural thereof.
ARTICLE 4 — AVAILABILITY OF LANDS; SUBSURFACE AND PHYSICAL CONDITIONS;
REFERENCE POINTS
4.2 Subsurface and Physical Conditions
Add the following language at the end of the first sentence of paragraph 4.2.A:
Subsurface utility explorations are included as Exhibits after these Supplementary Conditions including
the following:
• Report of Subsurface Utility and Meadow Greens and Covenant Branch Force Main Relief
Exploration, Eden, North Carolina prepared by Stewart Engineering Inc.
ARTICLE 6 — CONTRACTOR'S RESPONSIBILITIES
6.8 Permits
Add the following language at the end of the first sentence of paragraph 6.8.A:
Contractors will be responsible for compliance with the requirements of all permits and approvals.
Copies of available permits / approvals and requirements are included as Exhibits after these
Supplementary Conditions.
6.5 Substitutes and "Or Equals"
Delete paragraph 6.5 in its entirety.
6.21 Operation and Maintenance Manuals
A. Contractor shall submit two copies of Operation and Maintenance Manuals for all
equipment for review. Upon receipt of approval, six complete sets must be provided. No equipment may
be placed into service until the approved manuals are received by the Engineer. Instruction manuals shall
list all of the equipment specified in this and other sections of the Specifications and shall include
equipment serial numbers, design data, operating instructions, maintenance instructions, lubrication
City of Eden, NC Supplementary Conditions
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WKD Project Number: 20170041.00.CL
instructions, piping, wiring and control diagrams, assembly drawings showing location of parts, part
numbers, and spare parts list.
ARTICLE 13 — TESTS AND INSPECTIONS; CORRECTION, REMOVAL OR ACCEPTANCE
OF DEFECTIVE WORK
13.3 Tests and Inspections
Delete paragraph 13.3 B. in its entirety and replace with the following paragraph.
B. Contractor shall employ and pay for the services of an independent firm to perform testing and
inspection as required by the Contract documents and specifications.
ARTICLE 16 DISPUTE RESOLUTION
Add Article 16. LC:
C. Where mediation is selected to resolve a dispute or claim, the methods and procedures
shall be in accordance with Rules Implementing Mediated Settlement Conferences in North
Carolina Public Construction Projects, which is included as Exhibits after these Supplementary
Conditions.
END OF DOCUMENT
City of Eden, NC Supplementary Conditions
Mebane Bridge WWTP Residuals Management System Rehabilitation 0073 14-2
WKD Project Number: 20170041.00.CL
EXHIBIT SC -A- Subsurface Utility Excavation Report
• Report of Subsurface Utility Excavation Meadow Greens and Covenant Branch Force
Main Relief for Eden, North Carolina prepared by Stewart Engineering Inc.
REPORT ON FOLLOWING PAGE
EXHIBIT SC -B- Permits and Approvals
Meadow Greens and Covenant Branch Force Main Relief:
City of Eden, NC Supplementary Conditions
Mebane Bridge WWTP Residuals Management System Rehabilitation 0073 14- A
WKD Project Number: 20170041.00.CL
• NCDENR Division of Water Resources Wastewater Collection System Extension Permit
WQ0038774
• NCDENR Division of Water Infrastructure Plans and Specifications
• NCDENR Division of Water Infrastructure Approval of Addenda Nos. 1 Through 3, Project No.
E-HUC-W-15-006
• NCDENR Division of Water Infrastructure Authority to Award Project No. E-HUC-W-15-006
City of Eden, NC Supplementary Conditions
Mebane Bridge WWTP Residuals Management System Rehabilitation 00 73 14 - B
W ,D Project Number: 20170041.00.CL
EXHIBIT SC -C- Dispute Resolution
DISPUTE RESOLUTION DOCUMENTS ON FOLLOWING PAGES
City of Eden, NC Supplementary Conditions
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DOCUMENT 00 80 00
SPECIAL PROVISIONS
CONSTRUCTION SAFETY
In order to protect the lives and health of his employees under the contract, the Contractor shall
comply with all pertinent provisions of the Contract Work Hours and Safety Standards Act, as
amended. This Act is commonly known as the Construction Safety Act and pertains to health and
safety standards. The Contractor shall also maintain an accurate record of all cases of death,
occupational disease, and injury requiring medical attention or causing loss of time from Work,
arising out of and in the course of employment on Work under the contract.
The Contractor alone shall be responsible for the safety, efficiency, and adequacy of his construction
products, appliances, and methods and for any damage that may result from their failure or their
improper construction, maintenance, or operation.
2. BUILDER'S RISK
The Contractor shall assume entire responsibility for all work, materials, and equipment provided by
him until final completion and acceptance of the project, and he shall be held responsible and liable
for their safety in the amount paid to him by the Owner on account thereof.
PUBLIC TRAFFIC
The Contractor shall maintain, in a safe and practical way, the roadways that are now used by the
public or individuals that neither may be unnecessarily delayed or inconvenienced on account of the
work being carried on by the Contractor. The Contractor will be responsible for all injuries and
damages to persons or property incurred by such person or persons, firm, or corporation on account
of the acts or claims of negligence by the Contractor to the aforesaid while passing over the public or
private roadways. The Contractor will be required to repair or make reparation for any damages that
he may have caused to the roadways, public or private, immediately after discontinuing traffic along
such route or when authorized to do so by the North Carolina Department of Transportation.
4. BARRICADES AND LIGHTS
Travel upon streets, commercial driveway, or residential driveway shall not be inconvenienced
needlessly.
Whenever a street is closed, the Contractor shall cause plainly worded signs, announcing such fact,
to be placed with proper barricades at the nearest cross street upon each side of obstruction and upon
intersecting streets.
The Contractor shall maintain sufficient warning lights during the hours of darkness in and about the
work which is underway, and it is his responsibility to see that such lights are lit and kept lit from
sunset to sunrise.
City of Eden, NC Special Provisions
Mebane Bridge WWTP Residuals Management System Rehabilitation 008000-1
WKD Project Number: 20170041.00.CL
The Contractor shall also provide and maintain suitable detour signs so as to warn the public of work
underway and to guide them around the work in progress where it would be dangerous for them to
proceed through the work area.
5. UNDERGROUND UTILITIES
All underground utilities may not be shown on the plans relative to type and/or location. The
Contractor shall be responsible for locating all existing utilities prior to excavation. The Contractor
shall have all utilities located at least one week prior to the planned date for excavating in the areas
of interest. The Contractor shall immediately inform the Engineer of unforeseen problems related to
the types and/or locations of underground utilities and shall allow for a minimum of seven days for
the Engineer to revise plans in the event revisions are necessary based on underground utility
findings. All costs for temporarily or permanently relocating overhead or underground utilities shall
be paid for by the Contractor.
6. NCDOT SPECIAL PROVISIONS
All work in the NCDOT right-of-way is subject to the provisions of the NCDOT Encroachment
Agreement and shall be in compliance with the NCDOT "Standard Specifications for Roads and
Structures", January 2012. Where NCDOT document requirements differ from these Specifications,
the more stringent requirements shall govern.
City of Eden, NC Special Provisions
Mebane Bridge WWTP Residuals Management System Rehabilitation 008000-2
WKD Project Number: 20170041.00.CL
F ICAC
Date of Issuance:
Owner:
Contractor:
Engineer:
Proj ect:
Change Order No.
Effective Date:
Owner's Contract No.:
Contractor's Project No.:
Engineer's Project No.:
Contract Name:
The Contract is modified as follows upon execution of this Change Order:
Description:
Attachments: [List documents supporting change]
CHANGE IN CONTRACT PRICE
CHANGE IN CONTRACT TIMES
[note changes in Milestones if applicable]
Original Contract Price:
Original Contract Times:
Substantial Completion:
$
Ready for Final Payment:
days or dates
[Increase] [Decrease] from previously approved Change
[Increase] [Decrease] from previously approved Change
Orders No. _ to No. _
Orders No. _ to No.
Substantial Completion:
$
Ready for Final Payment:
days
Contract Price prior to this Change Order:
Contract Times prior to this Change Order:
Substantial Completion:
$
Ready for Final Payment:
days or dates
[Increase] [Decrease] of this Change Order:
[Increase] [Decrease] of this Change Order:
Substantial Completion:
$
Ready for Final Payment:
days or dates
Contract Price incorporating this Change Order:
Contract Times with all approved Change Orders:
Substantial Completion:
$
Ready for Final Payment:
days or dates
RECOMMENDED: ACCEPTED:
ACCEPTED:
101
I�
Engineer (if required) Owner (Authorized Signature)
Title: Title Title
Date: Date Date
Approved by Funding Agency (if
applicable)
By: Date:
Title:
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
W ,D Project Number: 20170041.00.CL
Contractor (Authorized Signature)
Change Order
00 94 63-1
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SRF SPECIAL CONDITIONS
The attached instructions and regulations as listed below shall be incorporated into the Specifications
and comprise the SRF Special Conditions:
1. DBE (MBE/WBE) Requirements - (Attachment No. 1).
2. Debarred Firms Certification- (Attachment No. 2).
Davis -Bacon Requirements — (Attachment No. 3).
These Special Conditions shall supersede any conflicting provisions of this contract.
City of Eden, NC
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WKD Project Number: 20170041.00.CL
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ATTACHMENT 1
DBE (MBE/WBE) REQUIREMENTS
DBE documentation must be submitted to the North Carolina Infrastructure Finance Section. See the
specific Minority and Women Business Enterprise Requirements at the end of Attachment 1.
Failure to submit the EEO documentation may subject the contractor to sanctions under
Executive Order 11246.
It is a federal requirement that recipients of a federal loan for wastewater facilities award a fair
share of sub -agreements to small, minority and women's businesses. Fair Share is a reasonable amount
of funds commensurate with the total project funding, demographic factors and the availability of
minority and women's businesses. A fair share does not constitute an absolute goal, but a commitment
on the part of the recipient to attempt to use minority and women's businesses by carrying out the six
affirmative steps below. The recipient must document the actions taken to comply with the affirmative
steps. If the recipient has a law, ordinance, or executive order, which establishes a goal for minority
and/or women's businesses that is higher than the State goals, the recipient may use that goal as the
"fair share" objective for the project. The goals for North Carolina are 10.9% MBE and 10.4% WBE.
The affirmative steps to be followed by recipients are:
1. Including qualified small and minority and women's business on solicitation lists.
2. Assuring that small and minority and women's businesses are solicited whenever
they are potential sources.
3. Dividing total requirements, when economically feasible, into small tasks or
quantities to permit maximum participation of small and minority and women's
business.
4. Establishing delivery schedules, where the requirements of the work permit,
which will encourage participation 6y small and minority and women's
businesses.
5. Using the services and assistance of the U.S. Small Business Administration and
the Office of Minority business Enterprise of the U.S. Department of Commerce.
6. Requiring each party to a sub -agreement to take the affirmative steps outlined in
items 1— 5 of this section.
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
Examples of documentation that are acceptable for demonstrating the Bidder's good faith efforts to
meet the goals set forth in these provisions include, but are not necessarily limited to, the following:
• Copies of solicitations for quotes to at least three (3) minority business firms from the source list
provided by the State for each subcontract to be let under this contract (if 3 or more firms are
shown on the source list). Each solicitation shall contain a specific description of the work to be
subcontracted, location where bid documents can be reviewed, representative of the Prime Bidder
to contact, and location, date and time when quotes must be received.
• Copies of quotes or responses received from each firm responding to the solicitation.
• A telephone log of follow-up calls to each firm sent a solicitation.
• For subcontracts where a minority business firm is not considered the lowest responsible sub -
bidder, copies of quotes received from all firms submitting quotes for that particular subcontract.
• Documentation of any contacts or correspondence to minority business, community, or contractor
organizations in an attempt to meet the goal.
• Copy of pre-bid roster.
• Letter documenting efforts to provide assistance in obtaining required bonding or insurance for
minority business.
• Letter detailing reasons for rejection of minority business due to lack of qualification.
• Letter documenting proposed assistance offered to minority business in need of equipment, loan
capital, lines of credit, or joint pay agreements to secure loans, supplies, or letter of credit, including
waiving credit that is ordinarily required.
Definitions
1. Minority Business Enterprise (MBE) is a business concern which is:
a. Certified as socially and economically disadvantaged by the Small Business Administration.
(1) Socially disadvantaged individuals means such persons which are socially
disadvantaged because of their identification as members of certain groups that
have suffered the effects of discriminatory practices or similar invidious
circumstances.
(2) Economically disadvantaged individuals means socially disadvantaged individuals whose
ability to compete in the free enterprise system is impaired due to diminished
opportunities to obtain capital and credit as compared to others in the same line of
business who are not socially disadvantaged. Individuals who certify that they are
members of named groups (Black Americans, Hispanic Americans, Native Americans,
Asian -Pacific Americans, Asian -Indian Americans), are to be considered socially and
economically disadvantaged.
b. Certified as a minority business enterprise by a State or federal agency, or
c. An independent business concern, which is at least 51% owned and controlled by minority
group member(s).
(1) A minority group member is an individual who is a citizen of the United States
and one of the following:
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
(a) Black American:
(b) Hispanic Americans (with origins from Puerto Rico, Mexico, Cuba,
South or Central America; and
(c) Asian -Pacific American (with origins from Japan, China, the Philippines,
Vietnam, Korea, Samoa, Guam, the U. S. Trust Territories of the Pacific,
Northern Marianas, Laos, Cambodia, Taiwan or the Indian subcontinent.
(d) American Indian or Alaskan Native (all persons having origins in any of
the original peoples of North America and maintaining identifiable tribal
affiliations through membership and participation or community
identification).
(2) In order to satisfy this third criteria of the MBE definition, the minority ownership's
interest must be real, substantial and continuing. Such interest is characterized by:
(a) Risk of loss/share of profit commensurate with the proportional
ownership; and
(b) Receipt of the customary incidents of ownership, such as salary
and/or intangible benefits.
(3) A minority owner must have and exercise control of the business decisions.
Characteristics of control include, but are not limited to:
(a) Authority to sign bids and contracts;
(b) Decisions in price negotiations;
(c) Incurring liabilities for the firm;
(d) Final staffing decisions;
(e) Policy-making; and
(f) General company management decisions.
d. Only those firms performing a useful business function according to custom and practice in
the industry are qualified as MBEs. Acting merely as a passive conduit of funds to some
other firm where such activity is unnecessary to accomplish the project does not constitute
a "useful business function according to custom and practice in the industry." The purpose
of this approach is to discourage the use of MBE "fronts" and limit the creation of an
artificial supplier and broker marketplace.
2. Small Business Concern: Means a concern, including the affiliates, that is independently owned
and operated, not dominant in the field of operation in which it is bidding on government
contracts, and qualified as a small business under the criteria and size standards set forth in 13
CFR 121.
a. Concern: Means any business entity located inside the United States that is organized
for profit (even if it is owned by a nonprofit entity), pays U. S. taxes, and/or uses
American products, materials, and/or labor, etc. A "concern" may be an individual, a
partnership, a corporation, a joint venture, an association, or a cooperative.
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
W KD Project Number: 20170041.00.CL
b. Non dominant in the field of operation means not exercising a controlling or major
influence in an industry. A controlling or major influence can be derived from factors
such as business volume, number of employees, financial resources, competitiveness,
ownership or control of materials, processes, patent license agreements, facilities, sales
territory, and nature of business activity.
C. Affiliates. Business concerns are affiliates of each other, if directly or indirectly:
(1) Either one controls or has the power to control the other; or
(2) Another concern controls or has the power to control both.
In determining whether affiliation exists, consideration is given to all appropriate factors
including common ownership, common management, and contractual relationships;
provided that restraints imposed by a franchise agreement are not considered in
determining whether the franchisor controls or has the power to control the franchises,
if the franchisee has the right to profit from its efforts, commensurate with ownership,
and bears the risk of loss or failure. Any business entity may be affiliate, whether or not
it is organized for profit or located inside the United States.
Annual Receipts: means the gross income (less returns and allowances, sales of fined
assets, and inter -affiliate transactions) of a concern (and its domestic and foreign
affiliates) from sales of products and services, interest, rents, fees, commissions, and/or
from whatever other sources derived for its most recently completed fiscal year
(whether on a cash, accrual, completed contracts, percentage of completion, or other
acceptable accounting basis). If a concern has been in business less than a year, its
annual receipts for the purpose of a size standard will be based on one year's receipts,
and shall be computed by dividing its average weekly figure by 52. If a concern has been
in business less than three years, its average annual receipts, for the purpose of a size
standard, shall be based on three years' receipts; shall be computed by determining its
average weekly receipts for the period in which it has been in business, and multiplying
such figure by 52.
3. Positive Efforts are documentable attempts to use small business and minority
businesses.
4. Women's Business Enterprise (WBE) is a business which is certified as such by a State or
federal agency, or which meets the following definition:
"A woman's business enterprise is an independent business concern which is at least 51
percent owned by a woman or women, who also control and operate it. Determination
of whether a business is at least 51 percent owned by a woman or otherwise qualified
WBE which is 51 percent owned by a married woman in a community property State will
not be disqualified because her husband has a 50 percent owned by a married man and
49 percent owned by an unmarried woman will not become a qualified WBE by virtue of
his wife's 50 percent interest in his share of the business."
In order to comply with the MBE requirements of the federal loan projects, the Special
Notice to Bidders shall be, as previously noted, included in the specifications for all
contracts and/or subcontracts in excess of $10,000.
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
SRF Project No. _
Owner/Recipient:
ATTACHMENT NO.2
CERTIFICATION REGARDING
DEBARMENT, SUSPENSION AND OTHER RESPONSIBILITY MATTERS
This form must be completed for each prime and subcontractor; and submitted to the State
Infrastructure Finance Section, 1633 Mail Service Center, Raleigh, North Carolina 27699-1633.
The prospective participant certifies to the best of its knowledge and belief that it and its principals:
(a) Are not presently debarred, suspended, proposed for debarment, declared ineligible,
nor voluntarily excluded from covered transactions by any Federal department or
agency;
(b) Have not within a three-year period preceding this proposal been convicted of or had
a civil judgment rendered against them for commission of fraud or a criminal offense
in connection with obtaining, attempting to obtain, or performing a public (Federal,
State or local) transaction or contract under a public transaction; violation of Federal or
State anti-trust statutes or commission of embezzlement, theft, forgery, bribery,
falsification or destruction of records, making false statements, or receiving stolen property;
(c) Are not presently indicated for or otherwise criminally or civilly charged by a government
entity, (Federal, State or local) with commission of any of the offenses enumerated in
paragraph (1) (b) of this certification; and
(d) Have not within a three year period preceding this application/proposal had one or more
public transactions (Federal, State or local) terminated for cause or default.
I understand that a false statement on this certification may be grounds for rejection of this proposal or
termination of the award. In addition, under 18 U.S.C. 1001, a false statement may result in a fine of up
to $10,000 or imprisonment for up to five years, or both.
Name & Title of Authorized Representative Name of Company
Signature of Authorized Representative Date
I am unable to certify to the above statements.
Prime or Subcontractor's Name:
Telephone Number:
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
Attached is my explanation.
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Davis -Bacon Guidance for SRF Projects ATTACHMENT NO.3
To be included in the Contract Documents:
• The entire contents of 29 CFR 5.5
The appropriate wage rates (Usually Building or Heavy rates). This decision must be the
most current and have been in effect 10 days prior to bid opening. If a wage decision for
the project location is not available, then the Statewide wage determination may be
used (attached). If it takes longer than 90 days to execute contracts and the wage rate
decisions change, then the new wage rates must be incorporated into the contract.
During Construction:
• Weekly payrolls maintained onsite. Number them for each week of the construction
period including weeks that do not have payroll. Form WH 347 is suggested. Do not
submit these to the CG&L office. A certifying statement is included on the CG&L
reimbursement request form.
Link to Form WH 347 - http://www.dol.gov/whd/forms/wh347.pdf
• Post the appropriate wage rates
• Post the Davis -Bacon Poster www.dol.gov/whd/reps/compliance/posters/fedproic.pdf
• Conduct interviews with employees when there are irregularities concerning wages
being paid. Use Standard Form 1445. (Attached)
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
THIS PAGE INTENTIONALLY LEFT BLANK
Davis -Bacon and Related Acts Provisions and Procedures:
CFR Title 29 Part 5
Revised on: 1/18/2009
Labor Standards Provisions Applicable to Contracts Covering Federally Financed and Assisted
Construction (Also Labor Standards Provisions Applicable to Non construction Contracts
Subject to the Contract Work Hours and Safety Standards Act.
29 CFR 5.5 - Contract provisions and related matters
(a) The Agency head shall cause or require the contracting officer
to insert in full in any contract in excess of $2,000 which is entered
into for the actual construction, alteration and/or repair, including
painting and decorating, of a public building or public work, or
building or work financed in whole or in part from Federal funds or in
accordance with guarantees of a Federal agency or financed from funds
obtained by pledge of any contract of a Federal agency to make a loan,
grant or annual contribution (except where a different meaning is
expressly indicated), and which is subject to the labor standards
provisions of any of the acts listed in Sec. 5.1, the following clauses
(or any modifications thereof to meet the particular needs of the
agency, Provided, That such modifications are first approved by the
Department of Labor):
(1) Minimum wages. (i) All laborers and mechanics employed or
working upon the site of the work (or under the United States Housing
Act of 1937 or under the Housing Act of 1949 in the construction or
development of the project), will be paid unconditionally and not less
often than once a week, and without subsequent deduction or rebate on
any account (except such payroll deductions as are permitted by
regulations issued by the Secretary of Labor under the Copeland Act (29
CFR part 3)), the full amount of wages and bona fide fringe benefits (or
cash equivalents thereof) due at time of payment computed at rates not
less than those contained in the wage determination of the Secretary of
Labor which is attached hereto and made a part hereof, regardless of any
contractual relationship which may be alleged to exist between the
contractor and such laborers and mechanics.
Contributions made or costs reasonably anticipated for bona fide fringe
benefits under section l(b)(2) of the Davis -Bacon Act on behalf of
laborers or mechanics are considered wages paid to such laborers or
mechanics, subject to the provisions of paragraph (a)(1)(iv) of this
section; also, regular contributions made or costs incurred for more
than a weekly period (but not less often than quarterly) under plans,
funds, or programs which cover the particular weekly period, are deemed
to be constructively made or incurred during such weekly period. Such
laborers and mechanics shall be paid the appropriate wage rate and
fringe benefits on the wage determination for the classification of work
actually performed, without regard to skill, except as provided in
Sec. 5.5(a)(4). Laborers or mechanics performing work in more than one
classification may be compensated at the rate specified for each
classification for the time actually worked therein: Provided, That the
employer's payroll records accurately set forth the time spent in each
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
classification in which work is performed. The wage determination
(including any additional
classification and wage rates conformed under paragraph (a)(1)(ii) of
this section) and the Davis -Bacon poster (WH -1321) shall be posted at
all times by the contractor and its subcontractors at the site of the
work in a prominent and accessible place where it can be easily seen by
the workers.
(ii)(A) The contracting officer shall require that any class of
laborers or mechanics, including helpers, which is not listed in the
wage determination and which is to be employed under the contract shall
be classified in conformance with the wage determination. The
contracting officer shall approve an additional classification and wage
rate and fringe benefits therefore only when the following criteria have
been met:
(1) The work to be performed by the classification requested is not
performed by a classification in the wage determination; and
(2) The classification is utilized in the area by the construction
industry; and
(3) The proposed wage rate, including any bona fide fringe benefits,
bears a reasonable relationship to the wage rates contained in the wage
determination.
(B) If the contractor and the laborers and mechanics to be employed
in the classification (if known), or their representatives, and the
contracting officer agree on the classification and wage rate (including
the amount designated for fringe benefits where appropriate), a report
of the action taken shall be sent by the contracting officer to the
Administrator of the Wage and Hour Division, Employment Standards
Administration, U.S. Department of Labor, Washington, DC 20210. The
Administrator, or an authorized representative, will approve, modify, or
disapprove every additional classification action within 30 days of
receipt and so advise the contracting officer or will notify the
contracting officer within the 30 -day period that additional time is
necessary.
(C) In the event the contractor, the laborers or mechanics to be
employed in the classification or their representatives, and the
contracting officer do not agree on the proposed classification and wage
rate (including the amount designated for fringe benefits, where
appropriate), the contracting officer shall refer the questions,
including the views of all interested parties and the recommendation of
the contracting officer, to the Administrator for determination. The
Administrator, or an authorized representative, will issue a
determination within 30 days of receipt and so advise the contracting
officer or will notify the contracting officer within the 30 -day period
that additional time is necessary.
(D) The wage rate (including fringe benefits where appropriate)
determined pursuant to paragraphs (a)(1)(ii) (B) or (C) of this section,
shall be paid to all workers performing work in the classification under
this contract from the first day on which work is performed in the
classification.
(iii) Whenever the minimum wage rate prescribed in the contract for
a class of laborers or mechanics includes a fringe benefit which is not
expressed as an hourly rate, the contractor shall either pay the benefit
as stated in the wage determination or shall pay another bona fide
fringe benefit or an hourly cash equivalent thereof.
(iv) If the contractor does not make payments to a trustee or other
third person, the contractor may consider as part of the wages of any
laborer or mechanic the amount of any costs reasonably anticipated in
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
providing bona fide fringe benefits under a plan or program, Provided,
That the Secretary of Labor has found, upon the written request of the
contractor, that the applicable standards of the Davis -Bacon Act have
been met. The Secretary of Labor may require the contractor to set aside
in a separate account assets for the meeting of obligations under the
plan or program.
(2) Withholding. The (write in name of Federal Agency or the loan or
grant recipient) shall upon its own action or upon written request of an
authorized representative of the Department of Labor withhold or cause
to be withheld from the contractor under this contract or any other
Federal contract with the same prime contractor, or any other federally -
assisted contract subject to Davis -Bacon prevailing wage requirements,
which is held by the same prime contractor, so much of the accrued
payments or advances as may be considered necessary to pay laborers and
mechanics, including apprentices, trainees, and helpers, employed by the
contractor or any subcontractor the full amount of wages required by the
contract. In the event of failure to pay any laborer or mechanic,
including any apprentice, trainee, or helper, employed or working on the
site of the work (or under the United States Housing Act of 1937 or
under the Housing Act of 1949 in the construction or development of the
project), all or part of the wages required by the contract, the
(Agency) may, after written notice to the contractor, sponsor,
applicant, or owner, take such action as may be necessary to cause the
suspension of any further payment, advance, or guarantee of funds until
such violations have ceased.
(3) Payrolls and basic records. (i) Payrolls and basic records
relating thereto shall be maintained by the contractor during the course
of the work and preserved for a period of three years thereafter for all
laborers and mechanics working at the site of the work (or under the
United States Housing Act of 1937, or under the Housing Act of 1949, in
the construction or development of the project). Such records shall
contain the name, address, and social security number of each such
worker, his or her correct classification, hourly rates of wages paid
(including rates of contributions or costs anticipated for bona fide
fringe benefits or cash equivalents thereof of the types described in
section l(b)(2)(B) of the Davis -Bacon Act), daily and weekly number of
hours
worked, deductions made and actual wages paid. Whenever the Secretary of
Labor has found under 29 CFR 5.5(a)(1)(iv) that the wages of any laborer
or mechanic include the amount of any costs reasonably anticipated in
providing benefits under a plan or program described in section
l(b)(2)(B) of the Davis -Bacon Act, the contractor shall maintain records
which show that the commitment to provide such benefits is enforceable,
that the plan or program is financially responsible, and that the plan
or program has been communicated in writing to the laborers or mechanics
affected, and records which show the costs anticipated or the actual
cost incurred in providing such benefits. Contractors employing
apprentices or trainees under approved programs shall maintain written
evidence of the registration of apprenticeship programs and
certification of trainee programs, the registration of the apprentices
and trainees, and the ratios and wage rates prescribed in the applicable
programs.
(ii)(A) The contractor shall submit weekly for each week
in which any contract work is performed a copy of all payrolls to the
(write in name of appropriate federal agency) if the agency is a party
to the contract, but if the agency is not such a party, the contractor
will submit the payrolls to the applicant, sponsor, or owner, as the
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00 CL
case may be, for transmission to the (write in name of agency). The
payrolls submitted shall set out accurately and completely all of the
information required to be maintained under 29 CFR 5.5(a)(3)(i), except
that full social security numbers and home addresses shall not be
included on weekly transmittals. Instead the payrolls shall only need
to include an individually identifying number for each employee (e.g.,
the last four digits of the employee's social security number). The
required weekly payroll information may be submitted in any form desired.
Optional Form WH -347 is available for this purpose from the Wage and
Hour Division Web site at ://www.dol.gov/whd/forms/wh347instr.htm
or its successor site. The prime contractor is responsible for the submission
of copies of payrolls by all subcontractors. Contractors and subcontractors
shall maintain the full social security number and current address of each
covered worker, and shall provide them upon request to the (write in
name of appropriate federal agency) if the agency is a party to the
contract, but if the agency is not such a party, the contractor will
submit them to the applicant, sponsor, or owner, as the case may be,
for transmission to the (write in name of agency), the contractor, or
the Wage and Hour Division of the Department of Labor for purposes of
an investigation or audit of compliance with prevailing wage
requirements. It is not a violation of this section for a prime
contractor to require a subcontractor to provide addresses and social
security numbers to the prime contractor for its own records, without
weekly submission to the sponsoring government agency (or the
applicant, sponsor, or owner).
(B) Each payroll submitted shall be accompanied by a "Statement of
Compliance,'' signed by the contractor or subcontractor or his or her
agent who pays or supervises the payment of the persons employed under
the contract and shall certify the following:
(1) That the payroll for the payroll period contains the
information required to be provided under Sec. 5.5 (a)(3)(ii) of
Regulations, 29 CER part 5, the appropriate information is being
maintained under Sec. 5.5 (a)(3)(i) of Regulations, 29 CFR part 5, and
that such information is correct and complete;
(2) That each laborer or mechanic (including each helper,
apprentice, and trainee) employed on the contract during the payroll
period has been paid the full weekly wages earned, without rebate,
either directly or indirectly, and that no deductions have been made
either directly or indirectly from the full wages earned, other than
permissible deductions as set forth in Regulations, 29 CFR part 3;
(3) That each laborer or mechanic has been paid not less than the
applicable wage rates and fringe benefits or cash equivalents for the
classification of work performed, as specified in the applicable wage
determination incorporated into the contract.
(C) The weekly submission of a properly executed certification set
forth on the reverse side of Optional Form WH -347 shall satisfy the
requirement for submission of the "Statement of Compliance'' required
by paragraph (a)(3)(ii)(B) of this section.
(D) The falsification of any of the above certifications may subject
the contractor or subcontractor to civil or criminal prosecution under
section 1001 of title 18 and section 231 of title 31 of the United
States Code.
(iii) The contractor or subcontractor shall make the records
required under paragraph (a)(3)(i) of this section available for
inspection, copying, or transcription by authorized representatives of
the (write the name of the agency) or the Department of Labor, and shall
permit such representatives to interview employees during working hours
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
on the job. If the contractor or subcontractor fails to submit the
required records or to make them available, the Federal agency may,
after written notice to the contractor, sponsor, applicant, or owner,
take such action as may be necessary to cause the suspension of any
further payment, advance, or guarantee of funds. Furthermore, failure to
submit the required records upon request or to make such records
available may be grounds for debarment action pursuant to 29 CFR 5.12.
(4) Apprentices and trainees --(i) Apprentices. Apprentices will be
permitted to work at less than the predetermined rate for the work they
performed when they are employed pursuant to and individually registered
in a bona fide apprenticeship program registered with the U.S.
Department of Labor, Employment and Training Administration, Office of
Apprenticeship Training, Employer and Labor Services, or with a State
Apprenticeship Agency
recognized by the Office, or if a person is employed in his or her first
90 days of probationary employment as an apprentice in such an
apprenticeship program, who is not individually registered in the
program, but who has been certified by the Office of
Apprenticeship Training, Employer and Labor Services
or a State Apprenticeship Agency (where appropriate) to be
eligible for probationary employment as an apprentice. The allowable
ratio of apprentices to journeymen on the job site in any craft
classification shall not be greater than the ratio permitted to the
contractor as to the entire work force under the registered program. Any
worker listed on a payroll at an apprentice wage rate, who is not
registered or otherwise employed as stated above, shall be paid not less
than the applicable wage rate on the wage determination for the
classification of work actually performed. In addition, any apprentice
performing work on the job site in excess of the ratio permitted under
the registered program shall be paid not less than the applicable wage
rate on the wage determination for the work actually performed. where a
contractor is performing construction on a project in a locality other
than that in which its program is registered, the ratios and wage rates
(expressed in percentages of the journeyman's hourly rate) specified in
the contractor's or subcontractor's registered program shall be
observed. Every apprentice must be paid at not less than the rate
specified in the registered program for the apprentice's level of
progress, expressed as a percentage of the journeymen hourly rate
specified in the applicable wage determination. Apprentices shall be
paid fringe benefits in accordance with the provisions of the
apprenticeship program. If the apprenticeship program does not specify
fringe benefits, apprentices must be paid the full amount of fringe
benefits listed on the wage determination for the applicable
classification. If the Administrator determines that a different
practice prevails for the applicable apprentice classification, fringes
shall be paid in accordance with that determination. In the event the
Office of Apprenticeship Training, Employer and Labor Services, or a
State Apprenticeship Agency
recognized by the Office, withdraws approval of an apprenticeship
program, the contractor will no longer be permitted to utilize
apprentices at less than the applicable predetermined rate for the work
performed until an acceptable program is approved.
(ii) Trainees. Except as provided in 29 CFR 5.16, trainees will not
be permitted to work at less than the predetermined rate for the work
performed unless they are employed pursuant to and individually
registered in a program which has received prior approval, evidenced by
formal certification by the U.S. Department of Labor, Employment and
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
Training Administration. The ratio of trainees to journeymen on the job
site shall not be greater than permitted under the plan approved by the
Employment and Training Administration. Every trainee must be paid at
not less than the rate specified in the approved program for the
trainee's level of progress, expressed as a percentage of the journeyman
hourly rate specified in the applicable wage determination. Trainees
shall be paid fringe benefits in accordance with the provisions of the
trainee program. If the trainee program does not mention fringe
benefits, trainees shall be paid the full amount of fringe benefits
listed on the wage determination unless the Administrator of the Wage
and Hour Division determines that there is an apprenticeship program
associated with the corresponding journeyman wage rate on the wage
determination which provides for less than full fringe benefits for
apprentices. Any employee listed on the payroll at a trainee rate who is
not registered and participating in a training plan approved by the
Employment and Training Administration shall be paid not less than the
applicable wage rate
on the wage determination for the classification of work actually
performed. In addition, any trainee performing work on the job site in
excess of the ratio permitted under the registered program shall be paid
not less than the applicable wage rate on the wage determination for the
work actually performed. In the event the Employment and Training
Administration withdraws approval of a training program, the contractor
will no longer be permitted to utilize trainees at less than the
applicable predetermined rate for the work performed until an acceptable
program is approved.
(iii) Equal employment opportunity. The utilization of apprentices,
trainees and journeymen under this part shall be in conformity with the
equal employment opportunity requirements of Executive Order 11246, as
amended, and 29 CFR part 30.
(5) Compliance with Copeland Act requirements. The contractor shall
comply with the requirements of 29 CFR part 3, which are incorporated by
reference in this contract.
(6) Subcontracts. The contractor or subcontractor shall insert in
any subcontracts the clauses contained in 29 CFR 5.5(a)(1) through (10)
and such other clauses as the (write in the name of the Federal agency)
may by appropriate instructions require, and also a clause requiring the
subcontractors to include these clauses in any lower tier subcontracts.
The prime contractor shall be responsible for the compliance by any
subcontractor or lower tier subcontractor with all the contract clauses
in 29 CFR 5.5.
(7) Contract termination: debarment. A breach of the contract
clauses in 29 CFR 5.5 may be grounds for termination of the contract,
and for debarment as a contractor and a subcontractor as provided in 29
CFR 5.12.
(8) Compliance with Davis -Bacon and Related Act requirements. All
rulings and interpretations of the Davis -Bacon and Related Acts
contained in 29 CFR parts 1, 3, and 5 are herein incorporated by
reference in this contract.
(9) Disputes concerning labor standards. Disputes arising out of the
labor standards provisions of this contract shall not be subject to the
general disputes clause of this contract. Such disputes shall be
resolved in accordance with the procedures of the Department of Labor
set forth in 29 CFR parts 5, 6, and 7. Disputes within the meaning of
this clause include disputes between the contractor (or any of its
subcontractors) and the contracting agency, the U.S. Department of
Labor, or the employees or their representatives.
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
(10) Certification of eligibility. (i) By entering into this
contract, the contractor certifies that neither it (nor he or she) nor
any person or firm who has an interest in the contractor's firm is a
person or firm ineligible to be awarded Government contracts by virtue
of section 3(a) of the Davis -Bacon Act or 29 CFR 5.12(a)(1).
(ii) No part of this contract shall be subcontracted to any person
or firm ineligible for award of a Government contract by virtue of
section 3(a) of the Davis -Bacon Act or 29 CFR 5.12(a)(1).
(iii) The penalty for making false statements is prescribed in the
U.S. Criminal Code, 18 U.S.C. 1001.
(b) Contract Work Hours and Safety Standards Act. The Agency Head
shall cause or require the contracting officer to insert the following
clauses set forth in paragraphs (b)(1), (2), (3), and (4) of this
section in full in any contract in an amount in excess of $100,000 and
subject to the overtime provisions of the Contract Work Hours and Safety
Standards Act. These clauses shall be inserted in addition to the
clauses required by Sec. 5.5(a) or 4.6 of part 4 of this title. As used
in this paragraph, the terms laborers and mechanics include watchmen and
guards.
(1) Overtime requirements. No contractor or subcontractor
contracting for any part of the conract work which may require or
involve the employment of laborers or mechanics shall require or permit
any such laborer or mechanic in any workweek in which he or she is
employed on such work to work in excess of forty hours in such workweek
unless such laborer or mechanic receives compensation at a rate not less
than one and one-half times the basic rate of pay for all hours worked
in excess of forty hours in such workweek.
(2) Violation; liability for unpaid wages; liquidated damages. In
the event of any violation of the clause set forth in
paragraph (b)(1) of this section the contractor and any subcontractor
responsible therefor shall be liable for the unpaid wages. In addition,
such contractor and subcontractor shall be liable to the United States
(in the case of work done under contract for the District of Columbia or
a territory, to such District or to such territory), for liquidated
damages. Such liquidated damages shall be computed with respect to each
individual laborer or mechanic, including watchmen and guards, employed
in violation of the clause set forth in paragraph (b)(1) of this
section, in the sum of $10 for each calendar day on which such
individual was required or permitted to work in excess of the standard
workweek of forty hours without payment of the overtime wages required
by the clause set forth in paragraph (b)(1) of this section.
(3) Withholding for unpaid wages and liquidated damages. The (write
in the name of the Federal agency or the loan or grant recipient) shall
upon its own action or upon written request of an authorized
representative of the Department of Labor withhold or cause to be
withheld, from any moneys payable on account of work performed by the
contractor or subcontractor under any such contract or any other Federal
contract with the same prime contractor, or any other federally -assisted
contract subject to the Contract Work Hours and Safety Standards Act,
which is held by the same prime contractor, such sums as may be
determined to be necessary to satisfy any liabilities of such contractor
or subcontractor for unpaid wages and liquidated damages as provided in
the clause set forth in paragraph (b)(2) of this section.
(4) Subcontracts. The contractor or subcontractor shall insert in
any subcontracts the clauses set forth in paragraph (b)(1) through (4)
of this section and also a clause requiring the subcontractors to
include these clauses in any lower tier subcontracts. The prime
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
contractor shall be responsible for compliance by any subcontractor or
lower tier subcontractor with the clauses set forth in paragraphs (b)(1)
through (4) of this section.
(c) In addition to the clauses contained in paragraph (b), in any
contract subject only to the Contract Work Hours and Safety Standards
Act and not to any of the other statutes cited in Sec. 5.1, the Agency
Head shall cause or require the contracting officer to insert a clause
requiring that the contractor or subcontractor shall maintain payrolls
and basic payroll records during the course of the work and shall
preserve them for a period of three years from the completion of the
contract for all laborers and mechanics, including guards and watchmen,
working on the contract. Such records shall contain the name and address
of each such employee, social security number, correct classifications,
hourly rates of wages paid, daily and weekly number of hours worked,
deductions made, and actual wages paid. Further, the Agency Head shall
cause or require the contracting officer to insert in any such contract
a clause providing that the records to be maintained under this
paragraph shall be made available by the contractor or subcontractor for
inspection, copying, or transcription by authorized representatives of
the (write the name of agency) and the Department of Labor, and the
contractor or subcontractor will permit such representatives to
interview employees during working hours on the job.
(The information collection, recordkeeping, and reporting requirements
contained in the following paragraphs of this section were approved by
the Office of Management and Budget:
------------------------------------------------------------------------
OMB Control
Paragraph Number
------------------------------------------------------------------------
(a)(1)(ii)(B).............................................. 1215-0140
(a)(1)(ii)(C).............................................. 1215-0140
(a)(1)(iv)................................................. 1215-0140
(a)(3)(i).................................................. 1215-0140,
1215-0017
(a)(3)(ii)(A).............................................. 1215-0149
(c)........................................................ 1215-0140,
1215-0017
------------------------------------------------------------------------
[48 FR 19540, Apr. 29, 1983, as amended at 51 FR 12265, Apr.
9, 1986; 55 FR 50150, Dec. 4, 1990; 57 FR 28776, June 26, 1992; 58 FR
58955, Nov. 5, 1993; 61 FR 40716, Aug. 5, 1996; 65 FR 69674, Nov. 20, 2000;
73 FR 77511-77512, Dec. 19, 2008]
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
U.S. Department of Labor PAYROLL
Wage and Hour Division (For Contractor's Optional Use; See Instructions at www.dol.gov/whd/forms/wh3471nstr.htm)
Persons are not required to respond to the collection of Information unless It displays a currently valid OMB control number.
MHO
U.S. Wage and Hour Division
Rev. Dec. 2008
NAME OF CONTRACTOR OR SUBCONTRACTOR
ADDRESS
OMB No.: 1215-0149
Expires: 12/31/2011
PAYROLL NO.
FOR WEEK ENDING
PROJECT AND LOCATION
PROJECT OR CONTRACT NO.
(1)
(2)
(3)
(4) DAY AND DATE
(5)
(6)
(7)
(g)
(8)
R:H
NAME AND INDIVIDUAL IDENTIFYING NUMBER
(e.g.. LAST FOUR DIGITS OF SOCIAL SECURITY
NUMBER) OF WORKER
z m
o
n 6K
°
z° 3
WORKo
CLASSIFICATION
TOTAL
HOURS
RATE
OF PAY
GROSS
AMOUNT
EARNED
DEDUCTIONS
NET
WAGES
PAID
FOR WEEK
FICA
WITH-
HOLDING
TAX
OTHER
TOTAL
DEDUCTIONS
HOURS
WORKED
EACH
DAY
0
s
0
s
0
s
0
s
0
s
0
s
0
s
0
s
While completion of Form VM -347 is optional, it Is mandatory for covered contractors and subcontractors performing work on Federally financed or assisted construction contracts to respond to the information collection contained in 29 C.F.R. §§ 3.3, 5.5(a). The Copeland Act
(40 U.S.C. § 3145) contractors and subcontractors performing work on Federally financed or assisted construction contracts to "fumish weekly a statement with respect to the wages paid each employee during the preceding week" U.S. Departmerd of Labor (DOL) regulations at
29 C.F.R. § 5.5(a)(3)(li) require contractors to submit weekly a copy of all payrolls to the Federal agency contracting for or financing the construction project, accompanied by a signed'Statemerd of Compliance" Indicating that the payrolls era correct and complets and that each taborer
or mechanic has been paid not less Nan the proper Davis -earn prevailing wage rate for the work performed. DOL and federal contracting agencies receiving this information review the information to determine that employees have received legally required wages and fringe benefits.
Public Burden Statement
We estimate that is will take an average of 55 minutes to complete this collection, including time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. If you have
any comments reg 61E?irrqtes or any other aspect of this collection, Including suggestions for reducing this burden, send them to the Administrator, Wage and Hour Division, U.S. Department of Labor, Room S3502, 200 Constitution Avenue, N. W.
Washington, D.C. yeti gW x ITP Residual~ Management System Rehabilitation
M hone Rnrl e
WKD Project Number: 20170041.00.CL (over)
Date
(Name of Signatory Party) (Title)
do hereby state:
(1) That I pay or supervise the payment of the persons employed by
on the
(Contractor or Subcontractor)
; that during the payroll period commencing on the
(Building or Work)
day of and ending the day of
all persons employed on said project have been paid the full weekly wages earned, that no rebates have
been or will be made either directly or indirectly to or on behalf of said
from the full
(Contractor or Subcontractor)
weekly wages earned by any person and that no deductions have been made either directly or indirectly
from the VI wages earned by any person, other than permissible deductions as defined in Regulations, Part
3 (29 C.F.R. Subtitle A), issued by the Secretary of Labor under the Copeland Act, as amended (48 Stat. 948,
63 Start. 108, 72 Stat. 967; 76 Stat. 357; 40 U.S.C. § 3145), and described below:
(2) That any payrolls otherwise under this contract required to be submitted for the above period are
correct and complete; that the wage rates for laborers or mechanics contained therein are not less than the
applicable wage rates contained in any wage determination incorporated into the contract; that the
classifications set forth therein for each laborer or mechanic conform with the work he performed.
(3) That any apprentices employed in the above period are duly registered in a bona fide
apprenticeship program registered with a State apprenticeship agency recognized by the Bureau of
Apprenticeship and Training, United States Department of Labor, or if no such recognized agency exists in a
State, are registered with the Bureau of Apprenticeship and Training, United States Department of Labor.
(4) That:
(a) WHERE FRINGE BENEFITS ARE PAID TO APPROVED PLANS, FUNDS, OR PROGRAMS
— in addition to the basic hourly wage rates paid to each laborer or mechanic listed in
the above referenced payroll, payments of fringe benefits as listed in the contract
have been or will be made to appropriate programs for the benefit of such
employees, except as noted in section 4(c) below.
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(b) WHERE FRINGE BENEFITS ARE PAID IN CASH
❑ — Each laborer or mechanic listed in the above referenced payroll has been paid,
as indicated on the payroll, an amount not less than the sum of the applicable
basic hourly wage rate plus the amount of the required fringe benefits as listed
in the contract, except as noted in section 4(c) below.
(c) EXCEPTIONS
EXCEPTION (CRAFT) EXPLANATION
REMARKS:
NAME AND TITLE SIGNATURE
THE WILLFUL FALSIFICATION OF ANY OF THE ABOVE STATEMENTS MAY SUBJECT THE CONTRACTOR OR
SUBCONTRACTOR TO CIVIL OR CRIMINAL PROSECUTION. SEE SECTION 1001 OF TITLE 18 AND SECTION 231 OF TITLE
31 OF THE UNITED STATES CODE
LABOR STANDARDS INTERVIEW
CONTRACT NUMBER AND LOCATION
EMPLOYEE INFORMATION
LAST NAME
FIRST NAME
MI
NAME OF PRIME CONTRACTOR
STREET ADDRESS
NAME OF EMPLOYER
CITY
STATE
ZIP CODE
SUPERVISOR'S NAME
WORK CLASSIFICATION
WAGE RATE
LAST NAME
FIRST NAME
MI
ACTION
CHECK BELOW
YES
NO
Do you work over 8 hours per day?
Do you work over 40 hours per week?
Are you paid at least time and a half for overtime hours?
Are you paid for all hours worked?
Do you receive a 30 -minute break for every 6 hours worked?
Have you ever been threatened or coerced into giving up any part of your pay?
Are you receiving any cash payments for fringe benefits required by the posted wage determination decision?
Examples of "bona fide" fringe benefits include (but are not limited to) life insurance, health Insurance, pension, vacation, holidays, and sick leave
WHAT DEDUCTIONS OTHER THAN TAXES AND SOCIAL SECURITY ARE MADE FROM YOUR PAY?
HOW MANY HOURS DID YOU WORK ON YOUR LAST WORK DAY DUTIES PERFORMED TOOLS USED
BEFORE THIS INTERVIEW?
DATE OF LAST WORK DAY BEFORE INTERVIEW (YYMMDD)
WHEN DID YOU BEGIN WORK ON THIS PROJECT? (YYMMDD)
I HAVE READ THE ABOVE AND CERTIFY IT TO BE CORRECT TO THE BEST OF MY KNOWLEDGE
EMPLOYEE'S SIGNATURE DATE (YYMMDD)
X
INTERVIEWER'S SIGNATURE
DATE (YYMMDD)
INTERVIEWER'S COMMENTS
WORK EMPLOYEE WAS DOING WHEN INTERVIEWED ACTION (if explanation is needed, use comments section) YES NO
IS EMPLOYEE PROPERLY CLASSIFIED AND PAID?
ARE WAGE RATES AND POSTERS DISPLAYED?
FOR USE BY PAYROLL CHECKER
IS ABOVE INFORMATION IN AGREEMENT WITH PAYROL DATA? ❑YES ONO
COMMENTS
PW=r1VC0
LAST NAME
FIRST NAME
MI
JOB TITLE
SIGNATURE
DATE (YYMMDD)
AU I riUKIGED YOR LOCAL KEPRODUCTION
City of Eden, NC
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STANDARD FORM 1445 (REV. 7-06)
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City
MeN
WKI
EMPLOYEE RIGHTS
UNDER THE DAVIS-BACON ACT
FOR LABORERS AND MECHANICS
EMPLOYED ON FEDERAL OR FEDERALLY
ASSISTED CONSTRUCTION PROJECTS
THE UNITED STATES DEPARTMENT OF LABOR WAGE AND HOUR DIVISION
PREVAILING You must be paid not less than the wage rate listed in the Davis -Bacon
WAGES Wage Decision posted with this Notice for the work you perform.
OVERTIME You must be paid not less than one and one-half times your basic
rate of pay for all hours worked over 40 in a work week. There are few
exceptions.
ENFORCEMENT Contract payments can be withheld to ensure workers receive wages
and overtime pay due, and liquidated damages may apply if overtime
pay requirements are not met. Davis -Bacon contract clauses allow
contract termination and debarment of contractors from future federal
contracts for up to three years. A contractor who falsifies certified
payroll records or induces wage kickbacks may be subject to civil or
criminal prosecution, fines and/or imprisonment.
APPRENTICES Apprentice rates apply only to apprentices properly registered under
approved Federal or State apprenticeship programs.
PROPER PAY If you do not receive proper pay, or require further information on the
applicable wages, contact the Contracting Officer listed below:
or contact the U.S. Department of Labor's Wage and Hour Division.
WH 1321 (HeVISW APM ZUUU)
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ENGINEER'S CERTIFICATION
For
Compliance with North Carolina General Statute 133-3
I, , as a duly registered Professional Engineer
(please print)
in the State of North Carolina, am familiar with NCGS 133-3, and have reviewed the plans and
specifications associated with the subject project:
Funded Project Number:
Project Name:
Location:
I hereby certify that all plans and specifications associated with this project are in compliance
with NCGS 133-3.
Send to: Division of Water Infrastructure
1633 Mail Service Center
Raleigh, NC 27699-1633
Signature
Date
Registration No.
In accordance with NCGS 133-4, any person, firm, or corporation violating the provisions of NCGS 133-3
shaII be guilty of a Class 3 misdemeanor and upon conviction, license to practice his profession in this State
sl AeE /*aum for a period of one year and he shall only be subject to a fine of not more than five hundred
del I'&e(> .10TP Residuals Management System Rehabilitation
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North Carolina General Statute 133-3
§ 133-3. Specifications to carry competitive items; substitution of materials.
All architects, engineers, designers, or draftsmen, when providing design services, or writing
specifications, directly or indirectly, for materials to be used in any city, county or State work,
shall specify in their plans the required performance and design characteristics of such materials.
However, when it is impossible or impractical to specify the required performance and design
characteristics for such materials, then the architect, engineer, designer or draftsman may use a
brand name specification so long as they cite three or more examples of items of equal design or
equivalent design, which would establish an acceptable range for items of equal or equivalent
design. The specifications shall state clearly that the cited examples are used only to denote the
quality standard of product desired and that they do not restrict bidders to a specific brand, make,
manufacturer or specific name; that they are used only to set forth and convey to bidders the
general style, type, character and quality of product desired; and that equivalent products will be
acceptable. Where it is impossible to specify performance and design characteristics for such
materials and impossible to cite three or more items due to the fact that there are not that many
items of similar or equivalent design in competition, then as many items as are available shall be
cited. On all city, county or State works, the maximum interchangeability and compatibility of
cited items shall be required. The brand of product used on a city, county or State work shall not
limit competitive bidding on future works. Specifications may list one or more preferred brands
as an alternate to the base bid in limited circumstances. Specifications containing a preferred
brand alternate under this section must identify the performance standards that support the
preference. Performance standards for the preference must be approved in advance by the owner
in an open meeting. Any alternate approved by the owner shall be approved only where (i) the
preferred alternate will provide cost savings, maintain or improve the functioning of any process
or system affected by the preferred item or items, or both, and (ii) a justification identifying these
criteria is made available in writing to the public. Substitution of materials, items, or equipment
of equal or equivalent design shall be submitted to the architect or engineer for approval or
disapproval; such approval or disapproval shall be made by the architect or engineer prior to the
opening of bids. The purpose of this statute is to mandate and encourage free and open
competition on public contracts. (1933, c. 66, s. 3; 1951, c. 1104, s. 5; 1993, C. 334, s. 7.1;
2002-107, s. 5; 2002-159, s. 64(c).)
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GUIDELINES FOR RECRUITMENT AND SELECTION OF
MINORITY BUSINESS FOR STATE FUNDED PROJECTS ADMINISTERED
THROUGH THE CONSTRUCTION GRANTS AND LOANS SECTION
In accordance with G.S. 143-128.2, (effective January 1, 2002), these guidelines establish goals
for minority participation in single -prime bidding, separate -prime bidding, construction
manager -at -risk, and alternative contracting methods on construction projects in the amount of
$300,000 or more. The legislation provides that the Public Entity shall have a verifiable ten
percent goal for participation by minority businesses in the total value of work for each project
for which a contract or contracts are awarded. These requirements are published to accomplish
that end.
SECTION A: INTENT
It is the intent of these guidelines that the Public Entity, as awarding authority for construction
projects, and the contractors and subcontractors performing the construction contracts awarded,
shall cooperate and, in good faith, do all things legal, proper, and reasonable to achieve the
statutory goal of 10% for participation by minority businesses in each construction project as
mandated by GS 143-128.2. Nothing in these guidelines shall be construed to require
contractors, or awarding authorities, to award contracts or subcontracts to make purchases of
materials or equipment from minority -business contractors, or minority -business subcontractors,
who do not submit the lowest responsible, responsive bid(s).
SECTION B: DEFINITIONS
Minority - A person who is a citizen or lawful permanent resident of the United States,
and who is:
a. Black; that is, a person having origins in any of the black racial groups in Africa;
b. Hispanic; that is, a person of Spanish or Portuguese culture with origins in
Mexico, South or Central America, or the Caribbean Islands, regardless
of race;
C. Asian American; that is, a person having origins in any of the original peoples of
the Far East, Southeast Asia, Asia, the Indian subcontinent, and the Pacific
Islands;
d. American Indian; that is, a person having origins in any of the original
peoples of North America; or
e. Female.
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2. Minorily Business - Means a business:
a. In which at least fifty one percent is owned by one or more minority
persons; or in the case of a corporation, in which at least fifty one percent
of the stock is owned by one or more minority persons, or socially and
economically disadvantaged individuals; and
b. Of which the management and daily business operations are controlled by
one or more of the minority persons, or socially and economically
disadvantaged individuals who own it.
3. Socially and Economically Disadvantaged Individual - Means the same as defined
in 15 U.S.C. 637. "Socially Disadvantaged Individuals are those who have been
subjected to racial or ethnic prejudice, or cultural bias because of their identity as
a member of a group without regard to their individual qualities. Economically
Disadvantaged Individuals are socially disadvantaged individuals whose ability to
compete in the free enterprise system has been impaired due to diminished capital
and credit opportunities, as compared to others in the same business area who are
not socially disadvantaged."
4. Public Entity - Means local governmental units.
5. Owner - The local government unit named in the contract.
6. Designer - Any person, firm, partnership, or corporation, which has contracted
with the Public Entity to perform architectural or engineering work.
7. Bidder - Any person, firm, partnership, corporation, association, or joint venture
seeking to be awarded a public contract or subcontract.
Contract - A mutually binding legal relationship, or any modification thereof,
obligating the seller to furnish equipment, materials or services, including
construction, and obligating the buyer to pay for them.
9. Contractor - Any person, firm, partnership, corporation, association, or joint
venture which has contracted with the Public Entity to perform construction
work or repair.
10. Subcontractor - A firm under contract with the prime contractor or
construction manager -at -risk for supplying materials, labor, and/or installation.
The subcontractor may or may not provide materials in his subcontract.
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SECTION C: RESPONSIBILITIES
1. Office for Historically Underutilized Businesses. Department of Administration
(hereinafter referred to as HUB Office.)
The HUB Office has established a program which allows interested persons or
businesses, qualifying as a minority business under G. S. 143-128.2, to obtain
certification in the State of North Carolina procurement system. The information
provided by the minority businesses will be used by the HUB Office to:
a. Identify those areas of work for which there are minority businesses, as requested;
b. Make available to interested parties, a list of prospective minority -business
contractors and subcontractors;
Assist in the determination of technical assistance needed by minority -business
contractors.
In addition to being responsible for the certification/verification of minority businesses
that want to participate in the State construction program, the HUB Office will:
(1) Maintain a current list of minority businesses. The list shall include areas of work
in which each minority business is interested;
(2) Inform minority businesses on how to identify and obtain contracting and
subcontracting opportunities through the public entity;
(3) Inform minority businesses of the contracting and subcontracting process for
public construction building projects;
(4) Work with the North Carolina trade and professional organizations to improve the
ability of minority businesses to compete in the State construction projects;
(5) The HUB Office also oversees the minority business program by:
a. Monitoring compliance with the program requirements;
b. Assisting in the implementation of training and technical assistance
programs;
C. Identifying and implementing outreach efforts to increase the utilization of
minority businesses;
d. Reporting the results of minority business utilization to the Secretary of the
Department of Administration, the Governor, and the General Assembly.
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2. Owner
Before awarding a contract, the owner shall do the following:
a. Develop and implement a minority business participation outreach plan to identify
minority businesses that can perform public building projects, and to implement
outreach efforts to encourage minority business participation in these projects to
include education, recruitment, and interaction between minority businesses and
non -minority businesses;
b. Attend the scheduled Pre-bid Conference;
C. At least 10 days prior to the scheduled day of bid opening, notify minority
businesses that have requested notices from the Public Entity for public
construction or repair work, and minority businesses that otherwise indicate to the
Office for Historically Underutilized Businesses an interest in the type of work
being bid, or the potential contracting opportunities listed in the proposal. The
notification shall include the following:
1. A description of the work for which the bid is being solicited;
2. The date, time, and location where bids are to be submitted;
3. The name of the individual within the owner's organization who will be
available to answer questions about the project;
4. Where bid documents may be reviewed;
5. Any special requirements that may exist;
d. Utilize other media, as appropriate, likely to inform potential minority businesses
of the bid being sought;
e. Maintain documentation of any contracts, correspondence, or conversation with
minority business firms made in an attempt to meet the goals;
f. Review, jointly with the designer, all requirements of G.S. 143-128.2(c) and
G.S. 143-128.2(f) - (i.e. bidders' proposals for identification of the minority
businesses that will be utilized with corresponding total dollar value of the bid
and an affidavit listing good faith efforts, or an affidavit of self -performance of
work, if the contractor will perform work under contract by its own workforce)
prior to recommendation of award;
g. Evaluate documentation to determine that good faith effort has been achieved for
minority business utilization prior to recommendation of award.
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h. Make documentation showing evidence of implementation of Owner's
responsibilities available for review by the North Carolina Construction Grants
and Loans Section and the HUB Office, upon request.
3. Designer
Under the single -prime bidding, separate -prime bidding, construction manager -at -risk, or
alternative contracting method, the designer will:
a. Attend the scheduled Pre-bid Conference to explain minority business
requirements to prospective bidders;
b. Assist the owner to identify and notify prospective minority business prime and
subcontractors of potential contracting opportunities;
C. Maintain documentation of any contacts, correspondence, or conversation with
minority business firms made in an attempt to meet the goals;
d. Review jointly with the owner, all requirements of G.S. 143-128.2(c) and
G.S. 143-128.(f) — (i.e. bidders' proposals for identification of the minority
businesses that will be utilized with corresponding total dollar value of the bid,
and affidavit listing good faith efforts, or affidavit of self -performance of work, if
the contractor will perform work under contract by its own workforce) - prior to
recommendation of award.
e. Make documentation showing evidence of implementation of Designer's
responsibilities available for review by the North Carolina Construction Grants
and Loans Section and the HUB Office, upon request.
4. Prime Contractor(s). Construction Manager -at -risk, and its First -Tier Subcontractors
a. Attend the scheduled Pre-bid Conference;
b. Identify or determine those work areas of a subcontract where minority businesses
may have an interest in performing subcontract work;
C. At least ten (10) days prior to the scheduled day of bid opening, notify minority
businesses of potential subcontracting opportunities listed in the proposal. The
notification will include the following:
1. a description of the work for which the sub -bid is being solicited;
2. The date, time, and location where sub -bids are to be submitted;
The name of the individual within the company who will be available to
answer questions about the project;
4. Where bid documents may be reviewed;
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5. Any special requirements that may exist, such as insurance, licenses,
bonds, and financial arrangements.
If there are more than three minority businesses in the general locality of the
project who offer similar contracting or subcontracting services in the specific
trade, the contractor(s) shall notify three (3), but may contact more, if the
contractor(s) so desires;
d. During the bidding process, comply with the contractor'(s) requirements listed in
the proposal for minority participation;
e. Identify on the bid, the minority businesses that will be utilized on the
project with corresponding total dollar value of the bid, and an affidavit listing
good faith efforts as required by G.S. 143-128.2( c) and G.S. 143-128.2(f);
f. Make documentation showing evidence of implementation of Prime
Contractor(s), Construction Manager -at -risk, and First -Tier Subcontractor
responsibilities available for review by the North Carolina Construction Grants
and Loans Section and the HUB Office, upon request;
g. Upon being named the apparent low bidder, the bidder shall provide one of the
following:
An affidavit (Affidavit C) that includes a description of the portion of
work to be executed by minority businesses, expressed as a percentage of
the total contract price which is equal to, or more than the applicable goal.
2. If the percentage is not equal to the applicable goal, then documentation of
all good faith efforts is taken to meet the goal. Failure to comply with
these requirements is grounds for rejection of the bid and award to the
next lowest responsible and responsive bidder;
h. The contractor(s) shall identify the name(s) of minority business subcontractor(s)
and corresponding dollar amount of work on the Schedule of Values. The
Schedule of Values shall be provided as required in Article 31 of the General
Conditions of the contract to facilitate payments to the subcontractors;
During the construction of a project, at any time, if it becomes necessary to
replace a minority business subcontractor, immediately advise the owner, the
North Carolina Construction Grants and Loans Section, and the Director of the
HUB Office, in writing, of the circumstances involved. The prime contractor
shall make a good faith effort to replace a minority business subcontractor with
another;
j. If during the construction of a project additional subcontracting opportunities
become available, make a good faith effort to solicit sub -bids for minority
businesses;
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k. It is the intent that these requirements apply to all contractors performing as prime
contractor, first-tier subcontractor, or construction manager -at -risk;
1. In accordance with GS143-135.5(b) contractors who have been found guilty of
discrimination within the last two years are not allowed to bid.
6. Minority Business Responsibilities
Minority businesses contracted by owners or bidders must respond promptly, whether or
not they wish to submit a bid.
SECTION D: DISPUTE PROCEDURES
It is the policy of this State that, disputes involving a person's rights, duties, or privileges, should
be settled through informal procedures. To that end, minority business disputes, arising under
these guidelines, should be resolved as governed under G.S. 143-128(8).
MINORITY BUSINESS CONTRACT PROVISIONS ( CONSTRUCTION)
APPLICATION:
The Guidelines for Recruitment and Selection of Minority Businesses for Construction
Projects funded through the Construction Grants and Loans Section are hereby made a part
of these contract documents. These guidelines shall apply to all contractors regardless of
ownership. Copies of these guidelines may be obtained from:
Department of Environment and Natural Resources
Division of Water Quality
Construction Grants and Loans Section
1633 Mail Service Center
Raleigh, North Carolina 27699-1633
Website: www.nccgl.net
MINORITY BUSINESS SUBCONTRACT GOALS:
The goals for participation by minority firms as subcontractors on this project have been set at
10%.
The bidder must identify on its bid the minority businesses that will be utilized on the project
with corresponding total dollar value of the bid and affidavit (Affidavit A) listing good faith
efforts, or affidavit (Affidavit B) self -performance of work, if the bidder will perform work
under contract by its own workforce, as required by G.S. 143-128.2(c) and G.S. 143-0128.2(f).
The lowest responsible, responsive bidder must provide Affidavit C; which includes a
description of the portion of work to be executed by minority businesses expressed as a
percentage of the total contract price which is equal to, or more than the applicable goal.
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OR
Provide Affidavit D; which includes a description of the portion of work to be executed by
minority businesses expressed as a percentage of the total contract price, with documentation of
good faith effort, if the percentage is not equal to the applicable goal.
OR
Provide Affidavit B; which includes sufficient information for the State to determine that the
bidder. does not customarily subcontract work on this type of project.
The above information must be provided as required. Failure to submit these documents is
grounds for rejection of the bid.
NUNIMUM COMPLIANCE REQUIREMENTS:
All written statements, affidavits, or intentions made by the Bidder shall become a part of the
agreement between the Contractor and the Public Entity for performance of this contract. Failure
to comply with any of these statements, affidavits, or intentions, or with the minority business
guidelines shall constitute a breach of the contract. A finding by the Public Entity that any
information submitted, either prior to the award of the contract or during the performance of the
contract, is inaccurate, false, or incomplete, shall also constitute a breach of the contract. Any
such breach may result in termination of the contract in accordance with the termination
provisions contained in the contract. It shall be solely at the option of the State whether to
terminate the contract for breach or not.
In determining whether a contractor has made good faith efforts, the State will evaluate all
efforts made by the Contractor and will determine compliance in regard to quantity, intensity,
and the results of these efforts. Good faith efforts include:
1. Contacting minority businesses that reasonably could have been expected to
submit a quote, that were known to the contractor, or available to the State or
local government maintained lists at least 10 days before the bid or proposal date,
and notifying them of the nature and scope of the work to be performed;
2. Making the construction plans, specifications and requirements available for review by
prospective minority businesses, or providing these documents to them at least 10 days
before the bid or proposals are due;
3. Breaking down or combining elements or work into economically feasible units
to facilitate minority participation;
4. Working with minority trade, community, or contractor organizations identified
by the Office for Historically Underutilized Businesses and included in the bid
documents that provide assistance in recruitment of minority businesses;
5. Attending any Pre-bid meetings scheduled by the public owner;
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6. Providing assistance in getting the required bonding or insurance, or providing alternative
bonding or insurance for subcontractors;
7. Negotiating, in good faith, with interested minority businesses and not rejecting
them as unqualified without sound reasons based on their capabilities. Any
rejection of a minority business, based on lack of qualification, should have the
reasons documented in writing;
8. Providing assistance to an otherwise qualified minority business in need of
equipment, loan capital, lines of credit, or joint pay agreements to secure loans,
supplies, or letters of credit, including waiving credit that is ordinarily required.
Assisting minority businesses in obtaining the same unit pricing with the bidder's
suppliers in order to help minority businesses in establishing credit;
9. Negotiating joint venture and partnership arrangements with minority businesses in order
to increase opportunities for minority business participation on a public construction or
repair project, when possible;
10. Providing quick pay agreements and policies to enable minority contractors and suppliers
meet cash-flow demands.
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RULES IMPLEMENTING MEDIATED
SETTLEMENT CONFERENCES IN
NORTH CAROLINA PUBLIC CONSTRUCTION PROJECTS
Adopted
February 26, 2002
Table of Rules
Rule
1. Initiating Mediated Settlement Conferences
A. Purpose of Mandatory Settlement Conferences.
B. Initiating the Dispute Resolution Process.
2. Selection of Mediator
A. Selection of Certified Mediator by Agreement of the Parties.
B. Nomination and Court Approval of a Non -Certified Mediator.
C. Appointment of Mediator by the SCO.
D. Mediator Information Directory.
E. Disqualification of Mediator.
3. The Mediated Settlement Conference
A. Where Conference is to be Held.
B. When Conference is to be Held.
C. Request to Extend Deadline for Completion.
D. Recesses.
E. The Mediated Settlement Conference shall not be cause for the Delay of the Construction
Project which is the focus of the Dispute.
4. Duties of Parties and Other Participants in Formal Dispute Resolution Process
A. Attendance.
B. Finalizing Agreement.
C. The Mediation Fee shall be paid in accordance with G.S. 143-128(g).
D. Failure to Compensate Mediator.
5. Authority and Duties of Mediators
A. Authority of Mediator.
B. Duties of Mediator.
6. Compensation of the Mediator
A. By Agreement.
B. By Appointment.
7. Mediator Certification
8. Rule Making
9. Definitions
10. Time Limits
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RULE 1. INITIATING MEDIATED SETTLEMENT CONFERENCES
A. Purpose of Mandatory Settlement Conferences. Pursuant to G.S. 143-128(g)
143-135.26(11), these Rules are promulgated to implement a system of
settlement events which are designated to focus the parties' attention on
settlement rather than on claim preparation and to provide a structured
opportunity for settlement negotiations to take place. Nothing herein is intended
to limit or prevent the parties from engaging in settlement procedures voluntarily
at any time prior to or during commencement of the dispute resolution process.
B. Initiating the Dispute Resolution Process
1) Any party to a public construction contract governed by Article 8. Ch. 143 of
the General Statutes and identified in G.S. 143-128(8) and who is a party to a
dispute arising out of the construction process in which the amount in
controversy is at least $15,000 may submit a written request to the public
owner for mediation of the dispute.
2) Prior to submission of a written request for mediation to the public owner, the
parties requesting mediation,
a) If a prime contractor, must have first submitted its claim to the Project
Designer for review as set forth in Exhibit A. If the dispute is not
resolved through the Project Designer's instructions, then the dispute
becomes ripe for mediation in the Formal Dispute Resolution Process,
and the party may submit his written request for mediation to the
public owner.
b) If the party requesting mediation is a subcontractor, it must first have
submitted its claim for mediation to the prime contractor with whom it
has a contract. If the dispute is not resolved through the Prime
Contractor's involvement, then the dispute becomes ripe for mediation
in the Formal Dispute Resolution Process, and the party may submit
its written request for mediation to the public owner.
c) If the party requesting mediation is the Project Designer, then it must
first submit its claim to the public owner to resolve. If the dispute is
not resolved with the public owner's involvement, then the Project
Designers' dispute is ripe for mediation in the Formal Dispute
Resolution Process, and the Project Designer may submit its written
request to the public owner for mediation.
RULE 2. SELECTION OF MEDIATOR
A. Selection of Certified Mediator by Agreement of the Parties. The parties
may select a mediator certified pursuant to the Rules by agreement within 21
days of requesting mediation. The requesting party shall file with the State
Construction Office (hereinafter collectively referred to as the "SCO") or public
owner if a non -State project a Notice of Selection of Mediator by Agreement
within 10 days of the request; however, any party may file the notice. Such
notice shall state the name, address and telephone number of the mediator
selected; state the rate of compensation of the mediator; state that the mediator
and opposing counsel have agreed upon the selection and rate of compensation;
and state that the mediator is certified pursuant to these Rules.
City of Eden, NC 2
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
B. Nomination and Public Owner Approval of a Non -Certified Mediator. The
parties may select a mediator who does not meet the certification requirements
of these rules but who, in the opinion of the parties and the SCO or public owner,
is otherwise qualified by training or experience to mediate the action.
If the parties select a non -certified mediator, the requesting party shall file with
the SCO a Nomination of Non -Certified Mediator within 10 days of the request.
Such nomination shall state the name, address and telephone number of the
mediator, state the training, experience or other qualifications of the mediator;
state the rate of compensation of the mediator, and state that the mediator and
opposing counsel have agreed upon the selection and rate of compensation.
The SCO or public owner shall rule on said nomination, shall approve or
disapprove of the parties' nomination and shall notify the parties of its decision.
C. Appointment of Mediator by the SCO. If the parties cannot agree upon the
selection of a mediator, the party or party's attorney shall so notify the SCO or
public owner and request, on behalf of the parties, that the SCO or public owner
appoint a mediator. The request for appointment must be filed within 10 days
after request to mediate and shall state that the parties have had a full and frank
discussion concerning the selection of a mediator and have been unable to
agree. The request shall state whether any party prefers a certified attorney
mediator, and if so, the SCO or public owner shall appoint a certified attorney
mediator. If no preference is expressed, the SCO or public owner may appoint a
certified attorney mediator or a certified non-attomey mediator.
D. Mediator Information Directory. To assist the parties in the selection of a
mediator by agreement, the parties are free to utilize the list of certified mediators
maintained in any county participating in the Superior Court Mediation Settlement
Conference Program.
E. Disqualification of Mediator. Any party may request replacement of the
mediator by the SCO or public owner for good cause. Nothing in this provision
shall preclude mediators from disqualifying themselves.
RULE 3. THE MEDIATED SETTLEMENT CONFERENCE
A. Where Conference is to be Held. Unless all parties and the mediator otherwise
agree, the mediated settlement conference shall be held in the county where the
project is located. The mediator shall be responsible for reserving a place and
making arrangements for the conference and for giving timely notice of the time
and location of the conference to all attorneys, unrepresented parties and other
persons and entities required to attend.
B. When Conference is to be Held. The deadline for completion of the mediation
shall be not less than 30 days nor more than 60 days after the naming of the
mediator.
C. Request to Extend Deadline for Completion. A party, or the mediator, may
request the SCO or public owner to extend the deadline for completion of the
conference. Such request shall state the reasons the extension is sought and
City of Eden, NC 3
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
shall be served by the moving party upon the other parties and the mediator. If
any party does not consent to the request, said party shall promptly communicate
its objection to the SCO or public owner.
The SCO or public owner may grant the request by setting a new deadline for
completion of the conference.
D. Recesses. The mediator may recess the conference at any time and may set
times for reconvening. If the time for reconvening is set before the conference is
recessed, no further notification is required for persons present at the
conference.
E. The mediated settlement conference shall not be cause for the delay of the
construction project which is the focus of the dispute.
RULE 4. DUTIES OF PARTIES AND OTHER PARTICIPANTS IN FORMAL DISPUTE
RESOLUTION PROCESS
A. Attendance.
1) All parties to the dispute originally presented to the Designer or Prime
Contractor for initial resolution must attend the mediation. Failure of a party to a
construction contract to attend the mediation will result in the public owner's
withholding of monthly payment to that party until such party attends the
mediation.
2) Attendance shall constitute physical attendance, not by telephone or other
electronic means. Any attendee on behalf of a party must have authority from
that party to bind it to any agreement reached as a result of the mediation.
3) Attorneys on behalf of parties may attend the mediation but are not required
to do so.
4) Sureties or insurance company representatives are not required to attend the
mediation unless any monies paid or to be paid as a result of any agreement
reached as a result of mediation require their presence or acquiescence. If such
agreement or presence is required, then authorized representatives of the surety
or insurance company must attend the mediation.
B. Finalizing Agreement. If an agreement is reached in the conference, parties to
the agreement shall reduce its terms to writing and sign it along with their
counsel.
C. The mediation fee shall be paid in accordance with G.S. 143-128(g).
D. Failure to compensate mediator. Any party's failure to compensate the
mediators in accordance with G.S. 143-128(g) shall subject that party to a
withholding of said amount of money from the party's monthly payment by the
public owner.
Should the public owner fail to compensate the mediator, it shall hereby be
subject to a civil cause of action from the mediator for the 1/3 portion of the
mediator's total fee as required by G.S. 143-128(g).
RULE 5. AUTHORITY AND DUTIES OF MEDIATORS
City of Eden, NC 4
Mebane Bridge W WTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
A. Authority of Mediator.
1) Control of Conference. The mediator shall at all times be in control of the
conference and the procedures to be followed.
2) Private Consultation. The mediator may communicate privately with any
participant or counsel prior to and during the conference. The fact that
private communications have occurred with a participant shall be disclosed to
all other participants at the beginning of the conference.
3) Scheduling the Conference. The mediator shall make a good faith effort to
schedule the conference at a time that is convenient with the participants,
attorneys and mediator. In the absence of agreement, the mediator shall
select the date for the conference.
B. Duties of Mediator.
1) The mediator shall define and describe the following at the beginning of the
conference:
a) The process of mediation;
b) The difference between mediation and other forms of conflict resolution;
c) The costs of the mediated settlement conference;
d) That the mediated settlement conference is not a trial, the mediator is not
a judge, and the parties retain their legal rights if they do not reach
settlement;
e) The circumstances under which the mediator may meet and
communicate privately with any of the parties or with any other person;
f) Whether and under what conditions communications with the mediator
will be held in confidence during the conference;
g) The inadmissibility of conduct and statements as provided by G.S. 7A-
38.1(1);
h) The duties and responsibilities of the mediator and the participants; and
i) That any agreement reached will be reached by mutual consent.
2) Disclosure. The mediator has a duty to be impartial and to advise all
participants of any circumstance bearing on possible bias, prejudice or
partiality.
3) Declaring Impasse. It is the duty of the mediator timely to determine that an
impasse exists and that the conference should end.
4) Reporting Results of Conference. The mediator shall report to the SCO or
public owner within 10 days of the conference whether or not an agreement
was reached by the parties. If an agreement was reached, the report shall
state the nature of said agreement. The mediator's report shall inform the
SCO or public owner of the absence of any party known to the mediator to
have been absent from the mediated settlement conference without
permission. The SCO or public owner may require the mediator to provide
statistical data for evaluation of the mediated settlement conference program.
5) Scheduling and Holding the Conference. It is the duty of the mediator to
schedule the conference and conduct it prior to the deadline of completion set
by the rules. Deadlines for completion of the conference shall be strictly
observed by the mediator unless said time limit is changed by a written order
of the SCO or public owner.
RULE S. COMPENSATION OF THE MEDIATOR
City of Eden, NC 5
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
A. By Agreement. When the mediator is stipulated by the parties,
compensation shall be as agreed upon between the parties and the mediator
provided that the provision of G.S. 143-128(8) are observed.
B. By Appointment. When the mediator is appointed by the SCO or public
owner, the parties shall compensate the mediator for mediation services at
the rate in accordancewith the rate charged for Superior Court mediation.
The parties shall also pay to the mediator a one-time per case administrative
rate in accordance with the rate charged for Superior Court mediation, which
is due upon appointment.
RULE 7. MEDIATOR CERTIFICATION.
All mediators certified in the Formal Dispute Resolution Program shall be properly
certified in accordance with the rules certifying mediators in Superior Court in North
Carolina. * When selecting mediators, the parties may designate a preference for
mediators with a background in construction law or public construction contracting.
Such requirements, while preferred, are not mandatory under these rules.
All mediators chosen must either demonstrate they are certified in accordance with
the Rules Implementing Scheduled Mediated Settlement Conference in Superior
Court or must gain the consent of the SCO or public owner to mediate any dispute in
accordance with these rules.
* Except when otherwise allowed by the SCO or public owner upon the request of
the parties to the mediation.
RULE 8. RULE MAKING
These Rules are subject to amendment by rule making by the State Building
Commission.
These Rules are mandated for State projects when the contracting state entity has
not otherwise adopted its own dispute resolution provision. These rules are optional
for all other projects subject to Article 8, Ch. 143 of the General Statutes.
RULE 9. DEFINITIONS
When the phrase "SCO or public owner" is used in these rules, "SCO° shall apply to
state projects, "public owner° shall apply to non -state public projects.
RULE 10. TIME LIMITS
On state contracts, any time limit provided for by these Rules may be waived or
extended by the SCO for good cause shown.
On non -state contracts, any time limit provided for by these Rules may be waived or
extended by the mediator it appoints for good cause shown. If the mediator has not
yet been appointed, the designer of record shall decide all waivers or extensions of
time for good cause shown.
City of Eden, NC 6
Mebane Bridge WWTP Residuals Management System Rehabilitation
WKD Project Number: 20170041.00.CL
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City of Eden, NC
Mebane Bridee WWTP Residuals
Exhibit A
DISPUTE RESOLUTION
DISPUTE
STATE PROJECTS
CLAIM FROM
SUB—CONTRACTOR TO PRIME
OR PRIME TO SUB—CONTRACTOR CONTRACT SIGNED (RIGHTS TO DISPUTE RESOLUTION BEGINS)
REJECT
FORMAL DISPUTE
RESOLUTION PROCESS
BEGINS
• MEDIATION
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DISPUTE RESOLVED
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DISPUTE GOES TO DESIGNER r CLAIM FROM PRIDE CONTRACTOF
-------------
GOES TO PRIME
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(7 DAYS? - -
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PROJECT PROCEEDS UNDER PROTEST
(DUKE PAC)
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ALLOW COMPROMISE ADDITIONAL ;
REJECT ALLOW COMPROMISE ADDITIONAL
INFORMATION
L-----__--'
INFORMATION
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DESIGNER MAKES FINAL
1 RESOLVED -----------------
RECOMMENDATION TO OWNER
APPROVES DISAPPROVES
RECOMMENDATION RECOMMENDATION
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RULES IMPLEMENTING
MEDIATED SETTLEMENT CONFERENCES
NORTH CAROLINA PUBLIC CONSTRUCTION
PROJECTS
AS AMENDED BY STATE BUILDING
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G.S. 143- 35.3 (c)
LITIG PION
DISPUTE ESOLVED
City of Eden, NC /26/02
Mebane Bride W WTP Residuals Mana¢ement System Rehabilitation
Exhibit A
DISPUTE RESOLUTION
NON -STATE / PUBLIC
PROJECTS
CONTRACT SIGNED
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DISPUTE GOES TO DESIGNER (CLAIM FROM PRIME CONTRACT )R)
(AIA 10 DAYS)
PROJECT PROCEEDS UNDER PROTEST
REJECT ALLOW COMPROMISE ADD, 9ONAL
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DESIGNER MAKES FINAL
RECOMMENDATION TO OWNER
I MEDIATION f------------------------
RULES IMPLEMENTING RESOLVED DISPUTE RESOLUTI : 1
MEDIATED SETTLEMENT CONFERENCES ; BEGINS
NORTH CAROLINA PUBLIC CONSTRUCTION
PROJECTS
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AS AMENDED BY STATE BUILDING -------------------------------r-' MEDIATION ,
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COMMISSION (PLACED IN THE SPECIFICATIONS OC -58)
NON-BINDING OR BINDING
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City of Eden, NC
Mebane Bridge WWTP Residuals
LITIGATION
1
DISPUTE RESOLVE.:
/26/02
THIS PAGE INTENTIONALLY LEFT BLANK
SECTION 01 10 00
SUMMARY
PART 1 GENERAL
1.1 SUMMARY
A. Section Includes:
1. Contract description.
2. Specification Conventions.
3. Contractor's use of existing wastewater treatment site.
1.2 CONTRACT DESCRIPTION
A. Work of the Project includes construction services associated with the Mebane Bridge
WWTP Residuals Management Rehabilitation to include the following work items bid as
two (2) separate items:
1. Base Bid -
a.
Modifications to Pump Station No. 1 to include replacement of the existing
below grade RAS pumps with new above grade, self -priming, variable
speed pump assemblies, and wet well rehabilitation.
b.
Installation of self -priming WAS sludge pumps in Pump Station No. 1.
C.
Installation of submersible WAS sludge pumps for Pump Station No. 2.
d.
Installation of existing chemical stabilization system for waste activated
sludge.
e.
Installation of new sludge holding tank with compressed gas mixing system.
f.
Installation of a new packaged pump station with self -priming pumps at the
transfer pump station for the transfer of chemically stabilized waste
activated sludge from the sludge storage tank to the existing dosing tank.
2. Additive
Option:
a.
Modifications to Pump Station No. 2 to include replacement of the existing
below grade RAS pumps with new above grade, self -priming, variable
speed pump assemblies. A decision regarding the inclusion of this elective
bid item in the contract will be made after receipt of bids.
IMMM149114121461V11632 161MVACleo1141261
A. These specifications are written in imperative mood and streamlined form. This imperative
language is directed to the Contractor, unless specifically noted otherwise. The words "shall
be" are included by inference where a colon () is used within sentences or phrases.
1.4 WORK BY OWNER
A. Owner will maintain operation of the existing Mebane Bridge WWTP throughout the
construction of the residuals management system rehabilitation construction.
1.5 CONTRACTOR'S USE OF SITE AND PREMISES
City of Eden, NC Summary
Mebane Bridge WWTP Residuals Management System Rehabilitation 01 1000-1
WKD Project Number: 20170041.00.CL
A. Limit use of site and premises to allow:
1. The Contractor will be allowed access to the existing wastewater treatment site
during operational hours of the WWTP or prior scheduled periods with the Owner
for the work associated with the installation of the new residuals management
system.
2. All work performed at the existing wastewater treatment plant site shall be
performed in a manner such that there is no impact with the existing wastewater
treatment plant operations. Work impacting the existing sludge transfer and
dewatering system shall be coordinated with the Owner to minimized downtime for
the biosolids operations.
1.6 WORK SEQUENCE
A. Construct Work in stages during construction period, coordinate construction schedule and
operations with Owner:
1. Stage 1 — Installation of new residuals chemical treatment system, treated residuals
storage tank and new sludge transfer pumps.
2. Stage 2 — Work associated with modifications and replacement of the existing RAS
and WAS pump stations.
3. Stage 3 — Disconnect and abandon pipes and processes per drawings.
1.7 OWNER OCCUPANCY
A. The Owner will occupy the WWTP site and existing pump stations during the entire period of
construction for the conduct of normal operations.
B. Cooperate with Owner to minimize conflict and to facilitate Owner's operations.
C. Schedule the Work to accommodate Owner occupancy.
PART 2 PRODUCTS - Not Used
PART 3 EXECUTION - Not Used
END OF SECTION
City of Eden, NC Summary
Mebane Bridge WWTP Residuals Management System Rehabilitation 01 1000-2
W ,D Project Number: 20170041.00.CL
SECTION 0120 00
PRICE AND PAYMENT PROCEDURES
1.1 SECTION INCLUDES
A. Schedule of values.
B. Applications for payment.
C. Change procedures.
D. Defect assessment.
E. Unit prices.
F. Alternates.
G. Cash allowances.
H. Contingency allowances.
I. Testing and inspection allowances.
1.2 SCHEDULE OF VALUES
A. Submit printed schedule on EJCDC C-620 Contractor's Application for Payment (2013).
Electronic format will be provided by the Engineer. Contractor's standard form or
electronic media format will be considered.
B. Submit Schedule of Values in duplicate within 15 days after date established in Notice to
Proceed.
C. Format: Utilize Table of Contents of this Project Manual. Identify each line item with number
and title of major specification Section. Identify site mobilization, bonds and insurance.
D. Include in each line item, amount of Allowances specified in this Section. For unit cost
allowances, identify quantities taken from Contract Documents multiplied by unit cost to
achieve total for each item.
E. Include within each line item direct proportional amount of Contractor's overhead and profit.
F. Revise schedule to list approved Change Orders, with each Application for Payment.
1.3 APPLICATIONS FOR PAYMENT
A. Submit three copies of each application on EJCDC C-620 Contractor's Application for Payment
(2013). Electronic format will be provided by the Engineer. Contractor's standard form or
electronic media format will be considered.
City of Eden, NC Price and Payment Procedures
Mebane Bridge WWTP Residuals Management System Rehabilitation 012000-1
WKD Project Number: 20170041.00.CL
B. Content and Format: Utilize Schedule of Values for listing items in Application for Payment.
C. Submit updated construction schedule with each Application for Payment.
D. Payment Period: Submit at intervals stipulated in the Agreement.
E. Submit with transmittal letter as specified for Section 0122 01 - Electronic Project Management
System and Section 0133 01 - Submittal Procedures EPMS.
1.4 CHANGE PROCEDURES
A. Submittals: Submit name of individual authorized to receive change documents and be
responsible for informing others in Contractor's employ or Subcontractors of changes to the
Work.
B. The Engineer will advise of minor changes in the Work not involving adjustment to Contract
Price or Contract Time by issuing supplemental instructions.
C. The Engineer may issue a Notice of Change including a detailed description of proposed change
with supplementary or revised Drawings and specifications, a change in Contract Time for
executing the change with stipulation of overtime work required and the period of time
during which the requested price will be considered valid. Contractor will prepare and
submit estimate within 15 days.
D. Contractor may propose changes by submitting a request for change to Engineer, describing
proposed change and its full effect on the Work. Include a statement describing reason for
the change, and effect on Contract Price and Contract Time with full documentation and a
statement describing effect on Work by separate or other Contractors. Document requested
substitutions in accordance with Section 00 21 14 — Instructions to Bidders.
E. Unit Price Change Order: For contract unit prices and quantities, the Change Order will be
executed on fixed unit price basis. For unit costs or quantities of units of work which are not
pre -determined, execute Work under Work Change Directive. Changes in Contract Price or
Contract Time will be computed as specified for Time and Material Change Order.
F. Work Change Directive: Engineer may issue directive, on EJCDC C-940 Work Change Order
Directive (2013) signed by Owner, instructing Contractor to proceed with change in the
Work, for subsequent inclusion in a Change Order. Document will describe changes in the
Work and designate method of determining any change in Contract Price or Contract Time.
Promptly execute change.
G. Document each quotation for change in cost or time with sufficient data to allow evaluation of
quotation.
H. Change Order Forms: EJCDC C-941 Change Order (2013).
I. Execution of Change Orders: Engineer will issue Change Orders for signatures of parties as
provided in Conditions of the Contract.
City of Eden, NC Price and Payment Procedures
Mebane Bridge WWTP Residuals Management System Rehabilitation 012000-2
WKD Project Number: 20170041.00.CL
Correlation of Contractor Submittals:
1. Promptly revise Schedule of Values and Application for Payment forms to record
each authorized Change Order as separate line item and adjust Contract Price.
2. Promptly revise progress schedules to reflect change in Contract Time, revise sub -
schedules to adjust times for other items of work affected by the change, and
resubmit.
3. Promptly enter changes in Project Record Documents.
1.5 DEFECT ASSESSMENT
A. Replace the Work, or portions of the Work, not conforming to specified requirements.
B. If, in the opinion of the Engineer, it is not practical to remove and replace the Work, the Engineer
will direct appropriate remedy or adjust payment.
C. The defective Work may remain, but unit price will be adjusted to new price at discretion of
Owner.
D. Defective Work will be partially repaired to instructions of Owner, and unit price will be adjusted
to new price at discretion of Owner.
E. Individual specification sections may modify these options or may identify specific formula or
percentage sum/price reduction.
F. Authority of Engineer to assess defects and identify payment adjustments is final.
G. Non -Payment for Rejected Products: Payment will not be made for rejected products for any of
the following:
1. Products wasted or disposed of in a manner that is not acceptable.
2. Products determined as unacceptable before or after placement.
3. Products not completely unloaded from transporting vehicle.
4. Products placed beyond lines and levels of required Work.
5. Products remaining on hand after completion of the Work.
6. Loading, hauling, and disposing of rejected products.
1.6 TESTING AND INSPECTION
A. Cost of engaging testing and inspection agency/ execution of tests and inspecting; and reporting
results associated with items constructed and installed are the responsibility of the
Contractor with all costs included in the contract price.
PART 2 PRODUCTS - Not Used
PART 3 EXECUTION - Not Used
END OF SECTION
City of Eden, NC Price and Payment Procedures
Mebane Bridge WWTP Residuals Management System Rehabilitation 012000-3
WKD Project Number: 20170041.00.CL
THIS PAGE INTENTIONALLY LEFT BLANK
SECTION 0122 01
ELECTRONIC PROJECT MANAGEMENT SYSTEM
PART 1 GENERAL
1.1 SUMMARY
A. Section Includes:
1. This section describes the requirements for the Electronic Project Management System
(EPMS).
1.2 RELATED DOCUMENTS
A. Agreement Form Section 00 52 15.
1.3 SCOPE
A. Engineer will implement an internet/web site based Electronic Project Management System
(EPMS) for the project. Contractors will be responsible to interface with EPMS and provide
information via EPMS. A high-speed internet connection is required. In general, the EPMS will
receive input, provide viewing and printing of various documents (which may include drawings
and technical information) and be a central repository for information to all project team
members.
B. The EPMS web site will be provided by Engineer. Contractor and all Subcontractors will be
required to have a high-speed internet connection.
C. The EPMS will be designed to inform team members regarding new or updated documents. The
following items shall be entered and tracked online:
1. Request for Information (RFI)
2. Supplemental Instructions
3. Submittals (shop drawings)
4. Change Orders
5. Pay Requests
6. Reports (daily, monthly, etc.)
7. Schedules
8. Special Inspections
9. Closeout procedures (punch list, warranty)
10. Operations & Maintenance Manuals
D. Email is expected to be a primary communications tool between Engineer and project team
members who upload information to EPMS.
1. In an effort to protect proprietary information and prohibit unauthorized use or
modifications, levels of access security will be assigned by Engineer. Prints of drawings and
the associated costs for reproduction and distribution by the Engineer is not part of the
Work.
City of Eden, NC Electronic Project Management System
Mebane Bridge WWTP Residuals Management System Rehabilitation 012201-1
WKD Project Number: 20170041.00.CL
PART 2 PRODUCTS - Not Used
PART 3 EXECUTION
3.1 TRAINING
A. One training session by the Engineer to the team members at the beginning of the EPMS
implementation will be provided. Additional training expenses will be borne by the Contractor, as
needed.
3.2 SUPPORT
A. Will be available to all project team members.
3.3 OPERATION
A. Contractor and all Subcontractors shall maintain a Windows-based computer system including
high speed internet access and ability to create/mark-up documents using Adobe Acrobat (pdf)
and to scan documents. Engineer's vendor shall maintain the EPMS server and back-up the
information.
3.4 DURATION
A. Web site will be active during the construction. Owner will have option to continue to use the
web site after the completion of the project.
3.5 ARCHIVE
A. All files on the web site will be archived at the end of the project. These archives will be made
available to the various Contractors for download over the internet, at their expense/labor.
END OF SECTION
City of Eden, NC Electronic Project Management System
Mebane Bridge WWTP Residuals Management System Rehabilitation 012201-2
WKD Project Number: 20170041.00.CL
SECTION 0130 00
ADMINISTRATIVE REQUIREMENTS
PART 1 GENERAL
1.1 SECTION INCLUDES
A. Coordination.
B. Field engineering.
C. Preconstruction meeting.
D. Progress meetings.
E. Pre -installation meetings.
F. Cutting and patching.
1.2 COORDINATION
A. Coordinate scheduling, submittals, and Work of various specification sections to ensure efficient
and orderly sequence of installation of interdependent construction elements, with provisions for
accommodating items installed later.
B. Verify utility requirements and characteristics of operating equipment are compatible with
existing utilities. Coordinate work of various sections having interdependent responsibilities for
installing, connecting to, and placing in service, operating equipment.
C. Coordinate space requirements, supports, and installation of mechanical and electrical Work
indicated diagrammatically on Drawings. Follow routing shown for pipes, ducts, and conduit, as
closely as practicable; place runs parallel with lines of building. Utilize spaces efficiently to
maximize accessibility for other installations, for maintenance, and for repairs.
D. In finished areas except as otherwise indicated, conceal pipes, ducts, and wiring within
construction. Coordinate locations of fixtures and outlets with finish elements.
E. Coordinate completion and clean-up of Work of separate sections in preparation for Substantial
Completion and for portions of Work designated for Owner's occupancy or partial occupancy.
F. After Owner occupancy of premises, coordinate access to site for correction of defective Work
and Work not in accordance with Contract Documents, to minimize disruption of Owner's
activities.
1.3 FIELD ENGINEERING
A. Employ Land Surveyor licensed in State of North Carolina.
City of Eden, NC Administrative Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 013000-1
WKD Project Number: 20170041.00.CL
B. Locate and protect survey control and reference points. Promptly notify Engineer of
discrepancies discovered.
C. Control datum for survey is that indicated on Drawings.
D. Submit copy of an as -built survey sealed and signed by Land Surveyor certifying elevations and
locations of the Work are in conformance with Contract Documents.
E. Maintain complete and accurate log of control and survey work as Work progresses.
F. Protect survey control points prior to starting site work; preserve permanent reference points
during construction.
G. Promptly report to Engineer loss or destruction of reference point or relocation required because
of changes in grades or other reasons.
H. Replace dislocated survey control points based on original survey control. Make no changes
without prior written notice to Engineer.
1.4 PRECONSTRUCTION MEETING
A. Owner will schedule meeting after Contract time starts to run.
B. Attendance Required: Owner, Engineer, and Contractor.
C. Agenda:
1. Execution of Owner -Contractor Agreement.
2. Submission of executed bonds and insurance certificates.
3. Distribution of Contract Documents.
4. Submission of list of Subcontractors, list of products, schedule of values, and progress
schedule.
5. Designation of personnel representing parties in Contract, Engineer, independent testing
firm.
6. Procedures and processing of field decisions, submittals, and substitutions, applications for
payments, proposal requests, Change Orders, and Contract closeout procedures.
7. Scheduling.
D. Engineer will record minutes and distribute copies within two days after meeting to participants,
with two copies to Engineer, Owner, Contractor, and those affected by decisions made.
1.5 PROGRESS MEETINGS
A. Engineer will make arrangements for meetings, prepare agenda with copies for participants,
preside at meetings and administer meetings.
B. Schedule: Throughout progress of the Work at maximum interval of monthly. Meet more often
if Work dictates need.
City of Eden, NC Administrative Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 013000-2
WKD Project Number: 20170041.00.CL
C. Attendance Required: Job superintendent, major subcontractors and suppliers, Owner, Engineer,
and others as appropriate to agenda topics for each meeting.
D. Agenda:
1. Review minutes of previous meetings.
2. Review of Work progress.
3. Field observations, problems, and decisions.
4. Identification of problems impeding planned progress.
5. Review of submittals schedule and status of submittals.
6. Review of off-site fabrication and delivery schedules.
7. Maintenance of progress schedule.
8. Corrective measures to regain projected schedules.
9. Planned progress during succeeding work period.
10. Coordination of projected progress.
11. Maintenance of quality and work standards.
12. Effect of proposed changes on progress schedule and coordination.
13. Other business relating to Work.
E. Engineer will record minutes and distribute copies within three days after meeting to participants,
with two copies to Owner, Contractor, and those affected by decisions made.
1.6 PRE -INSTALLATION MEETINGS
A. When required in individual specification sections, convene pre -installation meetings at Project
site prior to commencing work of specific Section.
B. Require attendance of parties directly affecting, or affected by, Work of specific Section.
C. Notify Engineer four days in advance of meeting date.
D. Prepare agenda and preside at meeting:
1. Review conditions of installation, preparation and installation procedures.
2. Review coordination with related work.
E. Record minutes and distribute copies within two days after meeting to participants, with two
copies to Engineer, Owner, and those affected by decisions made.
PART 2 PRODUCTS - Not Used
17:11 71all WX0011to) 21
3.1 CUTTING AND PATCHING
A. Employ skilled and experienced installer to perform cutting and patching.
B. Submit written request in advance of cutting or altering elements affecting:
1. Structural integrity of element.
City of Eden, NC Administrative Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 013000-3
WKD Project Number: 20170041.00.CL
2. Integrity of weather -exposed or moisture -resistant elements.
3. Efficiency, maintenance, or safety of element.
4. Visual qualities of sight exposed elements.
5. Work of Owner or separate contractor.
C. Execute cutting, fitting, and patching including excavation and fill, to complete Work, and to:
1. Fit the several parts together, to integrate with other Work.
2. Uncover Work to install or correct ill-timed Work.
3. Remove and replace defective and non -conforming Work.
4. Remove samples of installed Work for testing.
5. Provide openings in elements of Work for penetrations of mechanical and electrical Work.
D. Execute work by methods to avoid damage to other Work, and to provide proper surfaces to
receive patching and finishing.
E. Cut masonry and concrete materials using masonry saw or core drill.
F. Cut pavements using concrete saw.
G. Restore Work with new products in accordance with requirements of Contract Documents.
H. Refinish surfaces to match adjacent finishes. For continuous surfaces, refinish to nearest
intersection; for assembly, refinish entire unit.
I. Fit Work tight to pipes, sleeves, ducts, conduit, and other penetrations through surfaces.
Maintain integrity of wall, ceiling, or floor construction; completely seal voids.
K. Identify hazardous substances or conditions exposed during the Work to Engineer for decision or
remedy.
END OF SECTION
City of Eden, NC Administrative Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 013000-4
WKD Project Number: 20170041.00.CL
SECTION 0133 01
SUBMITTAL PROCEDURES EPMS
PART 1 GENERAL
1.1 SUMMARY
A. Section Includes:
1.
Submittal procedures.
2.
Product data.
3.
Shop drawings.
4.
Samples.
5.
Design data.
6.
Test reports.
7.
Certificates.
8.
Manufacturer's instructions.
9.
Manufacturer's field reports.
10.
Construction progress schedules.
11.
Proposed products list.
12.
Erection drawings.
1.2 SUBMITTAL PROCEDURES
A. Submit via Electronic Project Management System (EPMS).
B. For each submittal for review, allow 21 days.
C. Upload each submittal separately.
D. Sequentially number. Mark revised submittals with original number and sequential alphabetic
suffix.
E. Identify Project, Contractor, subcontractor and supplier, pertinent drawing and detail number,
and specification Section number appropriate to submittal.
F. Apply Contractor's stamp signed or initialed certifying that review, approval, verification of
products required, field dimensions, adjacent construction Work, and coordination of
information is in accordance with requirements of the Work and Contract Documents.
G. Schedule submittals to expedite Project. Coordinate submission of related items.
H. Identify variations from Contract Documents and product or system limitations which may be
detrimental to successful performance of completed Work.
1. Allow space on submittals for Contractor and Engineer review stamps.
J. When revised for resubmission, identify changes made since previous submission.
K. Distribute electronic copies of reviewed submittals as appropriate. Instruct parties to promptly
report inability to comply with requirements.
City of Eden, NC Submittal Procedures EPMS
Mebane Bridge WWTP Residuals Management System Rehabilitation 013301-1
WKD Project Number: 20170041.00.CL
L. Submittals not requested will not be recognized or processed.
1.3 PRODUCT DATA
A. Product Data: Submit to Engineer for review for limited purpose of checking for conformance
with information given and design concept expressed in Contract Documents.
B. Mark submittal to identify applicable products, models, options, and other data. Supplement
manufacturers' standard data to provide information specific to this Project.
C. Indicate product utility and electrical characteristics, utility connection requirements, and
location of utility outlets for service for functional equipment and appliances.
1.4 SHOP DRAWINGS
A. Shop Drawings: Submit to Engineer (via EPMS) for review for limited purpose of checking
for conformance with information given and design concept expressed in Contract
Documents.
B. Indicate special utility and electrical characteristics, utility connection requirements, and
location of utility outlets for service for functional equipment and appliances.
C. When required by individual specification sections, provide shop drawings signed and sealed
by professional engineer responsible for designing components shown on shop drawings.
1. Include signed and sealed calculations to support design.
2. Submit drawings and calculations in form suitable for submission to and approval by
authorities having jurisdiction.
3. Make revisions and provide additional information when required by authorities having
jurisdiction.
1.5 SAMPLES
A. Samples: Email Engineer for avenue of submittal and quantity. e.g. EPMS, physically
shipped to Engineer or constructed on site for appropriate approval. Submit for review for
limited purpose of checking for conformance with information given and design concept
expressed in Contract Documents.
B. Submit number of samples communicated by Engineer.
C. Samples for Selection as Specified in Product Sections:
1. Submit to Engineer for aesthetic, color, or finish selection.
2. Submit samples of finishes from full range of manufacturers' standard colors, in custom
colors selected, textures, and patterns for Engineer selection.
D. Submit samples to illustrate functional and aesthetic characteristics of Products with integral
parts and attachment devices. Coordinate sample submittals for interfacing work.
E. Include identification on each sample with full Project information.
F. Reviewed samples which may be used in the Work are indicated in individual specification
sections.
City of Eden, NC Submittal Procedures EPMS
Mebane Bridge WWTP Residuals Management System Rehabilitation 013301-2
WKD Project Number: 20170041.00.CL
G. Samples will not be used for testing purposes unless specifically stated in specification
section.
H. After review, produce duplicates and distribute (if appropriate based on method of
submission) in accordance with SUBMITTAL PROCEDURES article and for record
documents purposes described in Section 0170 00 - Execution and Closeout Requirements.
1.6 DESIGN DATA
A. Submit for Engineer's knowledge as contract administrator or for Owner.
B. Submit for information for limited purpose of assessing conformance with information given
and design concept expressed in Contract Documents.
1.7 TEST REPORTS
A. Submit for Engineer's knowledge as contract administrator or for Owner.
B. Submit test reports for information for limited purpose of assessing conformance with
information given and design concept expressed in Contract Documents.
1.8 CERTIFICATES
A. When specified in individual specification Sections, submit certification by manufacturer,
installation/application subcontractor, or Contractor to Engineer.
B. Indicate material or product conforms to or exceeds specified requirements. Submit
supporting reference data, affidavits, and certifications as appropriate.
C. Certificates may be recent or previous test results on material or Product but must be
acceptable to Engineer.
1.9 MANUFACTURER'S INSTRUCTIONS
A. When specified in individual specification Sections, submit printed instructions for delivery,
storage, assembly, installation, startup, adjusting, and finishing to Engineer for delivery to
Owner.
B. Indicate special procedures, perimeter conditions requiring special attention, and special
environmental criteria required for application or installation.
1.10 MANUFACTURER'S FIELD REPORTS
A. Submit reports for Engineer's knowledge as contract administrator or for Owner.
B. Submit report within 72 hours of observation to Engineer for information.
C. Submit for information for limited purpose of assessing conformance with information given
and design concept expressed in Contract Documents.
City of Eden, NC Submittal Procedures EPMS
Mebane Bridge WWTP Residuals Management System Rehabilitation 01 33 01 -3
WKD Project Number: 20170041.00.CL
1.11 CONSTRUCTION PROGRESS SCHEDULES
A. Submit initial schedules within 15 days after date established in Notice to Proceed. After
review, resubmit required revised data within 10 days.
B. Submit revised Progress Schedules with each Progress Meeting or Application for Payment,
but not less than monthly.
C. Distribute copies of reviewed schedules to Project site file, subcontractors, suppliers, and other
concerned parties.
D. Instruct recipients to promptly report, in writing, problems anticipated by projections indicated
in schedules.
E. Submit computer generated horizontal bar or Gantt chart with separate line for each major
portion of Work or operation, identifying first work day of each week.
F. Show complete sequence of construction by activity, identifying Work of separate stages and
other logically grouped activities. Indicate early and late start, early and late finish, float
dates, and duration.
G. Indicate estimated percentage of completion for each item of Work at each submission.
H. Submit separate schedule of submittal dates for shop drawings, product data, and samples.
Indicate dates reviewed submittals will be required from Engineer. Indicate decision dates for
selection of finishes.
I. Indicate delivery dates for Owner furnished products and products identified under
Allowances if required.
Revisions to Schedules:
1. Indicate progress of each activity to date of submittal, and projected completion date of
each activity.
2. Identify activities modified since previous submittal, major changes in scope, and other
identifiable changes.
3. Prepare narrative report to define problem areas, anticipated delays, and impact on
Schedule. Report corrective action taken, or proposed, and its effect, including effect of
changes on schedules of separate contractors.
1.12 PROPOSED PRODUCTS LIST
A. Within 15 days after date of Notice to Proceed, submit list of major products proposed for use,
with name of manufacturer, trade name, and model number of each product.
B. For products specified only by reference standards, give manufacturer, trade name, model or
catalog designation, and reference standards.
1.13 ERECTION DRAWINGS
A. Submit drawings for Engineer's knowledge as contract administrator or for Owner.
City of Eden, NC Submittal Procedures EPMS
Mebane Bridge WWTP Residuals Management System Rehabilitation 013301-4
WKD Project Number: 20170041.00.CL
B. Submit for information for limited purpose of assessing conformance with information given
and design concept expressed in Contract Documents.
C. Data indicating inappropriate or unacceptable Work maybe subject to action by Engineer or
Owner.
PART 2 PRODUCTS - Not Used
PART 3 EXECUTION - Not Used
END OF SECTION
City of Eden, NC Submittal Procedures EPMS
Mebane Bridge WWTP Residuals Management System Rehabilitation 01 33 01 -5
W ,D Project Number: 20170041.00.CL
Is: 1IRS WITOa1211Melltl[8]►G1awa : r.1121M
SECTION 0140 00
QUALITY REQUIREMENTS
1.1 SUMMARY
A. Section Includes:
1.
Quality control and control of installation.
2.
Tolerances.
3.
References.
4.
Testing and inspection services.
5.
Manufacturers' field services.
6.
Labeling.
7.
Mock-up requirements.
8.
Examination.
9.
Preparation.
1.2 QUALITY CONTROL AND CONTROL OF INSTALLATION
A. Monitor quality control over suppliers, manufacturers, products, services, site conditions, and
workmanship, to produce Work of specified quality.
B. Comply with manufacturers' instructions, including each step-in sequence.
C. When manufacturers' instructions conflict with Contract Documents, request clarification from
Engineer before proceeding.
D. Comply with specified standards as minimum quality for the Work except where more stringent
tolerances, codes, or specified requirements indicate higher standards or more precise
workmanship.
E. Perform Work by persons qualified to produce required and specified quality.
F. Verify field measurements are as indicated on Shop Drawings or as instructed by manufacturer.
G. Secure products in place with positive anchorage devices designed and sized to withstand
stresses, vibration, physical distortion, or disfigurement.
1.3 TOLERANCES
A. Monitor fabrication and installation tolerance control of products to produce acceptable Work.
Do not permit tolerances to accumulate.
B. Comply with manufacturers' tolerances. When manufacturers' tolerances conflict with Contract
Documents, request clarification from Engineer before proceeding.
C. Adjust products to appropriate dimensions; position before securing products in place.
1.4 REFERENCES
City of Eden, NC Quality Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 014000-1
WKD Project Number: 20170041.00.CL
A. For products or Work specified by association, trades, or other consensus standards, comply with
requirements of standard, except when more rigid requirements are specified or are required by
applicable codes.
B. Conform to reference standard by date of issue current on date for receiving Bids, (date of
Owner -Contractor Agreement when there are no Bids), except where specific date is established
by code.
C. Obtain copies of standards where required by product specification sections.
D. When specified reference standards conflict with Contract Documents, request clarification from
Engineer before proceeding.
E. Contractual relationships, duties, and responsibilities of parties in Contract and those of Engineer
shall not be altered from Contract Documents by mention or inference otherwise in reference
documents.
1.5 TESTING AND INSPECTION SERVICES
A. Employ and pay for services of an independent firm acceptable to Owner to perform specified
testing and inspection.
1. Prior to start of Work, submit testing laboratory name, address, and telephone number, and
names of full time registered Engineer, specialists and responsible officer.
2. Submit copy of report of laboratory facilities inspection made by Materials Reference
Laboratory of National Bureau of Standards during most recent inspection, with
memorandum of remedies of deficiencies reported by inspection.
B. Independent firm will perform tests, inspections and other services specified in individual
specification sections and as required by Engineer.
1. Laboratory: Authorized to operate in State of Project location.
2. Laboratory Staff. Maintain full time registered Engineer and necessary specialists on staff to
review services.
Testing Equipment: Calibrated at reasonable intervals with devices of accuracy traceable to
National Bureau of Standards or accepted values of natural physical constants.
C. Testing and inspections may occur on or off project site. Perform off-site testing as required by
Engineer or Owner.
D. Cooperate with independent firm; furnish samples of materials, design mix, equipment, tools,
storage, safe access, and assistance by incidental labor as requested.
1. Notify Engineer and independent firm 24 hours prior to expected time for operations
requiring services.
2. Make arrangements with independent firm and pay for additional samples and tests required
for Contractor's use.
E. Testing and employment of independent firm does not relieve Contractor of obligation to perform
Work in accordance with requirements of Contract Documents.
City of Eden, NC Quality Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 014000-2
WKD Project Number: 20170041.00.CL
F. Re -testing or re -inspection required because of non-conformance to specified requirements shall
be performed by same independent firm on instructions by Engineer.
1. Payment for re -testing or re -inspection will be charged to Contractor by deducting testing
charges from Contract Sum/Price.
2. Submit final report indicating correction of Work previously reported as non-compliant.
G. Independent Firm Responsibilities:
1. Test samples of mixes submitted by Contractor.
2. Provide qualified personnel at site. Cooperate with Engineer and Contractor in performance
of services.
3. Perform specified sampling and testing of products in accordance with specified standards.
4. Ascertain compliance of materials and mixes with requirements of Contract Documents.
5. Promptly notify Engineer and Contractor of observed irregularities or non-conformance of
Work or products.
6. Perform additional tests required by Engineer.
7. Attend preconstruction meetings and progress meetings.
H. Independent Firm Reports: After each test, promptly submit one copy of report to Engineer and
Owner; and two copies to Contractor, and authority having jurisdiction. When requested by
Engineer, provide interpretation of test results. Include the following:
1. Date issued.
2. Project title and number.
3. Name of inspector.
4. Date and time of sampling or inspection.
5. Identification of product and specifications section.
6. Location in Project.
7. Type of inspection or test.
8. Date of test.
9. Results of tests.
10. Conformance with Contract Documents.
I. Limits on Independent Firm:
1. May not release, revoke, alter, or enlarge on requirements of Contract Documents.
2. May not approve or accept any portion of the Work.
3. May not assume duties of Contractor.
4. Has no authority to stop the Work.
1.6 MANUFACTURERS' FIELD SERVICES
A. When specified in individual specification sections, require material or product suppliers or
manufacturers to provide qualified staff personnel to:
1. Observe site conditions.
2. Observe conditions of surfaces.
3. Review installation and quality of Work.
4. Review start-up of equipment.
5. Review testing, adjusting and balancing of equipment.
6. Initiate instructions when necessary.
City of Eden, NC Quality Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 014000-3
WKD Project Number: 20170041.00.CL
B. Report observations and site decisions or instructions given to applicators or installers that are
supplemental or contrary to manufacturers' written instructions.
1.7 LABELING
A. Attach label from agency approved by authority having jurisdiction for products, assemblies, and
systems required to be labeled by applicable code.
B. Label Information: Include manufacturer's or fabricator's identification, approved agency
identification, and the following information, as applicable, on each label.
1. Model number.
2. Serial number.
3. Performance characteristics.
1.8 MOCK-UP REQUIREMENTS
A. Tests will be performed under provisions identified in this section and identified in respective
product specification sections.
B. Assemble and erect specified items with specified attachment and anchorage devices, flashings,
seals, and finishes.
C. Accepted mock-ups shall be comparison standard for remaining Work.
D. Where mock-up has been accepted by Engineer and is specified in product specification sections
to be removed; remove mock-up and clear area when directed to do so by Engineer.
PART 2 PRODUCTS - Not Used
PART 3 EXECUTION
3.1 EXAMINATION
A. Verify existing site conditions and substrate surfaces are acceptable for subsequent Work.
Beginning new Work means acceptance of existing conditions.
B. Verify existing substrate is capable of structural support or attachment of new Work being
applied or attached.
C. Examine and verify specific conditions described in individual specification sections.
D. Verify utility services are available, of correct characteristics, and in correct locations.
3.2 PREPARATION
A. Clean substrate surfaces prior to applying next material or substance.
City of Eden, NC Quality Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 014000-4
W ,D Project Number: 20170041.00.CL
B. Seal cracks or openings of substrate prior to applying next material or substance.
C. Apply manufacturer required or recommended substrate primer, sealer, or conditioner prior to
applying new material or substance in contact or bond.
END OF SECTION
City of Eden, NC Quality Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 014000-5
WKD Project Number: 20170041.00.CL
THIS PAGE INTENTIONALLY LEFT BLANK
SECTION 0143 13
REFERENCES
GENERAL
1.1 SECTION INCLUDES
A. Drawings and general provisions of the Contract, including General and Supplementary
Conditions and Division 01 Specification Sections, apply to this Section.
1. Quality assurance.
2. Schedule of references.
1.2 RELATED SECTIONS
A. Document — General Conditions: Reference Standards.
1.3 QUALITY ASSURANCE
A. For products or workmanship specified by association, trades, or Federal Standards, comply with
requirements of the standard, except when more rigid requirements are specified or are required
by applicable codes.
1. Applicable Codes:
a. BOCA National Building Code.
b. The National Electrical Code, NFPA 70.
c. The Life Safety Code, NFPA 101.
B. Obtain copies of standards when required by product specification sections.
C. Maintain copy at jobsite during submittals, planning, and progress of the specific work, until
Substantial Completion.
D. Should specified reference standards conflict with Contract Documents, request clarification from
Engineer before proceeding.
E. The contractual relationship of the parties to the Contract shall not be altered from the Contract
Documents by mention or inference otherwise in any reference document.
1.4 SCHEDULE OF REFERENCES
City of Eden, NC References
Mebane Bridge WWTP Residuals Management System Rehabilitation 0143 13 - 1
WKD Project Number: 20170041.00.CL
AA
Aluminum Association
900 19th St., NW
Washington, DC 20006
www.aluminum.org
(202) 862-5100
AABC
Associated Air Balance Council
1518 K St., NW
Washington, DC 20005
www.aabchci.com
(202) 737-0202
AAMA
American Architectural
Manufacturers Association
1827 Walden Office Sq., Suite
104
Schaumburg, IL 60173-4268
www.aamanet.org
(847) 303-5664
AASHTO
American Association of State
Highway and Transportation
Officials
444 North Capitol St., NW, Suite
249
Washington, DC 20001
www.aashto.org
(202) 624-5800
(800) 231-3475
ABMA
American Bearing Manufacturers
Association
1200 19th St., NW, Suite 300
Washington, DC 20036-2422
www.abma-de.org
(202) 429-5155
ACGIH
American Conference of
Governmental
Industrial Hygienists
1330 Kemper Meadow Dr. Suite
600
Cincinnati, Ohio 45240
www.acgih.org
(513)742-2020
ACI
American Concrete Institute
P.O. Box 9094
Farmington Hills, MI 48333
www.aci-int.org
(248) 848-3700
ADC
Air Diffusion Council
104 South Michigan Ave., Suite
1500
Chicago, IL 60603
(312)201-0101
ADSC
The International Association of
Foundation Drilling
9696 Skillman Street, Suite 280
Dallas, TX 75243
www.adsc-iafd.com
(214)681-5994
AF&PA
American Forest and Paper
Association
1111 19th St., NW, Suite 800
Washington, DC 20036
www.afandpa.org
(202) 463-2700
AHA
American Hardboard Association
1210 W. Northwest Hwy
Palatine, IL 60067
(847) 934-8800
Al
Asphalt Institute
Research Park Drive
P.O. Box 14052
Lexington, KY 40512-4052
www.asphaltinstitute.org
(606) 288-4960
AISC
American Institute of Steel
Construction
One East Wacker Dr., Suite 3100
Chicago, IL 60601-2001
www.aisc.org
(312) 670-2400
AISI
American Iron and Steel Institute
1101 17th St., NW, Suite 1300
Washington, DC 20036
www.steel.org
(202) 452-7100
(800) 277-3850
AITC
American Institute of Timber
Construction
7012 S. Revere Pkwy, Suite 140
Englewood, CO 80112
www.aitc-glulam.org
(303) 792-9559
AMCA
Air Movement and Control
Association International, Inc.
30 W. University Dr.
Arlington Heights, IL 60004-1893
www.amca.org
(847)394-0150
City of Eden, NC References
Mebane Bridge WWTP Residuals Management System Rehabilitation 0143 13-2
WKD Project Number: 20170041.00.CL
ANSI
American National Standards
Institute
1819 L. Street, N.W.
Washington, DC 20036
www.ansi.org
(202) 293-8020
APA/EWA
APA -The Engineered Wood
Association
P.O. Box 11700
Tacoma, WA 98411-0700
www.apawood.org
(253) 565-6600
API
American Petroleum Institute
1220 L St., NW
Washington, DC 20005-4070
www.api.org
(202) 682-8000
AREMA
American Railway Engineering
and
Maintenance -of -Way Association
8201 Corporate Drive, Suite 1125
Landover, MD 02785-2230
www.arema.org
(301) 459-3200
ARI
Air -Conditioning and Refrigeration
Institute
4301 Fairfax Dr., Suite 425
Arlington, VA 22203
www.ari.org
(703) 524-8800
ARRA
Asphalt Recycling and Reclaiming
Association
#3 Church Circle, PMB 250
Annapolis, MD 21401
www.arra.org
(410) 267-0023
ASCE
American Society of Civil
Engineers
World Headquarters
1801 Alexander Graham Bell Dr
Reston, VA 20191-4400
www.asee.org
(800) 548-2723
(703) 295-6300
ASHRAE
American Society of Heating,
Refrigerating and Air -Conditioning
Engineers
1791 Tullie Circle, NE
Atlanta, GA 30329
www.ashrae.org
(800) 527-4723
(404) 636-8400
ASME
American Society of Mechanical
Engineers
3 Park Ave.
New York, NY 10016-5990
www.asme.org
(800) 843-2763
ASSE
American Society of Sanitary
Engineering
901 Canterbury, Suite A
Westlake, OH 44145
www.asse-plumbing.org
(440) 835-3040
ASTM
ASTM International
100 Barr Harbor Dr.
West Conshohocken, PA 19428-
2959
www.astm.org
(601) 832-9585
AWI
Architectural Woodwork Institute
1952 Isaac Newton Sq. West
Reston, VA 20190
www.awinet.org
(703) 733-0600
AWPA
American Wood -Preservers'
Association
P.O. Box 5690
Granbury, TX 76049
www.awpa.com
(817) 326-6300
AWS
American Welding Society
550 NW LeJeune Rd.
Miami, FL 33126
www.amweld.org
(800) 443-9353
(305) 443-9353
AWWA
American Water Works
Association
6666 W. Quincy Ave.
Denver, CO 80235
www.awwa.org
(303) 794-7711
City of Eden, NC References
Mebane Bridge WWTP Residuals Management System Rehabilitation 0143 13-3
WKD Project Number: 20170041.00.CL
BAAQMD
Bay Area Air Quality Management
District
939 Ellis St.
San Francisco, CA 94109
www.baagmd.gov
(417) 771-6000
CDA
Copper Development Association
Inc.
260 Madison Ave., 16th Floor
New York, NY 10016
www.copper.org
(800)232-3282
(212)251-7200
CGA
Compressed Gas Association
1725 Jefferson Davis Hwy, Suite
1004
Arlington, VA 22202-4102
www.cqanet.com
(703) 412-0900
CISCA
Ceilings and Interior Systems
Construction Association
1500 Lincoln Hwy, Suite 202
St. Charles, IL 60174
www.cisca.org
(630) 584-1919
CISPI
Cast Iron Soil Pipe Institute
5959 Shallowford Rd., Suite 419
Chattanooga, TN 37421
www.cispi.org
(423) 892-0137
CLFMI
Chain Link Fence Manufacturers
Institute
9891 Broken Land Pkwy, Suite
300
Columbia, MD 21046
www.chainlinkinfo.org
(301) 596-2583
CRI
Carpet and Rug Institute
310 S. Holiday Ave.
Dalton, GA 30722-2048
www.carpet-rug.com
(800) 882-8846
(706) 278-3176
CRSI
Concrete Reinforcing Steel
Institute
933 N. Plum Grove Rd.
Schaumburg, IL 60173-4758
www.crsi.org
(847) 517-1200
CSSB
Cedar Shake and Shingle Bureau
P.O. Box 1178
Sumas, WA 98295
www.cedarbureau.org
(604) 462-8961
CSI
Construction Specifications
Institute
99 Canal Center Plaza, Suite 300
Alexandria, VA 22314
www.csinet.org
(800) 689-2900
CTI
Cooling Technology Institute
530 Wells Fargo Drive, Suite 218
Houston, TX 77090
www.cti.org
(281) 583-4087
DASMA
Door and Access Systems
Manufacturers
Association International
1300 Summer Avenue
Cleveland, OH 44115-2851
www.dasma.com
(216)241-7333
DHI
The Door and Hardware Institute
14150 Newbrook Dr., Suite 200
Chantilly, VA 20151
www.dhi.org
(703) 222-2010
DIPRA
Ductile Iron Pipe Research
Association
245 Riverchase Parkway East,
Suite O
Birmingham, AL 35244
www.dipra.org
(205) 402-8700
EIMA
EIFS Industry Members
Association
3000 Corporate Center Dr., Suite
270
Morrow, GA 30260
www.eifsfacts.com
(800)294-3462
(770) 968-7945
City of Eden, NC References
Mebane Bridge WWTP Residuals Management System Rehabilitation 0143 13-4
WKD Project Number: 20170041.00.CL
EPA
Environmental Protection Agency
US EPA/NSCEP
P.O. Box 42419
Cincinatti, Ohio 45242
www.epa.gov
(800) 490-9198
EPRI
ELECTRIC POWER RESEARCH
INSTITUTE
3412 HILLVIEW AVENUE
PALO ALTO, CALIFORNIA 94304
www.epri.com
(650) 855-8900
FAA
Federal Aviation Administration
800 Independence Ave., SW
Washington, DC 20591
www.faa.gov
(202) 366-4000
FIBA
International Basketball
Federation
(Federation Internationale De
Basketball)
8, Ch. De Blandonnet
1214 Vernier / Geneva
Switzerland
www.fiba.com
(+41-22) 545.00.00
FM
FM Global
Corporate Headquarters.
P.O. Box 7500
Johnston, RI 02919
www.fmglobal.com
(401) 275-3000
FS
Federal Specification Unit
General Services Admin.
Federal Supply Service
FSS Acquisition Management
Center
Environmental Programs and
Engineering Policy Division
Washington, DC 20406
www.gsa.gov
(703) 305-5682
FSC
Forest Stewardship Council
1155 30th St. NW
Suite 300
Washington, DC 20007
www.fscus.org
(877) 372-5646
GA
Gypsum Association
810 First St., NE, Suite 510
Washington, DC 20002
www.usq.com
www.gypsum.orq
(202) 289-5440
GANA
Glass Association of North
America
2945 Southwest Wanamaker Dr.,
Suite A
Topeka, KS 66614
www.glasswebsite.com
(785) 271-0208
GS
Green Seal
1001 Connecticut Ave.
Suite 827
Washington, DC 20036-5525
www.greenseal.org
(202) 872-6400
HI
Hydronics Institute
Division of Gas Appliance
Manufacturers Association
2107 Wilson Blvd., Suite 600
Arlington, VA 22201
www.gamanet.org
(703) 525-7060
HMMA
Hollow Metal Manufacturers
Association
Division of NAAMM
8 South Michigan Ave., Suite
1000
Chicago, IL 60603
www.naamm.org
(312)332-0405
HPVA
Hardwood Plywood and Veneer
Association
P.O. Box 2789
Reston, VA 20195-0789
www.hpva.org
(703) 435-2900
IAS
International Approval Services
U.S. Operations
8501 E. Pleasant Valley Rd.
Cleveland, Ohio 44131-5575
www.iasonline.org
(216) 524-4990
ICC
International Code Council
5203 Leesburg Pike #708
Falls Church, VA 22041
www.iccsafe.org
(703) 931-4533
City of Eden, NC References
Mebane Bridge WWTP Residuals Management System Rehabilitation 0143 13-5
WKD Project Number: 20170041.00.CL
IEEE
KCMA
MIL
Institute of Electrical and
Kitchen Cabinet Manufacturers
Military Standardization
Electronics Engineers
Association
Documents
3 Park Ave., 17th Floor
1899 Preston White Dr.
Defense Automated Printing
New York, NY 10016-5997
Reston, VA 20191-5435
Service
www.ieee.org
www.kcma.org
700 Robbins Ave., Building 4D
(212) 419-7900
(703) 264-1690
Philadelphia, PA 19111-5094
www.dodssp.daps.mil
IES
LPI
(215) 697-2179
Illuminating Engineering Society
Lightning Protection Institute
of North America
3335 N. Arlington Heights Rd.,
MSS
120 Wall Street, 17th Floor
Suite E
Manufacturers Standardization
New York, NY 10005
Arlington Heights, IL 60004
Society of the Valve
www.iesna.org
www.lightning.org
and Fittings Industry
(212) 248-5000
(800) 488-6864
127 Park St., NE
(847) 577-7200
Vienna, VA 22180-4602
IGSHPA
www.mss-hq.com
International Ground Source Heat
MBMA
(703) 281-6613
Pump Association
Metal Building Manufacturers
Oklahoma State University
Association
NAA
499 Cordell South
1300 Sumner Ave.
National Arborist Association
Stillwater, OK 74078
Cleveland, OH 44115-2851
Route 101, P.O. Box 1094
www.igshpa.okstate.edu
www.mbma.com
Amherst, NH 03031-1094
(800) 626-4747
(216) 241-7333
www.natlarb.com
(800) 733-2622
ILI
MFMA
(603) 673-3311
Indiana Limestone Institute of
Maple Flooring Manufacturers
America
Association
NAAMM
400 Stone City Bank Building
60 Revere Dr., Suite 500
National Association of
Bedford, IN 47421
Northbrook, IL 60062
Architectural Metal Manufacturers
www.iliai.com
www.maplefloor.org
800 Roosevelt Road, Building C,
(812) 275-4426
(847) 480-9138
Suite 312
Glen Ellyn, IL 60137
ISO
MIA
www.naamm.org
International Organization for
Marble Institute of America
(630) 942-6591
Standardization
30 Eden Alley, Suite 301
1, rue de Varemb6, Case postale
Columbus, OH 43215
NAAMM
56
www.marble-institute.com
North American Association of
CH -1211 Geneva 20, Switzerland
(614) 228-6194
Mirror Manufacturers
www.iso.org
(Division of GANA)
+41 22 749 01 11
2945 Southwest Wanamaker Dr.,
Suite A
Topeka, KS 66614
www.glasswebsite.com
(913) 266-7013
City of Eden, NC References
Mebane Bridge WWTP Residuals Management System Rehabilitation 0143 13-6
WKD Project Number: 20170041.00.CL
NACE
NACE International
1440 South Creek Drive
Houston, TX 77084
www.nace.org
(281)228-6200
NAIMA
North American Insulation
Manufacturers Association
44 Canal Center Plaza, Suite 310
Alexandria, VA 22314
www.naima.org
(703) 684-0084
NBGQA
National Building Granite Quarries
Association, Inc.
1220 L. St., NW, Suite 100-167
Washington, DC 20005
www.nbqqa.com
(800) 557-2848
NCAA
The National Collegiate Athletic
Association
700 W. Washington Street
P.O. Box 6222
Indianapolis, Indiana 46206-6222
www.ncaa.org
(317) 917-6222
NCMA
National Concrete Masonry
Association
2302 Horse Pen Rd.
Herndon, VA 20171-3499
www.ncma.org
(703) 713-1900
NCRP
National Council on Radiation
Protection and Measurement
7910 Woodmont Ave., Suite 800
Bethesda, MD 20814-3095
www.ncrponline.com
(301) 657-2652
NEBB
National Environmental Balancing
Bureau
8575 Grovemont Circle
Gaithersburg, MD 20877
www.nebb.org
(301) 977-3698
NECA
National Electrical Contractors
Association
3 Bethesda Metro Center, Suite
1100
Bethesda, MD 20814
www.necanet.orq
(301) 657-3110
NELMA
Northeastern Lumber
Manufacturers Association
272 Tuttle Rd.
P.O. Box 87A
Cumberland Center, ME 04021
www.nelma.org
(207) 829-6901
NEMA
National Electrical Manufacturers
Association
1300 N 17th St., Suite 1847
Rosslyn, VA 22209
www.nema.org
(703) 841-3200
NETA
International Electrical Testing
Association
P.O. Box 687
106 Stone St.
Morrison, CO 80465
www.netaworld.org
(303) 697-8441
NFHS
National Federation of State High
School Associations
P.O. Box 690
Indianapolis, Indiana 46206
www.nfhs.org
(317) 972-6900
NFPA
National Fire Protection
Association
One Batterymarch Park
P.O. Box 9101
Quincy, MA 02269-9101
www.nfpa.org
(800) 344-3555
(617) 770-3000
NFRC
National Fenestration Rating
Council
1300 Spring St., Suite 500
Silver Spring, MD 20910
www.nfrc.org
(301) 589-6372
NIBS
National Institute of Building
Sciences
1090 Vermont Ave., NW, Suite
700
Washington, DC 20005-4905
www.nibs.org
(202) 289-7800
City of Eden, NC References
Mebane Bridge WWTP Residuals Management System Rehabilitation 0143 13-7
WKD Project Number: 20170041.00.CL
NIST
NPCA
NTMA
National Institute of Standards
National Paint and Coatings
National Terrazzo and Mosaic
and Technology
Association
Association
100 Bureau Dr., MS 2150
1500 Rhode Island Ave., NW
110 E. Market St., Suite 200-A
Gaithersburg, MD 20899-2150
Washington, DC 20005
Leesburg, VA 20176
www.nist.gov
www.paint.org
www.ntma.com
(301) 975-4025
(202) 462-6272
(800) 323-9736
(703) 779-1022
NLA
NPCA
National Lime Association
National Precast Concrete
NUCA
200 North Glebe Rd., Suite 800
Association
National Utility Contractors
Arlington, VA 22203
10333 N Meridian St. Ste. 272
Association
www.lime.org
Indianapolis IN 46290-1081
4301 North Fairfax Dr., Suite 360
(703) 243-5463
www.precast.org
Arlington, VA 22203-1627
(317) 571-9500
www.nuca.com
NLGA
(703) 358-9300
National Lumber Grades Authority
NRCA
#406 -First Capital PI.
National Roofing Contractors
PCA
960 Quayside Dr.
Association
Portland Cement Association
New Westminster, BC V3M 6G2
O'Hare International Center
5420 Old Orchard Rd.
CANADA
10255 W. Higgins Rd., Suite 600
Skokie, IL 60077
www.nlga.org
Rosemont, IL 60018
www.cement.org
(604) 524-2393
www.roofonline.org
(847) 966-6200
(847) 299-9070
NOFMA
PCI
National Oak Flooring
NSF
Precast/Prestressed Concrete
Manufacturers Association
NSF International
Institute
P.O. Box 3009
P.O. Box 130140
209 W. Jackson Blvd.
Memphis, TN 38173-0009
Ann Arbor, MI 48113-0140
Chicago, IL 60606-6938
www.nofma.org
www.nsf.org
www.pci.org
(901) 526-5016
(734) 769-8010
(312) 786-0300
(800) 673-6275
NOMMA
PDCA
National Ornamental and
NSPI
Painting and Decorating
Miscellaneous Metals
National Spa and Pool Institute
Contractors of America
532 Forest Pkwy., Suite A
2111 Eisenhower Ave.
3913 Old Lee Hwy, Suite 33-B
Forest Park, GA 30297
Alexandria, VA 22314
Fairfax, VA 22030
www.nomma.org
www.nespapool.org
www.pdca.com
(404) 363-4009
(703) 838-0083
(703) 359-0826
City of Eden, NC References
Mebane Bridge WWTP Residuals Management System Rehabilitation 0143 13-8
WKD Project Number: 20170041.00.CL
PDI
Plumbing and Drainage Institute
45 Bristol Dr.
South Easton, MA 02375
www.PDlonline.org
(800) 589-8956
PEI
Petroleum Equipment Institute
P.O. Box 2380
Tulsa, OK 74101-2380
www.pei.org
(918) 494-9696
PTI
Post Tensioning Institute
1717 W. Northern Ave., Suite 114
Phoenix, AZ 85021
www.post-tensioning.org
(602) 870-7540
RCSC
Research Council on Structural
Connections
www.boltcouncil.org
RIS
The Redwood Inspection Service
630 J Street
Eureka, CA 95501
(707) 444-3024
SCAQMD
South Coast Air Quality
Management District
21865 E. Copley Dr.
Diamond Bar, CA 91765
www.cypressinfo.org
(800) 288-7664
(909) 396-2000
SCMA
Southern Cypress Manufacturers
Association
400 Penn Center Blvd., #530
Pittsburgh, PA 15235
www.cypressinfo.org
(877) 607-7262
SDI
Steel Deck Institute
P.O. Box 25
Fox River Grove, IL 60021
www.sdi.org
(847) 462-1930
SDI
Steel Door Institute
30200 Detroit Rd.
Cleveland, OH 44145-1967
www.steeldoor.org
(440) 899-0010
SIGMA
Sealed Insulating Glass
Manufacturers Association
401 N. Michigan Ave.
Chicago, IL 60611
www.igmaonline.org
(312) 644-6610
SJ I
Steel Joist Institute
3127 10th Ave., North Ext.
Myrtle Beach, SC 29577-6760
(843) 626-1995
SMACNA
Sheet Metal and Air Conditioning
Contractors'
National Association
4201 Lafayette Center Dr.
Chantilly, VA 20151-1209
www.smacna.org
(703) 803-2980
SPIB
Southern Pine Inspection Bureau
4709 Scenic Hwy
Pensacola, FL 32504-9094
www.spib.org
(850) 434-2611
SPRI
Single Ply Roofing Institute
200 Reservoir St., 309 A
Needham, MA 02494
www.spri.org
(781)444-0242
SSPC
SSPC: The Society for Protective
Coatings
40 24th St., 6th Floor
Pittsburgh, PA 15222-4656
www.sspc.org
(800) 837-8303
(412)281-2331
STI
Steel Tank Institute
570 Oakwood Rd.
Lake Zurich, IL 60047
www.steeltank.com
(847) 438-8265
SWI
Steel Window Institute
1300 Sumner Ave.
Cleveland, OH 44115-2851
www.steelwindows.com
(216) 241-7333
SWRI
Sealant, Waterproofing and
Restoration Institute
2841 Main St.
Kansas City, MO 64108
www.swrionline.org
(816)472-7974
City of Eden, NC References
Mebane Bridge WWTP Residuals Management System Rehabilitation 0143 13-9
WKD Project Number: 20170041.00.CL
TCA
Tile Council of America, Inc.
100 Clemson Research Blvd.
Anderson, S.C. 29625
www.tileusa.com
(864)646-8453
TIA/EIA
Telecommunications Industry
Association
/Electronic Industries Alliance
2500 Wilson Blvd., Suite 300
Arlington, VA 22201
www.tiaonline.org
(703) 907-7700
TMS
The Masonry Society
3970 Broadway, Suite 201-D
Boulder, CO 80304-1135
www.masonrVsociety.org
(303) 939-9700
TPI
Truss Plate Institute
583 D'Onofrio Dr., Suite 200
Madison, WI 53719
www.tpinst.org
(608) 833-5900
TPI
Turfgrass Producers International
1855-A Hicks Rd.
Rolling Meadows, IL 60008
www.turfgrassod.org
(800) 405-8873
(847) 705-9898
UL
Underwriters Laboratories Inc.
333 Pfingsten Rd.
Northbrook, IL 60062-2096
www.ul.com
(847) 272-8800
USGBC
U.S. Green Building Council
1015 18th St., NW, Suite 805
Washington, DC 20036
www.usgbc.org
(202) 828-7422
WCLIB
West Coast Lumber Inspection
Bureau
P.O. Box 23145
Portland, OR 97281
www.welib.org
(503) 639-0651
WDMA
Window and Door Manufacturers
Association
1400 E. Touhy Ave., Suite 470
Des Plaines, IL 60018
(800) 223-2301
WH
Intertek Testing Services
(Warnock Hersey Listed)
3210 American Drive
Mississauga, Ontario
Canada L4V 1 B3
www.intertek-etlsemko.com
(905) 678-7820
WI
Woodwork Institute
3188 Industrial Blvd.
West Sacramento, CA 95691
www.woodworkinstitute.com
(916)372-9943
WWPA
Western Wood Products
Association
522 SW 5th Ave., Suite 500
Portland, OR 97204-2122
www.wwpa.org
(503) 224-3930
END OF SECTION
City of Eden, NC References
Mebane Bridge WWTP Residuals Management System Rehabilitation 0143 13-10
WKD Project Number: 20170041.00.CL
SECTION 0150 00
TEMPORARY FACILITIES AND CONTROLS
PART 1 GENERAL
1.1 SECTION INCLUDES
A. Temporary Utilities:
1. Temporary electricity.
2. Temporary lighting for construction purposes.
3. Temporary water service.
4. Temporary sanitary facilities.
B. Construction Facilities:
1.
Engineer's Field Office.
2.
Project identification.
3.
Vehicular access.
4.
Parking.
5.
Progress cleaning and waste removal.
6.
Traffic regulation.
7.
Fire prevention facilities.
C. Temporary Controls:
1.
Barriers.
2.
Security.
3.
Water control.
4.
Dust control.
5.
Erosion and sediment control.
6.
Noise control.
7.
Pest and rodent control.
8.
Pollution control.
D. Removal of temporary utilities, facilities, and controls.
1.2 TEMPORARY ELECTRICITY
A. Provide temporary electric feeder from electrical service at location as directed by Owner. Do
not disrupt Owner's use of service.
B. Complement existing power service capacity and characteristics as required for construction
operations.
C. Provide power outlets, with branch wiring and distribution boxes located as required for
construction operations. Provide flexible power cords as required for portable construction tools
and equipment.
City of Eden, NC Temporary Facilities and Controls
Mebane Bridge WWTP Residuals Management System Rehabilitation 01 50 00 - 1
WKD Project Number: 20170041.00.CL
D. Provide main service disconnect and over -current protection at convenient location or feeder
switch at source distribution equipment.
E. Permanent convenience receptacles may not be utilized during construction.
1.3 TEMPORARY LIGHTING FOR CONSTRUCTION PURPOSES
A. Provide and maintain lighting for construction operations.
B. Provide and maintain 1 watt/square foot lighting to exterior staging and storage areas after dark
for security purposes.
C. Provide and maintain 0.25 watt/square foot HID lighting to interior work areas after dark for
security purposes.
D. Provide branch wiring from power source to distribution boxes with lighting conductors, pigtails,
and lamps for specified lighting levels.
E. Maintain lighting and provide routine repairs.
F. Permanent building lighting may not be utilized during construction.
1.4 TEMPORARY WATER SERVICE
A. Provide and pay for suitable quality water service as needed to maintain specified conditions for
construction operations. Connect to existing water source if available and provide separate
metering per utility company requirements.
B. Extend branch piping with outlets located so water is available by hoses with threaded
connections. Provide temporary pipe insulation to prevent freezing.
1.5 TEMPORARY SANITARY FACILITIES
A. Provide and maintain required facilities and enclosures. Existing facility use is not permitted.
Provide facilities at time of project mobilization.
B. At end of construction, return existing facilities used for construction operations to same or better
condition as original condition.
1.6 VEHICULAR ACCESS
A. Construct temporary all-weather access roads from public thoroughfares to serve construction
area, of width and load bearing capacity to accommodate unimpeded traffic for construction
purposes.
B. Construct temporary bridges and culverts to span low areas and allow unimpeded drainage.
C. Extend and relocate vehicular access as Work progress requires, provide detours as necessary for
unimpeded traffic flow.
City of Eden, NC Temporary Facilities and Controls
Mebane Bridge WWTP Residuals Management System Rehabilitation 015000-2
WKD Project Number: 20170041.00.CL
D. Location as indicated on Drawings or approved by Engineer.
E. Provide unimpeded access for emergency vehicles. Maintain 20 -foot wide driveways with
turning space between and around combustible materials.
F. Provide and maintain access to fire hydrants and control valves free of obstructions.
G. Provide means of removing mud from vehicle wheels before entering streets.
1.7 PARKING
A. Provide temporary gravel surface parking areas to accommodate construction personnel.
B. Locate as indicated on Drawings or as approved by Engineer.
C. When site space is not adequate, provide additional off-site parking.
D. Use of designated existing on-site streets and driveways for construction traffic is not permitted.
Tracked vehicles not allowed on paved areas.
E. Use of designated areas of existing parking facilities by construction personnel is not permitted.
F. Do not allow heavy vehicles or construction equipment in parking areas.
G. Do not allow vehicle parking on existing pavement.
H. Designate one parking space for Owner and Engineer.
I. Permanent Pavements and Parking Facilities:
1. Prior to Substantial Completion, bases for permanent roads and parking areas may be used
for construction traffic.
2. Avoid traffic loading beyond paving design capacity. Tracked vehicles not allowed.
3. Use of permanent parking structures is not permitted.
Maintenance:
1. Maintain traffic and parking areas in sound condition free of excavated material,
construction equipment, products, mud, snow, and ice.
2. Maintain existing and permanent paved areas used for construction; promptly repair breaks,
potholes, low areas, standing water, and other deficiencies, to maintain paving and drainage
in original, or specified, condition.
K. Removal, Repair:
1. Remove temporary materials and construction at Substantial Completion.
2. Remove underground work and compacted materials to depth of 2 feet; fill and grade site as
specified.
3. Repair existing or permanent facilities damaged by use, to original or specified condition.
L. Mud from Site Vehicles: Provide means of removing mud from vehicle wheels before entering
streets.
City of Eden, NC Temporary Facilities and Controls
Mebane Bridge WWTP Residuals Management System Rehabilitation 015000-3
WKD Project Number: 20170041.00.CL
IIF:M9:T614"0=1161x16121lelty:1►UML%MIIa:J:lu[8]%\
A. Maintain areas free of waste materials, debris, and rubbish. Maintain site in clean and orderly
condition.
B. Remove debris and rubbish from pipe chases, plenums, attics, crawl spaces, and other closed or
remote spaces, prior to enclosing spaces.
C. Broom and vacuum clean interior areas prior to start of surface finishing, and continue cleaning to
eliminate dust.
D. Collect and remove waste materials, debris, and rubbish from site weekly and dispose off-site.
E. Open free -fall chutes are not permitted. Terminate closed chutes into appropriate containers with
lids.
1.9 TRAFFIC REGULATION
A. Signs, Signals, and Devices:
1. Post Mounted and Wall Mounted Traffic Control and Informational Signs: As approved by
authority having jurisdiction.
2. Automatic Traffic Control Signals: As approved by local jurisdictions.
3. Traffic Cones and Drums, Flares and Lights: As approved by authority having jurisdiction.
4. Flag -person Equipment: As required by authority having jurisdiction.
B. Flag Persons: Provide trained and equipped flag persons to regulate traffic when construction
operations or traffic encroach on public traffic lanes.
C. Flares and Lights: Use flares and lights during hours of low visibility to delineate traffic lanes
and to guide traffic.
D. Haul Routes:
1. Consult with authority having jurisdiction, establish public thoroughfares to be used for haul
routes and site access.
2. Use haul routes and site access as indicated on Drawings.
3. Confine construction traffic to designated haul routes.
4. Provide traffic control at critical areas of haul routes to regulate traffic, to minimize
interference with public traffic.
E. Traffic Signs and Signals:
1. Provide signs at approaches to site and on site, at crossroads, detours, parking areas, and
elsewhere as needed to direct construction and affected public traffic.
2. Provide, operate, and maintain automatic traffic control signals to direct and maintain
orderly flow of traffic in areas under Contractor's control, and areas affected by Contractor's
operations.
3. Relocate as Work progresses, to maintain effective traffic control.
F. Removal:
1. Remove equipment and devices when no longer required.
City of Eden, NC Temporary Facilities and Controls
Mebane Bridge WWTP Residuals Management System Rehabilitation 015000-4
WKD Project Number: 20170041.00.CL
2. Repair damage caused by installation.
3. Remove post settings to depth of 2 feet.
1.10 FIRE PREVENTION FACILITIES
A. Prohibit smoking with buildings under construction and demolition. Designate area on site where
smoking is permitted. Provide approved ashtrays in designated smoking areas.
B. Establish fire watch for cutting and welding and other hazardous operations capable of starting
fires. Maintain fire watch before, during, and after hazardous operations until threat of fire does
not exist.
C. Standpipes: Maintain existing standpipes in usable condition to height within one floor of floor
being demolished.
D. Portable Fire Extinguishers: NFPA 10; 10 -pound capacity, 4A-60BC UL rating.
1. Provide one fire extinguisher at each stair on each floor of buildings under construction and
demolition.
2. Provide minimum one fire extinguisher in every construction trailer and storage shed.
3. Provide minimum one fire extinguisher on roof during roofing operations using heat
producing equipment.
1.11 BARRIERS
A. Provide barriers to prevent unauthorized entry to construction areas, and to protect existing
facilities and adjacent properties from damage from construction operations and demolition.
B. Provide barricades and covered walkways required by authorities having jurisdiction for public
rights-of-way and for public access to existing building.
C. Provide protection for plants designated to remain. Replace damaged plants.
D. Protect non -owned vehicular traffic, stored materials, site, and structures from damage.
1.12 SECURITY
A. Security Program:
1. Protect Work and existing premises from theft, vandalism, and unauthorized entry.
2. Initiate program at project mobilization.
3. Maintain program throughout construction period until Owner acceptance precludes need for
Contractor security.
1.13 WATER CONTROL
A. Grade site to drain. Maintain excavations free of water. Provide, operate, and maintain pumping
equipment.
B. Protect site from puddling or running water. Provide water barriers as required to protect site
from soil erosion.
City of Eden, NC Temporary Facilities and Controls
Mebane Bridge WWTP Residuals Management System Rehabilitation 015000-5
WKD Project Number: 20170041.00.CL
1. 14 DUST CONTROL
A. Execute Work by methods to minimize raising dust from construction operations.
B. Provide positive means to prevent air -borne dust from dispersing into atmosphere.
1.15 EROSION AND SEDIMENT CONTROL
A. Plan and execute construction by methods to control surface drainage from cuts and fills, from
borrow and waste disposal areas. Prevent erosion and sedimentation.
B. Minimize surface area of bare soil exposed at one time.
C. Provide temporary measures including berms, dikes, and drains, and other devices as indicated to
prevent water flow.
D. Construct fill and waste areas by selective placement to avoid erosive surface silts or clays.
E. Periodically inspect earthwork to detect evidence of erosion and sedimentation; promptly apply
corrective measures.
1.16 NOISE CONTROL
A. Provide methods, means, and facilities to minimize noise produced by construction operations.
1.17 PEST AND RODENT CONTROL
A. Provide methods, means, and facilities to prevent pests, insects, and rodents from damaging the
Work.
1.18 POLLUTION CONTROL
A. Provide methods, means, and facilities to prevent contamination of soil, water, and atmosphere
from discharge of noxious, toxic substances, and pollutants produced by construction operations.
B. Comply with pollution and environmental control requirements of authorities having jurisdiction.
1.19 REMOVAL OF UTILITIES, FACILITIES, AND CONTROLS
A. Remove temporary utilities, equipment, facilities, and materials prior to Substantial Completion
inspection.
B. Remove underground installations to minimum depth of 2 feet. Grade site as indicated on
Drawings.
C. Clean and repair damage caused by installation or use of temporary work.
D. Restore existing and permanent facilities used during construction to original condition. Restore
permanent facilities used during construction to specified condition.
City of Eden, NC Temporary Facilities and Controls
Mebane Bridge WWTP Residuals Management System Rehabilitation 015000-6
WKD Project Number: 20170041.00.CL
PART 2 PRODUCTS - Not Used
PART 3 EXECUTION - Not Used
END OF SECTION
City of Eden, NC Temporary Facilities and Controls
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SECTION 0170 00
EXECUTION AND CLOSEOUT REQUIREMENTS
1.1 SUMMARY
A. Section includes the following:
1.
Closeout procedures.
2.
Final cleaning.
3.
Starting of systems.
4.
Demonstration and instructions.
5.
Protecting installed construction.
6.
Project record documents.
7.
Operation and maintenance data.
8.
Manual for materials and finishes.
9.
Manual for equipment and systems.
10.
Spare parts and maintenance products.
11.
Product warranties and product bonds.
12.
Maintenance service.
1.2 CLOSEOUT PROCEDURES
A. Submit written certification that Contract Documents have been reviewed, Work has been
inspected, and that Work is complete in accordance with Contract Documents and ready for
Engineer's review.
B. Provide submittals to Engineer required by authorities having jurisdiction.
C. Submit final Application for Payment identifying total adjusted Contract Sum, previous
payments, and sum remaining due.
D. Owner will occupy the wastewater treatment plant and pump stations during the entire period of
construction for normal operation as specified in Section 01 10 00 - Summary.
1.3 FINAL CLEANING
A. Execute final cleaning prior to final project assessment.
B. Clean interior and exterior glass, surfaces exposed to view; remove temporary labels, stains and
foreign substances, polish transparent and glossy surfaces, vacuum carpeted and soft surfaces.
C. Clean equipment and fixtures to sanitary condition with cleaning materials appropriate to surface
and material being cleaned.
D. Replace filters of operating equipment.
E. Clean debris from roofs, gutters, downspouts, and drainage systems.
F. Clean site; sweep paved areas, rake clean landscaped surfaces.
City of Eden, NC Execution and Closeout Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 017000-1
W ,D Project Number: 20170041.00.CL
G. Remove waste and surplus materials, rubbish, and construction facilities from site.
1.4 STARTING OF SYSTEMS
A. Coordinate schedule for start-up of various equipment and systems.
B. Notify Engineer and Owner seven days prior to start-up of each item.
C. Verify each piece of equipment or system has been checked for proper lubrication, drive rotation,
belt tension, control sequence, and for conditions which may cause damage.
D. Verify tests, meter readings, and specified electrical characteristics agree with those required by
equipment or system manufacturer.
E. Verify wiring and support components for equipment are complete and tested.
F. Execute start-up under supervision of applicable manufacturer's representative and Contractors'
personnel in accordance with manufacturers' instructions.
G. When specified in individual specification Sections, require manufacturer to provide authorized
representative to be present at site to inspect, check, and approve equipment or system installation
prior to start-up, and to supervise placing equipment or system in operation.
H. Submit a written report in accordance with [Section 0133 00 -Submittal Procedures] [Section
0122 01 — Electronic Project Management System and 0133 01 — Submittal Procedures EPMS]
that equipment or system has been properly installed and is functioning correctly.
1.5 DEMONSTRATION AND INSTRUCTIONS
A. Demonstrate operation and maintenance of products to Owner's personnel two weeks prior to date
of substantial completion.
B. For equipment or systems requiring seasonal operation, perform demonstration for other season
within six months.
C. Utilize operation and maintenance manuals as basis for instruction. Review contents of manual
with Owner's personnel in detail to explain all aspects of operation and maintenance.
D. Demonstrate start-up, operation, control, adjustment, trouble -shooting, servicing, maintenance,
and shutdown of each item of equipment at agreed time at equipment location.
E. Prepare and insert additional data in operations and maintenance manuals when need for
additional data becomes apparent during instruction.
F. Required instruction time for each item of equipment and system is specified in individual
Sections.
1.6 PROTECTING INSTALLED CONSTRUCTION
City of Eden, NC Execution and Closeout Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 017000-2
WKD Project Number: 20170041.00.CL
A. Protect installed Work and provide special protection where specified in individual specification
sections.
B. Provide temporary and removable protection for installed products. Control activity in immediate
work area to prevent damage.
C. Provide protective coverings at walls, projections, jambs, sills, and soffits of openings.
D. Protect finished floors, stairs, and other surfaces from traffic, dirt, wear, damage, or movement of
heavy objects, by protecting with durable sheet materials.
E. Prohibit traffic or storage upon waterproofed or roofed surfaces. When traffic or activity is
necessary, obtain recommendations for protection from waterproofing or roofing material
manufacturer.
F. Prohibit traffic from landscaped areas.
1.7 PROJECT RECORD DOCUMENTS
A. Maintain on site one set of the following record documents; record actual revisions to the Work:
1. Drawings.
2. Specifications.
3. Addenda.
4. Change Orders and other modifications to the Contract.
5. Reviewed Shop Drawings, Product Data, and Samples.
6. Manufacturer's instruction for assembly, installation, and adjusting.
B. Ensure entries are complete and accurate, enabling future reference by Owner.
C. Store record documents separate from documents used for construction.
D. Record information concurrent with construction progress, not less than weekly.
E. Specifications: Legibly mark and record at each product section description of actual products
installed, including the following:
1. Manufacturer's name and product model and number.
2. Product substitutions or alternates utilized.
3. Changes made by Addenda and modifications.
F. Record Drawings and Shop Drawings: Legibly mark each item to record actual construction
including:
1. Measured depths of foundations in relation to fmish first floor datum.
2. Measured horizontal and vertical locations of underground utilities and appurtenances,
referenced to permanent surface improvements.
3. Measured locations of internal utilities and appurtenances concealed in construction,
referenced to visible and accessible features of the Work.
4. Field changes of dimension and detail.
City of Eden, NC Execution and Closeout Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 017000-3
WKD Project Number: 20170041.00.CL
Details not on original Contract drawings.
G. Submit documents to Engineer.
1.8 OPERATION AND MAINTENANCE DATA
A. Submit data bound in 8-1/2 x 11 -inch (A4) text pages, three D side ring capacity expansion
binders with durable plastic covers.
B. Prepare binder cover with printed title "OPERATION AND MAINTENANCE
INSTRUCTIONS", title of project, and subject matter of binder when multiple binders are
required.
C. Internally subdivide binder contents with permanent page dividers, logically organized as
described below; with tab titling clearly printed under reinforced laminated plastic tabs.
D. Drawings: Provide with reinforced punched binder tab. Bind in with text; fold larger drawings to
size of text pages.
E. Contents: Prepare Table of Contents for each volume, with each product or system description
identified, typed on white paper, in three parts as follows:
1. Part 1: Directory listing names, addresses, and telephone numbers of Engineer, Contractor,
Subcontractors, and major equipment suppliers.
2. Part 2: Operation and maintenance instructions arranged by system or process flow and
subdivided by specification section. For each category, identify names, addresses, and
telephone numbers of Subcontractors and suppliers. Identify the following:
a. Significant design criteria.
b. List of equipment.
c. Parts list for each component.
d. Operating instructions.
e. Maintenance instructions for equipment and systems.
f. Maintenance instructions for finishes, including recommended cleaning methods and
materials, and special precautions identifying detrimental agents.
3. Part 3: Project documents and certificates, including the following:
a. Shop drawings and product data.
b. Air and water balance reports.
c. Certificates.
d. Originals and Photocopies of warranties and bonds.
1.9 MANUAL FOR MATERIALS AND FINISHES
A. Submit two copies of preliminary draft or proposed formats and outlines of contents before start
of Work. Engineer will review draft and return one copy with comments.
B. For equipment, or component parts of equipment put into service during construction and
operated by Owner, submit documents within ten days after acceptance.
City of Eden, NC Execution and Closeout Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 017000-4
WKD Project Number: 20170041.00.CL
C. Submit one copy of completed volumes 15 days prior to final inspection. Draft copy be reviewed
and returned after final inspection, with Engineer comments. Revise content of document sets as
required prior to final submission.
D. Submit two sets of revised final volumes in final form within 10 days after final inspection.
E. Building Products, Applied Materials, and Finishes: Include product data, with catalog number,
size, composition, and color and texture designations. Include information for reordering custom
manufactured products.
F. Instructions for Care and Maintenance: Include manufacturer's recommendations for cleaning
agents and methods, precautions against detrimental agents and methods, and recommended
schedule for cleaning and maintenance.
G. Moisture Protection and Weather Exposed Products: Include product data listing applicable
reference standards, chemical composition, and details of installation. Include recommendations
for inspections, maintenance, and repair.
H. Additional Requirements: As specified in individual product Specification Sections.
I. Include listing in Table of Contents for design data, with tabbed fly sheet and space for insertion of
data.
1.10 MANUAL FOR EQUIPMENT AND SYSTEMS
A. Submit two copies of preliminary draft or proposed formats and outlines of contents before start
of Work. Engineer will review draft and return one copy with comments.
B. For equipment, or component parts of equipment put into service during construction and
operated by Owner, submit documents within ten days after acceptance.
C. Submit one copy of completed volumes 15 days prior to final inspection. Draft copy be reviewed
and returned after final inspection, with Engineer comments. Revise content of document sets as
required prior to final submission.
D. Submit two sets of revised final volumes in final form within 10 days after final inspection.
E. Each Item of Equipment and Each System: Include description of unit or system, and component
parts. Identify function, normal operating characteristics, and limiting conditions. Include
performance curves, with engineering data and tests, and complete nomenclature and model
number of replaceable parts.
F. Panelboard Circuit Directories: Provide electrical service characteristics, controls, and
communications; typed or by label machine.
G. Include color coded wiring diagrams as installed.
City of Eden, NC Execution and Closeout Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 017000-5
WKD Project Number: 20170041.00.CL
H. Operating Procedures: Include start-up, break-in, and routine normal operating instructions and
sequences. Include regulation, control, stopping, shut -down, and emergency instructions.
Include summer, winter, and special operating instructions.
I. Maintenance Requirements: Include routine procedures and guide for preventative maintenance
and trouble shooting; disassembly, repair, and reassembly instructions; and alignment, adjusting,
balancing, and checking instructions.
Include servicing and lubrication schedule, and list of lubricants required.
K. Include manufacturer's printed operation and maintenance instructions.
L. Include sequence of operation by controls manufacturer.
M. Include original manufacturer's parts list, illustrations, assembly drawings, and diagrams required
for maintenance.
N. Include control diagrams by controls manufacturer as installed.
O. Include Contractor's coordination drawings, with color coded piping diagrams as installed.
P. Include charts of valve tag numbers, with location and function of each valve, keyed to flow and
control diagrams.
Q. Include list of original manufacturer's spare parts, current prices, and recommended quantities to
be maintained in storage.
R. Include test and balancing reports as specified in Section 0140 00 - Quality Requirements.
S. Additional Requirements: As specified in individual product Specification Sections.
T. Include listing in Table of Contents for design data, with tabbed dividers and space for insertion
of data.
1.11 SPARE PARTS AND MAINTENANCE PRODUCTS
A. Furnish spare parts, maintenance, and extra products in quantities specified in individual
Specification Sections.
B. Deliver to project site and place in location as directed by Owner; obtain receipt prior to final
payment.
1.12 PRODUCT WARRANTIES AND PRODUCT BONDS
A. Obtain warranties and bonds executed in duplicate by responsible subcontractors, suppliers, and
manufacturers within ten days after completion of applicable item of work.
City of Eden, NC Execution and Closeout Requirements
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WKD Project Number: 20170041.00.CL
B. Execute and assemble transferable warranty documents and bonds from subcontractors, suppliers,
and manufacturers.
C. Verify documents are in proper form, contain full information, and are notarized.
D. Co -execute submittals when required.
E. Include Table of Contents and assemble in three D side ring binder with durable plastic cover.
F. Submit prior to final Application for Payment.
G. Time of Submittals:
1. For equipment or component parts of equipment put into service during construction with
Owner's permission, submit documents within ten days after acceptance.
2. Make other submittals within ten days after Date of Substantial Completion, prior to final
Application for Payment.
3. For items of Work for which acceptance is delayed beyond date of substantial completion,
submit within ten days after acceptance, listing date of acceptance as beginning of warranty
or bond period.
1.13 MAINTENANCE SERVICE
A. Examine system components at frequency consistent with reliable operation. Clean, adjust, and
lubricate as required.
B. Include systematic examination, adjustment, and lubrication of components. Repair or replace
parts whenever required. Use parts produced by manufacturer of original component.
C. Do not assign or transfer maintenance service to agent or Subcontractor without prior written
consent of Owner.
PART 2 PRODUCTS - Not Used
PART 3 EXECUTION - Not Used
END OF SECTION
City of Eden, NC Execution and Closeout Requirements
Mebane Bridge WWTP Residuals Management System Rehabilitation 017000-7
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SECTION 03 30 00
CAST -IN-PLACE CONCRETE ACI
PART 1 GENERAL
I 0 38lulu/."I1419
A. Section includes:
1.
Formwork and accessories.
2.
Shoring, bracing, and anchorage.
3.
Reinforcing bars.
4.
Welded wire fabric.
5.
Inserts and accessories.
6.
Cast -in-place concrete.
1.2 REFERENCES
A. American Concrete Institute:
1. ACI 117 - Standard Specifications for Tolerances for Concrete Construction and Materials.
2. ACI 301 - Specifications for Structural Concrete.
3. ACI 305 - Hot Weather Concreting.
4. ACI 306.1 - Standard Specification for Cold Weather Concreting.
5. ACI 308.1 - Standard Specification for Curing Concrete.
6. ACI 318 - Building Code Requirements for Structural Concrete.
7. ACI 530.1 - Specifications for Masonry Structures.
8. ACI SP -66 - ACI Detailing Manual.
B. American Forest and Paper Association:
1. AF&PA - National Design Specifications for Wood Construction.
C. The Engineered Wood Association:
1. APA/EWA PS 1 - Voluntary Product Standard for Construction and Industrial Plywood.
D. ASTM International:
1. ASTM A184 - Standard Specification for Welded Deformed Steel Bar Mats for Concrete
Reinforcement.
2. ASTM A496 - Standard Specification for Steel Wire, Deformed, for Concrete
Reinforcement.
3. ASTM A615 - Standard Specification for Deformed and Plain Carbon -Steel Bars for
Concrete Reinforcement.
4. ASTM A775 - Standard Specification for Epoxy -Coated Steel Reinforcing Bars.
5. ASTM A884 - Standard Specification for Epoxy -Coated Steel Wire and Welded Wire for
Reinforcement.
6. ASTM A934 - Standard Specification for Epoxy -Coated Prefabricated Steel Reinforcing
Bars.
7. ASTM C31 - Standard Practice for Making and Curing Concrete Test Specimens in the
Field.
8. ASTM C33 - Standard Specification for Concrete Aggregates.
City of Eden, NC Cast -in-place Concrete ACI
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WKD Project Number: 20170041.00.CL
9. ASTM C39 - Standard Test Method for Compressive Strength of Cylindrical Concrete
Specimens.
10. ASTM C42 - Standard Test Method for Obtaining and Testing Drilled Cores and Sawed
Beams of Concrete.
11. ASTM C94 - Standard Specification for Ready -Mixed Concrete.
12. ASTM C 143 - Standard Test Method for Slump of Hydraulic Cement Concrete.
13. ASTM C150 - Standard Specification for Portland Cement.
14. ASTM C172 - Standard Practice for Sampling Freshly Mixed Concrete.
15. ASTM C 173 - Standard Test Method for Air Content of Freshly Mixed Concrete by the
Volumetric Method.
16. ASTM C231 - Standard Test Method for Air Content of Freshly Mixed Concrete by the
Pressure Method.
17. ASTM C260 - Standard Specification for Air -Entraining Admixtures for Concrete.
18. ASTM C494 - Standard Specification for Chemical Admixtures for Concrete.
19. ASTM C618 - Standard Specification for Coal Fly Ash and Raw or Calcined Natural
Pozzolan for Use in Concrete.
20. ASTM C685 - Standard Specification for Concrete Made By Volumetric Batching and
Continuous Mixing.
21. ASTM CIO 17 - Standard Specification for Chemical Admixtures for Use in Producing
Flowing Concrete.
22. ASTM C 1064 - Standard Test Method for Temperature of Freshly Mixed Hydraulic -Cement
Concrete.
23. ASTM C 1107 - Standard Specification for Packaged Dry, Hydraulic -Cement Grout
(Nonshrink).
24. ASTM C1218 - Standard Test Method for Water -Soluble Chloride in Mortar and Concrete.
25. ASTM D994 - Standard Specification for Preformed Expansion Joint Filler for Concrete
(Bituminous Type).
26. ASTM D1751 - Standard Specification for Preformed Expansion Joint Filler for Concrete
Paving and Structural Construction (Nonextruding and Resilient Bituminous Types).
27. ASTM D1752 - Standard Specification for Preformed Sponge Rubber Cork and Recycled
PVC Expansion Joint Fillers for Concrete Paving and Structural Construction.
28. ASTM D3963 - Standard Specification for Fabrication and Jobsite Handling of Epoxy -
Coated Reinforcing Steel Bars.
29. ASTM D6690 - Standard Specification for Joint and Crack Sealants, Hot Applied, for
Concrete and Asphalt Pavements.
30. ASTM E96 - Standard Test Methods for Water Vapor Transmission of Materials.
31. ASTM E1643 - Standard Practice for Selection, Design, Installation and Inspection of Water
Vapor Retarders Used in Contact with Earth or Granular Fill under Concrete Slabs.
32. ASTM E1745 - Standard Specification for Plastic Water Vapor Retarders Used in Contact
with Soil or Granular Fill under Concrete Slabs.
E. American Welding Society:
1. AWS D1.1 -Structural Welding Code -Steel
2. AWS DIA - Structural Welding Code -Reinforcing Steel.
F. Concrete Reinforcing Steel Institute:
1. CRSI - Manual of Standard Practice.
2. CRSI - Placing Reinforcing Bars.
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-2
WKD Project Number: 20170041.00.CL
G. West Coast Lumber Inspection Bureau:
1. WCLIB - Standard No. 17 Grading Rules for West Coast Lumber.
1.3 PERFORMANCE REQUIREMENTS
A. Vapor Retarder Permeance: Maximum 0.3 perm when tested in accordance with ASTM E96,
Procedure A.
1.4 SUBMITTALS
A. Section 0133 01 — Submittal Procedures EPMS
B. Product Data: Submit data on joint devices, attachment accessories, and admixtures.
C. Shop Drawings: Indicate bar sizes, spacing, locations, and quantities of reinforcing steel and
welded wire fabric, bending and cutting schedules, and supporting and spacing devices.
D. Certificates: Submit AWS qualification certificate for welders employed on the Work.
E. Manufacturer's Certificate: Certify products meet or exceed specified requirements.
1. Submit certified copies of mill test report of reinforcement materials analysis.
F. Concrete Design Data:
1. Submit a concrete mix design for each concrete strength. Submit separate mix designs when
admixtures are required for the following:
a. Hot and cold weather concrete work.
b. Air entrained concrete work.
2. Identify mix ingredients and proportions, including admixtures.
3. Identify chloride content of admixtures and whether or not chloride was added during
manufacture.
G. Manufacturer's Installation Instructions: Submit installation procedures and interface required
with adjacent Work.
H. Project Record Documents: Accurately record actual locations of embedded utilities and
components concealed from view in finished construction.
1.5 QUALITY ASSURANCE
A. Perform Work in accordance with ACI 318 [ACI 301].
B. For wood products furnished for work of this Section, comply with AF&PA.
C. Prepare shop drawings in accordance with ACI SP -66.
D. Conform to ACI 305 when concreting during hot weather.
E. Conform to ACI 306.1 when concreting during cold weather.
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-3
WKD Project Number: 20170041.00.CL
F. Acquire cement and aggregate from one source for Work.
1.6 QUALIFICATIONS
A. Welders: AWS qualified within previous 12 months.
1.7 ENVIRONMENTAL REQUIREMENTS
A. Maintain concrete temperature after installation at minimum 50 degrees F for minimum 7 days.
B. Maintain high early strength concrete temperature after installation at minimum 50 degrees F for
minimum 3 days.
1.8 COORDINATION
A. Coordinate placement of joint devices with erection of concrete formwork and placement of form
accessories.
1.9 DELIVERY, STORAGE, AND HANDLING
A. Section 00 21 13 — Instructions to Bidders: Products storage and handling requirements.
B. Deliver void forms and installation instructions in manufacturer's packaging. Store off ground in
ventilated and protected manner to prevent deterioration from moisture.
PART 2 PRODUCTS
2.1 WOOD FORM MATERIALS
A. Softwood Plywood: APA/EWA PS 1, C Grade, Group 2.
B. Lumber Forms:
1. Application: Use for edge forms and unexposed finish concrete.
2. Boards: 6 inches or 8 inches in width, ship lapped or tongue and groove, "Standard" Grade
Douglas Fir, conforming to WCLIB Standard Grading Rules for West Coast Lumber.
Surface boards on four sides.
C. Plywood Forms:
1. Application: Use for exposed finish concrete.
2. Forms: Conform to PS 1; full size 4 x 8 feet panels; each panel labeled with grade
trademark of APA/EWA.
3. Plywood for Surfaces to Receive Membrane Waterproofing: Minimum of 5/8 -inch thick;
APA/EWA `B -B Plyform Structural I Exterior" grade.
4. Plywood where "Smooth Finish" is required, as indicated on Drawings: APA/EWA "HD
Overlay Plyform Structural I Exterior" grade, minimum of 3/4 -inch thick.
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-4
WKD Project Number: 20170041.00.CL
A. Manufacturers:
1. Aluma-Systems Inc., Burke Co.
2. Economy Forms Corp.
3. Molded Fiber Glass Concrete Forms Co.
4. Perma Tubes.
5. Sonoco Products Co.
6. Symons Corp. Product Western Forms, Inc.
7. Product Substitutions: Equal per Section 00 21
13[14] — Instructions to Bidders.
B. Preformed Steel Forms: Minimum 16 gage matched, tight fitting, stiffened to support weight of
concrete without deflection detrimental to tolerances and appearance of finished surfaces.
C. Glass Fiber Fabric Reinforced Plastic Forms: Matched, tight fitting, stiffened to support weight
of concrete without deflection detrimental to tolerances and appearance of finished concrete
surfaces.
D. Pan Type: Steel or glass fiber of size and profile required.
E. Tubular Column Type: Round, spirally wound laminated fiber material; surface treated with
release agent, non -reusable, sizes as indicated on Drawings.
F. Void Forms: Moisture resistant treated paper faces, biodegradable, structurally sufficient to
support weight of wet concrete mix until initial set; 4 inches thick.
G. Steel Forms: Sheet steel, suitably reinforced and designed for particular use indicated on
Drawings.
H. Form Liners: Smooth, durable, grainless, and non -staining hardboard, unless otherwise indicated
on Drawings.
I. Framing, Studding, and Bracing: Stud or No. 3 structural light framing grade.
2.3 ARCHITECTURAL FORM LINERS
A. Architectural Form Liners: As indicated on Drawings.
2.4 FORMWORK ACCESSORIES
A. Form Ties: Removable type, adjustable length, with waterproofing washer, free of defects
capable of leaving holes larger than 1 inch in concrete surface and leaving no metal within 1 inch
of exposed surface.
B. Spreaders: Standard non -corrosive metal form clamp assembly of type acting as spreaders and
leaving no metal within 1 inch of concrete face. Wire ties, wood spreaders, or through bolts are
not permitted.
C. Form Anchors and Hangers:
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-5
WKD Project Number: 20170041.00.CL
1. Do not use anchors and hangers exposed concrete leaving exposed metal at concrete surface.
2. Symmetrically arrange hangers supporting forms from structural steel members to minimize
twisting or rotation of member.
3. Penetration of structural steel members is not permitted.
D. Form Release Agent: Colorless mineral oil that will not stain concrete or absorb moisture or
impair natural bonding or color characteristics of coating intended for use on concrete.
1. Manufacturers:
a. Areal Chemical Corporation, Arcal-80.
b. Industrial Synthetics Company, Synthex.
c. Nox-Crete Company, Nox-Crete Form Coating.
d. Substitutions: Section 00 21 13 [ 14] - Instructions to Bidders.
E. Corners exposed to view: Fillet and Chamfer; rigid plastic or wood strip type; 3/4 x 3/4 inch size;
maximum possible lengths.
F. Vapor Retarder: Where indicated on Drawings, 6 mil thick polyethylene sheet.
G. Bituminous Joint Filler: ASTM D1751.
H. Nails, Spikes, Lag Bolts, Through Bolts, Anchorages: Size, strength, and character to maintain
formwork in place while placing concrete.
I. Water Stops: Polyvinyl chloride, minimum 1,750 psi tensile strength, minimum 50 degrees F to
plus 175 degrees F working temperature range, width as shown on Drawings, maximum possible
lengths, ribbed profile, preformed corner sections, heat welded jointing.
2.5 REINFORCEMENT
A. Deformed Reinforcement: ASTM A615; 60 ksi yield strength, steel bars, unfinished or epoxy
coated finish as indicated on Drawings.
B. Welded Deformed Steel Bar Mats: ASTM A184; fabricated from ASTM A615 60 ksi yield
strength, steel bars, unfinished or epoxy coated finish as indicted on Drawings.
C. Steel Welded Wire Reinforcement, Plain, for Concrete: ASTM A185; in flat sheets or coiled
rolls; unfinished or epoxy coated finish as indicated on Drawings.
2.6 REINFORCEMENT ACCESSORIES
A. Tie Wire: Minimum 16 gage annealed type, epoxy coated.
B. Chairs, Bolsters, Bar Supports, and Spacers: Sized and shaped for strength and support of
reinforcement during concrete placement conditions including load bearing pad on bottom to
prevent vapor retarder puncture.
C. Special Chairs, Bolsters, Bar Supports, Spacers Adjacent to Weather Exposed Concrete Surfaces:
Plastic -coated steel type; size and shape to meet Project conditions.
City of Eden, NC Cast -in-place Concrete ACI
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WKD Project Number: 20170041.00.CL
D. Reinforcing Splicing Devices: Exothermic welding type or mechanical threaded type; full
tension and compression; sized to fit joined reinforcing.
E. Epoxy Coating Patching Material: Type as recommended by coating manufacturer.
2.7 REINFORCEMENT FABRICATION
A. Fabricate concrete reinforcement in accordance with ACI 318.
B. Form standard hooks for 180 -degree bends, 90 -degree bend, stirrup and tie hooks; and seismic
hooks as indicated on Drawings.
C. Form reinforcement bends with minimum diameters in accordance with ACI 318.
D. Fabricate column reinforcement with offset bends at reinforcement splices.
E. Form spiral column reinforcement from minimum 3/8 -inch diameter continuous deformed bar or
wire.
F. Form ties and stirrups from the following:
1. For bars No. 10 and Smaller: No. 3 deformed bars.
2. For bars No. 11 and Larger: No. 4 deformed bars.
G. Weld reinforcement in accordance with AWS D1.4.
H. Epoxy -Coated Reinforcement: Clean surfaces, weld and re -protect welded joint in accordance
with CRSI.
I. Locate reinforcement splices not indicated on Drawings, at point of minimum stress. Review
location of splices with Engineer.
2.8 SHOP FINISHING
A. Epoxy Coated Finish for Steel Bars: ASTM A775; ASTM A934 if coating is applied after
fabrication.
B. Epoxy Coated Finish for Steel Wire: ASTM A884, Class A using ASTM A775; ASTM A934 if
coating is applied after fabrication.
2.9 SOURCE QUALITY CONTROL
A. Section 0140 00 - Quality Requirements: Testing, inspection, and analysis requirements.
B. When fabricator is approved by authority having jurisdiction, submit certificate of compliance
indicating Work performed at fabricator's facility conforms to Contract Documents. Specified
shop tests are not required for Work performed by approved fabricator.
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-7
WKD Project Number: 20170041.00.CL
i►• 11maill.ta:iINIaLTJGrtl91; EllW
A. Cement: ASTM C 150, Type I — Normal, Type IA - Air Entraining, Type II — Moderate, Type IIA
- Air Entraining, or Type V - Sulfate Resistant Portland type.
B. High Early Strength Cement: ASTM C150, Type III or Type III —Air Entraining only when
indicated on Drawings.
C. Normal Weight Aggregates: ASTM C33.
1. Coarse Aggregate Maximum Size: In accordance with ACI 318.
D. Water: ACI 318; potable, without deleterious amounts of chloride ions.
2.11 CONCRETE ADMIXTURES
A. Manufacturers:
1. Degussa Admixtures, Inc. (Master Builders).
2. Euclid Chemical Co.
3. Fritzpak Concrete Admixtures Co.
4. Grace Construction Products.
5. Larsen Products Corp.
6. L & M Construction Chemicals.
7. Sika Chemical Co.
8. W. R. Meadows Inc.
9. Substitutions: Section 00 21 13[14] - Instructions to Bidders.
B. Air Entrainment: ASTM C260.
C. Chemical: ASTM C494:
1. Type A - Water Reducing.
2. Type B — Retarding.
3. Type C — Accelerating.
4. Type D - Water Reducing and Retarding.
5. Type E - Water Reducing and Accelerating.
6. Type F - Water Reducing, High Range.
7. Type G - Water Reducing, High Range and Retarding.
D. Fly Ash: ASTM C618, Class F or C.
E. Plasticizing: ASTM CIO 17, Type I - Plasticizing or Type II - Plasticizing and retarding.
2.12 CONCRETE ACCESSORIES
A. Bonding Agent:
1. Not exposed to water after placement: Polyvinyl Acetate.
2. Exposed to water after placement: Latex emulsion or epoxy adhesive.
B. Vapor Retarder: ASTM E1745 Class A; 6 mil thick clear polyethylene film; type recommended
for below grade application. Furnish joint tape recommended by manufacturer.
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-8
WKD Project Number: 20170041.00.CL
C. Non -Shrink Grout: ASTM C1 107, Grade A or B; premixed compound consisting of non-metallic
aggregate, cement, water reducing and plasticizing agents; capable of developing minimum
compressive strength of 4,000 psi in 3 days and 7,000 psi in 28 days.
"1111weJ10118R]WA[y1=111 N 11aIaa11:iUVRN0go:iIFA V
A. Joint Filler: ASTM D1751 or ASTM D994; Preformed asphalt impregnated fiberboard or felt,
thickness as indicated on Drawings; tongue and groove profile.
B. Sealant: ASTM D6690, Type III.
2.14 CONCRETE MIX
A. Provide concrete to the following criteria:
Material and Property
Measurement
Type 1
Type 2
Compressive Strength (28 day)
4,500 psi
4,500 psi
Cement Type
ASTM C150
ASTM 150
Cement Content (minimum)
639 pounds/cu yd
639 pounds/cu yd
Aggregate Type
Rounded, normal
weight
Angular, normal
weight
Water -Cement Ratio (maximum)
0.381 by weight
0.425 by weight
Air Content (plus or minus 1.0
percent)
5.5
6.0
Admixtures
As required
As required
Fly Ash Content (percent of
cementitious materials by weight)
25 maximum
25 maximum
Slump (plus or minus 1 inch)
3.5 before
admixtures
3.5 before
admixtures
B. Admixtures: Include admixture types and quantities indicated in concrete mix designs only when
approved by Engineer.
1. Use accelerating admixtures in cold weather. Use of admixtures will not relax cold weather
placement requirements.
2. Do not use calcium chloride or admixtures containing calcium chloride.
3. Use set retarding admixtures during hot weather.
4. Add air entrainment admixture to concrete mix for work exposed to freezing and thawing or
deicing chemicals.
5. For concrete exposed to deicing chemicals, limit fly ash to less than 25 percent of the
combined weight of cement and fly ash.
C. Ready Mixed Concrete: Mix and deliver concrete in accordance with ASTM C94.
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-9
WKD Project Number: 20170041.00.CL
D. Site Mixed Concrete: Mix concrete in accordance with ACI 318.
2.15 CURING COMPOUNDS
A. Membrane Curing Compound: ASTM C309 Type 1, Class B.
1. Manufacturers:
a. Degussa Admixtures, Inc., Confilm.
b. Euclid Chemical Co., Kurez W VOX.
c. W. R. Meadows, Inc., 1100 -Clear Series.
d. Substitutions: Equal per Section 00 21 13 [ 14] - Instructions to Bidders.
B. Water: Potable, not detrimental to concrete.
PART 3 EXECUTION
3.1 EXAMINATION
A. Section 0130 00 - Administrative Requirements: Coordination and project conditions.
B. Verify requirements for concrete cover over reinforcement.
C. Verify anchors, seats, plates, reinforcement and other items to be cast into concrete are accurately
placed, positioned securely, and will not interfere with placing concrete.
3.2 PREPARATION
A. Prepare previously placed concrete by cleaning with steel brush and applying bonding agent.
Remove laitance, coatings, and unsound materials.
B. In locations where new concrete is doweled to existing work, drill holes in existing concrete,
insert steel dowels and pack solid with epoxy.
C. Remove debris and ice from formwork, reinforcement, and concrete substrates.
D. Remove water from areas receiving concrete before concrete is placed.
E. Earth Forms:
1. Trench earth forms neatly, accurately, and at least 2 inches wider than footing widths
indicated on Drawings.
2. Trim sides and bottom of earth forms.
3. Construct wood edge strips at top of each side of trench to secure reinforcing and prevent
trench from sloughing.
4. Form sides of footings where earth sloughs.
5. Tamp earth forms firm and clean forms of debris and loose material before depositing
concrete.
F. Formwork - General:
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-10
WKD Project Number: 20170041.00.CL
I . Provide top form for sloped surfaces steeper than 1.5 horizontal to 1 vertical to hold shape of
concrete during placement, unless it can be demonstrated that top forms can be omitted.
2. Construct forms to correct shape and dimensions, mortar -tight, braced, and of sufficient
strength to maintain shape and position under imposed loads from construction operations.
3. Camber forms where necessary to produce level finished soffits unless otherwise shown on
Drawings.
4. Carefully verify horizontal and vertical positions of forms. Correct misaligned or misplaced
forms before placing concrete.
5. Complete wedging and bracing before placing concrete.
G. Forms for Smooth Finish Concrete:
1. Use steel, plywood or lined board forms.
2. Use clean and smooth plywood and form liners, uniform in size, and free from surface and
edge damage capable of affecting resulting concrete fmish.
3. Install form lining with close -fitting square joints between separate sheets without springing
into place.
4. Use full size sheets of form lines and plywood wherever possible.
5. Tape joints to prevent protrusions in concrete.
6. Use care in forming and stripping wood forms to protect corners and edges.
7. Level and continue horizontal joints.
8. Keep wood forms wet until stripped.
H. Architectural Form Liners:
1. Erect architectural side of formwork first.
2. Attach form liner to forms before installing form ties.
3. Install form liners square and straight, with joints and pattern aligned.
4. Seal form liner joints to prevent grout leaks.
5. Dress joints and edges to match form liner pattern and texture.
I. Forms for Surfaces to Receive Membrane Waterproofing: Use plywood or steel forms. After
erection of forms, tape form joints to prevent protrusions in concrete.
Framing, Studding and Bracing:
1. Size framing, bracing, centering, and supporting members with sufficient strength to
maintain shape and position under imposed loads from construction operations.
2. Distribute bracing loads over base area on which bracing is erected.
3. When placed on ground, protect against undermining, settlement, or accidental impact.
K. Erect formwork, shoring, and bracing to achieve design requirements in accordance with
requirements of ACI 318 [ACI 301].
L. Arrange and assemble formwork to permit dismantling and stripping. Do not damage concrete
during stripping. Permit removal of remaining principal shores.
M. Obtain Engineer's approval before framing openings in structural members not indicated on
Drawings.
N. Install fillet and chamfer strips on external corners of exposed corners.
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-11
WKD Project Number: 20170041.00.CL
O. Install void forms in accordance with manufacturer's recommendations.
P. Do not reuse wood formwork with damaged faces or edges for concrete surfaces to be exposed to
view. Do not patch formwork.
3.3 APPLICATION - FORM RELEASE AGENT
A. Apply form release agent on formwork in accordance with manufacturer's recommendations.
B. Apply prior to placement of reinforcing steel, anchoring devices, and embedded items.
C. Do not apply form release agent where concrete surfaces are indicated to receive special finishes
or applied coverings that are affected by agent. Soak inside surfaces of untreated forms with
clean water. Keep surfaces coated prior to placement of concrete.
D. Reuse and Coating of Forms: Thoroughly clean forms and reapply form coating before each
reuse. For exposed work, do not reuse forms with damaged faces or edges. Apply form coating
to forms in accordance with manufacturer's specifications. Do not coat forms for concrete
indicated to receive "scored finish". Apply form coatings before placing reinforcing steel.
3.4 INSTALLATION - INSERTS, EMBEDDED PARTS, AND OPENINGS
A. Install formed openings for items to be embedded in or passing through concrete work.
B. Locate and set in place items required to be cast directly into concrete.
C. Coordinate with Work of other sections in forming and placing openings, slots, reglets, recesses,
sleeves, bolts, anchors, other inserts, and components of other Work.
D. Install accessories straight, level, and plumb. Ensure items are not disturbed during concrete
placement.
E. Install water stops continuous without displacing reinforcement. Heat seal joints watertight.
F. Provide temporary ports or openings in formwork where required to facilitate cleaning and
inspection. Locate openings at bottom of forms to allow flushing water to drain.
G. Close temporary openings with tight fitting panels, flush with inside face of forms, and neatly
fitted so joints will not be apparent in exposed concrete surfaces.
H. Form Ties:
1. Use sufficient strength and sufficient quantity to prevent spreading of forms.
2. Place ties at least 1 inch away from finished surface of concrete.
3. Leave inner rods in concrete when forms are stripped.
4. Space form ties equidistant, symmetrical, and aligned vertically and horizontally unless
otherwise shown on Drawings.
5. Set with waterstops.
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-12
WKD Project Number: 20170041.00.CL
I. Arrangement: Arrange formwork to allow proper erection sequence and to permit form removal
without damage to concrete.
Construction Joints:
1. Install surfaced pouring strip where construction joints intersect exposed surfaces to provide
straight line at joints.
2. Just prior to subsequent concrete placement, remove strip and tighten forms to conceal
shrinkage.
3. Show no overlapping of construction joints. Construct joints to present same appearance as
butted plywood joints.
4. Arrange joints in continuous line straight, true and sharp.
K. Embedded Items:
1. Make provisions for pipes, sleeves, anchors, inserts, reglets, anchor slots, nailers, water
stops, and other features.
2. Do not embed wood or uncoated aluminum in concrete.
3. Obtain installation and setting information for embedded items furnished under other
Specification sections.
4. Securely anchor embedded items in correct location and alignment prior to placing concrete.
5. Verify conduits and pipes, including those made of coated aluminum, meet requirements of
ACI 318 for size and location limitations.
L. Openings for Items Passing Through Concrete:
1. Frame openings in concrete where indicated on Drawings. Establish exact locations, sizes,
and other conditions required for openings and attachment of work specified under other
sections.
2. Coordinate work to avoid cutting and patching of concrete after placement.
3. Perform cutting and repairing of concrete required as result of failure to provide required
openings.
M. Screeds:
1. Set screeds and establish levels for tops of concrete slabs and levels for finish on slabs.
2. Slope slabs to drain where required or as shown on Drawings.
3. Before depositing concrete, remove debris from space to be occupied by concrete and
thoroughly wet forms. Remove freestanding water.
N. Screed Supports:
1. For concrete over waterproof membranes and vapor retarder membranes, use cradle, pad, or
base type screed supports which will not puncture membrane.
2. Staking through membrane is not permitted.
O. Cleanouts and Access Panels:
1. Provide removable cleanout sections or access panels at bottoms of forms to permit
inspection and effective cleaning of loose dirt, debris, and waste material.
2. Clean forms and surfaces against which concrete is to be placed. Remove chips, saw dust
and other debris. Thoroughly blow out forms with compressed air just before concrete is
placed.
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-13
WKD Project Number: 20170041.00.CL
M� TOaUVre09Y eIIeIt
A. Clean forms as erection proceeds to remove foreign matter within forms.
B. Clean formed cavities of debris prior to placing concrete.
C. Flush with water or use compressed air to remove remaining foreign matter. Ensure that water
and debris drain to exterior through clean-out ports.
D. During cold weather, remove ice and snow from within forms. Do not use de-icing salts. Do not
use water to clean out forms unless formwork and concrete construction proceed within heated
enclosure. Use compressed air or other means to remove foreign matter.
3.6 FORM REMOVAL
A. Do not remove forms or bracing until concrete has gained sufficient strength to carry its own
weight and imposed loads or removal has been approved by Engineer.
B. Leave forms in place for minimum number of days as specified in ACI 347.
C. Loosen forms carefully. Do not wedge pry bars, hammers, or tools against finish concrete
surfaces scheduled for exposure to view.
D. Store removed forms in manner that surfaces to be in contact with fresh concrete will not be
damaged. Discard damaged forms.
E. Twist ties off, point and patch holes with non -shrink grout within 48 hours of form removal.
3.7 ERECTION TOLERANCES
A. Tolerances: Construct formwork to produce completed concrete surfaces within construction
tolerances specified in ACI 117.
B. Camber slabs and beams in accordance with ACI 318.
3.8 FIELD QUALITY CONTROL
A. Section 0140 00 - Quality Requirements: Field inspecting, testing, adjusting, and balancing.
B. Inspect erected formwork, shoring, and bracing to ensure that work is in accordance with
formwork design, and that supports, fastenings, wedges, ties, and items are secure.
C. Notify Engineer after placement of reinforcing steel in forms but prior to placing concrete.
D. Schedule concrete placement to permit formwork inspection before placing concrete.
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-14
WKD Project Number: 20170041.00.CL
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A. Place, support, and secure reinforcement against displacement. Do not deviate from required
position beyond specified tolerance.
1. Do not weld crossing reinforcement bars for assembly except as permitted by Engineer.
B. Do not displace or damage vapor retarder.
C. Accommodate placement of formed openings.
D. Space reinforcement bars with minimum clear spacing in accordance with ACI 318.
E. Maintain concrete cover around reinforcement as indicated in Drawings with a minimum cover as
follows:
Reinforcement Location
Minimum Concrete Cover
Footings and concrete formed against earth
3 inches
Concrete exposed to
earth or weather
No. 6 bars and larger
2 inches
No. 5 bars and smaller
1-1/2 inches
Supported slabs, walls,
and joists
No. 14 bars and larger
1-1/2 inches
No. 11 bars and smaller
3/4 -inch
Beams and columns
1-1/2 inches
Shell and folded plateNo.
members
6 bars and larger
3/4 -inch
No. 5 bars and smaller
1/2 -inch
F. Splice reinforcing only where indicated on Drawings or approved by Engineer. Splice in
accordance with splicing device manufacturer's instructions.
G. Bond and ground reinforcement in accordance with requirements of Section 33 79 00 - Site
Grounding.
3.10 ERECTION TOLERANCES
A. Section 0140 00 - Quality Requirements: Tolerances.
B. Install reinforcement within the following tolerances for flexural members, walls, and
compression members:
Reinforcement Depth
Depth Tolerance
Concrete Cover Tolerance
Greater than 8 inches
Plus or minus 3/8 -inch
Minus 3/8 -inch
Less than 8 inches
Plus or minus 1/2 -inch
Minus 1/2 -inch
C. Install reinforcement within the tolerances specified in ACI 530.1 for foundation walls.
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-15
WKD Project Number: 20170041.00.CL
A. Place concrete in accordance with ACI 318 [ACI 301].
B. Notify testing laboratory and Engineer minimum 48 hours prior to commencement of operations.
C. Ensure reinforcement, inserts, embedded parts, formed expansion, and contraction joints are not
disturbed during concrete placement.
D. Install vapor retarder under interior slabs on grade in accordance with ASTM E1643. Lap joints
minimum 6 inches and seal watertight by taping edges and ends.
E. Repair vapor retarder damaged during placement of concrete reinforcing. Repair with vapor
retarder material; lap over damaged areas minimum 6 inches and seal watertight.
F. Separate slabs on grade from vertical surfaces with 1/2 inch thick joint filler.
G. Place joint filler in slab pattern placement sequence. Set top to required elevations. Secure to
resist movement by wet concrete.
H. Extend joint filler from bottom of slab to within 1/2 inch of finished slab surface.
I. Install construction joint devices incoordination with slab pattern placement sequence. Set top to
required elevations. Secure to resist movement by wet concrete.
Install joint device anchors. Maintain correct position to allow joint cover to be flush with floor
and wall finish.
K. Install joint covers in longest practical length, when adjacent construction activity is complete.
L. Deposit concrete at final position. Prevent segregation of mix.
M. Place concrete in continuous operation for each panel or section determined by predetermined
joints.
N. Consolidate concrete.
O. Maintain records of concrete placement. Record date, location, quantity, air temperature, and test
samples taken. Keep records on site in Contractor's office or file with Engineer.
P. Place concrete continuously between predetermined expansion, control, and construction joints.
Q. Do not interrupt successive placement; do not permit cold joints to occur.
R. Place floor slabs in pattern indicated.
S. Saw cut joints prior to concrete set. Thickness and depth as indicated on Drawings
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-16
WKD Project Number: 20170041.00.CL
T. Screed floors and slabs on grade level, maintaining surface flatness of maximum 1/4 inch in 10
feet.
3.12 SEPARATE FLOOR TOPPINGS
A. Prior to placing floor topping, roughen substrate concrete surface and remove deleterious
material. Broom and vacuum clean.
B. Place required dividers, edge strips, reinforcing and other items to be cast in.
C. Apply bonding agent to substrate.
D. Place concrete floor toppings to required lines and levels.
E. Screed toppings level, maintaining surface flatness of maximum 1/8 inch in 10 feet.
3.13 CONCRETE FINISHING
A. Provide formed concrete surfaces to be left exposed smooth rubbed, sand float, or sack rubbed
finish as indicated on Drawings.
B. Finish concrete floor surfaces in accordance with ACI 318 [ACI 301].
C. Steel trowel surfaces which are indicated to be exposed.
D. In areas with floor drains, maintain floor elevation at walls; pitch surfaces uniformly to drains at
1/8 inch per foot nominal or as indicated on Drawings.
3.14 CURING AND PROTECTION
A. Immediately after placement, protect concrete from premature drying, excessively hot or cold
temperatures, and mechanical injury.
B. Protect concrete footings from freezing for minimum five days.
C. Maintain concrete with minimal moisture loss at relatively constant temperature for period
necessary for hydration of cement and hardening of concrete.
D. Cure concrete in accordance with ACI 308.1 using method approved by Engineer.
E. Maintain 100 percent coverage over floor slab areas continuously for seven days.
3.15 FIELD QUALITY CONTROL
A. Section 00 14 00 - Quality Requirements: Field inspecting, testing, adjusting, and balancing.
B. Perform field inspection and testing in accordance with ACI 318.
C. Provide free access to Work and cooperate with appointed firm.
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-17
WKD Project Number: 20170041.00.CL
D. Reinforcement Inspection:
1. Placement Acceptance: Specified and ACI 318 material requirements and specified
placement tolerances.
2. Welding: Inspect welds in accordance with AWS D1.1 [AWS D1.4].
3. Periodic Placement Inspection: Inspect for correct materials, fabrication, sizes, locations,
spacing, concrete cover, and splicing.
4. Continuous Weld Inspection: Inspect reinforcement as required by ACI 318.
5. Periodic Weld Inspection: Other welded connections.
E. Concrete Inspections:
1. Continuous Placement Inspection: Inspect for proper installation procedures.
2. Periodic Curing Inspection: Inspect for specified curing temperature and procedures.
F. Strength Test Samples:
1. Sampling Procedures: ASTM C172.
2. Cylinder Molding and Curing Procedures: ASTM C31, cylinder specimens, standard cured
or field cured.
3. Sample concrete and make one set of 4 cylinders for every 50 cubic yards or less of each
class of concrete placed each day and for every 5,000 square feet of surface area for slabs
and walls.
4. When volume of concrete for any class of concrete would provide less than five sets of
cylinders, take samples from five randomly selected batches or from every batch when less
than five batches are used.
G. Field Testing:
1. Slump Test Method: ASTM C143.
2. Air Content Test Method: ASTM C 173 or ASTM C231.
3. Temperature Test Method: ASTM C1064.
4. Measure slump and temperature for each compressive strength concrete sample.
5. Measure air content in air entrained concrete for each compressive strength concrete sample.
H. Cylinder Compressive Strength Testing:
1. Test Method: ASTM C39.
2. Test Acceptance: In accordance with ACI 318.
3. Test one cylinder at 7 days.
4. Test one cylinder at 14 days.
5. Test one cylinder at 28 days.
6. Retain one cylinder for testing when requested by Engineer.
7. Dispose remaining cylinders when testing is not required.
I. Core Compressive Strength Testing:
1. Sampling and Testing Procedures: ASTM C42.
2. Test Acceptance: In accordance with ACI 318.
3. Drill three cores for each failed strength test from concrete represented by failed strength
test.
Water Soluble Chloride Ion Concentration Test Method: ASTM C1218; tested at 28 days.
1. Maximum Concentration: As permitted by applicable code.
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-18
WKD Project Number: 20170041.00.CL
K. Maintain records of concrete placement. Record date, location, quantity, air temperature, and test
samples taken.
3.16 PATCHING
A. Allow Engineer to inspect concrete surfaces immediately upon removal of forms.
B. Excessive honeycomb or embedded debris in concrete is not acceptable. Notify Engineer upon
discovery.
C. Patch imperfections as directed by Engineer in accordance with ACI 318.
3.17 DEFECTIVE CONCRETE
A. Defective Concrete: Concrete not conforming to required lines, details, dimensions, tolerances,
or specified requirements.
B. Repair or replacement of defective concrete will be determined by Engineer.
C. Do not patch, fill, touch-up, repair, or replace exposed concrete except upon express direction of
Engineer for each individual area.
3.18 SCHEDULE - CONCRETE TYPES AND FINISHES
A. Foundation Walls: 3,000 psi 28 day concrete, form finish with honeycomb filled surface.
B. Underside of Supported Floors and Structure Exposed to View: 4,000 psi, 28 -day concrete, sack
rubbed finish.
C. Exposed Portico Structure: 4,000 psi 28 day concrete, air entrained, smooth stone rubbed finish.
3.19 SCHEDULE — REINFORCEMENT
A. Reinforcement for Superstructure Framing Members: Deformed bars, unfinished.
B. Reinforcement for Foundation Wall Framing Members and Slab -on -Grade: Deformed bars and
wire fabric, epoxy coated finish.
C. Reinforcement for Parking Structure Framing Members: Deformed bars, epoxy -coated finish.
END OF SECTION
City of Eden, NC Cast -in-place Concrete ACI
Mebane Bridge WWTP Residuals Management System 033000-19
WKD Project Number: 20170041.00.CL
Novo IKIN 6vlxtj a I MYMeIIIMAGAarI'da91aid*.]wam
SECTION 05 5100
METAL STAIRS
PART 1 GENERAL
10I 38lulu/."I1419
A. Section includes steel stair frame of structural sections, with open risers; open grate stair treads
and handrailing.
B. Related Sections:
1. Section 05 50 00 - Metal Fabrications.
2. Section 05 52 00 - Metal Railings: Handrails and balusters other than specified in this
section.
1.2 REFERENCES
A. American National Standards Institute:
1. ANSI At 17.1 - Accessible and Usable Buildings and Facilities.
B. ASTM International:
1. ASTM B221 - Standard Specification for Aluminum and Aluminum -Alloy Extruded Bars,
Rods, Wire, Profiles, and Tubes.
2. ASTM B211 - Standard Specification for Aluminum and Aluminum -Alloy Bar, Rod, and
Wire.
3. ASTM B308 — Aluminum —alloy 6061-T6 Standard Structural Shapes
4. ASTM E935 - Standard Test Methods for Performance of Permanent Metal Railing Systems
and Rails for Buildings.
5. ASTM E985 - Standard Specification for Permanent Metal Railing Systems and Rails for
Buildings.
C. American Welding Society:
1. AWS A2.4 - Standard Symbols for Welding, Brazing, and Nondestructive Examination.
2. AWS 131.1 -Structural Welding Code -Steel.
3. AWS 131.2 -Structural Welding Code -Aluminum.
D. National Association of Architectural Metal Manufacturers:
1. NAAMM AMP 510 - Metal Stairs Manual.
2. NAAMM MBG 531 - Metal Bar Grating Manual.
E. National Ornamental & Miscellaneous Metals Association:
1. NOMMA Guideline 1 - Joint Finishes.
1.3 DESIGN REQUIREMENTS
A. Fabricate stair assembly to support uniform live load of 100 lb/sq Rand concentrated load of 300
lbwith deflection of stringer or landing framing not to exceed 1/240 of span.
City of Eden, NC Metal Stairs
Mebane Bridge WWTP Residuals Management System Rehabilitation 05 51 00 - 1
WKD Project Number: 20170041.00.CL
B. Railing assembly, wall rails, and attachments to resist lateral force of 200 lbsat any point or 50
lbs/ft without damage or permanent set.
C. Fabricate stair assembly to NAAMM AMP 510, Class Industrial.
1.4 SUBMITTALS
A. Section 0133 00 - Submittal Procedures: Submittal requirements.
B. Shop Drawings: Indicate profiles, sizes, connection attachments, reinforcing, anchorage, size and
type of fasteners, and accessories.
C. Shop Drawings: Indicate welded connections using standard AWS A2.4 welding symbols.
Indicate net weld lengths.
D. Design Data: Submit design calculations.
E. Welders Certificates: Certify welders employed on the Work, verifying AWS qualification within
previous 12 months.
1.5 QUALITY ASSURANCE
A. Perform Work in accordance with ASTM E985 -Permanent Metal Railing Systems and Rails for
Buildings.
B. Finish joints in accordance with NOMMA Guideline 1.
C. Perform Work in accordance with governing building code.
1.6 QUALIFICATIONS
A. Prepare Shop Drawings under direct supervision of Professional Engineer experienced in design
of this Work and licensed in State of the project.
1.7 FIELD MEASUREMENTS
A. Verify field measurements prior to fabrication.
PART 2 PRODUCTS
PAA 4Is M5 1 Offa\Ill I
A. Structural Shapes: Aluminum 6061-T6.
B. Channels and Angles: Aluminum 6061-T6.
C. Structural Pipe: Aluminum 6061-T6.
D. Bolts: ASTM F593 Stainless Steel — 300 series
City of Eden, NC Metal Stairs
Mebane Bridge WWTP Residuals Management System Rehabilitation 055100-2
WKD Project Number: 20170041.00.CL
1. Finish: Mill
E. Nuts: ASTM F594 Stainless Steel.
1. Finish: Mill
F. Washers:
1. For ASTM F594 Stainless Steel.
a. Finish: Mill
G. Welding Materials: AWS D1.2; type required for materials being welded.
H. Stair Treads: Aluminum/Rectangular Swage- Locked and Press -locked with corrugated aluminum
nosing.
2.2 FABRICATION
A. Fit and shop assemble components in largest practical sections, for delivery to site.
B. Fabricate components with joints tightly fitted and secured.
C. Continuously seal joined pieces by continuous welds.
D. Grind exposed joints flush and smooth with adjacent finish surface. Make exposed joints butt
tight, flush, and hairline. Ease exposed edges to small uniform radius.
E. Exposed Mechanical Fastenings: Flush countersunk screws or bolts; unobtrusively located;
consistent with design of component, except where specifically noted otherwise.
F. Supply components required for anchorage of fabrications. Fabricate anchors and related
components of same material and finish as fabrication, except where specifically noted otherwise.
G. Accurately form components required for anchorage of stairs railings to each other and to
building structure.
PART 3 EXECUTION
3.1 EXAMINATION
A. Section 0130 00 -Administrative Requirements: Coordination and project conditions.
B. Verify field conditions are acceptable and are ready to receive work.
C. Verify concealed blocking and reinforcement is installed and correctly located to receive wall
mounted handrails.
3.2 INSTALLATION
A. Install components plumb and level, accurately fitted, free from distortion or defects.
City of Eden, NC Metal Stairs
Mebane Bridge WWTP Residuals Management System Rehabilitation 055100-3
WKD Project Number: 20170041.00.CL
B. Install anchors, plates and angles as required for connecting stairs to structure.
C. Allow for erection loads. Install sufficient temporary bracing to maintain framing safe, plumb,
and in alignment.
D. Field weld components indicated on shop drawings. Perform field welding in accordance with
AWS D1.2.
E. Field bolt and weld to match shop bolting and welding. Conceal bolts and screws whenever
possible. Where not concealed, use flush countersunk fastenings.
F. Mechanically fasten joints butted tight, flush, and hairline. Grind welds smooth and flush.
G. Obtain approval of Engineer prior to site cutting or creating adjustments not scheduled.
3.3 ERECTION TOLERANCES
A. Section 0140 00 - Quality Requirements: Tolerances.
B. Maximum Variation From Plumb: 1/4 inch.
C. Maximum Offset From Alignment: 1/4 inch.
3.4 FIELD QUALITY CONTROL
A. Welding: Inspect welds in accordance with AWS D1.2.
END OF SECTION
City of Eden, NC Metal Stairs
Mebane Bridge WWTP Residuals Management System Rehabilitation 055100-4
WKD Project Number: 20170041.00.CL
SECTION 05 52 00
METAL RAILINGS
PART 1 GENERAL
10I 38lulu/."I1419
A. Section includes aluminum pipe railings, and fittings; and handrails.
B. Related Sections:
1. Section 05 5100 - Metal Stairs.
1.2 REFERENCES
A. Aluminum Association:
1. AA ADM 1 - Aluminum Design Manual.
2. AA ASM 35 - Aluminum Sheet Metal Work in Building Construction.
B. American Architectural Manufacturers Association:
1. AAMA 611 - Voluntary Specification for Anodized Architectural Aluminum.
2. AAMA 2603 - Voluntary Specification, Performance Requirements and Test Procedures for
Pigmented Organic Coatings on Aluminum Extrusions and Panels.
3. AAMA 2604 - Voluntary specification, Performance Requirements and Test Procedures for
High Performance Organic Coatings on Aluminum Extrusions and Panels.
4. AAMA 2605 - Voluntary Specification, Performance Requirements and Test Procedures for
Superior Performing Organic Coatings on Aluminum Extrusions and Panels.
C. ASTM International:
1. ASTM B211 - Standard Specification for Aluminum and Aluminum -Alloy Bar, Rod, and
Wire.
2. ASTM B221 - Standard Specification for Aluminum and Aluminum -Alloy Extruded Bars,
Rods, Wire, Profiles, and Tubes.
3. ASTM 13241/13241M - Standard Specification for Aluminum and Aluminum -Alloy Seamless
Pipe and Seamless Extruded Tube.
4. ASTM B483/B483M - Standard Specification for Aluminum and Aluminum -Alloy Drawn
Tubes for General Purpose Applications.
1.3 DESIGN REQUIREMENTS
A. Design handrail, guardrail, and attachments to resist forces as required by governing code. Apply
loads non -simultaneously to produce maximum stresses.
1. Guard Top Rail and Handrail Concentrated Load: 200 pounds applied at any point in any
direction.
2. Guard Top Rail Uniform Load: 50 pounds per linear foot applied in any direction.
3. Intermediate Rails, Panels, and Baluster Concentrated Load: 50 pounds applied to 1 sf area.
City of Eden, NC Metal Railings
Mebane Bridge WWTP Residuals Management System Rehabilitation 05 52 00 - 1
WKD Project Number: 20170041.00.CL
1.4 SUBMITTALS
A. Section 0133 00 - Submittal Procedures: Submittal requirements.
B. Shop Drawings: Indicate profiles, sizes, connection attachments, anchorage, size and type of
fasteners, and accessories.
1.5 QUALITY ASSURANCE
A. Perform Work for structural aluminum in accordance with AA ADM 1.
B. Finish joints in accordance with NOMMA Guideline 1.
C. Perform Work in accordance with the governing Building Code
1.6 FIELD MEASUREMENTS
A. Verify field measurements prior to fabrication.
PART 2 PRODUCTS
2.1 ALUMINUM RAILING SYSTEM COMPONENTS
A. Rails and posts: Size as noted on the drawings, extruded tubing conforming to ASTM B429,
6061-T6.
B. Fittings: Elbows, T -shapes, wall brackets, escutcheons; cast aluminum.
C. Mounting: brackets and flanges, coated for aluminum in contact with concrete.
D. Splice Connectors: Concealed spigot aluminum.
E. Exposed Fasteners: Flush countersunk screws or bolts; consistent with design of railing.
F. Finish: Mill.
2.2 FABRICATION
A. Fit and shop assemble components in largest practical sizes for delivery to site.
B. Fabricate components with joints tightly fitted and secured. Furnish spigots and sleeves to
accommodate site assembly and installation.
C. Exposed Mechanical Fastenings: Flush countersunk screws or bolts; unobtrusively located;
consistent with design of component, except where specifically noted otherwise.
D. Supply components required for anchorage of fabrications. Fabricate anchors and related
components of same material and finish as fabrication, except where specifically noted otherwise.
City of Eden, NC Metal Railings
Mebane Bridge WWTP Residuals Management System Rehabilitation 055200-2
WKD Project Number: 20170041.00.CL
E. Exterior Components: Continuously seal joined pieces by intermittent welds and plastic filler.
Drill condensate drainage holes at bottom of members at locations not encouraging water
intrusion.
PART 3 EXECUTION
3.1 EXAMINATION
A. Section 0130 00 - Administrative Requirements: Coordination and project conditions.
B. Verify field conditions are acceptable and are ready to receive work.
C. Verify concealed blocking and reinforcement is installed and correctly located to receive wall
mounted handrails.
3.2 PREPARATION
A. Clean and strip aluminum where site welding is required.
B. Supply items required to be cast into concrete with setting templates, to appropriate sections.
3.3 INSTALLATION
A. Install components plumb and level, accurately fitted, free from distortion or defects.
B. Anchor railings to structure with anchors.
C. Conceal bolts and screws whenever possible.
D. Assemble with spigots and sleeves to accommodate tight joints and secure installation.
3.4 ERECTION TOLERANCES
A. Section 0140 00 -Quality Requirements: Tolerances.
B. Maximum Variation From Plumb: 1/4 inch.
C. Maximum Offset From Alignment: 1/4 inch
D. Maximum Out -of -Position: 1/4 inch.
END OF SECTION
City of Eden, NC Metal Railings
Mebane Bridge WWTP Residuals Management System Rehabilitation 055200-3
WKD Project Number: 20170041.00.CL
THIS PAGE INTENTIONALLY LEFT BLANK
SECTION 05 53 00
METAL GRATINGS
PART 1 GENERAL
10I 38lulu/."I1419
A. Section includes formed or fabricated gratings; flat surface floor plating; and perimeter closure.
B. Related Sections:
1. Section 05 50 00 - Metal Fabrications.
2. Section 05 5100 - Metal Stairs: Framing for grating and stair treads.
3. Section 09 90 00 - Painting and Coating: Field paint finish.
1.2 REFERENCES
A. ASTM International:
1. ASTM A666 - Standard Specification for Austenitic Stainless Steel Sheet, Strip, Plate, and
Flat Bar.
2. ASTM B211 - Standard Specification for Aluminum and Aluminum -Alloy Bar, Rod, and
Wire.ASTM B221 - Standard Specification for Aluminum and Aluminum -Alloy Extruded
Bars, Rods, Wire, Profiles, and Tubes.
B. American Welding Society:
1. AWS A2.4 - Standard Symbols for Welding, Brazing, and Nondestructive Examination.
2. AWS 131.1 -Structural Welding Code -Steel.
3. AWS 131.2 - Structural Welding Code - Aluminum.
C. National Association of Architectural Metal Manufacturers:
1. NAAMM MBG 531 - Metal Bar Grating Manual.
2. NAAMM MBG 532 - Heavy Duty Metal Bar Grating Manual.
1.3 PERFORMANCE REQUIREMENTS
A. Conform to applicable code for applicable load bearing requirements.
B. Maximum Allowable Deflection Under Live Load: 1/240 of span; size components for single
span per section of grating.
C. Maximum Spacing Between Bars: 1/2 inch
1.4 SUBMITTALS
A. Shop Drawings: Indicate details of gratings, plates, supports, anchorage, openings, perimeter
construction details, and tolerances. Indicate welded connections using standard AWS A2.4
welding symbols.
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation Metal Gratings
WKD Project No. 20170041.00.CL 05 53 00 -1
B. Welders Certificates: Certify welders employed on the Work, verifying AWS qualification within
previous 12 months.
1.5 QUALITY ASSURANCE
A. Perform Work in accordance with North Carolina Department of Transportation Division of
Roads and Structures.
1.6 QUALIFICATIONS
A. Design gratings and plates under direct supervision of Professional Engineer experienced in
design of this Work and licensed in State of North Carolina.
1.7 FIELD MEASUREMENTS
A. Verify all field measurements prior to fabrication.
1.8 COORDINATION
A. Section 0130 00 - Administrative Requirements: Coordination and project conditions.
B. Coordinate Work with placement of frames; tolerances for placed frames and openings.
PART 2 PRODUCTS
2.1 GRATINGS AND FLOOR PLATES
A. Manufacturers:
1. All American Grating, Inc.
2. Barnett Bates Corp.
3. Central Expanded Metal, Inc.
4. IKG Industries
5. Morton Manufacturing
6. Substitutions: Section 0160 00 - Product Requirements.
2.2 COMPONENTS
A. Aluminum For Pressure Locking: ASTM B221 extruded aluminum alloy, type 6063-T6 of
rectangular shape.
B. Cross Bars: Aluminum Cross Bars are type 6063-T1.
C. Welding Materials: type required for materials being welded.
2.3 ACCESSORIES
A. Fasteners and Saddle Clips: stainless steel.
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation Metal Gratings
WKD Project No. 20170041.00.CL 05 53 00 -2
B. Perimeter Closure: Same material as grating.
2.4 FABRICATION
A. Fabricate grates and plates to accommodate design loads and to the sizes indicated.
B. Cut or form clear openings in grate sections where necessary to accommodate pass-through
machinery or equipment. Do not flame cut.
C. Weld or pressure lock joints of intersecting metal sections.
D. Fabricate steel support framing for openings.
2.5 SHOP FINISHING
A. Grating shall be Mill finish
PART 3 EXECUTION
3.1 EXAMINATION
A. Section 0130 00 -Administrative Requirements: Coordination and project conditions.
B. Verify opening sizes and dimensional tolerances are acceptable.
C. Verify supports and anchors are correctly positioned.
3.2 INSTALLATION
A. Place frames in correct position, plumb and level.
B. Mechanically cut finish surfaces if necessary. Do not flame cut.
C. Anchor by saddle clips or as recommended by manufacturer.
D. Set perimeter closure flush with top of grating and surrounding floor.
E. Secure to prevent movement.
F. Protection of Aluminum from Dissimilar Materials:
1. Where aluminum surfaces come into contact with dissimilar metals, surfaces shall be kept
from direct contact by painting the dissimilar metal with one coat of bituminous paint or use
of other approved insulating material.
2. Where aluminum surfaces come into contact with dissimilar materials such as concrete,
masonry or lime mortar, exposed aluminum surfaces shall be painted with one coat of
bituminous paint or use of other approved insulating material.
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation Metal Gratings
WKD Project No. 20170041.00.CL 05 53 00 -3
A. Section 0140 00 - Quality Requirements: Tolerances.
B. Maximum Space Between Adjacent Sections: 1/2 inch.
C. Maximum Variation From Top Surface Plane of Adjacent Sections: 1/16 inch.
3.4 CLEANING
A. Section 0170 00 - Execution and Closeout Requirements: Final cleaning.
B. Clean welds and damaged coatings and apply two coats of touch-up primer.
END OF SECTION
City of Eden, NC
Mebane Bridge WWTP Residuals Management System Rehabilitation Metal Gratings
WKD Project No. 20170041.00.CL 05 53 00 -4
SECTION 13 34 19
METAL BUILDING SYSTEMS
PART 1 GENERAL
1.1 SUMMARY
A. Section includes pre-engineered, shop fabricated structural steel building frame; metal wall and
sloped roof system including exterior doors.
1.2 REFERENCES
A. American Institute of Steel Construction:
1. AISC 5335 - Specification for Structural Steel Buildings Allowable Stress Design, and
Plastic Design.
2. AISC S342L - Load and Resistance Factor Design Specification for Structural Steel
Buildings.
3. AISC S344L - Metric Load and Resistance Factor Design Specification for Structural Steel
Buildings.
B. ASTM International:
1. ASTM A36/A36M - Standard Specification for Carbon Structural Steel.
2. ASTM A123/A123M - Standard Specification for Zinc (Hot -Dip Galvanized) Coatings on
Iron and Steel Products.
3. ASTM A153/AI53M - Standard Specification for Zinc Coating (Hot -Dip) on Iron and Steel
Hardware.
4. ASTM A307 - Standard Specification for Carbon Steel Bolts and Studs, 60 000 PSI Tensile
Strength.
5. ASTM A325 - Standard Specification for Structural Bolts, Steel, Heat Treated, 120/105 ksi
Minimum Tensile Strength.
7. ASTM A490 - Standard Specification for Heat -Treated Steel Structural Bolts, 150 ksi
Minimum Tensile Strength.
9. ASTM A500/A500M - Standard Specification for Cold -Formed Welded and Seamless
Carbon Steel Structural Tubing in Rounds and Shapes.
10. ASTM A501 - Standard Specification for Hot -Formed Welded and Seamless Carbon Steel
Structural Tubing.
11. ASTM A529/A529M - Standard Specification for High -Strength Carbon -Manganese Steel
of Structural Quality.
12. ASTM A572/A572M - Standard Specification for High -Strength Low -Alloy Columbium -
Vanadium Structural Steel.
13. ASTM A653/A653M - Standard Specification for Steel Sheet, Zinc -Coated (Galvanized) or
Zinc -Iron Alloy -Coated (Galvannealed) by the Hot -Dip Process.
14. ASTM A792/A792M - Standard Specification for Steel Sheet, 55% Aluminum -Zinc Alloy -
Coated by the Hot -Dip Process.
15. ASTM C665 - Standard Specification for Mineral -Fiber Blanket Thermal Insulation for
Light Frame Construction and Manufactured Housing.
City of Eden, NC Metal Building Systems
Mebane Bridge WWTP Residuals Management System 133419-1
WKD Project Number: 20170041.00.CL
16. ASTM C991 - Standard Specification for Flexible Glass Fiber Insulation for Pre -Engineered
Metal Buildings.
17. ASTM C 1107/C 1107M - Standard Specification for Packaged Dry, Hydraulic -Cement Grout
(Nonshrink).
18. ASTM C 1371 [-2004a] - Standard Test Method for Determination of Emittance of Materials
Near Room Temperature Using Portable Emissometers.
19. ASTM C1549[-2004] - Standard Test Method for Determination of Solar Reflectance Near
Ambient Temperature Using a Portable Solar Reflectometer.
20. ASTM E84 - Standard Test Method for Surface Burning Characteristics of Building
Materials.
21. ASTM E96/E96M - Standard Test Methods for Water Vapor Transmission of Materials.
22. ASTM E408[-1971(1996)el] - Standard Test Methods for Total Normal Emittance of
Surfaces Using Inspection -Meter Techniques.
23. ASTM E903[-1996] - Standard Test Method for Solar Absorptance, Reflectance, and
Transmittance of Materials Using Integrating Spheres.
24. ASTM E1918[-1997] - Standard Test Method for Measuring Solar Reflectance of Horizontal
and Low -Sloped Surfaces in the Field.
25. ASTM E1980[-2001] - Standard Practice for Calculating Solar Reflectance Index of
Horizontal and Low -Sloped Opaque Surfaces.
26. ASTM E1996 - Standard Specification for Performance of Exterior Windows, Curtain
Walls, Doors and Impact Protective Systems Impacted by Windborne Debris in Hurricanes.
C. American Welding Society:
1. AWS A2.4 - Standard Symbols for Welding, Brazing, and Nondestructive Examination.
2. AWS D1.1 -Structural Welding Code -Steel.
D. California Department of Health Services:
1. CA/DHS/EHLB/R-174 -Standard Practice for the Testing of Volatile Organic Emissions
from Various Sources Using Small -Scale Environmental Chambers, including 2004
Addenda.
E. Green Seal:
1. GC -03 -2nd Edition, January 7, 1997 - Anti -Corrosive Paints.
F. Metal Building Manufacturers Association:
1. MBMA - Low Rise Building Systems Manual.
G. SSPC: The Society for Protective Coatings:
1. SSPC - Steel Structures Painting Manual.
2. SSPC Paint 20 - Zinc -Rich Primers (Type I - Inorganic and Type II - Organic).
H. Underwriters Laboratories Inc.:
UL - Building Materials Directory.
I. U.S. Environmental Protection Agency:
1. ENERGY STAR - ENERGY STAR Voluntary Labeling Program.
City of Eden, NC Metal Building Systems
Mebane Bridge WWTP Residuals Management System 133419-2
WKD Project Number: 20170041.00.CL
11im'18)0 UVIIaI.11V
A. Section 0133 01 — Submittal Procedures EPMS
B. Shop Drawings: Indicate assembly dimensions, locations of structural members, openings, wall
and roof system dimensions, panel layout, general construction details, anchorages and method of
anchorage, method of installation, framing anchor bolt settings, sizes, and locations from datum,;
indicate welded connections with AWS A2.4 welding symbols; indicate net weld lengths; provide
professional seal and signature.
C. Product Data: Submit data on profiles, component dimensions, and fasteners.
D. Erection Drawings: Indicate members by label, assembly sequence, and temporary erection
bracing.
1.4 CLOSEOUT SUBMITTALS
A. Section 01 70 00 - Execution and Closeout Requirements: Closeout procedures.
B. Project Record Documents: Record actual locations of concealed components and utilities.
1.5 QUALIFICATIONS
A. Manufacturer: Company specializing in manufacturing products specified in this section with
minimum three years documented experience.
B. Erector: Company specializing in performing Work of this section with minimum of 5 years of
documented experience.
1.6 PRE -INSTALLATION MEETINGS
A. Section 0130 00 - Administrative Requirements: Pre -installation meeting.
B. Convene minimum one week prior to commencing work of this section.
1.7 WARRANTY
A. Section 0170 00 -Execution and Closeout Requirements: Product warranties and product bonds.
B. Furnish five year manufacturer warranty for pre-engineered building systems and components.
C. Furnish five year warranty to include coverage for exterior pre -finished surfaces color coat
against chipping, cracking or crazing, blistering, peeling, chalking, or fading. Include coverage
for weather tightness of building enclosure elements after installation.
City of Eden, NC Metal Building Systems
Mebane Bridge WWTP Residuals Management System 133419-3
WKD Project Number: 20170041.00.CL
PART 2 PRODUCTS
2.1 PRE-ENGINEERED BUILDINGS
A. Furnish materials in accordance with North Carolina State and Rockingham County Building
Code standards.
PART 3 EXECUTION
3.1 EXAMINATION
A. Section 0130 00 -Administrative Requirements: Coordination and project conditions.
B. Verify foundation, floor slab, mechanical and electrical utilities, and placed anchors are in correct
position.
END OF SECTION
City of Eden, NC Metal Building Systems
Mebane Bridge WWTP Residuals Management System 133419-4
W ,D Project Number: 20170041.00.CL
SECTION 3123 16
EXCAVATION AND FILL NC
PART 1 - GENERAL
1.1 SUMMARY
A. Section Includes:
1. Excavating topsoil.
2. Excavating subsoil for buildings, pavements, and landscape.
3. Backfilling building perimeter to subgrade elevations.
4. Backfilling site structures to subgrade elevations.
5. Filling under pavements or slabs -on -grade.
6. Undercutting and filling over -excavation.
7. Disposal of excess material.
B. Related Sections:
1. Section 3125 13 - Erosion Controls: Controlling sediment and erosion from Work of this
section.
2. Section 3123 16.13 - Trenching: Excavating and backfilling for utilities.
3. Section 32 91 19 - Landscape Grading: Finish grading with topsoil to contours.
1.2 UNIT PRICE — MEASUREMENT AND PAYMENT
A. Excavating Topsoil:
1. Basis of Measurement: By cubic yard.
2. Basis of Payment: Includes excavating existing soil, stockpiling, and removing excess
material from site.
B. Excavating Subsoil Materials:
1. Basis of Measurement: By cubic yard.
2. Basis of Payment: Includes excavating to required elevations, moving to fill areas,
scarifying substrate surface, placing, compacting, and removing excess material from site.
No payment will be made for over -excavating or for replacement materials.
C. Undercutting:
1. Basis of Measurement: By cubic yard.
2. Basis of Payment: Includes excavating to required elevations, moving to fill areas,
scarifying substrate surface, placing, compacting, and removing excess material from site.
D. Borrow Material:
1. Basis of Measurement: By the cubic yard.
2. Basis of Payment: Includes excavating material at borrow site, supplying materials to
Project site, stockpiling, scarifying substrate surface, placing where required, and
compacting.
E. Subsoil Fill: Will not be measured for payment.
City of Eden, NC Excavation and Fill NC
Mebane Bridge WWTP Residuals Management System 3123 16-1
WKD Project Number: 20170041.00.CL
F. Granular Fill:
1. Basis of Measurement: By the cubic yard.
2. Basis of Payment: Includes providing granular fill materials, stockpiling, scarifying
substrate surface, placing where required, and compacting.
G. Structural Fill:
1. Basis of Measurement: By the cubic yard.
2. Basis of Payment: Includes providing structural fill materials, stockpiling, scarifying
substrate surface, placing where required, and compacting.
1.3 REFERENCES
A. NCDOT Standard Specifications:
1. Standard Specifications for Roads and Structures, January 2012, published by the North
Carolina Department of Transportation.
B. American Association of State Highway and Transportation Officials:
1. AASHTO T 180 - Standard Specification for Moisture -Density Relations of Soils Using a
4.54 -kg (10-1b) Rammer and a 457 -mm (18 -in.) Drop.
C. ASTM International:
1. ASTM D698 - Standard Test Method for Laboratory Compaction Characteristics of Soil
Using Standard Effort (12,400 ft-lbf/ft3 (600 kN-m/m3)).
2. ASTM D1556 - Standard Test Method for Density of Soil in Place by the Sand -Cone
Method.
3. ASTM D1557 - Standard Test Method for Laboratory Compaction Characteristics of Soil
Using Modified Effort (56,000 ft-lbf/ft3 (2,700 kN-m/m3)).
4. ASTM D2167 - Standard Test Method for Density and Unit Weight of Soil in Place by the
Rubber Balloon Method.
5. ASTM D2419 - Standard Test Method for Sand Equivalent Value of Soils and Fine
Aggregate.
6. ASTM D2487 - Standard Practice for Classification of Soils for Engineering Purposes
(Unified Soil Classification System).
7. ASTM D6938 — Standard Test Method for In -Place Density and Water Content of Soil and
Soil -Aggregate by Nuclear Methods (Shallow Depth).
1.4 SUBMITTALS
A. Section 0133 01 — Submittal Procedures EPMS
B. Excavation Protection Plan: Describe sheeting, shoring, and bracing materials and installation
required to protect excavations and adjacent structures and property; include structural
calculations to support plan.
C. Dewatering Plan: Describe dewatering methods to be used to keep excavations dry if required.
D. Samples: Submit, in air -tight containers, 10 -pound sample of each type of fill to testing
laboratory.
City of Eden, NC Excavation and Fill NC
Mebane Bridge WWTP Residuals Management System 3123 16-2
WKD Project Number: 20170041.00.CL
E. Materials Source DOT Approval: Submit certification that aggregate and soil material suppliers
are approved by the State Department of Transportation.
F. Manufacturer's Certificate: Certify products meet or exceed specified requirements.
1.5 CLOSEOUT SUBMITTALS
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for submittals.
B. Project Record Documents: Accurately record actual locations of utilities remaining by
horizontal dimensions, elevations or inverts, and slope gradients.
1.6 QUALITY ASSURANCE
A. Perform Work in accordance with Sections 225, 230, 235, 260, and 802 of the NCDOT Standard
Specifications.
B. Maintain one copy of document on site.
C. Prepare excavation protection plan under direct supervision of Professional Engineer experienced
in design of this Work and licensed in State of Project location.
1.7 PROJECT CONDITIONS
A. According to the Soil Survey of Rockingham County, North Carolina of 1992 the site has gently
sloping to moderately steep, deep, well drained soils that have a loamy surface layer and loamy
and clayey subsoil; on uplands.
PART 2 PRODUCTS
2.1 MATERIALS
A. Topsoil: Original surface soil typical of the area which is capable of supporting native plant
growth. It shall be free of large stones, roots, waste, debris, contamination, or other unsuitable
material which might hinder plant growth.
B. Subsoil: Clean natural soil with a plasticity index of 15 or less that is free of clay, rock, or gravel
lumps larger than 2 inches in any dimension, debris, waste, frozen material, and any other
deleterious material that might cause settlement. Suitable material excavated from the site may
be used as subsoil fill under optimum moisture conditions.
C. Granular Fill: Clean sand, slightly silty sand, or slightly clayey sand having a Unified Soil
Classification of SW, SP, SP -SM, or SP -SC.
D. Structural Fill: Clean course aggregate Gradation No. 57 conforming to Sections 1005 and 1006
of the NCDOT Standard Specifications.
E. Borrow Material: Conform to subsoil requirements.
City of Eden, NC Excavation and Fill NC
Mebane Bridge WWTP Residuals Management System 3123 16-3
WKD Project Number: 20170041.00.CL
M"1[2*09L91811Y[9]►1
3.1 EXAMINATION
A. Section 0130 00 - Administrative Requirements: Verification of existing conditions before
starting work.
B. Verify survey bench mark and intended elevations for the Work are as indicated on Drawings.
C. Verify subdrainage, dampproofing, or waterproofing installation has been inspected.
D. Verify underground structures are anchored to their own foundations to avoid flotation after
backfilling.
E. Verify structural ability of unsupported walls to support loads imposed by fill.
3.2 PREPARATION FOR EXCAVATION
A. Call Local Utility Line Information service as indicated on Drawings not less than three working
days before performing Work.
1. Request underground utilities to be located and marked within and surrounding construction
areas.
B. Identify required lines, levels, contours, and datum.
C. Protect utilities indicated to remain from damage.
D. Protect plant life, lawns, rock outcropping, and other features remaining as portion of final
landscaping.
E. Protect bench marks, survey control point, existing structures, fences, sidewalks, paving, and
curbs from excavating equipment and vehicular traffic.
3.3 TOPSOIL EXCAVATION
A. Excavate topsoil from areas to be further excavated, re -landscaped, or regraded without mixing
with foreign materials for use in finish grading.
B. Do not excavate wet topsoil.
C. Stockpile in area designated on site and protect from erosion.
D. Remove from site excess topsoil not intended for reuse.
3.4 SUBSOIL EXCAVATION
A. Underpin adjacent structures which maybe damaged by excavation work.
City of Eden, NC Excavation and Fill NC
Mebane Bridge WWTP Residuals Management System 3123 16-4
WKD Project Number: 20170041.00.CL
B. Excavate subsoil to accommodate building foundations, structures, slabs -on -grade, paving,
landscaping, and construction operations.
C. Compact disturbed load bearing soil in direct contact with foundations to original bearing
capacity.
D. Slope banks with machine to angle of repose or less until shored.
E. Do not interfere with 45 -degree bearing splay of foundations.
F. Grade top perimeter of excavation to prevent surface water from draining into excavation.
G. Trim excavation. Remove loose matter.
H. Remove lumped subsoil, boulders, and rock up to 1/3 cubic yard measured by volume. Remove
larger material as specified in Section 3123 16.26 — Rock Removal.
I. Notify Engineer and testing agency of unexpected subsurface conditions.
Correct areas over excavated with granular fill, subsoil, or structural fill per Engineer's
instruction and compact as required for fill areas.
K. Remove excess and unsuitable material from site.
L. Repair or replace items damaged by excavation that are to remain in service.
M. Excavate subsoil from areas to be further excavated, re -landscaped, or regraded.
N. Do not excavate wet subsoil or excavate and process wet material to obtain optimum moisture
content.
O. When excavating through roots, perform Work by hand and cut roots with sharp axe.
P. Remove from site excess subsoil not intended for reuse.
Q. Benching Slopes: Horizontally bench existing slopes greater than 3:1 to key placed fill material
into slope to provide firm bearing.
R. Stability: Replace damaged or displaced subsoil as specified for fill.
3.5 SHEETING AND SHORING
A. Sheet, shore, and brace excavations to prevent danger to persons, structures, and adjacent
properties and to prevent caving, erosion, and loss of surrounding subsoil.
B. Support excavations more than 5 feet deep excavated through unstable, loose, or soft material.
Provide sheeting, shoring, bracing, or other protection to maintain stability of excavation.
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C. Design sheeting and shoring to be left in place as part of the completed Work, cut off minimum
18 inches below finished subgrade, or design sheeting and shoring to be removed at completion
of excavation work.
D. Repair damage caused by failure of the sheeting, shoring, or bracing and for settlement of filled
excavations or adjacent soil.
E. Repair damage to new and existing Work from settlement, water, or earth pressure or other
causes resulting from inadequate sheeting, shoring, or bracing.
3.6 SURFACE WATER CONTROL
A. Control and remove unanticipated water seepage into excavation.
B. Provide ditches, berms, and other devices to divert and drain surface water from excavation area
as specified in Section 3125 13 — Erosion Controls.
C. Divert surface water and seepage water within excavation areas into sumps or settling basins prior
to pumping water into drainage channels and storm drains.
3.7 DEWATERING
A. Design and provide dewatering system to permit Work to be completed on dry and stable
subgrade.
B. Operate dewatering system continuously until backfill is minimum 2 feet above normal ground
water table elevation.
C. When dewatering system cannot control water within excavation, notify Engineer and stop
excavation work.
1. Supplement or modify dewatering system and provide other remedial measures to control
water within excavation.
2. Demonstrate dewatering system operation complies with performance requirements before
resuming excavation operations.
D. Modify dewatering systems when operation causes or threatens to cause damage to new
construction, existing site improvements, adjacent property, or adjacent water wells.
E. Discharge ground water and seepage water within excavation areas into sumps or settling basins
prior to pumping water into drainage channels and storm drains.
F. Remove dewatering and surface water control systems after dewatering operations are
discontinued.
3.8 PROOF ROLLING
A. Proof roll areas to receive fill, pavement and building slabs to identify areas of soft yielding soils.
1. Use loaded tandem -axle pneumatic tired dump truck or large smooth drum roller.
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2. Load equipment to maximum 50 tons gross weight and make a minimum of four passes with
two passes perpendicular to the others.
B. Undercut such areas to firm soil, backfill with subsoil, and compact to density equal to or greater
than requirements for subsequent fill material.
C. Do not proof roll or undercut until soil has been dewatered.
3.9 BACKFILLING
A. Scarify subgrade surface to depth of 4 inches.
B. Compact subgrade to density requirements for subsequent backfill materials.
C. Backfill areas to contours and elevations with unfrozen materials.
D. Systematically backfill to allow maximum time for natural settlement. Do not backfill over
porous, wet, frozen, or spongy subgrade surfaces.
E. Place fill material in continuous layers and compact in accordance with Schedule at end of this
Section.
F. Employ placement method that does not disturb or damage other work.
G. Maintain optimum moisture content of backfill materials to attain required compaction density.
H. Support foundation walls and structures prior to backfilling.
I. Backfill simultaneously on each side of unsupported foundation walls and structures until
supports are in place.
J. Slope grade away from building minimum 2 percent slope for minimum distance of 10 feet,
unless noted otherwise.
K. Make gradual grade changes. Blend slope into level areas.
L. Remove surplus backfill materials from site.
3.10 TOLERANCES
A. Section 01 40 00 - Quality Requirements: Tolerances.
B. Top Surface of Backfilling Within Building and Paved Areas: Plus or minus 1 inch from required
elevations.
C. Top Surface of Backfilling Within Landscape Areas: Plus or minus 2 inches from required
elevations.
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A. Prevent displacement or loose soil from falling into excavation; maintain soil stability.
B. Protect bottom of excavations and soil adjacent to and beneath foundation from freezing.
C. Protect structures, utilities, and other facilities from damage caused by settlement, lateral
movement, undermining, washout, and other hazards created by earth operations.
D. Repair or replace items indicated to remain damaged by excavation or filling.
3.12 FIELD QUALITY CONTROL
A. Section 0140 00 - Quality Requirements: Independent laboratory, field inspecting, testing,
adjusting, and balancing.
B. Request visual inspection of bearing surfaces by Engineer and inspection agency before installing
subsequent work.
C. Laboratory Material Tests: In accordance with ASTM D1557 or AASHTO T180. [ASTM
D698.]
D. In -Place Compaction Tests: In accordance with the following:
1. Density Tests: ASTM D1556, ASTM D2167, or ASTM D6938.
2. Moisture Tests: ASTM D6938.
E. When tests indicate Work does not meet specified requirements, remove Work, replace, and
retest.
3.13 SCHEDULES
A. Under Pavement and Slabs:
1. Maximum 8 -inch compacted depth.
2. Compact material to a minimum of 95 percent of maximum density, except the top 12
inches.
3. Compact top 12 inches to a minimum of 98 percent of maximum density.
B. Under Landscape Areas:
1. Maximum 8 -inch compacted depth.
1. Compact to minimum 90 percent of maximum density.
C. Footing Foundation Fill:
1. Structural fill to maximum 12 -inch compacted depth.
2. Compact to 98 percent of maximum density.
D. Bridge Lift Fill:
1. Granular fill in 18 to 24 -inch lift on top of degraded soil.
2. Place ahead of construction equipment.
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END OF SECTION
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SECTION 3123 16.13
TRENCHING
PART 1 GENERAL
1.1 SUMMARY
A. Section Includes:
1. Excavating trenches for utilities and utility structures.
2. Bedding.
3. Backfilling and compacting to subgrade elevations.
4. Sheeting and Shoring.
5. Dewatering.
6. Compacting backfill material.
B. Related Sections:
1. Section 3123 16 - Excavation and Fill NC: Topsoil and subsoil removal from site
surface.
2. Section 3125 13 — Erosion Controls: Controlling sediment and erosion from Work
of this section.
3. Section 33 14 16 — Site Water Utility Distribution Piping: Water piping and
appurtenances.
4. Section 33 3100 - Sanitary Utility Sewerage Piping: Sanitary sewer piping and
bedding.
1.2 UNIT PRICE - MEASUREMENT AND PAYMENT
A. General: Work of this Section will not be measured for payment but is included in the unit cost
for the various utilities and structures installed.
B. Bedding: Will not be measured for payment.
C. Subsoil Fill: Will not be measured for payment.
D. Foundation Stone:
1. Basis of Measurement: By cubic yard to maximum trench width of 16 inches wider
than outside diameter of pipe and maximum depth of 6 inches below bottom of pipe.
2. Basis of Payment: Includes furnishing fill material, stockpiling, preparing substrate
surface, placing, and compacting.
E. Granular Fill:
1. Basis of Measurement: By cubic yard to maximum trench width of 16 inches wider
than outside diameter of pipe and maximum depth of 6 inches below bottom of pipe.
2. Basis of Payment: Includes furnishing fill material, stockpiling, preparing substrate
surface, placing, and compacting.
F. Concrete Fill:
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1. Basis of Measurement: By cubic yard to maximum trench width of 16 inches wider
than outside diameter of pipe and maximum depth of 6 inches below bottom of pipe.
2. Basis of Payment: Includes furnishing materials, forming, mixing and placing, and
curing.
G. Sheeting and Shoring: Will not be measured for payment.
H. Dewatering: Will not be measured for payment.
1.3 REFERENCES
A. American Association of State Highway and Transportation Officials:
1. AASHTO T 180 - Standard Specification for Moisture -Density Relations of Soils
Using a 4.54 -kg (10-1b) Rammer and a 457 -mm (18 -in.) Drop.
B. ASTM International:
1. ASTM D698 - Standard Test Method for Laboratory Compaction Characteristics of
Soil Using Standard Effort (12,400 ft-lbf/ft3 (600 kN-mW)).
2. ASTM D1556 - Standard Test Method for Density of Soil in Place by the Sand -
Cone Method.
3. ASTM D1557 - Standard Test Method for Laboratory Compaction Characteristics of
Soil Using Modified Effort (56,000 ft-lbf/ft3 (2,700 kN-m/m3)).
4. ASTM D2167 - Standard Test Method for Density and Unit Weight of Soil in Place
by the Rubber Balloon Method.
5. ASTM D2487 — Standard Practice for Classification of Soils for Engineering
Purposes (Unified Soil Classification System).
6. ASTM D6938 — Standard Test Method for hi -Place Density and Water Content of
Soil and Soil -Aggregate by Nuclear Methods (Shallow Depth).
C. NCDOT Standard Specifications:
1. Standard Specifications for Roads and Structures, January 2012, published by the
North Carolina Department of Transportation.
1.4 DEFINITIONS
A. Utility: Any buried pipe, duct, conduit, or cable.
B. Utility Structures: Manholes, catch basins, inlets, valve vaults, hand holes, and other utility
access structures as indicated on Drawings.
C. Trench Terminology:
1. Foundation: Area under bottom of trench supporting bedding.
2. Bedding: Fill placed under utility pipe.
3. Haunching: Fill placed from bedding to center line of pipe.
4. Initial Backfill: Fill place from center line to 6 to 12 inches above top of pipe.
5. Final Backfill: Fill placed from initial backfill to subgrade.
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A. Section 0133 01 — Submittal Procedures EPMS: Requirements for submittals.
B. Excavation Protection Plan: Describe sheeting, shoring, and bracing materials and installation
required to protect excavations and adjacent structures and property; include structural
calculations to support plan. Prepare excavation protection plan under direct supervision of
Professional Engineer experienced in design of this Work and licensed in State of North Carolina.
C. Dewatering Plan if required: Describe methods of dewatering and disposal of water.
D. Product Data: Submit data for geotextile fabric indicating fabric and construction.
E. Samples: Submit to testing laboratory, in air -tight containers, 10 -pound sample of each type of
fill.
F. Materials Source: Submit name of imported fill material suppliers.
G. Manufacturer's Certificate: Certify products meet or exceed specified requirements.
1.6 QUALITY ASSURANCE
A. Perform Work in accordance with Section 1505 of NCDOT Standard Specifications.
B. Maintain one copy of document on site.
1.7 FIELD MEASUREMENTS
A. Verify field measurements prior to fabrication.
1.8 COORDINATION
A. Section 0130 00 - Administrative Requirements: Coordination and project conditions.
B. Verify Work associated with lower elevation utilities is complete before placing higher elevation
utilities.
PART 2 PRODUCTS
2.1 BACKFILL MATERIALS
A. Subsoil Fill: Clean natural soil with a plasticity index of 15 or less that is free of clay, rock, or
gravel lumps larger than 2 inches in any dimension; debris; waste; frozen material; and any other
deleterious material that might cause settlement. Suitable material excavated from the site may
be used as subsoil fill under optimum moisture conditions.
B. Granular Fill: Clean sand, slightly silty sand, or slightly clayey sand having a Unified Soil
Classification of SW, SP, SP -SM or SP -SC.
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C. Foundation Stone: Clean course aggregate Gradation No. 57 conforming to Sections 1005 and
1006 of the NCDOT Standard Specifications, January 2012.
D. Bedding and Haunching Material:
1. Rigid Pipe: Granular Fill.
2. Flexible Pipe: Foundation Stone.
E. Bedding for Structures: Foundation Stone.
F. Initial Backfill to 6 inches Minimum Above Utility:
1. Rigid Pipe: Subsoil Fill.
2. Flexible Pipe: Foundation Stone.
G. Final Backfill to Subgrade:
1. Under Pavement: Granular Fill.
2. Under Landscape: Subsoil Fill.
PART 3 EXECUTION
3.1 PREPARATION
A. Call local utility line information service indicated on Drawings not less than three working days
before performing Work.
1. Request underground utilities to be located and marked within and surrounding
construction areas.
B. Identify required lines, levels, contours, and datum locations.
C. Protect plant life, lawns, rock outcropping, and other features remaining as portion of final
landscaping.
D. Protect bench marks, existing structures, fences, sidewalks, paving, and curbs from excavating
equipment and vehicular traffic.
E. Maintain and protect above and below grade utilities indicated to remain.
F. Establish temporary traffic control and detours when trenching is performed in public right-of-
way. Relocate controls and reroute traffic as required during progress of Work.
3.2 LINES AND GRADES
A. Excavate to lines and grades indicated on Drawings.
1. Owner reserves right to make changes in lines, grades, and depths of utilities when
changes are required for Project conditions.
B. Use laser -beam instrument with qualified operator to establish lines and grades.
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1119 11.1Qelei eM
A. Excavate subsoil required for utilities.
B. Remove lumped subsoil, boulders, and rock up of 1/3 cubic yard, measured by volume. Remove
larger material as specified in Section 3123 16.26 — Rock Removal.
C. Perform excavation within 48 inches of existing utility service in accordance with utility's
requirements.
D. Do not advance open trench more than 200 feet ahead of installed pipe.
E. Remove water or materials that interfere with Work.
F. Trench Width: Excavate bottom of trenches maximum 16 inches wider than outside diameter of
pipe or as indicated on Drawings.
G. Excavate trenches to depth indicated on Drawings. Provide uniform and continuous bearing and
support for bedding material and pipe.
H. Maintain vertical faces to an elevation equal to 12 inches above top of pipe.
1. When Project conditions permit, side walls may be sloped or benched above this
elevation.
2. When side walls cannot be sloped, provide sheeting and shoring to protect
excavation as specified in this Section.
I. Support Utilities and Structures:
1. Keep trench width at top of trench to practical minimum to protect adjacent or
crossing utility lines
2. Support utilities crossing trench by means acceptable to utility company.
3. Do not interfere with 45 -degree bearing splay of foundations.
4. Provide temporary support for structures above and below ground.
When subsurface materials at bottom of trench are loose or soft, excavate to firm subgrade or to
depth directed by Engineer.
1. Cut out soft areas of subgrade not capable of compaction in place.
2. Backfill with foundation stone and compact to density equal to or greater than
requirements for subsequent backfill material.
K. Trim Excavation: Hand trim for bell and spigot pipe joints where required. Remove loose
matter.
L. Correct areas over excavated areas with compacted backfill as specified for authorized excavation
or replace with fill concrete as directed by Engineer.
M. Place geotextile fabric over trench foundation stone prior to placing subsequent bedding
materials.
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WA �1: 1119111 lerm.1121 MI: Is] A lett
A. Sheet, shore, and brace excavations to prevent danger to persons, structures, and adjacent
properties and to prevent caving, erosion, and loss of surrounding subsoil.
B. Support trenches more than 5 feet deep excavated through unstable, loose, or soft material.
Provide sheeting, shoring, bracing, or other protection to maintain stability of excavation.
C. Design sheeting and shoring to be removed at completion of excavation work unless approved by
Engineer.
D. Repair damage caused by failure of the sheeting, shoring, or bracing and for settlement of filled
excavations or adjacent soil.
E. Repair damage to new and existing Work from settlement, water, or earth pressure or other
causes resulting from inadequate sheeting, shoring, or bracing.
3.5 SURFACE WATER CONTROL
A. Control and remove unanticipated water seepage into excavation.
B. Provide ditches, berms, and other devices to divert and drain surface water from excavation area
as specified in Section 3125 13 — Erosion Controls.
C. Divert surface water and seepage water within excavation areas into sumps or settling basins prior
to pumping water into drainage channels and storm drains.
3.6 DEWATERING
A. Design and provide dewatering system to permit Work to be completed on dry and stable
subgrade.
B. Operate dewatering system continuously until backfill is minimum 2 feet above normal ground
water table elevation.
C. When dewatering system cannot control water within excavation, notify Engineer and stop
excavation work.
1. Supplement or modify dewatering system and provide other remedial measures to
control water within excavation.
2. Demonstrate dewatering system operation complies with performance requirements
before resuming excavation operations.
D. Modify dewatering systems when operation causes or threatens to cause damage to new
construction, existing site improvements, adjacent property, or adjacent water wells.
E. Discharge ground water and seepage water within excavation areas into sumps or settling basins
prior to pumping water into drainage channels and storm drains.
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F. Remove dewatering and surface water control systems after dewatering operations are
discontinued.
3.7 BEDDING, HAUNCHING, AND INITIAL BACKFILL
A. Place bedding full width of trench to the depth indicated on Drawings and compact to 95 percent
maximum density. Excavate for pipe bells.
B. Install utility pipe and conduit in accordance with the respective utility section.
C. Support pipe uniformly along entire length of pipe.
D. Carefully place haunching material to center of pipe, rod and tamp material to fill voids and
provide uniform support of pipe haunches. Compact to 90 percent maximum density.
E. Carefully place initial backfill to 6 inches above top of pipe or to depth indicated on Drawings.
Compact to 95 percent maximum density.
3.8 FINAL BACKFILLING TO SUBGRADE
A. Backfill trenches to contours and elevations with unfrozen fill materials.
B. Systematically backfill to allow maximum time for natural settlement. Do not backfill over
porous, wet, frozen, or spongy subgrade surfaces.
C. Place fill material in continuous layers and compact in accordance with schedule at end of this
Section.
D. Employ placement method that does not disturb or damage utilities in trench or foundation
perimeter drainage.
E. Maintain optimum moisture content of fill materials to attain required compaction density.
F. Do not leave more than 50 feet of trench open at end of working day.
G. Protect open trench to prevent danger to the public.
3.9 DISPOSAL OF EXCESS MATERIAL
A. Dispose of excess material offsite and legally.
B. Furnish Engineer with certificate of disposal site or agreement from private property owner.
3.10 TOLERANCES
A. Section 0140 00 - Quality Requirements: Tolerances.
B. Top Surface of Backfilling: Plus or minus 1 inch from required elevations.
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3.11 FIELD QUALITY CONTROL
A. Section 01 40 00 - Quality Requirements: Field inspecting, testing, adjusting, and balancing.
B. Perform laboratory material tests in accordance with ASTM D1557 or AASHTO T180. [ASTM
D698.]
C. Perform in place compaction tests in accordance with the following:
1. Density Tests: ASTM D1556, ASTM D2167, or ASTM D6938.
2. Moisture Tests: ASTM D6938.
D. When tests indicate Work does not meet specified requirements, remove Work, replace, compact,
and retest.
E. Frequency of Tests: Two tests per lift for every 1,000 feet of trench.
3.12 PROTECTION OF FINISHED WORK
A. Section 0170 00 - Execution and Closeout Requirements: Protecting finished work.
B. Reshape and re -compact fills subjected to vehicular traffic during construction.
3.13 SCHEDULE OF COMPACTION
A. Under Pavement and Slabs:
1. Granular Fill in maximum 8 -inch loose lifts.
2. Compact to minimum 95 percent maximum density except the top 12 inches.
3. Compact top 12 inches to minimum 98 percent maximum density.
B. Under Landscape Areas:
1. Subsoil Fill in maximum 8 -inch loose lifts.
2. Compact to minimum 90 percent maximum density.
C. In Unstable or Unsuitable Trench Foundation Areas:
1. Foundation Stone in maximum 12 -inch loose lifts.
2. Compact to 98 percent maximum density.
END OF SECTION
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SECTION 33 01 10.58
DISINFECTION OF WATER UTILITY PIPING SYSTEMS
PART 1 GENERAL
1.1 SUMMARY
A. Section includes disinfection of potable water distribution and transmission system; and testing
and reporting results.
B. Related Sections:
1. Section 33 14 16 - Site Water Utility Distribution Piping: Product and execution
requirements for installation and testing of site domestic water distribution piping.
1.2 UNIT PRICE - MEASUREMENT AND PAYMENT
A. Disinfection:
1. Basis of Measurement: By the linear foot.
2. Basis of Payment: Includes preparing, disinfecting, flushing, testing, and reporting.
1.3 REFERENCES
A. American Water Works Association:
1.
AWWA B300 —
Standard for Hypochlorites.
2.
AWWA B301 —
Standard for Liquid Chlorine.
3.
AWWA B302 —
Standard for Ammonium Sulfate.
4.
AWWA B303 —
Standard for Sodium Chlorite.
5.
AWWA C600 —
Standard for Installation of Ductile -Iron Water Mains and Their
Appurtenances.
6.
AWWA C651 —
Standard for Disinfecting Water Mains.
1.4 SUBMITTALS
A. Section 0133 01 —Submittal Procedures EPMS: Requirements for submittals.
B. Disinfection Procedure:
1. Submit description of procedure, including type of disinfectant and calculations indicating
quantities of disinfectants required to produce specified chlorine concentration.
C. Product Data: Submit procedures, proposed chemicals, and treatment levels for review.
D. Test Reports: Indicate results comparative to specified requirements.
E. Certificate: Certify cleanliness of water distribution system meets or exceeds specified
requirements.
F. Field Quality -Control Submittals: Indicate results of Contractor -furnished tests and inspections.
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G. Qualifications Statements:
H. Submit qualifications for manufacturer and applicator.
1.5 CLOSEOUT SUBMITTALS
A. Section 01 70 00 - Execution and Closeout Requirements: Requirements for submittals.
B. Disinfection Report:
1. Type and form of disinfectant used.
2. Date and time of disinfectant injection start and time of completion.
3. Test locations.
4. Name of person collecting samples.
5. Initial and 24 hour disinfectant residuals in treated water in ppm for each outlet tested.
6. Date and time of flushing start and completion.
7. Disinfectant residual after flushing in ppm for each outlet tested.
C. Bacteriological Report:
1. Date issued, project name, and testing laboratory name, address, and telephone number.
2. Time and date of water sample collection.
3. Name of person collecting samples.
4. Test locations.
5. Initial and 24 hour disinfectant residuals in ppm for each outlet tested.
6. Coliform bacteria test results for each outlet tested.
7. Certify water conforms, or fails to conform, to bacterial standards of authority having
jurisdiction.
D. Water Quality Certificate: Certify water conforms to quality standards of authority having
jurisdiction, suitable for human consumption.
1.6 QUALITY ASSURANCE
A. Perform Work in accordance with AWWA C651; maintain one copy of document on site.
PART 2 PRODUCTS
2.1 DISINFECTION CHEMICALS
A. Chemicals: AWWA B300, Hypochlorite, AWWA B301, Liquid Chlorine, AWWA B302,
Ammonium Sulfate, and AWWA B303, Sodium Chlorite.
' l ' 11*091418111160
3.1 EXAMINATION
A. Section 0130 00 - Administrative Requirements: Verification of existing conditions before
starting work.
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B. Section 0170 00 -Execution and Closeout Requirements: Requirements for installation
examination.
C. Verify that access fittings have been installed under Section 33 14 16 - Site Water Utility
Distribution Piping.
D. Verify piping system has been cleaned, inspected, and pressure tested.
E. Perform scheduling and disinfecting activity with start-up, water pressure testing, adjusting and
balancing, and demonstration procedures, including coordination with related systems.
3.2 INSTALLATION
A. Provide and attach required equipment to perform the Work of this Section.
B. Perform disinfection of water distribution system.
C. Introduce treatment into piping system.
D. Maintain disinfectant in system for 24 hours minimum.
E. Flush, circulate, and clean until required cleanliness is achieved; use municipal domestic water.
F. Replace permanent system devices removed for disinfection.
3.3 FIELD QUALITY CONTROL
A. Section 0140 00 - Quality Requirements: Field inspecting, testing, adjusting, and balancing.
B. Section 01 70 00 - Execution and Closeout Requirements: Requirements for testing, adjusting,
and balancing.
C. Disinfection, Flushing, and Sampling:
1. Notify Engineer, and Owner 72 hours in advance of test and have witness test.
2. Disinfect pipeline installation in accordance with AWWA C651 and Section .1003 -
Disinfection of Storage Tanks and Distribution Systems of the Rules Governing Public
Water Systems, North Carolina Administrative Code Title 15A Subchapter 18C. Use of
liquid chlorine is not permitted
3. Water line shall be disinfected by the addition and thorough dispersion of a chlorine solution
in concentrations sufficient to produce a chlorine residual of at least 50 milligrams per liter
(or ppm) in the water throughout the distribution system.
4. The chlorine solution shall remain in contact with the interior surfaces of the water system
for a period of 24 hours.
5. Upon completion of retention period required for disinfection, flush pipeline until chlorine
concentration in water leaving pipeline is no higher than that generally prevailing in existing
system or is acceptable for domestic use.
6. Legally dispose of chlorinated water. When chlorinated discharge may cause damage to
environment, apply neutralizing chemical to chlorinated water to neutralize chlorine residual
remaining in water.
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After final flushing and before pipeline is connected to existing system or placed in service,
employ an approved independent testing laboratory to sample, test, and certify water quality
suitable for human consumption.
END OF SECTION
City of Eden, NC Disinfecting Water Utility Distribution
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SECTION 33 14 16
SITE WATER UTILITY DISTRIBUTION PIPING
PART 1 - GENERAL
1.1 SUMMARY
A. Section Includes:
1. Pipe and fittings for Site water line
2. Tapping sleeves and valves.
3. Valves and boxes.
4. Yard hydrants.
5. Reduced -pressure backflow preventers.
6. Pipe support systems.
7. Bedding and cover materials.
B. Related Requirements:
1. Section 03 30 00 - Cast -in -Place Concrete: Concrete for cradles and encasements.
2. Section 3123 16 - Excavation: Product and execution requirements for excavation and
backfill.
3. Section 3123 16.13 - Trenching: Execution requirements for trenching.
4. Section 33 01 10.58 - Disinfection of Water Utility Piping Systems: Disinfection of
water mains and appurtenances.
5. Section 33 14 19 - Valves and Hydrants for Water Utility Service: Fire hydrants, valves,
and valve boxes for fire hydrant and water main installations.
1.2 UNIT PRICE - MEASUREMENT AND PAYMENT
A. Section 0120 00 - Price and Payment Procedures: Contract Sum/Price modification
procedures.
B. Piping:
1. Basis of Measurement: By linear foot
2. Basis of Payment: Includes hand -trimming excavation, pipe and fittings, bedding,
backfilling, concrete thrust restraints, supports, connection and tap to building service
piping, and connection and tap to municipal utility water source.
C. Valves:
1. Basis of Measurement: By each.
2. Basis of Payment: Includes valve, fittings, and accessories.
D. Yard Hydrants:
1. Basis of Measurement: By each.
2. Basis of Payment: Includes excavation, hand trimming, gravel sump bedding, hydrant,
valve, valve box, backfilling, connection, and accessories.
E. Meters:
1. Basis of Measurement: By each.
2. Basis of Payment: Includes meter, fittings, meter box, and accessories.
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F. Backflow Preventers:
1. Basis of Measurement: By each.
2. Basis of Payment: Includes backflow preventer, fittings, and accessories.
G. Taps:
1. Basis of Measurement: By each.
2. Basis of Payment: Includes tapping sleeve, tapping valves, and accessories.
1.3 REFERENCE STANDARDS
A. American Association of State Highway and Transportation Officials:
1. AASHTO T 180 - Standard Method of Test for Moisture -Density Relations of Soils
Using a 4.54 -kg (10-1b) Rammer and a 457 -mm (18 -in.) Drop.
B. American Society of Mechanical Engineers:
1. ASME B16.1 -Gray Iron Pipe Flanges and Flanged Fittings: Classes 25, 125, and 250.
2. ASME B16.18 -Cast Copper Alloy Solder -Joint Pressure Fittings.
3. ASME B 16.22 - Wrought Copper and Copper Alloy Solder -Joint Pressure Fittings.
C. American Society of Sanitary Engineering:
1. ASSE 1012 - Performance Requirements for Backflow Preventers with an Intermediate
Atmospheric Vent.
2. ASSE 1013 - Performance Requirements for Reduced Pressure Principle Backflow
Preventers and Reduced Pressure Principle Fire Protection Backflow Preventers.
D. ASTM International:
1. ASTM B88 - Standard Specification for Seamless Copper Water Tube.
2. ASTM D698 - Standard Test Methods for Laboratory Compaction Characteristics of
Soil Using Standard Effort (12 400 ft-lbf/ft3 (600 kN-m/m3).
3. ASTM D1557 - Standard Test Methods for Laboratory Compaction Characteristics of
Soil Using Modified Effort (56,000 ft-lbf/ft3 (2,700 kN-m/m3).
4. ASTM D1785 - Standard Specification for Poly(Vinyl Chloride) (PVC) Plastic Pipe,
Schedules 40, 80, and 120.
5. ASTM D2241 - Standard Specification for Poly(Vinyl Chloride) (PVC) Pressure -Rated
Pipe (SDR Series).
6. ASTM D2466 - Standard Specification for Poly(Vinyl Chloride) (PVC) Plastic Pipe
Fittings, Schedule 40.
7. ASTM D2855 - Standard Practice for the Two -Step (Primer and Solvent Cement)
Method of Joining Poly (Vinyl Chloride) (PVC) or Chlorinated Poly (Vinyl Chloride)
(CPVC) Pipe and Piping Components with Tapered Sockets.
8. ASTM D3035 - Standard Specification for Polyethylene (PE) Plastic Pipe (DR -PR)
Based on Controlled Outside Diameter.
9. ASTM D3139 - Standard Specification for Joints for Plastic Pressure Pipes Using
Flexible Elastomeric Seals.
10. ASTM D6938 - Standard Test Method for In -Place Density and Water Content of Soil
and Soil -Aggregate by Nuclear Methods (Shallow Depth).
E. American Water Works Association:
1. AWWA C104 - Cement -Mortar Lining for Ductile -Iron Pipe and Fittings.
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2. AWWA C105 - Polyethylene Encasement for Ductile -Iron Pipe Systems.
3. AWWA C111 - Rubber -Gasket Joints for Ductile -Iron Pressure Pipe and Fittings.
4. AWWA C151 - Ductile -Iron Pipe, Centrifugally Cast.
5. AWWA C200 - Steel Water Pipe, 6 In. (150 mm) and Larger.
6. AWWA C203 - Coal -Tar Protective Coatings and Linings for Steel Water Pipe.
7. AWWA C205 - Cement -Mortar Protective Lining and Coating for Steel Water Pipe - 4
In. (100 mm) and Larger - Shop Applied.
8. AWWA C206 - Field Welding of Steel Water Pipe.
9. AWWA C207 - Steel Pipe Flanges for Waterworks Service, Sizes 4 In. Through 144 In.
(100 mm Through 3,600 mm).
10. AWWA C208 - Dimensions for Fabricated Steel Water Pipe Fittings.
11. AWWA C213 - Fusion -Bonded Epoxy Coatings and Linings for Steel Water Pipe and
Fittings.
12. AWWA C300 - Reinforced Concrete Pressure Pipe, Steel -Cylinder Type.
13. AWWA C301 - Prestressed Concrete Pressure Pipe, Steel -Cylinder Type.
14. AWWA C500 - Metal -Seated Gate Valves for Water Supply Service.
15. AWWA C600 - Installation of Ductile -Iron Mains and Their Appurtenances.
16. AWWA C606 - Grooved and Shouldered Joints.
17. AWWA C900 - Polyvinyl Chloride (PVC) Pressure Pipe and Fabricated Fittings, 4 In.
Through 12 In. (100 mm Through 300 mm), for Water Transmission and Distribution.
18. AWWA C901 - Polyethylene (PE) Pressure Pipe and Tubing, 1/2 In.(13 mm) Through
3 In. (76 mm) for Water Service.
19. AWWA C906 - Polyethylene (PE) Pressure Pipe and Fittings, 4 In. (100 mm) Through
63 In. (1,600 mm), for Waterworks.
F. American Welding Society:
1. AWS A5.8- Specification for Filler Metals for Brazing and Braze Welding).
G. Manufacturers Standardization Society of the Valve and Fittings Industry:
1. MSS SP -60 - Connecting Flange Joints between Tapping Sleeves and Tapping Valves.
H. NSF International:
1. NSF 61 - Drinking Water System Components - Health Effects.
2. NSF 372 - Drinking Water System Components - Lead Content.
1.4 SUBMITTALS
A. Section 0133 01 - Submittal Procedures EPMS
B. Product Data: Submit manufacturer information regarding pipe materials, pipe fittings,
valves, and hydrants
C. Manufacturer's Certificate: Certify that products meet or exceed specified requirements.
D. Field Quality -Control Submittals: Indicate results of Contractor -furnished tests and
inspections.
E. Qualifications Statements:
1. Submit qualifications for manufacturer and installer.
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1.5 CLOSEOUT SUBMITTALS
A. Section 01 70 00 -Execution and Closeout Requirements: Requirements for submittals.
B. Project Record Documents: Record actual locations of piping mains, valves, connections,
thrust restraints, and invert elevations.
C. Identify and describe unexpected variations to subsoil conditions or discovery of uncharted
utilities.
1.6 QUALITY ASSURANCE
A. Valves: Mark valve body with manufacturer's name and pressure rating.
B. Materials in Contact with Potable Water: Certified according to NSF 61 and NSF 372.
1.7 QUALIFICATIONS
A. Manufacturer: Company specializing in manufacturing products specified in this Section
with minimum three years of documented experience.
B. Installer: Company specializing in performing Work of this Section with minimum three
years of documented experience in installation of Work of this Section.
1.8 DELIVERY, STORAGE, AND HANDLING
A. Inspection: Accept materials on Site in manufacturer's original packaging and inspect for
damage.
B. Storage:
1. Store materials according to manufacturer instructions.
2. Block individual and stockpiled pipe lengths to prevent moving.
3. Do not place pipe or pipe materials on private property or in areas obstructing
pedestrian or vehicle traffic.
4. Store PE and PVC materials out of sunlight.
C. Protection:
1. Protect materials from moisture and dust by storing in clean, dry location remote from
construction operations areas.
2. Provide additional protection according to manufacturer instructions.
1.9 EXISTING CONDITIONS
A. Field Measurements:
1. Verify field measurements prior to fabrication.
2. Indicate field measurements on Shop Drawings.
1.10 WARRANTY
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for warranties.
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B. Furnish five year manufacturer's warranty for valves and appurtenances.
PART 2 -PRODUCTS
2.1 PIPING
A. Ductile Iron Pipe:
1. Comply with AWWA C151.
2. Fittings:
a. Material: Ductile iron.
b. Thickness: Standard.
Joints:
a. Comply with AWWA C111.
b. Provide rubber gasket with rods.
2.2 TAPPING SLEEVES AND VALVES
A. Tapping Sleeves:
1. Description:
a. Material: Ductile or cast iron.
b. Type: Dual compression.
c. Outlet Flange Dimensions and Drilling: Comply with ASME B16.1, Class 125,
and MSS SP -60.
B. Tapping Valves:
1. Description:
a. Comply with AWWA C500.
b. Type: Double disc with non -rising stem.
c. Inlet Flanges: Comply with ASME B16.1, Class 125, and MSS SP -60.
d. Mechanical Joint Outlets: Comply with AWWA C111.
e. Mark manufacturer's name and pressure rating on valve body.
2.3 VALVES AND HYDRANTS
A. Valves and Valve Boxes: Yard Hydrants:
1. Description:
a. Automatic -draining, non-freezing yard hydrant for hose connection.
b. Inlet:
1) Size: 1 inch NPT.
2) Fitting: Female.
c. Nozzle:
1)
Size: 3/4 inch.
2)
Material: Brass.
3)
Fitting: Male.
4)
Type: Removable.
d. Casing:
1)
Description: Galvanized -steel pipe.
2)
Size: 1-1/4 inch.
e. Drain
Hole: Tapped, 1/8 inch NPT.
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f. Operating Rod:
1) Description: Galvanized -steel pipe.
2) Size: 3/8 inch.
g. Working Pressure: 125 prig
2.4 CONCRETE ENCASEMENT AND CRADLES
A. Concrete:
1. As specified in Section 03 30 00 - Cast -in -Place Concrete.
2. Type: Reinforced, air entrained.
3. Compressive Strength: 4,000 psi at 28 days.
4. Finish: Rough troweled.
B. Concrete Reinforcement: As specified in Section 03 20 00 - Concrete Reinforcing.
2.5 ACCESSORIES
A. Thrust Restraints
PART 3 - EXECUTION
3.1 EXAMINATION
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for installation
examination.
B. Verify that building service connections and municipal utility water main sizes, locations,
and elevations are as indicated on Drawings.
3.2 PREPARATION
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for installation
preparation.
B. Cut pipe ends square, ream pipe and tube ends to full pipe diameter, and remove burrs.
C. Remove scale and dirt on inside and outside before assembly.
D. Prepare pipe connections to equipment with flanges or unions.
E. Protect and support existing distribution piping and appurtenances as Work progresses.
3.3 INSTALLATION
A. Bedding:
1. Excavate pipe trench as specified in Section 3123 16.13 - Trenching.
2. Placement:
a. Place bedding material as indicated on Drawings.
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b. Level fill materials in one continuous layer not exceeding 8 inches of compacted
depth.
c. Compact to 95 percent maximum density.
3. Backfill around sides and to top of pipe with cover fill, tamp in place, and compact to
95 percent maximum density.
4. Maintain optimum moisture content of fill material to attain required compaction
density.
B. Pipe and Fittings:
1. Maintain separation of water main from sewer piping according to North Carolina
Department of Environment and Natural Resources's Minimum Design Criteria for the
permitting of Gravity Sewers.
2. Group piping with other Site piping work whenever practical.
3. Install pipe to elevations indicated on Drawings.
4. Install ductile -iron piping and fittings according to AWWA C600.
5. Route pipe in straight line.
6. Install access fittings to permit disinfection of water system performed under Section 33
01 10.58 - Disinfection of Water Utility Piping Systems.
7. Thrust Restraints:
a. Form and place concrete for pipe thrust restraints at each elbow or change of pipe
direction.
b. Place concrete to permit full access to pipe and pipe accessories.
c. Provide bearing area as indicated on Drawings.
8. Establish elevations of buried piping with not less than three feet of cover.
C. Disinfection: As specified in Section 33 01 10.58 - Disinfection of Water Utility Piping
Systems.
3.4 TOLERANCES
A. Section 0140 00 -Quality Requirements: Requirements for tolerances.
B. Install pipe within tolerance of 5/8 inch.
3.5 FIELD QUALITY CONTROL
A. Section 0140 00 -Quality Requirements: Requirements for inspecting and testing.
B. Section 0170 00 - Execution and Closeout Requirements: Requirements for testing,
adjusting, and balancing.
C. Testing:
1. Pressure test piping system according to AWWA C600.
END OF SECTION
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SECTION 33 3100
SANITARY UTILITY SEWERAGE PIPING
PART 1 GENERAL
1.1 SUMMARY
A. Section Includes:
1. Sanitary sewer pipe and fittings.
2. Underground pipe markers.
3. Connection to existing manholes.
4. Wye branches and tees.
B. Related Sections:
1. Section 3123 16.13 - Trenching: Excavation, bedding and backfill requirements for
trenching required by this section.
1.2 UNIT PRICE - MEASUREMENT AND PAYMENT
A. Sanitary Sewer Pipe:
1. Basis of Measurement: By the linear foot for various pipe sizes, materials and depth of bury.
2. Basis of Payment: Includes excavation, bedding, pipe, fittings, and backfill.
B. Concrete Collars:
1. Basis of Measurement: Per each for the various pipe sizes.
2. Basis of Payment: Includes excavating, concrete, forming backfill.
1.3 REFERENCES
A. ASTM International:
1. ASTM C12 - Standard Practice for Installing Vitrified Clay Pipe Lines.
2. ASTM A74 - Standard Specification for Cast Iron Soil Pipe and Fittings.
3. ASTM A746 - Standard Specification for Ductile Iron Gravity Sewer Pipe.
4. ASTM C76 - Standard Specification for Reinforced Concrete Culvert, Storm Drain, and
Sewer Pipe.
5. ASTM C425 - Standard Specification for Compression Joints for Vitrified Clay Pipe and
Fittings.
6. ASTM C443 - Standard Specification for Joints for Circular Concrete Sewer and Culvert
Pipe, Using Rubber Gaskets.
7. ASTM C564 - Standard Specification for Rubber Gaskets for Cast Iron Soil Pipe and
Fittings.
8. ASTM C700 - Standard Specification for Vitrified Clay Pipe, Extra Strength, Standard
Strength, and Perforated.
9. ASTM C828 - Standard Test Method for Low -Pressure Air Test of Vitrified Clay Pipe
Lines.
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10. ASTM C923 - Standard Specification for Resilient Connectors between Reinforced Concrete
Manhole Structures, Pipes and Laterals.
11. ASTM C1479 - Standard Practice for Installation of Precast Concrete Sewer, Storm Drain,
and Culvert Pipe Using Standard Installations.
12. ASTM D2235 - Standard Specification for Solvent Cement for Acrylonitrile -Butadiene -
Styrene (ABS) Plastic Pipe and Fittings.
13. ASTM D2321 - Standard Practice for Underground Installation of Thermoplastic Pipe for
Sewers and Other Gravity -Flow Applications.
14. ASTM D2564 - Standard Specification for Solvent Cements for Poly (Vinyl Chloride)
(PVC) Plastic Piping Systems.
15. ASTM D2729 - Standard Specification for Poly (Vinyl Chloride) (PVC) Sewer Pipe and
Fittings.
16. ASTM D2751 - Standard Specification for Acrylonitrile -Butadiene -Styrene (ABS) Sewer
Pipe and Fittings.
17. ASTM D2855 - Standard Practice for Making Solvent -Cemented Joints with Poly (Vinyl
Chloride) (PVC) Pipe and Fittings.
18. ASTM D3034 - Standard Specification for Type PSM Poly (Vinyl Chloride) (PVC) Sewer
Pipe and Fittings.
19. ASTM F477 - Standard Specification for Elastomeric Seals (Gaskets) for Joining Plastic
Pipe.
B. American Water Works Association:
[AWWA C110 - American National Standard for Ductile -Iron and Grey -Iron Fittings, 3 in.
Through 48 in. (75 mm through 1200 mm), for Water and Other Liquids.
1. AWWA CI I I - American National Standard for Rubber -Gasket Joints for Ductile -Iron
Pressure Pipe and Fittings.
2. AWWA C 15 3 - American National Standard for Ductile -Iron Compact Fittings for Water
Service.
3. AWWA C600 - Installation of Ductile -Iron Water Mains and Their Appurtenances.
C. NCDOT Standard Specifications:
1. Standard Specifications for Roads and Structures, January 2012, published by the North
Carolina Department of Transportation.
1.4 SUBMITTALS
A. Section 0133 01 — Submittal Procedures EPMS: Requirements for submittals.
B. Permits: Submit copies of construction permits obtained for this Work.
C. Product Data: Submit catalog cuts and other pertinent data indicating proposed materials,
accessories, details, and construction information.
D. Submit reports indicating field tests made and results obtained.
E. Manufacturer's Installation Instructions:
1. Indicate special procedures required to install Products specified.
City of Eden, NC Sanitary Utility Sewerage Piping
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2. Submit detailed description of procedures for connecting new sewer to existing sewer line
and directional drilling, or pipe jacking installation.
F. Manufacturer's Certificate: Certify products meet or exceed specified requirements.
1.5 CLOSEOUT SUBMITTALS
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for submittals.
B. Project Record Documents: Record location of pipe runs, connections, manholes, cleanouts, and
invert elevations.
C. Identify and describe unexpected variations to subsoil conditions or discovery of uncharted
utilities.
1.6 QUALITY ASSURANCE
A. Perform Work in accordance with Section 1520 of NCDOT Standard Specifications.
B. Maintain one copy of document on site.
1.7 QUALIFICATIONS
A. Manufacturer: Company specializing in manufacturing Products specified in this section with
minimum three years documented experience.
B. Installer: Company specializing in performing Work of this section with minimum 3 years
documented experience.
1.8 DELIVERY, STORAGE, AND HANDLING
A. Deliver and store valves in shipping containers with labeling in place.
B. Block individual and stockpiled pipe lengths to prevent moving.
C. Do not place pipe or pipe materials on private property or in areas obstructing pedestrian or
vehicle traffic.
D. Do not place pipe flat on ground. Cradle to prevent point stress.
E. Store UV sensitive materials out of direct sunlight.
1.9 FIELD MEASUREMENTS
A. Verify field measurements and elevations are as indicated.
1.10 COORDINATION
A. Section 01 30 00 - Administrative Requirements: Requirements for coordination.
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B. Coordinate Work with local sewerage authority. Convene pre -installation meeting minimum of
one week prior to starting Work of this Section.
C. Notify affected utility companies minimum of 72 hours prior to construction.
PART 2 PRODUCTS
2.1 SANITARY SEWER PIPE AND FITTINGS
A. PVC Rigid Joint Plastic Pipe: ASTM D2729, Poly (Vinyl Chloride) (PVC) material; bell and
spigot solvent sealed ends.
1. Fittings: PVC conforming to pipe specifications.
2. Joints: ASTM D2855, solvent weld with ASTM D2564 solvent cement.
B. Ductile Iron Gravity Sewer Pipe: ASTM A746, bell and spigot ends.
1. Pipe Class: [Extra Heavy] [Service] type.
2. Fittings: Ductile iron, AWWA C110. Compact fittings, AWWA C153.
3. Joints: Rubber gaskets per AWWA C111.
2.2 FLEXIBLE PIPE BOOT FOR MANHOLE PIPE ENTRANCES
A. Furnish materials in accordance with authority having jurisdiction.
B. Flexible Pipe Boot: ASTM C923, ethylene propylene rubber (EPDM), Series 300 stainless steel
clamp and stainless steel hardware.
2.3 UNDERGROUND PIPE MARKERS
A. Plastic Ribbon Tape: Brightly colored green continuously printed with "SANITARY SEWER" in
large letters, minimum 6 inches wide by 4 mils thick.
2.4 MANHOLES
A. Manholes: As specified in Section 33 05 13.16 —Public Manholes and Structures and indicated
on Drawings; cover inscribed with "SANITARY SEWER".
2.5 CONCRETE AND GROUT
A. Concrete: Class B Concrete conforming to Section 1000 of the NCDOT Standard Specifications.
1. Compressive strength of 2,500 psi at 28 days.
2. Air entrained.
3. Water cement ratio of 0.488 with rounded aggregate and 0.567 with angular aggregate.
4. Maximum slump of 2.5 inch for vibrated concrete and 4 inch for non -vibrated concrete.
5. Minimum cement content of 508 pounds per cubic yard for vibrated and 545 pounds per
cubic yard for non -vibrated concrete.
B. Grout: Non -shrink, non-metallic in accordance with Section 1054 of NCDOT Standard
Specifications with a compressive strength of at least 5,000 psi at 3 days.
City of Eden, NC Sanitary Utility Sewerage Piping
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A. General: Conform to Section 3123 16.13 - Trenching for bedding and backfill around and on top
of pipe.
B. Bedding for Rigid Pipe (CIP, DIP, VCP, and RCP): Clean sand, slightly silty sand, or slightly
clayey sand having a Unified Soil Classification of SP, SP -SM or SP -SC.
C. Bedding for Flexible Pipe (PVC, ABS): Clean course aggregate Gradation No. 57 conforming to
Sections 1005 and 1006 of the NCDOT Standard Specifications.
2.7 TRANSITION COUPLLINGS
A. Couplings shall be used to joint pipe of difference materials. Couplings with adjustable stainless
steel shear rings shall be installed according to the manufacturer's instructions. Adjustable repair
couplings shall conform to ASTM C1173.
B. Transition couplings used to join Ductile Iron or C900 and ASTM D3034 PVC sewer pipe.
1. Shall be Ductile Iron, deep bell, push on joint, and air test rated.
2. Ductile Iron material shall comply with ASTM A536, Grade 65-45-12 or 88-55-06.
3. Bell depths shall meet the minimum socket depth requirements of ASTM F1336.
4. Gaskets shall be machined.
5. Gaskets shall be of SBR rubber and comply with ASTM F477.
6. No rubber couplings with bands are permitted unless transiting to and/or from vitrified clay
(VC) pipe.
7. All couplings shall have pipe stops and a flow way tapered to allow a smooth transition
between the pipes.
PART 3 EXECUTION
3.1 EXAMINATION
A. Section 0130 00 - Administrative Requirements: Verification of existing conditions before
starting work.
B. Verify existing sanitary sewer utility main size, location, and inverts are as indicated on
Drawings.
3.2 EXCAVATION AND BEDDING
A. Excavate pipe trench in accordance with Section 3123 16.13 - Trenching.
B. Excavate to lines and grades shown on Drawings or required to accommodate installation of
encasement.
C. Dewater excavations to maintain dry conditions and preserve final grades at bottom of
excavation.
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D. Provide sheeting and shoring in accordance with Section 3123 16.13 - Trenching.
E. Place bedding material at trench bottom, level continuous layer not exceeding 8 -inch compacted
depth; compact to 95 percent per Section 3123 16.13 - Trenching.
3.3 INSTALLATION — PIPE
A. Install in accordance with manufactures instructions and as indicated on Drawings.
B. Install plastic pipe, fittings, and accessories in accordance with ASTM D2321.
C. Install VCP, fittings, and accessories in accordance with ASTM C12.
D. Install RCP, fittings, and accessories in accordance with ASTM C1479.
E. Install CIP and DIP, fittings, and accessories in accordance with applicable portions of AWWA
C600.
F. Seal joints watertight.
G. Lay pipe to slope gradients indicated on Drawings with maximum variation from indicated slope
of 1/8 inch in 10 feet. Begin at downstream end and progress upstream.
H. Ensure entire pipe is supported by bedding.
I. Assemble and handle pipe in accordance with manufacturer's instructions except as modified on
the Drawings or by Engineer.
Keep pipe and fittings clean until work is completed and accepted by Engineer. Cap open ends
during periods of work stoppage.
K. Lay bell and spigot pipe with bells upstream.
L. Connect pipe to existing sewer system as indicated on Drawings at existing manhole or using
doghouse manhole connection per Section 33 05 13.16 — Public Manholes and Structures.
M. Place haunching material, rod, and tamp per Section 3123 16.13 — Trenching to eliminate voids.
3.4 CONNECTION TO EXISTING MANHOLE
A. Core drill existing manhole to clean opening. Using pneumatic hammers, chipping guns, and
sledge hammers is not permitted.
B. Install watertight neoprene gasket and seal with non -shrink concrete grout.
C. Concrete encase new sewer pipe minimum of 24 inches to nearest pipe joint. Use epoxy binder
between new and existing concrete.
D. Prevent construction debris from entering existing sewer line when making connection.
City of Eden, NC Sanitary Utility Sewerage Piping
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A. Install wye branches or pipe tees at locations indicated on Drawings concurrent with pipe laying
operations. Use standard fittings of same material and joint type as sewer main.
B. Maintain minimum 5 feet separation distance between wye connection and manhole.
C. Use saddle wye or tee with stainless steel clamps for taps into existing piping. Mount saddles
with solvent cement or gasket and secure with metal bands. Layout holes with template and cut
holes with mechanical cutter.
3.6 INSTALLATION - SANITARY LATERALS
A. Construct laterals from wye branch to terminal point at right-of-way or as indicated on Drawings.
B. Where depth of main pipeline warrants, construct riser type laterals from wye branch.
C. Maintain 3 -foot minimum depth of cover over pipe.
D. Maintain minimum 5 -foot separation distance between laterals.
E. Install watertight plug, braced to withstand pipeline test pressure thrust, at termination of lateral.
Install temporary marker stake extending from end of lateral to 24 inches above finished grade.
Paint top 6 inches of stake with fluorescent orange paint.
3.7 BACKFILLING
A. Backfill around sides and to top of pipe in accordance with Section 3123 16.13 - Trenching.
B. Maintain optimum moisture content of backfill material to attain required compaction density.
3.8 FIELD QUALITY CONTROL
A. Section 01 40 00 - Quality Requirements: Field inspecting, testing, adjusting, and balancing.
B. Request inspection prior to and immediately after placing bedding.
C. Perform test on sanitary sewage system in accordance with Section 33 01 30.61 — Packer
Injection Grouting and local code. Perform the following tests:
1. Gravity Sewer Testing:
a. Low pressure air test.
b. Infiltration test.
2. Deflection Testing of Plastic Piping.
3. Manhole Testing: Vacuum Test.
4. Notify Engineer and Owner or Engineer's designated representative 72 hours in advance of
test and have test witnessed.
D. Compaction Testing: In accordance with Section 3123 16.13 - Trenching.
City of Eden, NC Sanitary Utility Sewerage Piping
Mebane Bridge WWTP Residuals Management System 333100-7
W ,D Project Number: 20170041.00.CL
E. When tests indicate Work does not meet specified requirements, remove work, replace, and
retest.
3.9 PROTECTION OF FINISHED WORK
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for protecting finished
Work.
B. Protect pipe and aggregate cover from damage or displacement until backfilling operation is in
progress.
END OF SECTION
City of Eden, NC Sanitary Utility Sewerage Piping
Mebane Bridge WWTP Residuals Management System 333100-8
W ,D Project Number: 20170041.00.CL
SECTION 33 34 00
SANITARY UTILITY SEWERAGE FORCE MAINS
PART 1 GENERAL
1.1 SUMMARY
A. Section Includes:
B. Force mains.
C. Bedding materials.
D. Related Sections:
E. Section 3123 17 - Trenching: Excavation and backfill requirements.
1.2 UNIT PRICE - MEASUREMENT AND PAYMENT
A. Pipe and Fittings:
B. Basis of Measurement: By linear foot.
C. Basis of Payment: Includes hand trimming excavation, backfill, bedding, thrust restraints, pipe,
and fittings, and testing.
1.3 REFERENCES
A. ASTM International:
1. ASTM A36/A36M — Standard Specification for Carbon Structural Steel
2. ASTM A307 - Standard Specification for Carbon Steel Bolts and Studs, 60,000 PSI Tensile
Strength
3. ASTM C208 - Standard Specification for Cellulosic Fiber Insulating Board
4. ASTM D1784 - Standard Specification for Rigid Poly (Vinyl Chloride) (PVC) Compounds
and Chlorinated Poly (Vinyl Chloride) (CPVC) Compounds.
5. ASTM D2241 - Standard Specification for Poly (Vinyl Chloride) (PVC) Pressure -Rated Pipe
(SDR Series).
6. ASTM D3139 - Standard Specification for Joints for Plastic Pressure Pipes Using Flexible
Elastomeric Seals.
7. ASTM F477 - Standard Specification for Elastomeric Seals (Gaskets) for Joining Plastic
Pipe.
B. American Water Works Association:
1. AWWA C104 -ANSI Standard for Cement Mortar Lining for Ductile -Iron Pipe and Fittings
for Water.
2. AWWA C105 -ANSI Standard for Polyethylene Encasement for Ductile -Iron Pipe Systems.
City of Eden, NC Sanitary Utility Sewerage Force Mains
Mebane Bridge WWTP Residuals Management System 33 34 00 - 1
WKD Project Number: 20170041.00.CL
3. AWWA C110 - ANSI Standard for Ductile -Iron and Gray -Iron Fittings, 3 In. Through 48 In.
(76 mm through 1,219 mm), for Water.
4. AWWA C111 - ANSI Standard for Rubber -Gasket Joints for Ductile -Iron Pressure Pipe and
Fittings.
5. AWWA C115 — Standard for Flanged Ductile -Iron Pipe With Threaded Flanges.
6. AWWA C151 - ANSI Standard for Ductile -Iron Pipe, Centrifugally Cast, for Water or Other
Liquids.
7. AWWA C153 - ANSI Standard for Ductile -Iron Compact Fittings for Water Service.
8. AWWA C600 - Installation of Ductile -Iron Water Mains and Their Appurtenances.
9. AWWA C605 - Underground Installation of Polyvinyl Chloride (PVC) and PVCO Pressure
Pipe and Fittings.
10. AWWA C900 - Polyvinyl Chloride (PVC) Pressure Pipe, and Fabricated Fittings, 4 In.
Through 12 In. (100 mm through 300 mm), for Water Transmission and Distribution.
11. AWWA C905 - Polyvinyl Chloride (PVC) Pressure Pipe and Fabricated Fittings, 14 In.
Through 48 In. (350 mm Through 1,200 mm), for Water Transmission and Distribution.
C. NCDOT Standard Specifications:
1. Standard Specifications for Roads and Structures, January 2012, published by the North
Carolina Department of Transportation.
1.4 SUBMITTALS
A. Section 0133 01 —Submittal Procedures EPMS: Requirements for submittals.
B. Shop Drawings: Indicate piping layout, including piping specialties.
C. Product Data: Submit data on pipe materials, pipe fittings, valves, and accessories.
D. Manufacturer's Certificate: Certify products meet or exceed specified requirements.
1.5 CLOSEOUT SUBMITTALS
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for submittals.
B. Project Record Documents: Record location of pipe runs, connections, and invert elevations.
C. Identify and describe unexpected variations to subsoil conditions or discovery of uncharted
utilities.
1.6 QUALITY ASSURANCE
A. Perform Work in accordance with Section 1510 of NCDOT Standard Specifications except as
modified herein.
B. Perform work in accordance with utility company standards.
C. Maintain one copy of each document on site.
City of Eden, NC Sanitary Utility Sewerage Force Mains
Mebane Bridge WWTP Residuals Management System 333400-2
WKD Project Number: 20170041.00.CL
1.7 PRE -INSTALLATION MEETINGS
A. Section 0130 00 - Administrative Requirements: Pre -installation meeting.
B. Convene minimum one week prior to commencing work of this Section.
1.8 FIELD MEASUREMENTS
A. Verify field measurements and elevations are as indicated on Drawings.
1.9 DELIVERY, STORAGE, AND HANDLING
A. Do not place materials on private property without written permission of property owner.
B. During loading, transporting and unloading, exercise care to prevent damage to materials.
C. Do not drop pipe or fittings.
D. Avoid shock or damage to pipe.
E. Take measures to prevent damage to exterior surface or internal lining of pipe.
F. Do not stack pipe higher than recommended by pipe manufacturer.
G. Store gaskets for mechanical and push -on joints in cool, dry location out of direct sunlight and
not in contact with petroleum products.
1.10 COORDINATION
A. Section 0130 00 -Administrative Requirements: Coordination and project conditions.
B. Coordinate the Work with connection to existing municipal sewer utility service and trenching.
PART 2 PRODUCTS
2.1 FORCE MAIN PIPING
A. Ductile Iron Pipe: AWWA C151. Bituminous outside coating: AWWA C151. Cement Mortar
Lining: AWWA C104.
B. Pipe Pressure Rating: 150 psi minimum.
C. Fittings: Ductile iron, standard size, AWWA C110; compact size, AWWA C153.
1. Coating: Bituminous Coating, AWWA C110.
2. Lining: Cement Mortar Lining, AWWA C104
D. Joints:
1. Mechanical Joints: AWWA C111.
City of Eden, NC Sanitary Utility Sewerage Force Mains
Mebane Bridge WWTP Residuals Management System 333400-3
WKD Project Number: 20170041.00.CL
2. Push -On Joints: AWWA C111.
3. Flanged Joints inside structures: AWWA C115.
4. Boltless Restrained Joints: Boltless, push -on type, joint restraint independent of joint seal.
Conform to pipe manufacturers specifications.
5. Tied Restrained Joints: Per Section 33 05 19.
2.2 AIR RELEASE VALVES
A. Manufacturers:
B. Apco Valve and Primer Co.
C. Crispin Valve Co.
D. Valmatic Valve and Manufacturing Corp.
E. Substitutions: Equal per Section 00 21 13 [ 14] — Instructions to Bidders.
F. Furnish materials in accordance with utility company or governing agency requirements.
2.3 UNDERGROUND PIPE MARKERS
A. Plastic Ribbon and Trace Wire Tape: Brightly colored green continuously printed with "SEWER
FORCE MAIN" in large letters, minimum 6 inches wide by 4 mils thick, with magnetic
detectable conductor manufactured for direct burial service.
2.4 PRECAST CONCRETE VALVE VAULTS
A. Conform to Section 33 05 13.16 — Public Utility Manholes and Structures.
B. Provide size and type as indicated on Drawings.
2.5 CONCRETE FOR THRUST RESTRAINT AND COLLARS
A. Concrete: Class B Concrete conforming to Section 1000 of the NCDOT Standard Specifications.
B. Compressive strength of 2,500 psi at 28 days.
C. Air entrained.
D. Water cement ratio of 0.488 with rounded aggregate and 0.567 with angular aggregate.
E. Maximum slump of 2.5 inch for vibrated concrete and 4 inch for non -vibrated concrete.
F. Minimum cement content of 508 pounds per cubic yard for vibrated and 545 pounds per cubic
yard for non -vibrated concrete.
City of Eden, NC Sanitary Utility Sewerage Force Mains
Mebane Bridge WWTP Residuals Management System 333400-4
WKD Project Number: 20170041.00.CL
i►•>�'�:30003 OMAN 001TA91MUTF:M11�1:�/IM
A. Bedding for Rigid Pipe (DIP, PVC C900, PVC C905, and PCCP): Clean sand, slightly silty sand,
or slightly clayey sand having a Unified Soil Classification of SP, SP -SM or SP -SC.
B. Bedding for Flexible Pipe (PVC -IPS): Clean course aggregate Gradation No. 57 conforming to
Sections 1005 and 1006 of the NCDOT Standard Specifications.
C. Backfill around Pipe and Above Pipe: As specified in Section 3123 16.13 -Trenching.
i►RI M61"11RIN]:11a
A. Polyethylene Jackets: AWWA C105 polyethylene jacket. Single layer, lapped over pipe joint 1
foot minimum, and secured with 10 -mil polyethylene tape.
B. Steel Rods, Bolt, Lugs, and Brackets: ASTM A36/A36M or ASTM A307 carbon steel.
PART 3 EXECUTION
3.1 PREPARATION
A. Section 0130 00 - Administrative Requirements: Verification of existing conditions before
starting work.
B. Verify existing sewer connection, size, location, and inverts are as indicated on Drawings.
3.2 EXCAVATION
A. Excavate pipe trench in accordance with Section 3123 16.13 - Trenching for Work of this
Section. Hand trim excavation for accurate placement of pipe to elevations indicated on
Drawings.
B. Dewater excavations to maintain dry conditions and preserve final grades at bottom of
excavation.
C. Provide sheeting and shoring as required.
D. Place bedding material at trench bottom, level fill materials in one continuous layer not exceeding
8 inches in compacted depth; compact to 95 percent.
3.3 INSTALLATION — PIPE
A. Install ductile iron pipe and fittings in accordance with AWWA C600 and manufactures'
instructions.
B. Install PVC pipe in accordance with AWWA C605 and manufactures' instructions.
City of Eden, NC Sanitary Utility Sewerage Force Mains
Mebane Bridge WWTP Residuals Management System 333400-5
WKD Project Number: 20170041.00.CL
C. Handle and assemble pipe in accordance with manufacturer's instructions and as indicated on
Drawings.
D. Steel Rods, Bolt, Lugs, and Brackets: Coat buried steel with one coat of coal tar coating before
backfilling.
E. Maintain minimum 10 -foot horizontal separation and 18 -inch vertical separation of water main
from sewer piping or as required by local code.
F. Install pipe to indicated elevation to within tolerance of 1/2 inch.
G. Cut pipe ends square, ream pipe and tube ends to full pipe diameter, remove burrs. Use only
equipment specifically designed for pipe cutting. The use of chisels or hand saws will not be
permitted. Grind edges smooth with beveled end for push -on connections.
H. Remove scale and dirt on inside and outside before assembly.
I. Route pipe in straight line. Relay pipe that is out of alignment or grade.
Install pipe with no high points unless indicated on Drawings. If unforeseen field conditions arise
which necessitate high points, install air release valves as directed by Architect/Engineer.
K. Install pipe to have bearing along entire length of pipe. Excavate bell holes to permit proper joint
installation. Do not lay pipe in wet or frozen trench.
L. Prevent foreign material from entering pipe during placement.
M. Install pipe to allow for expansion and contraction without stressing pipe or joints.
N. Close pipe openings with watertight plugs during work stoppages.
O. Install access fittings to permit disinfection of water system performed under Section 33 13 00 -
Disinfection of Water Utility Distribution.
P. Install underground marking tape continuously 18 to 24 inches below finished grade
Q. Establish elevations of buried piping with not less than 3 feet of cover. Measure depth of cover
from final surface grade to top of pipe barrel.
3.4 POLYETHYLENE ENCASEMENT
A. Encase Ductile Iron piping in polyethylene where indicated on Drawings to prevent contact with
surrounding backfill material.
B. Install in accordance with AWWA C105, Method A.
C. Terminate encasement 3 to 6 inches above ground where pipe is exposed.
City of Eden, NC Sanitary Utility Sewerage Force Mains
Mebane Bridge WWTP Residuals Management System 333400-6
WKD Project Number: 20170041.00.CL
MIME 0]► 40INI*lowI:Zll.91M: Wbis:F.11INI
A. Provide valves, tees, bends, caps, plugs, and dead ends with concrete thrust blocks as indicated on
Drawings.
B. Pour concrete thrust blocks against undisturbed earth. Locate thrust blocks at each elbow or
change of pipe direction to resist resultant force and so pipe and fitting joints will be accessible
for repair.
C. Do not encase fitting joints and flanges.
3.6 BACKFILLING
A. Backfill and compact around sides and to top of pipe in accordance with Section 3123 16.13 -
Trenching.
B. Maintain optimum moisture content of material to attain required compaction density.
3.7 FIELD QUALITY CONTROL
A. Section 0140 00 - Quality Requirements: Field inspecting, testing, adjusting, and balancing.
B. Perform soil compaction tests in accordance with Section 3123 16.13 - Trenching.
C. Perform pressure test on sanitary sewer force mains in accordance with AWWA C600.
D. Notify Engineer and Owner or Engineer's designated representative 72 hours in advance of test
and have witness test.
E. After completion of pipeline installation, including backfill, but prior to final connection to
existing system, conduct concurrent hydrostatic pressure and leakage tests in accordance with
AWWA C600.
F. Provide equipment required to perform leakage and hydrostatic pressure tests.
G. Test Pressure: Not less than 200 psi or 50 psi in excess of maximum static pressure, whichever is
greater.
H. Conduct hydrostatic test for at least a two-hour duration.
I. No pipeline installation will be approved when pressure varies by more than 5 psi at completion
of hydrostatic pressure test.
Before applying test pressure, completely expel air from section of piping under test. Provide
corporation cocks so air can be expelled as pipeline is filled with water. After air has been
expelled, close corporation cocks and apply test pressure. At conclusion of tests, remove
corporation cocks removed and plug resulting piping openings.
City of Eden, NC Sanitary Utility Sewerage Force Mains
Mebane Bridge WWTP Residuals Management System 333400-7
WKD Project Number: 20170041.00.CL
K. Slowly bring piping to test pressure and allow system to stabilize prior to conducting leakage test.
Do not open or close valves at differential pressures above rated pressure.
L. Examine exposed piping, fittings, valves, and joints carefully during hydrostatic pressure test.
Repair or replace damage or defective pipe, fittings, valves, or joints discovered, following
pressure test.
M. No pipeline installation will be approved when leakage is greater than that determined by the
following formula:
L =
SDLP /133,200
L =
allowable, in gallons per hour
S =
length of pipe tested, in inches
D
= nominal diameter of pipe, in inches
P =
average test pressure during leakage test, in pounds per square inch (gauge)
N. When leakage exceeds specified acceptable rate, locate source and make repairs. Repeat test until
specified leakage requirements are met.
END OF SECTION
City of Eden, NC Sanitary Utility Sewerage Force Mains
Mebane Bridge WWTP Residuals Management System 333400-8
WKD Project Number: 20170041.00.CL
SECTION 40 71 13
MAGNETIC FLOW METERS
PART 1 - GENERAL
1.1 SUMMARY
A. Section Includes:
1.
Magnetic flow meters.
2.
Transmitters.
3.
Indicators.
4.
Recorders.
5.
Integrators.
B. Related Requirements:
1. Division 26 — Electrical.
1.2 REFERENCE STANDARDS
A. American Water Works Association:
1. AWWA M6 - Water Meters - Selection, Installation, Testing, and Maintenance.
2. AWWA M33 - Flowmeters in Water Supply.
B. ASME International:
1. ASME B16.1 -Gray Iron Pipe Flanges and Flanged Fittings: Classes 25, 125, and 250.
C. NSF International:
1. NSF 61 - Drinking Water System Components - Health Effects.
2. NSF 372 - Drinking Water System Components - Lead Content.
1.3 COORDINATION
A. Section 01 30 00 - Administrative Requirements: Requirements for coordination.
1.4 SUBMITTALS
A. Section 0133 01 — Submittal Procedures EPMS
B. Product Data: Submit manufacturer information for system materials and component
equipment, including connection requirements.
C. Shop Drawings:
1. Indicate system materials and component equipment.
2. Submit installation requirements and other details.
D. Manufacturer's Certificate: Certify that products meet or exceed specified requirements.
E. Source Quality -Control Submittals: Indicate results of factory tests and inspections.
City of Eden, NC Magnetic Flow Meters
Mebane Bridge WWTP Residuals Management System 4071 13 - 1
WKD Project Number: 20170041.00.CL
F. Field Quality -Control Submittals: Indicate results of Contractor -furnished tests and
inspections.
G. Manufacturer Reports: Certify that equipment has been installed according to manufacturer
instructions.
H. Qualifications Statement:
1. Submit qualifications for manufacturer.
1.5 CLOSEOUT SUBMITTALS
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for submittals.
B. Project Record Documents: Record actual locations and final orientation of equipment and
accessories.
1.6 QUALITY ASSURANCE
A. Ensure that materials of construction of wetted parts are compatible with process liquid.
B. Materials in Contact with Potable Water: Certified to NSF 61 and NSF 372.
1.7 QUALIFICATIONS
A. Manufacturer: Company specializing in manufacturing products specified in this Section
with minimum three years' documented experience.
1.8 DELIVERY, STORAGE, AND HANDLING
A. Inspection: Accept materials on Site in manufacturer's original packaging and inspect for
damage.
B. Store equipment according to manufacturer instructions.
C. Protection:
1. Protect materials from moisture and dust by storing in clean, dry location remote from
construction operations areas.
2. Provide additional protection according to manufacturer instructions.
1.9 WARRANTY
A. Section 0170 00 -Execution and Closeout Requirements: Requirements for warranties.
B. Furnish five year manufacturer's warranty for magnetic flow meters and appurtenant devices.
City of Eden, NC Magnetic Flow Meters
Mebane Bridge WWTP Residuals Management System 4071 13-2
WKD Project Number: 20170041.00.CL
PART 2 -PRODUCTS
2.1 SYSTEM DESCRIPTION
A. Furnish sensors, field preamplifiers, signal conditioners, offset and span adjustments,
amplifiers, transducers, transmitters, control devices, interconnecting cables, and unit
conversions and algorithms as required for application.
2.2 MAGNETIC FLOW METERS
A. Description: Low -frequency, electromagnetic induction -type flow meter, producing a linear
signal directly proportional to flow rate, consisting of flow tube, signal cable, and
transmitter.
B. Performance and Design Criteria:
1. Design: According to AWWA M33.
C. Flow Rate Range for Mag Meter at PS No. 1 RAS 0 to 7,500 gpm
Flow Rate Range for Mag Meter at PS No. 2 RAS 0 to 11,000 gpm
D. Size: As indicated on Drawings.
E. Flow Tubes:
1. Material: Type 304 stainless steel with polyurethane liner.
2. Length: As indicated on drawings
3. End Connections: Flanged, ASME 1316.1, carbon steel.
F. Electrodes:
1. Type 316L stainless steel.
2. Self-cleaning.
G. Accuracy: Plus or minus 1 percent of actual flow rate over a 10:1 range.
H. Provide adjustment for zero and span.
I. Accessories:
1. Provide automatic, nonmechanical electrode cleaning system without taking meter out
of service.
2. Furnish cable between transmitter and receiver.
2.3 TRANSMITTERS
A. Transmitter Output:
1. 4- to 20-mA do analog signal.
2. Accuracy: Plus or minus 0.25 percent of full scale.
B. Housing Material: Cast aluminum.
C. HMI:
1. Touch -screen programming, functioning through enclosure window without opening
enclosure.
City of Eden, NC Magnetic Flow Meters
Mebane Bridge WWTP Residuals Management System 4071 13-3
WKD Project Number: 20170041.00.CL
2. Display:
a. Size: Four lines by 16 characters.
b. Type: Backlit digital display.
c. User -selectable engineering units.
d. Readout of diagnostic error messages.
D. Mounting:
1. Integral or remote mounting up to 50 feetfrom flow meter.
2. Mounting Locations Less Than 4 Feet above Grade: Provide stainless-steel mounting
posts.
E. Transmitter Communication Interface: PROFIBUS.
F. Accessories:
1. Current signal output simulation.
2. Empty pipe detection.
3. Self -diagnostics.
4. Automatic zero adjustment.
5. Stainless-steel sunshield.
6. Signal Cable: Provided by flow meter manufacturer.
2.4 INDICATORS
A. Description:
1. Integrally mounted in transmitter housing.
2. Scale: Graduated.
3. Units: gpm
4. Mounting: Wall.
A. Description: Pump Station 1 RAS
1.
Type: Chart Recorder
2.
Minimum Diameter: 10 inches.
3.
Rotation Cycle: Once per week.
4.
Drive Mechanism:
a. Synchronous motor.
b. 120-V ac, 60 Hz.
5.
Minimum 2 inputs
6.
1 pen with display
7.
Totalizer
B. Description: Pump Station 2 RAS
1.
Type: Chart Recorder
2.
Minimum Diameter: 10 inches.
3.
Rotation Cycle: Once per week.
4.
Drive Mechanism:
a. Synchronous motor.
b. 120-V ac, 60 Hz.
5.
Minimum 2 inputs
6.
2 pens with display
City of Eden, NC Magnetic Flow Meters
Mebane Bridge WWTP Residuals Management System 4071 13-4
WKD Project Number: 20170041.00.CL
7. Totalizer
2.6 INTEGRATORS
A. Description:
1. Totalize flow in specified units.
2. Interface with specified flow meter assembly.
3. Accuracy: Plus or minus 0.25 percent of full scale.
2.7 OPERATION
A. Control Power:
1. Wiring: As specified in Division 26 - Electrical.
2. 120-V ac, single phase, 60 Hz.
3. Furnish local transformers as required.
B. Enclosures: NEMA 250 Type 4X
2.8 SOURCE QUALITY CONTROL
A. Section 0140 00 -Quality Requirements: Requirements for testing, inspection, and analysis.
B. Provide shop inspection and testing of meters according to AWWA M6.
C. Owner Inspection:
1. Make completed flow meter available for inspection at manufacturer's factory prior to
packaging for shipment.
2. Notify Owner at least seven days before inspection is allowed.
D. Certificate of Compliance:
1. If manufacturer is approved by authorities having jurisdiction, submit certificate of
compliance indicating Work performed at manufacturer's facility conforms to Contract
Documents.
2. Specified shop tests are not required for Work performed by approved manufacturer.
PART 3 - EXECUTION
3.1 EXAMINATION
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for installation
examination.
B. Verify that items provided by other Sections of Work are ready to receive Work of this
Section.
3.2 INSTALLATION
A. Coordinate location and orientation of flow meter with final equipment installations.
City of Eden, NC Magnetic Flow Meters
Mebane Bridge WWTP Residuals Management System 4071 13-5
WKD Project Number: 20170041.00.CL
B. Ensure that instruments are located to be easily accessible for maintenance.
3.3 FIELD QUALITY CONTROL
A. Section 01 70 00 - Execution and Closeout Requirements: Requirements for testing,
adjusting, and balancing.
B. Testing:
1. Test and calibrate flow meter to demonstrate that it meets specified accuracy
requirements.
2. Comply with AWWA M6.
C. Manufacturer Services: Furnish services of manufacturer's representative experienced in
installation of products furnished under this Section for not less than one day on Site for
installation, inspection, startup, field testing, and instructing Owner's personnel in operation
and maintenance of equipment.
D. Equipment Acceptance:
1. Adjust, repair, modify, or replace components failing to perform as specified and rerun
tests.
2. Make final adjustments to equipment under direction of manufacturer's representative.
E. Furnish installation certificate from equipment manufacturer's representative attesting that
equipment has been properly installed and is ready for startup and testing.
3.4 DEMONSTRATION
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for demonstration
and training.
B. Demonstrate equipment startup, shutdown, routine maintenance, and emergency repair
procedures to Owner's personnel.
END OF SECTION
City of Eden, NC Magnetic Flow Meters
Mebane Bridge WWTP Residuals Management System 4071 13-6
WKD Project Number: 20170041.00.CL
SECTION 40 9123
TANK LIQUID LEVEL INDICATOR
PART 1 GENERAL
1.1 SCOPE
A. The work under this section shall consists of furnishing all materials, labor, equipment, and
services necessary for the installation, calibration, and placement into service of one (1) tank
liquid level indicator.
B. Items furnished under this section shall include all floats, cable, conduit, supports, wiring,
fittings, terminators, gauge boards, and mounting hardware required to complete the installation
and operating unit.
C. Related Sections:
1. Section 46 4128 — Compressed Gas Mixing System
2. Section 43 41 11 -Bolted Steel Tanks
1.2 UNIT PRICE- MEASUREMENT AND PAYMENT
A. Tank Liquid Level Indicator:
1. Basis of Measurement: By Lump Sum.
2. Basis of Payment: Includes all mounting hardware and accessories.
1.3 WARRANTY
A. The manufacturer shall warrant the equipment to be free of defects caused by faulty material or
workmanship and shall exchange or repair at their expense, all parts that proved defective for a
period of 12 months from placement into service or 18 months from shipment whichever comes
first.
PART 2 PRODUCTS
2.1 SYTEM BASIS OF DESIGN
A. The tank level monitoring systems are to be utilized for in the tanks described as follows:
1. Tank Construction: Glass lined, bolted steel tank.
2. Tank Volume: 273,500 Gallons.
3. Tank Dimensions: 42 feet diameter x 28.5 -feet sidewall height.
4. Liquid Stored: Chemically stabilized waste activated sludge.
5. Tank Pressure: Atmospheric.
6. Temperature: Ambient (40 to 85 degrees F.).
7. Tank Connection: Wall mounting bracket at top and side of tank.
City of Eden, NC Tank Liquid Level Indicator
Mebane Bridge WWTP Residuals Management System 409123-1
WKD Project Number: 20170041.00.CL
2.2 TANK LIQUID LEVEL INDICATOR COMPONENTS
A. Each tank liquid level indicator shall be supplied complete with the following components.
1. One 316 stainless steel hollow shell float with cable fastener.
2. 316 stainless steel float cable suitable for tank dimensions.
3. 316 stainless steel float guide cable suitable for tank dimensions.
4. Two 316 stainless steel bottom anchors with bolts and nuts for attachment to concrete floor.
5. Two stainless steel top anchors with spring tension device to maintain tension in guide
cable(s).
6. Two aluminum sheave elbows.
7. One stainless steel or aluminum gauge board connector.
8. One 19 -foot aluminum gauge board calibrated in feet and inches of liquid depth in large
black numerals on a white background complete with support brackets, splice(s) and
mounting hardware suitable for mounting to a prestressed concrete tank.
9. One (1) gauge board level indicator with red target complete with nickel plated copper cable
crimp.
B. The liquid level indicator system shall provide a measurement of liquid level within an accuracy
of +/- 1 inch.
PART 3 EXECUTION
3.1 ADJUSTING
A. Upon completion of installation, the float level indicator system shall be manually adjusted
through the full travel range to verify the accuracy of the liquid level indicator.
END OF SECTION
City of Eden, NC Tank Liquid Level Indicator
Mebane Bridge WWTP Residuals Management System 409123-2
WKD Project Number: 20170041.00.CL
SECTION 43 21 13.16
SUBMERSIBLE NON -CLOG PUMPS
PART 1 GENERAL
10�Y11ulu/."I1419
A. Section Includes:
1. Submersible sludge pumps.
1.2 REFERENCES
A. ASTM International:
1. ASTM A48/A48M - Standard Specification for Gray Iron Castings.
2. ASTM A276 - Standard Specification for Stainless Steel Bars and Shapes.
B. National Electrical Manufacturers Association:
1. NEMA 250 -Enclosures for Electrical Equipment (1000 Volts Maximum).
1.3 SUBMITTALS
A. Section 0133 01 — Submittal Procedures EPMS: Requirements for submittals.
B. Shop Drawings:
1. Submit detailed dimensions for materials and equipment, including wiring and control
diagrams, performance charts and curves, installation and anchoring requirements, fasteners,
and other details.
2. Include manufacturer's specified displacement tolerances for vibration at operational speed
specified for pumps.
C. Product Data: Submit information concerning materials of construction, fabrication, and
protective coatings.
D. Manufacturer's Installation Instructions: Submit detailed instructions on installation requirements
including storage and handling procedures, anchoring, and layout.
E. Manufacturer's Certificate: Certify products meet or exceed the specified requirements.
F. Manufacturer's Field Reports: Certify equipment has been installed in accordance with
manufacturer's instructions.
1.4 CLOSEOUT SUBMITTALS
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for submittals.
B. Project Record Documents: Record actual locations and final orientation of equipment and
accessories.
City of Eden, NC Submersible Non -clog Pumps
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C. Operation and Maintenance Data:
1. Submit maintenance instructions for equipment and accessories.
2. Furnish list of equipment and tools needed to maintain and calibrate equipment.
1.5 QUALITY ASSURANCE
A. Perform Work in accordance with plans and specs.
1.6 QUALIFICATIONS
A. Manufacturer: Company specializing in manufacturing Products specified in this section with
minimum three years documented experience.
1.7 PRE -INSTALLATION MEETINGS
A. Section 0130 00 - Administrative Requirements: Pre -installation meeting.
B. Convene minimum one week prior to commencing work of this section.
1.8 DELIVERY, STORAGE, AND HANDLING
A. Inspect for damage.
B. Store products in areas protected from weather, moisture, or possible damage; do not store
products directly on ground; handle products to prevent damage to interior or exterior surfaces.
1.9 SEQUENCING
A. Section 01 10 00 - Summary: Requirements for sequencing.
B. Sequence work to prevent interference with plant operations.
1.10 SCHEDULING
A. Section 0130 00 -Administrative Requirements: Requirements for scheduling.
B. Schedule work to install pumps in sump prior to connecting piping work.
1.11 COORDINATION
A. Section 0130 00 -Administrative Requirements: Requirements for coordination.
B. Coordinate installation and start-up with plant operations through the Owner.
1.12 EXTRA MATERIALS
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for spare parts and
maintenance products.
B. Furnish one complete set of manufacturer's recommended spare parts for each pump including:
City of Eden, NC Submersible Non -clog Pumps
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WKD Project Number: 20170041.00.CL
1. One set lower and upper seals.
2. One set lower and upper bearings.
3. One impeller.
4. Impeller wear ring.
C. Furnish special tools required for equipment maintenance.
PART 2 PRODUCTS
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A. General:
1. Submersible non -clog pumps, each equipped with submersible electric motor. Furnish 30
feet of power and signal hypalon jacketed type SPC cable. Furnish mating cast iron 4
inchdischarge connection elbow.
2. Furnish each pump with 25 feet minimum stainless steel lifting chain of strength to permit
raising and lowering pump.
3. Pump Materials of Construction: Compatible with return activated and waste activated
sludge.
B. Pump Design:
1. Capable of handling waste activated sludge with solids concentrations up to 3 percent.
2. Discharge connection elbow permanently installed in wet well with discharge piping.
3. Connected automatically to discharge connection elbows when lowered into place and easily
removed for inspection or service.
4. Integral sliding guide bracket part of pump unit; entire weight of pump unit guided by no
less than two guide bars and pressed tightly against discharge connection elbow with metal -
to -metal contact.
5. Discharge interface sealed by means of diaphragm.
6. Do not permit any portion of pump to bear directly on floor of sump.
7. Capable of continuous submergence underwater without loss of watertight integrity to depth
of 65 feet.
C. Pump Construction:
1. Gray cast iron, ASTM A48/A48M (Class 30), with smooth surfaces devoid of blow holes
and other irregularities.
2. Exposed nuts and bolts ASTM A276 Type 304 stainless steel construction.
3. Spray exterior with PVC epoxy primer and chloric rubber paint finish.
4. Seal mating surfaces watertight, machined and fitted with nitrile rubber O -rings.
5. Seal fittings by metal -to -metal contact between machined surfaces.
D. Cable Entry Seal:
1. Design cable entry water seal of single cylindrical elastomer grommet, flanked by stainless
steel washers, with close tolerance fit against cable outside diameter and entry inside
diameter and compressed by entry body containing strain relief function, separate from
function of sealing cable.
2. Bear assembly against shoulder in pump top.
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Separate cable entry junction chamber and motor by stator lead sealing gland or terminal
board, that isolates motor interior from foreign material gaining access through pump top.
E. Mechanical Seal System:
1. Shaft: ASTM A276 Type 420 stainless steel.
2. Shaft Seal: Tandem mechanical type.
3. Upper Tandem Set of Seals: Operate in oil chamber located just below stator housing; one
stationary tungsten -carbide ring and one positively driven rotating carbon ring.
4. Lower Tandem Set of Seals: Stationary tungsten carbide ring and positively driven rotating
tungsten carbide ring.
5. Furnish pump with oil chamber for shaft sealing system; drain and inspection plug, with
positive anti -leak seal, accessible from outside.
6. Rotate shaft on two permanently lubricated bearings; upper bearing single row roller bearing
and lower bearing two row angular contact ball bearing.
7. Mount double electrode in seal chamber to actuate remote alarm when water is detected in
seal chamber.
F. Impeller and Volute:
1. Impeller gray cast iron, ASTM A48/A48M (Class 30), dynamically balanced, double
shrouded non -clogging design having long thrulet without acute turns.
2. Furnish impeller capable of handling solids, fibrous materials, sludge and other matter found
in normal sewage applications.
3. Furnish impeller of two vane design, capable of passing minimum 3 inch solid sphere.
4. Furnish fit between impeller and shaft sliding fit with one key.
5. Furnish volute of single piece, non -concentric design with smooth fluid passages capable of
passing solids passing through impeller.
6. Install wear ring system for sealing between volute and impeller.
7. Furnish wear ring system of stationary ring made of nitrile rubber molded with steel ring
insert drive fitted to volute inlet and rotating stainless steel ASTM A276 304 ring drive fitted
to impeller skirt.
G. Pump Motor:
1. Squirrel -cage, induction, shell type design, housed in air-filled, watertight chambers, non -
overloading throughout entire pump performance range based on 1.0 service factor.
2. Furnish stator windings and stator leads insulated with moisture resistant Class F insulation
capable of resisting temperature of 311 degrees F.
3. Furnish stators dipped and baked three times in Class F varnish and heat -shrink fitted into
stator housings.
4. Furnish motors designed for continuous duty, capable of sustaining minimum of ten starts
per hour.
5. Furnish pump with cooling system consisting of water jacket that encircles stator housing.
6. Furnish cooling media channels. Furnish parts non -clogging by virtue of their dimension
with separate, clear, external motor cooling and lower seal flushing.
7. Furnish pump motor capable of operating indefinitely without overheating when
unsubmerged and operating in air.
8. Furnish junction chamber, containing terminal board, sealed from motor by elastomer
compression seal (O-ring).
9. Furnish connection between cable conductors and stator leads made with threaded
compressed type binding post permanently affixed to terminal board.
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10. Furnish thermal sensors to monitor stator temperatures; stator equipped with three thermal
switches embedded in end coils of stator winding (one switch in each stator phase).
H. Pump Relay Panel:
1. Furnish pump relay panel consisting of Hoffman NEMA 250 4X fiberglass clamp -cover
enclosure housing supervision relay (or relays) for pump temperature and leakage sensors,
15 amp, 1 phase circuit breaker, 24 VAC transformer with necessary fusing, Allen-Bradley
Bulletin 800H reset push button for temperature circuit, 600 VAC terminal blocks for pump
power and signal wiring, and ground lug.
2. Furnish laminated phenolic nameplate on front of each pump relay panel; black with white
engraved letters reading PUMP RELAY PANEL.
I. Access Frames, Covers and Guides:
1. Furnish aluminum access frame and cover, complete with hinged and flush locking
mechanisms, upper guide holders and level sensor cable holders.
2. Secure frames placed, mounted above pumps and provided with sliding nut rails to attach
accessories required.
3. Integral lower guide bar holders with discharge connections.
4. Standard weight stainless steel pipe guide bars of size indicated on Drawings.
5. Covers: Skid proof design.
2.2 ELECTRICAL CHARACTERISTICS AND COMPONENTS
A. Electrical Characteristics: In accordance with Division 26 and the following:
1. 7.5 hp
2. 460 volts, three phase, 60 Hz.
3. 2.66 amperes maximum circuit breaker size.
B. Disconnect Switch: Factory mount disconnect switch in control panel.
PART 3 EXECUTION
3.1 EXAMINATION
A. Section 0130 00 -Administrative Requirements: Verification of existing conditions before
starting work.
B. Verify layout and orientation of pumps, accessories, and piping connections.
3.2 INSTALLATION
A. Install pumps and accessories where indicated on Drawings and in accordance with
manufacturer's instructions.
B. Provide and connect piping, accessories, power and control conduit and wiring to make system
operational, ready for startup.
C. Flush piping with clean water.
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3.3 FIELD QUALITY CONTROL
A. Section 0140 00 -Quality Requirements and 0170 00 -Execution and Closeout Requirements:
Field inspecting, testing, adjusting, and balancing.
B. Pre -operational Check: Before operating system or components, make the following checks:
1. Check pump and motor alignment.
2. Check for proper motor rotation.
3. Check pump and drive units for proper lubrication.
C. Start-up and Performance Testing:
1. Operate pump on clear water at design point for continuous period of two hours, under
supervision of manufacturer's representative and in presence of Architect/Engineer.
D. Verify pump performance by performing time/draw down test or time/fill test.
E. Check pump and motor for high bearing temperature and excessive vibration. Check for motor
overload by taking ampere readings.
F. Equipment Acceptance:
1. Adjust, repair, modify or replace system components that fail to perform as specified and
rerun tests. Make final adjustments to equipment under direction of manufacturer's
representative.
2. Document adjustments, repairs and replacements in manufacturer's field services
certification.
3.4 MANUFACTURER'S FIELD SERVICES
A. Section 0140 00 -Quality Requirements: Requirements for manufacturer's field services.
B. Furnish services of manufacturer's representative experienced in installation of products furnished
under this specification for not less than one mandays on-site for installation inspection, field
testing, and instructing Owner's personnel in maintenance of equipment.
C. Certify that equipment has been properly installed and is ready for start-up and testing.
3.5 DEMONSTRATION
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for demonstration and
training.
B. Demonstrate equipment startup, shutdown, routine maintenance, alarm condition responses, and
emergency repair procedures to Owner's personnel.
3.6 SCHEDULES
A. Submersible Sludge Pumps:
City of Eden, NC Submersible Non -clog Pumps
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Location
Type of
Capacity
Discharge
Maximum
Maximum Motor
Sludge
(GPM)
Head
Speed
Size
Pumped
(TDH)RPM
PS No. 2
waste
200
44.5 ft
1731
7.5
460
3
Activated
HP
Volt
Phase
END OF SECTION
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SECTION 43 41 11
BOLTED STEEL TANKS
PART 1 GENERAL
1.1 SUMMARY
A. Section Includes: Factory -coated glass lined, bolted steel tanks.
1. Furnish and erect a glass -coated, bolted -steel water storage tank, including foundation, tank
structure and tank appurtenances as shown on the contract drawings and described herein.
2. All required labor, materials and equipment shall be included.
B. Related Requirements:
1. Section 00 3100 - Available Project Information: Subsurface investigation report, bore hole
locations, and findings of subsurface materials.
2. Section 40 9123 — Tank Liquid Level Indicator System
3. Section 46 4128 — Compressed Gas Mixing System
1.2 DEFINITIONS
A. Purchaser: Owner, as used in AWWA D103.
B. Tank Low Level: Level when emptied through specified discharge fittings unless otherwise
indicated on Drawings.
1.3 REFERENCE STANDARDS
A. ASTM International:
ASTM A53 - Standard Specification for Pipe, Steel, Black and Hot -Dipped, Zinc -Coated,
Welded and Seamless.
B. American Water Works Association:
1. AWWA D103 - Factory -Coated Bolted Carbon Steel Tanks for Water Storage.
C. Occupational Safety and Health Administration:
1. OSHA 29 CFR 1910 -Occupational Safety and Health Standards.
1.4 COORDINATION
A. Section 0130 00 - Administrative Requirements: Requirements for coordination.
B. Coordinate Work of this Section with location and placement of utilities, piping, and tank
foundation.
1.5 PREINSTALLATION MEETINGS
A. Section 0130 00 -Administrative Requirements: Requirements for preinstallation meeting.
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B. Convene minimum two (2) weeks prior to commencing Work of this Section.
1.6 SCHEDULING
A. Section 0130 00 - Administrative Requirements: Requirements for scheduling.
B. Schedule Work of this Section after Work for support pad and prior to connecting piping Work.
1.7 SUBMITTALS
A. Section 0133 01 — Submittal Procedures EPMS: Requirements for submittals.
1. Construction shall be governed by the Owner's drawings and specifications showing general
dimensions and construction details, after written approval by the Engineer of detailed
erection drawings prepared by the tank bidder. There shall be no deviation from the
drawings and specifications, except upon written order from the Engineer.
2. The bidder is required to furnish, for the approval of the Engineer and at no increase in
contract price, one (1) electronic set of complete specifications and construction drawings
for all work not shown in complete detail on the bidding drawings. A complete set of
structural calculations shall be provided for the tank structure and foundation. All such
submissions shall be stamped by a Registered Professional Engineer licensed in the state of
project location, as well as, by a Registered Professional Engineer employed on the tank
manufacturer's engineering staff.
3. When approved, two sets of such prints and submittal information will be returned to the
bidder marked "APPROVED FOR CONSTRUCTION" and these drawings will then govern
for the work detailed thereon. The approval by the Engineer of the tank supplier's drawings
shall be an approval relating only to their general conformity with the bidding drawings and
specifications and shall not guarantee detail dimensions and quantities, which remains the
bidder's responsibility.
4. The tank manufacturer's and installing contractor's standard published warranty shall be
included with submittal information.
5. Qualifications and experienced based upon requirements outlined in Paragraph 1.11 below.
B. Product Data:
1. Submit data for expansion joint fittings and other pipe specialty fittings.
2. Submit data for ladder and ladder safety devices.
3. Submit information concerning materials of construction, fabrication, and coatings.
C. Shop Drawings:
1. Indicate:
a. Complete plan, elevation, and sectional Drawings showing critical dimensions.
b. Structural plate and support member sizes and thickness.
c. Weld types and sizes.
d. Ladder and ladder safety device details.
e. Handrail details.
f. Access hatch details.
D. Manufacturer's Certificate:
1. Certify that tanks and appurtenances meet or exceed specified requirements.
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2. Owner Installation Certificate: Obtain from equipment manufacturer's representative and
submit, attesting that equipment has been properly installed and is ready for startup and
testing.
E. Delegated Design Submittals: Submit signed and sealed Shop Drawings with design calculations
and assumptions for tank structural calculations.
F. Test and Evaluation Reports:
1. Written Report Certifying Work: Prepare and submit as indicated in AWWA D103.
2. Submit Installation Certificate from equipment manufacturer's representative as described in
PART 3.
G. Manufacturer Instructions: Submit detailed instructions on installation requirements, including
tank component handling procedures, anchoring, and layout.
H. Source Quality -Control Submittals: Indicate results of factory tests and inspections.
1. Field Quality -Control Submittals: Indicate results of Contractor -furnished tests and inspections.
J. Manufacturer Reports: Certify that tank has been installed according to manufacturer instructions.
K. Qualifications Statements:
1. Submit qualifications for manufacturer, erector, and licensed professional.
2. Submit manufacturer's approval of erector.
1.8 CLOSEOUT SUBMITTALS
A. Section 0170 00 -Execution and Closeout Requirements: Requirements for submittals.
B. Project Record Documents: Record actual location and orientation of tank and appurtenances.
1.9 MAINTENANCE MATERIAL SUBMITTALS
A. Section 0170 00 -Execution and Closeout Requirements: Requirements for maintenance
materials.
1.10 QUALITY ASSURANCE
A. Perform Work according to AWWA D103.
B. Maintain a copy of each standard affecting Work of this Section on Site.
1.11 QUALIFICATIONS
A. Manufacturer: Company specializing in manufacturing products specified in this Section with
minimum five (5) years' documented experience.
B. Erector: Company specializing in performing Work of this Section with minimum five (5) years'
documented experience and approved by manufacturer.
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C. Licensed Professional: Professional engineer experienced in design of specified Work and
licensed in the State of North Carolina.
D. Tank Supplier:
1. The Engineer's selection of factory applied glass- fused -to -steel bolt together tank
construction for this facility has been predicated upon the design criteria, construction
methods specified, and optimum coating for resistance to internal and external tank surface
corrosion. Deviations from the specified design, construction or coating details, will not be
permitted.
2. The bidder shall offer a new tank structure as supplied from a U.S.A. manufacturer
specializing in the design, fabrication and erection of factory applied glass -fused -to -steel,
bolt together tank systems. The manufacturer shall own and operate its production plant,
fabricate and glass coat the tank at one U.S.A. location. Steel used for the tanks shall be
smelted and produced in the U.S.A.
3. Strict adherence to the standards of design; fabrication; erection; product quality; and long
term performance, established in this Specification will be required by the Owner and
Engineer.
4. Tank substitutions which cause engineering and contract changes - the tank installation as
shown on the plans and specified herein, is based on the equipment furnished by Carolina
Storage Tanks. A tank which is offered as a substitute to the specific requirements of these
Specifications and which differs in detail and arrangement from that shown may require
changes in design and construction. All costs which result from such changes in design and
construction are to be borne entirely and unconditionally by the Contractor; said costs to
included but not be limited to structural, piping, mechanical and electrical changes and all
engineering costs incurred as a result of the substitution, in the revision of Plans and
Specifications, review of design changes by others, preparation of change orders, and any
other costs directly resulting from said substitution.
5. Certification from tank manufacturer that the tank meets all of tank design standards listed in
Section 2.0.
6. Only bids from U.S.A. manufactured tank suppliers who have successfully pre -qualified will
be considered.
7. The Engineer reserves the right to evaluate all bids based on long term, 30 year minimum
operation, coating and maintenance costs. Values to be used in this evaluation will be at the
discretion of the Engineer, as detailed in this specification and bid tabulation form. The
Engineer will add such costs, dependent upon the type of tank offered, to the bidder's bid
price to determine the effective low bid for purposes of making the award.
1.12 DELIVERY, STORAGE, AND HANDLING
A. Inspection: Accept materials on Site in manufacturer's original packaging and inspect for damage.
B. Storage:
1. Store materials in areas protected from weather and moisture and according to manufacturer
instructions.
2. Do not store products directly on ground.
C. Handling: Handle materials in a manner to prevent damage to interior or exterior surfaces.
D. Protection:
City of Eden, NC Bolted Steel Tanks
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Protect materials from moisture and dust by storing in clean, dry location remote from
construction operations areas.
Provide additional protection according to manufacturer instructions.
1.13 EXISTING CONDITIONS
A. Field Measurements:
1. Verify field measurements prior to fabrication.
2. Indicate field measurements on Shop Drawings.
1.14 WARRANTY
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for warranties.
B. Furnish a five (5) year manufacturer's warranty for glass lined, bolted steel tanks.
PART 2 PRODUCTS
2.1 TANKS
A. Description:
1. Design, fabricate, and erect one (1) ground -level, bolted steel tank and accessories.
B. Performance and Design Criteria:
1. Tank Size
a. The factory coated glass -fused -to -steel, bolt together tank shall have a nominal diameter
of 42 feet, with a nominal sidewall height of 28.5 feet.
2. Tank Capacity
a. Tank capacity shall be 273,500 gallons nominal, U.S. gallons.
3. Floor Elevation
a. Finished floor elevation shall be set as shown on the contract drawings.
4. Tank Design Standards
a. The materials, design, fabrication and erection of the bolt together tank shall conform to
the AWWA Standard for "Factory Coated Bolted Steel Tanks For Water Storage" -
ANSI/AWWA D103, latest revision.
b. The tank coating system shall conform solely to Section 12.4 of ANSI/AWWA D103.
c. The vitreous coating on the tank, bolt head encapsulation material, and joint sealant
shall have been approved for listing under ANSUNSF Standard 61 for Indirect
Additives.
d. The tank manufacturer shall be ISO -9001 certified to assure product quality.
e. The tank manufacturer shall undergo an annual FM (Factory Mutual) inspection of their
glass -coated, bolted -steel tank factory & provide written proof thereof to assure quality.
5. Design Loads (Complete the blanks):
a. Specific Gravity 1.03.
b. Wind Velocity 100 mph.
C. Shape Factor 0.6.
d. Allowable Soil Bearing - refer to geotechnical report provided in Section 00 31 00.
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e. Conform design to requirements listed in AWWA D103, unless supplemented or
modified in this Section:
f. Bottom capacity level (BCL) and top capacity level (TCL) above top of foundation.
g. Side Water Depth: 26.5 ft.
h. Tank Height 28. 5 ft
i.Location of Site: As indicated on Drawings.
j. Snow Loading: N/A
k. Wind Loading: Comply with AWWA D103, Section 5.2.4.
1. Earthquake Loading: Comply with AWWA D103, Section 5.2.5.
2.2 TANK CONSTRUCTION
A. Comply with requirements listed in AWWA D103, unless supplemented or modified below:
1. Pipe and Fittings for Fluid Conductors: 125 lb. Flanges
2. Roof Support: N/A
3. Corrosion Allowance: Not required.
4. Balcony: As indicated on Drawings.
5. Pipe and Pipe Connections:
a. Silt Stop: Not required.
b. Provide other accessories as indicated on Drawings.
6. Safety Devices:
a. Furnish safety rail along entire platform length and extending 42 inches above the top
of the tank.
b. Comply with OSHA standards.
7. Pile -Supported Foundation: When required according to manufacturer's design.
8. Vertical Distance from Finished Ground Level to Crown of Inlet at Tank Foundation: As
indicated on Drawings.
9. Specification Sheet for Seismic Data: According to AWWA D103.
10. Additional Accessories:
a. Provide mounting brackets for tank liquid level indicator.
b. Connections for mixing system.
2.3 INLET AND OUTLET PIPE
A. Description: As shown on drawings.
2.4 MATERIALS
A. Plates and Sheets Note: All steel shall be smelted and produced in the U.S.A. The manufacturer
will certify that all steel products utilized on this structure are in full compliance with the
American Iron and Steel requirement as mandated in EPA's State Revolving Fund Programs
required in H.R. 3547, "Consolidated Appropriations Act, 2014" enacted on January 17, 2014 and
US EPA Memorandum dated March 20, 2014. Documentation to be provided can be invoices,
bills of lading (ground and sea), mill certifications, destructive testing, or other acceptable
evidence certifying that all steel products represented in the references are fully compliant with
AIS requirements.
1. Plates and sheets used in the construction of the tank shell, tank floor (optional) or tank roof
(optional), shall comply with the minimum standards of AWWA D103, Section 4.4.
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2. Design requirements for mild strength steel shall be ASTM A1011 Grade 30 with a
maximum allowable tensile stress of 14,566 psi per AWWA D103.
3. Design requirements for high strength steel shall be ASTM A 10 11 Grade 50 with a
maximum allowable tensile stress of 26,000 psi per AWWA D103.
4. The annealing effect created from the glass coated firing process shall be considered in
determining ultimate steel strength. In no event shall a yield strength greater than 50,000 psi
be utilized for calculations detailed in AWWA D103, Sections 5.4 and 5.5.
5. Multiple vertical bolt line sheets and plates of ASTM A 10 11 Grade 50 only shall be
manufactured such that holes are staggered in the vertical bolt lines and that no two
adjoining holes are in-line horizontally, except at the center of the sheet or plate.
a. Bolt seam design shall generally be in accordance with the requirements of AWWA
D103 section 5.5.2; bolt spacing may be adjusted in the vertical bolt lines to increase
the net section and improve joint efficiency to a maximum of 85%.
b. Double sheeting of tank panels shall not be permitted to achieve structural sidewall
thickness requirements.
B. Rolled Structural Shapes
1. Material shall conform to minimum standards of ASTM A36 or ASTM A992
C. Horizontal Wind Stiffeners
1. Design requirements for intermediate horizontal wind stiffeners shall be of the "web truss"
design with extended tail to create multiple layers of stiffener, permitting wind load to
transfer around tank.
2. Web truss stiffeners shall be of steel with hot dipped galvanized coating.
3. Rolled steel angle stiffeners are not permitted for intermediate stiffeners.
D. Bolt Fasteners
1. Bolts used in tank lap joints shall be 1/2" - 13 UNC- 2A rolled thread, and shall meet the
minimum requirements of AWWA D103, Section 4.2.
2. Bolt Material
a. SAE J429 (1" and 1-1/4" bolt length) heat treated to:
1) Tensile Strength - 120,000 psi Min.
2) Proof Load - 85,000 psi Min.
3) Allowable shear stress — 29,454 psi.
b. SAE J429 (>1-1/4" bolt length) heat treated to:
1) Tensile Strength - 150,000 psi Min.
a) Proof Load - 120,000 psi Min.
b) Allowable shear stress - 36,818 psi.
3. Bolt Finish - Zinc, mechanically deposited.
a. 2.0 mils minimum - under bolt head, on shank and threads
4. Bolt Head Encapsulation
a. High impact polypropylene co -polymer encapsulation of entire bolt head up to the
splines on the shank.
b. Natural resin with UV (ultraviolet) light inhibitor. Color to be black.
5. All tank shell bolts shall be installed such that the head portion is located inside the tank, and
the washer and nut are on the exterior.
6. All lap joint bolts shall be properly selected such that threaded portions will not be exposed
in the "shear plane" between tank sheets. Also, bolt lengths shall be sized as to achieve a
City of Eden, NC Bolted Steel Tanks
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neat and uniform appearance. Excessive threads extending beyond the nut after torquing will
not be permitted.
All lap joint bolts shall include a minimum of four (4) splines on the underside of the bolt
head at the shank in order to resist rotation during torquing.
All exterior nuts, washers, and bolt threads will be covered with a sealer -filled protective
plastic cover. Color to match tank shell.
E. Sealants
1. The lap joint sealant shall be a one component, moisture cured, polyurethane compound. The
sealant shall be suitable for contact with potable water and meet applicable FDA Title 21
regulations, as well as, ANSI/NSF Additives Standard 61.
2. The sealant shall be used to seal lap joints, bolt connections and sheet edges. The sealant
shall cure to a rubber like consistency, have excellent adhesion to the glass coating, have low
shrinkage, and be suitable for interior and exterior exposure.
3. Sealant curing rate at 73° F and 50% RH
a. Tack -free time: 6 to 8 hours.
b. Final cure time: 10 to 12 days.
4. The sealant shall be ESPC System Sealer No. 98.
5. Neoprene gaskets and tape type sealer shall not be used.
F. Glass Coating
1. Surface Preparation
a. Following the decoiling and shearing process, sheets shall be steel grit -blasted on both
sides to the equivalent of SSPC-10. Sand blasting and chemical pickling of steel sheets
is not acceptable.
b. The surface anchor pattern shall be not less than 1.0 mil.
c. These sheets shall be evenly oiled on both sides to protect them from corrosion during
fabrication.
2. Cleaning
a. Sheet edges of sidewall and floor plates shall be mechanically rounded prior to glass
coating. Glass coating of the sheet edges shall be similar to the flat panel surfaces. The
process shall be applied to all four sheet edges and shall be equal to EDGECOAT II* by
CST Storage.
b. After edge coating and prior to application of the coating system, all sheets shall be
thoroughly cleaned by a caustic wash and hot rinse process followed immediately by
hot air drying.
c. Inspection of the sheets shall be made for traces of foreign matter or rust. Any such
sheets shall be re -cleaned or grit -blasted to an acceptable level of quality.
3. Coating
a. All sheets shall receive one coat of a catalytic nickel -oxide glass precoat to both sides
and then air dried.
b. Another coat of milled cobalt blue glass shall be applied to both sides of the sheets and
then dried.
c. A third coat of milled titanium dioxide white glass shall be applied to all wetted
surfaces which must be an 18 to 22 percent titanium dioxide reinforced mixture.
d. The sheets shall then be fired at a minimum temperature of 1500° F in strict accordance
with the manufacturer's ISO 9001 quality process control procedures, including firing
time, furnace humidity, temperature control, etc.
City of Eden, NC Bolted Steel Tanks
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e. The dry film interior coating thickness shall be 10.0 to 18.0 mils minimum. The
finished inside color shall be white.
f. The dry film exterior coating thickness shall be 7.0 to 15.0 mils minimum. The finished
exterior color shall be cobalt blue.
g. The same glass coating as applied to the sheet surfaces shall be applied to the exposed
edges.
4. Factory Inspection
a. The manufacturer's quality system shall be ISO 9001 certified.
b. Chemical Resistance of Glass Coating
1) Every batch of component frits shall be individually tested in accordance with PEI
Test T-21 (Citric Acid at Room Temperature).
5. Factory Holiday Test
a. A dry volt test using a minimum of 1100 volts is required.
b. Frequency of the test shall be every sheet. Any sheet registering a discontinuity shall be
rejected
c. All inside sheet surfaces shall be holiday free.
6. Measurement of Glass Thickness
a. Glass thickness shall be measured using an electronic dry film thickness gage (magnetic
induction type). The thickness gage shall have a valid calibration record.
b. Frequency of the test shall be every tenth sheet. The thickness of the glass shall be
between 10.0 and 18.0 mils.
7. Measurement of Color
a. The exterior color of the sheets shall be measured using an approved colorimeter. The
colorimeter shall have a valid calibration record.
b. Frequency of the test shall be every tenth sheet. The color must fall within the
tolerance specified by the supplier, else the panel shall be rejected.
8. Impact Adherence Test
a. The adherence of the glass coating to the steel shall be tested in accordance with ASTM
B916-01. Any sheet that has poor adherence shall be rejected.
b. Frequency of this test shall be one sheet per gage lot run minimum.
9. Fishscale Test
a. The glass coating shall be tested for fishscale by placing the full size production sheets
in an oven at 400° F for one hour. The sheets will then be examined for signs of
fishscale. Any sheet exhibiting fishscale shall be rejected and all sheets from that gage
lot will be similarly tested.
b. Frequency of this test shall be one sheet per gage lot run minimum.
10. Packaging
a. All approved sheets shall be protected from damage prior to packing for shipment.
b. Heavy paper or plastic foam sheets shall be placed between each panel to eliminate
sheet -to -sheet abrasion during shipment.
c. Individual stacks of panels will be wrapped in heavy mil black plastic and steel banded
to special wood pallets built to the roll -radius of the tank panels. This procedure
eliminates contact or movement of finished panels during shipment.
d. Shipment from the factory to the job site will be by truck, hauling the tank components
exclusively. No common carrier, drop, or transfer shipments.
11. Erection
a. Foundation
1) The tank foundation is a part of this contract.
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2) The tank foundation shall be designed by the manufacturer to safely sustain the
structure and its live loads.
3) Tank footing design shall be based on the soil bearing capacity as shown in the
geotechnical report provided in Section 00 3100 Available Project Information or
greater as determined by geotechnical analysis performed by a licensed soils
engineer.
4) Footing designs for soil bearing strengths less than that specified, and those
designs deviating from tank manufacturers standard shall be the responsibility of
the Owner and his Engineer based on tank live and dead loading data provided by
the tank manufacturer.
12. Tank Floor:
a. Concrete Floor -
1) The floor design is of reinforced concrete with an embedded glass coated steel
starter sheet per AWWA D103-09 section 13.4.6 and the manufacturer's design,
and is an integral element of the tank assembly; therefore the tank foundation and
floor slab (performed in two separate pours) with embedded starter sheet shall be
constructed by the tank supplier using manufacturer trained personnel regularly
engaged in this type of tank construction.
2) Leveling of the starter ring shall be required and the maximum differential
elevation within the ring shall not exceed one-eighth (1/8) inch, nor exceed one -
sixteenth (1/16) inch within any ten (10) feet of length.
3) A leveling plate assembly, consisting of two 18" anchor rods (3/4" dia.) and a
slotted plate (3 1/2" X 11" X 3/8" thick) shall be used to secure the starter ring,
prior to encasement in concrete. Installation of the starter ring on concrete blocks
or bricks, using shims for adjustment, is not permitted. The foundation with
anchor bolts/leveling plates shall be a separate pour from the concrete floor.
4) Two (2) water stop seals made of a butyl rubber elastomer special for this
application shall be placed on the inside surface of the starter ring below the
concrete floor line. These materials shall be installed as specified by the tank
manufacturer.
13. Sidewall Structure
a. Field erection of the glass -coated, bolted -steel tank shall be in strict accordance with the
procedures outlined in the manufacturer's erection manual, and performed by an
authorized dealer of the tank manufacturer, regularly engaged in erection of these tanks.
b. Specialized erection jacks and building equipment developed and manufactured by the
tank manufacturer shall be used to erect the tanks.
c. Particular care shall be taken in handling and bolting of the tank panels and members to
avoid abrasion of the coating system. Prior to liquid test, all surface areas shall be
visually inspected by the Engineer.
d. An electrical holiday test shall be performed during erection using a nine (9) volt leak
detection device. All electrical leak points found on the inside surface shall be repaired
in accordance with manufacturer's published touch up procedure using urethane sealer.
e. The placement of sealant on each panel may be inspected prior to placement of adjacent
panels. However, the Engineer's inspection shall not relieve the bidder from his
responsibility for liquid tightness.
£ No backfill shall be placed against the tank sidewall without prior written approval and
design review of the tank manufacturer. Any backfill shall be placed according to the
strict instructions of the tank manufacturer.
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14. Tank Appurtenances (per AWWA D103, Section 7)
a. Pipe Connections
1) Where pipe connections are shown to pass through tank panels, they shall be field
located, saw cut, (acetylene torch cutting or welding is not permitted), and utilize
an interior and exterior flange assembly. ESPC Sealer No. 98 shall be applied on
any cut panel edges or bolt connections.
b. Outside Tank Stairway
1. 45 degree access stairway shall be provided leading to the walkway for the
service area only to service the plant equipment. Grating panels shall each
consist of one-piece skid resistant steel plate. All grating panels shall be
constructed of 18 gauge, galvanized sheet steel with maximum yield strength
of 37,000 PSI. Each grating panel has a standard 9 -inch surface width, and a
2 -1/2 -inch rib depth. Furthermore, each panel shall be so supported as to have
a safe uniform load carrying capacity of 50 pounds per square foot. Refer to
the attached load-bearing chart for grating carrying capacity.
2. Safety handrailing system to be constructed from 1-1/2" OD schedule 40
painted steel pipe. The railing shall consist of two rails supported by posts on
spans not to exceed 8'-0" O.C. the top rail shall be 42" from the walkway
surface, and the middle rail to be 18" below. Construction shall be welded,
with four -bolt stanchion connection to the tank surface at each post.
c. Sidewall Access Manway
1) One sidewall access manway shall be provided as shown on the contract drawings
in accordance with AWWA D-103.
2) Such manway shall be a minimum of 24 inches in diameter and shall include a
properly designed reinforcing frame and cover plate. A davit to hold the cover
plate, when opened, is required for tanks in excess of 38' tall.
d. Tank Level Indicator
1) Provide level indicator per Section 40 9123 complete with all mounting clips and
alarm system.
e. Identification Plate
1) A manufacturer's nameplate shall list the tank serial number, tank diameter and
height, and maximum design capacity. The nameplate shall be affixed to the tank
exterior sidewall at a location approximately five (5') feet from grade elevation in a
position of unobstructed view.
f. Cathodic Protection
1) The Manufacturer will provide a cathodic protection system consisting of
sacrificial magnesium anodes which provide corrosion protection for the portions
of the structure immersed in liquid. The anodes are equally spaced (to the nearest
vertical bolt line) around the structure, attached to the floor, and bolted through
existing shell sheet bolt holes. In special cases where anodes may be spaced
differently, a layout plan will be provided as part of the submittal package. Lead
wires and buss bars are used to ensure continuity between anodes and structure
shell sheets.
2) Electrical continuity between all tank sidewall panels shall be the responsibility of
the tank manufacturer.
3) The design life shall be calculated at 10 years. The cathodic protection system
shall be designed for protection of uncoated steel surfaces in the product zone,
including rebar within an uncoated concrete tank floor.
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3.1 EXAMINATION
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for erection
examination.
B. Verify layout and orientation of tank accessories and piping connections.
3.2 PREPARATION
A. Section 01 70 00 - Execution and Closeout Requirements: Requirements for erection preparation.
3.3 INSTALLATION
A. According to AWWA D103, as indicated on Drawings, and according to manufacturer
instructions.
B. Connect piping to tank.
C. To complete installation, install tank accessories not factory mounted.
D. Touch-up Painting and Coating: According to manufacturer instructions.
3.4 FIELD QUALITY CONTROL
A. Section 0170 00 - Execution and Closeout Requirements: Requirements for testing, adjusting,
and balancing.
B. Inspection and Testing:
1. Hydrostatic Testing:
a. Following completion of erection and cleaning of the tank, the structure shall be tested
for liquid tightness by filling tank to its overflow elevation.
b. Any leaks disclosed by this test shall be corrected by the erector in accordance with the
manufacturer's recommendations.
c. Water required for testing shall be furnished by the owner from the WWTP effluent at
the time of tank erection completion, and at no charge to the tank erector. Disposal of
test water shall be as directed by the owner. .
d. Labor and equipment necessary for tank testing is to be included in the price of the
tank. All temporary pumps and piping to transfer the test water to and from the tank
shall be the responsibility of the Contractor
e. Test completed and cleaned tank for liquid tightness by filling tank to its overflow
elevation with water provided by Owner.
f. Correct leaks disclosed by this test.
C. Manufacturer Services: Furnish services of manufacturer's representative experienced in
installation of products furnished under this Section for not less than one (1), eight-hour day on
site for installation inspection, field testing, and instructing Owner's personnel in maintenance.
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D. Furnish installation certificate from equipment manufacturer's representative attesting that
equipment has been properly installed and is ready for startup and testing.
3.5 ATTACHMENTS
A. Bolted Steel Tank Schedule:
STORED
TANK TYPE
TANK
TANK SIZE
CONNECTIONS
ACCESSORIES
MATERIAL
DIMENSIONS
(CAPACITY)
Chemically
Glass lined,
42' dia
273,500
As shown on
As shown on
stabilized waste
bolted steel
28.5' height
gallons
contract
contract
activated sludge
tank
26.5' SWD
drawings
drawings
END OF SECTION
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SECTION 44 42 59
SELF PRIMING SLUDGE PUMPS AND ACCESSORIES
PART 1 GENERAL
1.0 SCOPE OF WORK
A. The Contractor shall furnish all labor, materials, equipment and supplies and shall perform all
work necessary for the supply, installation and startup of -
1
f1. One duplex pump station with self priming (suction lift) pumps, for the pumping of
settled waste activated sludge
2. Two triplex pump stations with self priming (suction lift) pumps for the pumping of
settled waste activated sludge
3. One duplex pump station with self priming (suction lift) pumps for the pumping of
chemically stabilized waste activated sludge as shown on the drawings and specified
herein.
B.
1.1 RELATED SECTIONS:
A. Section 0133 00 Submittal Procedures
B. Division 26 Electrical Sections
1.2 UNIT PRICE — MEASUREMENT AND PAYMENT
A. Basis of Measurement: By Lump Sum.
B. Basis of Payment: Includes pumps and all accessories, all piping, mounting hardware and
associated existing structure modifications for the new pump installation.
1.3 REFERENCES
Publications listed below form part of this specification to extent referenced in the text by basic
designation only. Consult latest edition of publication unless otherwise noted.
A. American National Std. Institute (ANSI) / American Water Works Assoc. (AWWA)
1. ANSI B 16.1 Cast iron pipe flanges and flanged fittings.
2. ANSI/AWWA C115/A21.51 Cast/ductile iron pipe with threaded flanges.
3. ANSI 253.1 Safety Color Code for Marking Physical
Hazards.
4. ANSI B40.1 Gages, Pressure and Vacuum.
5. AWWA C508 Single Swing Check Valves.
B. American Society for Testing and Materials (ASTM)
1.
ASTM A48
Gray Iron Castings.
2.
ASTM A126
Valves, Flanges, and Pipe Fittings.
3.
ASTM A307
Carbon Steel Bolts and Studs.
4.
ASTM A36
Structural Steel.
C. Institute of Electrical and Electronics Engineers (IEEE)
1. ANSI/IEEE Std 100 Standard Dictionary of Electrical Terms.
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2. ANSI/IEEE Std 112 Test Procedure for Polyphase Induction Motors.
3. IEEE Std 242 Protection of Industrial and Control Power Systems.
D. National Electric Code (NEC) / National Electrical Manufacturers Assoc. (NEMA)
1. NEC National Electric Code.
2. NEC 701 National Electric Code article 701.
3. NEMA Std MG 1 Motors and Generators.
E. Miscellaneous References
1. Ten -State Standards Recommended Standards for Sewage Works.
2. Hydraulic Institute Std for Centrifugal, Rotary and Reciprocating Pumps.
3. NMTBA and JIC Std.
4. National Machine Tool Builders Association and Joint Industrial Council
Standards.
5. ISO 9001 International Organization for Standardization.
1.4 SYSTEM DESCRIPTION
A. Pump Station No. 1 and No. 2:
1. Contractor shall furnish and install factory built base mounted, pump assemblies
for each respective Pump Station sites. The pump systems shall be complete
with all equipment specified herein, factory assembled pump assemblies on skid
mounted bases.
2. Principal items of equipment shall include horizontal, self -priming, centrifugal
sewage pumps, V -belt drives, motors, piping, valves, motor control panel and
automatic liquid level control system.
Factory built pump system design, including materials of construction, pump
features, valves and piping, and motor controls shall be in accordance with
requirements listed under PART 2 - PRODUCTS of this section.
B. Sludge Transfer Pump Station:
1. Contractor shall furnish and install factory built base mounted and, pump station.
The pump systems shall be complete with all equipment specified herein, factory
assembled on duplex pumps mounted in a factory assembled pump station
enclosure.
2. Principal items of equipment shall include horizontal, self -priming, centrifugal
sewage pumps, V -belt drives, motors, piping, valves, motor control panel and
automatic liquid level control system.
3. Factory built pump system design, including materials of construction, pump
features, valves and piping, motor controls and enclosure shall be in accordance
with requirements listed under PART 2 - PRODUCTS of this section.
1.5 SUBMITTALS
Shop Drawings shall be submitted to the Engineer for approval and shall include:
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A. Outline drawings showing equipment and shipping dimensions and weights, location of
accessories, and clearances required.
B. Certified factory operational test, reprime performance test and characteristic curves showing
field performance for each pump.
C. Wiring and schematic diagrams including accessories.
D. Spare parts list.
E. Service Manual shall be furnished for all mechanical equipment specified in this section.
Manual shall contain a description of equipment, complete accessory and parts list, and
complete installation, operation and maintenance instructions. Two copies of the manual
shall be submitted for approval within 30 days after approval of shop drawings. After
approval of the manual, six additional copies shall be furnished.
1.6 MANUFACTURER WARRANTY
A. The pump system manufacturer shall warrant all equipment to be of quality construction,
free of defects in material and workmanship. A written warranty shall include specific
details described below.
In addition to defects in material and workmanship, fiberglass reinforced
polyester station enclosures (where applicable) are warranted for five (5) years to
be resistant to rust, corrosion, corrosive soils, effects of airborne contamination
or physical failures occurring in normal service for the period of the pump station
warranty.
2. All other equipment, apparatus, and parts furnished shall be warranted for five
(5) years, excepting only those items that are normally consumed in service, such
as light bulbs, oils, grease, packing, gaskets, O -rings, etc. The pump system
manufacturer shall be solely responsible for warranty of the pump system.
B. Components failing to perform as specified by the engineer, or as represented by the
manufacturer, or as proven defective in service during the warranty period, shall be
replaced, repaired, or satisfactorily modified by the pump system manufacturer.
C. It is not intended that the pump system manufacturer assume liability for consequential
damages or contingent liabilities arising from failure of any vendor supplied product or
part which fails to properly operate, however caused. Consequential damages resulting
from defects in design, or delays in delivery are also beyond the manufacturer's scope of
liability.
D. Equipment supplied by others and incorporated into a pump system or enclosure is not
covered by this limited warranty. Any warranty applicable to equipment selected or
supplied by others will be limited solely to the warranty, if any, provided by the
manufacturer of the equipment.
E. This limited warranty shall be valid only when installation is made and use and
maintenance is performed in accordance with manufacturer recommendations. A start-up
report competed by an authorized manufacturer's representative must be received by
manufacturer within thirty (30) days of the initial date the unit is placed into service. The
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warranty shall become effective on the date of acceptance by the purchaser or the
purchaser's authorized agent.
PART 2 — PRODUCTS
2.1 UNITARY RESPONSIBILITY
A. In order to unify responsibility for proper operation of the complete pumping system, it is the
intent of these Specifications that all system components be furnished by a single supplier
(unitary source). The pumping stations must be of standard catalog design, totally warranted
by the pump manufacturer. A system consisting of parts compiled and assembled by a
manufacturer's representative or distributor shall not be accepted.
2.2 MANUFACTURERS
A. The following manufacturers/suppliers have been pre -approved and accepted for use:
1. Gorman -Rupp
2. Phantom
3. Pioneer Pumps
4. Flow Sense
5. Finish Thompson
6. Or Equal
2.3 MATERIAL QUALITY
A. All materials for the pumping station shall be new and shall be furnished by the Contractor in
accordance with the following requirements:
B. Station base shall incorporate anchor recesses for securing the pump station to the concrete
pad supplied by the contractor in accordance with the station plans.
2.4 PUMPS
B. Pumps shall be self -priming sewage pumps, specifically designed for pumping wastewater
treatment activated sludge from a secondary clarifier.
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B. Pump Performance: Each pump must have the necessary characteristics and be properly
selected to perform under the following operating conditions:
The pumps shall be capable of operating within the following ranges by manual
adjustment of the pump speed:
a. Pump Station No. 1—RAS
i. Single Pump Minimum, 1,915 gpm @ 20.6 ft TDH
ii. Two Pump Maximum, 3,831 gpm @ 29.7 ft TDH
b. Pump Station No. 1— WAS
i. 200 gpm @ 46.3 ft TDH
C. Pump Station No. 2 — RAS
i. Single Pump Minimum, 2,772 gpm @ 27.9 ft TDH
ii. Two Pump Maximum, 5,544 gpm @ 40.5 ft TDH
d. Sludge Transfer Pump Station
i. 208 gpm @ 40.5 ft TDH
2. Pumps provided shall be delivered with sheaves and belts adjusted to meet present
conditions.
3. Consideration shall be given to the sanitary sewage service anticipated, in which
occasionally debris will lodge between the pump suction check valve and seat,
resulting not only in loss of the suction leg, but also in the siphoning of liquid from
the pump casing to the approximate center line of the impeller. Such occurrence
shall be considered normal with proper installation of air release line free to
atmosphere.
4. In consideration of such occurrence and of the unattended operation anticipated,
each pump shall be designed to retain adequate liquid in the pump casing to insure
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Sludge
Pump
Pump
Pump
Transfer
Station No.
Station No.
Station No.
1 -RAS
1 -WAS
2 -RAS
Purnp
Station
Number of Pumps
3
2
3
2
Maximum Suction Lift
12 ft
12 ft
19 ft
O ft
Minimum Sphere
3 -inch
3 -inch
3 -inch
3 -inch
Passage Inches
Percent Solids
0.3-3%
0.3-3%
0.3-3%
0.3-3%
Maximum Motor
Horsepower
Motor
460/3/60
460/3/60
460/3/60
460/3/60
Voltage/Phase/Hertz
Drives
VFD
Soft Start
VFD
Soft Start
The pumps shall be capable of operating within the following ranges by manual
adjustment of the pump speed:
a. Pump Station No. 1—RAS
i. Single Pump Minimum, 1,915 gpm @ 20.6 ft TDH
ii. Two Pump Maximum, 3,831 gpm @ 29.7 ft TDH
b. Pump Station No. 1— WAS
i. 200 gpm @ 46.3 ft TDH
C. Pump Station No. 2 — RAS
i. Single Pump Minimum, 2,772 gpm @ 27.9 ft TDH
ii. Two Pump Maximum, 5,544 gpm @ 40.5 ft TDH
d. Sludge Transfer Pump Station
i. 208 gpm @ 40.5 ft TDH
2. Pumps provided shall be delivered with sheaves and belts adjusted to meet present
conditions.
3. Consideration shall be given to the sanitary sewage service anticipated, in which
occasionally debris will lodge between the pump suction check valve and seat,
resulting not only in loss of the suction leg, but also in the siphoning of liquid from
the pump casing to the approximate center line of the impeller. Such occurrence
shall be considered normal with proper installation of air release line free to
atmosphere.
4. In consideration of such occurrence and of the unattended operation anticipated,
each pump shall be designed to retain adequate liquid in the pump casing to insure
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unattended automatic repriming while operating at its rated speed in a completely
open system without suction check valves and with a dry suction leg.
5. The pumps, motors, and controls shall be given an operational test in accordance
with the standards of the Hydraulic Institute. Certified recordings of the test shall
substantiate the correct performance of the equipment at the design head, capacity,
suction lift, speed, and horsepower as herein specified.
C. Reprime Performance: Pump must be capable of reprime lifts specified above at the selected
speed and impeller diameter. Reprime lift is defined as the static height of pump suction
centerline above liquid that pump will prime and delivery within five minutes on liquid
remaining in the pump casing after a delivering pump is shut down with the suction check
valve removed. Additional standards under which reprime tests shall be run are:
1. Piping shall incorporate a spring-loaded discharge check valve downstream from the
PUMP.
2. No restrictions shall be present in pump or suction piping which could serve to
restrict the rate of siphon drop of the suction leg. Suction pipe configuration for
reprime test shall incorporate an appropriate length of straight pipe and one
90 -degree elbow.
3. Impeller shall be set at the clearances recommended by the manufacturer in the
pump service manual.
4. Reprime lift repeatability shall be demonstrated by five sequential reprime cycles.
5. Liquid to be used for reprime test shall be water.
6. Pump speed must be set at that required to achieve the specified head and flow as
verified by suction and discharge gauges. The pumps shaft speed shall be measured
and recorded.
7. An approved automatic air release valve shall be installed between the pump
discharge flange and the discharge check valve.
8. Successful reprime shall be achieved when the sum of the suction and discharge
gauge readings equals the specified TDH (total dynamic head).
9. The results of the factory re -prime test shall be submitted to the engineer and
accepted before equipment is shipped. Failure to obtain acceptance before shipment
will result in the equipment being returned to the factory at the expense of the
contractor.
10. A field re -prime test identical to the factory test will be performed during equipment
starting -up. The pumps must perform as specified in both factory and field tests.
11. Reprime is the ability of the pump to automatically restore normal function without
operator assistance. The inability of the pump to meet the specified re -prime
performance will result in replacement of the pump.
12. Certified reprime performance test data, prepared by the pump manufacturer, shall
be submitted to the engineer for approval prior to shipment.
D. Pump Construction:
1. Casing and Volute: Shall be constructed of cast iron grade Class 30 or better.
2. Cover Plate: The cover plate diameter shall exceed the maximum diameter of the
pump impeller. When the cover plate is removed the full diameter of the impeller,
the pump suction inlet, the eye of the impeller, and the re -circulation port shall be
visible and accessible.
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3. To facilitate removal of the cover plate and to lessen the potential for injuries to the
operators and maintenance personnel, the cover plate assembly shall not exceed the
following weights:
a. 3 -inch pump (suction and discharge flange size): 34 lb.
b. 4 -inch: 44 lb.
C. 6 -inch: 59 lb.
d. 8 -inch: 100 lb.
4. Wear Plate and Rotating Assembly: The pump shall be fitted with a replaceable
wear plate. Replacement of the wear plate, impeller, seal, and suction check valve
shall be accomplished through the removable cover plate. The entire rotating
assembly, which includes bearings, shaft, seal, and impeller, shall be removable as a
unit without removing the pump volute or piping.
5. Suction Check Valve: Each pump shall incorporate a suction valve that can be
removed or installed through the removable cover plate opening, without disturbing
the suction piping. Sole function of check valve shall be to eliminate repriming with
each cycle. Pumps requiring suction check valves to prime or reprime will not be
acceptable.
6. Impeller: The impeller shall be two -vaned, semi -open, non -clog, cast in ductile iron
with integral pump out vanes on the back shroud. Impeller shall thread onto the
pump shaft and be secured with a lockscrew.
7. Mechanical Seal:
a. The mechanical seal used to prevent pumped liquid from leaking shall be a
single mechanical seal. The use of double or tandem seals shall not be
permitted. The mechanical seal faces shall be manufactured from the same
material to achieve maximum wear resistance. Allowable materials for the
seal faces are tungsten titanium carbide, and silicon carbide. Seal faces of
carbon or ceramic material shall not be acceptable.
b. The mechanical seal shall be housed in an oil -filled compartment that is
vented to the atmosphere. Seals using pressurized oil systems or flush water
shall not be acceptable.
C. The seal shall be warranted for a minimum of four years from date of
shipment. Should the seal fail within the first year, the manufacturer shall
be obligated, upon notification, to furnish a new seal, without charge to
Owner. The cost of replacement seals thereafter will be on a prorated basis
as follows:
Failure Within Percentage of New Seal Price
2 Years 25%
3 Years 50%
4 Years 75%
8. Shaft Bearings: The pump impeller shaft bearings shall be anti -friction ball or
tapered roller bearings, of ample size and proper design to withstand all radial and
thrust loads that can reasonably be expected during normal operation. Bearings shall
be lubricated from a separate reservoir. Pump designs in which the same oil
lubricates both the shaft bearings and the shaft seal shall not be acceptable.
9. Pump Suction Spool: Each pump shall be equipped with a one-piece, cast iron
suction spool, flanged on each end. Each spool shall have one 1-1/4 inch NPT and
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one 1/4 -inch NPT tapped hole with pipe plugs for mounting of gauges or other
instrumentation.
2.5 DRIVE UNITS
A. Motors: The pump motors shall be horizontal, TEFC, induction type, with normal starting
torque and low starting current characteristics, suitable for 3 phase, 60 hertz, 460 volts, AC
electrical current. The motors shall not be overloaded at the design condition. Each motor
shall be in current NEMA design cast iron frame with copper windings.
B. Pump motors with VFD's shall be inverter -duty, as defined by NEMA MG1, Section IV,
Part 31 "Definite — Purpose Inverter -Fed Polyphase Motors."
C. Drive Transmissions:
1. Power shall be transmitted from motors to pumps by means of V -belt drive
assemblies. The drive assemblies must be selected to establish proper pump speed to
meet the specified operating conditions.
2. Each drive assembly shall have a minimum of two V -belts. In no case will a single
belt drive be acceptable. Each V -belt drive assembly shall be selected on the basis
that adequate power will be transmitted from driver to pump.
3. Drive systems with a safety factor of less than 1.5 to 1 shall not be considered
sufficient for the service intended. Computation of safety factors shall be based on
performance data published by the drive manufacturer.
D. Belt Guards:
1. Pump drive transmissions shall be enclosed on all sides in a guard constructed of any
one or combination of materials consisting of expanded, perforated, or solid sheet
metal, except that maximum perforated or expanded openings shall not exceed 1/2 -
inch.
2. Guards shall be manufactured to permit complete removal from the pump unit
without interference with any unit component.
3. All metal shall be free from burrs and sharp edges. Structural joints shall be
continuously welded. Panels may be riveted to frames with not more than five -inch
spacing. Tack welds shall not exceed a 4 -inch spacing.
4. The guard shall be primed with a minimum of 1.5 mils of zinc -based synthetic
primer. A finish acrylic enamel coating (minimum 1.5 mils) shall be applied in
accordance with Section 3, Color Definitions of ANSI 253.1; 1967, Safety Color
Code for Marking Physical Hazards.
2.6 VALVES AND PIPING
A. Check Valves: Swing check valves shall have ductile iron body, and shall be designed for
installation between Class 125 flanges. Valves shall be stainless steel fitted, and equipped
with an external backflush lever and external counterweight to initiate valve closure and shall
be installed as noted on the drawings.
B. Plug Valves: Plug valves shall be of the two-way, non -lubricated, tapered type. Valve body
shall be semi -steel with flanged end connections drilled to ANSI 125 lb. standard. Valve
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shall be furnished with a drip -tight shutoff plug mounted in stainless steel bearings and shall
have a resilient facing bonded to the seal surface and shall be installed as noted on drawings.
C. Air Release Valves: Each pump shall be equipped with one automatic air release valve,
designed to permit the escape of air to the atmosphere during initial priming or unattended
repriming cycles. Upon completion of the priming or repriming cycle, the valve shall close
to prevent re -circulation. Valves shall provide visible indication of valve closure, and shall
operate solely on discharge pressure. Valves that require connection to the suction line will
not be acceptable.
D. Flanged Header Pipe:
1. Flanged header pipe shall be centrifugally cast, cast iron, complying with
ANSI A21.6 (AWWA C101) and Class 22 thickness, complying with ANSI A21.1.
2. Flanges shall be Class 125 and comply with ANSI B 16.1.
E. Station Piping:
1. Pipe and flanges shall be threaded to ANSI B2.1 pipe thread and suitable thread
sealant applied before assembling flange to pipe.
2. Bolt holes shall be in angular alignment within 1/2 degree between flanges. Flanges
shall be faced and a gasket finish applied that shall have concentric grooves a
minimum of 0.010 inch deep by approximately 0.030 inch wide, with a minimum of
three grooves on any given surface spaced a maximum of 1/4 -inch apart.
2.7 PUMP CONTROL PANEL
A. A control panel shall be provided in a NEMA 4X stainless steel enclosure as shown on
the electrical plans. The pump control panel shall contain all operating controls and
instruments which include main power disconnect switch, circuit breakers, pump run
indicators, alternating relay, pump mode selector (H -O -A), high pump temperature
indicator, contact for input to plant SCADA system, elapsed time meters, motor starters
and overload relays. Separate circuit breakers shall also be provided for each pump and
auxiliary device.
2.8 FINISH
A. The pumps, piping, and exposed steel framework shall be cleaned with industrial grade
chemical cleaner. The prime coat shall be a zinc base synthetic primer. The finish coat shall
be automotive grade white acrylic enamel.
2.9 MOTOR CONTROL
A. Motor controllers shall be Variable Frequency Drives ("VFDs") as specified in Paragraph
2.10."
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2.10 VARIABLE FREQUENCY DRIVE (RAS Pump Station No. 1 and No. 2)
A. Variable Frequency Drives, "VFDs," shall be supplied by same manufacturer of pumps
and shall match the performance criteria of the pump and motor to be supplied. VFD
speed control shall be manual adjustment."
B. General Requirements for VFDs:
VFDs and accessories shall be listed and labeled as defined in NFPA 70, by a
qualified testing agency, and marked for intended location and application, and
shall comply with NEMA ICS 7, NEMA ICS 61800-2 and UL 508A.
C. VFD Description: Variable -frequency motor controller of variable torque design,
consisting of power converter that employs pulse -width -modulated inverter, factory built
and tested in an enclosure, with integral disconnecting means and overcurrent and
overload protection; listed and labeled by an NRTL as a complete unit; arranged to
provide self-protection, protection, and variable -speed control of three-phase induction
motors by adjusting output voltage and frequency Unit shall comply with NEMA ICS 7,
NEMA ICS 61800-2 and UL 508A.
Units suitable for operation of inverter -duty motors as defined by NEMA MG 1,
Section IV, Part 31, "Definite -Purpose Inverter -Fed Polyphase Motors."
2. Listed and labeled for integrated short-circuit current (withstand) rating by an
NRTL acceptable to authorities having jurisdiction.
D. Design and Rating: VFD continuous output ampere rating shall be higher than the full load
amperes of the pump motor when being controlled from a variable frequency drive.
E. Output Rating: Three phase; 10 to 60 Hz, with voltage proportional to frequency throughout
voltage range.
F. Unit Operating Requirements:
1. Input AC Voltage Tolerance: Plus 10 and minus 10 percent of VFD input
voltage rating.
2. Input AC Voltage Unbalance: Not exceeding 5percent.
3. Input Frequency Tolerance: Plus or minus 3 percent of frequency rating.
4. Minimum Efficiency: 96 percent at 60 Hz, full load.
5. Minimum Displacement Primary -Side Power Factor: 96 percent under any load
or speed condition.
6. Minimum Short -Circuit Current (Withstand) Rating: 22 kA.
7. Ambient Temperature Rating: Not less than 32 deg F and up to 115 deg F. If
this rating is not provided, provide instead a unit rated 32 to 104 deg F mounted
in enclosure with built-in air conditioning cooling system.
8. Humidity Rating: Less than 95 percent (noncondensing).
9. Altitude Rating: Not exceeding 3300 feet.
10. Vibration Withstand: Comply with NEMA ICS 61800-2.
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11. Overload Capability: 115% of the base load current for 60 seconds; minimum of
1.8 times the base load current for three seconds.
12. Starting Torque: Minimum 100 percent of rated torque from 3 to 60 Hz.
13. Speed Regulation: Plus or minus 5 percent.
G. Isolated Control Interface for Future: Allows VFCs to follow remote -control signal over
a minimum 40:1 speed range.
H. Internal Adjustability Capabilities:
1. Minimum Speed: 5 to 25 percent of maximum rpm.
2. Maximum Speed: 80 to 100 percent of maximum rpm.
3. Acceleration: 0.1 to 999.9 seconds.
4. Deceleration: 0.1 to 999.9 seconds.
5. Current Limit: 30 to minimum of 150 percent of maximum rating.
I. Self -Protection and Reliability Features:
1. Surge Suppression: Field -mounted surge suppressors complying with
Section 264313 "Surge Protection for Low -Voltage Electrical Power Circuits,"
UL 1449 SPD, Type 3.
2. Loss of Input Signal Protection: Selectable response strategy, including speed
default to a percent of the most recent speed, a preset speed, or stop; with alarm.
3. Under- and overvoltage trips.
4. Inverter overcurrent trips.
5. VFC and Motor-Overload/Overtemperature Protection: Microprocessor -based
thermal protection system for monitoring VFCs and motor thermal
characteristics, and for providing VFC overtemperature and motor -overload
alarm and trip; settings selectable via the keypad.
6. Critical frequency rejection, with three selectable, adjustable deadbands.
7. Instantaneous line -to -line and line -to -ground overcurrent trips.
8. Loss -of -phase protection.
9. Reverse -phase protection.
10. Short-circuit protection.
11. Motor -overtemperature fault.
J.Automatic Reset/Restart: Attempt three restarts after drive fault or on return of power after an
interruption and before shutting down for manual reset or fault correction; adjustable
delay time between restart attempts.
K. Controls and Indication
Speed control at this time shall be manual with provisions for automatic control in
the future. To accomplish this, provide an auto/manual selector switch for speed
reference and speed potentiometer, single turn speed pot, mounted on enclosure
door. Leave selector switch in manual mode.
2. Status Lights: Door -mounted LED indicators displaying the following conditions:
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• Power on.
• Run.
• Overvoltage.
• Line fault.
• Overcurrent.
• External fault.
L. Panel -Mounted Operator Station: Manufacturer's standard front -accessible, sealed
keypad and plain -English-language digital display; allows complete programming,
program copying, operating, monitoring, and diagnostic capability.
M. Historical Logging Information and Displays:
1. Real-time clock with current time and date.
2. Running log of total power versus time.
3. Total run time.
4. Fault log.
N. Indicating Devices: Digital display and additional readout devices as required, mounted
flush in VFC door and connected to display VFC parameters including, but not limited
to:
1. Output frequency (Hz).
2. Motor speed (rpm).
3. Motor status (running, stop, fault).
4. Motor current (amperes).
5. Motor torque (percent).
6. Fault or alarming status (code).
7. PID feedback signal (percent).
8. DC -link voltage (V dc).
9. Set point frequency (Hz).
10. Motor output voltage (V ac).
O. Control Signal Interfaces: None required at this time. Include provisions to add in
future.
P. Output Signal Interface: None required at this time. Include provisions to add in future.
Q. Remote Indication Interface: None required at this time. Include provisions to add in
future.
R. PID Control Interface: None required at this time. Include provisions to add in future.
S. Enclosure: NEMA 4X Stainless Steel.
2.11 PUMP STATION ENCLOSURE (SLUDGE TRANSFER PUMP STATION ONLY)
A. The station enclosure shall contain and enclose all pumps and equipment, and shall be
constructed to enhance serviceability by incorporating the following design characteristics:
1. Access panels shall be provided. Panels shall be sized and placed to permit routine
maintenance operations through the panel openings of the enclosure. For these
purposes, routine maintenance shall include pump and motor inspection, drive belt
adjustment, and pump clean-out. Panels shall be secured with tamper -proof
hardware.
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2. Not less than four (4) access panels shall be provided with hinges and latches.
Such panels shall provide access to frequently performed adjustments and
inspections of the electrical controls. Hinges shall be the continuous type. Latches
shall engage the enclosure at not less than two places and shall be protected by a
keyed lock.
3. One access panel shall contain a screened vent to maximize airflow for enclosure
ventilation.
4. Station enclosure, less base, must be completely removable or able to be
disassembled following the removal of reusable hardware. After removal or
disassembly, no portion of the enclosure shall project above the surface of the base
to interfere with maintenance operations or endanger personnel.
5. Removal or disassembly of the enclosure shall be accomplished by not more than
two maintenance personnel without the use of lifting equipment.
2.12 SPARE PARTS
A. There shall be furnished with the Pump Station No 1. RAS, Pump Station No.l WAS, Pump
Station No. 2 RAS, and the Transfer Pump Stations the following minimum spare parts:
1. One spare mechanical seal (complete) with it all gaskets, seals, sleeves, O -rings, and
packing required to be replaced during replacement of the seal.
2. One set of impeller clearance adjustment shims.
3. One quart of seal lubricant.
4. One cover plate O-ring.
5. One rotating assembly O-ring.
PART 3 — EXECUTION
3.1 HANDLING
A. All equipment shall be carefully handled and protected from damage while in storage and
during installation. Equipment shall be protected from the weather at all times.
B. Equipment damaged by the weather, handling, or construction shall be immediately repaired
or replaced to the Engineer's satisfaction.
3.2 TESTING AND INSTALLATION
A. Equipment shall be installed in strict accordance with the manufacturer's instructions and
approved shop drawings. All anchor bolts, piping, valves and appurtenances required for a
complete installation shall be provided.
B. Pump manufacturer shall be responsible for supplying and testing the system as a whole
throughout the range of operation, including deadhead. System shall include pump,
motor, discharge check valve, discharge plug valve and air release valve mounted on
vertical v -belt base. Testing should be conducted in reference with Hydraulic institute
Standard 14.6.3.4 acceptance grade 213 at the specified head, capacity rated speed and
horsepower. Results should be documented by the pump manufacturer.
C. Contractor shall be responsible for discharge piping header from plug valves.
3.3 SERVICE
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A. Equipment manufacturer shall furnish all instructional and assistance necessary for proper
installation and operation of equipment. After installation, a qualified service representative
of the equipment manufacturer shall inspect the complete installation, place the equipment in
permanent operation, instruct the Owner's personnel in operation and maintenance, and
perform field tests to insure proper operation. A report of the field test results shall be
provided and included in the final service manual. The report as a minimum shall contain
performance information pertaining to pump shut-off head, pumping head and flow rate and
voltage readings at the designated flow rate and head.
3.5 MANUFACTURER'S FIELD SERVICE
A. A factory representative who has complete knowledge of proper operation and maintenance
shall be provided for one day excluding travel for each duplex pump assembly to test and
instruct representatives of the Owner and Engineer on the proper operation and maintenance
of the equipment.
END OF SECTION
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SECTION 46 4128
COMPRESSED GAS MIXING SYSTEM
PART 1 GENERAL
1.1 SCOPE
A. This section covers the furnishing of a compressed gas mixing system for the Sludge
Holding Tank including compressors, receivers, control panels, header supply piping,
nozzle headers, nozzles, auxiliary equipment and accessories as specified herein.
1.2 DESCRIPTION
A. The system shall intermittently and sequentially inject compressed air through fixed
nozzles located on the basin floor to create large bubbles which effectively mix the basin
contents with negligible oxygen transfer from the mixing system to the bulk liquid.
1.3 REFERENCES
A. ASTM International (ASTM)
A240/A240M, Standard Specification for Chromium and Chromium -Nickel
Stainless Steel Plate, Sheet, and Strip for Pressure Vessels and General
Applications.
2. A276, Standard Specification for Stainless Steel Bars and Shapes.
A312, Standard Specification for Seamless, Welded, and Heavily Cold Worked
Austenitic Stainless Steel Pipe
4. A380, Standard Practice for Cleaning, Descaling, and Passivation of Stainless
Steel Parts, Equipment, and Systems
1.4 DEFINITIONS
A. Basin: The structure within which mixing occurs; i.e., Anoxic/Swing Zones.
B. Header Supply Pipe: Piping between a valve panel and respective nozzle headers.
C. Nozzle Header: Continuous (i.e., not branched) horizontal piping with nozzle offsets,
with single inlet connection to header supply pipe and outlet offset connections to
nozzles.
D. Nozzle Offset: Piping branching off nozzle header trunk piping and which connects to
nozzles either at a 90 degree angle or vertically.
E. Nozzle: Floor -anchored, large bubble -emitting device.
F. Standard Cubic Feet per Minute (scf n): Air at 68° F, 14.7 psia, and 0 percent relative
humidity as defined by the Compressed Air & Gas Institute.
G. Actual Cubic Feet per Minute (acfin): Terminology to quantify volume of air at the
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standardized reference condition (ISO 1217) delivered to the terminal point of the
compressor package.
H. Valve Panel (VP): Control panel that controls the firing of solenoid -actuated air control
valves, which intermittently emit compressed air bursts to the respective header supply
pipes.
1.5 SUBMITTALS
A. The following items shall be submitted with the Shop Drawings:
Catalog data or illustrations showing principal parts and materials.
2. A complete set of all layout drawings and details including complete assembly
and installation drawings including overall equipment layout and piping
interconnection drawings.
Complete electrical schematics and field termination drawings.
4. Complete data for accessory items.
5. Detailed specifications and data including the following:
a. Compressor Modules
1) Manufacturer
2) Type and model
3) Rotative speed
4) Dimensions
5) Weight including motor
6) Performance data at variable discharge
7) Bearing data
8) Separator details
9) Filter details
10) Accessory details
11) Piping schematic
12) Control equipment
13) Sequence of operation
b. Motors
1) Manufacturer
2) Type and model
3) Horsepower rating and service factor
4) Insulation class
5) Temperature rise full load
6) Rotative speed
General Purpose and High Efficiency Filters
1) Manufacturer
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2) Type and model
3) Pressure drop
6. Test or performance data that the system does not contribute measurable oxygen
into the process stream.
7. Compressor support locations and loads transmitted to bases and foundations.
8. Compressor electrical schematics and field termination wiring.
9. List of recommended spare parts.
10. Qualifications of field service engineer.
11. Recommendations for short and long-term storage.
12. Special tool requirements.
13. Field Test and Inspection Reports.
14. Testing procedures.
15. Operation & Maintenance manuals.
16. Full scale test results from a minimum of ten (10) U.S. compressed gas mixing
system installations demonstrating that the compressed gas mixing system
achieved homogeneous mixing as substantiated through statistical analysis of
Total Suspended Solids (TSS) samples yielding a Coefficient of Variation (Cv)
of 10% or less.
17. Installation reference list including a minimum of ten (10) U.S. compressed gas
mixing system installations for which the Supplier furnished and integrated the
complete compressed gas mixing system, including at a minimum nozzles, in -
basin piping, valve panels and compressor. Provide facility name/location,
design average daily flow, contact name/telephone number and start-up date for
each installation.
1.6 WARRANTY
A. The Compressed Gas Mixing Manufacturer shall guarantee the equipment against defects
in materials and workmanship under normal use and service, to the original purchaser, for
a period of twelve (12) months from date of equipment startup by an authorized
technician or eighteen (18) months from date of equipment shipment, whichever is the
lesser.
1.7 QUALITY ASSURANCE
A. The compressed gas mixing system shall be furnished by a single Manufacturer who is
fully experienced, reputable and qualified in the manufacture of the equipment to be
furnished. The equipment shall be designed, constructed, and installed in accordance
with the best practices and methods.
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B. The Contractor shall obtain the nozzles, nozzle headers, header supply piping, panels,
compressors, receivers and appurtenances from the compressed gas mixing system
Manufacturer, as a complete and integrated package to insure proper coordination and
compatibility and operation of the system.
PART 2 PRODUCTS
2.1 PERFORMANCE AND DESIGN REQUIREMENTS
A. Provide a compressed gas mixing system for mixing the Sludge Holding Tank. The
system shall intermittently and sequentially inject compressed air through nozzle located
on the basin bottom to create large bubbles with complete mix the basin wastewater using
no moving parts located within the basin.
B. Basin mixing shall be uniform throughout the basin with effective mixing confirmed
through a Field Performance Test as specified.
C. Air distribution and balancing shall be sufficient to maintain suspended solids in a state
of suspension over entire basin. The operator interface shall allow control of firing
parameters (sequence, duration, and frequency) to achieve basin mixing.
D. Firing flow rate shall be adjustable via the throttling valve. The compressed gas mixing
system equipment and piping shall be sized to thoroughly mix the contents of the basins
for which the systems are designed.
E. Treatment Process
Tank
Sludge Holding Tank
Tank Diameter ft.
42
Side Water Depth (SWD) (ft
26.5
Number of Tanks
1
Number of VPs per Tank
1
Number of ACVs per VP
4
Number of Nozzle Headers
4
Minimum # of Nozzles, Total per Basin
31
Nozzle Density (# nozzles / W basin area)
45
Header Supply Pipe Dia. in.
2.0
F. Performance Requirements
The compressed gas mixing system Manufacturer shall be responsible for sizing
and selecting all system components to meet the requirements of the field mixing
performance test specified herein. The compressor size, number of nozzles and
piping size specified herein and shown on the Drawing are minimum. Any
increase in the number and size of system components to meet the requirements
of the field mixing performance test shall be as no additional cost to the Owner.
2.2 MATERIALS
A. Header Supply Piping
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Provide threaded connections only where required.
2. Sch 5S, stainless steel Press technology system (Viega, or equal), comprised of
stainless steel Press technology fittings, couplings, and pipe, unless specified
otherwise.
3. Maximum working pressure of 150 psi.
4. Couplings and fittings: Press technology products formed of Type 304/304L stainless
steel tubing including a self-contained o -ring seal(s) molded of synthetic FKM
rubber.
Pipe: Type 304/304L ASTM A312 stainless steel.
B. Nozzle Headers
Sch 10S, 304/304L stainless steel with 1" Sch 40S, stainless steel nozzle offsets
2. Nozzle couplings: 1" NPT, 150 lb, 304/304L stainless steel
3. Delivered from the Manufacturer pre -assembled to the extent practicable to minimize
field assembly error and installation time.
4. Pipe: Type 304/304L ASTM A312 stainless steel.
Provide nozzle headers in maximum 20 -ft segments with two bolt 304/304L stainless
steel flexible gasketed coupling connections. Flexible couplings shall be rated for a
maximum working pressure of 150 psi.
6. Provide nozzle headers with removable end caps to facilitate clean-out.
C. Nozzles
Top plate fabricated from 1/8" stainless steel plate, ASTM A240/A240M, Type
304/304L with a 2D finish.
2. Bottom plate fabricated from HDPE and gasketed to prevent air from leaking
between the top plate and the bottom plate.
3. Top and bottom nozzle plates shall be joined together using Type 304/304L stainless
steel hardware. Nozzles shall come pre -assembled.
4. Nozzles shall be designed with adequate strength to withstand vertical thrust of
mixing air.
Threaded Rod Anchors: Use Hilti HIT -RE 500 adhesive or equal to be provided by
the Contractor. A minimum of two threaded rods shall be installed per nozzle for flat
floor installations, one each on opposite diagonal corners. Three threaded rods shall
be installed per nozzle for slope floor installations.
6. Nozzles shall be installed in the locations as shown on the Drawings.
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D. Appurtenances
Miscellaneous: Nuts, bolts, washers, threaded rod, and other non -welded parts shall
be stainless steel, ASTM A240/A240M, Type 304/304L. Threaded assemblies shall
be chemically treated or lubricated prior to assembling to prevent galling.
E. Fabrication
The piping used for the air mixing system shall be Type 304/304L stainless steel
unless otherwise noted.
2. Shop fabricate welded metal parts and assemblies from stainless steel,
ASTM A240/A240M, Type 304L with a 2D finish.
3. Shop fabricate non -welded parts and pieces from sheets and plates of stainless steel,
ASTM A240/A240M, Type 304/304L or from bars of stainless steel ASTM A276,
Type 304L, unless specified otherwise.
4. Welds and Welding Procedure
5. Shop weld with filler wire using MIG, TIG or shield -arc, or plasma -arc welding inert
gas processes. Provide a cross-section equal to or greater than parent metal.
6. Provide full penetration welds to interior surface with gas shielding to interior and
exterior of joint.
7. Provide smooth, evenly distributed interior weld beads with an interior projection not
exceeding 1/16 inch beyond inner diameter of nozzle header or fittings.
Field welding is not permitted.
9. Clean all welded stainless steel surfaces and welds after fabrication to remove weld
splatter and finish clean all exterior welds, carbon deposits and contaminants by
passivation per ASTM A380 Section 6.2.11
2.3 CONTROL PANELS
A. Valve Panel (VP) Enclosures: VPs shall have UL -rated NEMA 4X 304 stainless steel
enclosures. Control panels shall be sized to provide heat dissipation such that, at a 110
degree F ambient temperature, the operating temperature rating of the lowest -rated
component in the panel is not exceeded.
B. VP Cover: The VP shall be provided with a cover for the Operator Interface to protect
against sun and rain when located outdoors.
C. Power Connection: All panels shall accept a single source 120 VAC power connection.
Lightning and surge protection shall be provided on the incoming line power. Lighting
and surge protection shall be Phoenix Contact Mains Plugtrab or equal.
D. VCP Operator Interface Terminal (OIT): The VCP shall have an OIT to make operating
parameter changes and acknowledge alarms. The OIT shall be a Schneider Electric 5.7"
color touchscreen. The OIT shall have flash memory capacity, USB port, and Ethernet
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communication.
E. Controller: Each control panel shall be equipped with a Schneider Electric controller
which controls the sequence, duration, and frequency of ACV openings. The controller
shall also provide alarming functionality and network communication capabilities via
Ethernet TCP/IP protocols.
F. Back -Up Controller: Each control panel shall be equipped with a factory programmed
controller back-up to automatically take over control of the ACVs in the event the
controller is disabled and automatically relinquish control when the primary controller is
enabled. The back-up controller shall be programmed to operate with factory settings for
valve firing sequence, frequency and duration. The controller back-up shall be rated for
Class I, Division 2 Hazardous Areas.
G. Air Control Valves (ACVs): The air control valves shall be, mounted to a common
manifold. The valves shall have a life expectancy of 15,000,000 cycles. Valves shall vent
to the outside of the panel.
H. Throttling Valve: Each VP shall be equipped with a throttling valve to adjust the volume
of air released to the ACVs and corresponding header supply piping. The throttling valve
shall be pre -plumbed into the VP.
I. Control Air Filter: Each VP shall include a pre -plumbed 5 -micron filter with a drain to
remove fine particles, water vapor, and oil from the air supply. The filter shall be Watts
F603D or approved equal.
J. Heater: Each control panel located outdoors shall be provided with a 120 VAC heater
designed to maintain 40° F in an ambient outside temperature of 20° F. The heater shall
be equipped with a thermostat to turn the heater off at temperatures above 40° F.
K. Nameplate_ A stainless steel nameplate shall be provided on the control panel. The
nameplate shall be securely fastened in a conspicuous place and clearly inscribed with the
Manufacturer's name, year of manufacture, and serial number.
2.4 CONTROL AND OPERATION
A. All control features shall be adjustable from the Operator Interface Terminal (OIT)
provided by the mixing system Manufacturer. Control features shall be adjustable at any
time during the operation of the system. Control features shall be initially set according to
Manufacturer recommendations.
B. Mixing Parameters: The operator shall be able to enable/disable mixing operation, select
the firing sequence, the firing duration and the frequency of firing. Minimum control
features selected through the OIT shall include the following:
Enable / Disable: ACV firing can be started and stopped at any point during
operation without powering down the system.
2. Firing Sequence: Order and operation in which ACVs are fired, e.g.
1,2,3,..8 1,1,2,2,3,..8 8,1,7,2,..1.
City of Eden, NC Compressed Gas Mixing System
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Firing Duration: Length of time an individual ACV is open during a firing
event. The duration shall be operator adjustable within programmed limits and
configurable for each ACV individually.
4. Firing Frequency: Length of time to complete the firing sequence. Frequency
shall be operator adjustable within programmed limits.
5. Valve Isolation: Individual ACVs or specific groups of ACVs may be added
and/or removed from the firing sequence at any point during operation.
C. Startup Modes: The Controller shall enable startup modes that utilize the Manufacturer
default settings, firing parameters set during the preceding mixing system operation, as
well as new settings entered through the OIT.
D. Alarms: Each VP shall come equipped with a pressure transducer plumbed to the valve
manifold. The pressure transducer shall transmit pressure anomalies to the controller. The
controller shall interpret the pressures transmitted to provide a low system pressure alarm
and monitor ACV position.
E. Alarm Indication: When either the low system pressure or Valve Fail to Open, Valve
Fail to Close alarms occur, a red general alarm light shall be illuminated on the VP. The
specific alarm shall be indicated on the alarm shall remain until the fault is corrected or
the system is turned off.
F. Heartbeat Function: The controller shall have a register with a bit that toggles at a
regular interval to act as a heartbeat for confirmation of continued controller operation
and network communication.
G. The controller shall communicate the following through Ethernet.
System pressure
2. Firing sequence
3. Firing frequency
4. Firing duration (each valve)
5. System running (enabled)
6. Low pressure
7. Valve fail to open (each valve)
8. General alarm
9. Heartbeat
10. Compressor fault
H. The controller shall accept the following parameters through Ethernet:
City of Eden, NC Compressed Gas Mixing System
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WKD Project Number: 20170041.00.CL
Enable Mixing
2. Firing sequence (up to 16 firing events)
Firing frequency
4. Firing duration (each valve)
2.5 AIR COMPRESSORS
A. High Pressure Air Compressors
One (1) air compressor module shall be as noted in the Design Table below. Each
shall include an inlet air filter, compressor with an AC motor, air/oil separator
reservoir, air cooled oil cooler, cooling fan, separator pressure relief valve, discharge
check valve, moisture separator, filters, controls, control panel, base, and unloading
system.
2. The compressor module shall be completely factory assembled requiring only field
connection of electrical power, and air and condensate drain piping.
3. The compressor shall be of the single stage, positive displacement, oil -flooded, rotary
screw type. The compressor shall be provided with an integral skid or lifting lugs for
unloading and placement.
4. The compressor rotors shall be asymmetrical, steel or high strength ductile iron
integral shafts, and dynamically balanced. Housings shall be cast iron. Rotors and
housings shall be precision machined for accurate bearing positioning and running
clearances. The drive arrangement shall be a gear driven design.
5. Positive pressure lubrication shall be provided by an inherent pressure differential
system. Lubricant shall be provided as recommended by the Manufacturer. A
lubricant filter shall have a high-capacity 10 micron rating.
6. An air/oil separator reservoir shall be provided for each compressor. The reservoir
shall be designed and constructed in accordance with the ASME Code for Unfired
Pressure Vessels and shall bear the code stamp. The reservoir shall include two-stage
filtration to remove oil from air stream. Oil carry-over downstream of compressor
modules shall not exceed 3 mgW.
7. Each air compressor module shall have automatic controls integral to the unit which
open (loaded condition) and close (unloaded condition) the inlet valve to the air end
to deliver appropriate volume to meet demand and maintain system target pressure.
On sensing a low demand, the motor will keep running but the air end inlet valve will
close, resulting in a decreased "idling" power draw on the motor. The valve shall
reopen when system pressure drops below the set point.
Each baseplate shall be constructed of one-piece folded mild -steel with structural
members and shall be designed for no measurable deflection with the equipment
mounted thereon and the baseplate supported around its perimeter. Each base shall
be designed so that all equipment bolted to it can be removed without access to the
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underside of the plate and with a flat top surface for ease of cleaning. Structural
stiffeners shall be located under the compressors at the compressor anchor points.
9. Valves and piping within the enclosure shall be the compressor Manufacturer's
standard. Relief valves shall be provided for equipment protection on the air and
coolant systems as required.
10. Each compressor shall be provided with an integral, dry -type intake filter. Intake
filters shall have replaceable filter element(s). Particle arrestance shall be not less
than 99.9% efficient at 10 microns and above.
11. Each compressor shall be supplied in a sound attenuated enclosure. The enclosure
shall reduce the measured sound to a maximum of 85 decibels, as measured by ISO
8571, while the compressor is operating and the sound level is measured a distance of
three feet from the enclosure.
12. Each compressor electrical control cabinet shall be a NEMA 3R rated enclosure.
13. A high air/fluid temperature shutdown system shall be provided. The unit must have
safety devices mounted and wired. Safety devices shall include motor thermal
overload and high compressor discharge temperature shut -down. These systems must
be designed to prevent the compressor from running in an over temperature situation
or motor from running in an overload condition.
14. The compressors shall be as manufactured by Atlas Copco, Model GA 7 or equal.
B. Refrigerated Dryer
An air dryer shall be provided of cycling refrigerated air type. The dryer shall
produce an ISO Class 4, 7°C dew point at the dryer exit when operating continuously
at the rating conditions of 21C and RH of 60%.
2. The dryer shall be capable of continuously drying the maximum discharge capacity
of the air compressor.
3. The dryer shall be integral or separately mounted to the compressor package.
C. Integral Air Receiver
One air receiver shall be integrally mounted to the compressor. The receivers shall
be designed and constructed in accordance with the ASME Code of Unfired Pressure
Vessels and shall bear the code stamp.
2. Each receiver shall be provided with a 24 VDC motor-operated'/2" FNPT stainless
steel ball valve powered and controlled out of an adjacent VP.
D. Compressor System Particulate and Coalescing Oil Filters
Replaceable -cartridge primary particulate and secondary high -efficiency oil -removal
filters shall be provided for the compressor package. Following both filters, the
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maximum particulate size removal shall be to 1 micron and coolant removal shall be
to 0.1 mg/m3 at 21°C.
2. The filters shall be rated for the maximum discharge capacity of the air compressor.
E. Compressor System Electrical
All electrical and control equipment for the air compressor module shall be furnished
as required for a complete installation, requiring only field connection of 480 VAC,
three phase power supply
2. The compressor electric motor shall be rated 480 volts, 60 Hz, three phase.
F. Compressor System Control Panel — An enclosure -integrated control panel mounted on the
compressor module shall include:
1. Full voltage, non -reversing, motor starters sized as required by the Manufacturer.
2. Control power transformers shall have both primary leads fused, one secondary lead
fused, and one secondary lead grounded.
3. Terminal blocks for all system wiring. Internal panel wiring shall be neatly bundled
and tied and shall be identified with suitable wire markers
4. Controller shall be provided to indicate the following conditions; Differential
pressure across fluid filter, discharge pressure, compressor discharge temperature,
power on, hours of operation, operating mode, differential separator, percent
capacity, air filter.
A contact which closes under alarm conditions shall be provided for the compressor
for remote "FAIL" alarm. The contact shall close when any alarm occurs for the
compressor.
6. Remote mounted fusible disconnects with time delay fuses shall be provided by
Contractor.
G. Compressor Shop Painting
All components of the compressed air equipment system shall be shop primed and
finish painted with the Manufacturer's standard paint system prior to shipment to the
site.
H. Compressor System Performance and Design Requirements
Desi n Requirements:
Service Sludge Holding Tank
Capacity @ 100 psig (acfin) 44
2. The compressed air equipment shall be designed for the following operating conditions:
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Ambient Conditions
Max Air temperature, F
105
Min Air temperature, F
15
Relative humidity, percent
80
Barometric pressure, psia
14.6
Compressors
Number required
1
Maximum discharge pressure, psig
100
Capacity at operating target pressure, acfin
44
Motor size, hp
10
Max free field noise ±3 dB(A) when measured in free field
conditions at a distance of 1 meter according to ISO 1217
75
Receivers
Number required
1
Design pressure, psig
200
Nominal volume, gal
132
Filters
Type
Particulate and Oil
Removal
Number required
1 each/compressor
Refrigerated Air Dryer
Type
Cycling
Number required
1
Target Pressure Dew Point (°C)
2 -3
2.7 SPARE PARTS
A. Provide spare parts that are identical to and interchangeable with similar parts installed.
One (1) Air Control Valves (ACVs) rebuild kit
2. One (1) pilot air filter assembly
City of Eden, NC Compressed Gas Mixing System
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One (1) solenoid
4. One (1) valve plug and cable assembly
One (1) relay
One (1) 5 -micron pilot air filter
One (1) compressor intake air filter element per compressor provided
One (1) compressor oil filter element per compressor provided
One (1) each compressor separator element per compressor provided
10. Any other standard parts recommended by the Manufacturer.
PART 3 EXECUTION
3.1 INSTALLATION
A. Install items in accordance with approved shop drawings, Manufacturer's printed instructions
and as indicated.
B. All nozzles on respective nozzle header shall be level within 1/2 -inch of a common horizontal
plane.
3.2 MANUFACTURER'S FIELD SERVICES
A. The services of a qualified Manufacturer's technical representative shall be provided for
installation inspection, testing, startup and training. The mixing system Manufacturer shall
include the following site visits and days on site:
Service Number of Tris Number of Days/Trip
Installation Inspection, 1 2
Startup and Testing
3.3 FIELD PERFORMANCE TESTING AND GUARANTEE
A. All mixer components shall be field tested with the respective basins full to the maximum
water surface elevation.
B. Exposed air piping shall be tested by Contractor for leaks using soapy water on all joints
and applying 100 psi test pressure. Buried air piping shall be tested using this method
before the trench is filled. Air piping in the tanks may be tested by submersing the piping
in non -potable water and pressurizing the piping to 100 psi, in lieu of using soapy water
on all joints. Pressure testing requirement shall not apply to supply piping downstream
from VP or pre -manufactured nozzle headers.
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C. The Contractor shall operate each mixing system at the maximum water surface elevation
in the basins for a continuous period of not less than 72 hours. The Contractor shall
correct and resolve all operating problems, deficiencies, etc., determined as a result of the
tests.
D. After the above testing is complete, field mixing performance testing of the installed
compressed gas mixing system shall be performed by the Manufacturer as described
below.
E. Mixing performance testing shall be conducted in the Sludge Holding Tank.
F. All personnel and equipment necessary to conduct and supervise all testing shall be
provided by the compressed gas mixing system Manufacturer. Engineer/Owner shall be
notified of the test to witness at their option and expense.
G. The TSS shall be in typical operating ranges of 20,000 — 30,000 mg/L. No flow shall
enter or exit the respective basin for two hours prior to and during the test.
H. The compressed gas mixing system Manufacturer shall conduct total suspended solids
(TSS) testing using a Cerlic TSS probe, or equal, suspended solids analyzer.
I. Testing Procedure:
1. In the first mixing test, the compressed gas mixing system shall have been in normal
operating mode for at least two days prior to testing and must have TSS in the typical
operating range indicated above.
2. Four horizontal -plane sample sites to be tested shall be selected by the Engineer. At
each sample site, three vertical samples shall be collected as follows: 24 -inches from
the surface, tank sidewall mid -point and 24 -inches above the tank sidewall bottom.
Each sample site must be a minimum of 4 ft away from any structure within the tank.
The samples for each location shall be analyzed as described above.
3. The Coefficient of Variation (Cv) shall be determined for the sample set, excluding
the maximum and minimum samples. The Cv shall be calculated by taking the
resultant set of ten (10) samples as follows: Cv = (100 x Standard Deviation of Ten
Samples)/(Mean Value of Ten Samples)."
4. If the Cv is less than or equal to 10% then the mixer performance shall be acceptable
for that location.
5. If the Cv is greater than 10%, then the mixer performance shall be unacceptable for
that location and the Contractor and/or Manufacturer shall make all necessary
improvements (at no additional cost to the Owner) and repeat the testing procedure at
no additional cost to the Owner until the Cv is less than or equal to 10% for that
location.
END OF SECTION
City of Eden, NC Compressed Gas Mixing System
Mebane Bridge WWTP Residuals Management System Rehabilitation 464128-14
WKD Project Number: 20170041.00.CL