NC0022691_LV20160173_20170207

Water Resources
ENVIRONMENTAL QUALITY
February 7, 2017
ROY COOPER
(ovvnwr
MICHAEL S. REGAN
, ec)okvy
S. JAY ZIMMERMAN
Dif eclor
CERTIFIED MAIL ITEM 7013 2630 0001 8998 3813 - RETURN RECEIPT REQUESTED
Ms. Annie Haluska
Apex Companies, LLC
10610 Metromont Pkwy, Suite 206
Charlotte, NC 28269
SUBJECT: CIVIL PENALTY REMISSION REQUEST
Autumn Forest MHC WWTP
Permit NCO022691
Cases LV -2016-0173
Guilford County
Dear Ms. Haluska:
I have considered the information submitted in support of your request for remission in the subject
cases. In accordance with NCGS 143-215.6A (i), I have found no cause to remit the original civil
penalty assessment of $454.74.
If you choose to pay the penalty, send payment to the letterhead address within thirty (30) days of
receipt of this letter. Please make the check payable to NC DEQ.
If payment is not received within thirty (30) days of receipt of this letter, in accordance with NCGS
§ 143-215.6A (f), your request for remission of the civil penalty (with supporting documents) and
my recommendation to deny the request will be delivered to the North Carolina Environmental
Management Commission's (EMC) Committee On Civil Penalty Remissions (Committee) for final
agency decision.
If you desire to make an oral presentation to the Committee on why your request for remission
meets one or more of the five statutory factors you were asked to address, you must complete and
return the attached form within thirty (30) days of receipt of this letter. Please mail the completed
form to:
Mr. Charles H. Weaver
NC DEQ / DWR / NPDES
1617 Mail Service Center
Raleigh, NC 27699-1617
Your request for an oral presentation and the documents in this matter will be reviewed by the
EMC Chairman and, if it is determined that there is a compelling reason to require an oral
presentation from you, you will be notified by certified mail of the date, time, and place that your
State of North Carolina I Environmental Quality I Water Resources
1617 Mail Service Center ( Raleigh, NC 27699-1617
919 807 6300 919-807-6389 FAX
http://po".ncdenr.org/web/wq

NCO022691 Remission Decision
Page 2of3
oral presentation can be made. Otherwise, the final decision on your request for remission will be
made by the Committee based on the written record.
Thank you for your cooperation in this matter. If you have any questions about this letter, please
contact Mr. Weaver at [phone] or [e-mail].
(S/i�nee—
ry,
\. L
S. Jay Zimmerman, M.�-
Director, Division of Water Resources
cc: Enforcement File
Winston-Salem Regional Office / Sherri Knight
Central Files
Andrew Luter / Yes AF Utilities Exp, LLC [2401 15th St, Ste 350, Denver, CO 80202]

NCO022691 Remission Decision
Page 3 of 3
STATE OF NORTH CAROLINA ENVIRONMENTAL MANAGEMENT COMMISSION
COUNTY OF Guilford DWQ Case Number LV -2016-0173
IN THE MATTER OF ASSESSMENT OF )
CIVIL PENALTIES AGAINST: ) REQUEST FOR ORAL PRESENTATION
Yes AF Utilities Exp, LLC )
I hereby request to make an oral presentation before the Environmental Management Commission's
Committee on Civil Penalty Remissions in the matter of the case noted above. In making this request, I
assert that I understand all of the following statements:
• This request will be reviewed by the Chairman of the Environmental Management Commission and
may be either granted or denied.
• Making a presentation will require the presence of myself and/or my representative during a
Committee meeting held in Raleigh, North Carolina.
• My presentation will be limited to discussion of issues and information submitted in my original
remission request, and because no factual issues are in dispute, my presentation will be limited to five
(5) minutes in length.
The North Carolina State Bar's Authorized Practice of Law Committee has ruled that the appearance in a
representative capacity at quasi-judicial hearings or proceedings is limited to lawyers who are active
members of the bar. Proceedings before the Committee on Remissions are quasi-judicial. You should
consider how you intend to present your case to the Committee in light of the State Bar's opinion and
whether anyone will be speaking in a representative capacity for you or a business or governmental entity.
If you or your representative would like to speak before the Committee, you must complete and return this
form within thirty (30) days of receipt of this letter.
Depending on your status as an individual, corporation, partnership or municipality, the State Bar's Opinion affects how
you may proceed with your oral presentation. See www..nebar.com/ethics, Authorized Practice Advisory Opinion 2006-1
and 2007 Formal Ethics Opinion 3.
If you are an individual or business owner and are granted an opportunity to make an oral presentation before
the Committee, then you do not need legal representation before the Committee; however, if you intend on
having another individual speak on your behalf regarding the factual situations, such as an expert, engineer or
consultant, then you must also be present at the meeting in order to avoid violating the State Bar's Opinion on
the unauthorized practice of law.
If you are a corporation partnership or municipality and are granted an opportunity to make an oral
presentation before the Committee, then your representative must consider the recent State Bar's Opinion and
could be considered practicing law without a license if he or she is not a licensed attorney. Presentation of facts
by non -lawyers is permissible.
If you choose to request an oral presentation, please make sure that signatures on the previously submitted Remission
Request form and this Oral Presentation Request form are: 1) for individuals and business owners, your own signature
and 2) for corporations, partnerships and municipalities, signed by individuals who would not violate the State Bar's
Opinion on the unauthorized practice of law.
Also, be advised that the Committee on Civil Penalty Remissions may choose not to proceed with hearine your case if the
Committee is informed that a violation of the State Bar occurs
This the
SIGNATURE
ADDRESS
day of
20
TITLE (President, Owner, etc.)
TELEPHONE

DWR - CIVIL ASSESSMENT REMISSION FACTORS CONSIDERATION
Case Number: LV -2016-0173
Assessed Entity:
Region: Winston-Salem
Autumn Forest MHC
ASSESSMENT FACTORS
County: Guilford
Permit: NCO022691
❑ (a) Whether one or more of the civil penalty assessment factors were wrongly applied to the detriment
of the petitioner:
Notes:
(b) Whether the violator promptly abated continuing environmental damage resulting from the
violation:
Notes:
(c) Whether the violation was inadvertent or a result of an accident:
Notes:
❑ (d) Whether the violator had been assessed civil penalties for any previous violations:
Notes:
❑ (e) Whether payment of the civil penalty will prevent payment for the remaining necessary remedial
actions:
Notes:
DECISION (Check One)
Request Denied
Full Remission ❑ Retain Enforcement Cost? Yes ❑ No
Partial Remission ❑ $ (Enter Amount)
Rev. 9/2015
G
ay Zimmerman Date