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HomeMy WebLinkAboutNC0005088_Amended_Cosler_Expert_Report_Cliffside_20160413Amended Expert Report of Douglas J. Cosler, Ph.D., P.E. Chemical Hydrogeologist Adaptive Groundwater Solutions LLC Charlotte, North Carolina Cliffside Steam Station Ash Basins Mooresboro, North Carolina April 13, 2016 Introduction Site Backqround The Cliffside Steam Station (CSS) is a coal-fired generating station owned by Duke Energy and located on a 1,000-acre site in Mooresboro, Rutherford and Cleveland Counties, North Carolina, adjacent to the Broad River. CSS began operations 1940 with Units 1-4, followed later by Unit 5 (1972) and Unit 6 (2013). Units 5 and 6 are currently operating, but Units 1-4 were retired from service in 2011. An ash basin system has been historically used to dispose of coal combustion residuals ("coal ash") and other liquid discharges from the CSS coal combustion process. The ash basin system consists of an active ash basin (constructed in 1975 and expanded in 1980; used by Units 5 and 6), the Units 1-4 inactive ash basin (retired in 1977 upon reaching its capacity), and the Unit 5 inactive ash basin (retired at capacity in 1980, but local stormwater collects and infiltrates within its footprint). The active ash basin also contains an unlined dry ash storage area. Duke Energy performed voluntary groundwater monitoring around the active ash basin from August 2008 to August 2010 using wells installed in 1995/1996, 2005, and 2007. Compliance groundwater monitoring, required by a NPDES permit, has been performed by Duke starting in April 2011. Recent groundwater sampling results at Cliffside have indicated exceedances of 15A NCAC 02L.0202 Groundwater Quality Standards (2L Standards). In response to this, the North Carolina Department of Environmental Quality (NC DEQ) required Duke Energy to perform a groundwater assessment at the site and prepare a Comprehensive Site Assessment (CSA) report. The Coal Ash Management Act of 2014 (CAMA) also required owners of surface impoundments containing coal combustion residuals (CCR) to conduct groundwater monitoring and assessment and prepare a CSA report. The recently -completed CSA (August 2015) prepared by HDR Engineering, Inc. of the Carolinas (HDR) determined that the source and cause of certain constituent regulatory exceedances at the CSS site is leaching from coal ash contained in the active and inactive ash basins and the ash storage area into underlying soil and groundwater. The Cliffside CSA report defined Constituents of Interest (COI) in soil, groundwater, and seeps that are attributable to coal ash handling and storage. CAMA also requires the submittal of a Corrective Action Plan (CAP); the CAP for the Cliffside site consists of two parts. CAP Part 1 (submitted to DEQ in November 2015) provides a summary of CSA findings, further evaluation and selection of COI, a site conceptual model (SCM), the development of groundwater flow and chemical transport models of the site, presentation and analysis of the results of the modeling, and a quantitative analysis of groundwater and surface water interactions. The CAP Part 2 contains proposed remedial methods for achieving groundwater quality restoration, conceptual plans for recommended corrective action, proposed future monitoring plans, and a risk assessment. 2 Information Reviewed My opinions are based upon an analysis and technical review of (i) hydrogeologic and chemical data collected at the Cliffside site; (ii) the analyses, interpretations, and conclusions presented in site -related technical documents and reports; (iii) the groundwater flow and chemical transport models constructed for the site (including model development, calibration, and simulations of remedial alternatives); (iv) the effectiveness of proposed remedial alternatives to achieve groundwater quality restoration; and (v) proposed future site monitoring. This amended report contains additional opinions based on my review of the recently -issued CAP Part 2 report. These opinions are subject to change as new information becomes available. As a basis for forming my opinions I reviewed the following documents and associated appendices: (1) Comprehensive Site Assessment Report, Cliffside Steam Station Ash Basin (August 18, 2015); (2) Corrective Action Plan, Part 1, Cliffside Steam Station Ash Basin (November 16, 2015); (3) Corrective Action Plan, Part 2, Cliffside Steam Station Ash Basin (February 12, 2016); (4) Miscellaneous historical groundwater and soil concentration data for the Cliffside site collected prior to the CSA; and (5) Specific references cited in and listed at the end of this report Professional Qualifications I have advanced graduate degrees in Hydrogeology (Ph.D. Degree from The Ohio State University) and Civil and Environmental Engineering (Civil Engineer Degree from the Massachusetts Institute of Technology), and M.S. and B.S. degrees from Ohio State in Civil and Environmental Engineering. I have 36 years of experience as a chemical hydrogeologist and environmental engineer investigating and performing data analyses and computer modeling for a wide variety of projects. These projects include: investigation, remediation, and regulation of Superfund, RCRA, and other hazardous waste sites involving overburden and bedrock aquifers; ground water flow and chemical transport model development; natural attenuation/biodegradation assessments for chlorinated solvent and petroleum contamination sites; volatile organic compound vapor migration and exposure assessment; exposure modeling for health risk assessments; hydrologic impact assessment for minerals and coal mining; leachate collection system modeling and design for mine tailings disposal impoundments; and expert witness testimony and litigation support. I also develop commercial groundwater flow and chemical transport modeling software for the environmental industry. The types of sites I have investigated include: landfills, mining operations, manufactured gas plants, wood -treating facilities, chemical plants, water supply well fields, gasoline and fuel oil storage/delivery facilities, nuclear waste disposal sites, hazardous waste incinerators, and various industrial facilities. I 3 have investigated the following dissolved, nonaqueous-phase (LNAPL/DNAPL), and vapor -phase contaminants: chlorinated solvents, various metals, gasoline and fuel oil constituents, wood -treating products, coal tars, polychlorinated biphenyls, pesticides, dioxins and furans, phenolic compounds, flame retardants (PBDE), phthalates, radionuclides, and biological constituents. Summary of Opinions The following is a brief summary of the opinions developed in my report: • A total of 62 Compliance Boundary groundwater samples exceeded North Carolina groundwater standards for these COI: antimony, boron, chromium, cobalt, iron, manganese, sulfate, total dissolved solids, and vanadium. Of these 62 exceedances, 36 were greater than the proposed provisional background concentrations by HDR; • The statistical analyses of shallow background groundwater concentrations at the Cliffside site (well MW-24D) are invalid due to the characteristically slow rate of COI migration in groundwater; • There is a significant risk of chemical migration from the ash basin to neighboring private water supply wells in fractured bedrock; • Major limitations of the CAP groundwater flow and chemical transport models prevent simulation and analysis of off -site migration; • The CAP Closure Scenario simulations greatly underestimate (by factors of 10 or more) the time frames required to achieve meaningful groundwater concentration reductions in response to remedial actions; • For either the Existing Condition or Cap -in -Place Model Scenario groundwater concentrations of coal -ash constituents much higher than background levels will continue to exceed North Carolina groundwater standards at the Compliance Boundary because saturated coal -ash material and secondary sources will remain in place; • Source -area mass removal included in the Excavation Scenario results in COI concentration reductions at the Compliance Boundary that are generally two to ten (2 - 10x) times greater compared to Cap -in -Place, best reduces impacts to surface water, and reduces cleanup times by factors of two to five (2 - 5x). Additional excavation of secondary sources would further accelerate concentration reductions; • The CAP simulations show that source excavation reduces groundwater concentrations for many COI below North Carolina groundwater standards (antimony, arsenic, chromium, hexavalent chromium, cobalt, nickel, thallium, vanadium), but cap -in -place closure does not; • CSA data show multiple exceedances of groundwater standards in bedrock not only at the compliance boundary but also inside the CB. However, the CAP Closure Scenarios do not address either concentration reduction or off -site chemical migration control in the fractured bedrock aquifer; 4 • Due to an incorrect boundary -condition representation of the active ash basin, the CAP models underestimate by a factor of two or more both the mass loading of COI into the Broad River and the corresponding Broad River water concentrations (attributable to coal ash ponds) estimated by the groundwater/surface-water mixing model; • The CAP Part 2 geochemical modeling and monitored natural attenuation (MNA) evaluations do not provide the required quantitative analyses of COI attenuation rates necessary to support MNA as a viable corrective action. The CAP 2 chemical transport modeling, which included attenuation by sorption, demonstrated that MNA is not an effective remedial option for several COI (e.g., antimony, arsenic, beryllium, boron, chromium, hexavalent chromium, cobalt, lead, sulfate, thallium, and vanadium); • Future Compliance Monitoring at the Cliffside site should include much more closely -spaced Compliance Wells to provide more accurate detection, and groundwater sampling frequency should be re-evaluated to allow valid statistical analyses of concentration variations. Hydrogeology of the Cliffside Site Introduction The groundwater system at the Cliffside site is an unconfined, connected system consisting of three basic flow layers: shallow, deep, and fractured bedrock. The shallow and deep layers consist of residual soil, saprolite (clay and coarser granular material formed by chemical weathering of bedrock), and weathered fractured rock (regolith). A transition zone at the base of the regolith is also present and consists of partially-weathered/fractured bedrock and lesser amounts of saprolite. The ash basin system overlies native soil and was constructed in historical drainage features formed from tributaries that flowed toward the Broad River using earthen embankment dams and dikes. As described in the CSA report, the active ash basin was formed by construction of two dams across natural drainages. At the upstream dam, Suck Creek was diverted through a canal and away from the ash basin to the Broad River, at its present-day configuration. The active ash basin downstream dam is located near the historical discharge point of Suck Creek into the Broad River. A large percentage of the coal ash lies below the groundwater table and is saturated. Groundwater flow through saturated coal ash and downward infiltration of rainwater through unsaturated coal ash leach COI into the subsurface beneath the basin and via seeps through the embankments. As described by HDR, groundwater flow in all three layers within the site boundary is generally from south to north toward the Broad River. Vertical groundwater flow between the three layers also occurs, and surface water ponding in the active ash basin effects flow directions locally. The CSA and CAP investigations assumed that all groundwater north of the ash basin system (overburden and bedrock 5 aquifers) discharges into the Broad River. However, these studies did not collect hydrogeologic data or perform data analyses or groundwater flow modeling to support this assumption. The CSA and CAP Parts 1 and 2 also did not analyze potential changes to site groundwater flow directions, or the risk of off - site migration of COI in the overburden or bedrock aquifers, caused by groundwater extraction from numerous private and public water supply wells located close to the site boundaries and near the Broad River. My report begins with a discussion of significant errors in CSA data analysis and conceptual model development that contradict HDR's interpretation of three-dimensional groundwater flow patterns at the Cliffside site. This is followed by a presentation and discussion of measured exceedances of North Carolina groundwater standards at multiple locations on the ash basin compliance boundary. I then address several limitations of the CAP Parts 1 and 2 groundwater flow and chemical transport models and identify various model input data errors. Finally, I present my evaluations of the CAP Closure Scenario simulations and provide my opinions regarding the effectiveness of various remedial alternatives for restoring groundwater quality to North Carolina standards. Errors in Hydraulic Conductivity Test Analyses Background Throughout the CSA and CAP reports HDR provides interpretations and conclusions regarding the horizontal and vertical variations of groundwater flow directions and rates, and the fate and transport of COI dissolved in groundwater. The most important site -specific parameter that controls these time - dependent flow and transport mechanisms is the hydraulic conductivity (also referred to as "permeability") of the underlying soils and fractured bedrock (Bear, 1979). Hydraulic conductivity (length/time) is a media -specific measure of the rate at which water can flow through a porous (soil) or fractured (bedrock) porous medium. Groundwater flow and chemical transport rates are directly proportional to the product of hydraulic conductivity and the hydraulic gradient (hydraulic head difference between two points divided by the separation distance; e.g., the water table elevation slope at the Cliffside site). Therefore, accurate measurement of hydraulic conductivity is critical for understanding the current and future distributions of COI in soil and groundwater and for evaluating the effectiveness (e.g., cleanup times) of alternative remedial measures. In addition, the contrast in hydraulic conductivity between adjacent hydrogeologic units is the key factor in determining three-dimensional groundwater flow directions and the ultimate fate of dissolved COI. For example, at the Cliffside site accurate measurement of hydraulic conductivity is critical in evaluating the potential for: downward chemical migration into the fractured bedrock unit, off -site COI migration in the N. overburden (soil) or fractured bedrock aquifers, groundwater flow and COI transport into or beneath the Broad River A slug test is one of the standard field methods for measuring hydraulic conductivity (K) using a soil boring or installed monitoring well. Slug tests were performed in most of the overburden and bedrock wells at the Cliffside site. In this test the static water level in the open hole (boring) or well casing is suddenly increased or decreased and the resulting transient change in water level is recorded. Two commonly -used techniques for quickly changing the water level are the introduction (increases the water level) and removal (decreases the water level) of a solid rod, or "slug" into the boring or well casing. These tests are called "falling -head" and "rising -head" tests, respectively. Higher rates of water -level recovery correspond to higher values of K. The measurements of water level versus time are analyzed using mathematical models of the groundwater flow hydraulics and information regarding the well installation (e.g., length of the slotted monitoring well screen and well casing diameter) to compute an estimate of K. As discussed below, HDR made significant errors in all of their analyses of field slug test data. Their analysis errors caused the reported (CSA report) slug test hydraulic conductivity values to be as large as a factor of two (almost 100 percent) smaller than the correct K values. I discuss the impacts of these analysis errors on HDR's groundwater flow and chemical transport assessments and the CAP modeling later in my report. Overburden Slug Tests HDR analyzed all of the CSA overburden slug tests in shallow and deep wells with the Bouwer-Rice (1976) method using a vertical anisotropy, Av = Knorj,,t t / Kverttcat , that is as large as a factor of 100 lower than the values presented in the CSA report (e.g., compare geometric mean values in CSA Tables 11-10 and 11-11) and used in the CAP modeling (e.g., CAP 1 report Appendix C, Table 2), where K is hydraulic conductivity. Comparing CSA Tables 11-10 and 11-11, the measured Avforoverburden soil units ranges from 4 to 50. In the calibrated CAP flow model Av is on the order of 100 for overburden soil. However, the Bouwer-Rice slug test analyses assumed Av = 1 for every monitoring well (CSA Appendix H). If the CAP 1 flow model results (Av — 100) are used in the Bouwer-Rice analyses all of the measured overburden hydraulic conductivity values increase by about 70 percent (factor of 1.7), depending on how the slug -test radius of influence was computed. Using the Tables 11-10/11-11 measured vertical anisotropies (Av = 4 to 50) increases all of the measured overburden hydraulic conductivity values (CSA Table 11-4) by about 20-60 percent. Since every reported overburden K value in the CSA report (at least for new shallow and deep wells) is up to 70 percent too low, the actual average chemical transport rates in overburden soils are up to 70 7 percent greater than reported. This site -wide data reduction error also affects the CAP flow and transport model calibrations. For example, the transport model developers significantly reduced laboratory measurements of the soil -water partition coefficient, Kd, for various COI during the transport model calibration based on comparisons of observed and simulated chemical migration rates. However, if the correct (i.e., higher) overburden K values had been used in the model calibration the Kd values would not have been reduced as much (compared to laboratory values). The reason for this is, assuming linear equilibrium partitioning of COI with soil, the chemical migration rate is proportional to KI Kd (except for Kd << 1). The CAP 1 and 2 transport model history matching indicated that the simulated transport rate was too low, so the model developers reduced the model Kd. In other words, the reductions in calibrated Kd values would not have been as great if the correct (higher) K values were used in the first place. As discussed below, the CAP Part 2 transport modeling used Kd values that are generally a factor of about 10 larger than the CAP 1 values; however, the CAP 2 Kd's are still on the order of 10 times smaller than the measured site -specific Kd's reported in CAP 1 Appendix D and CAP 2 Appendix C. COI sorption to soil is important because, as discussed below, aquifer cleanup times (i.e., chemical flushing rates) are generally proportional to the chemical retardation factor, which is directly proportional to Kd, except when Kd << 1 (Zheng et al., 1991). Groundwater Flow Throughout the CSA and CAP reports HDR made several critical assumptions, not supported by data, regarding the horizontal and vertical groundwater flow directions near the boundaries of the Cliffside site which impacted their conclusions regarding the ultimate discharge locations for site groundwater and dissolved COI. Two examples discussed in this section are (i) the relationship between site groundwater and the Broad River and (ii) groundwater flow directions and the potential for offsite migration of COI. Broad River and the LeGrand Conceptual Model Most of the groundwater at the Cliffside site was apparently assumed to discharge into the Broad River (other than groundwater discharges to small streams such as Suck Creek) according to a generalized conceptual model (LeGrand, 2004) before actual site -specific hydrogeologic data were analyzed. Statements to this effect were made at numerous points in the CSA and CAP reports. However, HDR did not present any site -specific data analyses or groundwater flow modeling that would support this assumption in either report. In fact, as discussed below, the boundary conditions for the CAP Parts 1 and 2 flow models effectively forced site groundwater to discharge into the river at the downgradient model boundary. HDR continued to state this assumption in the CAP 2 report (e.g., Section 3.3.2) even though strong measured downward groundwater flow components exist next to the Broad River. In CAP 2 Section 3.3.2, HDR also states that "The Broad River serves as a hydrologic boundary for groundwater within the F:3 shallow, deep, and bedrock flow layers at the site." However, the river cannot be a "hydrologic boundary" for the deep and bedrock layers when the measured vertical flow direction in these layers is consistently downward at many locations next to the river (see discussion below), which demonstrates that HDR has not delineated this inferred "lower boundary" used in the CAP models. HDR further states in CAP 2 Section 3.3.2 that "the approximate vertical extent of the groundwater impacts is generally limited to the shallow and deep flow layers, and vertical migration of COls is limited by the underlying bedrock." This statement ignores that fact that groundwater flow across the site is consistently downward from the impacted deep flow layer to the highly -fractured bedrock aquifer at many locations and that, as discussed below, 35 exceedances of North Carolina 2L and/or IMAC groundwater standards (and greater than background concentrations) were measured in samples collected from bedrock wells located inside the Compliance Boundary. The LeGrand (2004) guidance document presents a general discussion of groundwater flow patterns that may occur near streams in the Piedmont and Mountain Region of North Carolina based on ground surface elevations (i.e., site topography and surface watershed boundaries). However, surface water and groundwater watersheds commonly do not coincide (Winter et al., 2003). Further, groundwater flow patterns and rates in bedrock have been found to be poorly related to topographic characteristics (Yin and Brook, 1992). LeGrand does not present or derive any mathematical equations or quantitative relationships for groundwater flow near rivers or streams. The author emphasizes that site -specific data must be collected in order to correctly evaluate river inflow or outflow. In strong contrast to the LeGrand generalizations, numerous detailed and sophisticated mathematical (analytical and numerical) river - aquifer models and highly -monitored field studies have been published in the scientific and engineering literature in the past several decades. What these investigations and applied hydraulic models show is that the water flow rate into or out of a river or stream and the depth of hydraulic influence within an underlying aquifer are highly sensitive to several factors, including: the transient river water surface elevation and slope; river bed topography; bed permeability and thickness; horizontal and vertical permeability (and thickness) of the different hydrogeologic units underlying the river; transient horizontal and vertical hydraulic head variations in groundwater beneath and near the river; and groundwater extraction rates and screen elevations for neighboring pumping wells (e.g., Simon et al. 2015; McDonald and Harbaugh, 1988; Bear, 1979; Hantush, 1964). The CSA investigation did not: measure river bed permeability or thickness; characterize the river bathymetry; monitor transient water surface elevation variations at more than one location (one average value was used); collect river bed hydraulic gradient data; measure horizontal or vertical overburden or bedrock permeability beneath or on the northern side of the river; characterize the geology beneath or north of the river; measure hydraulic heads in the overburden or bedrock beneath or north of the river; or consider the hydraulic effects of groundwater extraction from nearby private water supply wells, as M discussed in the following section. With regard to the Cliffside site, much of the data that were collected in the CSA contradict the LeGrand hypothesis. A strong downward flow component (— 10 feet head difference) from deep overburden to bedrock was measured at the following locations next to the Broad River: GWA-21 (near several private bedrock supply wells), GWA-29, IB-3D/GWA-11 BRU, MW- 38D/MW-36BRU, and the entire area between the river and northern portion of the Active Ash Basin as generally bounded by the 650- to 725-foot bedrock head contours (compare CSA Figures 6-6 and 6-7). The vertical flow direction from shallow to deep overburden is also downward in this area located between the Broad River and the Active Ash Basin (compare CSA Figures 6-5 and 6-6). In addition, downward groundwater flow was measured at several other locations across the site (CSA Table 11-13). A similar trend of downward groundwater flow from deep overburden to bedrock in these areas next to the river was measured in the CAP 2 investigation. Contour maps of vertical hydraulic gradient variations were not generated for the CSA or CAP Part 2, and HDR did not discuss the significance of downward hydraulic gradients next to the Broad River and at many other deep/bedrock monitoring well clusters. These downward groundwater flow measurements are consistent with the hydraulic conductivities of the bedrock and overburden being of similar magnitude, as discussed above. The strong and consistent measured downward groundwater flow components immediately adjacent to the Broad River and at other well clusters indicate that site groundwater is entering the deep fractured bedrock unit in these areas and that not all of the site groundwater discharges into the river as the site Conceptual Model and the CAP flow and transport models assume. The downward flow into bedrock may also be due in part to groundwater extraction from private bedrock water supply wells located near the eastern property boundary, but in the CSA and CAP investigations HDR assumed these factors related to the potential for off -site COI migration beneath the river were not important and did not evaluate them. Groundwater Flow Directions The CSA assumptions and analysis errors discussed above have had a strong effect on: the Conceptual Model development; the site hydrogeologic and COI transport assessment; the construction/calibration of the CAP flow and transport models; and the simulations of CAP Close Scenarios. The hydrogeologic assumptions should have been carefully evaluated and tested during the performance of the CSA and as part of the CAP groundwater flow model construction and calibration to determine whether they were valid. Instead, the hypotheses appear to have effectively guided the model development and led to inaccurate interpretations. As an illustration, because the permeability of the weathered bedrock is similar to the overlying soils at the Cliffside site the CSA and CAP interpretation that the bedrock acts as a lower confining layer for groundwater flow and chemical transport is incorrect. In addition, the similarity of the overburden and 10 bedrock aquifer permeability values increases the potential for off -site COI migration toward private water supply wells. Therefore, the CSA and CAP conclusions that (i) all site groundwater discharges into the Broad River and (ii) groundwater and dissolved coal -ash constituents are restricted from migrating to residential water supply wells are not consistent with the data. The CSA and CAP reports also did not adequately evaluate the three-dimensional groundwater flow field near and beneath the Broad River. Numerous private water supply wells are located in the following areas (CSA Figure 4-2): a few hundred feet north of the Broad River and immediately east of the Compliance Boundary for the Active Ash Basin, less than 1,500 feet from the Active and Unit 5 Inactive Ash Basins, and less than 1,500 feet from the Active Ash Basin and on the southern shore of the Broad River (close to the northeastern portion of the Compliance Boundary). Bedrock hydraulic head measurements (CSA Figure 6-8) for monitoring wells located next to the river (e.g., Wells GWA-32BR, GWA-11 BRU, GWA-29BR, and GWA-21 BR) indicate a strong easterly bedrock aquifer flow component from downgradient areas of the site toward these private wells on the southern shoreline. However, CSA Figure 6-8 does not show these head contours, and the CAP flow model boundary conditions artificially prevent groundwater from either flowing east or northeast beneath the Broad River (as underflow), or flowing toward the private wells near the northeast Compliance Boundary. The CSA and CAP reports also do not address the large measured downward hydraulic gradients in the northern portion of the Active Ash Basin and near the river, and their potential relationship to offsite groundwater extraction from the bedrock aquifer. The CAP flow models were not properly constructed to allow evaluation of these observed three-dimensional flow patterns due to: the model no -flow boundary condition on the eastern and western sides of the grid; the uniform specified head boundary condition in grid cells underlying the river (i.e., the sloping, west -to -east water surface elevation in the river was not represented in the model); and the fact that the CAP flow models did not include the effects of groundwater extraction from off -site water supply wells. Exceedances of Groundwater Standards In this section I compare measured groundwater concentrations in shallow, deep, and bedrock groundwater samples to North Carolina 2L and IMAC standards and show the following: (i) 60 measured exceedances for several COI at multiple locations on the Compliance Boundary (CB); (ii) an additional two CB exceedances based on chemical transport modeling I performed; (iii) 36 of the 62 Compliance Boundary exceedances were greater than the proposed provisional background concentrations (PPBC) by HDR; (iv) 37 of the 62 Compliance Boundary exceedances were greater than the maximum concentration at any background well from the same hydrogeologic unit (e.g., shallow, deep, or bedrock) for a particular constituent; (v) 12 more exceedances were measured in wells located on the Broad River; 11 (vi) 54 additional exceedances were observed in wells screened in the highly -permeable fractured bedrock unit underlying the ash basin system and located inside the CB; and (vii) the statistical analyses of groundwater concentrations at shallow monitoring well MW-24D for purposes of defining background levels were performed incorrectly. Throughout this report I reference the ash basin compliance boundary and the Duke Energy property boundary for the Cliffside site as drawn on maps developed by HDR (e.g., CSA Figure 6-2). My reference to the "compliance boundary" is only for identification purposes and not an opinion that this boundary as drawn by HDR is accurate or legally correct. Summary of Exceedances Table 1 summarizes exceedances of 2L or IMAC standards in shallow, deep, and bedrock groundwater samples obtained from monitoring wells located: (i) on the Ash Basin Compliance Boundary (CB) as drawn by HDR; (ii) on the southern shore of the Broad River (RV), which is the downgradient boundary of the CAP groundwater flow and chemical transport models; (iii) bedrock wells (BR) located inside the CB; and (iv) modeled Compliance Boundary concentrations (CBM), using modeling techniques described below. The proposed provisional background concentrations (PPBC) by HDR are also listed in Table 1. A total of 33 Compliance Boundary groundwater samples exceeded North Carolina 2L standards, and IMAC standards were exceeded in an additional 27 samples for these COI: antimony, boron, chromium, cobalt, iron, manganese, sulfate, total dissolved solids, and vanadium. I estimated an additional two CB exceedances dowgradient from wells MW-11S and GWA-27D for boron based on chemical transport modeling and measured upgradient concentrations (designated CBM in Table 1). In addition, 39 exceedances of 2L regulatory limits were observed in wells screened in the highly fractured bedrock unit located inside the CB. An additional 15 bedrock sample concentrations were greater than IMAC limits. Ten more 2L (plus two IMAC) exceedances were measured in wells located on the Broad River. A total of 29 of the 35 Compliance Boundary 2L (and 9 of 25 IMAC) exceedances were greater than the maximum concentration at any background well (from the same hydrogeologic unit; e.g., shallow or deep) for a particular constituent. All of the Broad River shoreline "RW exceedances were greater than background levels. A total of 27 of the 39 bedrock 2L (and 8 of 15 IMAC) exceedances were greater than the maximum background concentration. A total of 36 of the 62 Compliance Boundary exceedances were greater than the proposed provisional background concentrations (PPBC) by HDR. 12 Note that the iso-concentration contours in all of the CSA Section 10 figures are not consistent, and are in many cases misleading, with regard to chemical transport mechanisms in the subsurface. For example, the iso-concentration contours in Section 10 generally closely encircle a monitoring well and infer no subsequent transport downgradient from the well location. This contouring problem is especially prevalent near the southern shore of the Broad River. Figure 10-65 (cobalt) is a good example of this practice. These closed contours at the downgradient property boundary suggest that COI transport beyond the farthest downgradient line of monitoring wells does not occur and that no COI migrate north of the southern shore of the river. However, the simulated (CAP model) "existing conditions" cobalt concentration contours in CAP Appendix C are 'open" at the Broad River, indicating transport beneath the river. Modeled Compliance Boundary Exceedances I computed Compliance Boundary (CB) concentrations labeled "CBM" with footnote "e" in Table 1 (MW- 11S and GWA-27D) using a calibrated one-dimensional, analytical chemical transport model (van Genuchten and Alves, 1982; Equation C5) because the CB at these locations was up to 400 feet downgradient from the wells and boron is highly mobile in the subsurface. I calibrated the analytical model to chemical -specific site conditions (i.e., determined model input parameter values) using CAP transport model simulated concentration versus time curves for "Existing Conditions" (CAP report Appendix C). The analytical model input parameters in my model were: groundwater pore velocity, chemical retardation factor, and longitudinal dispersivity. For each constituent, I used the calibrated analytical model to compute the concentration versus time curve immediately downgradient at the Compliance Boundary. Exceedances of Groundwater and Surface Water Standards in Seep Samples Concentrations in seeps discharging from the active ash basin (upstream toe, adjacent to Suck Creek) have exceeded North Carolina surface water standards (2B) and 2L and/or IMAC groundwater standards (e.g., arsenic, chromium, iron, lead, manganese, nickel, selenium, and vanadium; CAP Figures 2-2 and 2-3, CSA Table 7-9). Groundwater discharges to Suck Creek were confirmed by the CAP flow modeling. Elevated concentrations of boron, calcium, chloride, sulfate, and total dissolved solids were detected in a surface water sample from Suck Creek (SW-3) collected downgradient from the toe of the active ash basin upstream dam (page 90 of the CSA report). The CSA also identified other continuously -flowing seeps as tributaries of the Broad River [e.g., S-1, S-3, S-6, and S-8; refer to Table 1 in the Topographic Map and Discharge Assessment Plan(DAP)]. Seep S-3 is apparently part of a stream discharging to the Broad River north of inactive units 1-4 (DAP Figure 2). Seep S-6 is located downgradient from the downstream dam of the active ash basin and coincides with historical Suck Creek discharge (CSA Appendix I, Figure 1). Concentrations in samples from seep S-6 13 have exceeded relevant surface water 2B standards, and 2L and/or IMAC groundwater standards for boron, cobalt, iron, manganese, and vanadium. Concentrations in samples from seep S-3 have exceeded relevant surface water 2B standards for cobalt, iron, manganese, sulfate, thallium and total dissolved solids. For the CAP 2 sampling round (September 2015) the 2B standard for mercury was also exceeded at Seep S-1. Referring to my Table 1, 122 of the seep samples exceeded North Carolina groundwater standards (84 2L exceedances and 38 IMAC exceedances; CSA Table 7-11) for these COI: arsenic, barium, beryllium, boron, chromium, cobalt, iron, lead, manganese, nickel, sulfate, total dissolved solids, thallium, and vanadium. These samples were collected at the active ash basin; inactive ash basins 1-4 and 5; and the ash storage area. Statistical Analyses of Background Concentrations Appendix G of the CSA report presents statistical analyses of historical concentrations from Monitoring Wells MW-24D and MW-24DR, which HDR described as following methods specified by the U.S. Environmental Protection Agency (EPA, 2009), in an attempt to establish background groundwater concentrations for the Cliffside site. As outlined in Sections 3.2.1 and 5.5.2 of the EPA guidance document these data must be checked to ensure that they are statistically independent and exhibit no pairwise correlation. Groundwater sampling data can be non -independent (i.e., autocorrelated) if the sampling frequency is too high (i.e., time interval between sampling events is too small) compared to the chemical migration rate in the aquifer (groundwater pore velocity divided by chemical retardation factor). Section 14 of the EPA guidance presents methods for ensuring that the Wells MW-24D and MW-24DR background data are not autocorrelated, but the analyses in CSA Appendix G did not include evaluations for statistical independence. As an illustration, "slow -moving" groundwater combined with high chemical retardation (i.e., large soil - water partition coefficients, Kd), which is the case at the Cliffside site, can lead to the same general volume of the chemical plume being repeatedly sampled when the monitoring events are closely spaced. Examining shallow wells at the Cliffside site, the shallow groundwater pore velocity (Vp) is in the order of 70 ft/yr (CSA Table 11-14), which is representative of the pore velocity near well MW-241D. Note that shallow pore velocities are as much as a factor of 100 greater in many areas downgradient of the ash basin system (e.g., the active ash basin) due to much greater hydraulic gradients (- 10x larger) and larger hydraulic conductivity (- 10x greater) in these areas. In addition, groundwater pore velocities in deep overburden and in fractured bedrock are generally more than a factor of 1,000 greater than velocities in the shallow overburden (CSA Table 11-14). 14 The retardation factors, Rd, based on laboratory Kd measurements (Kd -- 10 cm3/g, or greater) are on the order of 100 (or greater) for many of the COI (except conservative parameters such as sulfate and boron). Therefore, the average shallow chemical migration rate at Cliffside (Vp /Rd) is on the order of 0.7 ft/yr many of the non -conservative COI near well MW-241D, assuming linear equilibrium sorption (refer to discussion below). For quarterly sampling, the chemical migration distance between sampling rounds is about 0.2 feet for several COI, which is smaller than the sand pack diameter for the monitoring wells. Therefore, based on either quarterly or annual monitoring the shallow groundwater samples at Cliffside are basically representative of the same volume of the plume (i.e., the sandpack, depending on the well purge volume) for many COI, and any measured sample concentration changes are not due to real chemical transport effects in the aquifer. In this case, this means that the groundwater samples are non - independent and that the statistical analyses of background concentrations at Wells MW-24D do not satisfy the key requirements of the analysis method. CAP Groundwater Flow Model Underestimates Potential for Off -Site Chemical Migration My discussions in this section focus on limitations of the CAP groundwater flow model. I focus specifically on model boundary conditions representing the Broad River; the overall size of the model grid and no - flow boundary conditions on the western, southern, and eastern grid boundaries; groundwater flow in the fractured bedrock aquifer; and the potential for off -site groundwater flow in relation to groundwater extraction from numerous private and public water supply wells located close to the model boundaries, but not incorporated into the flow model Broad River Boundary Condition The CAP Parts 1 and 2 groundwater flow models force all Cliffside site groundwater along the northern model boundary to discharge directly into the Broad River and underestimate the potential for off -site flow and chemical migration in fractured bedrock. No -flow boundary conditions defined along the entire western, eastern, and southern model boundaries prevent any off -site groundwater flow and chemical transport in these areas (refer to Figures 1 and 5 in Appendix C of the CAP 1 Report). The bottom surface (bedrock) of the flow model is also assumed to be a no -flow boundary even though the hydraulic conductivity data and measured downward hydraulic gradients at several monitoring well clusters do not support this assumption. The only locations where groundwater and dissolved constituents are allowed to leave the CAP models are streams (e.g., Suck Creek and unnamed tributaries to the west), top -layer flood plain cells next to the Broad River, and the vertical array of cells underlying Broad River along the northern grid boundary; these cells are specified as constant -head boundary conditions in which the head is uniform with depth. 15 This hydraulic representation of the Broad River in the flow model is inaccurate for several reasons. First, the river bottom is assumed to extend all the way through the unconsolidated deposits and the fractured bedrock unit, which is not the case. Second, groundwater flow beneath and adjacent to the river is assumed to be horizontal with zero vertical flow component. Because this boundary condition does not allow groundwater to flow vertically in areas that underlie the river, the CAP models do not represent actual site hydrologic conditions. Further, groundwater flow at the Cliffside site is not strictly horizontal and, as discussed above, many of the vertical hydraulic gradient measurements (including next to the river) are downward. Third, as represented in the CAP models, neither the lower -permeability river bed sediments nor the smaller vertically hydraulic conductivity of underlying soils restricts the potential flow rate into or out of the river (i.e., a perfect hydraulic connection exists between the aquifer and the Broad River). The actual degree of aquifer -river hydraulic connection was not evaluated in the CSA. In summary, due to all of these factors the potential for site groundwater and dissolved constituents to migrate off -site northward beyond the Broad River or eastward as underflow beneath the river cannot be evaluated with the model. The CAP models should have represented the Broad River using a "leaky -type" (i.e., river) boundary condition in the top model layer (McDonald and Harbaugh, 1988), and the model grid should have extended farther north so that the above factors could have been evaluated during model calibration and sensitivity analyses. In their reviews of both the CAP 1 and 2 models (submitted with the CAP modeling appendices), the Electric Power Research Institute third -party peer review team also concluded that the Broad River should be modeled as a leaky boundary condition instead of using constant heads. The models also should have included groundwater extraction from the private water supply wells installed at many points close to the river bank. A river boundary condition incorporates the bed permeability and thickness, the river water surface elevation, and the simulated hydraulic head in the aquifer (at the base of the river bed) to dynamically specify a flux (flow rate per unit bed area) into or out of the groundwater model depending on the head difference between the river and aquifer. Typically, permeability and vertical hydraulic gradient measurements for the river bed (not collected in the CSA) and flow model calibration (three-dimensional matching of simulated and measured hydraulic head measurements in the aquifer) are used to determine a best -fit estimate of river bed conductance (permeability divided by thickness) in the model. HDR did not perform this routine analysis. Limitations of No -Flow Boundary Conditions and Small Model Domain Size The limited areal extent and depth of the CAP Parts 1 and 2 flow and transport model grids prevent the use of the models as unbiased computational tools that can be used to evaluate off -site migration of coal - ash constituents. For example, the model grids should have extended farther north and east to incorporate groundwater extraction from off -site private water -supply wells and allow three-dimensional 16 groundwater flow patterns to naturally develop. The eastern and western no -flow boundaries in the current CAP models artificially prevent any off -site flow or transport in either the bedrock or overburden aquifers. The same is true for the entire northern and southern model boundaries despite the fact that several private homes are located north and east of the Active Ash Basin, and the bedrock hydraulic head map (CSA Figure 6-7) exhibits a strong easterly flow component in this area. Some additional private water supply wells are also located close to the northern shore of the Broad River (CSA Figure 4-2). Artificial limitations created by the northern Broad River boundary condition are outlined above. The bottom boundaries of the CAP models should extend much deeper because the hydraulic conductivity of the fractured bedrock zone is of the same order of magnitude as the overburden soils based on slug test results. In the present configuration the lower boundaries of the CAP Parts 1 and 2 model grids are only about 50 feet below the bedrock surface (Figure 2 in both the CAP 1 & 2 modeling appendices). Because several bedrock wells were screened to this depth the bedrock hydraulic conductivity data collected for the CSA demonstrate that imposing an impermeable model boundary at this depth is incorrect (compare similarities of mean overburden and bedrock aquifer permeabilities in CSA Table 11-10). As discussed above, the strong downward hydraulic gradients between deep and bedrock wells in the northern portion of the Active Ash Basin also demonstrate that vertical and horizontal groundwater flow in bedrock is important, and these transport mechanisms need to be accurately simulated in the CAP models in order to accurately assess the potential for off -site chemical migration. Off -Site Groundwater Extraction Ignored The CSA and CAP Parts 1 and 2 failed to examine the strong potential for coal -ash constituents from the Cliffside site to migrate with groundwater to private water supply wells located immediately east and northeast of the Active Ash Basin. COI may also potentially migrate to private wells located close to the northern Duke Energy property boundary on the northern side of the Broad River. CSA Figure 4-2 shows the locations of water supply wells near the site. The basis of my opinion includes the following: hydraulic conductivity measurements for the overburden and bedrock formations; three-dimensional variations in measured hydraulic head in the bedrock and overburden units; groundwater concentration data; and calculations of potential hydraulic head reductions (i.e., drawdown) that could be caused by off - site groundwater extraction. As discussed throughout my report, neither the CSA nor CAP Parts 1 or 2 investigations addressed the potential for off -site migration. COI's were detected in several water supply well samples (CSA Appendix B), but the CSA report did not plot these detections on a map and did not discuss their possible relationship to the Cliffside site. Appendix B also did not present the well construction details (e.g., well diameter and elevation range of the well screen or open bedrock interval) so that well dilution effects and potential chemical transport pathways in the bedrock unit could be evaluated. In addition, the CSA investigations and CAP Part 1 17 modeling did not include these areas east and north of the Cliffside site. The CAP Part 2 flow model did include a small number of residential wells (13 of the 100 neighboring private wells) located inside the undersized model domain (east of the active ash basin), but the CAP 2 modeling report (CAP 2, Appendix B) did not show simulated hydraulic head maps with these residential wells pumping and did not provide any discussion or analyses of the potential for these wells to capture COI dissolved in groundwater. The CAP Part 2 also did not increase the model grid size to incorporate the large number of residential water supply wells located immediately north of the Broad River and downgradient from the active ash basin in the northeastern portion of the site (CAP 2 Figure 3-3); fix the boundary condition problems; or correct the model input data errors I have outlined so that the flow and transport models could be used to more accurately analyze the potential for off -site chemical transport. Another important model input data error is the bedrock hydraulic conductivity, which is assumed in the CAP 1 and 2 flow models to be about a factor of ten (10x) lower than the overburden aquifer in different areas (Tables 2 in CAP 1 Appendix C and CAP 2 Appendix B). The bedrock slug test results show that the mean bedrock permeability is approximately the same as the overburden permeability. Also, in the CAP 1 model HDR assumed that the vertical bedrock permeability [ (K81),,t ] was the same as the horizontal value (i.e., vertical anisotropy, A, = 1). Without justification or any field measurement of (KBR) e,t the CAP 2 model assumed A = 10-1,000 in bedrock; at several locations the model assumes the vertical bedrock permeability is 100 to 1,000 times smaller than the horizontal permeability. These vertical anisotropy values are extremely large, are highly variable across the site, and do not appear to be supported by data. By comparison, HDR assumed A = 2 in their hydraulic modeling of bedrock slug tests (CSA Appendix H). In an extensive hydrogeologic study and groundwater model of the Indian Creek Basin in the southwestern Piedmont of North Carolina by the U.S. Geological Survey (Daniel et al., 1989) a value of A = 1 in bedrock was used by the USGS. This study is especially relevant because the 146-square-mile Indian Creek model area lies in parts of Catawba, Lincoln, and Gaston Counties, North Carolina and is located in the general vicinity of the Cliffside site. Therefore, the CAP 1 and 2 flow models significantly restrict (incorrectly) groundwater from flowing from the overburden aquifer into the fractured bedrock unit, which causes the CAP transport models to underestimate the potential for off -site chemical migration. Model Significantly Underestimates Leakage Rate from Active Ash Basin The CAP Part 2 flow model underestimates leachate discharge from the active ash basin by as much as a factor of 180 in areas of ponded surface water (e.g., refer to CSA Figures 4-5 and 8-2). The CAP 1 model underestimates active basin leakage by as much as a factor of 330. As shown in Figure 5 of CAP 1, Appendix C, the CAP 1 flow model assumes a constant groundwater recharge rate (i.e., leakage rate) equal to 6.0 inches/year in the active ash basin and all other unlined areas of the site. In the CAP 2 flow model the active basin leakage rate is assumed to be 11 inches/year (Figure 5 of CAP 2, Appendix B). 18 However, CSA Figure 8-2 (cross-section A -A) shows that the vertical hydraulic gradient through the coal ash in the downgradient portion of the active ash basin is on the order of unity. Using Darcy's law and the mean vertical coal -ash permeability of 1.6E-4 cm/sec in CSA Table 11-11, the approximate vertical leakage rate out of the active basin is about 2,000 inches/year near the Broad River (i.e., — 180 times greater than the specified CAP 2 recharge rate of 11 inches/year; and -- 330 times greater than the specified CAP 1 recharge rate of 6 inches/year). The CAP flow models should have represented ponded areas of the active ash basin as either constant - head or leaky -type boundary conditions, which would have allowed the model to simulate a realistic leakage rate for the active ash basin. The major discrepancies between the measured shallow hydraulic head maps (CSA Figure 6-5 and CAP 2 Figure 2-2) and the CAP 1 and 2 simulated shallow head maps (Figure 14 in CAP 1, Appendix C; Figure 15 in CAP 2, Appendix B) clearly show that the CAP flow models significantly underestimate the hydraulic head beneath the active ash basin due to the fact that the modeled leakage rate from the active basin is much too low. Three related impacts of this incorrect active basin boundary condition are that the CAP models significantly underestimate: (i) vertical groundwater flow rates (by on the order of a factor of 200) through coal -ash source material in the vicinity of the downgradient portion of the active ash basin; (ii) horizontal groundwater flow and chemical transport rates downgradient from the active ash basin; and (iii) vertical flow rates from the overburden aquifer into the fractured bedrock unit beneath ponded areas. This incorrect boundary condition representation of the active ash basin also causes the CAP models to significantly underestimate (by on the order of a factor of two or more) both the mass loading of COI into the Broad River and the corresponding Broad River surface water concentrations (attributable to coal ash ponds) that HDR estimated with their mixing model (e.g., CAP 2 report Table 4-2 and Appendix D). CAP Chemical Transport Modeling Due to model calibration, model construction, and boundary -condition and input -data errors the CAP models significantly underestimate remediation time frames. As discussed in this section, reasons for this include significant underestimation of the chemical mass sorbed to soil, failure to account for slow chemical desorption rates, inaccurate analyses of water -table lowering due to capping, and flaws in the transport model calibration. Soil -Water Partition Coefficients and Model Calibration The fraction of chemical mass sorbed to soil can be represented by the soil -water partition coefficient, Kd (Lyman et al., 1982). Kd is an especially important parameter at the Cliffside site because for most of the 19 COI the bulk of the chemical mass in the soil is associated with the solid phase (i.e., sorbed to soil grains rather than dissolved in pore water). In effect, the solid fraction of the soil matrix acts as a large "storage reservoir" for chemical mass when Kd is large [e.g., metals, many chlorinated solvents, and highly - chlorinated polycyclic aromatic hydrocarbon (PAH) compounds associated with coal tars and wood - treating fluids]. Kd is also a very important chemical transport parameter which is used to compute the chemical retardation factor, Rd, assuming linear equilibrium partitioning of mass between the soil (solid) and pore -water phases (Hemond and Fechner, 1994): Rd=1+p6KdIn, where Pb is the soil matrix bulk dry density and ne is the effective soil porosity. For example, the chemical migration rate is directly proportional to hydraulic conductivity and inversely proportional to Rd . The total contaminant mass in an aquifer is also directly proportional to Rd, as well as aquifer cleanup times once the source is removed (e.g., Zheng et al., 1991). Accordingly, it is very important to use accurate Kd values in the CAP Closure Scenario modeling. Specifically, the CAP Part 1 transport modeling used Kd values that were typically factors of 10 - 100 (i.e., one to two orders of magnitude) smaller than the measured site -specific Kd's reported in CAP Appendix D. In contrast, the CAP Part 2 transport modeling used Kd values that are generally a factor of about 10 larger than the CAP 1 values; however, the CAP 2 Kd's are still on the order of 10 times smaller than the measured site -specific Kd's reported in CAP 1 Appendix D and CAP 2 Appendix C. Further, soil -water partition coefficients for the CAP Parts 1 and 2 models are much smaller than most values presented in the literature for the COI (e.g., EPRI, 1984; Baes and Sharp, 1983). This means that, using the actual measured Kd's for the Cliffside site, the times required to reach North Carolina water quality standards at the Compliance Boundary are at least a factor of 10 longer (see additional discussion below) than cleanup times predicted by the CAP Parts 1 and 2 transport models for many COI. The CAP 1 modeling report (CAP 1 Appendix C; Section 4.8) argues that the major Kd reductions were needed due to the following: "The conceptual transport model specifies that COis enter the model from the shallow saturated source zones in the ash basins. When the measured Kd values are applied in the numerical model to COls migrating from the source zones, some COls do not reach the downgradient observation wells where they were observed in June/July 2015 at the end of the simulation period. The most appropriate method to calibrate the transport model in this case is to lower the Kd values until an acceptable agreement between measured and modeled concentrations is achieved. Thus, an effective Kd value results that likely represents the combined result of intermittent activities over the service life of the ash basin. These may include pond dredging, dewatering for dike construction, and ash grading and placement. This approach is expected to produce conservative results, as sorbed constituent mass is released and transported downgradient." 20 First, considering the approach that was used to develop the chemical transport model (history matching), it is not true that "the most appropriate method to calibrate the transport model is to lower the Kd values." The CAP Parts 1 and 2 transport models used an incorrect value (2.65 g/cm3) for the bulk density of overburden materials; this value is the density of a solid mass of mineral (e.g., quartz) with zero porosity. The bulk density should have been computed using the total porosity (n) values in CSA Table 11-1 using the following formula (e.g., Baes and Sharp, 1983): Pb = 2.65 (1— n) Based on the Table 11-1 values Pb — 1.0 - 1.9 g/cm3, which means that the Rd values for the CAP 1 and 2 models were as much as a factor of 2.65 (2.65/1.0) too high before HDR adjusted the Kd values during calibration. Also, as discussed earlier, the overburden slug test values were about 70 percent too low due to HDR's data analysis errors. Both of these errors (sorption rate and hydraulic conductivity) resulted in a modeled transport rate that was up to five times (5x) too low before calibration simply due to data input errors. At least two other important factors were not considered during the transport model calibration. At least two other important factors were not considered during the CAP 1 and 2 transport model calibrations. First, the groundwater flow models are based on average hydraulic conductivity (K) values within a material zone, but K distributions in aquifers are highly variable (e.g., varying by factors of 3-10, or more, over distances as small as a few feet: Gelhar, 1984, 1986, 1987; Gelhar and Axness, 1983; Rehfeldt et al., 1992; Rehfeldt and Gelhar, 1992; Molz, 2015). The Cliffside site hydrogeology certainly qualifies as "heterogeneous". This is very important to consider for the CAP transport model calibrations because it is the high -permeability zones and/or layers that control the time required (Ttra,,l ) for a constituent to reach a downgradient observation point, and HDR used differences in observed versus simulated Trraveq (i.e., time to travel from sources zones to downgradient monitoring wells) as the justification for lowering measured Kd values. Second, the history matching that HDR performed is very sensitive to the assumed time at which the source (i.e., coal ash) is "turned on" and to the assumed distribution of source concentrations (fixed pore water concentrations) in source area cells. Section 5.3 of CAP 1 Appendix C explains that the source was activated 58 years ago in the model: "The model assumed an initial concentration of 0 within the groundwater system for all COls at the beginning of operations approximately 58 years ago. A source term matching the pore water concentrations for each COI was applied within the Units 1-4 inactive ash basin, Unit 5 inactive ash basin, active ash basin and the ash storage area at the start of the calibration period. The source concentrations 21 were adjusted to match measured values in the downgradient monitoring wells that had exceedances of the 2L Standard for each COI in June 2015. " For several reasons it is a major simplification (and generally inaccurate) to use 2015 ash pore water concentrations to define year-1957 source zone (fixed concentration) boundary conditions. These reasons include: coal ash was gradually and nonuniformly distributed (spatially and temporally) in ash basins throughout the 58-year simulation period (not instantaneously in 1957); it is very difficult (or not possible) to accurately extrapolate geochemical or ash -water leaching conditions (i.e., predict COI pore - water concentrations) that existed during the 2015 sampling round to conditions that may have existed in 1957 and thereafter; the actual source -area concentration distributions are highly nonuniform, but it is not clear from the CAP modeling reports how "... source concentrations were adjusted to match measured values ... ", or if the source area concentrations were nonuniform. All of these uncertainties are further magnified when using history matching to calibrate a chemical transport model. Based on the above model input errors and major uncertainties in hydraulic -conductivity variations and source -term modeling, it is incorrect to simply reduce Kd values by factors of 10 to 100 below site measurements (and the large database of literature Kd values) based only on the transport model "history matching" exercises that HDR performed. My additional comments on the CAP Parts 1 and 2 transport modeling of Closure Scenarios are listed in the following section. Geochemical Modeling and Evaluation of Monitored Natural Attenuation The CAP Part 2 geochemical modeling results do not include quantitative analyses of COI attenuation rates at the Cliffside site and are only qualitative in nature. In addition, HDR did not incorporate any source/sink (e.g., precipitation/dissolution) terms representing geochemical reaction mechanisms in the CAP 2 chemical transport model to evaluate whether such reactions are important compared to groundwater concentration changes caused by advection, dispersion, and soil -water partitioning. In this regard, HDR states in Section 2.10 of CAP 2 Appendix B : "A physical -type modeling approach was used, as site -specific geochemical conditions are not understood or characterized at the scale and extent required for inclusion in the model." Indeed, the Electric Power Research Institute (e.g., EPRI, 1984; page S-8) has extensively reviewed subsurface chemical attenuation mechanisms applicable to the "utility waste environment" and concluded: (i) precipitation/dissolution has not been adequately studied; and (ii) "Quantitative predictions of chemical attenuation rates based upon mineralogy and groundwater composition cannot be made because only descriptive and qualitative information are available for adsorption/desorption mechanisms." Nonetheless, HDR performed the geochemical modeling to evaluate the technical basis for its MNA analysis; however, any quantitative MNA analysis must compare mass transport rates and changes (e.g., 22 grams/year per unit area normal to a groundwater pathline) in the aquifer for the various active transport mechanisms in order to determine whether MNA is a viable alternative (e.g., produces meaningful groundwater concentration reductions) at the Cliffside site. In Section 6.3.2 of the CAP 2 report HDR acknowledges that these quantitative evaluations were not performed in CAP 2 and indicated that they would need to be completed as part of a Tier III MNA assessment. Nevertheless, HDR suggested in the CAP 2 report that COI concentrations "will" or "may" attenuate over time without completing the necessary evaluations to reach these conclusions. HDR also states in CAP 2 Section 6.3.4 that "MNA is an effective correction action because COls will attenuate over time to restore groundwater quality at the CSS site...." and in CAP 2 Section 6.3.3 that "the groundwater model did not allow for removal of COI via co -precipitation with iron oxides, which likely resulted in an over -prediction of COI transport. Completion of the Tier 11 assessment described in Appendix H has addressed this issue." I saw no quantitative analysis or evidence in the CAP 2 report or related appendices to support these claims. In fact, the CAP 2 Appendix H emphasizes that much more geochemical data need to be collected and chemical transport modeling with a source/sink term must be performed in a Tier III assessment to further assess whether MNA is a viable remedial alternative. Therefore, the CAP 2 report fails to provide any quantitative evidence supporting COI attenuation due to co -precipitation with iron or manganese. The second component of COI attenuation evaluated in Appendix H is chemical sorption to soil. It is important to note that, although the CAP models did not incorporate a mechanism for co -precipitation with iron or manganese (or any COI sink term), the CAP models did simulate attenuation due to sorption. Even with the sorption attenuation mechanism included, CAP 2 Table 4-1 shows that for both the "existing conditions" and "cap -in -place" scenarios the following COI will exceed North Carolina groundwater standards at the Compliance Boundary 100 years into the future: antimony, arsenic, beryllium, boron, chromium, hexavalent chromium, cobalt, lead, sulfate, thallium, and vanadium. Further, my Table 1 shows that groundwater standards are currently exceeded at the Compliance Boundary for barium, cobalt, iron, manganese, nickel, and total dissolved solids (i.e., barium, cobalt, iron, manganese, nickel, and TDS contaminant plumes originating in the source areas have already reached the Compliance Boundary). The conclusions of the MNA Tier I analyses (CAP 2 Appendix H, page 18) were that arsenic, barium, beryllium, boron, chromium, cobalt, lead, thallium, and vanadium showed some evidence of attenuation and should be evaluated further in a Tier II evaluation. However, the CAP 2 modeling results in Table 4-1 (which included a significant amount of sorption attenuation) show that all of these COI currently exceed North Carolina groundwater standards at the Compliance Boundary and are expected to exceed those standard 100 years into the future. All of these data and CAP 2 modeling results strongly contradict the CAP 2 conclusion that MNA is a viable corrective action at the Cliffside site. 23 Simulation of Closure Scenarios As discussed below, CAP 1 Closure Scenario simulations greatly underestimate (by factors of 10 or more) the time frames required to achieve meaningful groundwater concentration reductions in response to remedial actions. Compared to the Cap -in -Place (CIP) remedial alternative evaluated in the CAP Part 1, the Excavation Scenario results in COI concentration reductions at the Compliance Boundary that are generally two to ten times greater compared to Cap -in -Place and best reduces impacts to surface water. In addition, the time frames to achieve equivalent concentration reductions are at least factors of 2 to 5 (2 - 5x) shorter for excavation compared to cap -in -place for most of the COI; further, several COI concentrations reduce below 2L or IMAC standards with excavation but remain significantly higher than the groundwater standards with cap -in -place. Although the CAP 1 modeling showed that Source Excavation outperforms CIP, the CAP 2 modeling did not simulate an Excavation closure scenario. Nonetheless, the following comparisons between CIP and Excavation impacts on groundwater concentrations are valid for both the CAP 1 and 2 model results. This is because the main difference with the CAP 2 transport model (compared to CAP 1) is that concentration changes resulting from either CIP or Excavation (if it was evaluated in CAP 2) occur much more slowly (i.e., — 10x slower) in the CAP 2 model due to the much larger Kd (and Rd) values. The CAP 2 transport model also assumed uniform initial COI concentrations equal to HDR's proposed provisional background concentrations (PPBC), even though the PPBC exaggerate background levels (see above discussion) and there are no data to suggest that background concentrations should be spatially uniform. Despite these changes in the CAP 1 and 2 models, the relative differences in groundwater concentrations between the two closure scenarios remain about the same if the uniform starting (PPBC) COI concentrations are subtracted from the simulated concentration versus time curves. For these reasons the following discussions focus on the CAP 1 modeling results. Source Concentrations for Cap -in -Place Scenario In this scenario the CAP 1 flow model predicts cap -induced water -table declines equal to approximately 5 feet (relative to the Existing Conditions simulation) within the Units 1-4 inactive ash basins, 12 feet within the Unit 5 inactive ash basin (11 feet in the CAP 2 flow modeling), and 10 feet within the active ash basin (10 feet in CAP 2). However, the geologic cross -sections presented in the CSA show that the saturated coal ash thickness at several borings is as great as 30-60 feet. This means that under the simulated Cap -In -Place Scenario most of the coal ash, which is the source of dissolved COI, would remain saturated and continue to leach constituents into groundwater in several parts of the ash basin system. The CAP 1 simulations ignored this fact and set all source concentrations equal to zero (i.e., assumed all coal ash was dewatered). Therefore, the simulated Cap -in -Place concentrations should be much higher than the values presented in the CAP Part 1. 24 The groundwater flow model simulations also exaggerate the hydraulic effects of the cap (i.e., overstates water table lowering) because the no -flow boundary conditions along the entire western, southern, and eastern grid boundaries prevent flow into the Ash Basin System when the laterally inward hydraulic gradients are created by capping. In addition, the base of the flow model is assumed to be impervious even though the bedrock aquifer hydraulic conductivity is about the same as the overburden aquifer; this artificially restricts upward flow from bedrock into the capped area and exaggerates predicted water table lowering. In addition, a site -specific distribution of groundwater recharge values should have been developed for this and the other simulation scenarios to take into account site -specific topography and soil types (e.g., runoff estimation) and climate data (precipitation, evapotranspiration, etc.; e.g., using the U.S. Army Corps of Engineers HELP Model; Schroeder et al., 1994). The CAP 1 flow model uses an assumed value of 6 inches year uniformly throughout the model domain even though the actual value is highly variable across the Ash Basin System and site land surface. Further, as discussed above, HDR should have used a leaky -type boundary condition to model ponded areas of the active ash basin. The predicted water table lowering due to capping is very sensitive to the model recharge value, so more effort should have been made to develop a site -specific recharge -rate distribution. Slow and Multirate Nonequilibrium Desorption of COI Since the 1980's the groundwater industry has learned how difficult it is to achieve water quality standards at remediation sites without using robust corrective actions such as source removal (Hadley and Newell, 2012, 2014; Siegel, 2014). Two of the key reasons for this in aqueous -phase contaminated soil are inherently low groundwater or remediation fluid flushing rates in low -permeability zones and slow, nonequilibrium chemical desorption from the soil matrix (Culver et al., 1997, 2000; Zheng et al., 2010). A good example of this is the "tailing effect" (i.e., very slow concentration reduction with time) that is commonly observed with pump -and -treat, hydraulic containment systems. These factors are also related to the "rebound effect" in which groundwater concentrations sometimes increase shortly after a remediation system is turned off (Sudicky and Illman, 2011; Hadley and Newell, 2014; Culver et al., 1997). The CAP 1 and 2 flow models use different permeability (K) zones, but the scale of these zones is very large and within each zone K is homogeneous even though large hydraulic conductivity variations (e.g., lognormal distribution) are known to exist at any field site over relatively small length scales (Molz, 2015). Moreover, the CAP transport models assume linear, equilibrium soil -water partitioning which corresponds to instantaneous COI release into flowing groundwater. The transport code (MT3D) has the capability of simulating single -rate nonequilibrium sorption, but the Close Scenario simulations did not utilize this modeling feature. Slow desorption of COI can also be expected at the Allen site because sorption rates 25 are generally highly variable, and multi -rate (Culver et al., 1997, 2000; Zheng et al., 2010), and Kd values are nonuniform spatially (Baes and Sharp, 1983; EPRI, 1984; De Wit et al., 1995). The CAP flow and transport models can be expected to significantly underestimate cleanup times required to meet groundwater standards at the compliance boundary because they do not incorporate these important physical mechanisms. Adequacy of the Kd Model for Transport Simulation The laboratory column experiment effluent data (e.g., CAP 1 Appendix D) generally gave very poor matches with the analytical (one-dimensional) transport model used to compute Kd values. Since the CAP transport model solves the same governing equations in three dimensions, the adequacy of the Kd modeling approach for long-term remedial simulations should have been evaluated in much more detail in the modeling appendix. The transport modeling also did not evaluate alternative nonlinear sorption models such as the Freundlich and Langmuir isotherms (Hemond and Fechner, 1994), which are input options in the MT31D transport code. Several of the batch equilibrium sorption experiments (CAP 1 Appendix D) exhibited nonlinear behavior, and such behavior is commonly observed in other studies (e.g., EPRI, 1984). However, HDR only computed linear sorption coefficients (i.e., Kd) for the Cliffside site in CAP Part 1. In CAP Part 2 HDR did fit Freundlich isotherms to the batch sorption data for selected COI (CAP 2 Appendix C, Tables 1-8) but did not use these Freundlich isotherm results in the CAP 2 transport modeling. De Wit et al. (1995) showed that the nonlinear sorption mechanism is similar in importance to aquifer heterogeneities in extending remediation time frames. Closure Scenario Time Frames As outlined in my report, the CAP Part 1 chemical transport model underestimates the time intervals required to achieve groundwater concentration reductions (i.e., achieve groundwater quality restoration) by factors that are at least on the order of 10 to 100. In other words, the CAP 1 transport model significantly overestimates the rate at which concentrations may reduce in response to remedial actions such as capping or source removal. This is due to several factors, including major errors in model input data, model calibration mistakes, field data analysis errors, and oversimplified model representation of field conditions (e.g., hydraulic conductivity) and transport mechanisms (e.g., chemical sorption/desorption). These limitations of transport models for realistically predicting cleanup times have been recognized by the groundwater industry for the past few decades based on hands-on experience at hundreds of extensively -monitored remediation sites. Even if we ignore the factors of 10 or more errors in cleanup time predictions with the CAP 1 model, the remediation time frames for the Excavation Scenarios are still more than two centuries for several 26 constituents due to slow groundwater flushing rates from secondary sources (surrounding residual soil) left in place after excavation and due to high chemical retardation factors for most of the COI. However, excavation of secondary -source material would further accelerate cleanup rates under this alternative. The CAP 1 simulated Cap -In -Place concentration reduction rates are much slower, compared to excavation, but are also incorrect (i.e., overestimated) because the cap -induced water -table lowering is insufficient to dewater all of the source -area coal ash, as discussed above, and the CAP 1 and 2 flow models overestimate cap -induced water -table lowering due to boundary condition errors. Furthermore, these simulation times are well beyond the prediction capabilities of any chemical transport model for a complex field site (especially one that is as geochemically complex as the Cliffside site). The historical model -calibration dataset (1957-2015) is also significantly smaller than the predictive (remediation) time frames. In addition, the "history matching" technique used to calibrate the transport model (e.g., major reduction in measured Kd values) was not performed correctly by HDR. Cap -In -Place versus Excavation Closure Scenarios Although the the CAP 1 model underestimates remediation time frames, the CAP 1 Closure Scenario simulations demonstrate several significant advantages of excavation for restoring site groundwater quality versus cap -in -place. First, predicted COI concentration reductions in groundwater downgradient from the ash basin system are generally factors of 2-10 greater with excavation compared to cap -in -place (e.g., refer to most of the simulated concentration versus time curves in CAP 1 Appendix C). Further, if HDR had correctly performed the CAP 1 cap -in -place simulations the predicted CIP concentrations would be much higher because predicted water -table lowering due to the cap would be insufficient to dewater all of the coal ash. Second, North Carolina 2L or IMAC standards for many COI (antimony, arsenic, chromium, hexavalent chromium, cobalt, nickel, thallium, vanadium) are not achieved by cap -in -place but are achieved by excavation (e.g., CAP 1 Appendix C Figures 13, 20, 21, 26, 27, 28, 29, 30, 31, 33, 34, 36, 37, and 39). Third, the time frames to achieve equivalent concentration reductions are at least factors of 2 to 5 shorter for excavation compared to cap -in -place; further, several COI concentrations reduce below 2L or IMAC standards with excavation but remain significantly higher than the groundwater standards with cap -in -place. Even though the CAP 1 modeling demonstrated that the CIP closure alternative would be much less effective than excavation, and that CIP would only dewater about 20-40 percent of the saturated coal -ash thickness in many areas, HDR eliminated excavation from consideration in CAP 2. In Section 7.1 of the CAP 2 report HDR assumes that "Evaluation of the geochemical modeling indicated COls are attenuated by a combination of sorption and/or precipitation" and that "Based on review of the groundwater modeling results, COls with sorption coefficients similar to or greater than arsenic are immobilized by sorption and/or precipitation .....". As discussed above, HDR provided no quantitative analysis or evidence in the CAP 2 report or related appendices to support this claim. Further, sorption is not a mechanism that 27 "immobilizes" a dissolved consituent; sorption only slows down the rate of transport proportional the chemical retardation factor. Considering that up to 80 percent of the coal -ash source material would remain saturated with CIP and that multiple exceedances of groundwater standards at the Compliance Boundary currently exist (with no historical data to indicate that these Compliance Boundary concentrations are decreasing with time), it is not reasonable to make sweeping assumptions about future concentration changes. Tier III MNA analyses require rigorous quantitative evaluations using the CAP transport model with a source/sink term that incorporates geochemical reactions to support MNA as a viable corrective action. CAP 2 did not provide this information. As discussed above, the CAP Part 2 flow model did include a small number of residential wells (13 of the 100 neighboring private wells), but the CAP 2 modeling report (CAP 2, Appendix B) did not show simulated hydraulic head maps with these residential wells pumping and did not provide any discussion or analyses of the long-term potential for these wells to capture COI dissolved in groundwater. Further, the private bedrock wells that HDR chose to include in the CAP 2 model appear to be located upgradient from the active ash basin; HDR should have included all of the private wells located near the northern bank of the Broad River (in a downgradient direction from the ash basin system) and near the northeastern site boundary which is downgradient from the active ash basin, as I describe above. In CAP 2 section 4.1.5 HDR discusses that fact that the CAP 2 flow model was used to compute 1-year, reverse particle pathlines for these bedrock residential wells (Figure 18 in CAP 2 Appendix B) to determine their short-term groundwater capture zones. However, the residential well reverse pathline tracing should have been performed for a much longer time period (e.g., from the beginning of coal ash disposal to the present) to evaluate whether COI may have migrated from source areas to these wells. In addition, if HDR had extended the CAP 2 model grid much farther to the north and east the capture zones for the remaining 87 private water supply wells could have been determined, as I discuss earlier in my report. The CAP Closure Scenarios do not include hydraulic containment remedial alternatives (e.g., gradient reversal) for the bedrock aquifer that would address the risk of off -site COI transport. As discussed above, the CSA data show many exceedances of groundwater standards in bedrock not only at the compliance boundary but also inside the CB. In addition, strong downward groundwater flow components from the deep overburden to bedrock aquifers were measured during the CSA at multiple locations across the site, including the southern shoreline of the Broad River. The cap -in -place alternative does not address either concentration reduction or off -site chemical migration control in the fractured bedrock aquifer. The CAP Parts 1 and 2 do not assess whether water quality standards will be achieved in the tributaries and wetlands between the ash basins and the Broad River [e.g., seep locations S-3 or S-6 (Broad River tributaries) or the wetland located along Suck Creek downgradient from the upstream dam of the active 28 ash basin] under any closure scenario. As discussed above, for the cap -in -place scenario a significant fraction of the source material will remain saturated and dissolved COI will continue to migrate with groundwater toward these seep locations. Although unaddressed by the model, COI concentration decreases in groundwater and unsaturated zone pore water due to source removal would also reduce impacts to tributaries and wetlands that are influenced by the ash basins. Conclusions Based on my technical review and analyses of the referenced information for the Cliffside site I have reached the following conclusions: • A total of 62 Compliance Boundary groundwater samples exceeded North Carolina groundwater standards for these COI: antimony, boron, chromium, cobalt, iron, manganese, sulfate, total dissolved solids, and vanadium. Of these 62 exceedances, 36 were greater than the proposed provisional background concentrations by HDR; • The statistical analyses of shallow background groundwater concentrations at the Cliffside site (well MW-24D) are invalid. The time periods between groundwater sample collection from this well are too small and the concentration data are not independent; • There is a significant risk of chemical migration from the ash basin to neighboring private water supply wells in fractured bedrock. The design of the CAP flow and transport models prevents the potential for off -site migration from being evaluated; • The limited CAP model domain size; the no -flow boundary conditions along the western, southern, and eastern boundaries; and incorrect hydraulic boundary condition representations of the Broad River and the active ash basin prevent simulation and analysis of off -site COI migration; • The CAP Closure Scenario simulations greatly underestimate (by factors of 10 or more) the time frames required to achieve meaningful groundwater concentration reductions in response to remedial actions. This is due to oversimplification of field fate and transport mechanisms in the CAP model and several model input errors; • The simulated water table lowering for the Cap -in -Place Scenario is more than a factor of five too small at several locations in the ash basin system in order to dewater all source material; and the actual cap -induced water table elevation reduction would be much less than predicted due to the incorrect no -flow boundary conditions. Therefore, the remediation time frames for this scenario would be much greater because a large percentage of the source zone would still be active with the cap installed; 29 • For either the Existing Condition or Cap -in -Place Model Scenario groundwater concentrations of coal -ash constituents much higher than background levels will continue to exceed North Carolina groundwater standards at the Compliance Boundary because saturated coal -ash material and secondary sources will remain in place; • Due to an incorrect boundary -condition representation of the active ash basin, the CAP models underestimate by a factor of two or more both the mass loading of COI into the Broad River and the corresponding Broad River water concentrations (attributable to coal ash ponds) estimated by the groundwater/surface-water mixing model; • Source -area mass removal included in the Excavation Scenario results in COI concentration reductions at the Compliance Boundary that are generally two to ten (2 - 10x) times greater compared to Cap -in -Place and best reduces impacts to surface water. In addition, the time frames to achieve equivalent concentration reductions are factors of two to five (2 - 5x) shorter for excavation compared to cap -in -place, and source removal reduces the number of COI that will exceed North Carolina groundwater standards in the future. Additional excavation of secondary sources would further accelerate concentration reductions; • The CAP simulations show that source excavation reduces groundwater concentrations for many COI below North Carolina groundwater standards (antimony, arsenic, chromium, hexavalent chromium, cobalt, nickel, thallium, vanadium), but cap -in -place closure does not; • The CAP Part 2 geochemical modeling and monitored natural attenuation (MNA) evaluations do not provide the required quantitative analyses (e.g., numerical transport modeling) of COI attenuation rates necessary to support MNA as a viable corrective action and are only qualitative in nature. The CAP 2 chemical transport modeling, which included attenuation by sorption, demonstrated that MNA is not an effective remedial option for several COI (e.g., antimony, arsenic, beryllium, boron, chromium, hexavalent chromium, cobalt, lead, sulfate, thallium, and vanadium); • The CAP Closure Scenarios do not include hydraulic containment remedial alternatives for the bedrock aquifer and do not address the risk of off -site COI transport. CSA data show multiple exceedances of groundwater standards in bedrock not only at the compliance boundary but also inside the CB. 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