HomeMy WebLinkAboutNC0036196_Remission Decision (LV-2024-0097)_20240729 ri ,.i,.1d
ROY COOPER ' i)_f? -
Governor WI�%,r:c,.�+ - l
ELIZABETH S.BISER Tr
Secretary ' —” r ,.W '
RICHARD E.ROGERS,JR. G` 'A"N'`b
NORTH CAROLINA
Environmental Quality
July 24, 2024
CERTIFIED MAIL 7099-1120-0001-4877-7182
RETURN RECEIPT REQUESTED
Eric Jones, Superintendent
City of Newton
PO Box 550
City of Newton,North Carolina 28673-0039
Subject: DWR Remission Decision
Civil Penalties Case Number LV-2024-0097
NPDES Permit NC0036196
Clark Creek WWTP, WPCS Class WW-4
Catawba County
Mr. Jones:
The Division of Water Resources has considered the information you submitted in support of your
request to remit civil penalties in the subject case, and the Director, in consultation with the
Mooresville Regional Office (MRO) has granted full remission including investigative costs [CPA
$3,772.13 ($3,570.00 civil penalties plus $202.03 Costs)], in accordance with G.S. 143-215.6A(f).
A copy of this remission decision is attached. This case is closed, no further action required. Thank
you for your cooperation in this matter. If you have questions, please email the undersigned at
[j oe.corporon@deq.nc.gov].
Sincerely
Joe R. orporon, P.G.
Centra Office - Region 1 Office Contact (ROC) for MRO
' NCq Q/D PDES
Permitting/En ironmental Compliance
Attachments:
ec: Laserfiche Files [NC0036196 letter and attachments]
NPDES Enforcement Files LV-2024-0097
Mooresville Regional Office(MRO),Attn. Wes Bell [wes.bell@deq.nc.gov]
Mooresville Regional Office(MRO),Attn.Andrew Pitner[andrew.pitner@deq.nc.gov]
City of Newton,James D. Wentz, Public Works Director[dwentz@newtonnc.gov]
City of Newton,Eric Jones, Superintendent[ejones@newtonnc.gov]
-§ North Carolina Department of Environmental Quality I Division of Water Resources
" A
_ „i 512 North Salisbury Street 11617 Mall Service Center I Raleigh.North Carolina 27699-1617
e�.� i �amom\ /w, 919.707.9000
Docusign Envelope ID:9AB603EF-FF3B-41B7-9B7C-1CC623A40BB2
Case Number:LV-2024-0097
DIVISION OF WATER RESOURCES
CIVIL PENALTY REMISSION FACTORS and DECISIONS
Case Number: LV-2024-0097 Region: MRO County: Catawba
Assessed Entity: City of Newton Permit: NC0036196
City of Newton WWTP,WPCS Grade WW-4
❑ (a) Whether one or more of the civil penalty assessment factors were wrongly applied to
the detriment of the petitioner:
Permittee[not asserted]:
❑ (b) Whether the violator promptly abated continuing environmental damage resulting
from the violation:
Permittee[not asserted]:
r (c) Whether the violation was inadvertent or the result of an accident:
Permittee Asserts: [paraphrased]
In response to violations for Total Aluminum,Monthly Average and Daily Max(MA/DM),we
requested in writing that DWR not add these limits. DWR added them based on reasonable potential.
With both limits MA and DM,Newton [fears] we will continue to receive NOVs for both, and we feel
this is not fair. We sample Monthly. This sampling has never shown these high tests results.
We sample our industries according to our permits [Pre-Treatment Program]. We observed the high
results [Total Aluminum] when we were not testing our industries,so finding out which industry
dumped to the collection system is now impossible.
DWR Response:
NPDES Permitting Unit determined that the aluminum effluent limits were issued in error and as such,
the permit is modified to replace the aluminum limits with monitory only requirement.
❑ (d) Whether the violator had been assessed civil penalties for any previous violations:
Permittee Asserts:[paraphrased]
We only sample Monthly, didn't have time to retest to lower the MA. In the past we've had no
violations when we checked for Aluminum. This was just added to this permit.
DWR—no Response.
❑ (e) Whether payment of the civil penalty will prevent payment for the remaining
necessary remedial actions:
Permittee[not asserted]:
Docusign Envelope ID:9AB603EF-FF3B-41B7-9B7C-1CC623A40BB2
Case Number:LV-2024-0097
CPA$3,772.13 [$3,570.00 civil penalties plus $202.03 Costs]
Full Remission recommended; limits for Total Aluminum removed from the permit—now Quarterly
Monitoring only based on latest RPA.
DECISION(Check One)
Request Denied ❑
Full Remission ® Retain Enforcement Costs? Yes ❑ No
Original Penalty(without Enforcement Costs) $3,570.00
Enforcement Costs $202.13
Total Revised Assessment $0.0
DocuSigned by:
�` ,,, 7/19/2024
8328B44CE9EB4A1...
John E. Hennessy Date
Civil Penalty Assessment (CPA) Summary
I,Andrew H. Pitner, Regional Supervisor, Mooresville Regional Office hereby make the
following civil penalty assessment against the City of Newton:
$510. 00 1 of 1 violations of G.S. 143-215. 1(a)(6)and Permit No.NC0036196, by
discharging wastewater into the waters of the State in violation of the Permit
Daily Maximum for Aluminum,Total(as Al).
$3,060. 00 1 of 1 violations of G.S. 143-215. 1(a)(6)and Permit No.NC0036196,by
discharging wastewater into the waters of the State in violation of the Permit
Monthly Average for Aluminum,Total(as Al).
$3,570. 00 TOTAL CIVIL PENALTY
$202.13 Enforcement Costs
$3,722.13 TOTAL AMOUNT DUE
Docusign Envelope ID:9AB603EF-FF3B-41B7-9B7C-1CC623A40BB2
ROY COOPER
Governor %�� - 4
ELIZABETH S.BISERekk
Secretary ffi ��
RICHARD E.ROGERS,JR. NORTH CAROLINA
Director - Environmental Quality
Certified Mail#7022 0410 0000 7789 6708
Return Receipt Requested
April 19,2024
James Wentz,Director Public Works
City of Newton
PO Box 550
Newton,NC 28658-4321
SUBJECT: Notice of Violation and Assessment of Civil Penalty
for Violations of North Carolina General Statute(G.S.) 143-215.1(a)(6)
and NPDES WW Permit No.NC0036196
City of Newton
Clark Creek WWTP
Case No. LV-2024-0097
Catawba County
Dear Mr.Wentz:
This letter transmits a Notice of Violation and assessment of civil penalty in the amount of$3,772.13 ($3,570.00 civil
penalty+$202.13 enforcement costs)against City of Newton.
This assessment is based upon the following facts: a review has been conducted of the Discharge Monitoring Report
(DMR)submitted by City of Newton for the month of January 2024. This review has shown the subject facility to be in
violation of the discharge limitations and/or monitoring requirements found in NPDES WW Permit No.NC0036196. The
violations,which occurred in January 2024,are summarized in Attachment A to this letter.
Based upon the above facts,I conclude as a matter of law that City of Newton violated the terms,conditions or
requirements of NPDES WW Permit No.NC0036196 and G.S. 143-215.1(a)(6) in the manner and extent shown in
Attachment A. In accordance with the maximums established by G.S. 143-215.6A(a)(2),a civil penalty may be assessed
against any person who violates the terms, conditions or requirements of a permit required by G.S. 143-215.1(a).
D Q.,. Nor h CaroYma Department of Fmirorunental Quality I Division of Water Resources
��p/+ Mooresville Regional 0111ce l 610 East Center Avenue.Suite 301 I Mooresville,North Carolina 28115
=24:: 704 6631699
Docusign Envelope ID:9AB603EF-FF3B-41B7-9B7C-1CC623A40BB2
Based upon the above findings of fact and conclusions of law,and in accordance with authority provided by the
Secretary of the Department of Environmental Quality and the Director of the Division of Water Resources,I,Andrew
H.Pitner,Regional Supervisor,Mooresville Regional Office hereby make the following civil penalty assessment against City
of Newton:
$510.00 1 of 1 violations of G.S. 143-215.1(a)(6)and Permit No.NC0036196,by discharging waste water
into the waters of the State in violation of the Permit Daily Maximum for Aluminum,Total(as Al)
$3,060.00 I of I violations of G.S. 143-215.1(a)(6) and Permit No.NC0036196,by discharging waste water
into the waters of the State in violation of the Permit Monthly Average for Aluminum,Total(as Al)
$3,570.00 TOTAL CIVIL PENALTY
$202.13 Enforcement Costs
$3,772.13 TOTAL AMOUNT DUE
Pursuant to G.S. 143-215.6A(c), in determining the amount of the penalty I have taken into account the Findings of Fact and
Conclusions of Law and the factors set forth at G.S. 143B-282.1(b),which are:
(1) The degree and extent of harm to the natural resources of the State,to the public health,or to private property
resulting from the violation;
(2) The duration and gravity of the violation;
(3) The effect on ground or surface water quantity or quality or on air quality;
(4) The cost of rectifying the damage;
(5) The amount of money saved by noncompliance;
(6) Whether the violation was committed willfully or intentionally;
(7) The prior record of the violator in complying or failing to comply with programs over which the Environmental
Management Commission has regulatory authority; and
(8) The cost to the State of the enforcement procedures.
Within thirty(30) days of receipt of this notice,you must do one of the following:
(1) Submit payment of the penalty, OR
(2) Submit a written request for remission, OR
(3) Submit a written request for an administrative hearing
Option 1: Submit payment of the penalty:
Payment should be made directly to the order of the Department of Environmental Quality(do not include waiver
form). Payment of the penalty will not foreclose further enforcement action for any continuing or new violation(s).
Please submit payment to the attention of:
Wastewater Branch
Division of Water Resources
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
Docusign Envelope ID:9AB603EF-FF3B-41B7-9B7C-1CC623A40BB2
Option 2: Submit a written request for remission or mitigation including a detailed justification for such
request:
Please be aware that a request for remission is limited to consideration of the five factors listed below as they may
relate to the reasonableness of the amount of the civil penalty assessed. Requesting remission is not the proper
procedure for contesting whether the violation(s)occurred or the accuracy of any of the factual statements contained in
the civil penalty assessment document. Because a remission request forecloses the option of an administrative hearing,
such a request must be accompanied by a waiver of your right to an administrative hearing and a stipulation and
agreement that no factual or legal issues are in dispute. Please prepare a detailed statement that establishes why you
believe the civil penalty should be remitted,and submit it to the Division of Water Resources at the address listed below.
In determining whether a remission request will be approved,the following factors shall be considered:
(1) whether one or more of the civil penalty assessment factors in NCGS 143B-282.1(b)was wrongfully
applied to the detriment of the petitioner;
(2) whether the violator promptly abated continuing environmental damage resulting from the violation;
(3) whether the violation was inadvertent or a result of an accident;
(4) whether the violator had been assessed civil penalties for any previous violations; or
(5) whether payment of the civil penalty will prevent payment for the remaining necessary remedial actions.
Please note that all evidence presented in support of your request for remission must be submitted in writing. The
Director of the Division of Water Resources will review your evidence and inform you of his decision in the matter of
your remission request. The response will provide details regarding the case status, directions for payment,and
provision for further appeal of the penalty to the Environmental Management Commission's Committee on Civil Penalty
Remissions(Committee). Please be advised that the Committee cannot consider information that was not part of the
original remission request considered by the Director. Therefore,it is very important that you prepare a complete and
thorough statement in support of your request for remission.
In order to request remission,you must complete and submit the enclosed"Request for Remission of Civil Penalties,
Waiver of Right to an Administrative Hearing,and Stipulation of Facts"form within thirty(30) days of receipt of this
notice. The Division of Water Resources also requests that you complete and submit the enclosed"Justification for
Remission Request."
Both forms should be submitted to the following address:
Wastewater Branch
Division of Water Resources
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
Docusign Envelope ID:9AB603EF-FF3B-41B7-9B7C-1CC623A40BB2
Option 3: File a petition for an administrative hearing with the Office of Administrative Hearings:
If you wish to contest any statement in the attached assessment document you must file a petition for an administrative
hearing. You may obtain the petition form from the Office of Administrative Hearings. You must file the petition with
the Office of Administrative Hearings within thirty(30)days of receipt of this notice. A petition is considered filed
when it is received in the Office of Administrative Hearings during normal office hours. The Office of Administrative
Hearings accepts filings Monday through Friday between the hours of 8:00 a.m. and 5:00 p.m.,except for official state
holidays. The petition may be filed by facsimile(fax)or electronic mail by an attached file(with restrictions) -provided
the signed original,one(1)copy and a filing fee(if a filing fee is required by NCGS §150B-23.2)is received in the
Office of Administrative Hearings within seven(7)business days following the faxed or electronic transmission. You
should contact the Office of Administrative Hearings with all questions regarding the filing fee and/or the details of the
filing process.
The mailing address and telephone and fax numbers for the Office of Administrative Hearings are as follows:
6714 Mail Service Center
Raleigh,NC 27699 6714
Tel: (919)431-3000
Fax: (919)431-3100
One(1)copy of the petition must also be served on DEQ as follows:
Mr.William F. Lane,General Counsel
Department of Environmental Quality
1601 Mail Service Center
Raleigh,North Carolina 27699-1601
Please indicate the case number(as found on page one of this letter)on the petition.
Failure to exercise one of the options above within thirty(30)days of receipt of this letter,as evidenced by an internal
date/time received stamp(not a postmark),will result in this matter being referred to the Attorney General's Office for
collection of the penalty through a civil action. Please be advised that additional penalties may be assessed for violations
that occur after the review period of this assessment.
If you have any questions,please contact Wes Bell with the Division of Water Resources staff of the Mooresville Regional
Office at(704)235-2192 or via email atMailhall@deq.nc.gov.
Sincerely,
EDocuSigned by:
14441.w H P
F161FB69A2D64A3..
Andrew H. Pitner,P.G.,Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources,NCDEQ
ATTACHMENTS
Cc: WQS Mooresville Regional Office-Enforcement File(Laserfiche)
NPDES Compliance/Enforcement Unit-Enforcement File(Laserfiche)