HomeMy WebLinkAboutNCS000349_NameOwnership Change request_20090528 Paul,Hastings,Janofsky&Walker LLP
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Paris North Carolina Department of Environment and Natural Resources
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Washington,DC
Raleigh, NC 27699-1617
Re: NPDES Stormwater Permit Transfers for Lumberton Power,LLC and
Elizabethtown Power,LLC
Dear Ms. Young:
Enclosed you'll find two applications for Permit Name/Ownership Changes for
Lumberton Power,LLC (NC0000349), and Elizabethtown Power,LLC (NC0000352),
held by North Carolina Power Holdings,LLC. Also enclosed is a copy of the executed
Asset Purchase Agreement by which Lumberton Energy, LLC and Elizabethtown Energy,
LLC will take ownership of the facilities covered by the aforementioned permits. Please
do not hesitate to contact us if you have any questions about these applications and the
accompanying agreement.
Sincerely,
effrey S. Allmon
for PAUL, HASTINGS,JANOFSKY &WALKER LLP
JSA
LEGAL US W##6182-5421.1
WAI
O'�,r-� fi+ Beverly)raves Perdue,Govemot
0 "^t.
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Dee Freeman,Secretary
DLIG
North Carolina Department of Fa-svironme[it and Natural Resources
Coleen 11.Sullins,Director
s Division of Water Quality
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I. Please enter the permit number for which the change is requested.
NPDES Permit (or) Certificate of Coverage
j, 0 0 0 L 31 41 9 1C
II. Permit status prior to status change.
a. Permit issued to(company name): North Carolina Power Holdi.n. s LLC
b. Person legally responsible for permit: James G. _ Utt
First Mt Last
Qba_i and �FYJ
Title
S.R. 2202
Pennit Holder Mailing Address
Lumberton NC 28359
City State Zip
( 301) 320-3944 (910 )738-8854
Phone Fax
c, Facility name(discharge); Lorton Power, LTC
d. Facility address: S.R. 2202
Address
Lumberton NC 28359
City State Zip
e. Facility contact person: Ej.ck Holier ( ()10 ) 738-87A
First /MI/Last Phone
OL Please provide the following for the requested change(revised permit).
a. Request for change is a result of: Change in ownership of the facility
❑ Name change of the facility or owner
If other please explain:
b. Permit issued to(company name): erton EngrW.iLLC
c. Person legally responsible for permit: James G. Utz;
First MI Last
President
Title
S.R. 2202
Permit Folder Mailing Address
Lumberton NC 28359
City State Zip
( 301 ) 329--3944 jamtt@ccmcast.net
Phone E-mail Address
d. Facility name(discharge): Lumberton IJaeKgy, LLC
e. Facility address: S.R. 2202
Address
Lumberton NC 28359
City State Zip
f. Facility contact person: Rick. Houser
First MI Last
.CM
Phone E-mail Address
Revised 112009
PERMIT NAMEIOWNERSHIP CHANGE FORM
Page 2 of 2
I !, Permit contact information (if different from the person legally responsible for the permit)
Permit contact:
First Ml Last
Title
Mailing Address
City State Zip
Phene E-mail Address
V. Will the permitted facility continue to conduct the same industrial activities conducted prior
to this ownership or name change?
Yes
No(please explain)
VI. Required Items: THIS APPLICATION WILL BE RETURNED UNPROCESSED IF ITEMS
ARE INCOMPLETE OR MISSING:
❑ This completed application is required for both name change and/or ownership change
requests.
❑ Legal documentation of the transfer of ownership(such as relevant pages of a contract deed,
or a bill of sale) is rectu_ired for an ownership change request. Articles of incorporation are
not sufficient for an ownership change.
.......................................................................................................................
The certifications below must be completed and signed by both the permit holder prior to the change, and
the new applicant in the case of an ownership change request. For a name change request,the signed
Applicant's Certification is sufficient.
PERMITTEE CERTIFICATION(Permit holder prior to ownership change):
1, *_ ,attest that this application for a name/ownership change has been reviewed and is accurate and
complete to the best of my knowledge. I understand that if all required parts of this application are not
completed and that if all required supporting information is not included,this application package will be
returned as incomplete.
* Jam G. Utt
Al
_T
Signature —� Date -
APPLICANT CERTIFICATION
1, * ,attest that this application for a name/ownership change has been reviewed and is accurate and
complete to the best of my knowledge. 1 understand that if all required parts of this application are not
completed and that if all required supporting information is not included, this application package will be
returned as incomplete.
James G. Utt
4",C/,
Signature Date
.....................................
PLEASE SEND THE COMPLETE APPLICATION PACKAGE TO.-
Division of Water Quality
Surface Water Protection Section
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
Revised 112009
Case 08-01789-8-ATS Doc 297 Filed 04/01/09 Entered 04/01/09
83
ASSET PURCHASE AGREEMENT
BY AND AMONG
LUMBERTON ENERGY,LLC
and
ELIZABETHTOWN ENERGY, LLC,
as Purchasers,
and
NORTH CAROLINA POWER HOLDINGS, LLC
LUMBERTON POWER,LLC
and
ELIZABETHTOWN POWER, LLC,
as Sellers
Dated as of March 2009
LEGAL-US E#82611875.8
Case 08-01789-8-ATS Doc 297 Filed 04/01/09 Entered 04/01/09 15:45:10 Page 82 of
83
The parties hereto set their signatures this day of March,2009.
North Carolina Power Holdings,LLC
By: 1 07,//ff
Name: es G.Utt
Title: CEO
Lumberton Power,LLC
By: r
Name:Jwies G.Utt
Title: CEO
Elizabethtown Power,LLC
By: ct".� ,A (_
Name: James G.Utt
Title: CEO
Official Committee of Unsecured Creditors of
North Carolina Power Holdings,LLC,et.al.
By:
Name:
Title:
Del Mar Onshore Partners,LLP,as Agent and
Lender and on behalf of Atalaya Funding II LP
and Del Mar Offshore Fund,Ltd
By: Del ar�S�ervices,LL , its General partner
B v'
Y
Na e• ;�t�_ ��6�1
Title: (� � - t� - Z�r9- 30* `e LL<,
[Signature page to Agreement]
Case 08-01789-8-ATS Doc 297 Filed 04/01/09 Entered 04/01/09 15:45:10 Page 83 of
83
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and llcl i�7a PIT$ �rre F�cnd,LC�:
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`DoF w arFRQG Beverly Eaves Perdue,Governor
r Dee Freeman,Secretary
�_ North Carolina Department of Environment and Natural Resources
O C
Coleen H.Sullins,Director
Division of Water Quality
SURFACE WATER PROTECTION SECTION
PERMIT NAME/OWNERSHIP CHANGE FORM
I. Please enter the permit number for which the change is requested.
NPDES Permit (or) Certificate of Coverage
N I C I S 10 10 10 13 1 N I C I G
II. Permit status arlor to requested change. _
a. Permit issued to(company name): A" _ .Fa,,Tk�
b. Person legally responsible for permit: (1, 1
First MI Last
C E-a
Title
Permit Holder Mailing,AAaddress
City State Zip
Phone Fax
c. Facility name(discharge): Lt&vv 6e- e� ?eA&wa=. L[-C
d. Facility address: 6- aeS
/ Address
/UGC 12 B3.s8
City State Zip
e. Facility contact person:
First /Ml/Last Phone
III. Please provide the following for the requested change(revised permit).
a. Request for change is a result of: ❑ Change in ownership of the facility
❑ Name change of the facility or owner
If other please explain:
b. Permit issued to(company name):
c. Person legally responsible for permit:
First MI Last
Title
Permit Holder Mailing Address
City State Zip
Phone E-mail Address
d. Facility name (discharge):
e. Facility address:
Address
City State Zip
f. Facility contact person:
First MI Last
Phone E-mail Address
Revised 8/2008
PERMIT NAME/OWNERSHIP CHANGE FORM
Page 2 of 2
IV. Permit contact information(if different from the person legally responsible for the permit)
Permit contact:
First MI Last
Title
Mailing Address
City State Zip
Phone E-mail Address
V. Will the permitted facility continue to conduct the same industrial activities conducted prior
to this ownership or name change?
❑ Yes
❑ No(please explain)
VI. Required Items: THIS APPLICATION WILL BE RETURNED UNPROCESSED IF ITEMS
ARE INCOMPLETE OR MISSING:
❑ This completed application is required for both name change and/or ownership change
requests.
❑ Legal documentation of the transfer of ownership(such as relevant pages of a contract deed,
or a bill of sale)is required for an ownership change request. Articles of incorporation are
not sufficient for an ownership change.
..................................................................................................................
The certifications below must be completed and signed by both the permit holder prior to the change, and
the new applicant in the case of an ownership change request. For a name change request,the signed
Applicant's Certification is sufficient.
PERMITTEE CERTIFICATION(Permit holder prior to ownership change):
I, ,attest that this application for a name/ownership change has been reviewed and is accurate and
complete to the best of my knowledge. I understand that if all required parts of this application are not
completed and that if all required supporting information is not included,this application package will be
returned as incomplete.
Signature Date
APPLICANT CERTIFICATION
I, , attest that this application for a name/ownership change has been reviewed and is accurate and
complete to the best of my knowledge. I understand that if all required parts of this application are not
completed and that if all required supporting information is not included,this application package will be
returned as incomplete.
Signature Date
...................................
PLEASE SEND THE COMPLETE APPLICATION PACKAGE TO:
Division of Water Quality
Surface Water Protection Section
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
Revised 712008
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