NC0057703_Compliance Evaluation Inspection_20240213

February 09, 2024
Joel A Mingus
Aqua North Carolina Inc
251 Merchant's Cir
Hampstead, NC 28443
SUBJECT: Compliance Inspection Report
The Cape WWTP
NPDES WW Permit No. NC0057703
New Hanover County
Dear Permittee:
The North Carolina Division of Water Resources conducted an inspection of the The Cape WWTP on
2/08/2024. This inspection was conducted to verify that the facility is operating in compliance with the
conditions and limitations specified in NPDES WW Permit No. NC0057703. The findings and comments
noted during this inspection are provided in the enclosed copy of the inspection report entitled
"Compliance Inspection Report".
There were no significant issues or findings noted during the inspection and therefore, a response to this
inspection report is not required. If you should have any questions, please do not hesitate to contact Bryan
Lievre with the WaterQuality Regional Operations Section in the Wilmington Regional Office at 910-796-7215 or
via email at [e-mail].
Sincerely,

Morella Sanchez-King, Regional Supervisor
Water Quality Regional Operations Section
Wilmington Regional Office
Division of Water Resources, NCDEQ
ATTACHMENT
Cc: Upload to Laserfiche

!"#$%&'($)$%*'"+#,-".%"$)/',-$%0$#-"' 1%"02
@-,.' ==,-+%&7
3)*4#"1$-"5'6787'9:;<:
ABC'D-7'9:;:E::FG

==,-+)/'%H=#,%*'IEJKELI
3)$%,'8-.=/#)"0%'>"*=%0$#-"'?%=-,$
(%0$#-"' M'D)$#-")/'6)$)'(2*$%.'8-&#"1'N#7%75'8(O
>"*=%0$#-"'P2=%
2,Q.-Q&)2>"*=%0$-,@)0'P2=%
P,)"*)0$#-"'8-&%
D6(
K
9JKKK9KGKIKL9:
DFD8::FGG:J9;Q:9Q:I(
8
<<
9K
>"*=%0$#-"'3-,R'6)2*@)0#/#$2'(%/SEB-"#$-,#"1'+)/T)$#-"'?)$#"1CKU EEEEEEEEEEEEEEEEEEEEEE?%*%,+%&EEEEEEEEEEEEEEEEEEE
GK
G9I:
<GG:
GJG;GF
D
(%0$#-"'CM'@)0#/#$2'6)$)
"$,2'P#.%Q6)$%
%,.#$'SS%0$#+%'6)$%
D).%')"&'V-0)$#-"'-S'@)0#/#$2'>"*=%0$%&'N@-,'>"&T*$,#)/'!*%,*'&#*04),1#"1'$-'AP35')/*-'#"0/T&%
AP3'").%')"&'D6('=%,.#$'DT.W%,O
9JQK9Q:K
:LM:: B9;Q:9Q:I
P4%'8)=%'33P
H#$'P#.%Q6)$%
%,.#$'H=#,)$#-"'6)$%
L::'8)=%'C/+&
9;Q:9Q:I
KKMKF B9IQ:IQJK
3#/.#"1$-"'D8'9I;K9
D).%N*O'-S'A"*#$%'?%=,%*%"$)$#+%N*OQP#$/%*N*OQ4-"%')"&'@)H'DT.W%,N*O
A$4%,'@)0#/#$2'6)$)
QQQ
84,#*$#)"'8).%,-"'B06-")/&QA?8QIKFEL99E:FGIQ
D).%5' &&,%**'-S'?%*=-"*#W/%'ASS#0#)/QP#$/%Q4-"%')"&'@)H'DT.W%,
8-"$)0$%&
X-%/' 'B#"1T*59FK'B%,04)"$Y*'8#,'Z).=*$%)&'D8'9I;;JQ8-)*$)/' ,%)'
D-
B)")1%,QLK:E9G:EK;K9Q
(%0$#-"'8M' ,%)*'+)/T)$%&'6T,#"1'>"*=%0$#-"'N84%0R'-"/2'$4-*%'),%)*'%+)/T)$%&O
%,.#$@/-\['B%)*T,%.%"$A=%,)$#-"*'\\'B)#"$%")"0%?%0-,&*Q?%=-,$*
(%/SEB-"#$-,#"1',-1,).(/T&1%'Z)"&/#"1'6#*=-*)/@)0#/#$2'(#$%'?%+#%\[8-.=/#)"0%'(04%&T/%*
SS/T%"$Q?%0%#+#"1'3)$%,*V)W-,)$-,2
(%0$#-"'6M'(T..),2'-S'@#"&#"1Q8-..%"$*'N $$)04')&&#$#-")/'*4%%$*'-S'"),,)$#+%')"&'04%0R/#*$*')*'"%0%**),2O
N(%%')$$)04.%"$'*T..),2O
D).%N*O')"&'(#1")$T,%N*O'-S'>"*=%0$-,N*O 1%"02QASS#0%Q4-"%')"&'@)H'DT.W%,*6)$%
C,2)"''V#%+,%63?Q3>?A'3UQLK:EGL<EG9KFQ
(#1")$T,%'-S'B)")1%.%"$'U' '?%+#%\[%, 1%"02QASS#0%Q4-"%')"&'@)H'DT.W%,*6)$%
 '@-,.'JF<:EJ'N?%+'LEL;O',%+#-T*'%&#$#-"*'),%'-W*-/%$%7
K
)1%\]

D6(2,Q.-Q&)2
>"*=%0$#-"'P2=%
K
N8-"$7O
KK
K9KG
JKI
D8::FGG:J
9;Q:9Q:I
8
(%0$#-"'6M'(T..),2'-S'@#"&#"1Q8-..%"$*'N $$)04')&&#$#-")/'*4%%$*'-S'"),,)$#+%')"&'04%0R/#*$*')*'"%0%**),2O
"'#"*=%0$#-"'-S'P4%'8)=%'3)*$%\[)$%,'P,%)$.%"$'/)"$'N33PO5'%,.#$'DT.W%,'D8::FGG:J5'\[)*'
=%,S-,.%&'-"'@%W,T),2'I5'9:9;5'#"'-,&%,'$-'+%,#S2'0-.=/#)"0%'\[#$4'$4%'%H#*$#"1'=%,.#$7'',%*%"$'&T,#"1'
$4%'.%%$#"1'\[%,%'X-%/'B#"1T*5'84,#*$#)"'B06-")/&'NA?8O')"&'X-"'@-H'\[#$4' ^T)'-S'D-,$4'8),-/#")5'
>"07
P4%'33P'#*'=%,.#$$%&'$-'-=%,)$%')$'T='$-':7;'.1&')"&')+%,)1%&')==,-H#.)$%/2':79<;'N_<F`'-S'
=%,.#$$%&'S/-\[O'#"'9:9J7''@/-\['4)*'W%%"'#"0,%)*#"1'W2')==,-H#.)$%/2'K:5:::'1=&Q2%),'*#"0%')$'/%)*$'
9:KF5'-"')+%,)1%7''P4%'0T,,%"$'=%,.#$'#"0/T&%*')"'%H=)"*#-"'S,-.':7;'$-':7GF'.1&5')/$4-T14'ST,$4%,'
%H=)"*#-"'4)*'"-$'W%%"'#"#$#)$%&'2%$7''P4%'%H=)"*#-"'#*'$-'#"0/T&%'$4%',%.-+)/'-S'$4%'K::5:::E1)//-"'
)%,)$#-"'W)*#"'\\'0/),#S#%,*')"&'#"*$)//)$#-"'-S'T='$-'$4,%%')&&#$#-")/'KF:5:::E1)//-"')%,)$#-"'W)*#"*'\\'
0/),#S#%,*'$-'$4%'"-,$4'-S'/)"$*'K'\\'9')"&')/*-'$4%'#"*$)//)$#-"'-S'$\[-'"%\['$%,$#),2'S#/$%,*'*-T$4'-S'$4%'
%H#*$#"1'T"#$*')*'\[%//')*')&&#$#-")/'!a'*2*$%.*7''
P4%'$%,$#),2'\[)*$%\[)$%,'$,%)$.%"$'*2*$%.'#"0/T&%*'$4%'S-//-\[#"1'0-.=-"%"$*M
-B)#"*)#/'>"S/T%"$'T.='($)$#-"'\[#$4'&T=/%H'<LF'1=.'*TW.%,*#W/%'=T.=*'\[#$4'a@6*5')'K::'R3
&#%*%/E=-\[%,%&'*$)"&W2'1%"%,)$-,')"&')'=-,$)W/%'%.%,1%"02'W2=)**'=T.=
-@#"%'*0,%%"'\[#$4'<'..'-=%"#"1*')"&',-$),2')T1%,
- %,)$%&'1,#$'04).W%,'\[#$4',-$),2')T1%,
-B)"T)//2'0/%)"%&'W),*0,%%"'\[#$4'_bc'-=%"#"1*
-K::5:::E1)//-"'S/-\['%^T)/#d)$#-"'W)*#"'\[#$4'&#SST*%&')%,)$#-"'*2*$%.')"&'$4,%%'%SS/T%"$'=T.=*
-@/-\['.%$%,'NS-,'#"$%,")/'-=%,)$#-"*'-"/2O
-@/-\['*=/#$$%,'W-H
-8)T*$#0'*-&)'N9F`'0)/0#T.'42&,-H#&%O'#"e%0$#-"'*2*$%.'\[#$4'K5:::'1)//-"'&-TW/%'\[)//%&'=/)*$#0
0-"$)#"%,'
-P\[-'N9O'KF:5:::E1)//-"'0-"0,%$%')%,)$#-"'W)*#"*'NS-,'C)*#"*'K'\\'9O')"&'-"%'K::5:::'1)//-"
)%,)$#-"'W)*#"'NS-,'C)*#"'JO5')//'*%$'T='#"'=),)//%/
-6T)/'0-"0,%$%'0/),#S#%,*'NS-,'C)*#"*'K'\\'9O5'*%$'T='#"'=),)//%/
-6T)/'4-==%,'W-$$-.'0/),#S#%,*'S-,'C)*#"'J5'*%$'T='#"'*%,#%*
-P4,%%'NJO'$%,$#),2'1,)+#$2'S#/$%,'*2*$%.*5'*%$'T='#"'=),)//%/'\[#$4'%)04'*2*$%.'4)+#"1M
f 'I5LF:E1)//-"'.T&\[%//'\[#$4',%$T,"'=T.=
fP\[-'N9O'S#/$%,'0%//*5'\[4%,%)*'%)04'0%//'4)*'&T)/'.%&#)'N*)"&')"&')"$4,)0#$%O'\[#$4')#,
*0-T,'S-,'W)0R\[)*4
f 'I5K::E1)//-"'0/%),\[%//'\[#$4'W)0R\[)*4')"&'%SS/T%"$'=T.=*
-!a'&#*#"S%0$#-"'*2*$%.'T*#"1'$\[-'W)"R*')"&'J9'WT/W*QW)"R'*%$'T='#"'*%,#%*'\[#$4'W)0RT='04/-,#"%
*2*$%.'N#"e%0$#-"'-S'K97F`'*-&#T.'42=-04/-,#$%'=,#-,'$-'%"$,2'#"$-'$%,$#),2'S#/$%,*O')"&
&%04/-,#")$#-"'*2*$%.'N#"e%0$#-"'-S'0)/0#T.'42&,-H#&%'=,#-,'$-'=-*$E)%,)$#-"'W)*#"O
- '_J:5F::E1)//-"'*TW.%,1%&'0-"0,%$%'%SS/T%"$'*$,T0$T,%'\[#$4M
f-*$'&#SST*%&E)#,')%,)$#-"'W)*#"
f>"$%,")/'W)SS/%*')"&'+E"-$04%&'\[%#,'\[#$4'%SS/T%"$'S/-\['*%"*-,')"&'0-.=-*#$%'*).=/%,
fSS/T%"$'=T.='*$)$#-"'\[#$4'&T)/'=T.=*
- 'K::5:::E1)//-"')"&')'F<5:::E1)//-"')%,)$%&'*/T&1%'&#1%*$%,'$)"R*
-#14$E#"04'S-,0%'.)#"'N)==,-H#.)$%/2'G5GF:'S%%$O
-;::'R3'*$)"&W2'1%"%,)$-,'\[#$4')T$-.)$#0'$,)"*S%,'*\[#$04
(#"0%'$4%'/)*$'#"*=%0$#-"5'=%,S-,.%&'-"';Q;Q9:KL5'$4%'*2*$%.'4)*'4)&'$\[-'+#-/)$#-"*'S-,'%H0%%&#"1'
CA6'/#.#$*'NLQ9:KL'\\'9Q9:99O')"&'*#H'+#-/)$#-"*'S-,'%H0%%&#"1'/#.#$*'S-,'%"$%,-0-00#'NJQ9:9:5'KQ9:9K5'
9Q9:9K5'<Q9:9K5'IQ9:9K'\\'KKQ9:9KO7''>$'*4-T/&'W%'"-$%&'4-\[%+%,5'$4)$')$'/%)*$'*-.%'-S'$4%*%'
+#-/)$#-"*'-00T,,%&'=,#-,'$-'*2*$%.',%"-+)$#-"*5'\[4%,%)*'$4%'*2*$%.'\[)*'T=1,)&%&'%),/2'$-'.#&'9:9K7
(2*$%.'*$)SS'\[%,%'%H$,%.%/2'R"-\[/%&1%)W/%'-S'=/)"$'-=%,)$#-"*')"&'\[%,%'+%,2'4%/=ST/'&T,#"1'$4%'
#"*=%0$#-"7''?%0-,&*'\[%,%'\[%//'-,1)"#d%&')"&'0-.=/%$%7''P4%'S)0#/#$2'#*'0-.=/#)"$'\[#$4'%,.#$'
D8::FGG:J7''/%)*%',%+#%\['$4%'0-..%"$'*%0$#-"*'-S'$4%'#"*=%0$#-"',%=-,$'S-,'.-,%'&%$)#/*7
9
)1%\]

P4%'8)=%'33P
./& +0+1-)"2"#3$
 !"#$D8::FGG:J
8-.=/#)"0%'+)/T)$#-"
:9Q:IQ9:9;%&'()#"*&+43($
%&'()#"*&+,-#$
 !"#
5'++6*++67++68
N>S'$4%'=,%*%"$'=%,.#$'%H=#,%*'#"'<'.-"$4*'-,'/%**O7''Z)*'$4%'=%,.#$$%%'*TW.#$$%&')'"%\['
)==/#0)$#-"g
>*'$4%'S)0#/#$2')*'&%*0,#W%&'#"'$4%'=%,.#$g
\]' ,%'$4%,%')"2'*=%0#)/'0-"&#$#-"*'S-,'$4%'=%,.#$g
>*')00%**'$-'$4%'=/)"$'*#$%',%*$,#0$%&'$-'$4%'1%"%,)/'=TW/#0g
>*'$4%'#"*=%0$-,'1,)"$%&')00%**'$-')//'),%)*'S-,'#"*=%0$#-"g
P4%'0T,,%"$'=%,.#$'\[)*'#**T%&'K:QKIQ9:9J5'W%0).%'%SS%0$#+%'K9QKQ9:9J')"&'%H=#,%*'
 !"#$
IQJKQ9:9I7''P4%'33P')*'\[%//')*'$4%'#"S/T%"$'=T.='*$)$#-"'),%'%"0/-*%&'W2'/-0R)W/%'
*%=),)$%'04)#"E/#"R'S%"0%*7
9)* :+;("&<
5'++6*++67++68
,%',%0-,&*'R%=$')"&'.)#"$)#"%&')*',%^T#,%&'W2'$4%'=%,.#$g
>*')//',%^T#,%&'#"S-,.)$#-"',%)&#/2')+)#/)W/%5'0-.=/%$%')"&'0T,,%"$g
,%')//',%0-,&*'.)#"$)#"%&'S-,'J'2%),*'N/)W7',%17',%^T#,%&'F'2%),*Og
,%')")/2$#0)/',%*T/$*'0-"*#*$%"$'\[#$4'&)$)',%=-,$%&'-"'6B?*g
>*'$4%'04)#"E-SE0T*$-&2'0-.=/%$%g
''''6)$%*5'$#.%*')"&'/-0)$#-"'-S'*).=/#"1
''''D).%'-S'#"&#+#&T)/'=%,S-,.#"1'$4%'*).=/#"1
''''?%*T/$*'-S')")/2*#*')"&'0)/#W,)$#-"
''''6)$%*'-S')")/2*#*
''''D).%'-S'=%,*-"'=%,S-,.#"1')")/2*%*
''''P,)"*=-,$%&'8A8*
,%'6B?*'0-.=/%$%M'&-'$4%2'#"0/T&%')//'=%,.#$'=),).%$%,*g
Z)*'$4%'S)0#/#$2'*TW.#$$%&'#$*')""T)/'0-.=/#)"0%',%=-,$'$-'T*%,*')"&'63Ug
N>S'$4%'S)0#/#$2'#*'h'-,'i'F'Bj6'=%,.#$$%&'S/-\[O'6-'$4%2'-=%,)$%'9;QG'\[#$4')'0%,$#S#%&'
-=%,)$-,'-"'%)04'*4#S$g
>*'$4%'A?8'+#*#$)$#-"'/-1')+)#/)W/%')"&'0T,,%"$g
>*'$4%'A?8'0%,$#S#%&')$''1,)&%'%^T)/'$-'-,'4#14%,'$4)"'$4%'S)0#/#$2'0/)**#S#0)$#-"g
>*'$4%'W)0RT='-=%,)$-,'0%,$#S#%&')$'-"%''1,)&%'/%**'-,'1,%)$%,'$4)"'$4%'S)0#/#$2'
0/)**#S#0)$#-"g
>*')'0-=2'-S'$4%'0T,,%"$'D6('=%,.#$')+)#/)W/%'-"'*#$%g
@)0#/#$2'4)*'0-=2'-S'=,%+#-T*'2%),Y*' ""T)/'?%=-,$'-"'S#/%'S-,',%+#%\[g
J
)1%\]

P4%'8)=%'33P
./& +0+1-)"2"#3$
 !"#$D8::FGG:J
8-.=/#)"0%'+)/T)$#-"
:9Q:IQ9:9;%&'()#"*&+43($
%&'()#"*&+,-#$
9)* :+;("&<
5'++6*++67++68
6B?*5',-0%**'8-"$,-/'V-1*5'*).=/#"1',%0-,&*'\[#$4'8A8'@-,.*5')"&')'&)#/2'-=%,)$-,'
 !"#$
/-1'W--R'\[%,%',%+#%\[%&')"&'S-T"&'$-'W%'0-.=/%$%')"&'\[%//'-,1)"#d%&'&T,#"1'$4%'
#"*=%0$#-"7''P4%'S)0#/#$2'4)*'W%%"'0/)**#S#%&')*')'j,)&%'33E9'C#-/-1#0)/'38(7''
84,#*$#)"'B06-")/&'4)*')'33E9'0%,$#S#0)$#-"'N\]K:KJ9K<O')*'$4%'A?8')"&'X-")$4)"'
B#04)%/'@-H'#*'/#*$%&')*'$4%'CA?8')"&'4%'4)*')'33EK'0%,$#S#0)$#-"'N\]K:K9GLLO7
=!(+>#-#"*&+0+%&?2=&#
5'++6*++67++68
>*'$4%'=T.='\[%$'\[%//'S,%%'-S'W2=)**'/#"%*'-,'*$,T0$T,%*g
>*'$4%''\[%$'\[%//'S,%%'-S'%H0%**#+%'1,%)*%g
,%')//'=T.=*'=,%*%"$g
,%')//'=T.=*'-=%,)W/%g
,%'S/-)$'0-"$,-/*'-=%,)W/%g
>*'(8 6 '$%/%.%$,2')+)#/)W/%')"&'-=%,)$#-")/g
>*')T&#W/%')"&'+#*T)/')/),.')+)#/)W/%')"&'-=%,)$#-")/g
P4%'4#14E/%+%/'S/-)$'\[)*',)#*%&'&T,#"1'$4%'#"*=%0$#-"5'\[4#04')0$#+)$%&'$4%'N=,#.),2')"&'
 !"#$
*%0-"&),2O'+#*T)/')"&')T&#W/%')/),.*')"&'*%"$')"'%.%,1%"02'"-$#S#0)$#-"'$-'$4%'
-=%,)$-,7
@- +>) &'
5'++6*++67++68
P2=%'-S'W),'*0,%%"
'''')7B)"T)/
''''W7B%04)"#0)/
,%'$4%'W),*')&%^T)$%/2'*0,%%"#"1'&%W,#*g
>*'$4%'*0,%%"'S,%%'-S'%H0%**#+%'&%W,#*g
>*'&#*=-*)/'-S'*0,%%"#"1'#"'0-.=/#)"0%g
>*'$4%'T"#$'#"'1--&'0-"&#$#-"g
?%0-+%,%&'&%W,#*'S,-.'$4%'.%04)"#0)/')"&'.)"T)/'W),'*0,%%"*'#*'&%=-*#$%&'#"$-'
 !"#$
&T.=*$%,*')"&'$)R%"'$-'$4%'0-T"$2'/)"&S#//'S-,'=,-=%,'&#*=-*)/7
A "#+9!*B-2
5'++6*++67++68
P2=%'-S'1,#$',%.-+)/
'''')7B)"T)/
''''W7B%04)"#0)/
>*'$4%'1,#$'S,%%'-S'%H0%**#+%'-,1)"#0'.)$$%,g
>*'$4%'1,#$'S,%%'-S'%H0%**#+%'-&-,g
\]'>*'&#*=-*)/'-S'1,#$'#"'0-.=/#)"0%g
;
)1%\]

P4%'8)=%'33P
./& +0+1-)"2"#3$
 !"#$D8::FGG:J
8-.=/#)"0%'+)/T)$#-"
:9Q:IQ9:9;%&'()#"*&+43($
%&'()#"*&+,-#$
A "#+9!*B-2
5'++6*++67++68
?%0-+%,%&'&%W,#*'S,-.'$4%'1,#$',%.-+)/'04).W%,'#*')/*-'&%=-*#$%&'#"$-'&T.=*$%,*')"&'
 !"#$
$)R%"'$-'$4%'0-T"$2'/)"&S#//'S-,'=,-=%,'&#*=-*)/7
8C=-2"D-#"*&+@-'"&'
5'++6*++67++68
>*'$4%'W)*#"')%,)$%&g
>*'$4%'W)*#"'S,%%'-S'W2=)**'/#"%*'-,'*$,T0$T,%*'$-'$4%'")$T,)/''%"+#,-".%"$g
>*'$4%'W)*#"'S,%%'-S'%H0%**#+%'1,%)*%g
,%')//'=T.=*'=,%*%"$g
,%')//'=T.=*'-=%,)W/%g
,%'S/-)$'0-"$,-/*'-=%,)W/%g
,%')T&#W/%')"&'+#*T)/')/),.*'-=%,)W/%g
\]'>*'W)*#"'*#d%Q+-/T.%')&%^T)$%g
P4%'U'W)*#"'#*')%,)$%&'9;QG')"&'#*'%^T#==%&'\[#$4'4#14E/%+%/')/),.*7' '.)1"%4%/#0'
 !"#$
S/-\['.%$%,'#*'/-0)$%&'-"'$4%'%SS/T%"$'/#"%'-S'$4%'U'W)*#"')"&'$4#*'.%$%,'#*'T*%&'$-'
,%1T/)$%'$4%'$4,%%'=T.=*'=T.=#"1'S,-.'$4%'U'W)*#"'$-'%)04'-S'$4%')%,)$#-"'W)*#"*7
7 -#"*&+@-'"&'
5'++6*++67++68
H$7' #,
B-&%'-S'-=%,)$#-"
6#SST*%&
P2=%'-S')%,)$#-"'*2*$%.
>*'$4%'W)*#"'S,%%'-S'&%)&'*=-$*g
,%'*T,S)0%')%,)$-,*')"&'.#H%,*'-=%,)$#-")/g
,%'$4%'&#SST*%,*'-=%,)$#-")/g
>*'$4%'S-).'$4%'=,-=%,'0-/-,'S-,'$4%'$,%)$.%"$'=,-0%**g
6-%*'$4%'S-).'0-+%,'/%**'$4)"'9F`'-S'$4%'W)*#"k*'*T,S)0%g
>*'$4%'6A'/%+%/')00%=$)W/%g
>*'$4%'6A'/%+%/')00%=$)W/%gNK7:'$-'J7:'.1Q/O
//'$4,%%')%,)$#-"'W)*#"*'\[%,%'-W*%,+%&'$-'4)+%'1--&'.#H#"1'\[#$4'"-'%+#&%"0%'-S'&%)&'
 !"#$
*=-$*7''P4%'6A'/%+%/*'#"'$4%'$\[-'KF:5:::'1)/')%,)$#-"'W)*#"*'),%'$2=#0)//2'-=%,)$%&')$'
_J'.1QV')"&'$4%'K::5:::'1)/'W)*#"'#*'_9'.1QV7'' /$4-T14'$4%'-=%,)$-,'\[)*'$)R#"1'
.%)*T,%*'$-',%&T0%'S-).#"1'#"'$4%'"-,$4%,"'KF:5:::'1)/')%,)$#-"'W)*#"5'$4%'S-).'\[)*'
-W*%,+%&'$-'0-+%,'lF`'-S'$4%'*T,S)0%'),%)7''P4%'*2*$%.'*$)SS'),%')/*-'#"+%*$#1)$#"1'
=-$%"$#)/'*-T,0%*'-S'1,%)*%'#"'$4%'0-//%0$#-"'*2*$%.'\[4#04'.#14$'W%')'0)T*%'-S'$4%'S-).'
#"'$4%'W)*#"7
>)*&:- 3+E2- "?"
5'++6*++67++68
>*'$4%'0/),#S#%,'S,%%'-S'W/)0R')"&'-&-,-T*'\[)*$%\[)$%,g
>*'$4%'*#$%'S,%%'-S'%H0%**#+%'WT#/&T='-S'*-/#&*'#"'0%"$%,'\[%//'-S'0#,0T/),'0/),#S#%,g
F
)1%\]

P4%'8)=%'33P
./& +0+1-)"2"#3$
 !"#$D8::FGG:J
8-.=/#)"0%'+)/T)$#-"
:9Q:IQ9:9;%&'()#"*&+43($
%&'()#"*&+,-#$
>)*&:- 3+E2- "?"
5'++6*++67++68
,%'\[%#,*'/%+%/g
>*'$4%'*#$%'S,%%'-S'\[%#,'W/-0R)1%g
>*'$4%'*#$%'S,%%'-S'%+#&%"0%'-S'*4-,$E0#,0T#$#"1g
>*'*0T.',%.-+)/')&%^T)$%g
>*'$4%'*#$%'S,%%'-S'%H0%**#+%'S/-)$#"1'*/T&1%g
>*'$4%'&,#+%'T"#$'-=%,)$#-")/g
>*'$4%',%$T,"',)$%')00%=$)W/%'N/-\['$T,WT/%"0%Og
>*'$4%'-+%,S/-\['0/%),'-S'%H0%**#+%'*-/#&*Q=#"'S/-0g
>*'$4%'*/T&1%'W/)"R%$'/%+%/')00%=$)W/%g'N ==,-H#.)$%/2'b'-S'$4%'*#&%\[)//'&%=$4O
P4%'$\[-'"%\['0#,0T/),'0/),#S#%,*'4)+%')',TWW%,'1)*R%$'\[4#04'$,)+%/*')/-"1'$4%'T==%,'
 !"#$
0-"$,-/'),.'$-'0-"$#"T-T*/2',%.-+%'*%$$/%&'&%W,#*'-"'$4%'\[%#,*7''P4%'*/T&1%'&%=$4'#*'
.)#"$)#"%&'W%$\[%%"'K'm'J'S%%$'#"'&%=$4'NK<k'4#14'0-"0,%$%'\[)//*'\\'KFk'/#^T#&'&%=$45'
$2=7O5'\[#$4')'BV(('),-T"&'J<::'.1QV'&T,#"1'$4%'*T..%,')"&'W%$\[%%"';9::E;F::'.1QV'
&T,#"1'\[#"$%,'.-"$4*7
1"2# -#"*&+FG"<H+9-#+4 #"- 3I
5'++6*++67++68
6-\["'S/-\[
P2=%'-S'-=%,)$#-"M
>*'$4%'S#/$%,'.%&#)'=,%*%"$g
>*'$4%'S#/$%,'*T,S)0%'S,%%'-S'0/-11#"1g
>*'$4%''S#/$%,'S,%%'-S'1,-\[$4g
>*'$4%')#,'*0-T,'-=%,)$#-")/g
>*'$4%'*0-T,#"1')00%=$)W/%g
>*'$4%'0/%),'\[%//'S,%%'-S'%H0%**#+%'*-/#&*')"&'S#/$%,'.%&#)g
P4%'S#/$%,*'),%'0T,,%"$/2'*%$'$-'W)0R\[)*4'-"0%'=%,'&)2'\[#$4'W)0R\[)*4'\[)$%,'S,-.'$4%'
 !"#$
0/%),\[%//'=T.=%&'$4,-T14'$4%'T"#$')"&'%SS/T%"$'1-#"1'#"$-'$4%'.T&\[%//7''P4%'T"#$*')/*-'
4)+%')"')#,'*0-T,'=%,#-&'-S')==,-H#.)$%/2'9'.#"T$%*'$-'nS/TSSc'$4%'.%&#)7''P4%'
0/%),\[%//*5'S#/$%,'0%//*')"&'.T&\[%//*'),%'%^T#==%&'\[#$4'/%+%/'*\[#$04%*7''P4%'/#^T#&'
%"$%,#"1'$4%'S#/$%,'0%//*'*%%.%&'+%,2'0/%),'&T,#"1'$4%'#"*=%0$#-"7
,"'"&?)#"*&+0+JK
5'++6*++67++68
,%'%H$,)'!a'WT/W*')+)#/)W/%'-"'*#$%g
,%'!a'WT/W*'0/%)"g
>*'!a'#"$%"*#$2')&%^T)$%g
>*'$,)"*.#$$)"0%')$'-,')W-+%'&%*#1"%&'/%+%/g
>*'$4%,%')'W)0RT='*2*$%.'-"'*#$%g
>*'%SS/T%"$'0/%),')"&'S,%%'-S'*-/#&*g
<
)1%\]

P4%'8)=%'33P
./& +0+1-)"2"#3$
 !"#$D8::FGG:J
8-.=/#)"0%'+)/T)$#-"
:9Q:IQ9:9;%&'()#"*&+43($
%&'()#"*&+,-#$
,"'"&?)#"*&+0+JK
5'++6*++67++68
P4%'!a'WT/W*'),%'#"*$)//%&'\[#$4#"'*/%%+%*')"&')//'),%',%=/)0%&'-"0%'%+%,2'2%),7''P4%'
 !"#$
*2*$%.'4)&'K:'*%$*'-S',%=/)0%.%"$'WT/W*')"&'*/%%+%*7''P4%'0-"$,-/*'S-,'$4%'!a'*2*$%.'
#"&#0)$%'\[4%"')'WT/W'#*'-T$7' '$4#,&'!a'*2*$%.'\[)*'#"E=/)0%'m'WT$'$4%'WT/W*'4)&'"-$'
W%%"'#"*$)//%&'2%$7
,"'"&?)#"*&0L"C=":
5'++6*++67++68
>*'$4%,%')&%^T)$%',%*%,+%'*T==/2'-S'&#*#"S%0$)"$g
N(-&#T.'Z2=-04/-,#$%O'>*'=T.='S%%&'*2*$%.'-=%,)$#-")/g
>*'WT/R'*$-,)1%'$)"R'0-"$)#".%"$'),%)')&%^T)$%g'NS,%%'-S'/%)R*Q-=%"'&,)#"*O
>*'$4%'/%+%/'-S'04/-,#"%',%*#&T)/')00%=$)W/%g
>*'$4%'0-"$)0$'04).W%,'S,%%'-S'1,-\[$45'-,'*/T&1%'WT#/&T=g
>*'$4%,%'04/-,#"%',%*#&T)/'=,#-,'$-'&%E04/-,#")$#-"g
P4%'*2*$%.')0$#+%/2'T*%*')'K97F`'*-&#T.'42=-04/-,#$%'*-/T$#-"'\[4#04'#*'*$-,%&'#"')'
 !"#$
9GFE1)//-"'&-TW/%E\[)//%&'=/)*$#0'$)"R')"&'$\[-'04%.#0)/'.%$%,#"1'#"e%0$#-"'=T.=*7
12*/+M-'= !&#+0+8??2=&#
5'++6*++67++68
\]'>*'S/-\['.%$%,'T*%&'S-,',%=-,$#"1g
>*'S/-\['.%$%,'0)/#W,)$%&')""T)//2g
>*'$4%'S/-\['.%$%,'-=%,)$#-")/g
N>S'T"#$*'),%'*%=),)$%&O'6-%*'$4%'04),$',%0-,&%,'.)$04'$4%'S/-\['.%$%,g
P4%'%SS/T%"$'S/-\['.%$%,'#*'T*%&'S-,',%=-,$#"1'-"'%6B?*')"&'\[)*'/)*$'0)/#W,)$%&'-"'
 !"#$
9Q<Q9:9;'W2'Z-,#d-"'"1#"%%,#"1'\\'8-"*T/$#"17
=!(+>#-#"*&+0+8??2=&#
5'++6*++67++68
>*'$4%'=T.='\[%$'\[%//'S,%%'-S'W2=)**'/#"%*'-,'*$,T0$T,%*g
,%')//'=T.=*'=,%*%"$g
,%')//'=T.=*'-=%,)W/%g
,%'S/-)$'0-"$,-/*'-=%,)W/%g
>*'(8 6 '$%/%.%$,2')+)#/)W/%')"&'-=%,)$#-")/g
>*')T&#W/%')"&'+#*T)/')/),.')+)#/)W/%')"&'-=%,)$#-")/g
P4%'%SS/T%"$'=T.='*$)$#-"'#*'0-"*$,T0$%&'\[#$4'.T/$#=/%'0-.=),$.%"$*5'*%=),)$%&'W2'
 !"#$
W)SS/%'\[)//*7
8??2=&#+"(
5'++6*++67++68
>*',#14$'-S'\[)2'$-'$4%'-T$S)//'=,-=%,/2'.)#"$)#"%&g
,%'$4%',%0%#+#"1'\[)$%,'S,%%'-S'S-).'-$4%,'$4)"'$,)0%').-T"$*')"&'-$4%,'&%W,#*g
G
)1%\]

P4%'8)=%'33P
./& +0+1-)"2"#3$
 !"#$D8::FGG:J
8-.=/#)"0%'+)/T)$#-"
:9Q:IQ9:9;%&'()#"*&+43($
%&'()#"*&+,-#$
8??2=&#+"(
5'++6*++67++68
>S'%SS/T%"$''N&#SST*%,'=#=%*'),%',%^T#,%&O''),%'$4%2'-=%,)$#"1'=,-=%,/2g
P4%'-T$/%$'-S'$4%'%SS/T%"$'=#=%'#*'*TW.%,1%&'#"'$4%'8)=%'@%),'?#+%,5'0/)**#S#%&'(8'
 !"#$
ND O'\[)$%,'#"'*TWEW)*#"':JE:<EKG7
8??2=&#+>-!(2"&<
5'++6*++67++68
>*'0-.=-*#$%'*).=/#"1'S/-\['=,-=-,$#-")/g
>*'*).=/%'0-//%0$%&'W%/-\['')//'$,%)$.%"$'T"#$*g
>*'=,-=%,'+-/T.%'0-//%0$%&g
>*'$4%'$TW#"1'0/%)"g
\]'>*'=,-=%,'$%.=%,)$T,%'*%$'S-,'*).=/%'*$-,)1%'NR%=$')$'/%**'$4)"'-,'%^T)/'$-'<7:'
&%1,%%*'8%/*#T*Og
>*'$4%'S)0#/#$2'*).=/#"1'=%,S-,.%&')*',%^T#,%&'W2'$4%'=%,.#$'NS,%^T%"025'*).=/#"1'$2=%'
,%=,%*%"$)$#+%Og
P4%'$%.=%,)$T,%'\[#$4#"'$4%')T$-E*).=/%,'*$-,)1%'0-.=),$.%"$'\[)*'J7Io87
 !"#$
>#-&:N3+*/
5'++6*++67++68
>*')T$-.)$#0)//2')0$#+)$%&'*$)"&W2'=-\[%,')+)#/)W/%g
>*'$4%'1%"%,)$-,'$%*$%&'W2'#"$%,,T=$#"1'=,#.),2'=-\[%,'*-T,0%g
>*'$4%'1%"%,)$-,'$%*$%&'T"&%,'/-)&g
3)*'1%"%,)$-,'$%*$%&'\\'-=%,)$#-")/'&T,#"1'$4%'#"*=%0$#-"g
6-'$4%'1%"%,)$-,N*O'4)+%')&%^T)$%'0)=)0#$2'$-'-=%,)$%'$4%'%"$#,%'\[)*$%\[)$%,'*#$%g
>*'$4%,%')"'%.%,1%"02')1,%%.%"$'\[#$4')'ST%/'+%"&-,'S-,'%H$%"&%&',T"'-"'W)0RET='
=-\[%,g
>*'$4%'1%"%,)$-,'ST%/'/%+%/'.-"#$-,%&g
P4%'\[)*$%\[)$%,'*2*$%.'#*'%^T#==%&'\[#$4')';::'R3'&#%*%/'=-\[%,%&'1%"%,)$-,7''P4#*'
 !"#$
1%"%,)$-,')*'\[%//')*'$4%'1%"%,)$-,'S-,'$4%'#"S/T%"$'=T.='*$)$#-"')T$-.)$#0)//2',T"':7F'
4-T,*'%)04'\[%%R'T"&%,'/-)&')"&'$4%'*2*$%.'4)*'$4%'T"#$*'#"*=%0$%&'*%.#E)""T)//27''
P4%'*2*$%.'0-"$,)0$*'\[#$4'(=,#"1%,ETW)"R'A#/'8-7'$-'=,-+#&%'ST%/'S-,'W-$4'1%"%,)$-,*7
.( -#"*&'+O+M-"&#&-&)
5'++6*++67++68
>*'$4%'=/)"$'1%"%,)//2'0/%)"'\[#$4')00%=$)W/%'4-T*%R%%=#"1g
6-%*'$4%'S)0#/#$2')")/2d%'=,-0%**'0-"$,-/'=),).%$%,*5'S-,'%HM'BV((5'B8?P5'(%$$/%)W/%'
(-/#&*5'=Z5'6A5'(/T&1%'XT&1%5')"&'-$4%,'$4)$'),%')==/#0)W/%g
I
)1%\]

P4%'8)=%'33P
./& +0+1-)"2"#3$
 !"#$D8::FGG:J
8-.=/#)"0%'+)/T)$#-"
:9Q:IQ9:9;%&'()#"*&+43($
%&'()#"*&+,-#$
.( -#"*&'+O+M-"&#&-&)
5'++6*++67++68
P4%'*2*$%.'N#7%75' ^T)O'#*'S#%/&'0%,$#S#%&'S-,'&#**-/+%&'-H21%"'$-$)/',%*#&T)/'04/-,#"%5'=Z'
 !"#$
)"&'$%.=%,)$T,%'\[#$4'8%,$#S#0)$#-"'\]F:I<7''P4%'*2*$%.'T*%*'$4%'*%,+#0%*'-S'
"+#,-04%.'S-,')")/2*#*'-S'-$4%,'0-.=-T"&*'*T04')*'CA65')..-"#)5')/R)/#"#$25'
=4-*=4-,-T*5'$-$)/'"#$,-1%"5'PpD5'"#$,)$%5'%$07''(/T&1%'W/)"R%$'.%)*T,%.%"$*'),%'
$)R%"'&)#/2')"&'BV(('.%)*T,%.%"$*'),%'-W$)#"%&')$'/%)*$'W#\[%%R/27''6A'
.%)*T,%.%"$*'$4,-T14-T$'$4%'*2*$%.5'=Z')"&'$%.=%,)$T,%'),%'$)R%"'-"')'&)#/2'W)*#*7
7 *N")+,"<'#
5'++6*++67++68
>*'$4%'0)=)0#$2')&%^T)$%g
>*'$4%'.#H#"1')&%^T)$%g
>*'$4%'*#$%'S,%%'-S'%H0%**#+%'S-).#"1'#"'$4%'$)"Rg
\]'>*'$4%'-&-,')00%=$)W/%g
\]'>*'$)"R)1%')+)#/)W/%'S-,'=,-=%,/2'\[)*$%'*/T&1%g
(/T&1%'#*'4)T/%&'-SS')"&'&#*=-*)/'-S'W2'V%\[#*'@),.*7
 !"#$
EH!")-2+1:
5'++6*++67++68
>*'0-"$)#".%"$')&%^T)$%g
>*'*$-,)1%')&%^T)$%g
,%'W)0RT='=T.=*')+)#/)W/%g
>*'$4%'*#$%'S,%%'-S'%H0%**#+%'/%)R#"1g
P4%'*2*$%.'#"e%0$*'0)T*$#0'*-&)'N9F`'0)/0#T.'42&,-H#&%O')S$%,'$4%'U'C)*#"'=,#-,'$-'
 !"#$
$4%'*=/#$$%,'$)"R'S-,'=Z'0-"$,-/'\\'$-')#&'#"'0-)1T/)$#-"7''>"e%0$#-"'-S'0)/0#T.'42&,-H#&%'S-,'
&#04/-,#")$#-"'=,#-,'$-'=-*$E)%,)$#-"'W)*#"7''P4%'=,-&T0$*'),%'*$-,%&'#"'K5:::E1)//-"'
)"&'9GFE1)//-"'&-TW/%'\[)//%&'=/)*$#0'0-"$)#"%,*5',%*=%0$#+%/2'-"'0-"0,%$%'=)&*7
E*!(2"-&)+>)H:=2'
5'++6*++67++68
>*'$4%,%')'0-.=/#)"0%'*04%&T/%'S-,'$4#*'S)0#/#$2g
>*'$4%'S)0#/#$2'0-.=/#)"$'\[#$4'$4%'=%,.#$')"&'0-"&#$#-"*'S-,'$4%',%+#%\['=%,#-&g
D-'0-..%"$7
 !"#$
L
)1%\]