NCC240147_FRO Submitted_20240117

Check if this project is ARPA-funded ❑
FINANCIAL RESPONSIBILITY/OWNERSHIP FORM
SEDIMENTATION POLLUTION CONTROL ACT
No person may initiate any land-disturbing activity on one or more acres as covered by the Act, including any
activity under a common plan of development of this size as covered by the NCGO1 permit, before this form
and an acceptable erosion and sedimentation control plan have been completed and approved by the Land
Quality Section, N.C. Department of Environmental Quality. Submit the completed form to the appropriate
Regional Office. (Please type or print and, if the question is not applicable or the e-mail address or phone
number is unavailable, place N/A in the blank.)
Part A.
1. Project NameTrivium East Roadway Widening
*If this project involves American Rescue Plan Act (ARPA) funds, list the Project Name below
under which you applied for funding through the Division of Water Infrastructure (DWI).
N/A 1.,
2. Location of land-disturbing activity: County Catawba City or Township Hickory
Highway/StreetStartOWn Road Latitude(decimal degrees)-81 .27 Long ltude(decimaldegrees)35 68
3. Approximate date land-disturbing activity will commence:J u ne 2023
4. Purpose of development (residential, commercial, industrial, institutional, etc.):Roadway/Utilities
5. Total acreage disturbed or uncovered (including off-site borrow and waste areas): 4.5 - REVISED
6. Amount of fee enclosed: $500 . The application fee of$100.00 per acre (rounded
up to the next acre) is assessed without a ceiling amount (Example: 8.10-acre application fee is$900).
Checks should be addressed to NCDEQ.
7. Has an erosion and sediment control plan been filed? Yes E Enclosed ❑ No E
8. Person to contact should erosion and sediment control issues arise during land-disturbing activity:
Name Shawn Pennell E-mail [e-mail]
Phone: Office# 828-323-7500 Mobile#
9. Landowner(s)of Record (attach accompanied page to list additional owners):
Trivium Corporate Center Inc. 828-323-7500
Name Phone: Office# Mobile#
PO Box 398 76 North Center Street
Current Mailing Address Current Street Address
Hickory, NC 28603 Hickory, NC 28601
City State Zip City State Zip
10. Deed Book No.3525 Page No.071 0 Provide a copy of the most current deed.
3668 1282

Continued from Items 9 & 10 in Part A of the Financial Responsibility/Ownership Form for multiple
owners. Attach copies of this page as needed to list all landowners.
Landowner 2 of Record:
Dale and Ruth Ann Hollar
Name Phone: Office# Mobile#
2398 Startown Road 2398 Startown Road
Current Mailing Address Current Street Address
Newton NC 28658 Newton NC 28658
City State Zip City State Zip
Deed Book No. 3658 Page No. 0206 Provide a copy of the most current deed.
Landowner 3 of Record:
REI Horizon Group LLC
Name Phone: Office# Mobile#
2359 HWY 7- SE #311 2359 HWY 7- SE #311
Current Mailing Address Current Street Address
Hickory NC 28602 Hickory NC 28602
City State Zip City State Zip
Deed Book No.82 Page No. 153 Provide a copy of the most current deed.
PB82 AT PAGE153 - Part of recombination plat mapping (Documented as temp grading and
construction easement
Landowner 4 of Record:
Name Phone: Office# Mobile#
Current Mailing Address Current Street Address
City State Zip City State Zip
Deed Book No. Page No. Provide a copy of the most current deed.
Landowner 5 of Record:
Name Phone: Office# Mobile#
Current Mailing Address Current Street Address
City State Zip City State Zip
Deed Book No. Page No. Provide a copy of the most current deed.

Part B.
1. Company(ies)who are financially responsible for the land-disturbing activity(Provide a comprehensive list
of all responsible parties on accompanied page.) If the company is a sole proprietorship or if the landowner(s)is
an individual(s), the name(s)of the owner(s)may be listed as the financially responsible party(ies).
City of Hickory [e-mail]
Company Name E-mail Address
PO Box 398 76 North Center Street
Current Mailing Address Current Street Address
Hickory NC 28603 Hickory NC 28601
City State Zip City State Zip
Phone: Office# 828-323-7500 Mobile#
Note: If the Financially Responsible Party is not the owner of the land to be disturbed, include with this form
the landowner's signed and dated written consent for the applicant to submit a draft erosion and sedimentation
control plan and to conduct the anticipated land disturbing activity.
2. (a) If the Financially Responsible Party is a domestic company registered on the NC Secretary of State
business registry, give name and street address of the Registered Agent:
N/A
Name of Registered Agent E-mail Address
Current Mailing Address Current Street Address
City State Zip City State Zip
Phone: Office# Mobile#
Name of Individual to Contact(if Registered Agent is a company)
(b) If the Financially Responsible Party is not a resident of North Carolina, give name and street address
of the designated North Carolina agent who is registered on the NC Secretary of State business registry:
Name of Registered Agent E-mail Address
Current Mailing Address Current Street Address
City State Zip City State Zip
Phone: Office# Mobile#
Name of Individual to Contact(if Registered Agent is a company)

(c) If the Financially Responsible Party is engaging in business under an assumed name, give name under
which the company is Doing Business As. If the Financially Responsible Party is an individual, General
Partnership, or other company not registered and doing business under an assumed name, attach a copy
of the Certificate of Assumed Name.
N/A
Company DBA Name
The above information is true and correct to the best of my knowledge and belief and was provided
by me under oath. (This form must be signed by the Financially Responsible Person if an individual(s)
or his attorney-in-fact, or if not an individual, by an officer, director, partner, or registered agent with
the authority to execute instruments for the Financially Responsible Party). I agree to provide
corrected information should there be any change in the information provided herein.
Warren Wood Hickory City Manager
Type or print name Title or Authority
Signature Date
I, RIM bed"! 0 c 'nn a)n , a Notary Public of the County of CaWNIC(
IA
State of North Carolina, hereby certify that R(1Q Y WOO(L appeared personally
before me this day and being duly sworn acknowledged that the above form was executed by him/her.
Witness my hand and notarial seal, this e day of 'lanuds-9 , 20 23
® � ®. J®g,4��®' Notary 1� 'r�1/
,l
irk
My commission expires E L •aD g
��� 0 �� CO'®``®`�
®lioorrttt
1