NC0025321_SP-2023-0002 Enforcement Spreadsheet_20230208

NPDES Civil Penalty
Basic Information
Penalty Information
Facility Owner
Facility Name
Permit Number
County
Case Number
Stream Class
Summer 7Q10
Winter 7Q10
Design Flow (MGD)
Average Flow (month) MGD
Monitoring Report Month(s)
Date Assessed
Factor Page Supervisor Signature Name
Factor Page Supervisor Title
Gary Caldwell
Waynesville WWTP
NCO025321
Haywood
SP-2023-0002
C
95
111
6
4.33
December-22
2/3/2023
Daniel Boss
Assistant Regional Manager
CO or RO other Contact ILauren Armeni
Other Comments
Limit Violations
Parameter 1
Parameter 2
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Limit Violation Total $ 4,620.86
Non -Limit Violation Total $ -
Violation Total $ 4,620.86
Non Limit Violations
Violation
Violation
Violation
Violation
Violation
Violation
NC0025321_December 2022_Civil Penalty Assessment —Workbook 1 of 1 8/9/2023

NPDES Limit Violations
Base Assessment Penalty by
Violations)
Assigned Base Penalty for each Parameter
Base Penalty
BOD
Parameter 2
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Base Penalty
Monthly Average
Guidance
Max per NCGS 143-
Violation
Violation
Base
Violation
Base
Violation
Violation
Violation
Average Flow (month)
Range Mid -Point
215.6A
Base Penalty
Quantity
Base Penalty
Quantity
Penalty
Quantity
Penalty
Quantity
Base Penalty
Quantity
Base Penalty Quantity
< 0.025 MGD
0-500
$250
$25,000
1 $1,500.00
$1.00
> 0.025 MGD but <0.05
0-500
$250
$25,000
> 0.05 MGD but < 0.1 MGD
0-1000
$500
$25,000
> 0.1 MGD but < 0.5 MGD
0-1500
$750
$25,000
> 0.5 MGD but < 1.0 MGD
0-2000
$1,000
$25,000
Parameter 1
Parameter 2
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Monthly Sum
> 1.0 MGD but < 10 MGD
0-3000
$1,500
$25,000
Base Total
$1,500.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total $0.00
$1,500.00
> 10 MGD
0-4000
$2,000
$25,000
Weekly Average
Guidance
Max per NCGS 143-
Violation
Violation
Base
Violation
Base
Violation
Violation
Violation
Average Flow (month)
Range Mid
-Point
215.6A
Base Penalty
Quantity
Base Penalty
Quantity
Penalty
Quantity
Penalty
Quantity
Base Penalty
Quantity
Base Penalty Quantity
< 0.025 MGD
0-200
$100
$25,000
$500.00
> 0.025 MGD but <0.05
0-200
$100
$25,000
> 0.05 MGD but < 0.1 MGD
0-500
$250
$25,000
> 0.1 MGD but < 0.5 MGD
0-500
$250
$25,000
> 0.5 MGD but < 1.0 MGD
0-500
$250
$25,000
Parameter 1
Parameter 2
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Weekly Sum
> 1.0 MGD but < 10 MGD
0-1000
$500
$25,000
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total $0.00
$0.00
> 10 MGD 0-1000 $500 $25,000
Daily Maximum
Guidance
Max per NCGS 143-
Violation
Violation
Base
Violation
Base
Violation
Violation
Violation
Average Flow((month)
Range Mid -Point
215.6A
Base Penalty
Quantity
Base Penalty
Quantity
Penalty
Quantity
Penalty
Quantity
Base Penalty
Quantity
Base Penalty Quantity
< 0.025 MGD
0-200
$100
$25,000
> 0.025 MGD but <0.05
0-200
$100
$25,000
> 0.05 MGD but < 0.1 MGD
0-200
$100
$25,000
> 0.1 MGD but < 0.5 MGD
0-500
$250
$25,000
> 0.5 MGD but < 1.0 MGD
0-500
$250
$25,000
Parameter 1
Parameter 2
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Daily Sum
> 1.0 MGD but < 10 MGD
0-500
$250
$25,000
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total $0.00
$0.00
> 10 MGD
0-500
$250
$25,000
NC0025321_December 2022_Civil Penalty Assess ment_Workbook 1 of 5 8/9/2023

NPDES Limit Violations
1WC% summer IWC% winter
8.92 (Apr 1 - Oct 31) 7.73 (Nov 1 - Mar 31)
Factor 1
Extent (Magnitude)
% IWC
IWC Factor
<25
0.00
26-75
0.04
>75
0.08
% TWC
<25
26-75
>75
% IWC
<25
26-75
>75
IWC Factor
0.00
0.04
0.08
IWC Factor
0.00
0.04
0.08
Assigned
Factor
0.00
Assigned
Factor
0.00
Gravity
% Over Limit
0-49
50-99
100+
0-49
50-99
100+
BOD
Extent Assigned
Factor Quantity Factor Product
0.00 0 0 0.0
0.50 0.0
1.00 0.0
Extent
Factor
0.00
0.50
1.00
Parameter 1 Sum 0.0
Assigned
Parameter 2
Assigned
Quantity Factor Product
Parameter 2 Sum=
Assigned
Parameter 3
Assigned
Quantity Factor Product
-- 11
-- 11
-- 11
Parameter 3 Sum
Assigned
Quantity Factor Product Quantity Factor Product Quantity Factor Product
0 0 0.01 0.0 0.0
0.0 0.0 0.0
0.01 0.0 0.0
Parameter 1 Sum 0.0 Parameter 2 Sum 0.0 Parameter 3 Sum 0.0
Assigned
Extent
Assigned Assigned Assigned
Factor
% Over Limit
Factor
Quantity Factor Product Quantity Factor Product Quantity Factor
Product
0.00
0-49
0.00
0.0 0.01
0.0
50-99
0.50
0.0 LE00
0.0
100+
1.00
0.0
0.0
Parameter 1 Sum 0.0
Parameter 2 Sum 0.0 Parameter 3 Sum 0.0
NC0025321_December 2022_Civil Penalty Assess ment_Workbook 2 of 5 8/9/2023

NPDES Limit Violations
C
Stream Class
Factor(s) 3
Parameter 4
Parameter 5
Parameter 6
Effect on Water Quality or Quantity
Assigned
Assigned
Assigned
Assigned
Damage
Assigned
Quantity Factor Product
Quantity Factor Product
Quantity Factor Product
Stream Classification
Stream Factor
Factor
Env. Damage
Factor
Factor
0.0
0.0
B, C, SB, SC, Sw
0.00
0.00
No
0.0
0.0
M0.0
0.0
0.0
NSW (non -nutrient violations)
0.00
Yes
1.0
0.0
0.0
NSW (nutrient violations)
0.25
WS-III, WS-IV, WS-V
0.25
Tr, SA, WS-I, WS-II
0.50
Parameter 4 Sum
Parameter 5 Sum
Parameter 6 Sumo
ORW, HQW, UWL, CA
1.00
Assigned
Assigned
Assigned
Assigned
Damage
Assigned
Quantity Factor Product
Quantity Factor Product
Quantity Factor Product
Stream Classification
Stream Factor
Factor
Env. Damage
Factor
Factor
0.0
0.0
0.0
B, C, SB, SC, Sw
0.00
0.00
No
0.0
0.0
0.0
0.0
0.0
NSW (non -nutrient violations)
0.00
Yes
1.0
0.0
0.0
0.0
NSW (nutrient violations)
0.25
WS-III, WS-IV, WS-V
0.25
Tr, SA, WS-I, WS-II
0.50
Parameter 4 Sum 0.0
Parameter 5 Sum 0.0
Parameter 6 Sum 0.0
ORW, HQW, UWL, CA
1.00
Assigned
Assigned
Assigned
Assigned
Damage
Assigned
Quantity Factor Product
Quantity Factor Product
Quantity Factor Product
Stream Classification
Stream Factor
Factor
Env. Damage
Factor
Factor
0.01
0.0
0.0
B, C, SB, SC, Sw
0.00
0.00
No
0.0
0.0
0.01
0.0
0.0
NSW (non -nutrient violations)
0.00
Yes
1.0
0.01
0.0
0.0
NSW (nutrient violations)
0.25
WS-III, WS-IV, WS-V
0.25
Tr, SA, WS-I, WS-II
0.50
Parameter 4 Sum 0.0
Parameter 5 Sum 0.0
Parameter 6 Sum 0.0
ORW, HQW, UWL, CA
1.00
NC0025321_December 2022_Civil Penalty Assess ment_Workbook 3 of 5 8/9/2023

NPDES Limit Violations
Factor 4
Cost of Rectifying Damage
Factor 5
Amount Saved by Non -Compliance
Factor 6
Willful or Intentional
Cost Assigned Cost
Cost Assigned Cost
Assigned
Intent Intent Factor Factor
No 0.0 0.0
Yes 0.0 - 1.0
unknown
$0.00
unknown
Cost Total $0.00
Cost Assigned Cost
Cost Total $0.00
Cost Assigned Cost
Assigned
Intent Intent Factor Factor
No 0.0 0.0
Yes 0.0 - 1.0
unknown
$0.00
unknown
$0.00
Cost Total $0.00
Cost Total $0.00
Cost Assigned Cost
Cost Assigned Cost
Assigned
Intent Intent Factor Factor
No 0.0 0.0
Yes 0.0 - 1.0
Cost Total $0.00
Cost Total $0.00
NC0025321_December 2022_Civil Penalty Assess ment_Workbook 4 of 5 8/9/2023

NPDES Limit Violations
Factor 7
Factor 8
Violator's Prior Record
Enforcement Costs
Previous Offenses (12 Offense
Assigned
Assigned
months) Factor
Factor
Cost
Cost
0-2 0.00
1.00
DEQ Staff #1
$49.22
3-4 0.50
DEQ Staff #2
$39.31
5-7 1.00
DEQ Staff #3
$20.00
8+ 2.00
DEQ Staff #4
$12.33
$1,500.00 Monthly Limit Violation Total
Offense
Previous Offenses (5 years) Factor
0-2 0.00
Assigned
Factor
1.00
Cost Totall $120.86
3-4 0.25
5-7 0.50
8+ 1.00
Prior Record Factor
*chooses the largest of those assigned above
How factor affects base penalty
$1,500.00
$0.00 Weekly Limit Violation Total
$3,120.86 NPDES
Calculated Limit Violation
Grand Total
$0.00 Factor 4,
Cost of Rectifying
Damage Total
$0.00 Factor 5,
Amount Save by
Non-ComulianceTotal
$0.00 Daily Limit Violation Total
$4,620.86 NPDES Final Limit Violation Grand Total
NC0025321_December 2022_Civil Penalty Assess ment_Workbook 5 of 5 8/9/2023