NC0025321_LV-2023-0090 Enforcement Spreadsheet_20230313

NPDES Civil Penalty
Basic Information
Penalty Information
Facility Owner
Facility Name
Permit Number
County
Case Number
Stream Class
Summer 7Q10
Winter 7Q10
Design Flow (MGD)
Average Flow (month) MGD
Monitoring Report Month(s)
Date Assessed
Factor Page Supervisor Signature Name
Factor Page Supervisor Title
Gary Caldwell
Waynesville WWTP
NCO025321
Haywood
LV-2023-0090
C
95
ill
6
4.63
Janua -23
3/10/2023
IDaniel Boss
lAssistant Regional Manager
CO or RO other Contact ILauren Armeni
Other Comments
Limit Violations
Parameter
Parameter
Parameter
Parameter
Parameter
Parameter
1 NOD
Z TRC
Limit Violation Total $ 4,876.51
Non -Limit Violation Total $ -
Violation Total $ 4,876.51
Non Limit Violations
Violation 1
Violation 2
Violation 3
Violation 4
Violation 5
Violation 6
NCO025321_January 2023_Civil Penalty Assessment —Workbook 1 of 1 8/9/2023

NPDES Limit Violations
Base Assessment Penalty by
Violations)
Assigned Base Penalty for each Parameter
Base Penalty
BOD
TRC
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Base Penalty
Monthly Average
Guidance
Max per NCGS 143-
Violation
Violation
Base
Violation
Base
Violation
Violation
Base
Violation
Average Flow(month)
Range
Mid -Point
215.6A
Base Penalty
Quantity
Base Penalty
Quantity
Penalty
Quantity
Penalty
Quantity
Base Penalty
Quantity
Penalty
Quantity
< 0.025 MGD
0-500
$250
$25,000
$1,500.00
$1.00
> 0.025 MGD but <0.05
0-500
$250
$25,000
> 0.05 MGD but < 0.1 MGD
0-1000
$500
$25,000
> 0.1 MGD but < 0.5 MGD
0-1500
$750
$25,000
> 0.5 MGD but < 1.0 MGD
0-2000
$1,000
$25,000
Parameter 1
Parameter 2
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Monthly Sum
> 1.0 MGD but < 10 MGD
0-3000
$1,500
$25,000
Base Total
$1,500.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
$1,500.00
> 10 MGD
0-4000
$2,000
$25,000
Weekly Average
Guidance
Max per NCGS 143-
Violation
Violation
Base
Violation
Base
Violation
Violation
Base
Violation
Average Flow (month)
Range
Mid -Point
215.6A
Base Penalty
Quantity
Base Penalty
Quantity
Penalty
Quantity
Penalty
Quantity
Base Penalty
Quantity
Penalty
Quantity
< 0.025 MGD
0-200
$100
$25,000
$500.001 1.00
> 0.025 MGD but <0.05
0-200
$100
$25,000
> 0.05 MGD but < 0.1 MGD
0-500
$250
$25,000
> 0.1 MGD but < 0.5 MGD
0-500
$250
$25,000
> 0.5 MGD but < 1.0 MGD
0-500
$250
$25,000
Parameter 1
Parameter 2
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Weekly Sum
> 1.0 MGD but < 10 MGD
0-1000
$500
$25,000
Base Total
$500.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
$500.00
> 10 MGD 0-1000 $500 $25,000
Daily Maximum
Guidance
Max per NCGS 143-
Violation
Violation
Base
Violation
Base
Violation
Violation
Base
Violation
Average Flow ( month)
Range
Mid -Point
215.6A
Base Penalty
Quantity
Base Penalty
Quantity
Penalty
Quantity
Penalty
Quantity
Base Penalty
Quantity
Penalty
Quantity
< 0.025 MGD
0-200
$100
$25,000
1 $250.00
1.00
> 0.025 MGD but <0.05
0-200
$100
$25,000
> 0.05 MGD but < 0.1 MGD
0-200
$100
$25,000
> 0.1 MGD but < 0.5 MGD
0-500
$250
$25,000
> 0.5 MGD but < 1.0 MGD
0-500
$250
$25,000
Parameter 1
Parameter 2
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Daily Sum
> 1.0 MGD but < 10 MGD
0-500
$250
$25,000
Base Total
$0.00
Base Total
$250,00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
$250.00
> 10 MGD
0-500
$250
$25,000
NC0025321_January 2023_Civil Penalty Assess ment_Workbook 1 of 5 8/9/2023

NPDES Limit Violations
twc /° summer
8.92 (Apr 1 - Oct 31)
Factor 1
Extent (Magnitude)
% IWC
<25
26-75
>75
% IWC
<25
26-75
>75
% IWC
<25
26-75
>75
IWC% winter
7.73 (Nov 1 - Mar 31)
Factor 2
Gravity
Monthly
TRC
Parameter 3
Assigned
Extent
Assigned Assigned
Assigned
IWC Factor
Factor
% Over Limit
Factor
Quantity Factor Product Quantity Factor
Product Quantity Factor
Product
0.00
0.00
0-49
0.00
0 0 0.0
0.0
0.0
0.04
50-99
0.50
0.0
0.0
0.0
0.08
100+
1.00
0.0
0.0
0.0
IWC Factor
0.00
0.04
0.08
Assigned
Factor
0.00
Weekly
Extent
% Over Limit
Factor
0-49
0.00
50-99
0.50
100+
1.00
Parameter 1 Sum 0.0
Assigned
Quantity Factor Product
0
0
0.0
0.0
0.0
Parameter 1 SumF-
Daily
Assigned
Extent
Assigned
IWC Factor
Factor
% Over Limit
Factor
Quantity Factor Product
0.00
0.00
0-49
0.00
0.0
0.04
50-99
0.50
0.0
0.08
100+
1.00
0.0
Parameter 1 Sum 0.0
Parameter 2 Sum Parameter 3 Sum
Assigned Assigned
Quantity Factor Product Quantity Factor Product
0.0 0.0
0.0 0.0
0.0 1 0.0
Parameter 2 Sum 0.0
Assigned
Quantity Factor Product
Parameter 2 Sum 1.0
Parameter 3 Sum 0.0
Assigned
Quantity Factor Product
Parameter 3 Sum 0.0
NC0025321_January 2023_Civil Penalty Assess ment_Workbook 2 of 5 8/9/2023

NPDES Limit Violations
C Stream Class
Factor(s) 3
Parameter 4 Parameter 5 Parameter 6 Effect on Water Quality or Quantity
Assigned
Quantity Factor Product
11
11
Parameter 4 SumC 0
Assigned
Quantity Factor Product
11
11
11
Parameter 4 Sum 0.0
Assigned
Quantity Factor Product
0.0
0.0
0.0
Parameter 4 Sum 0.0
Assigned
Assigned
Quantity Factor Product Quantity Factor Product
0.0 0.0
0.0 0.0
0.0 0.0
Parameter 5 Sum Parameter 6 Sum�0
Assigned
Quantity Factor Product
0.0
0.0
0.0
Parameter 5 Sum 0.0
Assigned
Quantity Factor Product
0.0
0.0
0.0
Parameter 5 Sum 0.0
Assigned
Quantity Factor Product
0.0
0.0
0.0
Parameter 6 Sum 0.0
Assigned
Quantity Factor Product
0.0
0.0
0.0
Parameter 6 Sum 0.0
B, C, SB, SC, Sw
NSW (non -nutrient violations)
NSW (nutrient violations)
WS-III, WS-IV, WS-V
Tr, SA, WS-I, WS-II
ORW, HQW, UWL, CA
B, C, SB, SC, Sw
NSW (non -nutrient violations)
NSW (nutrient violations)
WS-III, WS-IV, WS-V
Tr, SA, WS-1, WS-II
ORW, HQW, UWL, CA
B, C, SB, SC, Sw
NSW (non -nutrient violations)
NSW (nutrient violations)
WS-III, WS-IV, WS-V
Tr, SA, WS-I, WS-II
ORW, HQW, UWL, CA
Assigned
Stream Factor
Factor
0.00
0.00
0.00
0.25
0.25
0.50
1.00
Stream Factor
0.00
0.00
0.25
0.25
0.50
1.00
Stream Factor
0.00
0.00
0.25
0.25
0.50
1.00
Assigned
Factor
0.00
Assigned
Factor
0.00
Damage
Env. Damage Factor
No 0.0
Yes 1.0
Env. Damage
No
Yes
Env. Damage
No
Yes
Damage
Factor
0.0
1.0
Damage
Factor
0.0
1.0
Assigned
Factor
0.0
Assigned
Factor
0.0
Assigned
Factor
0.0
NC0025321_January 2023_Civil Penalty Assess ment_Workbook 3 of 5 8/9/2023

NPDES Limit Violations
Factor 4
Factor 5
Factor 6
Cost of Rectifying Damage
Amount Saved by Non -Compliance
Willful or Intentional
Assigned
Cost
Assigned Cost
Cost
Assigned Cost
Intent
Intent Factor
Factor
unknown
$0.00
unknown
No
0.0
0.0
Yes
0.0 - 1.0
Cost Total
$0.001
Cost Total
$0.00
Assigned
Cost
Assigned Cost
Cost
Assigned Cost
Intent
Intent Factor
Factor
unknown
$0.00
unknown
$0.00
No
0.0
0.0
Yes
0.0- 1.0
Cost Total
$0.00
Cost Total
$0.00
Assigned
Cost
Assigned Cost
Cost
Assigned Cost
Intent
No
Yes
Intent Factor
0.0
0.0 - 1.0
Factor
0.0
unknown
$0.00
unknown
$0.00
Cost Total $0.001
Cost Total $0.00
NC0025321_January 2023_Civil Penalty Assess ment_Workbook 4 of 5 8/9/2023

NPDES Limit Violations
Factor 7
Factor 8
Violator's Prior Record
Enforcement Costs
Previous Offenses
(12 Offense
Assigned
Assigned
months)
Factor
Factor
Cost
Cost
0-2
0.00
1.00
DEQ Staff#1
$52.72
3-4
0.50
DEQ Staff#2
$41.46
5-7
1.00
DEQ Staff #3
$20.00
8+
2.00
DEQ Staff #4
$12.33
$1,500.00 Monthly Limit Violation Total
Previous Offenses
0-2
Offense
(5 years) Factor
0.00
Assigned
Factor
1.00
Cost Total $126.51
3-4
5-7
0.25
0.50
8+
1.00
Prior Record Factor
*chooses the largest of those assigned above
How factor affects base penalty
$2,250.00
$500.00 Weekly Limit Violation Total
$4,876.51 INPDES
Calculated Limit Violation
Grand Total
$0.00 1 Factor 4,
Cost of Rectifying
Damage Total
$0.001 Factor 5,
Amount Save by
Non-ComplianceTotal
$500.00 Daily Limit Violation Total
$4,876.51 INPDES Final Limit Violation Grand Total
NC0025321_January 2023_Civil Penalty Assess ment_Workbook 5 of 5 8/9/2023