NC0025321_LV-2023-0167 Enforcement Spreadsheet_20230622

NPDES Civil Penalty
Basic Information
Penalty Information
Facility Owner
Facility Name
Permit Number
County
Case Number
Stream Class
Summer 7Q10
Winter 7Q10
Design Flow (MGD)
Average Flow (month) MGD
Monitoring Report Month(s)
Date Assessed
Supervisor Name
Supervisor Title
Gary Caldwell
Waynesville WWTP
NC0025321
Haywood
LV-2023-0167
C
95
ill
6
4.48
Aril-23
6/19/2023
Daniel Boss
jAssistant Regional Supervisor
CO or RO other Contact ILauren Armeni
Other Comments
Version 4.1
Limit Violations
Parameter 1
Parameter 2
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Limit Violation Total $ 4,376.51
Non -Limit Violation Total $ -
Violation Total $ 4,376.51
Non Limit Violations
Violation
Violation
Violation
Violation
Violation
Violation
NC0025321_April 2023_Civil_Penalty_Assessment_Workbook 1 of 1 8/9/2023

NPDES Limit Violations
Base Assessment Penalty by
Violations)
Assigned Base Penalty for each Parameter
Base Penalty
BOD
Parameter 2
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Base Penalty
Monthly Average
Guidance
Max per NCGS 143-
Violation
Violation
Violation
Violation
Violation
Violation
Average Flow (month)
Range
Mid -Point
215.6A
Base Penalty
Quantity
Base Penalty
Quantity
Base Penalty
Quantity
Base Penalty
Quantity
Base Penalty
Quantity
Base Penalty
Quantity
< 0.025 MGD
0-500
$250
$25,000
1 $1,500.00 1
> 0.025 MGD but <0.05
0-500
$250
$25,000
> 0.05 MGD but < 0.1 MGD
0-1000
$500
$25,000
> 0.1 MGD but < 0.5 MGD
0-1500
$750
$25,000
> 0.5 MGD but < 1.0 MGD
0-2000
$1,000
$25,000
Parameter 1
Parameter 2
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Monthly Sum
> 1.0 MGD but < 10 MGD
0-3000
$1,500
$25,000
Base Total
$1,500.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
$1,500.00
> 10 MGD
0-4000
$2,000
$25,000
Weekly Average
Guidance
Max per NCGS 143-
Violation
Violation
Violation
Violation
Violation
Violation
Average Flow (month)
Range
Mid -Point
215.6A
Base Penalty
Quantity
Base Penalty
Quantity
Base Penalty
Quantity
Base Penalty
Quantity
Base Penalty
Quantity
Base Penalty
Quantity
< 0.025 MGD
0-200
$100
$25,000
1 $500.00 1
> 0.025 MGD but <0.05
0-200
$100
$25,000
> 0.05 MGD but < 0.1 MGD
0-500
$250
$25,000
> 0.1 MGD but < 0.5 MGD
0-500
$250
$25,000
> 0.5 MGD but < 1.0 MGD
0-500
$250
$25,000
Parameter 1
Parameter 2
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Weekly Sum
> 1.0 MGD but < 10 MGD
0-1000
$500
$25,000
Base Total
$500.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.001
$500.00
> 10 MGD
0-1000
$500
$25,000
Daily Maximum
Guidance
Max per NCGS 143-
Violation
Violation
Violation
Violation
Violation
Violation
Average Flow (month)
Range
Mid -Point
215.6A
Base Penalty
Quantity
Base Penalty
Quantity
Base Penalty
Quantity
Base Penalty
Quantity
Base Penalty
Quantity
Base Penalty
Quantity
< 0.025 MGD
0-200
$100
$25,000
> 0.025 MGD but <0.05
0-200
$100
$25,000
> 0.05 MGD but < 0.1 MGD
0-200
$100
$25,000
> 0.1 MGD but < 0.5 MGD
0-500
$250
$25,000
> 0.5 MGD but < 1.0 MGD
0-500
$250
$25,000
Parameter 1
Parameter 2
Parameter 3
Parameter 4
Parameter 5
Parameter 6
Daily Sum
> 1.0 MGD but < 10 MGD
0-500
$250
$25,000
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
$0.00
Base Total
> 10 MGD
0-500
$250
$25,000
NC0025321_April 2023_Civil_Penalty_Assessment_Workbook 1 of 4 8/9/2023

NPDES Limit Violations
IIWC% summer
8.92 (Apr 1 - Oct 31)
Factor 1
Extent (Magnitude)
% IWC IWC Factor
<25 0.00
26-75
>75
Assigned Factor
1 1�
1 1:
0.00
7.73
Factor 2
Gravity
Monthly
% Over Limit
0-49
50-99
100+
Weekly
% Over Limit
0-49
50-99
100+
% Over Limit
0-49
50-99
100+
X% winter
ov 1 -Mar 31
Extent
Factor
0.00
0.50
1.00
Extent
Factor
0.00
0.50
1.00
Extent
Factor
0.00
0.50
1.00
BOD Parameter 2
Assigned Assigned
Quantity Factor Product Quantity Factor Product
1 0.00 0.00 0.00
0.00 0.00
0.00 0.00
Parameter 1 Sum 0.00 Parameter 2 Sum 0.00
Assigned Assigned
Quantity Factor Product Quantity Factor Product
0.00 0.00
1 0.501 0.50 1 0.00
0.00 1 1 0.00
Parameter 1 Sum 0.50 Parameter 2 Sum 0.00
Assigned Assigned
Quantity Factor Product Quantity Factor Product
0.0011 1 0.00
0.00 0.00
0.00 0.00
Parameter 1 Sum 0.00 Parameter 2 Sum 0.00
Parameter 3 Parameter 4
Assigned Assigned
Quantity Factor Product Quantity Factor Product
0.00 0.00
0.00 0.00
0.00 0.00
Parameter 3 Sum 0.00 Parameter 4 Sum 0.00
Assigned
Quantity Factor Product
0.00
0.00
0.00
Assigned
Quantity Factor Product
1 11
1 11
1 11
Parameter 3 Sum 0.00 Parameter 4 Sum 0.00
Assigned Assigned
Quantity Factor Product Quantity Factor Product
0.001 0.00
0.00 0.00
0.00 0.00
Parameter 3 Sum 0.00 Parameter 4 Sum 0.00
Parameter 5 Parameter 6
Assigned Assigned
Quantity Factor Product Quantity Factor Product
0.00 0.00
0.00 0.00
0.00 0.00
Parameter 5 Sum 0.00 Parameter 6 Sum 0.00
Assigned Assigned
Quantity Factor Product Quantity Factor Product
0.00 1 0.00
0.00 0.00
0.00 0.00
Parameter 5 Sum 0.00 Parameter 6 Sum 0.00
Assigned Assigned
Quantity Factor Product Quantity Factor Product
0.001 0.00
0.00 0.00
0.00 0.00
Parameter 5 Sum 0.00 Parameter 6 Sum 0.00
NC0025321_April 2023_Civil_Penalty_Assessment_Workbook 2 of 4 8/9/2023

NPDES Limit Violations
C
Stream Class
Factor 3
Factor 4
Factor 5
Factor 6
Factor 7
Effect on Water Quality or Quantity
Cost of Rectifying Damage
Amount Saved by Non -Compliance
Willful or Intentional
Violator's Prior Record
Previous Offenses (12
Stream Classification Stream Factor
Cost Assigned Cost
Cost Assigned Cost
Intent Intent Factor
months) Offense Factor
B, C, SB, SC, Sw 0.00
unknown
unknown
No 0.0
0-2 0.00
NSW (non -nutrient violations) 0.00
Yes 0.0 - 1.0
3-4 0.50
NSW (nutrient violations) 0.25
5-7 1.00
WS-III, WS-IV, WS-V 0.25
8+ 2.00
Tr, SA, WS-I, WS-11 0.50
ORW, HQW, UWL, CA 1.00
Assigned Factor 0.0
Assigned Factor 1.00
Cost Total $0.001
Cost Total $0.00
Assigned Factor
0.00
How factor affects base penalty
$2,000.00
Env. Damage Damage Factor
No 0.0
Yes 1.0
Assigned Factor
0.0
NC0025321_April 2023_Civil_Penalty_Assessment_Workbook 3 of 4 8/9/2023

NPDES Limit Violations
Factor 8
Final penalty to be entered into BIM5
Enforcement Costs
Total Penalty for each Parameter
Number of Violation for each Parameter
Penalty per Violation for each Parameter
Total Penalty for each Parameter
Number of Violation for each Parameter
Penalty per Violation for each Parameter
Total Penalty for each Parameter
Number of Violation for each Parameter
Penalty per Violation for each Parameter
Monthly Average Violation
BOD Parameter 2 Parameter 3 Parameter 4 Parameter 5 Parameter 6
$3,000.00
$0.00
$0.00
$0.00
$0.00
$0.00
1
0
0
0
0
0
3,000.00
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
$3,000.00 Monthly Limit Violation Total
Weekly Average Violation
BOD Parameter 2 Parameter 3 Parameter 4 Parameter 5 Parameter 6
$1,250.00
$0.00
$0.00
$0.00
$0.00
$0.00
1
0
0
0
0
0
1,250.00
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
$1,250.00 Weekly Limit Violation Total
Daily Maximum Violation
BOD Parameter 2 Parameter 3 Parameter 4 Parameter 5 Parameter 6
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
0
0
0
0
0
0
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
$0.00 Daily Limit Violation Total
Cost
DEQ Staff #1
DEQ Staff #2
DEQ Staff #3
DEQ Staff #4
Assigned
Cost
$52.72
$41.46
$20.00
$12.33
Cost Total 1 $126.51
$4,376.51
NPDES Calculated Limit Violation Grand Total
$0.00
Factor 4, Cost of Rectifying Damage Total
$0.00
Factor 5, Amount Saved by Non -Compliance Total
$4,376.51
NPDES Final Limit Violation Grand Total
NC0025321_April 2023_Civil_Penalty_Assessment_Workbook 4 of 4 8/9/2023