The URL can be used to link to this page

Home My WebLink AboutNC0025321_LV20220340_Enforcement Spreadsheet_20221219 (2)NPDES Civil Penalty Basic Information Penalty Information Facility Owner Facility Name Permit Number County Case Number Stream Class Summer 7Q10 Winter 7Q10 Design Flow (MGD) Average Flow (month) MGD Monitoring Report Month(s) Date Assessed Factor Page Supervisor Signature Name Factor Page Supervisor Title Limit Violations Parameter 1 BOD Parameter 2 Parameter 3 Parameter 4 Parameter 5 Parameter 6 Limit Violation Total $ 5,120.86 Non -Limit Violation Total $ - Violation Total $ 5,120.86 Gary Caldwell Waynesville WWTP NCO025321 Haywood LV-2022-0340 C 95 111 6 2.77 October-22 12/19/2022 Daniel Boss Assistant Regional Manager CO or RO other Contact Other Comments Lauren Armeni Non Limit Violations Violation 1 Violation 2 Violation 3 Violation 4 Violation 5 Violation 6 NC0025321_October 2022_Civil Penalty Assessment —Workbook 1 of 21 5/5/2023 NPDES Limit Violations Assigned Base Penalty for each Parameter Base Penalty BOD Parameter 2 Parameter 3 Monthly Average Guidance Max per NCGS 143- Violation Violation Base Violation Average Flow (month) Range Mid -Point 215.6A Base Penalty Quantity Base Penalty Quantity Penalty Quantity < 0.025 MGD 0-500 $250 $251000 1 $1,500.00 $1.007FT� �7 1 1 1 > 0.025 MGD but <0.05 0-500 $250 $251000 > 0.05 MGD but < 0.1 MGD 0-1000 $500 $251000 > 0.1 MGD but < 0.5 MGD 0-1500 $750 $251000 > 0.5 MGD but < 1.0 MGD 0-2000 $11000 $251000 Parameter 1 Parameter 2 Parameter 3 > 1.0 MGD but < 10 MGD 0-3000 $11500 $251000 Base Total $1,500.00 Base Total $0.00 Base Total $0.00 > 10 MGD 0-4000 $21000 $251000 Weekly Average Guidance Max per NCGS 143- Violation Violation Base Violation Average Flow (month) Range Mid -Point 215.6A Base Penalty Quantity Base Penalty Quantity Penalty Quantity < 0.025 MGD 0-200 $100 $251000 1 $500.00 2.00 > 0.025 MGD but <0.05 0-200 $100 $251000 > 0.05 MGD but < 0.1 MGD 0-500 $250 $251000 > 0.1 MGD but < 0.5 MGD 0-500 $250 $251000 > 0.5 MGD but < 1.0 MGD 0-500 $250 $251000 Parameter 1 Parameter 2 Parameter 3 > 1.0 MGD but < 10 MGD 0-1000 $500 $251000 Base Total $1,000.00 Base Total $0.00 Base Total $0.00 > 10 MGD 0-1000 $500 $251000 Daily Maximum Guidance Max per NCGS 143- Violation Violation Base Violation Average Flow (month) Range Mid -Point 215.6A Base Penalty Quantity Base Penalty Quantity Penalty Quantity < 0.025 MGD 0-200 $100 $251000 �7 > 0.025 MGD but <0.05 0-200 $100 $251000 > 0.05 MGD but < 0.1 MGD 0-200 $100 $251000 > 0.1 MGD but < 0.5 MGD 0-500 $250 $251000 > 0.5 MGD but < 1.0 MGD 0-500 $250 $251000 Parameter 1 Parameter 2 Parameter 3 > 1.0 MGD but < 10 MGD 0-500 $250 $251000 Base Total $0.00 Base Total $0.00 Base Total $0.00 > 10 MGD 0-500 $250 $251000 NC0025321_October 2022_Civil Penalty Assessment -Workbook 2 of 21 5/5/2023 NPDES Limit Violations Parameter 4 Parameter 5 Parameter 6 Base Penalty Base Penalty Parameter 4 Base Total Violation Quantity $0.00 Base Penalty Parameter 5 Base Total Violation Quantity $0.00 Violation Base Penalty Quantity Parameter 6 Base Total $0.00 Monthly Sum $11500.00 Base Penalty Parameter 4 Base Total Violation Quantity $0.00 Base Penalty Parameter 5 Base Total Violation Quantity $0.00 Violation Base Penalty Quantity Parameter 6 Base Total $0.00 Weekly Sum $11000.00 Base Penalty Parameter 4 Base Total Violation Quantity $0.00 Base Penalty Parameter 5 Base Total Violation Quantity $0.00 Violation Base Penalty Quantity Parameter 6 Base Total $0.00 Daily Sum $0.00 Factor I Extent (Magnitude) Assigned % IWC IWC Factor Factor <25 0.00 0.00 26-75 0.04 >75 0.08 Assigned % IWC IWC Factor Factor <25 0.00 0.00 26-75 0.04 >75 0.08 Assigned % IWC IWC Factor Factor <25 0.00 26-75 0.04 >75 0.08 NC0025321_October 2022_Civil Penalty Assessment —Workbook 3 of 21 5/5/2023 NPDES Limit Violations Factor 2 Gravity BOD Parameter 2 Parameter 3 Monthly Extent Assigned Assigned Assigned % Over Limit Factor Quantity Factor Product Quantity Factor Product Quantity Factor Product 0-49 0.00 1 0 0.0 0.0 0.0 50-99 0.50 0.0 0.0 0.0 100+ 1.00 1 0.0 L I 1 0-01 L 1 0.0 Parameter 1 Sum 0.0 Parameter 2 Sum 0 Parameter 3 Sum 0 Weekly Extent Assigned Assigned Assigned % Over Limit Factor Quantity Factor Product Quantity Factor Product Quantity Factor Product 0-49 0.00 2 0 0.0 0.0 0.0 50-99 0.50 0.0 1 0.0 0.0 100+ 1.00 1 0.jo 0.0 0.0 Parameter 1 Suml 0.0 Parameter 2 Sum 0.0 Parameter 3 Suml 0.0 Daily Extent Assigned Assigned Assigned % Over Limit Factor Quantity Factor Product Quantity Factor Product Quantity Factor Product 0-49 0.00 0.0 0.0 0.0 50-99 0.50 0.0 0.0 0.0 100+ 1.00 0.0 0.0 0.0 Parameter 1 Suml 0.0 Parameter 2 Sum 0.0 Parameter 3 Suml 0.0 NC0025321_October 2022_Civil Penalty Assessment -Workbook 4 of 21 5/5/2023 NPDES Limit Violations Parameter 4 Parameter 5 Parameter 6 Assigned Assigned Assigned Quantity Factor Product Quantity Factor Product Quantity Factor Product 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.01 0.0 Parameter 4 Sum 0 Parameter 5 Sum 0 Parameter 6 Sum 0 Assigned Assigned Assigned Quantity Factor Product Quantity Factor Product Quantity Factor Product 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.01 0.0 Parameter 4 Sum 0.0 Parameter 5 Sum 0.0 Parameter 6 Sum 0.0 Assigned Assigned Assigned Quantity Factor Product Quantity Factor Product Quantity Factor Product Parameter 4 Sum I0.0 Parameter 5 Sum 0.0 Parameter 6 Sum 0.0 NC0025321_October 2022_Civil Penalty Assessment —Workbook 5 of 21 5/5/2023 NPDES Limit Violations Factor(s) 3 Effect on Water Quality or Quantity Assigned Damage Assigned Stream Classification Stream Factor Factor Env. Damage Factor Factor B, C, SB, SC, SW 0.00 0.00 No 0.0 0.0 NSW (non -nutrient violations) 0.00 Yes 1.0 NSW (nutrient violations) 0.25 WS-III, WS-IV, WS-V 0.25 Tr, SA, WS-I, WS-II 0.50 ORW, HQW, UWL, CA 1.00 Assigned Damage Assigned Stream Classification Stream Factor Factor Env. Damage Factor Factor B, C, SB, SC, SW 0.00 0.00 No 0.0 0.0 NSW (non -nutrient violations) 0.00 Yes 1.0 NSW (nutrient violations) 0.25 WS-III, WS-IV, WS-V 0.25 Tr, SA, WS-I, WS-II 0.50 ORW, HQW, UWL, CA 1.00 Assigned Damage Assigned Stream Classification Stream Factor Factor Env. Damage Factor Factor B, C, SB, SC, SW 0.00 No 0.0 NSW (non -nutrient violations) 0.00 Yes 1.0 NSW (nutrient violations) 0.25 WS-III, WS-IV, WS-V 0.25 Tr, SA, WS-I, WS-II 0.50 ORW, HQW, UWL, CA 1.00 NC0025321_October 2022_Civil Penalty Assessment —Workbook 6 of 21 5/5/2023 NPDES Limit Violations Factor 4 Factor 5 Factor 6 Cost of Rectifying Damage Amount Saved by Non -Compliance Willful or Intentional Assigned Cost Assigned Cost Cost Assigned Cost Intent Intent Factor Factor unknown $0.00 unknown No 0.0 0.0 Yes 0.0 - 1.0 Cost Total $0.00 Cost Total $0.00 Assigned Cost Assigned Cost Cost Assigned Cost Intent Intent Factor Factor unknown $0.00 unknown $0.00 No 0.0 0.0 Yes 0.0 - 1.0 Cost Total $0.00 Cost Total $0.00 Assigned Cost Assigned Cost Cost Assigned Cost Intent No Yes Intent Factor 0.0 0.0 - 1.0 Factor Cost Total $0.001 Cost Total $0.00 NC0025321_October 2022_Civil Penalty Assessment —Workbook 7 of 21 5/5/2023 NPDES Limit Violations Factor 7 Factor 8 Violator's Prior Record Enforcement Costs Offense Assigned Assigned Previous Offenses (12 months) Factor Factor Cost Cost 0-2 0.00 1.001 DEQ Staff # 1 $49.22 3-4 0.50 DEQ Staff #2 $39.31 5-7 1.00 DEQ Staff #3 $20.00 8+ 2.00 DEQ Staff #4 $12.33 1$1,500.00 Monthly Limit Violation Total Offense Assigned Previous Offenses (5 years) Factor Factor 0-2 0.00 1.00 Cost Total $120.86 3-4 0.25 5-7 0.50 8+ 1.00 Prior Record Factor 1 *chooses the largest of those assigned above How factor affects base penalty $2,500.00 $1,000.00 Weekly Limit Violation Total $5,120.86 NPDES Calculated Limit Violation Grand Total $0.00 Factor 4, Cost of Rectifying Damage Total $0.00 Factor 5, Amount Save by Non-ComplianceTotal $0.00 Daily Limit Violation Total $5,120.86 NPDES Final Limit Violation Grand Total NC0025321_October 2022_Civil Penalty Assessment —Workbook 8 of 21 5/5/2023 DIVISION OF WATER RESOURCES- CIVIL PENALTY ASSESSMENT Violator: Gary Caldwell Facility Name: Waynesville WWTP Permit Number: NCO025321 County: Haywood Case Number: LV-2022-0340 ASSESSMENT FACTORS 1) The degree and extent of harm to the natural resources of the State, to the public health, or to private property resulting from the violation; NO ENTRY 2) The duration and gravity of the violation; NO ENTRY 3) The effect on ground or surface water quantity or quality or on air quality; NO ENTRY 4) The cost of rectifying the damage; NO ENTRY 5) The amount of money saved by noncompliance; NO ENTRY 6) Whether the violation was committed willfully or intentionally; NO ENTRY 7) The prior record of the violator in complying or failing to comply with programs over which the Environmental Management Commission has regulatory authority; and NO ENTRY 8) The cost to the State of the enforcement procedures. NO ENTRY Date Daniel Boss Assistant Regional Manager NPDES Non -Limit Violations Civil Penalty Assessment Guidance: Non -Limit Violations Unpermitted Activities Discharge/Operate without a permit *All violations (municipal, non -municipal, animal operations) Discharge/Operate without a permit *To defined managed area for harvestable aquatic plants or animals Construct without a permit Let contract without a permit Alter system without permit change Sludge disposal without permit Improper sludge disposal Oil or hazardous substances *Spill occurrence *Failure to report a spill *Failure to collect, remove or contain a spill Exceed non -toxic stream standard Exceed toxic stream standard Late AWMS Registration (voluntary) Late AWMS Registration (involuntary) Stocking or expanding before certification Failure to submit permit application Permitted Activities Violations of Effluent Limits •Exceed whole effluent toxicity Reporting Violations (select below) Selection Selection Selection Violations of Document Conditions (select below) Selection Selection Selection Starting plant without certification Failure to notifv before startup vini a+inn vini a+inn Range Violation 1 uantit Violation 2 uantit Violation 3 0-4000 Non -Limit Violation Base Total NC0025321_October 2022_Civil Penalty Assess ment_Workbook 11 of 21 5/5/2023 NPDES Non -Limit Violations Violation Violation 4 Violation liolation 5 Violation Violation 6 Violation As Quantity Quantity Quantity Quantity Penalty NC0025321_October 2022_Civil Penalty Assess ment_Workbook 12 of 21 5/5/2023 NC0025321_October 2022_Civil Penalty Assess ment_Workbook 12 of 21 5/5/2023 NPDES Non -Limit Violations 8.92 IWC% summer (Apr 1 - Oct 31) 7.73 IWC% winter (Nov 1 - Mar 31) Factor 1 Factor 2 Extent (Magnitude) Gravity Monthly Assigned Extent Assigned % IWC IWC Factor Factor Gravity Factor Factor < 25 0.00 0.00 Low 0.00 1 0.0 26 - 75 0.04 Medium 0.50 > 75 0.08 High 1.00 NC0025321_October 2022_Civil Penalty Assess ment_Workbook 13 of 21 5/5/2023 NPDES Non -Limit Violations C Stream Class Factor(s) 3 Effect on Water Quality or Quantity Factor 4 Cost of Rectifying Damage Stream Classification B, C, SB, SC, SW NSW (non -nutrient violations) NSW (nutrient violations) WS-III, WS-IV, WS-V Tr, SA, WS-I, WS-II ORW, HQW, UWL, CA Stream Factor 0.00 0.00 0.25 0.25 0.50 1.00 Assigned Env. Factor Damage 0.00 No Yes Damage Factor 0.0 1.0 Assigned Factor 1 0.0 Assigned Cost Cost Cost Total NC0025321_October 2022_Civil Penalty Assess ment_Workbook 14 of 21 5/5/2023 NPDES Non -Limit Violations Factor 5 Factor 6 Amount Saved by Non -Compliance Willful or Intentional Assigned Intent Assigned Cost Cost Intent Factor Factor No 0.0 Yes 0.0 - 1.0 Cost Total NC0025321_October 2022_Civil Penalty Assess ment_Workbook 15 of 21 5/5/2023 NPDES Non -Limit Violations Violator's Prior Record Previous Offenses (12 Offense Assigned Previous Offenses (5 Offense Assigned months Factor Factor ears Factor Factor 0-2 0.00 0.00 0-2 0.00 0.00 3-4 0.50 3-4 0.25 5-7 1.00 5-7 0.50 8+ 2.00 8+ 1.00 How factor affects base penalty $0.001 Prior Record Factor 0 *chooses the largest of those assigned above Factor 8 Enforcement Costs Assigned Cost Cost DEQ Staff 41 DEQ Staff 42 DEQ Staff #3 DEQ Staff 44 DEQ Staff 45 Cost Total NC0025321_October 2022_Civil Penalty Assess ment_Workbook 16 of 21 5/5/2023 NPDES Non -Limit Violations Non -Limit Penalty Decision $0.00 NPDES Calculated Non -Limit Violation Grand Total $0.00 Factor 4, Cost of Rectifyinp, Damage Total $0.00 Factor 5, Amount Save by Non-ComplianceTotal $0.00 NPDES Final Non -Limit Violation Grand Total NC0025321_October 2022_Civil Penalty Assess ment_Workbook 17 of 21 5/5/2023 DIVISION OF WATER RESOURCES- CIVIL PENALTY ASSESSMENT Violator: Gary Caldwell Facility Name: Waynesville WWTP Permit Number: NCO025321 County: Haywood Case Number: LV-2022-0340 ASSESSMENT FACTORS 1) The degree and extent of harm to the natural resources of the State, to the public health, or to private property resulting from the violation; NO ENTRY 2) The duration and gravity of the violation; NO ENTRY 3) The effect on ground or surface water quantity or quality or on air quality; NO ENTRY 4) The cost of rectifying the damage; NO ENTRY 5) The amount of money saved by noncompliance; NO ENTRY 6) Whether the violation was committed willfully or intentionally; NO ENTRY 7) The prior record of the violator in complying or failing to comply with programs over which the Environmental Management Commission has regulatory authority; and NO ENTRY 8) The cost to the State of the enforcement procedures. NO ENTRY Date Daniel Boss Assistant Regional Manager 61 a n k_Fa cto rs_Te m p l ate_ta b DIVISION OF WATER RESOURCES- CIVIL PENALTY ASSESSMENT Violator: Facility Name: Permit Number: County: Case Number: ASSESSMENT FACTORS 1) The degree and extent of harm to the natural resources of the State, to the public health, or to private property resulting from the violation; 2) The duration and gravity of the violation; 3) The effect on ground or surface water quantity or quality or on air quality; 4) The cost of rectifying the damage; 5) The amount of money saved by noncompliance; 6) Whether the violation was committed willfully or intentionally; 7) The prior record of the violator in complying or failing to comply with programs over which the Environmental Management Commission has regulatory authority; and 8) The cost to the State of the enforcement procedures. Date SUPERVISOR NAME SUPERVISOR TITLE BIa n k_Factors_Tem pIate_ta