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Appendix IV
303(d) Listing
and
Reporting Methodology
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303(d) LISTING AND REPORTING REQUIREMENTS
What is the 303(d) List?
Section 303(d) of the Clean Water Act (CWA) requires states to develop a list of waters not
meeting water quality standards or which have impaired uses. Waters may be excluded from the
list if existing control strategies for point and nonpoint source pollution will improve water
quality to the point that standards or uses are being met. Listed waters must be prioritized, and a
management strategy or total maximum daily load (TMDL) must subsequently be developed for
all listed waters. This draft of the 303(d) list will be submitted to EPA for approval in the year
2000. The latest approved 303(d) list was published on May 15, 1998. A summary of the 303(d)
process follows. More complete information can be obtained from North Carolina’s 1998
303(d) List (DENR, 1998), which can be obtained by calling the Planning Branch of DWQ at
(919) 733-5083.
303(d) List Development
Generally, there are four steps to preparing North Carolina’s 303(d) list. They are: 1) gathering
information about the quality of North Carolina’s waters; 2) screening those waters to determine
if any are impaired and should be listed; 3) determining if a total maximum daily load (TMDL)
has been developed; and 4) prioritizing impaired waters for TMDL development. This document
also indicates whether the Division of Water Quality (DWQ) intends to develop a TMDL as part
of a Management Strategy (MS) to restore the waterbody to its intended use. The following
subsections describe each of these steps in more detail.
Sources of Information
For North Carolina, the primary sources of information are the basinwide management plans,
305(b) reports and accompanying assessment documents, which are prepared on a five-year
cycle. Basinwide management plans include information concerning permitting, monitoring,
modeling and nonpoint source assessment by basin for each of the 17 major river basins within
the state. Basinwide management allows the state to examine each river basin in detail and to
determine the interaction between upstream and downstream, point and nonpoint pollution
sources. As such, more effective management strategies can be developed across the state.
Listing Criteria
Waters whose use support ratings were not supporting (NS) or partially supporting (PS) based on
monitored information in the 305(b) report were considered as initial candidates for the 303(d)
list. Waters that were listed on the previously approved 303(d) list were evaluated and
automatically included if the use support rating was NS, PS or not rated (NR).
Fish consumption advisory information was then reviewed to determine if other waters should be
added to the list. Fish consumption advisories are no longer considered when determining use
support since a fish advisory for mercury contamination in Bowfin was posted for the entire state
in June 1997. While fish consumption advisories do indicate impairment, DWQ did not want to
mask other causes and sources of impairment by having the entire state (or an entire basin) listed
as impaired due to fish consumption advisories. However, DWQ believes that advisories on
specific waters are cause to include the water on the 303(d) list; therefore, advisories other than
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the statewide Bowfin posting were considered when developing North Carolina’s 303(d) list.
Waters listed due to fish consumption advisories may have overall ratings of fully supporting
(FS) because fish advisories are not considered in the 305(b) use support process.
Guidance from EPA on developing the 1998 303(d) lists indicated that impaired waters without
an identifiable problem parameter should not be included on the 303(d) list. However, DWQ
feels that waters listed in the 305(b) report as impaired for biological reasons, where problem
parameters have not been identified, should remain on the 303(d) list. The Clean Water Act
states that chemical, physical and biological characteristics of waters shall be restored. The
absence of an identified cause of impairment does not mean that the waterbody should not
receive attention. Instead, DWQ should resample or initiate more intensive studies to determine
why the waterbody is impaired. Thus, biologically impaired waters without an identified cause
of impairment are on the draft 303(d) list.
Assigning Priority
North Carolina is required to prioritize its 303(d) list in order to direct resources to those waters
in greatest need of management. The CWA states that the degree of impairment (use support
rating) and the uses to be made of the water (stream classification) are to be considered when
developing the prioritization. In addition, DWQ reviews the degree of public interest and the
probability of success when developing its prioritization schemes. Waters harboring endangered
species are also given additional priority. A method to assign ratings to freshwaters that have
recent data indicating impairment has been devised based on these criteria.
The prioritization process results in ratings of high, medium and low. Generally, waters rated
with the highest priority are classified for water supply use, rated not supporting, and harbor an
endangered species. Waters receiving a high priority are important natural resources for the State
of North Carolina and generally serve significant human and ecological uses. High priority
waters will be addressed first within their basin cycles when technically feasible. TMDLs are not
possible where the pollutant(s) have yet to be identified. TMDLs cannot be attempted without
flow data. Collecting physical/chemical data and accumulating flow data are milestones that
must precede developing TMDLs of any priority.
EPA recently issued guidance that suggested states should develop TMDLs and management
strategies on all of their impaired waters within the next eight to thirteen years. To meet this
federal guidance, the DWQ is striving to address all 303(d) listed waters that have a priority of
high, medium or low within the next 10 years. Numeric TMDLs, if proper technical conditions
exist, and management strategies will be developed for these waters. The DWQ is constantly
reviewing its resource allocations in order to meet this aggressive schedule.
Other priorities have also been assigned to waters. A monitor priority indicates that the
waterbody is listed based on: 1) data older than 5 years; 2) biological impairment without an
identified pollutant; or 3) biological impairment where the criteria used to originally rate the
stream as impaired has been deemed inappropriate. Many low flow streams and swamp waters
were rated as biologically impaired in the past using inappropriate criteria. These waters will be
resampled and rated using specialized criteria currently in development. Until the updated rating
criteria is finalized, these waters will continue to be rated NR and will stay on the 303(d) list.
Further information on the monitoring approaches that have a monitor priority is provided in the
next section.
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The final priority listed on the 303(d) list is N/A for not applicable. This priority was assigned to
waters that DWQ believes will meet their uses based on the current management strategies.
DWQ will not develop a new TMDL or management strategy for these waters unless data
continue to indicate impairment, and sufficient time has passed for the waterbody to respond to
the management action. An example of this priority is a water impaired by a point source, and
the pollutant causing the impairment has been completely removed from the point source.
Additional Guidance on Using the 303(d) List
The column headings in the 303(d) list refer to the following:
Class – The information in this column indicates the classification assigned to the particular
waterbody. Stream classifications are based on the existing and anticipated best usage of the
stream as determined through studies and information obtained at public hearings. The stream
classifications are described in 15A NCAC 2B .0300.
Subbasin – The number in this column refers to the DWQ subbasin in which the waterbody is
located. The NRCS 14-digit hydrologic units nest within the DWQ subbasins.
Cause of Impairment – The cause of impairment as identified in the use support rating process.
When a chemical problem parameter is identified, the parameter listed exceeded the state's water
quality standards for that parameter. Biological impairment is based on data relating to benthic
and fish habitat as well as community structure. There may be other unidentified causes
contributing to the impairment. Causes included in the 303(d) list are listed below:
Chl a – chlorophyll a
Cl – chloride
Cu – copper
DO – dissolved oxygen
Fecal – fecal coliform
bacteria
Hg – mercury
NH3 – ammonia
Nutr – nutrients
Pb – lead
pH – pH
Tox – toxicity
Turb – turbidity
Aq. Weeds – aquatic
weeds
Biological
Impairment –
Impairment based on
benthic/fish data
Fish Advisory – Fish
advisory issued by
DEH
Overall Rating – This column lists the overall use support rating. These values may be NS (not
supporting), PS (partially supporting), FS (fully supporting) and NR (not rated). A rating of not
rated is typically assigned to waters that were sampled using biocriteria that may not apply, or
there are no data available on the water. These waters appeared on earlier lists, and they continue
to be listed for administrative reasons, but no TMDL or management strategy will be developed
until we have updated information that the water continues to be impaired. For waters listed
solely on the basis of fish consumption advisories, the rating may be fully supporting (FS). The
305(b) report describes these use support ratings further. On the 303(d) list of lakes, the overall
use support rating is found in the column entitled “Overall Use Rating.” Ratings for specific
uses are found in the columns entitled “Fish Consumption”, “Aquatic Life and Secondary
Contact”, “Swimming” and “Drinking Water.”
Source – This column indicates which sources are the probable major sources of impairment.
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Approach – This column indicates the approach DWQ will take to restore the waterbody. More
than one approach may be listed. TMDLs are typically developed for DO, nutrients, fecal
coliform, ammonia and metals. Management strategies are typically done for pH, sediment and
turbidity. Further information on each approach is provided below.
TMDL – A numeric TMDL (total, maximum, daily, load), as defined by EPA,
will be developed.
MS – Management Strategy. These waters are on the list based on data collected
within the five years prior to when the use support assessment was completed. A
cause of impairment has been identified, but North Carolina cannot develop a
numeric TMDL as EPA defines it. A management strategy may contain the
following elements: further characterization of the causes and sources of
impairment, numeric water quality goals other than TMDLs, and best
management practices to restore the water.
RES – Resample. This waterbody was identified as being impaired based on
water quality data that were greater than 5 years old or invalid at the time the use
support assessment was performed. This waterbody will be resampled prior to
TMDL or management strategy development to ensure the impairment continues
to exist.
PPI – Problem Parameters Identification. Available chemical data do not show
any parameters in violation of applicable standards, but biological impairment has
been noted within the five years prior to use support assessment. DWQ will
resample these waters for chemical and biological data to attempt to determine the
cause of impairment. TMDLs or management strategies will be developed within
2 basin cycles of pollutant identification.
SWMP – Swamp waters. This water may not actually be impaired. Swamp
waters previously evaluated using freshwater criteria will continue to be
monitored and will be reevaluated when swamp criteria are available.
Priority – Priorities of high, medium and low were assigned for waters identified as being
impaired based on data that were not greater than 5 years of age at the time the use support
assessment was done and for which a cause of impairment has been identified. All waters
assigned a priority of high, medium or low will be addressed within the next two basin cycles.
Priorities of monitor and N/A have also been assigned where appropriate. Further explanation on
each of these is provided below:
High – Waters rated high are important resources for the state in terms of human
and ecological uses. Typically, they are classified as water supplies, harbor
federally endangered species, and are rated as not supporting. These waters will
be addressed first within their basin cycles when technically feasible.
Medium – Waters rated medium may be classified for water supply or primary
recreational use, may have state endangered or other threatened species, and may
be rated as partially or not supporting.
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Low – Waters rated low generally are classified for aquatic life support and
secondary recreation (i.e., Class C waters) and harbor no endangered or threatened
species.
Monitor – The waterbody is included on the 303(d) list based on:
1. Data that are greater than 5 years of age when use support
assessment is done (denoted by RES in approach column).
2. Biological data collected within 5 years of use support assessment,
but no cause of impairment has been identified (available chemical
data show full use support denoted by PPI in approach column).
3. Freshwater biological criteria applied to swamp waters.
In general, waters given this priority based on recent biological data will be
sampled prior to waters listed based on older information. All waters with this
priority will be resampled as resources allow. Waters with a monitor priority will
not have a management strategy or TMDL developed for it before updated
sampling or analyses of the biological criteria is complete. Once updated
sampling is done and problem pollutants have been identified, these waters will be
addressed by either a management strategy or TMDL within two basin planning
cycles (10 years).
N/A – DWQ believes that its current management strategy will address the water
quality impairment, but it may take a number of years before standards are met.
In this case, DWQ plans to continue monitoring the water to determine if
improvements are occurring, but no new management strategy or TMDL will be
developed unless sufficient time has passed for improvement to occur, and data
indicate the water is still impaired.
The lakes table column entitled “Trophic Status” refers to the trophic status of the lake, a relative
description of the biological productivity of the lake. The lake may be hypereutrophic,
eutrophic, mesotrophic or oligotrophic. Oligotrophic lakes are nutrient poor and biologically
unproductive. Mesotrophic lakes have intermediate nutrient availability and biological
productivity. Eutrophic lakes are nutrient rich and highly productive. Hypereutrophic lakes are
extremely eutrophic.