20160405 Ver 1_Alliance_97086_MY3 2022_20230201

ID#* 20160405 Version* 1
Select Reviewer:
Ryan Hamilton
Initial Review Completed Date 02/01/2023
Mitigation Project Submittal - 2/1/2023
Is this a Prospectus, Technical Proposal or a New Site?* O Yes O No
Type of Mitigation Project:*
Stream Wetlands Buffer Nutrient Offset
(Select all that apply)
Project Contact Information
Contact Name:* Email Address:*
Lindsay Crocker [e-mail]
Project Information
...............................................................................................................................................................................................................................................................................
ID#:* 20160405 Version:* 1
Existing ID# Existing Version
Project Type: • DMS Mitigation Bank
Project Name: Alliance Headwaters Mitigation Site
County: Johnston
Document Information
Mitigation Document Type:*
Mitigation Monitoring Report
File Upload: Alliance _97086_MY3 2022.pdf 39.72MB
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Signature
Print Name: * Lindsay Crocker
Signature:

FINAL
MONITORING REPORT (MY3)
ALLIANCE HEADWATERS MITIGATION SITE
Johnston County, North Carolina
NCDEQ Contract No. 6832
DWR ID No. 20160405
DMS ID No. 97086
USACE Action ID No. SAW-2016-00882
RFP No. 16-006477
Neuse River Basin
HUC 03020201
Data Collection: January - October 2022
Submission: February 2023
Prepared for:
NORTH CAROLINA DEPARTMENT OF ENVIRONMENTAL QUALITY
DIVISION OF MITIGATION SERVICES
1652 MAIL SERVICE CENTER
RALEIGH, NORTH CAROLINA 27699-1652

Restoration Systems, LLC
1101 Haynes St. Suite 211
Raleigh, North Carolina
Ph: [phone]
Fx: [phone]
Response to Monitoring Year 3 (2022) DIMS Comments
Alliance Headwaters Stream and Wetland Mitigation Site (DMS #97086)
Neuse River Basin 03020201, Johnston County
Contract No. 6832
Comments Received (Black Text) & Responses (Blue Text)
Report:
1. Figure 3. Typo in title.
Response: The title of Figure 3 was revised.
2. Vegetation narrative, Table 8 and Table 10 is written to show vegetative success based on 320 TPA planted
at MY3, when the performance standard should be planted and volunteer (desirable spp). With this
performance standard, there is only one permanent vegetation plot not meeting success by one stem (29).
Suggest updating narrative and table 10 to reflect performance standard as written in MP and IRTguidance.
Response: The report narrative and table 10 were updated to indicate that 31 of the 32 permanent plots
met success criteria. When including desirable volunteer species, Site stem density increased to 465
stems/acre (502 stems/acre in permanent plots and 398 stems/acre in temporary plots).
Electronic Deliverables:
1. The cross sections as submitted do not comply with DMS data standards, 1:each monitoring station must have a unique identify. The attribute table ► o Pahyline
from the cross sections inserted below replicates cross section labels. Please 1 Pnlyline
resubmit cross section shape file with unique identifiers for each station. 2
Response: The column labeled "XS" in the attribute table is used
to label the CCPV figure. An additional column was added with
full unique identifiers for each cross-section (i.e., "UT1 XS-01").
Pnlyline
3 Palyline
4 Palyline
5 Pahrline
7 1 Pahyline
DID Shape } Id X-S O oaa Seet
0 Polvlina 0 Rix UTI Rix
1 polvima 0 Y8_0 UTI YS-02
2 polvime 0 Y8_0 UT2 Y8_01
3 polvime 0 Y8_0 UT2 YS-02
4 Polvlive 0 YS_O UT1 Y5_03
3 polvime 0 YS_O UTI Y5_04
6 polvime 0 YS_O UTI Y5_03
polvime 0 Y5_0 UTI Y5_06
1101 Haynes St., Suite 211 • Raleigh, NC 27604 • www.restorationsystems.com • Ph 919.755.9490 • Fx 919.755.9492
Response: The column labeled "XS" in the attribute table is used
to label the CCPV figure. An additional column was added with
full unique identifiers for each cross-section (i.e., "UT1 XS-01").
Pnlyline
3 Palyline
4 Palyline
5 Pahrline
7 1 Pahyline
DID Shape } Id X-S O oaa Seet
0 Polvlina 0 Rix UTI Rix
1 polvima 0 Y8_0 UTI YS-02
2 polvime 0 Y8_0 UT2 Y8_01
3 polvime 0 Y8_0 UT2 YS-02
4 Polvlive 0 YS_O UT1 Y5_03
3 polvime 0 YS_O UTI Y5_04
6 polvime 0 YS_O UTI Y5_03
polvime 0 Y5_0 UTI Y5_06
1101 Haynes St., Suite 211 • Raleigh, NC 27604 • www.restorationsystems.com • Ph 919.755.9490 • Fx 919.755.9492
1101 Haynes St., Suite 211 • Raleigh, NC 27604 • www.restorationsystems.com • Ph 919.755.9490 • Fx 919.755.9492

Alliance Headwaters -- Year 3 (2022) Monitoring Summary
General Notes
• The IRT conducted an MY2 (2021) and MY 3 (2022) IRT Site Visit on October 20, 2022. Site visit
notes from the visit are included in Appendix G.
• Easement encroachment was observed during visual assessment site visits along the northwest
parcel boundary of UT1-Reach 3 (all very minor and under 500 sq. ft.), WE1's southeastern
easement boundary (under 0.10 acres), and the southeastern easement boundary along UT1-
Reach 1 (0.331 acres).
RS had k2 Design (project surveyor) re -survey the easement boundaries of UT1, Reaches 1-3, and
WE1 in early November 2022. Easement marking and replanting of encroached areas with 3-gal.
containerized trees were completed on November 10, 2022. A detailed report of 2022
maintenance work is provided in Section 2.2.
• No evidence of nuisance animal activity (i.e., heavy deer browsing, beaver activated, etc. ) was
observed.
Streams
• Stream monitoring measurements indicate minimal changes in the cross -sections as compared to
as -built data. The channel geometry compares favorably with the proposed conditions outlined in
the Detailed Restoration Plan and as constructed.
• Across the Site, all in -stream structures are intact and functioning as designed. No stream areas
of concern were identified during year 3 (2022) monitoring. Tables for Year 3 (2022) data and
annual quantitative assessments are included in Appendix D.
• All seven flow gauges recorded continuous flow for more than the 30-days. Recorded flow
periods ranged from 67 to 186 consecutive days (Appendix Q.
• One bankfull event was documented in year 3 (2022) monitoring. Four bankfull events have been
recorded to date, with one occurring during all three monitoring years (Table 16, Appendix Q.
Wetlands
• Twelve of thirty-five groundwater gauges met success criteria for the year 3 (2022) monitoring
period (Appendix Q. The on -site reference gauge also failed to meet success criteria in year 3
(2022). Rainfall data indicate dry conditions for much of the year: precipitation was below the
30th percentile from February to June, according to WETS data (Appendix Q. USGS drought
monitoring indicates Johnston County was subject to periods of abnormally dry to moderate
drought conditions dating back to September of 2021 and throughout much of 2022 (Graphic 1.
USGS 2021-2022 Drought Conditions, Appendix Q. Across the Site, the development of
herbaceous hydrophytic species is abundant.
Vegetation
• Thirty-one of the thirty-two fixed vegetation monitoring plots met success in Year 3 with an
average of 502 stems/acre. Additionally, 15 of 18 random transects met success with an average
of 398 stems/acre. Woody vegetation continues to thrive across the Site, with stem heights
reaching 10+ feet in places. Beyond the areas of encroachment, no areas of vegetation concern
were identified in year 3 (2022).
Monitoring Report MY3 (Project No. 97086) Executive Summary
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

Site Maintenance Report (2022)
Invasive Species Work
Maintenance work
06/01/2022
Cattail and Sweetgum (sporadic locations
across the Site)
See Section 2.1— 2022 Maintenance
10/3/2022
Cattail, Sweetgum, and Lespedeza (sporadic
locations across the Site)
Site Monitoring Activity and Reporting History
Project Millstones
Stream
Monitoring
Complete
Vegetation
Monitoring
Complete
Wetland
Monitoring
Data Analysis
Complete
Completion
or Delivery
Construction Earthwork
July 31, 2019
Planting
January 16, 2020
As -Built Documentation
Dec. 11-16, 2020
Jan. 16-17, 2020
January 2020
March 2020
Year 1 Monitoring
July 23, 2020
July 27-28, 2020
Jan. — Nov. 2020
November 2020
January 2021
Year 2 Monitoring
March 10, 2021
July 6, 2021
Jan. — Nov. 2021
November 2021
December 2021
Year 3 Monitoring
Jan. — Nov. 2022
November 2022
February 2023
Monitoring Report MY3 (Project No. 97086) Executive Summary
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

FINAL
MONITORING REPORT (MY3)
ALLIANCE HEADWATERS MITIGATION SITE
Johnston County, North Carolina
NCDEQ Contract No. 6832
D W R ID No. 20160405
DMS ID No. 97086
USACE Action ID No. SAW-2016-00882
RFP No. 16-006477
Neuse River Basin
HUC 03020201
Data Collection: January - October 2022
Submission: February 2023
Prepared for:
NORTH CAROLINA DEPARTMENT OF ENVIRONMENTAL QUALITY
DIVISION OF MITIGATION SERVICES
1652 MAIL SERVICE CENTER
RALEIGH, NORTH CAROLINA 27699-1652
Prepared by:
And
Restoration Systems, LLC
1101 Haynes Street, Suite 211
Raleigh, North Carolina 27604
Contact: Raymond Holz
919-755-9490 (phone)
919-755-9492 (fax)
Axiom Environmental, Inc.
Axiom Environmental, Inc.
218 Snow Avenue
Raleigh, North Carolina 27603
Contact: Grant Lewis
919-215-1693 (phone)
Monitoring Report MY3 (Project No. 97086)
Alliance Headwaters Mitigation Site
Johnston County, North Carolina
Executive Summary
Restoration Systems, LLC
February 2023

TABLE OF CONTENTS
1.0 PROJECT SUMMARY....................................................................................................................1
1.1 Project Goals & Objectives................................................................................................................1
1.2 Project Background............................................................................................................................1
1.3 Project Components and Structure...................................................................................................2
1.4 Success Criteria..................................................................................................................................2
2.0 METHODS....................................................................................................................................3
2.1 Monitoring.........................................................................................................................................4
2.2 2022 Maintenance & 2023 Monitoring Gauge Updates...................................................................6
3.0 REFERENCES................................................................................................................................7
APPENDICES
Appendix A. Background Tables and Map
Figure 1. Site Location
Table 1. Project Components and Mitigation
Units
Table 2. Project Activity and Reporting
History
Table 3. Project Contacts Table
Table 4. Project Attributes Table
Appendix B. Visual Assessment Data
Figures 2 & 2A-2B. Current Conditions Plan
View
Figure 3. 2022 Maintenance
Tables 5A-5H. Visual Stream Morphology
Stability Assessment
Table 6. Vegetation Condition Assessment
Vegetation Plot Photographs
Appendix C. Vegetation Data
Table 7. Planted Bare Root Woody
Vegetation
Table 8. Total Stems by Plot and Species
Table 9. Temporary Vegetation Plot Data
Table 10. MY1 Planted Vegetation Totals
Table 11. MY1 Temporary Vegetation Plot
Planted Vegetation Totals
Appendix D. Stream Geomorphology Data
Tables 12A-12E. Baseline Stream Data
Summary
Tables 13A-13D. Monitoring Data -Dimensional
Morphology Summary
(Dimensional Parameters -
Cross -sections)
Tables 14A-14E. Monitoring Data -Stream
Reach Data Summary
Cross -Section Plots
Appendix E. Hydrology Data
Tables 15A-G. Channel Evidence
Stream Gauge Graphs
Table 16. Verification of Bankfull Events
Figure E1. 30/70 Percentile Graph for Rainfall
Graphic 1. USGS 2021-2022 Drought Conditions
Soil Temp Graph
Table 17. Groundwater Hydrology Data
Groundwater Gauge Graphs
Appendix F. Site Photo Log
Appendix G. IRT Correspondence
2022-10-20. MY2 (2021) and MY 3 (2022) IRT
Site Visit Notes
Monitoring Report MY3 (Project No. 97086)
Alliance Headwaters Mitigation Site
Johnston County, North Carolina
Table of Contents page i
Restoration Systems, LLC
February 2023

1.0 PROJECT SUMMARY
Restoration Systems, LLC (RS) has established the North Carolina Division of Mitigation Services
(NCDMS) Alliance Headwaters Mitigation Site (Site).
1.1 Project Goals & Objectives
Project goals and associated objectives are summarized in Table A.
Table A: Summary of Goals and Objectives for the Alliance Headwaters Mitigation Project
Goals
F_ Objectives
Pre -construction
Post -construction
Functional Status
Functional Status
Goals Specific to the Neuse River and Hannah Creek Watershed Discussed in the
RBRP (NCDMS 2010 and 2015) and Neuse River Basinwide Pian (NCDWQ 2009)
• Restoration and enhancement of minimum 50-foot
Remove Direct
riparian buffers along all Project reaches
Nutrient Inputs
• Protection of riparian buffers with a perpetual
from
conservation easement
Not Functioning
Functioning
Agricultural
. Reducing the amount of land in active row crop agriculture
Lands
• Decreasing drainage to restore wetlands, promoting higher
water table conditions, and denitrification
Remove Direct
• Restoration of stabilized headwater stream systems
Sediment
• Restoration of wetlands and riparian buffers to filter runoff
Inputs from
• Increase the distance between active farming operations
Not Functioning
Functioning
Agricultural
and receiving waters
Lands
• Stabilization of gullies and ditches
Additional Benefits to Hannah Creek Significant Natural Heritage Area
• Restoration of appropriate bed form diversity, headwater
stream/wetland form, and in -stream structures to provide
Improved
suitable habitat
Aquatic
. Restoration of self-sustaining stream/wetland headwaters
Not Functioning
Functioning
Habitats
• Restoration of riparian buffer vegetation to provide organic
matter and shade
Improved
• Restore connectivity to historic remnant channel features.
Connectivity
• Improved aquatic connectivity to Hannah Creek
Not Functioning
Functioning
1.2 Project Background
The Alliance Headwaters Mitigation Site (Site) is in Johnston County, approximately six miles southeast
of Four Oaks and one mile east of US 701 (Figure 1, Appendix A). The Project is located within the NC
Division of Mitigation Services (DMS) targeted watershed for the Neuse River Basin Hydrologic Unit (HU)
03020201150020 and the NC Division of Water Resources (NCDWR) subbasin 03-04-04.
The Site has existed in its pre -construction condition since approximately 2005. A review of historic
aerials of the Site, and adjacent parcels, taken in 1939, 1965, 1971, 1988, and 2005, revealed that while
agriculture was prevalent in the area, much of the Site was not converted to agricultural uses until after
1997/1998. Additional aerial photographs from Google Earth show that before construction, the project
Monitoring Report MY3 (Project No. 97086) page 1
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

site had been manipulated for agricultural production numerous times between 1997/1998 and 2019.
The channelization of perimeter ditches to carry stream flow undermined the hydrologic connection
between the headwaters of UT3 and UT4 (located in the forested sections of the Site) from their
downstream channels. In addition, two small impoundments were excavated on the historical flow
paths of UT1 and UT3 during this time.
Current land use near the Site is predominately agriculture (crop and livestock production) and
silviculture. While the Site is near (< 6 miles) to two major interstates (1-95 and 1-40), there are no
foreseeable signs of impending land use changes or development pressure that would impact the
Project's watershed. The conservation easement will eliminate the potential for future development
and/or agricultural use in the floodplain areas of the restored streams.
1.3 Project Components and Structure
Proposed Site restoration activities generated 6029 Stream Mitigation Units (SMUs) and 39.4 riverine
Wetland Mitigation Units (WMUs) within a 71.7-acre conservation easement as the result of the
following.
• Restoration of 6,529 linear feet of stream channels that have been straightened and channelized
for agricultural purposes
• Restoration of 32.6 acres of drained hydric soil to riparian riverine wetlands as the result of
stream restoration activities and ditch plugging
• Areas of potential wetland riparian riverine restoration total approximately 7.0 acres of drained
soils with hydric inclusions
• Enhancement of 0.38 acres of jurisdictional riparian headwater forest through stream
realignment activities and supplemental wetland plantings
• Creation of 1.99 acres of riparian riverine wetlands in areas of drained hydric soil requiring
bench excavation
• Preservation of 16.39 acres of jurisdictional riparian riverine wetlands located within forested
headwater systems
Additional activities that occurred at the Site included the following.
• Planting 49.9 acres of the Site with 35,200 stems (planted species and densities by zone are
included in Table 7 [Appendix Q
• Application of permanent seed mix across 49.9 acres of the Site and temporary seed mix
consisting of grain rye, millet, clover, and turnip
The Site's design was completed in October 2018. Construction started on May 13, 2019, and ended
with a final walkthrough on July 31, 2019. The Site was planted on January 16, 2020. Completed project
activities, reporting history, completion dates, project contacts, and background information are
summarized in Tables 1-4 (Appendix A).
1.4 Success Criteria
Performance criteria outlined in the NCDMS Mitigation Plan Template (ver. 10/2015) and US Army Corps
of Engineers — Wilmington District Public Notice: Notification of Issuance of Guidance for Compensatory
Stream and Wetland Mitigation Conducted for Wilmington District (October 24, 2016), will be followed
and are briefly outlined below. Monitoring data collected on the Site will include reference photos, plant
survival analyses, channel stability analyses, wetland hydrological analyses, and biological data if
specifically required by permit conditions.
Monitoring Report MY3 (Project No. 97086) page 2
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

Monitoring will be conducted for seven years unless the USACE, in consultation with the Interagency
Review Team (IRT), agrees that monitoring may be terminated early. Early closure will only be provided
through written approval from the USACE in consultation with the IRT. Annual monitoring reports will be
submitted to the NCDMS by IRS no later than November 30 of each monitoring year.
Table B: Success Criteria
Streams
•
All streams must maintain an Ordinary High -Water Mark (OHWM), per RGL 05-05.
•
A continuous surface flow must be documented each year for at least 30 consecutive days.
•
Bank height ratio (BHR) cannot exceed 1.2 for a majority of measured cross sections on a given reach.
•
Entrenchment ratio (ER) must be 2.2 or above for a majority of measured riffle cross -sections on a given
reach.
•
BHR and ER should not change by more than 10% in any given year for a majority of a given reach.
•
Must document the occurrence of at least 4 bankfull events in separate years during the monitoring period.
Wetland Hydrology
•
Saturation or inundation within the upper 12 inches of the soil surface for, at a minimum, 10 percent of the
growing season during average climatic conditions. Note: Soil temperature for growing season
establishment will be determined using a continuously logging soil probe installed at the rain gauge. Soil
temperature will be measured from mid -February through the end of April (at a minimum).
Vegetation
•
Within planted portions of the Site, a minimum of 320 stems per acre must be present at year 3; a
minimum of 260 stems per acre must be present at year 5; and a minimum of 210 stems per acre must be
present at year 7.
•
Trees must average 7 feet in height at year 5 and 10 feet in height at year 7.
•
Planted and volunteer stems are counted, provided they are included in the approved planting list for the
Site.
•
Any single species can only account for 50% of the required stems per monitoring plot.
2.0 METHODS
Monitoring requirements and success criteria outlined in this plan follow the October 24, 2016, NC
Interagency Review Team Wilmington District Stream and Wetland Compensatory Mitigation Update.
Monitoring will be conducted by Axiom Environmental, Inc. Annual monitoring reports of the data
collected will be submitted to the NCDMS by Restoration Systems no later than December 31 of each
monitoring year data is collected. The monitoring schedule is summarized in Table C.
Table C: Monitoring Schedule
Resource
Year 1
Year 2
Year 3
Year 4
Year 5
Year 6
Year 7
Streams
x
x
x
x
x
Wetlands
x
x
x
x
x
x
x
Vegetation
x
x
x
x
x
Visual Assessment
x
x
x
x
x
x
x
Report Submittal
x
x
x
x
x
x
x
Monitoring Report MY3 (Project No. 97086) page 3
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

2.1 Monitoring
Table D summarizes the monitoring parameters.
Table D: Monitoring Summary
Stream Parameters
Parameter
Method
Schedule/Frequency
Number/Extent
Data Collected/Reported
Stream
Full longitudinal
As -built (unless
All restored stream
Graphic and tabular data.
Profile
survey
otherwise required)
channels
Stream
Cross sections
Years 1, 2, 3, 5, and 7
Total of 16 cross -sections
Graphic and tabular data.
Dimension
on restored channels
Areas of concern to be depicted
All restored stream
on a plan view figure with a
Visual Assessments
Yearly
channels
written assessment and
Channel
photograph of the area included
Stability
in the report.
Additional Cross-
Only if instability is
Yearly
documented during
Graphic and tabular data.
sections
monitoring
Continuous
Total of 7 surface water
monitoring of
Continuous recording
gauges:
Surface water data for each
Stream
surface water
through the
One gauge on UT1— R2,
monitoring period as depicted in
Hydrology
gauges and/or trail
monitoring period
UT1 — R3, UT1A, UT2, UT3 —
Figures 2A-213.
camera
R1, UT3 — R2, and UT4
Continuous
Total of 7 surface water
monitoring of
Continuous recording
gauges: One gauge on UT1
Surface water data for each
surface water
through the
— R2, UT1— R3, UT1A, UT2,
monitoring period
Bankfull
gauges and/or trail
monitoring period
UT3 — R1, UT3 — R2, and
Events
camera
UT4
Visual/Physical
Continuous through
All restored stream
Visual evidence, photo
Evidence
the monitoring period
channels
documentation, and/or rain data.
Wetland Parameters
Parameter
Method
Schedule/Frequency
Number/Extent
Data Collected/Reported
Years 1, 2, 3, 4, 5, 6,
35 gauges spread
Soil temperature at the beginning
Wetland
Groundwater
and 7 throughout the
throughout restored
of each monitoring period to
Hydrology
year, with the growing
wetlands and 1 reference
verify the start of the growing
gauges
season defined as
gauge within the wetland
season, groundwater and rain
March 1-November 4
preservation area
data for each monitoring period
Monitoring Report MY3 (Project No. 97086) page 4
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

Table D: Monitorine Summary (Continued)
Vegetation Parameters
Parameter
Method
Schedule/Frequency
Number/Extent
Data Collected/Reported
Permanent
vegetation plots
0.0247 acre (100
square meters) in
As -built, Years 1, 2, 3,
32 plots spread across the
Species, height, planted vs.
size; CVS-EEP
5, and 7
Site
volunteer, stems/acre
Protocol for
Vegetation
Recording
establishment
Vegetation, Version
and vigor
4.2 (Lee et al. 2008)
Annual random
vegetation plots,
As -built, Years 1, 2, 3,
18 plots randomly selected
0.0247 acre (100
5, and 7
each year
Species and height
square meters) in
size
Stream Summary
All streams are functioning as designed, and no stream areas of concern were observed during year 3
(2022) monitoring. Stream morphology data is available in Appendix D.
All seven flow gauges recorded continuous flow for more than the 30-days. Several stream gauges
malfunctioned during the spring and summer of year 3 (2022). These gauges were relaunched/replaced
as soon as the malfunction was discovered. As of November 2, 2022, all gauges have been
repaired/replaced, are functioning correctly, and are recording stream flow measurements. Recorded
flow periods ranged from 67 to 186 consecutive days (Appendix Q.
One bankfull event was documented in year 3 (2022) monitoring. Four bankfull events have been
recorded to date, with one occurring during all three monitoring years (Table 16, Appendix Q.
Wetland Summary
Table E: Summary of Monitorine Period/Hvdroloev Success Criteria by Year
Soil Temperatures/Date Bud
Monitoring Period Used for
10 Percent of
Year
Burst Documented
Determining Success
Monitoring Period
2020 (Year 1)
March 2, 2020*
March 2-November 4
25 days
(248 days)
2021 (Year 2)
March 1, 2021*
March 1-November 4
25 days
(249 days)
2022 (Year 3)
March 1, 2022*
March 1-November 4
25 days
(249 days)
*Based on observed/documented bud burst and data collected from a soil temperature data logger located on the Site.
Monitoring Report MY3 (Project No. 97086) page 5
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

Twelve of thirty-five groundwater gauges met success criteria for the year 3 (2022) monitoring period
(Appendix Q. The on -site reference gauge also failed to meet success criteria in year 3 (2022). Rainfall
data indicate dry conditions for much of the year: precipitation was below the 30' percentile from
February to June, according to WETS data (Appendix Q. USGS drought monitoring indicates Johnston
County was subject to periods of abnormally dry to moderate drought conditions dating back to
September of 2021 and throughout much of 2022 (Graphic 1. USGS 2021-2022 Drought Conditions,
Appendix Q. Across the Site, the development of herbaceous hydrophytic species is abundant.
Vegetation Summary
During quantitative vegetation sampling, 32 sample plots (10-meter by 10-meter) were installed within
the Site as per guidelines established in CVS-EEP Protocol for Recording Vegetation, Version 4.2 (Lee et
al. 2008). Year 3 (2022) measurements also included 18 random sample plots (a mix of 50-meter by 2-
meter and 25-meter by 4-meter). Measurements of all 50 plots resulted in an average of 465
stems/acre, excluding live stakes. Additionally, 31 of the 32 permanent plots and 15 of the 18 temporary
transects met the success criteria. Plots 25, 28, 29, and 30 were each one stem shy of meeting success
criteria based on planted stems alone, but when including naturally recruited stems of swamp chestnut
oak (Quercus michauxii), a desirable species that was originally included in the Site planting plan, plots
25, 28, and 30 met success. Planted stem mortality in these plots is likely due to localized seasonal
inundation of these areas. Three temporary transects in the vicinity of these plots (Transects 11, 15, 18)
met success criteria, all with >400 stems/acre. Transects 2, 5, and 13 failed to meet the success criteria,
which is likely due to dense herbaceous competition in the area. Permanent plots located adjacent to
each of these transects met the success criteria. The year 3 (2022) vegetation data summaries are
provided in Tables 8-11 of Appendix C.
2.2 2022 Maintenance & 2023 Monitoring Gauge Updates
All 2022 maintenance work is graphically depicted in Figure 3, Appendix B.
Surface Water Alterations (eastern easement boundary of UT3-Reach 1 and 2)
During the summer of 2022, IRS added a surface water outlet along the agricultural road running
adjacent to the southeastern easement boundary of UT3's Reaches 1 and 2. One outlet was added near
GW-19, but cutting the ag. road down to match the adjacent ag. field and easement elevation. A
temporary seed mix was applied, and containerized trees planted (Appendix F. Site Photos).
Agricultural Encroachment / Additional Signage:
Easement encroachment was observed during visual assessment site visits along the northwest parcel
boundary of UT1-Reach 3 (all very minor and under 500 sq. ft.), WE1's southeastern easement boundary
(under 0.10 acres), and the southeastern easement boundary along UT1-Reach 1 (0.331 acres).
IRS had k2 Design (project surveyor) re -survey the easement boundaries of UT1, Reaches 1-3, and WE1 in
early November 2022. Following the survey effort, IRS replaced several of the easement corner markers
with 6-inch treated fence posts and new conservation easement signage. In addition, IRS added 6-inch
treated fence posts and new conservation easement signage to areas where long straight stretches of
easement would benefit from additional marking; specifically areas of previous encroachment and the
agricultural road along the southern easement boundary of UT1 Reach 3 and UT2 - (Appendix F. Site
Photos).
Monitoring Report MY3 (Project No. 97086) page 6
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

Upon the completion of additional easement marking, 50, 3-gallon potted trees were planted within
areas of encroachment —Table F. The location of planting is shown in Figure 3, Appendix B. Easement
marking, and 3-gal. planting occurred on November 10, 2022 (Appendix F. Site Photos).
Table F — 2022-11 Encroachment Plantine
Species
Count
Mitigation Plan
Approved
Wetland Indicator
Status
Bald Cypress (Taxodium distichum)
10
Yes
OBL
Black Cherry (Prunus serotina)
8
Yes
FACU
Persimmon (Diospyros virginiana)
8
Yes
FAC
Tulip Poplar (Liriodendron tulipifera)
8
Yes
FACU
Swamp Chestnut Oak (Quercus michauxii
8
Yes
FACW
White Oak (Quercus alba)
8
Yes
FACU
Total =
50
Replacement of Flow Gauges / Addition of Groundwater Gauges
During the IRT Site visit, conversations were had regarding the approach to documenting stream flow
(See site visit notes Appendix G). After follow-up emails with Casey Haywood (USACE) and Lindsay
Crocker (NCDMS) wherein alternative stream flow monitoring gauge assemblies were shared, IRS plans
to update the Sites seven (7) stream flow gauges to one of the several approaches provided.
3.0 REFERENCES
Griffith, G.E., JM Omernik, J.A. Comstock, M.P. Schafale, W.H. McNab, D.R. Lenat, T.F. MacPherson, J.B.
Glover, and VB Shelbourne. 2002. Ecoregions of North Carolina and South Carolina. US
Geological Survey, Reston, Virginia.
Lee, M.T., R.K. Peet, SD. Roberts, and T.R. Wentworth. 2008. CVS-EEP Protocol for Recording Vegetation.
Version 4.2. North Carolina Department of Environment and Natural Resources, Ecosystem
Enhancement Program. Raleigh, North Carolina.
North Carolina Division of Mitigation Services (NCDMS). 2014. Stream and Wetland Mitigation
Monitoring Guidelines. North Carolina Department of Environmental Quality, Raleigh, North
Carolina.
North Carolina Division of Water Quality (NCDWQ). 2005. Cape Fear River Basinwide Water Quality Plan.
Available:
https://files.nc.gov/ncdeg/Water%20Quality/Planning/BPU/BPU/Cape Fear/Cape%20Fear%20P
lans/2000%20PIan/CPF 2000.pdf
Monitoring Report MY3 (Project No. 97086) page 7
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

North Carolina Division of Water Resources (NCDWR). 2016. Standard Operating Procedures for
Collection and Analysis of Benthic Macroinvertebrates (Version 5.0). (online). Available:
https://files.nc.gov/ncdeq/Water%20Quality/Environmental%2OSciences/BAU/NCDWRMacroin
vertebrate-SOP-February%202016 final.pdf
North Carolina Ecosystem Enhancement Program (NCEEP). 2009. Cape Fear River Basin Restoration
Priorities 2009 (online). Available:
https://files.nc.gov/ncdeq/Mitigation%20Services/Watershed Planning/Cape Fear River Basin
/RBRP/ 20Ca peFea r/ 202009 / 2ORevised / 20032013. pdf
North Carolina Stream Functional Assessment Team. (NC SFAT 2015). NC. Stream Assessment Method
(NC SAM) User Manual. Version 2.1.
North Carolina Wetland Functional Assessment Team. (NC WFAT 2010). NC Wetland Assessment
Method (NC WAM) User Manual. Version 4.1.
Schafale, M.P. and A.S. Weakley. 1990. Classification of the Natural Communities of North Carolina:
Third Approximation. North Carolina Natural Heritage Program, Division of Parks and
Recreation, North Carolina Department of Environment, Health, and Natural Resources. Raleigh,
North Carolina.
Simon A, Hupp CR. 1986. Geomorphic and Vegetative Recovery Processes Along Modified Tennessee
Streams: An Interdisciplinary Approach to Disturbed Fluvial Systems. Forest Hydrology and
Watershed Management. IAHS-AISH Publ.167.
United States Department of Agriculture (USDA). 2016. Web Soil Survey (online). Available:
http://websoilsurvey.nres.usda.gov/app/WebSoilSurvey.aspx [August 2016].
United States Department of Agriculture (USDA). 1911. Soil Survey of Johnston County, North Carolina.
Soil Conservation Service.
Monitoring Report MY3 (Project No. 97086) page 8
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

APPENDIX A: BACKGROUND TABLES AND MAP
Figure 1. Site Location
Table 1. Project Components and Mitigation Units
Table 2. Project Activity and Reporting History
Table 3. Project Contacts Table
Table 4. Project Attributes Table
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

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Table 2. Project Activity and Reporting History
Alliance Headwaters Restoration Site
Activity or Deliverable
Data Collection
Complete
Completion
or Delivery
Technical Proposal (RFP No. 16-006477)
October 15, 2015
October 28, 2015
Institution Date (NCDMS Contract No. 6832)
March 21, 2016
404 Permit
December 3, 2018
Mitigation Plan
October 12, 2018
Construction Plans
--
October 12, 2018
Site Construction
May 13, 2019-July 31, 2019
Planting
January 16, 2020
As -built Baseline Stream Data Collection
December 11-16, 2019
As -built Baseline Vegetation Data Collection
January 16-17, 2020
As -built Baseline Monitoring (MYO)
October 2019 —
January 2020
March 2020
Monitoring Year 1 (2020) Stream Data Collection
July 23, 2020
Monitoring Year 1 (2020) Vegetation Data Collection
July 27-28, 2020
--
Monitoring Year 1 (MY1)
January -November
2020
January 2021
Monitoring Year 2 (2021) Stream Data Collection
March 10, 2021
--
Monitoring Year 2 (2021) Vegetation Data Collection
July 6, 2021
Monitoring Year 2 (MY2)
January -November,
2021
December 2021
Monitoring Year 3 (2022) Stream Data Collection
May 19, 2022
Monitoring Year 3 (2022) Vegetation Data Collection
June, 2022
--
Monitoring Year 3 (MY3)
January -November,
2022
February 2023
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

Table 3. Project Contacts Table
Alliance Headwaters Mitigation Site
Full Delivery Provider
Restoration Systems
1101 Haynes Street, Suite 211
Raleigh, North Carolina 27604
Worth Creech 919-755-9490
Construction Contractor
Land Mechanic Designs
780 Landmark Road
Willow Spring, NC 27592
Lloyd Glover 919-639-6132
Designer, Construction Plans, and
Planting Contractor
Sediment/Erosion Control Plans
Restoration Systems
Ecosystem Planning & Restoration
1101 Haynes Street, Suite 211
1150 SE Maynard Road, Suite 140
Raleigh, North Carolina 27604
Cary, NC 27511
Josh Merritt 919-755-9490
Kevin Tweedy, PE
919-999-0262
As -built Surveyor
Baseline & Monitoring Data Collection
K2 Design Group
Axiom Environmental, Inc.
5688 US Highway 70 East
218 Snow Avenue
Goldsboro, NC 27534
Raleigh, NC 27603
John Rudolph 919-751-0075
Grant Lewis 919-215-1693
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

Table 4. Project Attribute Table
Alliance Headwaters Mitigation Site
Project Information
Project Name
Alliance Headwaters Mitigation Site
Project County
Johnston County, North Carolina
Project Area (acres)
71.7
Project Coordinates (latitude & latitude)
35.3720282N, 78.3405142W
Planted area (acres)
49.9
Project Watershed Summary Information
Physiographic Province
Coastal Plain
Project River Basin
Neuse
USGS HUC for Project (14-digit)
03020201150020
NCDWR Sub -basin for Project
03-04-04
Project Drainage Area (acres)
132 to 546
Percentage of Project Drainage Area that is
Impervious
<2
CGIA Land Use Classification
Agriculture & Forested/Scrubland
Reach Summary Information
Parameters
UT1
UT1A
UT2
UT 3
UT4
Length of reach (linear feet)
3495
87
997
1915
531
Valley Classification &
Confinement
Alluvial, unconfined
Drainage Area (acres)
546
6.4
147
354
132
NCDWR Stream ID Score
Blue Line
NA
Blue Line
27.25
27.25
Perennial, Intermittent, Ephemeral
Perennial
Intermittent
Perennial
Perennial/
Intermittent
Perennial/
Intermittent
NCDWR Water Quality
Classification
C, NSW
Proposed Stream Classification
(Rosgen 1996)
C5
C5
C5
C5
C5
Underlying Mapped Soils
Leaf silt loam
Drainage Class
Poorly -drained
Hydric Soil Status
Hydric
FEMA Classification
NA
Native Vegetation Community
Coastal Plain Small Stream Swamp
Watershed Land Use/Land Cover
(Site)
31% forest,67% agricultural land, <2% low density residential/impervious surface
Percent Composition of Exotic
Invasive Vegetation
<2
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

APPENDIX B: VISUAL ASSESSMENT DATA
Figures 2 & 2A-2B. Current Conditions Plan View
Figure 3. 2022 Maintenance
Tables 5A-5H. Visual Stream Morphology Stability Assessment
Table 6. Vegetation Condition Assessment
Vegetation Plot Photographs
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

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Alliance Headwaters Site
MY3 (2022) Vegetation Monitoring Photographs (taken June 2022)
Plot 3
Alliance Headwaters Site Appendix A: Visual Assessment Data
MY3 Monitoring Report — November 2022

Alliance Headwaters Site
MY3 (2022) Vegetation Monitoring Photographs (taken June 2022)
Plot 13
Plot 10
Alliance Headwaters Site Appendix A: Visual Assessment Data
MY3 Monitoring Report — November 2022

Alliance Headwaters Site
MY3 (2022) Vegetation Monitoring Photographs (taken June 2022)
Plot 19
Plot 21
Plot 18
Dead Tree Phase B Site Appendix A: Visual Assessment Data
MY3 Monitoring Report — November 2022

Alliance Headwaters Site
MY3 (2022) Vegetation Monitoring Photographs (taken June 2022)
Plot 25
Plot 31
Plot 28
Alliance Headwaters Site Appendix A: Visual Assessment Data
MY3 Monitoring Report — November 2022

APPENDIX C: VEGETATION DATA
Table 7. Planted Bare Root Woody Vegetation
Table 8. Total Stems by Plot and Species
Table 9. Temporary Vegetation Plot Data
Table 10. MY3 Planted Vegetation Totals
Table 11. MY3 Temporary Vegetation Plot Planted Vegetation Totals
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

Table 7. Planted Bare Root Woody Vegetation
Alliance Headwaters Mitigation Site
Species
Upland
Planting
Riparian
Planting
Total Stems
Betula Nigro
0
2,900
2,900
Morello cerifera
0
1,300
1,300
Carpinus caroliniana
300
0
300
Diospyros virginiana
100
0
100
Liriodendron tulipifera
500
2,800
3,300
Magnolia virginiana
0
1,600
1,600
Morus rubra
100
0
100
Nyssa sylvatica
700
300
1,000
Persea palustris
0
800
800
Prunus serotina
400
0
400
Quercus albs
800
0
800
Quercus bicolor
0
500
500
Quercus laurifolia
0
2,000
2,000
Quercus shumardii
0
200
200
Quercus lyrata
0
4,200
4,200
Quercus michauxii
800
3,900
4,700
Quercus pagoda
650
3,050
3,700
Taxodium distichum
0
4,500
4,500
Ulmus americans
0
2,800
2,800
4,350
30,850
35,200
*Some species planted on -site were not included in the mitigation plan, including Morello cerifera, Morus rubra,
Quercus bicolor, and Quercus shumardii. These were determined to be viable substitutions that were made based
on bare -root stem availability at the time of site planting.
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

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Table 9. MY3 Temporary Vegetation Plot Data
Alliance Headwaters Restoration Site
Species
T-1
T-2
T-3
T-4
T-5
T-6
T-7
Benda nigra
1
1
2
1
Carpinus caroliniana
Liriodendron tulipifera
3
Magnolia virginiana
1
Morella cerifera
1
2
Nyssa sylvatica
1
Quercus alba
2
Quercus bicolor
Quercus lyrata
Quercus michauxii
2
3
Quercus nigra
Quercus pagoda
4
2
3
2
Quercus phellos
1
Quercus sp.
1
1
1
2
1
Taxodium distichum
5
2
2
1
1
9
Ulmus americana
3
1
1
1
Total Number of Stems
9
4
9
11
7
13
11
Stems/Acre
364
162
364
445
283
526
445
Table 9. MY3 Temporary Vegetation Plot Data (continued)
Alliance Headwaters Restoration Site
Species
T-8
T-9
T-10
T-11
T-12
T-13
T-14
Betula nigra
2
1
1
3
5
Carpinus caroliniana
3
Liriodendron tulipifera
Magnolia virginiana
2
Morella cerifera
1
2
Nyssa sylvatica
Quercus alba
1
Quercus bicolor
Quercus lyrata
2
3
Quercus michauxii
3
3
2
2
3
Quercus nigra
1
Quercus pagoda
1
Quercus phellos
3
1
2
Quercus sp.
2
1
1
Taxodium distichum
3
5
3
3
5
Ulmus americans
2
Total Number of Stems
11
10
12
10
12
6
11
Stems/Acrej
445
1 405
1 486
1 405
1 486
1 243
1 445
Table 9. MY3 Temporary Vegetation Plot Data (continued)
Alliance Headwaters Restoration Site
Species
T-15
T-16
T-17
T-18
Betula nigra
1
4
3
3
Carpinus caroliniana
Liriodendron tulipifera
1
Magnolia virginiana
2
Morella cerifera
2
Nyssa sylvatica
2
Quercus alba
Quercus bicolor
1
Quercus lyrata
2
Quercus michauxii
3
1
Quercus nigra
2
Quercus pagoda
Quercus phellos
Quercus sp.
1
Taxodiurn distichum
6
2
2
3
Ulmus americana
Total Number of Stemsj
11
1 10
1 10
1 10
Stems/Acrej
445
1 405
1 405
1 405

Table 10. MY3 Planted Vegetation Totals
Alliance Headwaters Mitigation Site
Plot #
Stems/Acre
(Planted and Volunteer -
Desirable Species)
Success Criteria Met?
1
526
Yes
2
405
Yes
3
971
Yes
4
648
Yes
5
567
Yes
6
607
Yes
7
769
Yes
8
486
Yes
9
648
Yes
10
445
Yes
11
486
Yes
12
445
Yes
13
486
Yes
14
809
Yes
15
405
Yes
16
567
Yes
17
648
Yes
18
607
Yes
19
405
Yes
20
364
Yes
21
364
Yes
22
607
Yes
23
607
Yes
24
324
Yes
25
324
Yes
26
445
Yes
27
364
Yes
28
324
Yes
29
283
No
30
324
Yes
31
405
Yes
32
405
Yes
Average Planted Stems/Acre
502
Yes
Monitoring Report MY3 (Project No. 97086)
Alliance Headwaters Mitigation Site
Johnston County, North Carolina
Appendices
Restoration Systems, LLC
February 2023

Table 11. MY3 Temporary Vegetation Plot Planted Vegetation Totals
Alliance Headwaters Mitigation Site
Transect#
Stems/Acre
(Planted and Volunteer -
Desirable Species)
Success Criteria Met?
T-1
364
Yes
T-2
162
No
T-3
364
Yes
T-4
445
Yes
T-5
283
No
T-6
526
Yes
T-7
445
Yes
T-8
445
Yes
T-9
405
Yes
T-10
486
Yes
T-11
405
Yes
T-12
486
Yes
T-13
243
No
T-14
445
Yes
T-15
445
Yes
T-16
405
Yes
T-17
405
Yes
T-18
405
Yes
Average Planted Stems/Acre
398
Yes
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

APPENDIX D: STREAM GEOMORPHOLOGY DATA
Tables 12A-12E. Baseline Stream Data Summary
Tables 13A-13D. Monitoring Data -Dimensional Morphology Summary
(Dimensional Parameters -Cross -sections)
Tables 14A-14E. Monitoring Data -Stream Reach Data Summary
Cross -Section Plots
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

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APPENDIX E: HYDROLOGY DATA
Tables 15A-G. Channel Evidence
Stream Gauge Graphs
Table 16. Verification of Bankfull Events
Figure E1. 30/70 Percentile Graph for Rainfall
Graphic 1. USGS 2021-2022 Drought
Conditions
Soil Temp Graph
Table 17. Groundwater Hydrology Data
Groundwater Gauge Graphs
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina December 2022

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Table 16. Verification of Bankfull Events
Date of Data
Date of Occurrence
Method
Photo
Collection
(if available)
Stream gauges and trail cameras captured a
April 30, 2020
April 30, 2020
bankfull event at UT3 after 1.17 inches of rain was
8
documented between April 30 and May 1, 2020 at
an on -site rain gauge
Wrack and laid-back vegetation were observed
November 19, 2020
November 12, 2020
outside the TOB of UT1 after 3.61 inches of rain
9
was documented between November 12 and 13,
2020 at a nearby weather station.
Stream gauges and trail cameras captured a
March 16, 2021
March 16, 2021
bankfull event on UT1, UT2, and UT3 after 2.35
10-12
inches of rain was documented on March 16,
2021 at an on -site rain gauge
Stream gauges captured a bankfull event on all
February 28, 2022
January 16, 2022
site streams after a 1.37 inch rain event, as
13
documented by on -site rain gauge
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

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Monitoring Report MY3 (Project No. 97086)
Alliance Headwaters Mitigation Site
Johnston County, North Carolina
Appendices
Restoration Systems, LLC
February 2023

Monitoring Report MY3 (Project No. 97086)
Alliance Headwaters Mitigation Site
Johnston County, North Carolina
Appendices
Restoration Systems, LLC
February 2023

Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

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11/19/22
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Table 17. Groundwater Hydrology Data
Success Criteria Achieved/Max Consecutive Days During Growing Season (Percentage)
Gauge
Year 1
Year 2
Year 3
Year 4
Year 5
Year 6
Year 7
(2020)
(2021)
(2022)
(2023)
(2024)
(2025)
(2026)
1
No
Yes
No
9 days (3.6%)
37 days (14.9%)
12 days (4.8%)
2
No
No
No
9 days (3.6%)
21 days (8.4%)
11 days (4.4%)
3
Yes
Yes
Yes
55 days (22.2%)
86 days (34.5%)
28 days (11.2%)
4
No
Yes
No
10 days (4.0%)
36 days (14.5%)
3 days (1.2%)
5
Yes
No
No
29 days (11.7%)
19 days (7.6%)
11 days (4.4%)
6
No
No
No
16 days (6.5%)
20 days (8.0%)
14 days (5.6%)
7
No
No
No
7 days (2.8%)
8 days (3.2%)
4 days (1.6%)
8
Yes
Yes
No
50 days (20.2%)
51 days (20.5%)
13 days (5.2%)
9
Yes
Yes
Yes
75 days (32.7%)
93 days (37.3%)
45 days (18.1%)
10
Yes
Yes
Yes
72 days (29.0%)
58 days (23.3%)
28 days (11.2%)
11
Yes
Yes
No
64 days (25.8%)
42 days (16.9%)
13 days (5.2%)
12
No
Yes
No
18 days (7.3%)
36 days (14.5%)
22 days (8.8%)
13
No
Yes
No
20 days (8.1%)
58 days (23.3%)
21 days (8.4%)
14
No
Yes
No
16 days (6.5%)
44 days (17.7%)
12 days (4.8%)
15
No
No
No
13 days (5.2%)
18 days (7.2%)
21 days (8.4%)
16
Yes
Yes
Yes
34 days (13.7%)
70 days (28.1%)
27 days (10.8%)
17
No
Yes
No
19 days (7.7%)
36 days (14.5%)
13 days (5.2%)
18
No
No
No
10 days (4.0%)
19 days (7.6%)
11 days (4.4%)
19
No
No
No
8 days (3.2%)
10 days (4.0%)
4 days (1.6%)
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

Table 17. Groundwater Hydrology Data (continued)
Success Criteria Achieved/Max Consecutive Days During Growing Season (Percentage)
Gauge
Year 1
Year 2
Year 3
Year 4
Year 5
Year 6
Year 7
(2020)
(2021)
(2022)
(2023)
(2024)
(2025)
(2026)
20
Yes
Yes
Yes
36 days (14.5%)
58 days (23.3%)
25 days (10.0%)
21
Yes
Yes
No
34 days (13.7%)
36 days (14.5%)
22 days (8.8%)
22
Yes
Yes
Yes
69 days (27.8%)
56 days (22.5%)
28 days (11.2%)
23
Yes
Yes
Yes
35 days (14.1%)
42 days (16.9%)
25 days (10.0%)
24
No
No
No
5 days (2.0%)
14 days (5.6%)
1 day (0.4%)
25
Yes
Yes
Yes
46 days (18.5%)
55 days (21.1%)
27 days (10.8%)
26
Yes
Yes
Yes
167 days (67.3%)
88 days (35.3%)
61 days (24.5%)
27
Yes
Yes
No
74 days (29.8%)
57 days (22.9%)
13 days (5.2%)
28
Yes
Yes
No
45 days (18.1%)
49 days (19.7%)
4 days (1.6%)
29
Yes
Yes
Yes
45 days (18.1%)
81 days (32.5%)
12 days (4.8%)
30*
NA
Yes
No
38 days (15.3%)
0 days (0.0%)
31*
NA
Yes
Yes
98 days (39.4%)
44 days (17.7%)
32*
NA
Yes
Yes
58 days (23.3%)
45 days (18.1%)
33*
NA
Yes
No
42 days (16.9%)
13 days (5.2%)
34*
NA
Yes
No
55 days (22.1%)
22 days (8.8%)
35*
NA
Yes
No
42 days (16.9%)
13 days (5.2%)
Ref*
NA
Yes
No
51 days (20.5%)
15 days (6.0%)
* Prior to the MY2 (2021 growing season, six additional wetland gauges were installed in areas of the Site IRS felt needed
additional data points (near GW19, near vegetation plot 31, near GW 7, at the upstream portion of UT 2, and across UT 1 from
GW 11-12). Additionally, a reference groundwater gauge was installed in the wetland preservation area at the headwaters of
UT3and 4.
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

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11/27/22
11/17/22
11/7/22
10/28/22
10/18/22
10/8/22
9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
3/22/22
3/12/22
3/2/22
2/20/22
2/10/22
1/31/22
1/21/22
1/11/22
1/1/22

U
El
(ui) s;unowV lie;uiea
in o in O Un o Un O
m m N N c-i c-i 0 0
lop
MOM
I
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win
MEN
1111110
N O 00 lD � N O N � lD 00 O N � lD 00 O N � lD 00 O N � lD 00 O
(ui) Ianal aa;empunmig
12/27/22
12/17/22
12/7/22
11/27/22
11/17/22
11/7/22
10/28/22
10/18/22
10/8/22
9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
3/22/22
3/12/22
3/2/22
2/20/22
2/10/22
1/31/22
1/21/22
1/11/22
1/1/22

El
in o in
m m c�i
(ui) s;unowV lie;uiea
O in O Un O
N c-1 c-1 O O
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MENEM
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INN
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N O 00 to IzT (V O (V lD 00 O N l0 W O N zT to w O N l0 W O
.--I 1-4 1 1 1 .-- -- .--I -11 .--I rV rV rV rV rV m m m m m 17
(ui) 19n91 aa;ennpunoaE)
12/27/22
12/17/22
12/7/22
11/27/22
11/17/22
11/7/22
10/28/22
10/18/22
10/8/22
9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
3/22/22
3/12/22
3/2/22
2/20/22
2/10/22
1/31/22
1/21/22
1/11/22
1/1/22

ca
0
N
N
O
N
M
ca
El
(ui) s;unowV lie;uiea
n o n o in o Un o
m m N N ci ci o O
12/27/22
12/17/22
12/7/22
0 11/27/22
11/17/22
Ln
— 11/7/22
3 10/28/22
0 10/18/22
z
10/8/22
w 9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
0 3/22/22
3/12/22
v — 3/2/22
aA s 2/20/22
3 - 2/10/22
1/31/22
1/21/22
N 1/11/22
1/1/22
N O w l0 � fV O (V w m O N w W O N w O0 O N l0 W O
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(ui) 19n91 aa;ennpunoaE)

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(ui) s;unowV lie;uiea
n o n O in O Un O
m m N N c-i c-i 0 0
12/27/22
12/17/22
12/7/22
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11/17/22
— 11/7/22
3 10/28/22
0 10/18/22
� z
10/8/22
w 9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
Tl:l 7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
3/22/22
0 3/12/22
v — — 3/2/22
s 2/20/22
u
300,2/10/22
1/31/22
1/21/22
N 1/11/22
1/1/22
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(ui) 19n91 aa;ennpunoaE)

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(ui) s;unowV lle;uiea
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m m N N c-i c-1 o O
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(ui) 19n91 aa;ennpunoaE)
12/27/22
12/17/22
12/7/22
11/27/22
11/17/22
11/7/22
10/28/22
10/18/22
10/8/22
9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
3/22/22
3/12/22
3/2/22
2/20/22
2/10/22
1/31/22
1/21/22
1/11/22
1/1/22

Eli
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(ui) s;unowV 1je;uiea
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12/27/22
12/17/22
12/7/22
11/27/22
11/17/22
11/7/22
10/28/22
10/18/22
10/8/22
9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
3/22/22
3/12/22
3/2/22
2/20/22
2/10/22
1/31/22
1/21/22
1/11/22
1/1/22

++
0
N
N
O
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ca
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(ui) s;unowV lie;uiea
n o n o Irn o In O
m m N N ci ci 0 0
12/27/22
12/17/22
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11/17/22
— — 11/7/22
3 10/28/22
0 10/18/22
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10/8/22
w 9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
do 5/21/22
5/11/22
5/1/22
N 4/21/22
4/11/22
T 4/1/22
o p 3/22/22
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v
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c-I a --I 1i 1i 1i 1i 1i N N N N N T T T T T li
(ui) 18n91 aa;ennpunoaE)

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N
N
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(ui) s;unowV lie;uiea
Un O Un O in O Un O
m m N N c-i c-i 0 0
12/27/22
12/17/22
12/7/22
0
11/27/22
v
11/17/22
ago
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11/7/22
3 v
10/28/22
0
10/18/22
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10/8/22
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9/28/22
9/18/22
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8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
0
4/21/22
4/11/22
o T
4/1/22
p
3/22/22
Ln
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3/12/22
u
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_
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2/10/22
N
1/31/22
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N OI-q w l0 � N O N� l0 w O N� l0 w O N l0 w O N� l0 w O
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12/27/22
12/17/22
12/7/22
11/27/22
11/17/22
11/7/22
10/28/22
10/18/22
10/8/22
9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
3/22/22
3/12/22
3/2/22
2
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2/10/22
1/31/22
1/21/22
1/11/22
1/1/22

El
(ui) s;unowV lie;uiea
Un O Un O in O Un o
m m N N ri ri 0 0
ai
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mom
12/27/22
12/17/22
12/7/22
11/27/22
11/17/22
11/7/22
10/28/22
10/18/22
10/8/22
9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
3/22/22
3/12/22
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(V O w w�t N O N� w m O (V lD m O (V w m O N� w w O
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(ui) 19n91 aa;ennpunoaE)

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(ui) s;unowV lie;uiea
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m m N N 1-1 c-i 0 0
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(ui) Ianal aa;empunmig
12/27/22
12/17/22
12/7/22
11/27/22
11/17/22
11/7/22
10/28/22
10/18/22
10/8/22
9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
3/22/22
3/12/22
3/2/22
2/20/22
2/10/22
1/31/22
1/21/22
1/11/22
1/1/22

++
0
N
N
O
N
M
ca
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(ui) s;unowV lie;uiea
Un o Un o Ln o n o
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12/27/22
12/17/22
12/7/22
11/27/22
11/17/22
11/7/22
10/28/22
10/18/22
10/8/22
9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7(10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
3/22/22
3/12/22
3/2/22
2/20/22
2/10/22
1/31/22
1/21/22
1/11/22
1/1/22

++
0
N
N
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(ui) s;unowV lie;uiea
n o n o Ln o u� o
m m c�i rli 1-4 1-4 o 0
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(ui) Ianal jolempunmig
12/27/22
12/17/22
12/7/22
11/27/22
11/17/22
11/7/22
10/28/22
10/18/22
10/8/22
9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
3/22/22
3/12/22
3/2/22
2/20/22
2/10/22
1/31/22
1/21/22
1/11/22
1/1/22

Eli
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12/27/22
12/17/22
12/7/22
11/27/22
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11/7/22
10/28/22
10/18/22
10/8/22
9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
3/22/22
3/12/22
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1/31/22
1/21/22
1/11/22
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N O w lD �t N O N� l0 w O N� l0 w O N� l� l 0 w O N0 w O
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(ui) Ianal aa;empunoag
12/27/22
12/17/22
12/7/22
11/27/22
11/17/22
11/7/22
10/28/22
10/18/22
10/8/22
9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
5/1/22
4/21/22
4/11/22
4/1/22
3/22/22
3/12/22
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12/27/22
12/17/22
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11/27/22
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6/20/22
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5/21/22
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12/27/22
12/17/22
12/7/22
11/27/22
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9/18/22
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8/19/22
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7/30/22
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7/10/22
6/30/22
6/20/22
6/10/22
5/31/22
5/21/22
5/11/22
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4/21/22
4/11/22
4/1/22
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12/27/22
12/17/22
12/7/22
11/27/22
11/17/22
11/7/22
10/28/22
10/18/22
10/8/22
9/28/22
9/18/22
9/8/22
8/29/22
8/19/22
8/9/22
7/30/22
7/20/22
7/10/22
6/30/22
6/20/22
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5/31/22
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12/27/22
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10/28/22
10/18/22
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7/30/22
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APPENDIX F. SITE PHOTO LOG
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

Alliance Headwaters
MY-03 (2022) Photo Log
MY3 (2022) Monitoring Report (Project No. 97086) Appendices
Alliance Headwaters Stream and Wetland Mitigation Site Restoration Systems, LLC

Alliance Headwaters
MY-03 (2022) Photo Log
MY3 (2022) Monitoring Report (Project No. 97086) Appendices
Alliance Headwaters Stream and Wetland Mitigation Site Restoration Systems, LLC

Alliance Headwaters
MY-03 (2022) Photo Log
MY3 (2022) Monitoring Report (Project No. 97086) Appendices
Alliance Headwaters Stream and Wetland Mitigation Site Restoration Systems, LLC

Alliance Headwaters
MY-03 (2022) Photo Log
MY3 (2022) Monitoring Report (Project No. 97086) Appendices
Alliance Headwaters Stream and Wetland Mitigation Site Restoration Systems, LLC

Alliance Headwaters
MY-03 (2022) Photo Log
MY3 (2022) Monitoring Report (Project No. 97086) Appendices
Alliance Headwaters Stream and Wetland Mitigation Site Restoration Systems, LLC

Alliance Headwaters
MY-03 (2022) Photo Log
MY3 (2022) Monitoring Report (Project No. 97086) Appendices
Alliance Headwaters Stream and Wetland Mitigation Site Restoration Systems, LLC

Alliance Headwaters
MY-03 (2022) Photo Log
MY3 (2022) Monitoring Report (Project No. 97086)
Alliance Headwaters Stream and Wetland Mitigation Site
Appendices
Restoration Systems, LLC

Alliance Headwaters
MY-03 (2022) Photo Log
MY3 (2022) Monitoring Report (Project No. 97086)
Alliance Headwaters Stream and Wetland Mitigation Site
Appendices
Restoration Systems, LLC

Alliance Headwaters
MY-03 (2022) Photo Log
MY3 (2022) Monitoring Report (Project No. 97086)
Alliance Headwaters Stream and Wetland Mitigation Site
Appendices
Restoration Systems, LLC

Alliance Headwaters
MY-03 (2022) Photo Log
MY3 (2022) Monitoring Report (Project No. 97086)
Alliance Headwaters Stream and Wetland Mitigation Site
Appendices
Restoration Systems, LLC

Alliance Headwaters
MY-03 (2022) Photo Log
MY3 (2022) Monitoring Report (Project No. 97086)
Alliance Headwaters Stream and Wetland Mitigation Site
Appendices
Restoration Systems, LLC

Alliance Headwaters
MY-03 (2022) Photo Log
MY3 (2022) Monitoring Report (Project No. 97086)
Alliance Headwaters Stream and Wetland Mitigation Site
Appendices
Restoration Systems, LLC

Alliance Headwaters
MY-03 (2022) Photo Log
Photo 25: UT1— Reach 1 and UT1A Confluence
Photo 26: UT1— Reach 3 and UT2
MY3 (2022) Monitoring Report (Project No. 97086) Appendices
Alliance Headwaters Stream and Wetland Mitigation Site Restoration Systems, LLC

APPENDIX G. IRT CORRESPONDENCE
2022-10-20. MY2 (2021) and MY 3 (2022) IRT Site Visit Notes
Monitoring Report MY3 (Project No. 97086) Appendices
Alliance Headwaters Mitigation Site Restoration Systems, LLC
Johnston County, North Carolina February 2023

Restoration Systems, LLC
1101 Haynes St. Suite 211
Raleigh, North Carolina
Ph: [phone]
October 21, 2022 Fx: [phone]
Lindsay Crocker
NC DEQ— Division of Mitigation Services
1652 Mail Service Center
Raleigh, North Carolina 27699-1652
Subject: MY2 (2021) and MY 3 (2022) IRT Site Visit
Alliance Headwaters Stream & Riparian Riverine Wetland Mitigation Site
DMS Contract #: 6832; DMS Project ID: 95017; RFP # 16-006477
USACE Action ID No. SAW-2016-00882; DWR ID No. 20160405
MY2 (2021) and MY 3 (2022) IRT Site Visit: Site Visit Notes
On October 20, 2022, Restoration Systems (RS) held an on -site meeting with regulatory agencies to discuss the MY2
(2021) monitoring data and the MY 3 (2022) interim data for the Alliance Headwaters Mitigation Site. Below is a list
of attendees and general site visit notes.
Attendees:
USAC E:
- Todd Tugwell
- Casey Haywood
NC DWR:
- Erin Davis
Restoration Systems:
- Raymond Holz
- Alex Baldwin
Division of Mitigation Services:
- Lindsay Crocker
Site Visit Notes:
- IRS will include a random vegetation transect through the UT 2 Wetland Enhancement Area during MY4
(2023).
- IRS will ensure proper easement signage/marking along all Site's agriculture boundaries. This effort will
include the southern easement boundary of the eastern tract along the gravel ag. road. This effort will
consist of treated 6-inch fence posts at all easement corners and adequate marking every 200 feet with
easement signage.
- IRS will implement an initial treatment to pines throughout the easement in Q1 2023 — paying particular
attention to pines on and along stream banks. IRS will also plant live stakes in areas where pines are removed
from the stream banks.
- Between groundwater gauges 24 and 30, IRS will install a shorter/shallower groundwater gauge to see if the
deeper gauges (24 and 30) have punctured through the restrictive soil layer.
- If 2022 photos are available that show the streams/site in a wetter condition, IRS will provide them in the
MY 3 (2022) monitoring Report.
- In the MY 3 (2022) monitoring report, IRS will provide pictures of the improved road outlets. This includes
the additional outlet constructed near groundwater gauge 19 — installed in August of 2022. The purpose of
these outlets is to allow surface hydrology to enter the Site from adjacent agricultural fields.
- IRS will perform groundwater gauge maintenance across the Site, ensuring bentonite caps are in place and
level with the surrounding ground elevation.
- IRS will review alternative approaches to monitoring stream flow and switch stream -flow gauges if
appropriate.
1101 Haynes St., Suite 211 • Raleigh, NC 27604 • www.restorationsystems.com • Ph 919.755.9490 • Fx 919.755.9492

Ray Holz
From:
Haywood, Casey M CIV USARMY CEMVP (USA)<[e-mail]>
Sent:
Monday, October 31, 2022 1:03 PM
To:
Tugwell, Todd J CIV USARMY CESAW (USA); Davis, Erin B; Ray Holz
Cc:
Crocker, Lindsay; Alex Baldwin
Subject:
RE: [Non-DoD Source] RE: [External] Alliance Headwaters / MY2 (2021) and MY 3 (2022) IRT Site Visit /. SAW-2016-00882; DWR ID No.
20160405
Thanks Todd.
And thanks Ray, these look good to me also. Please reach out if you have any questions regarding the diagram for the
flow gauge install.
Thanks,
Casey
Casey Haywood
Mitigation Specialist, Regulatory Division I U.S. Army Corps of Engineers
Work cell: [phone]
From: Tugwell, Todd J CIV USARMY CESAW (USA) <[e-mail]>
Sent: Monday, October 31, 2022 12:39 PM
To: Davis, Erin B <[e-mail]>; Ray Holz <[e-mail]>; Haywood, Casey M CIV USARMY
CEMVP (USA)<[e-mail]>
Cc: Crocker, Lindsay <[e-mail]>; Alex Baldwin <[e-mail]>
Subject: RE: [Non-DoD Source] RE: [External] Alliance Headwaters / MY2 (2021) and MY 3 (2022) IRT Site Visit /. SAW-
2016-00882; DWR ID No. 20160405
Ray, these look fine to me too.
Casey, I'm not sure if you received these due to your email snafu, so just sharing.
Thanks,
Todd
From: Davis, Erin B <[e-mail]>
Sent: Monday, October 31, 2022 12:15 PM
To: Ray Holz <[e-mail]>; Tugwell, Todd J CIV USARMY CESAW (USA)
<[e-mail]>; Haywood, Casey M CIV USARMY CEMVP (USA)
<Casey.M.Haywood @usace.army. mil>
Cc: Crocker, Lindsay <[e-mail]>; Alex Baldwin <[e-mail]>
Subject: [Non-DoD Source] RE: [External] Alliance Headwaters / MY2 (2021) and MY 3 (2022) IRT Site Visit /. SAW-2016-
00882; DWR ID No. 20160405
Thanks for sending. I have no additional comments.
Much appreciated,
Erin B. Davis, PWS (she/her/hers)
Stream & Wetland Mitigation Coordinator
Division of Water Resources
NC Department of Environmental Quality

919-817-0360 cell
[e-mail]
From: Ray Holz <[e-mail]>
Sent: Friday, October 21, 2022 12:59 PM
To: Tugwell, Todd J CIV USARMY CESAW (US)<[e-mail]>; Haywood, Casey M CIV USARMY
CESAW (USA) <[e-mail]>; Davis, Erin B <[e-mail]>
Cc: Crocker, Lindsay <[e-mail]>; Alex Baldwin<[e-mail]>
Subject: [External] Alliance Headwaters / MY2 (2021) and MY 3 (2022) IRT Site Visit / . SAW-2016-00882; DWR ID No.
20160405
CAUTION: External email. Do not click links or open attachments unless you verify. Send all suspicious email as an attachment to
Report Spam.
Todd, Casey, and Erin —
Thank you for the time yesterday at Alliance. I feel that it was very productive on many fronts. I have attached a set of
site visit notes for your review. Please send along any additional notes you would like added, and I will include all notes
in the MY3 (2022) monitoring report.
Best,
RH
Raymond J. Holz I Restoration Systems, LLC
1101 Haynes St. Suite 211 1 Raleigh, NC 27604
tel:[phone] cell:919.604.9314 1 fax:[phone]
email: [e-mail]