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CHAPTER 9 - Wastewater and Water Quality Impacts 133
CHAPTER 9 – WASTEWATER AND WATER QUALITY IMPACTS
Wastewater is used water. It includes substances such as human waste, food scraps, oils, soaps
and chemicals from homes, businesses and industries. Effluent is the treated water discharged
from wastewater treatment plants or other point source dischargers such as municipalities and
manufacturing facilities. In order to protect water quality and aquatic life, wastewater treatment
is subject to local, state and federal rules and regulations. This chapter provides an overview of
the wastewater treatment process, identifies water quality impacts associated with wastewater
discharge and reviews federal and state programs used to manage wastewater throughout the
United States.
9.1 WASTEWATER TREATMENT
There are two generally recognized wastewater categories that are not
entirely separable – domestic wastewaters and industrial wastewaters.
Domestic wastewaters are usually of a predictable quality and quantity
and originate from domestic, household activities but will usually include
wastewater discharged from commercial and business buildings.
Industrial wastewater, however, originates from manufacturing processes
that are usually more variable and often more difficult to treat (NYDEC,
1977). Wastewater can be treated close to where it originates (i.e., on-site
septic systems or small package plants), or it can be transported long
distances by a network of pipes and pump stations to municipal
wastewater treatment plants.
Physical, Chemical and
Biological Wastewater
Treatment Methods
Physical
Screening
Aeration
Sedimentation
(Clarification)
Filtration
Chemical Chlorination
9.1.1 MUNICIPAL WASTEWATER TREATMENT PLANTS (PUBLICLY
OWNED TREATMENT WORKS)
Neutralization
Coagulation
Adsorption Ion Exchange Domestic wastewater, or sewage, treatment plants remove physical,
chemical and biological contaminants from wastewater that is collected
from homes, businesses and industries. Typically, wastewater treatment,
also known as publicly owned treatment works (POTWs), involves three
stages – primary, secondary and tertiary treatment (Figure 9-1).
Disinfection and sludge treatment and disposal are also are part of most
systems. The following provides a brief description of each treatment
stage.
Precipitation
Biological
Aerobic
Activated Sludge
Treatment Methods
Trickling Filtration
Oxidation Ponds
Lagoons
Primary Treatment: Equipment used during this stage is designed to
remove or reduce the size of large, suspended or floating solids (i.e.,
pieces of wood, cloth, paper, plastics, garbage, fecal matter, etc.), remove
heavy inorganic solids such as sand, gravel, metal and glass and remove
excess oils and grease. Many facilities may also have an aeration step,
which introduces air, or oxygen, into the system. By agitating the
wastewater with air, lighter suspended solids will collect, or flocculate,
into heavier masses, which then settle for easy removal. Aeration also helps to separate grease,
oils, plastics and soaps from the wastewater stream while wastewater solids create a “scum” on
Aerobic Digestion
Biological Nutrient
Removal
Anaerobic
Anaerobic Digestion
Septic Tanks
Lagoons
Biological Nutrient
Removal
CHAPTER 9 - Wastewater and Water Quality Impacts 134
Figure 9-1 Typical Process Flow Diagram of a Wastewater Treatment Plant (Jacob and
Cordaro, Fall 2000)
Primary
Treatment
Sedimentation
(Clarification)
Advanced
Treatment
Secondary
Treatment
Final
Treatment Stream
Sludge Treatment Land Application
top of the settling or aeration tank. Slow-moving rakes then remove the scum from the surface
of the tank. The scum and the sludge, or wastewater solids, at the bottom of the tank are
collected and kept in large, heated and enclosed tanks called “digesters”. Here, bacteria digest
the material which reduces its volume, odor and the number of disease-causing bacteria. The
finished product is then sent to landfills, but in some cases, it can be used as compost and applied
to land (NYDEC, 1997; USGS, August 2006).
Sedimentation (Clarification): Primary settling tanks, clarifiers or sedimentation tanks or basins
is designed to physically remove organic and inorganic solids. Velocity is slowed and
wastewater is dispersed which allows for heavy materials to settle to the bottom and lighter
materials to float to the top. Sedimentation removes suspended solids from the wastewater
stream and produces a homogeneous liquid capable of being treated biologically (secondary
treatment) and a sludge that can be treated or processed separately (NYDEC, 1977).
Sedimentation removes nearly 60 percent of the suspended solids from the wastewater stream
(USGS, 2005).
Secondary Treatment: Secondary treatment depends primarily on aerobic microorganisms to
biochemically decompose the organic and inorganic solids that remain in the wastewater after
primary treatment. The aerobic microorganisms utilize the colloidal and dissolved organics in
the wastewater stream as their food source. They must also have a sufficient amount of oxygen
available for survival. Trickling filters, sludge settling tanks, intermittent sand filters and
stabilization ponds are all devices used during the secondary treatment process (NYDEC, 1977).
Secondary treatment removes nearly 90 percent of the suspended and dissolved solids from the
wastewater stream (USGS, 2005).
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Tertiary Treatment: Primary and secondary treatment remove the majority of physical,
biological and chemical contaminants from the wastewater, but tertiary treatment provides a final
stage to increase the quality of the effluent before it is discharged into the receiving stream. It
can be defined as “any treatment process in which unit operations are added to the flow scheme
following conventional secondary treatment” (NYDEC, 1977). Tertiary treatment can be used to
remove additional organic material, dissolved solids and nutrients (i.e., nitrogen and phosphorus)
from the effluent.
Disinfection: The purpose of disinfection is to substantially reduce the number of
microorganisms (some of which may be pathogenic) from the effluent before it is discharged to
the receiving stream. The effectiveness of this step depends on the quality of the water being
treated (i.e., pH, cloudiness, etc.), type of disinfection being used, contact time and dose.
Chlorination remains the most common form of wastewater disinfection (NYDEC, 1977).
Chlorination may also be used to prevent wastewater decomposition during any stage of
treatment. Chlorine controls odors and protects mechanical equipment throughout the treatment
process. Chlorine also aids in sedimentation, filtering and activated sludge bulking and reduces
or delays biochemical oxygen use (NYDEC, 1977).
Sludge Treatment and Disposal: Wastewater sludge is the mixture of wastewater and settled
solids (NYDEC, 1977). In order to insure safe and effective disposal, the sludge is treated to
reduce the amount of organic mater and the number of disease-causing microorganisms. The
most common treatment options are anaerobic digestion, aerobic digestion and composting.
Anaerobic digestion is a bacterial process that is carried out in the absence of oxygen, usually in
an enclosed tanks (digestors) that can be heated (Figure 9-1). The type of anaerobic bacteria
being used in this process will determine the amount of heat, or temperature, required to properly
digest (break down) the sludge. Aerobic digestion is a bacterial process that requires oxygen.
Under aerobic condition, bacteria readily consume the organic matter and convert it to carbon
dioxide (CO2). Composting is also an aerobic process but it involves mixing the sludge with a
carbon source such as sawdust, straw or wood chips. All three treatment options reduce the
volume, odor and the number of disease-causing microorganisms. The finished product is either
sent to landfills or, in certain cases, land applied to add nutrients to soil (USGS August 2006).
9.1.2 INDUSTRIAL WASTEWATER TREATMENT
Industrial wastewater varies widely in composition, strength, flow and volume depending on the
specific industry or manufacturing establishment in the community. Typical industrial facilities
that produce significant volumes of wastewater include paper and fiber plants, steel mills,
refining and petrochemical operations, chemical and fertilizer plants, meat packers and poultry
processors, food processing and packing operations, power companies and many others.
Industrial wastewater may consist of heavy organic material, metals and chemicals that can
damage municipal sewer lines and structures. Industrial wastewater may also contain
compounds that are resistant to biological degradation.
Because of its potential to damage municipal treatment systems, many industrial facilities are
required to pre-treat or partially treat their wastewater before it is discharged to the municipal
CHAPTER 9 - Wastewater and Water Quality Impacts 136
sewer. Industrial facilities can employ several mechanical and/or chemical measures (i.e.,
sedimentation, flocculation, skimming, etc.) to remove solids, oils and greases, organics, acids,
metals and toxic substances from the wastewater and must follow state and federal regulations
related to water quality and industrial waste. Rules and regulations associated with industrial
wastewater that discharges to municipal treatment systems can be found on the US
Environmental Protection Agency (EPA) Pretreatment Program Web site
(http://cfpub1.epa.gov/npdes/home.cfm?program_id=3). State rules and regulations can be
found on the DWQ Pretreatment Emergency Response Collection Systems (PERCS) Unit Web
site (http://h2o.enr.state.nc.us/percs/Pretreatment/PERCSPretreatmentHome.html). Industrial
wastewater can also be directly discharged into surface water. Section 9.3.1 includes
information related to permitted activities within the State of North Carolina.
9.1.3 ON-SITE WASTEWATER SYSTEMS (SEPTIC SYSTEMS)
More than 52 percent of all housing units in North Carolina are served by on-site wastewater
systems. Most on-site wastewater treatment systems are conventional septic systems that consist
of a tank, a distribution box and a series of subsurface absorption lines with perforated pipes laid
in a gravel bed. The septic system provides a natural method of treatment and disposal of
household wastes for homes that are not part of a municipal sewage treatment system. Septic
systems can be a safe and effective method for treating domestic wastewater as long as they are
sized, sited and properly maintained. Advanced on-site wastewater systems utilize pre-treatment
methods such as filters and aerobic treatment and use improved distribution systems such as
pressure dosing on sensitive sites.
In a septic system, household wastewater is separated into solids, liquids and gases by bacteria
and sedimentation in a two-chambered septic. The gases exit the system through the plumbing
roof vent while the solids float to the surface or settle to the bottom of the first chamber of the
tank. It is recommended that the solids be removed, or pumped, from the first chamber once
every five years to ensure proper maintenance of the system. The liquid passes through the
center of the chamber wall and receives additional sedimentation and bacterialogical treatment in
the second chamber before passing through a filter at the outlet end of the tank. The treated
liquid, or effluent, is then distributed throughout the drainfield through a series of shallow
subsurface pipes. Final treatment of the effluent occurs as the soil absorbs and filters the liquid,
and microbes break down the remaining waste into harmless organic material (Figure 9-2).
If the tank and/or drainfield are improperly located, poorly constructed or not maintained, nearby
wells and surface waters may become contaminated. In some cases, wastewater illegally
discharges from homes directly to streams or the land surface through what is known as a
“straight pipe”. Straight pipes can carry black water, grey water or both. Black water refers to
raw sewage from toilets being discharged directly from homes into streams or the ground. Grey
water refers to the water that is used for washing dishes, bathing and laundry. It has a cloudy
appearance and often contains bacteria, nutrients, soaps, oils and greases. Straight piping and
failing septic systems are considered illegal wastewater discharges.
CHAPTER 9 - Wastewater and Water Quality Impacts 137
Figure 9-2 Schematic Layout of a Typical Septic System (NCCES, December 2002).
Septic Tank Drainfield Soil Surface
Soil beneath the
drainfield
Many informational brochures related to siting, constructing and maintaining septic systems can
be found on the NCDENR Division of Environmental Health On-Site Wastewater Protection
Section Web site (http://www.deh.enr.state.nc.us/osww_new//index.htm).
9.2 IMPACTS TO WATER QUALITY
Many of the wastewater treatment processes are designed to mimic the natural treatment
processes that occur in the environment. If not overloaded, bacteria in the environment will
consume organic contaminants, and the number of disease-causing microorganisms will be
reduced by natural conditions (i.e., predation, exposure to UV radiation, temperature, etc.).
Consequently, if the receiving environment can provide a high level of dilution, a high degree of
wastewater treatment may not be required. Recent studies, however, indicate that very low
levels of certain contaminants in wastewater (i.e., human birth control pills, animal husbandry
hormones, prescription medications, etc.) can have an unpredictable adverse impact on the
natural biota and potentially humans. In the coming decades, rules and regulations may have to
account for these medicinal contaminants in wastewater streams.
9.2.1 NUTRIENTS
Nutrients in surface waters come from both point and nonpoint sources including agriculture and
urban runoff, wastewater treatment plants, forestry activities, atmospheric deposition and illegal
septic system discharges and straight pipes. While nutrients are beneficial to aquatic life in small
amounts, excessive levels can stimulate algal blooms and plant growth, depleting dissolved
oxygen in the water column. More information on nutrients and management strategies to control
them can be found in Chapter 11.
9.2.2 OXYGEN-CONSUMING WASTES – DISSOLVED OXYGEN CONCENTRATIONS
Maintaining adequate dissolved oxygen (DO) concentrations are critical to the survival of
aquatic life and to the general health of North Carolina's surface waters. Oxygen-consuming
wastes such as decomposing organic matter and some chemicals found in wastewater can reduce
dissolved oxygen levels in surface water through chemical reactions or biological activity.
Sources of dissolved oxygen-consuming wastes include wastewater treatment plant effluent,
CHAPTER 9 - Wastewater and Water Quality Impacts 138
illegal straight pipe discharges, aquaculture waste, the decomposition of organic matter (such as
leaves, dead plants and animals) and organic waste that is deposited, washed or discharged into
surface waters. Bacterial decomposition of this organic waste can rapidly deplete DO levels,
especially if they are not adequately treated at a wastewater treatment plant prior to being
discharged into surface waterbodies. The daily average DO standard for most waters in the state,
except for those classified as trout (Tr) or swamp (Sw) waters, is 5.0 milligrams per liter (mg/l).
Trout waters have a daily average DO standard of 6.0 mg/l. Nonpoint source inputs, which
typically occur as a result of rainfall events, are generally a minor source of oxygen-consuming
wastes.
Biochemical oxygen demand (BOD) and ammonia nitrogen (NH3-N) associated with wastewater
treatment plants are generally the two oxygen-consuming measurements of greatest concern.
BOD is the amount of oxygen required by microorganisms to decompose the organic material
found in streams and wastewater effluent. During summertime conditions, when water
temperatures are high and streamflow is low, point sources of BOD and NH3-N have the greatest
impact on instream DO concentrations.
Some chemicals also react and bind with DO consequently limiting its availability. Industrial
discharges with oxygen-consuming waste, for example, may be extremely resilient and continue
to use oxygen for long distances downstream.
The primary water quality impact of oxygen-consuming wastes is similar to that of low DO
levels because oxygen-consuming wastes use (or consume) the oxygen that is needed to maintain
aquatic life. As the oxygen is used, levels can fall below that which is necessary to sustain life,
resulting in a reduction, or even death, to aquatic communities. Low DO levels can also affect
the reproduction and growth functions of fish (Alabaster and Lloyd, 1982).
9.2.3 CHLORINATED-ORGANIC COMPOUNDS
Even though disinfection substantially reduce the number of microorganisms from wastewater
effluent, chlorination of residual organic material can generate chlorinated-organic compounds
that may be carcinogenic or harmful to the environment. Residual chlorine or chloramines may
also be capable of chlorinating organic material in the natural aquatic environment to form
compounds known as trihalomethanes (THMs). In high concentrations, some THMs are
carcinogenic (cancer causing). Many are persistent and can pose a threat to human health for
many generations.
9.2.4 TOTAL SUSPENDED SOLIDS
Total suspended solids (TSS) are solids (i.e., sediment, decaying plant and animal material,
industrial waste, sewage) that can be filtered out of the water column. High TSS can block light
from reaching submerged aquatic vegetation, which slows down the rate of photosynthesis and
reduces the amount of dissolved oxygen in the water column. If light is completely blocked
from bottom dwelling plants, the plants will stop producing oxygen and die. As plants
decompose, bacteria will use up even more oxygen from the water, ultimately leading to fish
kills.
CHAPTER 9 - Wastewater and Water Quality Impacts 139
High TSS can also increase surface water temperature and decrease water clarity. Surface water
temperature increases because the suspended particles absorb heat from sunlight. Because
warmer waters hold less dissolved oxygen, dissolved oxygen levels tend to fall even further. The
decrease in water clarity caused by TSS can affect the ability of fish to see and catch food.
Suspended sediment can also clog fish gills, reduce growth rates, decrease resistance to disease
and prevent egg and larval development. When suspended solids settle to the bottom of a
waterbody, they can smother fish eggs, as well as suffocate newly hatched insect larvae. Settling
sediments can fill in spaces between rocks, reducing habitat availability (Mitchell and Stapp,
1992).
9.2.5 THERMAL POLLUTION
All aquatic species require specific temperature ranges in order to be healthy and reproduce.
Thermal pollution is a temperature change in natural waterbodies caused by human influence.
The main cause of thermal pollution is the use of water as a coolant to manufacturing or
industrial processes or the generation of electricity. Water used as coolant is returned to the
natural environment at a higher temperature, which can alter aquatic ecosystems by decreasing
the oxygen level and kill fish that are vulnerable to small increases in temperature. In some
cases, higher temperatures may also promote plant and algal growth, which in turn will impact
primary producers by reducing oxygen levels and reducing light availability.
9.2.6 COLOR
Color is generally associated with industrial wastewater and municipal wastewater treatment
plants that receive industrial wastes from textile manufacturers that dye fabrics and pulp and
paper mills. Color can affect the aesthetic quality of a waterbody and interfere with sunlight
penetration. Submerged aquatic vegetation needs light for photosynthesis. If color blocks out
light, photosynthesis will be reduced, thus reducing the production of oxygen needed for the
survival of aquatic life. If light levels get too low, photosynthesis may stop altogether, causing
algae to die. In addition, fish may not be able to see in waters polluted with color, making it
difficult to find food. Color is usually not a toxicological problem. There is no current data
showing that colored effluent poses any threats to human health or that it is the sole source of
aquatic life impacts.
9.2.7 BACTERIA
No matter what the bacteria or microorganism type (i.e., virus, protozoan parasites), point and
nonpoint source pollution contribute to the bacterial numbers in waterbodies. Point source
pollution includes illegal household wastewater straight pipes, municipal wastewater treatment
plants, sewage spills and permitted discharges. Nonpoint source pollution includes agricultural
runoff, animal waste, human waste, leaky sewer lines, failing septic systems, stormwater runoff
from developed land including roads, buildings and residential yards and surface or land
application of human and/or animal waste. Some of the waterborne pathogenic diseases caused
by certain types of microorganisms include ear infections, typhoid fever, viral and bacterial
gastroenteritis, cholera and hepatitis A.
CHAPTER 9 - Wastewater and Water Quality Impacts 140
Reducing the number of microorganisms in wastewater requires disinfection, which typically
involves the use of chlorine and other disinfectant agents. Although these materials may kill
bacteria and other disease-causing microbes, the disinfectants also kill other microbes that are
essential to the aquatic environment, often endangering the survival of species dependent on
these other microbes. Many wastewater treatment facilities have added a dechlorination to the
treatment process to remove residual chlorine from effluent before it is discharged to surface
waters. The process should protect the surrounding aquatic environment and also achieve the
water quality standard for chlorine.
9.3 WASTEWATER RULES AND REGULATIONS
9.3.1 NPDES PERMITTED ACTIVITIES
The Clean Water Act of 1972 initiated strict control of wastewater discharges with responsibility
of enforcement given to the EPA. The EPA then created the National Pollutant Discharge
Elimination System (NPDES) to track and control point sources of pollution. The primary
method of control is the issuance of discharge permits with limitations on wastewater flow and
constituents. The EPA delegated permitting authority to the State of North Carolina in 1975. All
wastewater discharges to surface waters in the State of North Carolina must receive a permit to
control water pollution.
DWQ’s NPDES Permitting and
Compliance Program is responsible for
administering NPDES for the state. The
NPDES Permitting and Compliance
Program must determine the quality and
quantity of treated wastewater that can be
discharged into a receiving stream. An
NPDES permit will specify an acceptable
level of a pollutant in a discharge (i.e.,
bacteria, nitrate, ammonia, pH,
biochemical oxygen demand, total
suspended solids, etc.) in order to protect
water quality. Conservative methods are
used to calculate the acceptable level,
based on the assimilative capacity and
designated uses of the receiving stream.
The permittee may choose which
technologies to use to achieve the level
specified in the permit. NPDES permits
ensure that both North Carolina's
mandatory standards for clean water and
federal minimum requirements are met.
As a delegated state, North Carolina has
the authority to establish state water
Types of Wastewater Discharges
Major Facilities
Wastewater treatment plants with flows ≥1 MGD (million
gallons per day); and some industrial facilities (depending
on flow and potential impacts to public health and water
quality).
Minor Facilities
Facilities not defined as Major.
100% Domestic Waste
Facilities that only treat domestic-type waste (from toilets,
sinks, washers).
Municipal Facilities
Public facilities that serve a municipality. Can treat waste
from homes and industries.
Nonmunicipal Facilities
Non-public facilities that provide treatment for domestic,
industrial or commercial wastewater. This category
includes wastewater from industrial processes such as
textiles, mining, seafood processing, glass-making and
power generation, and other facilities such as schools,
subdivisions, nursing homes, groundwater remediation
projects, water treatment plants and non-process industrial
wastewater.
CHAPTER 9 - Wastewater and Water Quality Impacts 141
quality standards more stringent than the federal standards established by EPA. The following
are major components to permitting wastewater activities in the State of North Carolina:
NPDES Permit Review and Processing: NPDES permits are issued in two categories -
individual and general. Individual permits are categorized as major or minor. Discharges from
treatment systems treating domestic waste with a design flow of 1.0 million gallons per day
(mgd) or more or those that have a pretreatment program are classified as major discharges.
Minor discharges have a design flow of less than 1.0 mgd. Industrial and commercial discharges
are classified based on several factors including flow, waste characteristics and water quality and
health impacts.
General permits are developed for certain types of industrial facilities. The permit includes
requirements that are appropriate for a typical facility within a specific industrial classification.
General wastewater permits currently exist for the following activities: non-contact cooling
water discharges, petroleum-based groundwater remediation, sand dredging, seafood packaging
and domestic discharges from single family residences.
Wasteload Allocation Modeling: In order to assess the impacts of pollutants on surface water
quality, DWQ develops and applies water quality models. A water quality model is a simplified
representation of the physical, chemical and biological processes that occur in a waterbody. The
type of model that is used is dependent upon the purpose for which it is needed, the amount of
information that is available or attainable for its development and the degree of accuracy or
reliability that is warranted. In most cases, DWQ develops and applies a given model to predict
the response of a natural system to a given set of inputs that reflect various management
strategies.
Compliance Monitoring and Enforcement: Facilities should strive to be in compliance with the
NPDES permit, water quality standards and any other applicable water quality regulations, rules
or statutes. Monitoring is required for facilities that receive an NPDES permit. Each facility
must submit its discharge monitoring report (DMRs) no later than 28 days after the end of the
reporting period. DWQ regional office staff review the DMRs and determine whether or not
there were any permit limit or monitoring violations. Notices of violation and civil penalties are
examples of enforcement tools DWQ uses to bring non-compliant facilities into compliance.
DWQ can also issue Special Orders by Consent (SOC) and Moratoriums if a facility is non-
compliant.
Pretreatment Program: The goal of the pretreatment program is to protect municipal treatment
plants and publicly owned treatment works (POTWs), as well as the environment, from receiving
hazardous or toxic wastes. The pretreatment program regulates nondomestic (industrial) users of
POTWs that discharge toxic wastes under the Domestic Sewage Exclusion of the Resource
Conservation and Recovery Act (RCRA). The program requires businesses and other entities
that use or produce toxic wastes to pretreat their wastes prior to discharging wastewater into the
sewage collection system of a POTW. Local governments that operate POTWs typically
administer state-approved pretreatment programs and address four areas of concern: interference
with POTW operations; pass-through of pollutants to a receiving stream; municipal sludge
CHAPTER 9 - Wastewater and Water Quality Impacts 142
contamination; and exposure of workers to chemical hazards. Interference refers to a problem
with plant operation including physical obstruction and inhibition of biological activity.
DWQ and local governments develop pretreatment limits by determining the maximum amount
of each pollutant that a facility can accept at the influent (or headworks) while still protecting the
receiving water, the POTW and the POTW's sludge disposal options. More information about
the pretreatment can be found on the PERCS Unit Web site
(http://h2o.enr.state.nc.us/percs/Pretreatment/PERCSPretreatmentHome.html).
Operator Certification and Training: Water pollution control systems must be operated by
individuals certified by the North Carolina Water Pollution Control System Operators
Certification Commission (WPCSOCC). The level of training and certification that the operator
must have is based on the type and complexity of the wastewater treatment system. The
Commission currently certifies operators in four grades of wastewater treatment, four grades of
collection system operation, subsurface operation, spray irrigation operation, animal waste
management and a variety of specialized conditional exams for specific technologies (e.g.,
oil/water separators).
Training and certification of operators is essential to the proper operation and maintenance of
pollution control systems. Without proper operation and maintenance, even the most efficient
treatment system will not function properly. The goal of the WPCSOCC is to train competent
and conscientious professionals who will provide the best wastewater treatment, and thus protect
the environment and public health. The Technical Assistance and Certification Unit
(http://h2o.enr.state.nc.us/tacu/collect.html) of DWQ provides staff support to the Commission
and assists in organizing operator training. Specialty courses and seminars for operators are also
offered by the North Carolina combined section of the Water Environment
Association/American Water Works Association (WEA/AWWA).
Non-Discharge and Regional Wastewater Treatment Alternatives: DWQ requires new and
expanding NPDES permit applicants to provide documentation that considers alternatives to
surface waters. This analysis includes a feasibility study on options such as the connection to a
regional wastewater treatment facility or the use of non-discharge options such as spray
irrigation, rapid infiltration basins and drip irrigation systems. It also takes into consideration the
economic feasibility of the available options. If no other economically feasible option exists, the
NPDES application will be forwarded for review and completion. If one or more alternative
options are economically feasible, however, it must be reevaluated to determine which option is
the best option.
Non-discharge is the preferred wastewater disposal alternative in most instances. Although these
systems are operated without a discharge to surface waters, they still require a DWQ permit. The
permit insures that treated wastewater is applied to the land at a rate that does not produce
ponding or runoff into a waterbody. More information about land application and non-discharge
requirements can be found on the DWQ Aquifer Protection Section – Land Application Unit
(LAU) Web site (http://h2o.enr.state.nc.us/lau/main.html).
CHAPTER 9 - Wastewater and Water Quality Impacts 143
More information about NPDES can be found on the EPA Web site
(http://cfpub.epa.gov/npdes/index.cfm) and the DWQ Permitting and Compliance Programs Web
site (http://h2o.enr.state.nc.us/NPDES/NPDESweb.html).
9.3.2 NON-DISCHARGE PERMITS
DWQ has a non-discharge program that reviews and permits systems using land application as a
means of waste disposal. These systems include spray irrigation, animal waste management
systems, rapid infiltration basins, drip irrigation systems, land application of residuals programs,
wastewater collection systems and beneficial reuse of wastewater systems.
The program, and all associated permits, is regulated by North Carolina General Statutes
143.215.1 and the Administrative Code Section 15A NCAC 2T .0100 - Waste Not Discharged to
Surface Waters. These sections not only give DWQ the authority to issue permits; they also
provide details on the permitting process and information that must be submitted with a permit
application. The Non-Discharge Permitting Unit (NDPU) reviews and approves all systems.
Sanitary sewer collection systems used to collect the wastewater from NPDES discharge
wastewater treatment facilities and non-discharge wastewater treatment facilities are both
permitted by NDPU. The land application of residuals program and the distribution and
marketing program are also permitted by NDPU, as required by EPA's 40 CFR Part 503 rules.
Non-discharge program permits are issued in several categories based on wastewater collection
system type. Individual permits exist for gravity sewers, pump stations and force mains, pressure
sewers and STEP systems. These applications require a final set of plans and specifications prior
to the issuance of a permit.
DWQ also has a fast-track permitting system for gravity sewers. To help with the fast-track
system, a list of Minimum Design Criteria was developed that includes the important
requirements for the construction of a gravity sewer system.
The fast-track permit requires a four-page application, as well as an engineer seal and signature
to insure that the gravity system will be built in accordance with state rules, regulations and the
Minimum Design Criteria. Upon project completion, an engineer’s certification must be
submitted along with record drawings. The fast-track process does not require plans to be
submitted prior to permit issuance. This has significantly reduced permitting time.
The non-discharge program also requires wastewater systems that utilize land application for
wastewater disposal to be permitted. The program has operational and monitoring requirements
similar to those of the NPDES permit.
The primary difference is that treated effluent is not discharged to surface waters. It is usually
discharged to a spray irrigation system for land application. Some other options for the land
application of effluent include rapid infiltration basins and drip irrigation systems. When
compared to spray irrigation, rapid infiltration systems are designed to have a much more intense
and higher rate of land application. Most rapid infiltration systems are located in the sandy
CHAPTER 9 - Wastewater and Water Quality Impacts 144
regions of the state where soils can handle an increased application volume. Drip irrigation
systems, which are typically used for lower effluent volumes, are located statewide.
Every wastewater treatment facility in the State of North Carolina, including large NPDES
systems, pretreatment systems and non-discharge systems, produce some form and amount of
wastewater residuals. DWQ has a program that requires a permit for the land application of
residuals. The program was developed around the EPA rules 40 CFR Part 257 and 40 CFR Part
503. More information about non-discharge permits can be found on the DWQ Non-Discharge
Permitting Unit Web site (http://h2o.enr.state.nc.us/lau/main.html).
9.3.3 ON-SITE WATER PROTECTION SECTION (OSWPS)
The On-Site Water Protection Section (OSWPS)
(http://www.deh.enr.state.nc.us/osww_new//index.htm) of NCDENR Division of Environmental
Health (DEH) writes, oversees and enforces the rules and laws regulating the design, installation,
repair, operation and maintenance of on-site wells and wastewater treatment systems for the
protection of human and environmental health from microbial and chemical contamination.
OSWPS provides regulatory and consultative services statewide to local health departments and
numerous other clients, including builders, developers, land- and homeowners, system installers,
system operators, engineers, soil scientists, geologists and environmental health consultants.
However, an authorized environmental health specialist in each county health department
conducts the actual implementation of the regulations (i.e., site evaluation, permitting of new
systems).
All of the rules and regulations including horizontal setbacks, depth to groundwater, soils
requirements, loading rates, etc., are specific to North Carolina and are based on scientific
studies of microbial and chemical fate and transport. These rules are constructed to protect
groundwater (well water) and surface water from microbial contamination as well as other
contaminants. The on-site wastewater treatment regulations are devised to minimize migration
of microbes and pathogens to groundwater and surface water. More information related to on-
site wastewater management can be found on the DEH OSWPS Web site
(www.deh.enr.state.nc.us/osww_new//index.htm).
9.3.4 WASTEWATER DISCHARGE ELIMINATION PROGRAM (WADE)
In North Carolina, the Wastewater Discharge Elimination (WaDE) Program
(http://www.deh.enr.state.nc.us/osww_new//WaDE.htm) through OSWPS in DEH was
established pursuant to Senate Law 1996-18es2, Section 27.26
(http://www.ncleg.net/gascripts/BillLookUp/BillLookUp.pl?Session=1995e2&BillID=H53), to
identify and eliminate discharges from straight pipes and failing septic systems to land surfaces
and streams. Funds appropriated by the NC General Assembly support a two-member team to
address the straight pipe and failing septic system issues in North Carolina. Additional financial
support has been secured through grants from the NC Clean Water Management Trust Fund
(CWMTF) (http://www.cwmtf.net/) and the US Environmental Protection Agency (EPA) 319
Non-point Source Program (http://www.epa.gov/owow/nps/cwact.html). Strong collaboration
with local and federal agencies as well as the public, the media and environmental groups is the
CHAPTER 9 - Wastewater and Water Quality Impacts 145
hallmark of the WaDE program and the key to its successes thus far. More information about the
WaDE program can be found on the DEH OSWPS Web site
(www.deh.enr.state.nc.us/osww_new//WaDE.htm).
9.4 REDUCING WATER QUALITY IMPACTS
9.4.1 ON-SITE WASTEWATER MANAGEMENT
To protect public health and water quality, best management practices (BMPs) need to be
implemented throughout the life cycle of an on-site wastewater disposal (septic) system. Life
cycle management problems can be addressed in three phases. The first phase includes system
siting, design and installation. The second phase involves the operation of the system and phase
three involves maintenance and repair when the system malfunctions or fails.
As BMPs are applied in each life cycle phase, the primary factor for the success of the system is
the participation of the local influencing health department and the cooperation of the developer,
owner, design engineer, system operator and the state.
The following list is a summary of the current life cycle management practices and penalties
utilized in North Carolina to implement the on-site sewage systems program.
Improvement Permit: The developer or property owner meets with a member of the
environmental health staff of the local health department to review the proposed project. An
application is then submitted to the local health department. The application contains
information regarding ownership, plat of the property, site plan, type of facility, estimated
sewage flow, proposed method of sewage collection, treatment and disposal. The improvement
permit must be issued prior to other construction permits and allows only temporary electrical
power to the site.
Construction Authorization: The local health department, with technical assistance from the state
(when requested), evaluates the proposed sewage effluent disposal site for several factors,
including slope, landscape position, soil morphology, soil drainage, soil depth and space
requirements. After evaluating the site characteristics, the local health department assigns a site
suitability classification, establishes the design sewage flow and the design-loading rate for the
soil disposal system. Specific design requirements are included in the Construction
Authorization. The permit includes system components and locations, setbacks and future repair
areas and allows construction to begin for the on-site sewage system.
Design Review: The applicant is required to submit plans and specifications prepared by a
professional engineer for the sewage collection, treatment and disposal system of complex
systems, or for systems exceeding 3,000 gallons per day. Both the OSWPS and local health
departments review the design plans. The designer must also include site specifications,
installation procedures, phasing schedules, operation and maintenance procedures, monitoring
requirements and designate the responsible parties for operation and maintenance.
CHAPTER 9 - Wastewater and Water Quality Impacts 146
Legal Document Review: For systems with multiple ownership or off-site disposal, the applicant
must prepare and submit to the OSWPS and local health departments the legal review documents
applicable to the project.
Operation Permit: An operation permit is issued to the owner of the on-site sewage system by
the local health department when it determines that all the requirements in the rules, plans and
specifications are met. All conditions on the improvement permit/construction authorization
must also met and, if required, the design engineer for the sewage collection, treatment and
disposal system certifies, in writing, that the system has been installed according to the approved
plans and specifications. The operation permit may also be conditioned to establish performance
requirements and may be issued for a specific period. The operation permit prevents permanent
electrical service to the project and prevents occupancy of the facilities until it is issued. The
operation permit applies to all on-site wastewater systems.
Surveillance: Once an on-site sewage system is placed into operation, the local health
department must make routine inspections at least annually for large systems to determine that
the system is performing satisfactorily and not creating a public health nuisance or hazard.
Additionally, monitoring reports must be routinely submitted to the local health department as
required in the permits. The state provides technical assistance to the local health department and
the system operator in assuring adequate performance. While annual inspections are required,
frequent performance checks must be made by the local health department.
If the local health department determines that an on-site wastewater system is malfunctioning
(i.e., surfacing effluent, discharges to surface or groundwater, sewage backup into buildings),
improvement, construction authorization and operation permits are required to pursue the
required repairs and/or modifications.
Educational information should also be provided to new septic system owners regarding the
maintenance of these systems over time. DWQ has developed a booklet that discusses actions
individuals can take to reduce stormwater runoff and improve stormwater quality entitled
Improving Water Quality In Your Own Backyard. The publication includes a discussion about
septic system maintenance and offers other sources of information. To obtain a free copy, call
(919) 733-5083. The North Carolina State University Cooperative Extension Service (NCCES)
has also put together a homeowner’s guide for septic system care entitled Improving Septic
Systems. The guide can be found on the NCCES Web site
(www.soil.ncsu.edu/assist/homeassist/septic/). The following Web site
(www.wsg.washington.edu/outreach/mas/water_quality/septicsense/septicmain.html) also offers
information about maintaining septic systems in three easy to follow steps.
9.4.2 MONITORING SANITARY SEWERS
Sewer connections can leak or rupture, allowing sewage to flow into surface waterbodies.
Common causes of sewer failures and overflows are tree roots growing into sewer lines,
excessive rainfall and age. Grease, a by-product of cooking, can also enter sanitary sewers
through household and/or restaurant drains. Grease sticks to the inside of sewer pipes, building
CHAPTER 9 - Wastewater and Water Quality Impacts 147
up over time. If the entire sewer pipe becomes blocked, sewage can overflow into yards, streets
and surface water.
To help prevent bacterial contamination from human and industrial waste, communities should
evaluate where sewer lines are in relation to a stream corridor, replace fractured or damaged
sewer lines and monitor lines regularly. When evaluating the need for sewer line extensions,
communities should keep in mind that extensions to existing water and sewer lines encourage
more development, which often results in more impervious surface cover and nonpoint source
pollution from cumulative and secondary impacts.
9.4.3 COMMUNITY INVOLVEMENT
Experience has shown that widespread community support is generally necessary to mount an
effective campaign that addresses septic system contamination issues, and that this support is
unlikely to be forthcoming in the absence of any significant perceived benefits (Herring, 1996).
Local governments around the country are finding innovative ways to address improperly
installed and/or failing septic systems. For example, in order to protect water quality in the
Chesapeake Bay, Arlington County, Virginia has adopted an ordinance requiring all septic tanks
be pumped at least once every five years (USEPA, 1993). Stinson Beach, California developed a
management program for on-site systems after discovering that malfunctioning systems were
threatening public health (Herring, 1996). Homeowners here pay a monthly fee to cover the cost
of inspections and testing, in addition to any construction and repair costs (USEPA, 1993). In
the Puget Sound area, where a significant shellfish resource has been threatened by fecal
coliform contamination from a number of sources, most counties have established revolving loan
funds to facilitate the repair of failing systems (Center for Watershed Protection, 1999).
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REFERENCES
Alabaster, J.S. and R. Lloyd. 1982. Water Quality Criteria for Freshwater Fish. Second Edition.
Center for Watershed Protection. 1999. Microbes and Urban Waterways: Concentrations,
Sources and Pathways. Thomas R. Schueler, Ed. In Water Protection Techniques. Vol. 3, No.
1. pp 554-565.
Herring, J. 1996. A Private Market Approach to On-Site Wastewater Treatment System
Maintenance. The Small Flows Journal. 2:1:16-24.
Jacob, Renay and Emily Cordaro. Fall 2000. Introduction to Biochemical Engineering.
www.rpi.edu/dept/chem-eng/Biotech-Environ/Environmental/Overview.html.
Mitchell and Stapp. 1992. Field Manual for Water Quality Monitoring.
New York State Department of Environmental Conservation (NYDEC). 1977 Edition.
Reprinted 1988. Manual of Instruction for Wastewater Treatment Plant Operators. Health
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North Carolina Cooperative Extension Service. December 2002. Improving Septic Systems.
Published in Home*A*Syst North Carolina Newsletters. Environmental Stewardship for
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US Environmental Protection Agency (EPA). 1993. Guidance Specifying Management Measures
for Sources of Nonpoint Pollution in Coastal Areas. EPA 840-B-92-002.
US Geological Survey (USGS). August 2006. A Visit to a Wastewater-Treatment Plan:
Primary Treatment of Wastewater. http://ga.water.usgs.gov/edu/wwvisit.html.
USGS. August 2005. Water Use: Wastewater Treatment.
http://ga.water.usgs.gov/edu/wuww.html.