HomeMy WebLinkAboutNCC000001_Fact Sheet 2002_20030101 A7lcir419AFact Sheet - NPDES Permit
NCDENR Neuse River Compliance Association
No1RM CAROLINA DEPA,RMENT of
ENVIRONMENT AND NATURAL RESOURCES NPDES No. NCC000001
FINAL ACTION
The Neuse River Compliance Association and its member dischargers have applied for a new NPDES
permit to govern the group's discharge of Total Nitrogen to the Neuse River and its tributaries.The
group made application on June 28,2002.It modified its application on October 1,and again on
December 18,2002 to reflect changes in membership.
The Division found the Association's application to be acceptable and made a tentative determination
to issue the permit.
The Division published a notice of this determination in the principle newspaper for each county in the
river basin on or about October 23,2002,and accepted comments on the draft permit for 30 days
following publication.
The Division considered all significant comments,made certain revisions in the permit in response to
those comments,and has made its final determination to issue the permit with revisions.
INTRODUCTION
The Neuse River Basin is classified as Nutrient Sensitive Waters (NSW),due to long-term nutrient
impacts on the river's estuary from point,nonpoint,and natural sources of pollution. In December 1997,
the Environmental Management Commission adopted the Neuse River Basin Nutrient Sensitive Waters
(NSW)Management Strategy,a rules package designed to address these nutrient impacts and restore
water quality in the basin.The Strategy required that Total Nitrogen(TN) loads to the estuary(1995
baseline)be reduced by 30 percent by the year 2003.
The basin has also been listed on the state's 303(d)list of impaired waters because of the nutrient
impacts.The Division developed Total Nitrogen TMDLs for the basin,based upon the NSW
Management Strategy,and the USEPA approved the TMDLs in 1999(Phase I) and 2002 (Phase II).The
2000 303(d)list again includes the basin,now noting that the TMDLs have been approved and are being
implemented.
One portion of the NSW Management Strategy,the Wastewater Discharge Requirements rule (T15A
NCAC 2B .0234),establishes specific nutrient control requirements for the point source dischargers in
the basin.
1) The rule sets forth a system of Total Nitrogen allocations to achieve the stated 30 percent
reduction in point source loads to the estuary. Toward this end,it:
1) sets a wasteload allocation of 1.64 million pounds TN per year(at the estuary)for all
point source dischargers in the basin.
2) further divides this allocation among the existing dischargers.
3) requires that large facilities(those with permitted flows equal to or greater than
500,000 gallons per day)meet their individual TN allocations,effective in 2003.
4) prescribes what allocations are required for new and expanding dischargers as well as
how they will be handled when permitted facilities consolidate(regionalize)their
wastewater discharges.
5) provides that interested dischargers can form a group compliance association and
work together to meet their combined TN allocation. Under this option,the individual
• FACT SHEET Neuse River Compliance Association
FINAL NPDES PERMIT NPDES No. NCC000001
dischargers are subject to TN limits in a group compliance NPDES permit in lieu of
the TN limits in their individual NPDES permits.
2) The rule also prescribes Total Phosphorus limits for the most significant dischargers in the
basin.
The proposed permit is a group compliance permit as described above and is the first of its kind to be
developed under the Strategy's Wastewater Discharge rule.
PERMIT OVERVIEW
Co-Permittees
The Neuse River Compliance Association("NRCA,"or the"Association")is a not-for-profit corporation
established in North Carolina.The purpose of the Association is to function as a"group compliance
association"as provided in the Wastewater Discharge rule. ,
The Association's members include both public and private entities,all of which discharge treated
wastewater in the Neuse River basin under existing individual NPDES permits.
The Association and each of its members will be co-permittees under the proposed permit.In general,
the Association will serve as the contact between the Division and its co-permittee members in matters
pertaining to this permit.
Scope of the Permit
The proposed group compliance permit will govern the combined discharge of Total Nitrogen from the
co-permittees to the estuary. Requirements in this permit will supplement those in the co-permittee
members'individual NPDES permits but will not replace the requirements in the individual permits
except where specifically stated.
Each member's individual NPDES permit will remain in effect and will continue to govern the other
parameters of concern for that discharge.
PROPOSED EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS
The Division has developed effluent limitations,monitoring requirements,and special conditions for
the proposed permit based on the Neuse River Basin Nutrient Management Strategy,the approved TN
TMDLs,and extensive deliberations with the USEPA Region 4 and with the affected dischargers.
Effluent Limitations
Group and Individual TN Limitations
Appendix A of the permit contains the definitive list of(1)Co-Permittee Members in the Association,(2)
the discharge and equivalent estuary TN allocations for each member,and(3) the transport factor for
each.These values are taken from allocation method in the Wastewater Discharge rule.
The appendix also includes the sum total of the member's estuary allocations,which represents the
Association Estuary TN Allocation.All TN allocations are expressed in terms of pounds of TN per year
and apply to a calendar year period.
The permit establishes TN limits for the Association and,under certain conditions,for the individual
co-permittee members.Any group or individual TN limit in this permit is equal to the corresponding
estuary TN allocation in Appendix A.
The Association will be subject to an estuary TN limit(equal to its Estuary TN Allocation)throughout
the term of this permit.
Individual members of the Association will be subject to individual TN limits only in those years in
which the Association exceeds its limit.In that case,each co-permittee member is subject to its
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• FACT SHEET Neuse River Compliance Association
FINAL NPDES PERMIT NPDES No. NCC000001
individual TN limit from Appendix A. If the Association as a whole complies with its limit,the member
dischargers are not subject to individual limits for that calendar year.
Changes in Membership or TN Allocations
The TN allocations of the co-permittee members can change as the result of purchases,sales,trades,
leases,and other transactions.These changes,in turn,affect the Association's TN allocation.Changes in
membership also affect the Association's allocation due to the addition or subtraction of the discharger's
allocation from the group total.
Whenever changes in the allocations or the membership occur,Appendix A of the permit must be
modified in order to formally incorporate those changes and adjust the enforceable limits in the permit.
The TN allocations and limits are expressed as calendar year values;therefore,any adjustments can
become effective only at the beginning of the calendar year(January 1)following the transaction or
membership change.The Association will notify the Division each year of proposed changes in
Appendix A(see Reporting Requirements,below).
Initial Co-Permittee Members
The Association is currently comprised of the following co-permittee members and facilities:
Co-Permittee Member Facility
1. Town of Apex Middle Creek WWTP
2. Town of Benson Benson WWTP
3. Town of Cary North WWTP
South WWTP
4. Johnston County Central Johnston County WWTP
White Oak Plantation WWTP
Buffalo Creek WWTP
5. Town of Clayton Little Creek WWTP
6. Contentnea MSD Contentnea MSD WWTP
7. NC DHHS Butner WWTP
8. Town of Farmville Farmville WWTP
9. City of Goldsboro Goldsboro WWTP
10. Town of Kenly Kenly Regional WWTP
11. City of Kinston Peachtree WWTP
Northside WWTP
12. Town of La Grange La Grange WWTP
13. City of New Bern New Bern WWTP
14. City of Raleigh Neuse River WWTP
15. Town of Wake Forest Wake Forest WWTP
16. City of Wilson Wilson WWTP
17. Town of Zebulon Little Creek WWTP
The TN allocation for each member is included in Appendix A of the permit.These allocations include
the original allocation assigned to the facility in the Wastewater Discharge rule plus any allocation
acquired through regionalization or other transactions.
At this permit is released for public review,several additional dischargers are attempting to complete
the process of joining the Association.The Division proposes to include any such facilities as co-
permittees under this permit if the Association provides a revised permit application prior to the end of
the public comment period.The facilities and their TN allocations would be added to the list in
Appendix A and the Association TN allocation would be adjusted as already described to reflect those
additional facilities.
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• FACT SHEET Neuse River Compliance Association
FINAL NPDES PERMIT NPDES No. NCC000001
The Association also holds the TN allocation originally assigned to Burlington Industries(formerly
NC0001376),which the industry deeded to the Association.
Monitoring Requirements
All members of the Association are required under the individual NPDES permits to monitor TN on a
regular basis and report the results in their Discharge Monitoring Reports(DMRs).The group
compliance permit does not duplicate these monitoring requirements or require additional TN
monitoring.
Instream monitoring is not required under this permit.However,it is required of the co-permittee
members through their individual NPDES permits and,for most,is conducted by the Lower Neuse
Basin Association,a coalition of dischargers that,by agreement with the Division,conducts instream
monitoring for its members.
Reporting Requirements
Each member will continue to report its TN monitoring results on its individual DMRs.The Association
is not required to duplicate these detailed reports.
The Association will submit year-end,mid-year,and 5-year reports on its activities to the Division.The
year-end report(due February 28 of each year)will include an accounting of the Association's and its
members'TN discharges for the previous calendar year for compliance purposes.It will also include a
list of transactions during that period affecting TN allocations,an assessment of progress made,and
planned activities for the coming year.The mid-year report(due August 31 of each year)will include an
updated accounting of TN discharges for informational purposes.It will also identify any changes in
TN allocations or in membership for the following year and will serve as a request to modify Appendix
A to incorporate those changes.The 5-year report(due July 1,2007)is intended to ensure that the
Division and the Association agree on the group and individual allocations at the end of the permit
term.
Compliance
The Association is required by rule to make offset payments to the Wetlands Restoration Fund for any
calendar year in which it exceeds its TN limit.In addition,the Division may take appropriate
enforcement action against the Association or its co-permittee members or both in the event that they
exceed applicable TN limits in the permit.
OTHER SPECIAL CONDITIONS
Total Nitrogen. The permit includes a special condition describing how Total Nitrogen mass loads are
to be calculated.
PUBLIC COMMENT ON DRAFT PERMIT
The Division solicited public comment on the draft permit. Public notices were published once in each
of the following newspapers during the period of October 19-23,2002,and comments were accepted
through November 22:
Newspaper County
Daily Reflector Pitt
Franklin Times Franklin
News&Observer Wake
Oxford Public Ledger Granville
Pamlico News Pamlico
Smithfield Herald Johnston
Wilson Times Wilson
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• FACT SHEET Neuse River Compliance Association
FINAL NPDES PERMIT NPDES No.NCC000001
Newspaper County
Washington Daily News Beaufort
Courier Times Person
Durham Morning Herald Durham
Rocky Mount Telegram Nash
The Division received two responses during the comment period,from the Permittee and from the
USEPA Region 4,and the Response to Comments is attached.The following is a summary of significant
permit changes made in response to those comments:
Reference to Minor Permit Modifications. Condition A.(2.)(b.)(iv.)of the draft permit,which refers to
certain permit modifications as"minor,'is inconsistent with federal NPDES regulations and has been
removed from the permit.
Addition of Appendix B. The final permit includes a new Appendix B,which contains a complete list
of facilities that were assigned a TN allocation under the State's nutrient management rule for
wastewater dischargers in the Neuse River Basin.The new appendix also specifies the aggregate TN
allocation for these point sources,as established in the State rule and in the approved TN TMDL for the
Neuse River estuary.
Description of Applicability of Standard Permit Conditions. The standard conditions in Parts II and
III of the permit were developed for and intended to apply to permittees that own or operate treatment
facilities.The Association is a governing body and neither owns nor operates any such facilities;and the
Co-Permittees are subject to the same conditions through their individual NPDES permits.Thus,many
of the conditions are not applicable.The final permit retains Parts H and III in their entirety. In addition,
it includes a new condition(at the beginning of Part II)which defines the applicability and
enforceability of these standard conditions.
In addition,the Association requested a change in the list of Co-Permittee Members on December 18,
2002.
Revisions to Appendix A.The Association's Board voted at its December meeting to delay admission
of USMC Cherry Point Air Station until certain concerns are resolved.The issue appears to be the
facility's inability,as a federal installation,to agree to monetary penalties under specific conditions,as
expected of all Association members. The issue is unprecedented in North Carolina's permitting
experience.The Division agrees that it is the Association's prerogative to accept or deny admission
under these circumstances.The roster and allocations in Appendix A have been modified to delete
Cherry Point,with the understanding that it can be restored once the issue is resolved.This means,
however,that Cherry Point's membership cannot become effective until 2004.
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RESPONSE TO COMMENTS
Neuse River Group Compliance Association
NPDES No.NCC000001
December 30,2002
The Neuse River Compliance Association and its member dischargers applied on October 1,2002,
for a new NPDES permit to govern the group's discharge of Total Nitrogen to the Neuse River and
its tributaries.The Division solicited public comment on the draft permit.Public notices were
published once in each of the following newspapers during the period of October 19-23,2002,and
comments were accepted through November 22(the last were received on November 21):
Newspaper County
Daily Reflector Pitt
Franklin Times Franklin
News&Observer Wake
Oxford Public Ledger Granville
Pamlico News Pamlico
Smithfield Herald Johnston
Wilson Times Wilson
Washington Daily News Beaufort
Courier Times Person
Durham Morning Herald Durham
Rocky Mount Telegram Nash
The Division received two responses during the comment period,from the Permittee and from the
USEPA Region 4,and those are attached for reference.The comments and the Division's responses
are presented below.
Definition of Minor Modification
Comment: The EPA objected to language in Condition A.(2.)(b.)(iii.),which declares that
changes in the TN Allocations in Appendix A as the result of transactions or
changes in membership will be considered to be"minor"permit modifications.
They note that such changes would be considered a"major"modification in
accordance with 40 CFR§122.62 and would be subject to public notice and
review.
Response: Comment noted.
Action Taken: The Division has deleted Condition A. (2.)(b.)(iii.)from the final permit. (See the
following comments concerning Appendix A.)
Appendix A
Comment: As a possible solution to the above objections,EPA suggested that the permit be
expanded to include two appendices: one to list all permitted dischargers that
have been assigned a Total Nitrogen allocation,a second(currently entitled
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Response to Comments (cont.) Neuse River Compliance Association,NCC000001
"Appendix A")to list only the Co-Permittee Members of the Association. In this
approach,the first appendix would define"all possible known loading scenarios"
in the permit,so that the EPA could consider changes in membership to be
changes in ownership,which are defined as minor permit modifications under
40 CFR§122.63.
Response: The approach suggested by the EPA is workable under North Carolina's group
compliance concept with one provision that EPA,the Association,and the
Division agreed to at our October meeting in Raleigh:that it will be acceptable to
the EPA for the new appendix to specify only the aggregate TN allocation for the
point sources and not the individual allocations for each discharger.As we
explained,including the individual allocations in this appendix would create an
inordinate administrative burden for the Division,because a change in any
discharger's allocation would require a modification of this appendix.
Action Taken: The final permit includes two appendices. Appendix A is unchanged and
contains the list of Co-Permittee Members and their individual TN allocations,as
in the draft permit.A new Appendix B lists all permitted dischargers holding a
TN allocation in the Neuse River Basin and notes their combined estuary
allocation.This allocation is currently 1.64 million pounds TN per year,
consistent with the state's nutrient management rule and the Phase II TN TMDL
approved by the EPA.
Applicable TN Limits for Co-Permittee Members of the Association
Comment: The EPA asked for clarification of the intent of Condition A.(6.)(c.).Specifically,
they asked whether Co-Permittee Members will be subject to their individual
limits in the Association permit or to the TN limits in their individual permits,
when and if the Association exceeds its allocation.They requested that the
condition be changed to reflect the latter.
Response: There is a certain hierarchy of TN limits under the group compliance approach,
which can be summarized as follows:
• Any discharger that is not a member of the Association is subject to the TN
limit (if any)in its individual NPDES permit.
• Any discharger that is a Co-Permittee Member of the Association shall be
subject to limits specified in the Association's permit.
o The Association,as the governing body,is subject at all times to the
aggregate Estuary TN Allocation of its Co-Permittee Members;that
allocation is given in Appendix A of the permit.
o When the Association is in compliance with its Estuary TN Allocation(its
TN limit)for a given year,all Co-Permittee Members are by definition in
compliance,regardless of whether they met the individual allocations
listed in Appendix A.
o If the Association is not in compliance for the year,the Co-Permittee
Members are subject to their respective TN allocations in Appendix A.
• If a Co-Permittee Member leaves the Association for any reason,it once
again becomes subject to the TN limits specified in its individual permit.
In this approach,a Co-Permittee Member is subject only to the TN requirements
in the Association permit so long as the discharger remains a member.The
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Response to Comments(cont) Neuse River Compliance Association,NCC000001
discharger is not subject to the TN limits in its individual permit until it leaves
the Association.
Action Taken: No change in the Condition is necessary.
Process for Modifying TN Limits in Individual NPDES Permits
Comment: The EPA noted that any transactions among the Co-Permittee Members that
resulted in a change in their individual TN allocations could also affect the TN
limits in their individual NPDES permits.They asked for clarification on the
process by which individual permits will be modified.
Response: Consistent with the approach described in an earlier response(above),the
Division will modify the TN limits in individual NPDES permits(1)when it is
critical that those limits accurately reflect the discharger's actual TN allocation;
or(2)if not critical,at renewal or when the permit is re-opened for other reasons.
The affected dischargers are subject to one individual TN limit in any given
calendar year.They are subject to the TN limits in their individual permits unless
they are Members of a Compliance Association.Members are subject to the
aggregate and,under certain conditions,individual TN limits in Appendix A of
the Association's permit. Association Members are not subject to the TN limits
in their individual NPDES permits.
It is critical that each discharger's applicable TN limit accurately reflect its current
allocation and that the governing permit(whether the Association's or an
individual discharger's)be modified in a timely fashion to reflect any changes in
allocation that occur.
If a Member's allocation changes,Appendix A of the Association permit must be
modified to incorporate the change.The Association is required to notify the
Division each mid-year of any adjustments that are needed so that there is ample
time to modify the permit. (Changes in allocations/ limits become effective only
on the January 1 following the modification.)It is usually not critical in these
situations to modify the Members'individual permits,because those TN limits
are not applicable.These modifications can just as well be made when the permit
is renewed or reopened for more pressing reasons.
If a Member leaves the Association,it is critical that both the Association's and
the ex-Member's permits be modified. As mentioned earlier,the Association is
required to notify the Division in its mid-year report of such changes.
In addition,the Association is required to submit a report,concurrent with its
application for renewal,summarizing the individual allocations for all of its Co-
Permittee Members and all TN transactions for the previous five years.This
report will ensure that the Division and the Association maintain a complete and
accurate accounting of the Members'TN allocations.
Action Taken: None required.
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• Response to Comments (cont.) Neuse River Compliance Association,NCC000001
Linkage to Individual NPDES Permits
Comment: The EPA noted that every Co-Permittee's individual NPDES permit should have
language referencing membership in the Association and requested a schedule
for addition of such language to the Co-Permittee's permits.
Response: The Division has provided Region 4 with a draft of such language,for review
and comment.Permits in the Neuse River basin are up for renewal beginning in
January 2003,and the agreed-upon language will be incorporated into all of the
permits at that time.
Action Taken: No change in the Association permit is necessary.
Standard Permit Conditions
Comment: Both the EPA and the Association commented on the applicability of Parts II and
III,Standard Conditions for NPDES Permits,in the new permit.They pointed
out that these conditions pertain to the operation of and the discharge from
individual treatment facilities.Each of the Association's members owns and/or
operates treatment facilities and is already subject to the same standard
conditions in its individual NPDES permit.The Association,on the other hand,
is simply the governing body for this group of dischargers and should not be
subject to all of the standard conditions for dischargers.
The EPA indicated that it is appropriate to include the standard conditions in
this permit but that many(identified in their comments)should not apply to the
Association.
The Association proposed that an introductory paragraph be included in Part II
in order to clarify the intent of the permit and the applicability of the Standard
Conditions in this case.
Response: The Division agrees that many of the Part II and III Standard Conditions are not
applicable to the Association.The conditions may be of some value if left in the
Association permit,as a reminder of the conditions in the individual permits,so
long as it is clear that the Association will not be held accountable for actions by
its members that are properly addressed through their individual permits.
Action Taken: The final permit retains Parts II and III,Standard Conditions,in their entirety. In
addition,the Division has added a new condition to Part II specifying which of
these conditions(the same as in EPA's comments)do not all apply to the
Association and are not enforceable through this permit.
Allocation for Regionalized Facilities
Comment: The Association expressed concern that its members were not receiving proper
credit upon regionalizing certain treatment facilities.They noted that the
difference between the expected and the actual transfers of TN allocation would
amount to several million dollars if purchased from the Wetlands Restoration
Fund.They are willing to accept the reduced allocations but expect full credit in
the future.
Response: Group TN allocations have changed little since the EMC adopted temporary rule
changes in 2000;and individual allocations for the large dischargers have not
changed since that time. However,the individual allocations of most or all of the
small dischargers have shifted.
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•
Response to Comments (cont.) Neuse River Compliance Association,NCC000001
The Division made a diligent effort to correct the mistakes originally found in the
allocations.Still,we continued to find errors in the flow values used to calculate
the individual allocations.In most cases,the values we used were low because
they did not reflect"phased" flows that were allowed in the 1995 permits. As we
corrected these flows,the total permitted flow for the small discharger group
increased,but the group's TN allocation remained fixed.Consequently,the
dischargers'individual allocations varied as their proportion of the group's
permitted flow changed.
The Division submitted final nutrient rules to the Environmental Management
Commission at its October 2002 meeting.With the rule package we provided a
detailed list of each individual TN allocation as defined under the rule.We also
provided that reference list to the Association.To the best of our knowledge,the
list contains the corrected allocations for every discharger.We consider this to be
the definitive list of allocations for the Neuse point sources.
Action Taken: The Division will refer to the new allocations list when transferring TN
allocations in response to regionalizations or other transactions.The Division
will also update the Co-Permittee Members'individual TN allocations in
Appendix A to reflect the values in the master list.
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