HomeMy WebLinkAboutNC0026921_TX2014-0003_20140408NC NR
North Carolina Department of Environment and Natural Resources
Pat McCrory
Governor
April 8, 2014
CERTIFIED MAIL: 7012 2210 0002 3534 8505
RETURN RECEIPT .REQUESTED
Mayor Al McMillan
Town of Parkton
305 South Main Street
P.O. Box 55
Parkton, NC 28371
SUBJECT: Assessment of Civil Penalty for Violations of NC General Statute 143-215.1(a)(6) and
NPDES Permit No. NC0026921
Parkton WWTP
Robeson County
TX 2014-0003
Dear Mayor McMillan:
John E. Skvarla,;III -
Secretary.
This letter transmits a Civil Penalty assessment against Parkton WWTP in the amount of $ 0-71. S `t
($ tikbt Uri civil penalty + $ C, et enforcement costs).
This assessment is based upon the following facts. A review of the facility's toxicity self -monitoring data from the
quarter ending in December 2013 has been conducted. The review has shown Parkton WWTP to be in violation of the
90.0 % chronic toxicity effluent discharge -limitation found in NPDES Permit No. NC0026921. The facility's toxicity
self -monitoring reports for October 2013 through December 2013 revealed the following effluent toxicity permit limit
violations.
October 14, 2013
November 4, 2013
December 9, 2013
Fail (7 day P/F) non -compliant
58.1% (7 day chronic value) non -compliant
94.9% (7 day chronic value) compliant
The average chronic value for the quarter is 76.5%, which is below the chronic limit for the facility (90%).
Based upon the above fact(s), I conclude as a matter of law that Parkton WWTP violated the terns, conditions or
requirements of NPDES Permit No. NC0026921 and N.C.G.S 143-215.1(a)(6) in the manner and extent shown above.
Water Sciences Section
1621 Mail Service Center, Raleigh, North Carolina 27699-1621
Location: 4401 Reedy Creek Road, Raleigh, North Carolina 27607
Phone: 919.743-84001 FAX: 919-743-8517
Internet: portal.ncdenr,orghveblwglhome
An Equal Opportunity/Affirmative Action Employer
A civil penalty in accordance with the maximum established by N.C.G.S. 143-215.6A(a)(2), may be assessed against a
person who violates the terms, conditions or requirements of a permit required by N.C.G.S. 143-215,1(a),
Based upon the above findings of fact and conclusions of law, and in accordance with authority provided by the Secretary
of the Department of Environment and Natural Resources and the Director of the Division of. Water Resources, I, Cindy .
Moore, Supervisor, Aquatic Toxicology Branch, hereby make the following civil penalty assessment against Parkton
WWTP
$ dO .
For / of 7 violation(s) of G.S. 143-215.1(a)(6) and NPDES
Permit No. NC002 921, by discharging waste into the waters of the State in
violation of the facility's permit effluent limit for chronic toxicity for
October 14, 2013.
For ,:_) of c violation(s) of G.S. 143-215.1(a)(6) and NPDES
Permit No. NC0026921, by discharging waste into the waters of the State,in
violation of the facility's permit effluent limit for chronic toxicity for
November 4, 2013.
$ "2( T Enforcement costs.
$ U -) f . rV TOTAL AMOUNT DUE
Pursuant to G.S. 143-215.6A(c), in determining the amount of the penalty I have taken into account the Findings of Fact
and Conclusions of Law and the factors set forth at G.S. 143B-282.1(b), which are:
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
The degree and extent of harm to the natural resources of the State, to the public health, or to private property
resulting from the violation;
The duration and gravity of the violation;
The effect on ground or surface water quantity or quality or on air quality;
The cost of rectifying the damage;
The amount of money saved by noncompliance;
Whether the violation was committed willfully or intentionally;
The prior record of the violator in complying or failing to comply with programs over which The Environmental
Management Commission has regulatory authority; and
The cost to the State of the enforcement procedures.
Within thirty days receipt of this notice, you must do one of the following:
]. Submit payment of the penalty:
Payment should be made directly to the Department of Environment and Natural Resources (do not include
waiver form). Payment of the penalty will not foreclose enforcement action for any continuing or new
violation(s).
Water Sciences Section
1621 Mail Service Center, Raleigh, North Carolina 27699-1621
Location: 4401 Reedy Creek Road, Raleigh, North Carolina 27607
Phone: 919-743-84001 FAX: 919-743-8517
Internet portal.ncdenr.orglweblwglhome
An Equal Opportunity/Affirmative Action Employer
Form 1-1
NORTH CAROLINA DEPARTMENT OF ENVIRONMENT & NATURAL RESOURCES
INCIDENT INVESTIGATION
Supervisor send completed form to Division Incident and Injury Investigation Subcommittee.
(1/1 subcommittee chair to provide summary of this report to the division director's safety committee (DDSC) prior to the DDSC's scheduled meeting..)
Employee Name (s)
Billy A Dunlap Employee#
Employee #
60035228
Division: Water Resources
No. Of Private Parties Injured/Involved
'County Cumb Branch/Section/Unit: Water Quality Regional
Operations
No. Employees
Injured/involved:
Date of Incident: 4/10/14 Date Incident Reported: 4/9/14
Note: Form 19 (Employer's First Report of Occupational Injury/Illness) must be completed for each employee injured.
Part I: Incident Investigation (To be completed by Incident Investigation Team)
Description of Incident: (What happened?) Bill was on his way to start a day of animal inspections and calf was noted in the right roadside
Ditch. The calf was grazing and he slowed to 20-25 mph and observed the calf. When Bill was less than 40 feet away, the calf suddenly
Moved into the path of his vehicle. He was almost clear of the calf when the vehicle hit him with the left front quarter of the Ford Explorer
Vehicle # 45790-License # 5927. The calf got up and proceeded across the road and into the woods.
Root Cause of Incident (What caused it to happen?): Animals are unpredictable.
Corrective action: N/A
Person responsible for corrective action: N/A
PART II POST ACCIDENT TESTING (To be,completed by Incident Investigation Team)
Controlled substance and alcohol test are to be conducted following ANY ACCIDENT an employee is involved in while on duty where:
• A life was lost, or i.
• If operating a motor vehicle, the driver was cited for a moving traffic violation and individuals involved were transported for medical treatment, or
• If operating a motor vehicle, the driver'was cited for a moving traffic violation and a vehicle involved was disabled and removed from the scene by other than its own power.
YES NO
❑ Did any of the above conditions result from this accident?
❑ If the previous question was answered yes, was post -accident testing conducted in accordance with NCDENR's Controlled
Substance Abuse and Alcohol Misuse Policy and Procedure? If no, please state why no post -accident testing was conducted.
Investigation team members:
Investigating Supervisor's Signature: Date of Investigation
ID #:
Part III: Status of Corrective Action (To be completed by Incident and Injury Investigation Subcommittee)
Investigating Supervisor/Safety Officer:
Incident Subcommittee Members:
Has corrective action been completed?
Comments:
Subcommittee Chair: Subcommittee review date:
Use d to record information regarding an incident and corrective actions. The root cause and recommended corrective actions must be noted.
Please submit payment to the attention of:
Water Quality Permitting Section
Wastewater Branch
Division of Water Resources
1617 Mail Service Center
Raleigh, North Carolina 27699-1617
OR
Submit a written request for remission or mitigation including a detailed justification for such request.
Please be aware that a request for remission is limited to consideration of the five factors listed
below as they may relate to the reasonableness of the amount of the civil penalty assessed.
Requesting remission is not the proper procedure for contesting whether the violation(s) occurred
or the accuracy of any of the factual statements contained in the civil penalty assessment •
document. Because a remission request forecloses the option of an administrative hearing, such a
request must be accompanied by a waiver of your right to an administrative hearing and a
stipulation and agreement that no factual or legal issues are in dispute. Please prepare a detailed
statement that establishes why you believe the civil penalty should be remitted, and submit it to the
Division of Water Resources at the address listed below. In determining whether a remission
request will be approved, the following factors shall be considered:
one or more of the civil penalty assessment factors in G.S. 143B-282.1(b) were wrongfully
applied to the detriment of the petitioner;
the violator promptly abated continuing environmental damage resulting from the violation;
the violation was inadvertent or a result of an accident;
the violator had been assessed civil penalties for any previous violations;
payment of the civil penalty will prevent payment for the remaining necessary remedial actions.
Please note that all evidence presented in support of your request for remission must be submitted in writing. The
Director of the Division of Water Resources will review your evidence and inform you of his decision in the matter of
your remission request. The response will provide details regarding the case status, directions for
payment, and provision for further appeal of the penalty to the Environmental Management Commission's Committee
on Civil Penalty Remissions (Committee). Please be advised that the Committee cannot consider information that
was not part of the original remission request considered by the Director. Therefore, it is very important that you
prepare a complete and thorough statement in support of your request for remission.
In order to request remission, you must complete and submit the enclosed "Request for Remission of Civil Penalties
Waiver of Right to an Administrative Hearing and Stipulation of Facts" form within thirty (30) days of receipt of this
notice. The Division 'of Water Resources also requests that you complete and submit the enclosed "Justification for
Remission Request."
Water Sciences Section
1621 Mail Service Center, Raleigh, North Carolina 27699-1621
Location: 4401 Reedy Creek Road, Raleigh, North Carolina 27607
Phone: 919-743-84001 FAX 919-743-8517
Internet: portal.ncdenr.orglweblwglhome
An Equal Opportunity/Affirmative Action Employer
A. Personal Injuries
NatOrd'of;;In u les
❑ Amputation
❑ Burn
❑ Bruise
❑ Concussion
❑ Cut (Puncture
or Open)
❑ Rash
❑ Electric Shock
❑ Inhalation Injury
❑ Freezing/Frostbite
❑ Hearing Impairment
❑ Heat Exhaustion,
Sunstroke
❑ Hernia
❑ Scratches, Abrasions
❑ Strains/Sprains
❑ Fracture
❑ Insect Bites
❑ Other
Part s of Body Affected
❑ Head/Face
❑ Eyes-L or R
❑ Arm(s)-L or R
❑ Hand(s)/
Finger(s)-L or R
❑ Abdomen
❑ Back -Upper, Mid, Lower
❑ Chest
❑ Hips/Pelvis
❑ Shoulder-L or R
❑ Wrist-L or R
❑ Ankle-L or R
❑ Leg-L or R
❑ Feet/Toe(s)-L or R
❑ Knee-L or R
❑ Other
ource.of.lnju /Incident
❑ Animals
❑ Insects
❑ Slip
❑ Trip
❑ Chemical
Type
Part IV: Statistical Data -Personal Injury/Incident Factors (To be completed by Incident Investigation Team.)
0
0
0
0
0
0
0
0
0
Gases ❑ Motor vehicle accident 0
Lab Equipment
Extreme Temperatures
Motors
Electrical Devices
Starter/Batteries
Vegetation,
Sunburn
Heating App ratus
Fire/Smoke
Pipe
Hand Tool 1•
Type
❑ Power Tool
Type
❑ Hoisting Apparatus \
Type
❑ Ladder
❑ Liquids
Type
Severi of Injury
0 Fatal
❑ Permanent total disability
❑ Permanent partial
disability
❑ Temporary disability
0 First aid case
❑ Doctor visit only
B. Equipment Involving
Personal Injuries
Machines/Equipment
❑ Crushing, Pulverizing,
0 Mixing
❑ Drilling, Auger
0 Drilling, Turning
❑ Heavy Equipment
Type
0 Other
Vehicles/Machine
❑ Petroleum Product
❑ Passenger
❑ Pickup/Crew Cab Truck
❑ Vehicle Tailgate
❑ Trailer
❑ Handtruck/ Dollies
❑ Forklifts
❑ Tractors/ Power Ind.Truck
0 Other
Type,
C. Personal
Injury/Incident Type
Striking against Object
❑ Objects being handled
0 Moving & stationary
object
❑ Two moving objects
Collapsing material
Machine or machine parts
Other
Caught ln, Under or
Between
❑ Object being handled
❑ Moving & stationary
object
❑ Two moving objects
❑ Collapsing material
❑ machine or machine parts
❑ Other
Fall from Elevation
❑, From scaffold/ladder
❑ \From piled materials
0 From vehicles
❑ On,stairs
❑ Into`openings
❑ Other,,
Fall on same elevation
0 To walkway of working
surface
❑ Onto or against object
❑ Other
Struck by Object
❑ Tool or machine in use
❑ Falling or flying object
0 Tipping, slipping, or rolling
object
0 Object being handled by
another person
0 Other
Miscellaneous
❑ Foreign matter in eyes
0 Contact with electrical
current
0 Contact with electrical
current
❑ Other ❑
0
D. Cause(s) of ❑
Personalln'u /Incident
Unsafe Condition
0 Inadequate ventilation
❑ Insufficient workspace
0 Improper illumination
❑ Use of inadequate or
improper tool or
equipment
❑ Improper assignment of
personnel
Improperly positioned
0
CI
0
Inadequately secured
Unguarded, mechanical
Inadequate shoring
Electrical hazard
Unshielded radiation
Other •
No Unsafe Condition
Unsafe Act
❑ Cleaning, adjusting, oiling
or moving equipment
❑ Welding or repairing
equipment without proper
training
0 No LO/TO while working
on equipment/machine
0 Failure to use personal
protective equipment
❑ Failure to secure
❑ Failure to warn others
❑ Failure to shut off
equipment not in use
❑ Failure to place warning
signs, signals, etc.
0 Horseplay, fighting, etc.
❑ Improper use of
equipment
0 Overloading
' ❑ Improper handling
0 Inattention to footing or
surroundings
❑ Disconnecting or
changing safety devices
0
0
Jumping from elevations
Jump from vehicle, equip
Running
Throwing materials or
tools
Riding in unsafe position
Unnecessary exposure
under suspended loads
Operating at unsafe
speed
Improper backing
❑ Failure to obey traffic laws
0 Injecting or mixing
substances to create
hazard
0 Using unsafe equipment
0 No Unsafe Act Observed
0 Other
E. Safety Equipment
in Use
❑ Hard hat
❑ Safety glasses/goggles
❑ Respirator
0 Movable exhaust hood
0 Ear protection
0 Safety shoes
0 Lanyards & lifelines
0 Reflectorized vest
❑ Flags
❑ Buoyant work vest
❑ Chemical apron
❑ Faceshield.
❑ Gloves
❑ Seatbelt/shoulder harness
❑ Other restraining device
0 Other
0 Adequate Safety
Equipment Not Used
Equipment/Vehicle Accident or In Use at Time of Incident (Also complete Equi'p;,1 report (not for watercraft))
A. Roadway
Condition:
❑ Dry
0 Wet
❑ Snow/Ice
0 Mud
0 Other
Waterway Conditions:
❑ Sea State feet
0 Wind knots
0 Other:
B. Weather:
❑ Clear
❑ Cloudy
0 Fog
0 Misting
❑ Rain
0 Snow/Sleet/Ice
0 Smoke/Dust
C. Type of Equipment
Accident/Incident
❑ Turning
Backing
Rear -end Collision
Struck by other vehicle
Object dropped on vehicle
Hit stationary object
Ran off road
Passing
Moving from parked
position
Rolled from parked
position
Mechanical Failure
Hit animal
Overturned
0 Flying Object
0 Other
D. Cause of Equipment
Accident/Incident
❑ Operating at unsafe
speed
0 Improper backing
0 Failure to obey traffic laws
0 Injecting or mixing
substances creating
hazard
0 Using unsafe equipment
❑ Other
❑ No Unsafe Act Observed
Eotlrfonns should be submitted to the following address:
Water Sciences Section
Division of Water Resources
1621 Mail Service Center
Raleigh, NC 27699-1621
OR
3. File a petition for an administrative hearing with the Office of Administrative Hearings:
if you wish to contest any statement in the attached assessment document you must file a petitionfor an administrative
hearing. You may obtain the petition form from the Office of Administrative Hearings. You must file the petition with
the Office of Administrative Hearings within thirty (30) days of receipt of this notice. A petition is considered filed when
it is received in the Office of Administrative Hearings during normal office hours. The Office of Administrative Hearings
accepts flings Monday through Friday between the hours of 8:00 a.m. and 5:00 p.m., except far official state holidays.
The original and one (1) copy of the petition must be filed with the Office. of Administrative Hearings. The petitionmay
be faxed - provided the original and one copy of the document is received in the Office of Administrative Hearings within
five (5) business days following the faxed transmission. The mailing address for the Office of Administrative Hearings is:
Office of Administrative Hearings
6714 Mail Service Center
Raleigh, NC 27699-6714
Telephone (919) 431-3000 Facsimile: (919) 431-3100
A copy of the petition must also be served on DENR as follows:
Mr. Lacy Presnell, General Counsel
Departnient of Environment and Natural Resources
1601 Mail Service Center
Raleigh, NC 27699-1 601
Please indicate the case number (as found on page one of this letter) on the petition.
Failure to exercise one of the options above within thirty (30) days of receipt of this letter, as evidenced by. an internal
date/time received stamp (not a postmark), will result in this matter being referred to the Attorney General's Office for .
collection of the penalty through a civil action. Please be advised that additional penalties may be assessed for violations
that occur after the .review period of this assessment.
Water Sciences Section
1621 Mail Service Center, Raleigh, North Carolina 27699-1621
Location: 4401 Reedy Creek Road, Raleigh, North Carolina 27607
Phone: 919-743-84001FAX: 919-743-8517
Internet: portal.ncdenr.orghveb/vrglhome
An Equal Opportunity/Affirmative Action Ernployer
Please be advised that any continuing violation(s) may be the subject of a new enforcement action, including an additional
penalty. If you have any questions about this civil penalty assessment, please contact Mr. John Giorgino at 919.-743-8441
or me at 919-743-8442.
Date Cindy Moore, Supervisor Aquatic Toxicology Branch
Division of Water Resources, NCDENR
ATTACHMENTS
cc: Belinda Henson- Fayetteville Regional Office
Dale Lopez- Fayetteville Regional Office
Wastewater Branch File
Central Files
Water Sciences Section
1621 Mail Service Center, Raleigh, North Carolina 27699-1621
Location: 4401 Reedy Creek Road, Raleigh, North Carolina 27607
Phone: 919-743-84001FAX: 919-743-8517
Internet: portal.ncdenr.org/web/wgthome
An Equal Opportunity/Affirmative Action Employer
Form 1-1
NORTH CAROLINA DEPARTMENT OF ENVIRONMENT & NATURAL RESOURCES
INCIDENT INVESTIGATION
Supervisor send completed form to Division Incident and Injury Investigation Subcommittee.
(I/1 subcommittee chair to provide summary of this report to the division director's safety committee (DDSC) prior to the DDSC's scheduled meeting..)
Employee Name (s) Billy A Dunlap Employee #
v, Employee #
60035228
Division: Water Resources
No. Of Private Parties Injured/Involved
County Comb Branch/Section/Unit: Water Quality Regional
Operations
No. Employees
Injured/involved:
Date of Incident: 4/10/14 Date Incident Reported: 4/10/14
Note: Form 19 (Employer's First Report of Occupational Injury/Illness) must be;completed for each employee injured.
Part I: Incident Investigation (To be completed by Incident Investigation Team)
Description of Incident: (What happened?) Bill was on his way to start a day of animal inspections and calf was noted in the right roadside
Ditch. The calf was grazing and he slowed to 20-25 mph and observed, the calf. When Bill was less than 40 feet away, the calf suddenly
Moved into the path of his vehicle. He was almost clear of the calf wheri,.the vehicle hit him with the left front quarter of the Ford Explorer
Vehicle # 45790-License # 5927. The calf got up and proceeded across the road and into the woods.
Root Cause of Incident (What caused it to happen?): Animals are unpredictable.
Corrective action: N/A
Person responsible for corrective action: N/A
PART II POST ACCIDENT TESTING (To be completed by Incident Investigation Team)
Controlled substance and alcohol test are to be conducted following ANY ACCIDENT an employee is involved in while on duty where:
• A life was lost, or
If operating a motor vehicle, the driver was cited for a moving traffic violation and individuals involved were transported for medical treatment, or
If operating a motor vehicle, the driver was cited for a moving traffic violation and a vehicle involved was disabled and removed from the scene by other than its own power.
YES NO
❑ ❑ Did any of the above conditions result from this accident?
❑ ❑ If the previous question was answered yes, was post, -'accident testing conducted in accordance with NCDENR's Controlled
Substance Abuse and Alcohol Misuse Policy and Procedure? If no, please state why no post -accident testing was conducted.
Investigation team members:
Investigating Supervisor's Signature: Date of Investigation
ID #:
Part III: Status of Corrective Action (To be completed by Incident and Injuty Investigation Subcommittee)
Investigating Supervisor/Safety Officer:
Incident Subcommittee Members:
Has corrective action been completed?
Comments:
Subcommittee Chair: Subcommittee review date:
Use d to record information regarding an incident and corrective actions. The root cause and recommended corrective actions must be noted.