HomeMy WebLinkAboutWQCS00210_NOI_NOV2021PC0451_20210913R.OY COOPER.
Governor
ELIZABETH S. BISER
Secretary
S. DANIEL SMITH
Director
CERTIFIED MAIL #7020 1810 0001 2074 9239
RETURN RECEIPT REQUESTED
Daniel Davis, Director of Public Utilities
Town of Beech Mountain
510 Beech Mountain Parkway
Beech Mountain, NC 28604-8012
NORTH CAROLINA
Environmental Quality
September 13, 2021
SUBJECT: NOTICE OF VIOLATION & INTENT TO ASSESS CIVIL PENALTY
Tracking Number: NOV-2021-PC-0451
Permit No. WQCS00210
Beech Mountain Collection System
Watauga County
Dear Permittee:
The North Carolina Division of Water Resources conducted an inspection of the Beech Mountain Collection System
on August 10, 2021. This inspection was conducted to verify that the facility is operating in compliance with the
conditions and limitations specified in Collection System Permit No. WQCS00210. A summary of the findings and
comments noted during the inspection are provided in the enclosed copy of the inspection report.
This inspection was conducted by Division of Water Resources staff from the Winston-Salem Regional Office. The
following violation(s) were noted during the inspection:
Inspection Area
Description of Violation
Part I. Performance Standards
Paragraph 4, Sewer Use Ordinance
Operators could not provide during inspection.
Paragraph 5. FOG Education & Enforcement
No FOG education or enforcement program.
Paragraph 6. Capital Improvement Plan
Operators could not provide during inspection.
Paragraph 8. Pump Station Contingency Plan
Operators could not provide during inspection.
Paragraph 10. Pump Station Security
Pump station #2 Klonteska insufficiently secured.
Paragraph 11. Pump Station Alarms/Detection
Systems
Alarms/communication system at pump station #2
Klonteska failed to operate properly.
Part II. Operations & Maintenance Requirements
Paragraph 2. Review of Records
Review undocumented and unverifiable.
NORTH
D E
Dopartmem of Envimnmomni au.i`
North Carolina Department of Environmental Quality Division of Water Resources
Winston-Salem Regional Office 450 West Hanes Mill Road, Suite 300 I Winston-Salem, North Carolina 27105
336.776.9800
Paragraph 4. Pump Station Inspections
Required checks not being performed or documented.
Paragraph 8. Line Cleaning
Data for 2018-2020 was not provided during inspection.
Part III. Records
Paragraph 1. Required records
Not all required records are being kept/maintained.
Paragraph 2. SSO/Complaint Records
Incomplete records — no press releases/public notices.
Paragraph 3. System Map
Comprehensive system map not provided during
inspection.
Part V. Inspections
Paragraph 1. System Inspections
Insufficient inspection or documentation thereof.
Paragraph 3. Annual General Observation
Insufficient actions or documentation thereof.
Paragraph 4. High Priority Line Inspections
Not all high priority lines have been identified/inspected.
You are hereby reminded that pursuant to NC General Statute 143-215.6A, a civil penalty of not more than twenty-
five thousand dollars ($25,000) may be assessed against any person who violates or fails to act in accordance with
the terms, conditions, or requirements of a permit issued pursuant to NC General Statute 143-215.1. If you wish to
provide additional information regarding the noted violation(s), request technical assistance, or discuss overall
compliance, please respond in writing within ten (10) business days after receipt of this notice. Your response will
be considered in determining whether civil penalties will be assessed. If no response is received in this office
within the 10-day period, a civil penalty may be assessed at that time. If the violations are of a continuing
nature, not related to operation and/or maintenance problems, and you anticipate remedial construction activities,
then you may wish to consider applying for a Special Order by Consent (SOC).
If you have any questions or concerns, please do not hesitate to contact Ron Boone with the Water Quality
Regional Operations Section in the Winston-Salem Regional Office at 336-776-9800.
Attachments:
Compliance Inspection Report
cc: Laserfiche
LD_E
NORTH CAROLINA
Department of Environmental quaky
Sincerely,
DocuSigned by:
L—Jn. 'T. <Jn,lkts-
\145B49E225C94EA...
Lon T. Snider, Regional Supervisor
Water Quality Regional Operations Section
Winston-Salem Regional Office
Division of Water Resources, NCDEQ
North Carolina Department of Environmental Quality j Division of Water Resources
Winston-Salem Regional Office 1450 West Hanes Mill Road, Suite 300 I Winston-Salem, North Carolina 27105
336.776.9800
Compliance Inspection Report
Permit: WQCS00210 Effective: 02/01/15 Expiration: 01/31/23 Owner : Town of Beech Mountain
SOC: Effective: Expiration: Facility: Beech Mountain Collection System
County: Watauga 364 Locust Ridge Rd
Region: Winston-Salem
Contact Person: Daniel Davis
Directions to Facility:
Beech Mountain NC 28604
Title: Phone: 828-387-9282
System Classifications: CS1,
Primary ORC: Certification: Phone:
Secondary ORC(s):
On -Site Representative(s):
Related Permits:
NC0022730
NC0069761
Town of Beech Mountain - Grassy Gap Creek WWTP
Town of Beech Mountain - Pond Creek WWTP
Inspection Date: 08/10/2021
Entry Time 10:30AM Exit Time: 12:30PM
Primary Inspector: Ron Boone Phone: 336-776-9690
Secondary Inspector(s):
Patricia Lowery
Reason for Inspection: Routine Inspection Type: Collection System Inspect Non Sampling
Permit Inspection Type: Collection system management and operation
Facility Status: ❑ Compliant Not Compliant
Question Areas:
▪ Miscellaneous Questions
▪ Capital Improvement Plan
▪ Inspections
▪ Pump Stations
(See attachment summary)
▪ General
▪ Map
▪ Spill Response Plan
▪ Sewer & FOG Ordinances
▪ Reporting Requirements
▪ Spills
Page 1 of 9
Permit: WQCS00210 Owner - Facility:Town of Beech Mountain
Inspection Date: 08/10/2021
Inspection Type : Collection System Inspect Non Sampling Reason for Visit: Routine
Inspection Summary:
Ron Boone and Tricia Lowery of the NC Division of Water Resources, Winston-Salem Regional Office conducted a
compliance evaluation inspection of the Town of Beech Mountain's wastewater collection system on August 10, 2021.
Matthew Clawson, Joseph Townsend, and Leroy Wright, operators of the collection system, were present for the inspection.
Results of the inspection are summarized in the following paragraphs:
PERMIT PART I, PERFORMANCE STANDARDS
Part I, Paragraph 2, requires the wastewater collection system shall be effectively managed, maintained and operated at all
times.
Observations: System is operated effectively to minimize spills. Only one spill reported in each of the previous three years.
However, the town had many permit violations as detailed below.
Compliance Status: Compliant
Part I, Paragraph 4, the Permittee shall establish an effective sewer use ordinance (SUO).
Observations: Mr. Clawson could not provide a SUO during the inspection.
Compliance Status: Noncompliant
Part I, Paragraph 5, requires the Permittee to develop and implement an educational and enforceable fats, oils and grease
(FOG) program.
Observations: FOG program wholly insufficient. Very litte to no efforts to educate public or enforce FOG control. What
actions have been taken are completely undocumented.
Compliance Status: Noncompliant
Part I, Paragraph 6, requires the Permittee to adopt and implement a Capital Improvement Plan (CIP).
Observations: Mr. Clawson could NOT provide an officially adopted CIP during the inspection.
Compliance Status: Noncompliant
Part I, Paragraph 7 requires there be no overflow or bypass structures within the system.
Observations: No such structures were identified during the inspection.
Compliance Status: Compliant
Part I, Paragraph 8 requires the Permittee to maintain a contingency plan for pump failure.
Observations: Mr. Clawson was not able to provide a pump station contingency plan during the inspection.
Compliance Status: Noncompliant
Part I, Paragraph 9 requires each pump station be clearly and conspicuously posted.
Observations: The one pump station visited during the inspection, #2 Klonteska, has an acceptable sign. The status of signs
at the other four pump stations is unknown but operators stated all stations have similar signage.
Compliance Status: Compliant
Part I, Paragraph 10 requires pump station sites, equipment and components shall have restricted access, as per 15A
NCAC 02T .305(h)(4).
Observations: The security fence for the #2 Klonteska PS is in very poor condition and, in fact, has completely fallen down
on the back side of the station. Additionally, none of the access points were properly secured. The security status of the
other four lift stations is unknown.
Compliance Status: Noncompliant
Part I, Paragraph 11 requires pump stations that do not employ an automatic polling feature to have both audible and visual
high water alarms.
Observations: The one pump station visited during the inspection, #2 Klonteska, does have, according to operators, some
form of telemetry/SCADA, but neither the installed audible and visual alarms, nor the telemetry/SCADA systems, operated
properly when tested by activating the PS's high level float. The status of the monitoring and alarm systems at the other four
stations is unknown.
Compliance Status: Noncompliant
PERMIT PART II OPERATION AND MAINTENANCE REQUIREMENTS
Part II, Paragraph 1 requires the Permittee to designate and employ a certified operator to be in responsible charge (ORC)
and one or more certified operator(s) to be back-up ORC(s).
Observations: Operators have been properly designated.
Compliance Status: Compliant
Part II, Paragraph 2 requires the Permittee to develop and adhere to a schedule for reviewing all inspection, maintenance,
Page 2 of 9
Permit: WQCS00210 Owner - Facility:Town of Beech Mountain
Inspection Date: 08/10/2021
Inspection Type : Collection System Inspect Non Sampling Reason for Visit: Routine
operational and complaint logs.
Observations: Mr. Clawson stated he conducts reviews of all such records every three months or so, but his reviews are not
documented. The town needs to ensure all such reviews are properly documented. Reviewers should, at a minimum, sign or
initial and date every piece of documenation they review.
Compliance Status: Noncompliant
Part II, Paragraph 3 requires the Permittee to develop and adhere to a schedule for testing emergency and standby
equipment.
Observations: Operators stated PS generators are exercised weekly. These activities must also be fully documented as
required under Permit Condition III, Paragraph 1.
Compliance Status: Compliant
Part II, Paragraph 4 requires the Permittee to develop and implement a routine pump station inspection and maintenance
program.
Observations: The PS inspection logs do NOT include all the required information.
Compliance Status: Noncompliant
Part II, Paragraph 5 requires at least one fully operational spare pump to be maintained on hand for each PS without PS
reliability.
Observations: According to Mr. Clawson there are no simplex pump stations in the system and all duplex pump stations in
the system meet the reliability requirements.
Compliance Status: Compliant
Part II, Paragraph 6 requires the Permittee to maintain on hand at least two percent of the number of pumps installed, but no
less than two pumps, that discharge to a pressure sewer and serve a single building.
Observations: According to Mr. Clawson there are no simplex pump stations in the system.
Compliance Status: Not applicable
Part II, Paragraph 7 requires that rights -of -way and/or easements be properly maintained to allow unhindered accessibility to
the wastewater collection system.
Observations: According to Mr. Clawson, ROWs are maintained on an as needed basis. None were observed during the
inspection that were insufficiently maintained but records of ROW maintenance activities are meager, at best.
Compliance Status: Compliant
Part II, Paragraph 8 requires the Permittee assess cleaning needs, and develop and implement a program for appropriately
cleaning at least 10 percent of the system each year.
Observations: The permit's system description indicates the system has 60 miles of gravity sewer. Therefore, the annual
cleaning requirement is 6 miles, or 31,680 feet. The October 2017 inspection indicates the town did clean the required ten
percent that year, but it is unknown whether the town met the requirement in 2018-2020, as none of the data was readily
available during the inspection. Please provide totals of line cleaned for 2018-2020 in your response to this inspection report.
Compliance Status: Noncompliant
Part II, Paragraph 9 requires adequate measures to be taken to contain and properly dispose of materials associated with
SSOs. The Permittee shall maintain a Response Action Plan.
Observations: An acceptable spill response action plan was reviewed during the inspection.
Compliance Status: Compliant
Part II, Paragraph 10 requires the Permittee, or their authorized representative, to conduct an on -site evaluation for SSOs as
soon as possible, but no more than two hours after first knowledge.
Observations: No conditions were observed during the inspection, or in the processing of past reported SSOs, that indicate
noncompliance with this reqiurement.
Compliance Status: Compliant
Part II, Paragraph 11 requires the Permittee to restore system operation, remove visible solids and paper, sanitize ground
area and restore the surroundings in response to all SSOs.
Observations: No conditions were observed during the inspection, or in the processing of past reported SSOs, that indicate
noncompliance with this requirement.
Compliance Status: Compliant
PERMIT PART III, RECORDS
Part III, Paragraph 1 requires that records be maintained to document compliance for of three years.
Observations: Sufficient records were not available for: 1(5) — FOG Program; 11(2) — Records Review; 11(4) — Pump Station
Inspections; 11(7) — ROW Maintenance, 11(8) — Line Cleaning; V(1) — System Inspections; and, V(3)—Annual General
Page 3 of 9
Permit: WQCS00210 Owner - Facility:Town of Beech Mountain
Inspection Date: 08/10/2021
Inspection Type : Collection System Inspect Non Sampling Reason for Visit: Routine
Observation, V(4) High Priority Line inspections.
Compliance Status: Noncompliant
Part III, Paragraph 2 requires the Permittee to maintain adequate records pertaining to SSOs, and complaints for a minimum
of three years.
Observations: Mr. Clawson had SSO records but did NOT have press releases or public notices as required by NCGS
143-215.1C. Complaint records are saved in a workorder database and are considered sufficient
Compliance Status: Noncompliant
Part III, Paragraph 3 requires the Permittee to maintain an up-to-date, accurate, comprehensive map.
Observations: According to operators, the system is fully mapped using computer software and all required attributes are
saved using available information. A single comprehensive system map was NOT presented during the inspection. Please
provide a copy of the comprehensive system map along with your written response to this letter. Since the permit gives the
permittee 10 years to complete the map and the permit was originally issued in 2001, the system map should be complete
in accordance with this permit condition.
Compliance Status: Noncompliant
Part III, Paragraph 4 requires the Permittee to maintain records of all of the modifications and extensions to the collection
system permitted herein.
Observations: Operators fully acknowledged this requirement and no conditions demonstrating noncompliance were
observed during the inspection.
Compliance Status: Compliant
PERMIT PART IV, MONITORING AND REPORTING REQUIREMENTS
Part IV, Paragraph 1 requires any monitoring deemed necessary to ensure surface water and groundwater protection will be
established, and an acceptable sampling and reporting schedule shall be followed.
Observations: No conditions demonstrating noncompliance with this condition were observed.
Compliance Status: Compliant
Part IV, Paragraph 2 requires the Permittee to verbally report to a Division of Water Resources staff member at the
Winston-Salem Regional Office as soon as possible but in no case more than 24 hours following the occurrence or first
knowledge of the occurrence of SSOs.
Observations: No conditions were observed that indicate noncompliance with this requirement.
Compliance Status: Compliant
Part IV, Paragraph 3 requires the Permittee to meet the annual reporting and notification requirements provided in North
Carolina General Statute §143-215.1 C.
Observations: Total daily flow is <200,000 gallons per day. Therefore, an annual report is not required.
Compliance Status: Compliant
PERMIT PART V, INSPECTIONS
Part V, Paragraph 1 requires the Permittee to inspect the collection system regularly to reduce the risk of malfunctions and
deterioration, operator errors, and other issues that may cause or lead to the release of wastes to the environment, threaten
human health or create nuisance conditions.
Observations: Given the observations enumerated above and below this permit condition, the inspector believes the
permittee to be noncompliant with this permit condition.
Compliance Status: Noncompliant
Part V, Paragraph 2 requires that pump stations without SCADA systems or telemetry shall be inspected everyday. Pump
stations equipped with SCADA or telemetry systems shall be inspected at least weekly.
Observations: Operators stated all five pump stations have telemetry and all are inspected weekly.
Compliance Status: Compliant
Part V, Paragraph 3 requires a general observation of the entire collection system shall be performed throughout the course
of every year.
Observations: Operators stated they believe the entire system is observed over the course of each year but there is no
documentation of this activity.
Compliance Status: Noncompliant
Part V, Paragraph 4 requires inspections of all high priority lines at least once per every six-month period of time.
Observations: Mr. Clawson has a list of four high priority lines (HPLs) and they are each inspected once quarterly. However,
there are likely more HPLs that have not been properly identified and inspected because they were NOT aware of the
permit's definition of a HPL. The town must fully re-examine the entire system for additional HPLs as defined by the permit
Page 4 of 9
Permit: WQCS00210 Owner - Facility:Town of Beech Mountain
Inspection Date: 08/10/2021
Inspection Type : Collection System Inspect Non Sampling Reason for Visit: Routine
and begin to properly inspect them as required. Please provide an updated list of high priority lines along with your written
response to this notice.
Compliance Status: Noncompliant
Page 5 of 9
Permit: WQCS00210 Owner - Facility:Town of Beech Mountain
Inspection Date: 08/10/2021
Inspection Type : Collection System Inspect Non Sampling Reason for Visit: Routine
General
Is there a properly designated primary ORC and at least one back-up of proper grade?
Are logs being reviewed by the system management or owner on a regular basis?
# What is that frequency?
# Are there any issues being addressed currently or any in the planning stages?
Is there a specific pump failure plan available for all pump stations?
Does plan indicate if pump parts/new pumps are in spare parts/equipment inventory?
Are new/significantly upgraded pump stations equipped with anti -corrosion materials?
Does the permittee have a copy of their permit?
# Is permit expiring within the next 6 months?
If Yes, has the Permittee applied for renewal?
Comment: Refer to summary.
Sewer and FOG Ordinances
Is Sewer Use Ordinance (SUO) or other Legal Authority available?
Does it appear that the Sewer Use Ordinance is enforced?
Is there a Grease Control Program that legally requires grease control devices?
What is the standard grease trap cleaning requirement in the FOG ordinance?
Is Grease Control Program enforced via periodic inspections/records review?
Is action taken against violators?
# Have satellite systems adopted an equivalent or more stringent ordinance?
Is grease/sewer education program documented with req'd customer distribution?
# Are other types of education tools used like websites, booths, special meetings, etc?
If Yes, what are they? (This can reduce mailing to annual.)
Comment: Refer to summary.
Capital Improvement Plan
Has a Capital (CIP) or System Improvement Plan been developed and adopted?
Is it designated for wastewater only or does it have a dedicated section?
Does CIP cover three to five year period of earmarked improvements?
Does CIP include description of project area?
Does CIP include description of existing facilities?
Does CIP include known deficiencies?
Does CIP include forecasted future needs?
Comment: Refer to summary.
Map
Yes No NA NE
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Yes No NA NE
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Yes No NA NE
Page 6 of 9
Permit: WQCS00210 Owner - Facility:Town of Beech Mountain
Inspection Date: 08/10/2021
Inspection Type : Collection System Inspect Non Sampling Reason for Visit: Routine
Is there a overall sewer system map?
Does the map include:
Pipe Type (GS/FM)
Pipe sizes
Pipe materials (PVC, DIP, etc)
Pipe location
Flow direction
Approximate pipe age
Pump station ID, location and capacity
# Force main air release valve location & type
# Location of satellite connections
Is the map being updated for changes/additions within 1 year of activation?
Comment: Refer to summary.
Reporting Requirements
# Have there been any sewer spills in the past 3 years?
If Yes, were they reported to the Division if meeting the reportable criteria?
If applicable, is there documentation of press releases and public notices issued?
Is an Annual Wastewater Performance Report being filed with the Division, if required?
Is the report being made available to all its sewer customers?
# How is it being made available?
Comment: Refer to summary.
Inspections
Are adequate maintenance records maintained?
Are pump stations being inspected at the required frequency?
# Is at least one complete functionality test conducted weekly per pump station?
Is there a system or plan in place to observe the entire system annually?
Is the annual inspection documented?
# Does the system have any high -priority lines/locations?
Are inspections of HPL documented at least every 6 months?
Are new lines being added to the HPL list when found or created?
Comment: Refer to summary.
Spill Response Action Plan
Is a Spill Response Action Plan available?
Is a Spill Response Action Plan available for all personnel?
Does the plan include:
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▪ •
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Yes No NA NE
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N/A
Yes No NA NE
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Yes No NA NE
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Page 7 of 9
Permit: WQCS00210 Owner - Facility:Town of Beech Mountain
Inspection Date: 08/10/2021
Inspection Type : Collection System Inspect Non Sampling Reason for Visit: Routine
24-hour contact numbers
Response time
Equipment list and spare parts inventory
Access to cleaning equipment
Access to construction crews, contractors, and/or engineers
Source of emergency funds
Site sanitation and cleanup materials
Post-overflow/spill assessment
Does the Permittee appear to respond within 2 hours of first knowledge of a spill?
Comment: Refer to summary.
Spills
Is system free of known points of bypass?
If No, describe type of bypass and location
Are all spills or sewer related issues/complaints documented?
# Are there repeated overflows/problems (2 or more in 12 months) at same location?
# If Yes, is there a corrective action plan?
Comment: Refer to summary.
Pump Stations
Please list the Pump Stations Inspected:
#2 Klonteska
# Number of duplex or larger pump stations in system
# Number of vacuum stations in system
# Number of simplex pump stations in system
# Number of simplex pump stations in system serving more than one building
How many pump/vacuum stations have:
# A two-way "auto polling" communication system (SCADA) installed?
# A simple one-way telemetry/communication system (auto -dialer) installed?
For pump stations inspected:
Are they secure with restricted access?
Were they free of by-pass structures/pipes?
Were wet wells free of excessive grease/debris?
# Do they all have telemetry installed?
Is the communication system functional?
Is a 24-hour notification sign posted ?
Does the sign include:
Owner Name?
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Yes No NA NE
5
0
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0
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Page 8 of 9
Permit: WQCS00210 Owner - Facility:Town of Beech Mountain
Inspection Date: 08/10/2021
Inspection Type : Collection System Inspect Non Sampling Reason for Visit: Routine
Pump station identifier?
# Address?
Instructions for notification?
24-hour emergency contact numbers?
Are audio and visual alarms present?
Are audio and visual alarms operable?
# Is there a backup generator or bypass pump connected?
If tested during inspection, did it function properly?
Is the back-up system tested at least bi-annually under normal operating conditions?
# Does it have a dedicated connection for a portable generator?
# Is the owner relying on portable units in the event of a power outage?
# If Yes, is there a distribution plan?
If Yes, what resources (Units/Staff/Vehicles/etc) are included in Plan?
Refer to summary.
# Does Permittee have the approved percentage of replacement simplex pumps?
Is recordkeeping of pump station inspection and maintenance program adequate?
Do pump station logs include at a minimum:
Inside and outside cleaning and debris removal?
Inspecting and exercising all valves?
Inspecting and lubricating pumps and other equipment?
Inspecting alarms, telemetry and auxiliary equipment?
Comment: Refer to summary.
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Page 9 of 9