WQ0015461_PC-2021-0004_20210129

DIVISION OF WATER RESOURCES - CIVIL PENALTY ASSESSMENT
Violator: Russell Harrison Hackett Heirs
Facility Name: Caraway Speedway WWTF
Permit Number: W00015491
County: Randolph
Case Number: PC-2021-0004
ASSESSMENT FACTORS
1) The degree and extent of harm to the natural resources of the State, to the public health, or to private
property resulting from the violation;
No documented harm was done to natural resources, to public health, or to private property.
2) The duration and gravity of the violation;
Late or missing monthly reports, Non Discharge Monitoring Reports and Non Discharge Application Reports, have been
chronically late for many years. This violation has been noted in a previous Notice oflntent to Enforce dated April 2, 2018,
a Notice of Deficiency dated January 23, 219, and Notice of Violations dated May 4, 2020, August 21, 2020, September 9,
2020, and October 28, 2020.
3) The effect on ground or surface water quantity or quality or on air quality;
No documented effects ofground or surface water quantity or quality or on air quality.
4) The cost of rectifying the damage;
Unknown at this time.
5) The amount of money saved by noncompliance;
Unknown at this time.
6) Whether the violation was committed willfully or intentionally;
The permittee received multiple notices that of the requirements for submitting monthly reporting forms.
7) The prior record of the violator in complying or failing to comply with programs over which the
Environmental Management Commission has regulatory authority; and
There have been two previous civil penalty assessments, and the facility was noncompliant during 2019, 2018, 2017, and
2015 inspections.
8) The cost to the State of the enforcement procedures.
$103.70
uSSiigneedd by:
1/29/2021
1�Doc
2D3CE3F187456...
Date Lon T. Snider, Regional Supervisor
Water Quality Regional Operations Section
Winston-Salem Regional Office
Division of Water Resources, NCDEQ

ROY COOPER
Governor
MICHAEL S. REGAN
Secretary
S. DANIEL SMITH
Director
Certified Mail # 7018 1130 00001608 2422
Return Receipt Requested
Darren A Hackett, Heir
Russell Harrison Hackett, Heir
2518 Race Track Road
Sophia, NC 27350
NORTH CAROLINA
EnWranmmral Quality
January 28, 2021
SUBJECT: Notice of Violation and Assessment of Civil Penalty
for Violations of Non -discharge Permit No. WQ0015491
Russell Harrison Hackett Heirs
Caraway Speedway WWTF
Case No. PC-2021-0004
Randolph County
Dear Permittee:
This letter transmits a Notice of Violation and assessment of civil penalty in the amount of $403.70 ($300.00 civil penalty
+ $103.70 enforcement costs) against Russell Harrison Hackett Heirs.
This assessment is based upon the following facts: a review has been conducted of the Non -Discharge Application Report
(NDARI) and the Non -Discharge Monitoring Report (NDMR) submitted by Russell Harrison Hackett Heirs for the month of
August 2020. This review has shown the subject facility to be in violation of the limitations and/or monitoring requirements
found in Non -discharge Permit No. WQ0015491. The violations, which occurred in August 2020, are summarized in
Attachment A to this letter.
Based upon the above facts, I conclude as a matter of law that Russell Harrison Hackett Heirs violated the terms,
conditions or requirements of Non -discharge Permit No. WQ0015491 in the manner and extent shown in Attachment A.
In accordance with the maximums established by G.S. 143-215.6A(a)(2), a civil penalty may be assessed against any
person who violates the terms, conditions or requirements of a permit required by G.S. 143-215.1(a).
D: Q
North CamEna Department of Environmental Quality II Division of Water Resou roes
WmsWnSaiem Regona! Office j 450 West Hones ME Road, Suite 3DD 11ti mstonSs�-m, North Caroi ne 27105
336776-SWO

Based upon the above findings of fact and conclusions of law, and in accordance with authority provided by the
Secretary of the Department of Environmental Quality and the Director of the Division of Water Resources, I, Lon T.
Snider, Regional Supervisor, Winston-Salem Regional Office hereby make the following civil penalty assessment against
Russell Harrison Hackett Heirs:
$150.00 For 1 of the 1 failures to submit NDARI monitoring reports or portions of monitoring reports in violation
of Permit No. WQ0015491.
$150.00 For 1 of the 1 failures to submit NDMR monitoring reports or portions of monitoring reports in violation
of Permit No. WQ0015491.
$300.00 TOTAL CIVIL PENALTY
$103.70 Enforcement Costs
$403.70 TOTAL AMOUNT DUE
Pursuant to G.S. 143-215.6A(c), in determining the amount of the penalty I have taken into account the Findings of Fact and
Conclusions of Law and the factors set forth at G.S. 143B-282.1(b), which are:
(1) The degree and extent of harm to the natural resources of the State, to the public health, or to private property
resulting from the violation;
(2) The duration and gravity of the violation;
(3) The effect on ground or surface water quantity or quality or on air quality;
(4) The cost of rectifying the damage;
(5) The amount of money saved by noncompliance;
(6) Whether the violation was committed willfully or intentionally;
(7) The prior record of the violator in complying or failing to comply with programs over which the Environmental
Management Commission has regulatory authority; and
(8) The cost to the State of the enforcement procedures.
Within thirty (30) days of receipt of this notice, you must do one of the following:
(1) Submit payment of the penalty, OR
(2) Submit a written request for remission, OR
(3) Submit a written request for an administrative hearing
Option 1: Submit payment of the penalty:
Payment should be made directly to the order of the Department of Environmental Quality (do not include waiver
form). Payment of the penalty will not foreclose further enforcement action for any continuing or new violation(s).
Please submit payment to the attention of.
Non -Discharge Branch
Division of Water Resources
1617 Mail Service Center
Raleigh, North Carolina 27699-1617

Option 2: Submit a written request for remission or mitigation including a detailed justification for such
request:
Please be aware that a request for remission is limited to consideration of the five factors listed below as they may
relate to the reasonableness of the amount of the civil penalty assessed. Requesting remission is not the proper
procedure for contesting whether the violation(s) occurred or the accuracy of any of the factual statements contained in
the civil penalty assessment document. Because a remission request forecloses the option of an administrative hearing,
such a request must be accompanied by a waiver of your right to an administrative hearing and a stipulation and
agreement that no factual or legal issues are in dispute. Please prepare a detailed statement that establishes why you
believe the civil penalty should be remitted, and submit it to the Division of Water Resources at the address listed below.
In determining whether a remission request will be approved, the following factors shall be considered:
(1) whether one or more of the civil penalty assessment factors in NCGS 14313-282.1(b) was wrongfully
applied to the detriment of the petitioner;
(2) whether the violator promptly abated continuing environmental damage resulting from the violation;
(3) whether the violation was inadvertent or a result of an accident;
(4) whether the violator had been assessed civil penalties for any previous violations; or
(5) whether payment of the civil penalty will prevent payment for the remaining necessary remedial actions.
Please note that all evidence presented in support of your request for remission must be submitted in writing. The
Director of the Division of Water Resources will review your evidence and inform you of his decision in the matter of
your remission request. The response will provide details regarding the case status, directions for payment, and
provision for further appeal of the penalty to the Environmental Management Commission's Committee on Civil Penalty
Remissions (Committee). Please be advised that the Committee cannot consider information that was not part of the
original remission request considered by the Director. Therefore, it is very important that you prepare a complete and
thorough statement in support of your request for remission.
In order to request remission, you must complete and submit the enclosed "Request for Remission of Civil Penalties,
Waiver of Right to an Administrative Hearing, and Stipulation of Facts" form within thirty (30) days of receipt of this
notice. The Division of Water Resources also requests that you complete and submit the enclosed "Justification for
Remission Request."
Both forms should be submitted to the following address:
Non -Discharge Branch
Division of Water Resources
1617 Mail Service Center
Raleigh, North Carolina 27699-1617
Option 3: File a petition for an administrative hearing with the Office of Administrative Hearings:
If you wish to contest any statement in the attached assessment document, you must file a petition for an administrative
hearing. You may obtain the petition form from the Office of Administrative Hearings. You must file the petition with
the Office of Administrative Hearings within thirty (30) days of receipt of this notice. A petition is considered filed
when it is received in the Office of Administrative Hearings during normal office hours. The Office of Administrative
Hearings accepts filings Monday through Friday between the hours of 8:00 a.m. and 5:00 p.m., except for official state
holidays. The petition may be filed by facsimile (fax) or electronic mail by an attached file (with restrictions) - provided
the signed original, one (1) copy and a filing fee (if a filing fee is required by NCGS §150B-23.2) is received in the
Office of Administrative Hearings within seven (7) business days following the faxed or electronic transmission. You
should contact the Office of Administrative Hearings with all questions regarding the filing fee and/or the details of the
filing process.

The mailing address and telephone and fax numbers for the Office of Administrative Hearings are as follows:
6714 Mail Service Center
Raleigh, NC 27699 6714
Tel: [phone]
Fax: [phone]
One (1) copy of the petition must also be served on DEQ as follows:
Mr. William F. Lane, General Counsel
Department of Environmental Quality
1601 Mail Service Center
Raleigh, North Carolina 27699-1601
Please indicate the case number (as found on page one of this letter) on the petition.
Failure to exercise one of the options above within thirty (30) days of receipt of this letter, as evidenced by an internal
date/time received stamp (not a postmark), will result in this matter being referred to the Attorney General's Office for
collection of the penalty through a civil action. Please be advised that additional penalties may be assessed for violations
that occur after the review period of this assessment.
If you have any questions, please contact the Water Resources staff of the Winston-Salem Regional Office at 336-776-9800.
Sincerely,
DocuSigned by:
OD2D3CE3F1 B7456...
Lon T. Snider, Regional Supervisor
Water Quality Regional Operations Section
Division of Water Resources, NCDEQ — WSRO
Attachments
cc: Randolph County Environmental Health
Sonia Gregory — DWR CO, ND Permitting & Compliance Unit
DWR WQ Central Office — Permit File WQ0015491, WSRO Files

JUSTIFICATION FOR REMISSION REQUEST
Case Number: PC-2021-0004 County: Randolph
Assessed Party: Russell Harrison Hackett Heirs
Permit No.: WQ0015491 Amount Assessed: $403.70
Please use this form when requesting remission of this civil penalty. You must also complete the "Request For Remission,
Waiver of Right to an Administrative Hearing, and Stipulation of Facts" form to request remission of this civil penalty.
You should attach any documents that you believe support your request and are necessary for the Director to consider in
evaluating your request for remission. Please be aware that a request for remission is limited to consideration of the five
factors listed below as they may relate to the reasonableness of the amount of the civil penalty assessed. Requesting
remission is not the proper procedure for contesting whether the violation(s) occurred or the accuracy of any of the factual
statements contained in the civil penalty assessment document. Pursuant to N.C.G.S. § 14313-282.1(c), remission of a civil
penalty may be granted only when one or more of the following five factors apply. Please check each factor that you
believe applies to your case and provide a detailed explanation, including copies of supporting documents, as to why the
factor applies (attach additional pages as needed).
(a) one or more of the civil penalty assessment factors in N.C.G.S. 14313-282.1(b) were wrongfully applied to the
detriment of the petitioner (the assessment factors are listed in the civil penalty assessment document);
(b) the violator promptly abated continuing environmental damage resulting from the violation (i.e., explain the
steps that you took to correct the violation and prevent future occurrences);
(c) the violation was inadvertent or a result of an accident (i.e., explain why the violation was unavoidable or
something you could not prevent or prepare for);
(d) the violator had not been assessed civil penalties for any previous violations;
(e) payment of the civil penalty will prevent payment for the remaining necessary remedial actions (i.e., explain
how payment of the civil penalty will prevent you from performing the activities necessary to achieve
compliance).
EXPLANATION:

STATE OF NORTH CAROLINA
COUNTY OF RANDOLPH
IN THE MATTER OF ASSESSMENT
OF CIVIL PENALTIES AGAINST
Russell Harrison Hackett Heirs
Caraway Speedway WWTF
PERMIT NO. WQ0015491
DEPARTMENT OF ENVIRONMENTAL QUALITY
WAIVER OF RIGHT TO AN
ADMINISTRATIVE HEARING AND
STIPULATION OF FACTS
CASE NO. PC-2021-0004
Having been assessed civil penalties totaling $403.70 for violation(s) as set forth in the assessment document of the Division
of Water Resources dated , the undersigned, desiring to seek remission of the civil penalty, does hereby waive the right to
an administrative hearing in the above -stated matter and does stipulate that the facts are as alleged in the assessment
document. The undersigned further understands that all evidence presented in support of remission of this civil penalty must
be submitted to the Director of the Division of Water Resources within thirty (30) days of receipt of the notice of
assessment. No new evidence in support of a remission request will be allowed after (30) days from the receipt of the
notice of assessment.
This the day of 120
SIGNATURE
ADDRESS
TELEPHONE

ATTACHMENT A
Russell Harrison Hackett Heirs
CASE NUMBER: PC-2021-0004
PERMIT: WQ0015491
REGION:
Winston-Salem
FACILITY: Caraway Speedway WWTF
COUNTY:
Randolph
REPORTING VIOLATION(S)
SAMPLE LOCATION:
Violation Report
Unit of
Limit
Calculated % Over
Violation
Penalty
Date Month/Yr Parameter
Frequency Measure
Value
Value Limit
Type
Amount
8/31/2020 8-2020
Late/Missing
$150.00
NDMR
SAMPLE LOCATION:
Violation Report
Unit of
Limit
Calculated % Over
Violation
Penalty
Date Month/Yr Parameter
Frequency Measure
Value
Value Limit
Type
Amount
8/31/2020 8-2020
Late/Missing
$150.00
N DAR-1