NC0060755_Regional Office Historical File Pre 2018 (2)

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ROY COOPER t
Governor t 1.1 7
MICHAEL S.REGAN ` 4. .el
MICHAEL
Secretary "
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S.DANIEL SMITH NORTH CAROLINA
Director Environmental Quality
Certified Mail # 7018 0360 0002 2099 6982
Return Receipt Reauested
March 11, 2020
J Bryce Mendenhall
Carolina Water Service Inc of North Carolina
4944 Parkway Plz Blvd
Ste 375
Charlotte, NC 28217
SUBJECT: NOTICE OF VIOLATION &INTENT TO ASSESS CIVIL PENALTY
Tracking Number: NOV-2020-LV-0194
Permit No. NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Mendenhall:
A review of the January 2020 Discharge Monitoring Report (DMR) for the subject facility revealed the violation(s)
indicated below:
Limit Exceedance Violation(s):
Sample Limit Reported
Location Parameter Date Value Value Type of Violation
001 Effluent Nitrogen, Ammonia Total (as 1/31/2020 4 6.02 Monthly Average Exceeded
N) -Concentration (C0610)
A Notice of Violation/Intent to Issue Civil Penalty is being issued for the noted violation of North Carolina General
Statute (G.S.) 143-215.1 and the facility's NPDES WW Permit. Pursuant to G.S. 143-215.6A, a civil penalty of
not more than twenty-five thousand dollars ($25,000.00) may be assessed against any person who violates or
fails to act in accordance with the terms, conditions, or requirements of any permit issued pursuant to G.S.
143-215.1.
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If you wish to provide additional information regarding the noted violation, request technical assistance, or
discuss overall compliance please respond in writing within ten (10) business days after receipt of this Notice. A
review of your response will be considered along with any information provided on the submitted Monitoring
Report(s). You will then be notified of any civil penalties that may be assessed regarding the violations. If no
response is received in this Office within the 10-day period, a civil penalty assessment may be
prepared.
Remedial actions should have already been taken to correct this problem and prevent further occurrences in the
future. The Division of Water Resources may pursue enforcement action for this and any additional violations of
State law. If the violations are of a continuing nature, not related to operation and/or maintenance problems,
and you anticipate remedial construction activities, then you may wish to consider applying for a Special Order by
Consent.
Reminder: Pursuant to Permit Condition 6 in Section E, the Permittee is required to verbally notify the Regional
Office as soon as possible, not to exceed 24 hours, from first knowledge of any non-compliance at
the facility including limit violations, bypasses of, or failure of a treatment unit. A written report may
be required within 5 days if directed by Division staff. Prior notice should be given for anticipated or
potential problems due to planned maintenance activities, taking units off-line, etc.
If you have any questions concerning this matter or to apply for an SOC, please contact Ori Tuvia of the
Mooresville Regional Office at 704-663-1699.
Sincerely,
DocuSigned by:
L—A14CC681 AF27425...
W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: WQS Mooresville Regional Office - Enforcement File
NPDES Compliance/Enforcement Unit - Enforcement File
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r FILE
ROYCOOPER +. -
Governor
MICHAEL S.REGAN 4/at Oktm00,0"
, ,
Secretory
LI:NDA CULPEPPER. NORTH CAROLINA
prr,ctor Environmental Quality
Certified Mail # 7018 0360 0002 2099 1529
Return Receipt Requested
January 17, 2020
J Bryce Mendenhall
Carolina Water Service Inc of North Carolina
4944 Parkway Plz Blvd
Ste 375
Charlotte, NC 28217
SUBJECT: NOTICE OF VIOLATION
Tracking Number: NOV-2020-LV-0030
Permit No. NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Mendenhall:
A review of the October 2019 Discharge Monitoring Report (DMR) for the subject facility revealed the violation(s)
indicated below:
Limit Exceedance Violation(s):
Sample Limit Reported
Location Parameter Date Value Value Type of Violation
001 Effluent Coliform, Fecal MF, MFC Broth, 10/29/2019 400 550 Daily Maximum Exceeded
44.5 C (31616)
Remedial actions, if not already implemented, should be taken to correct any noted problems. The Division of
Water Resources may pursue enforcement actions for this and any additional violations. If the violations are of a
continuing nature, not related to operation and/or maintenance problems, and you anticipate remedial
construction activities, then you may wish to consider applying for a Special Order by Consent (SOC).
North twine lto tst of Enwo,meets-tivaiity l Diasaor'of Water Re +roes
,r' M€oo uvu.ie R+ettansi 0frsce 1 610 Ess Center Averw,n,Su ate 301 1 Mtooresvt*,North Comma 2811.5
�w.s 7f)d 66 1699 n x
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I \ N ;tre>; ,.�,'�`5%.AYtsEf �N' .Pr oni4Rv"'�1' C'=:'X�*'xv: &Y+ 'r 'F�,.ikkCF4tY

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If you have any questions concerning this matter or to apply for an SOC, please contact On Tuvia of the
Mooresville Regional Office at 704-663-1699.
Sincerely,
DocuSigned by:
Assiestiti N P4..`► for
`—F 161 F B69A2D84A3...
W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: WQS Mooresville Regional Office - Enforcement File •
NPDES Compliance/Enforcement Unit - Enforcement File
•
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te North reins Depen ent of En on Quaky Q a y I Daas+on of Water Resources
``., f►'4opf$SYi44 Reg f3fn►,{ }E.Esat.Ca.titer Mime,Aims i 1ipOt>ffi't+ e,Pt ►ail ,
704463"1699 "S3x'x`e'
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Carolina Water Service
of North Carolina'' IRECE!VEDINCDENRlDWR
WQROS
MOORESVILLE REGIONAL OFFICE
November 15, 2019
Attn: Central Files
Division of Water Quality
1617 Mail Service Center
Raleigh, NC 27699
Re: Saddlewood WWTP r- ,
NPDES Permit- NC0060755 �Q
October-Exceeded Daily Fecal limits V 26 20/9
per:
Liij'( r
To whom it may concern, aC
The Fecal sample collected on 10/29/2019 exceeded the Maximum daily limit of 400/100 ml with a result of
550/100m1. We have conducted an evaluation and we found that the operator didn't have the correct chlorine
levels in the chlorine contact chamber at the time of sampling. All other samples collected were well below NPDES
limits. We corrected the operator process of checking the plant to help avoid this from happing again.
If you have any questions or if I can provide any additional information, please do not hesitate to contact me at
704-361-4377.Thank you for your attention
Sincerely,
Kenny Knopf
Area Manager
Cc:Tony Konsul
Cc: Brent Milliron
4944 Parkway Plaza BLVD.Ste 375•Charlotte,North Carolina 28217
[phone]•[e-mail] •www.carolinawaterservicenc.com

WATER POLLUTION CONTROL SYSTEM OPERATOR DESIGNATION F RM (WPCSOCC) .'
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NCAC 15A 8G .0201 �O
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Press TAB to enter information 0
Permittee Owner/Officer Name: Tony Konsul 44' % c/ ,C2
111
Email Address: t y.konsul@carolinawater rvicenc.com6> ` OQ°�p�°� ` ♦
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Permittee SignaturL/: ,. Vet--N_ Dates t `b\`�-� ' =2.
Facility Name: Saddlewoo Permit# NC0060755
SUBMIT A SEPARATE FORM FOR EACH CLASSIFICATION OF SYSTEM: Facility Type: WW
Facility Grade: II
ORC-OPERATOR IN RESPONSIBLE CHARGE
Print Full Name: Cory Fredell Work Phone: [phone]
Certificate Type: WW Certificate Grade: II Certificate#: 1004313
Email Address: [e-mail]
Signature: 6 � .2o� Effective Date: /4/,q/f 19
"I certify that I agree to my designation as the Operator in Responsible Charge for the facility noted. I understand and will abide by the
rules and regulations pertaining to the responsibilities of the ORC as set forth in 15A NCAC 08G.0204 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
BACKUP ORC
Print Full Name: Lila Bleigh Work Phone: [phone]
Certificate Type: WW Certificate Grade: II Certificate#: 1004309
Email Address: III [e-mail] Signature: )86-i i Effective Date: l 0-l0' IC(
"I certify that I agree to my designation as a ,ck-up Operator in Responsible Charge for the facility noted. I understand and will abide by
the rules and regulations pertaining to the responsibilitieses of the ORC as set forth in 15A NCAC 08G.0204 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Mail,fax or email WPCSOCC, 1618 Mail Service Center,Raleigh,NC 27699-1618
ORIGINAL to: Fax:[phone]
Mail or Fax a COPY to: Asheville Fayetteville Mooresville Raleigh
2090 US Hwy 70 225 Green St.,Suite 714 610 E.Center Ave.,Suite 301 3800 Barrett Dr.
Swannanoa,NC 28778 Fayetteville,NC 28301-5043 Mooresville,NC 28115 Raleigh,NC 27609
Fax:[phone] Fax:[phone] Fax:[phone] Fax:[phone]
Phone:[phone] Phone:[phone] Phone:[phone] Phone:[phone]
Washington Wilmington Winston-Salem
943 Washington Sq.Mall 127 Cardinal Dr. 45 W.Hanes Mill Rd.
Washington,NC 27889 Wilmington,NC 28405-2845 Winston-Salem,NC 27105
Fax:[phone] Fax:[phone] Fax:[phone] Phone:
Phone:[phone] Phone:[phone] 336-776-9800 Revised 5/2019

Page 2
Facility Name: Saddlewood Permit#: NC0060755
BACKUP ORC
Print Full Name: Charles Wood Work Phone:[phone]
Certificate Type: WW Certificate Grade: IV Certificate#:990826
Email Address: [e-mail]
Signature: Effective Date:
"1 certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted. I understand and will abide by
the rules and regulations pertaining to the responsibilities of the ORC as set forth in 15A NCAC 08G.0204 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
BACKUP ORC
Print Full Name: Robert Adam James Work Phone:
Certificate Type: WW Certificate Grade: IV Certificate#:992897
Email Address: rajam [e-mail] /
Signature: Effective Date: / 0 v 9
"I certify that I agree to my d ignation as a Back-up Operator in Responsible Charge for the facility noted. I understand and will abide by
the rules and regulations pertaining to the responsibilities of the ORC as set forth in 15A NCAC 08G.0204 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
BACKUP ORC
Print Full Name: Work Phone:
Certificate Type: Select Certificate Grade: Select Certificate#:
Email Address:
Signature: Effective Date:
"1 certify that/agree to my designation as a Back-up Operator in Responsible Charge for the facility noted. I understand and will abide by
the rules and regulations pertaining to the responsibilities of the ORC as set forth in 15A NCAC 08G.0204 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
BACKUP ORC
Print Full Name: Work Phone:
Certificate Type: Select Certificate Grade: Select Certificate#:
Email Address:
Signature: Effective Date:
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted. I understand and will abide by
the rules and regulations pertaining to the responsibilities of the ORC as set forth in 15A NCAC 08G.0204 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Revised 5/2019

T
FILE
a „, a^
.4,
-,, ,
ROY COOPER i , r
G0Yt7nOl Mj I'
MICHAEL S.REGAN {, .,;,
Secretary
LINDA CULPEPPER NORTH CAROLINA
Estmoor• Environmental Quality
Certified Mail # 7018 0360 0002 2099 1390
Return Receipt Reauested
August 8, 2019
J Bryce Mendenhall
Carolina Water Service Inc of North Carolina
4944 Parkway Plz Blvd
Ste 375
Charlotte, NC 28217
SUBJECT: NOTICE OF VIOLATION
Tracking Number: NOV-2019-LV-0586
Permit No. NC0060755
Saddlewood WWi"P
Gaston County
Dear Mr. Mendenhall:
A review of the June 2019 Discharge Monitoring Report (DMR) for the subject facility revealed the violation(s)
indicated below:
Limit Exceedance Violation(s):
Sample Limit Reported
Location Parameter Date Value Value Type of Violation
001 Effluent Coliform, Fecal MF, MFC Broth, 6/4/2019 400 890 Daily Maximum Exceeded
44.5 C(31616)
Remedial actions, if not already implemented, should be taken to correct any noted problems. The Division of
Water Resources may pursue enforcement actions for this and any additional violations. If the violations are of a
continuing nature, not related to operation and/or maintenance problems, and you anticipate remedial
construction activities, then you may wish to consider applying for a Special Order by Consent (SOC).
-taatialareanr.Q le meat of En terne stye Qu ty I Diesioe of Water Reneerces
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Nicanaville,%One ildneur l 630 East Center Avenue,Slide 301 I Mooresv ls,North Caaa6ne 28115
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ma�y-� �rye. r.. `per•
R:LA lata
If you have any questions concerning this matter or to apply for an SOC, please contact Ori Tuvia of the
Mooresville Regional Office at 704-663-1699.
Sincerely,
,-- by:
4.4.414,, H A=z+.,►
for
'—F161FB69A2D84A3...
W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: WQS Mooresville Regional Office - Enforcement File
NPDES Compliance/Enforcement Unit - Enforcement File
Nortitil000los Oopottg+oett of Ernor otaentstrio titp 1 Dv isioo ofWateiResources
__. Moolotaiiilie keg tt 00o*1 eio East Center Avegoe,Sole 301 I Mootesvatie Noah Cotolio.281.3S
4.4. 4 - 8

Laserfiche
FtECEIVEDINCoENR/DWp
JUL 17 +019
� of North Carolina'II Carolina Water Service WQROS
MOORESVILLE REGIONAL OFFICE
July 15, 2019
MR. W. Cory Basinger, Regional Supervisor
Water Quality Regional Operations Section
Division of Water Resources
610 East Center Avenue, Suite 310
Mooresville, NC 28115
Ref: Saddlewood WWTP
NPDES Permit - NC0060755
Tracking# NOV— 2019 - LV - 0483
Dear Mr. Basinger,
We are in receipt of the above-mentioned Notice of Violation and respond as follows.
The BOD sample collected on May 15th with a result of 9.7mg1 exceeded the daily permit limit of
7.5mg1. We exceeded one daily limit but were in full compliance for the month.
After evaluation of the WWTP it was determined that blower number two had a bad check
valve and was allowing solids to backflow back into the clarifier. The check valve has been
replaced and everything is back to normal. All other daily and monthly samples collected
comply with the NPDES permit.
If you have any questions or if I can provide any additional information, please do not hesitate
to contact me at 704-621 -9204.
Sincerely,
C.L c,,)
Charles E. Wood Jr.
•4944 Parkway Plaza Blvd.Ste 375 • Charlotte, North Carolina 28217 • 800-525-7990

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. FILE
ROY COOPER ,
Govemor
MICHAEL S.REGAL .
Serreary
LINDA CULPEPPER NORTH CAROLINA
Director Envtraanmv tal Quality
Certified Mail # 7018 0360 0002 2099 1352
Return Receipt Requested
July 12, 2019
J Bryce Mendenhall
Carolina Water Service Inc of North Carolina
4944 Parkway Plz Blvd Suite 375
Charlotte, NC 28217
SUBJECT: NOTICE OF VIOLATION
Tracking Number: NOV-2019-LV-0483
Permit No. NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Mendenhall:
A review of the May 2019 Discharge Monitoring Report (DMR) for the subject facility revealed the violation(s)
indicated below:
Limit Exceedance Violation(s):
Sample Limit Reported
Location Parameter Date Value Value Type of Violation
001 Effluent BOD, 5-Day (20 Deg. C) - 5/16/2019 7.5 9.7 Daily Maximum Exceeded
Concentration (C0310)
Remedial actions, if not already implemented, should be taken to correct any noted problems. The Division of
Water Resources may pursue enforcement actions for this and any additional violations. If the violations are of a
continuing nature, not related to operation and/or maintenance problems, and you anticipate remedial
construction activities, then you may wish to consider applying for a Special Order Dy Consent (SOC).
l txsca oak Racg boa :1€}Ear[Cutter 4 .a,S e O a€Ware:Res:met,4
D E 4 3Qi l t e»resv ,Piv!tia Ca ro tss 2 iirs
� `y doe..0704.663-1699

`-:t 1 - '�
j Mk:
If you have any questions concerning this matter or to apply for an SOC, please contact Ori Tuvia of the
Mooresville Regional Office at 704-663-1699.
Sincerely,
c—DocuSlyned by:
AfaUdoeHP4,4
" F161FB69A2D84A3... for
—
W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section ®
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: WQS Mooresville Regional Office - Enforcement File
NPDES Compliance/Enforcement Unit - Enforcement File
+A Norte Caro ana Departa+xaat o f Enrtgesaerrae eta?€uo/ y I Dson of Water Resources
,,,g traoorerwl a Begone;Office 161D EaS Center Avenue,Su to 301 I tetooresyrrie,torus Caroar a 28113
7C4-663-1699

. ._,v
F It i
41,
dam`,r�-..
mt.. .
Rt)Y COOPER -
MICNAEL S.REGAN
,,• •
Seartary
UNDA CULPEPPER NORTH CAROLINA
Certified Mail # 7018 0360 0002 2099 1222
Return Receipt Requested
May 6, 2019
3 Bryce Mendenhall
Carolina Water Service Inc of North Carolina
4944 Parkway Plz Blvd
Ste 375
Charlotte, NC 28217
SUBJECT. NOTICE OP VIOLATION
Tracking Number: NOV-2019-LV-0327
Permit No. NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Mendenhall:
A review of the March 2019 Discharge Monitoring Report (DMR) for the subject facility revealed the violation(s)
indicated below:
Limit Exceedance Violation(s):
Sample Limit Reported
Location Parameter Date Value Value Type of Violation
001 Effluent Coliform, Fecal MF, MFC Broth, 3/27/2019 400 490 Daily Maximum Exceeded
44.5 C(31616)
Remedial actions, if not already implemented, should be taken to correct any noted problems. The Division of
Water Resources may pursue enforcement actions for this and any additional violations. If the violations are of a
continuing nature, not related to operation and/or maintenance problems, and you anticipate remedial
construction activities, then you may wish to consider applying for a Special Order by Consent (SOC).
DIE '1 . Noit4t Caro eaa Deg&ith e t of Envaran neat.Qua*y i 8 vs+on of Water Resources
Mooeasv to R4g�o =Office{610 Lacs Caz+tar Avtua,Su*.3D1 Moorasv4�a,Norsk Carona 28115
7044634699

ti
r
•
If you have any questions concerning this matter or to apply for an SOC, please contact Ori Tuvia of the
Mooresville Regional Office at 704-663-1699.
Sincerely,
c—DocuSigned by:
A44.w"' HP44 for
—F161 FB69A2D84A3...
W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: WQS Mooresville Regional Office - Enforcement File
NPDES Compliance/Enforcement Unit - Enforcement File
North Caroline Drgtartnte+rt of Environmental Q r* y Doisroe of Water Resources
Moo move*Regonal Office 1610 East Center A re ue,Su to 301.I Mcormuntlet North Carairea 2115
► 70463=1699

Laserfi c h e RECEIVEDINCDENRIDWR
NOV - 9 2018
WOROS
Carolina Water Service MOORESVILLE REGIONAL OFFICE
Ira.
� of North Caroline" '
November 6,2018
Cory Basinger, Regional Supervisor
Division of Water Resources
Water Quality Regional Operations Section
610 East Center Avenue,Suite 301
Mooresville,NC 28115
RE: Notice of ViolationTracking
Number:NOV-2018-LV-0761
NPDES NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Basinger,
We are in receipt of your letter dated October 29, 2018 and respond as follows:
We have thoroughly investigated the daily fecal exceedance that occurred on 7/24/2018 at the
above-mentioned wastewater treatment plant. We are unsure what caused the unusual spike but
suspect a possible laboratory error or sample container contamination. All subsequent samples
including monthly averages where well within the required NPDES permitted limits. In addition,
we reviewed our sample collection procedures with the ORC and could not attribute anything
that would have led to the higher than normal fecal results.
If you have any question or if I can provide any additional information,please do not hesitate to
contact me at 704-319-0500.
Si/ y,
Jones
Area M ager
Cc: Tony Konsul
Cc: Bryce Mendenhall
•4944 Parkway Plaza Blvd.Suite 375 •Charlotte,North Carolina 28217 •800-525-7990

Water Pollution Control System Operator Designation Form
WPCSOCC
NCAC 15A 8G.0201
Permittee Owner/Officer Name: Carolina Water Service Inc of NC
Mailing Address: PO box 240908
City: Charlotte State: NC Zip: 28224 - Phone#: [phone]
Email address: Ton .Kons I c rolinawaterservicenc.com
Signs Date: kQ\
Facility Name: Saddlewood Permit#: NC0060755
SUBMIT A SEPARATE FORM FOR EACH TYPE SYSTEM!
Facility Type/Grade:
Biological WWTP 2 Surface Irrigation
Physical/Chemical Land Application
Collection System
Operator in Responsible Charge(ORC)
Print Full Name: Lila Bleigh
Certificate Type Grade/Number: WW 2-1004309 Work Phone#: f 704 )525-7990
;g6Signature. # Date: U - tl"
"I certify that I agree to my designation Operator in Responsible Charge for the facility noted.I understand and will abide by the rules
and regulations pertaining to the respon _ ies of the ORC as set forth in 15A NCAC 08G.0204 and failing to do so can result in Disciplinary
Actions by the Water Pollution Control System Operators Certification Commission."
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name: Daniel Wimpey
Certificate Type/Grade/ umber: WW 2-1005901 Work Phone#: (70/4 ) 525-7990
Signature: i��' Date: (� ' z{ .
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Mail,fax or email the WPCSOCC, 1618 Mail Service Center, Raleigh, NC 27699-1618 Fax: [phone]
original to:
Mail or fax a copy to the Asheville Fayetteville Mooresville Raleigh
appropriate Regional Office: 2090 US Hwy 70 225 Green St 610 E Center Ave 3800 Barrett Dr
Swannanoa 28778 Suite 714 Suite 301 Raleigh 27609
Fax:[phone] Fayetteville 28301-5043 Mooresville 28115 Fax:[phone]
Phone:[phone] Fax:[phone] Fax:[phone] Phone:[phone]
Phone:[phone] Phone:[phone]
Washington Wilmington Winston-Salem
943 Washington Sq Mall 127 Cardinal Dr 585 Waughtown St
Washington 27889 Wilmington 28405-2845 Winston-Salem 27107
Fax:[phone] Fax:[phone] Fax:[phone]
Phone:[phone] Phone:[phone] Phone:[phone]
Revised 02-2013

Facility Name: Saddlewood Permit#: NC0060755
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name: Kyle Robinson
Certificate Type/Grade/Number: WW 2-1003616 Work Phone#: [phone]
Signature: Date: Io—
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name: Brandon Grantt
Certificate Type/Grade/Number: WW 2-1005886 Work Phone#: [phone]
Signature: / ,�„��` Date: t�(f
,
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name: Charles Wood
Certificate Type/Grade/Number: WW 4-990826 Work Phone#: [phone]
Signature: _ Date: (o - l -/ $
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name: Cory Fredell
Certificate T /Grade/Number: WIN 2-1004313 Work Phone#: ( 704) 525-7990
Signature: lam: Date: OG/Oi//e,
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Revised 02-2013

Facility Name: Saddlewood Permit#: NC0060755
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name: James Bridges
Certificate Type/Grade/Number: WW 1-994648 Work Phone#: [phone]
Signature: Date: !r- /-/V
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name: Jack Jones
Certificate Type/Grade/Number: WW 2-998492 Work Phone#: ( 704 ) 522-7990
Signature: Date: ‘//f Za/‘--
"I certify that I agree to my signation a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name:
Certificate Type/Grade/Number: Work Phone#: ( )
Signature: Date:
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name:
Certificate Type/Grade/Number: Work Phone#: ( )
Signature: Date:
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Revised 02-2013

.c tCOOPER
rk,
Governor
MICHAEL S.REGAN
Secretary
Water Resources LINDA CULPEPPER
ENVtRClNM$TAL QUALM Interim Director
Certified Mail # 7016 1370 0000 2595 7504
Return Receipt Requested
February 8, 2018
Matthew Klein
Carolina Water Service Inc of North Carolina
PO Box 240908
Charlotte, NC 28224
SUBJECT: NOTICE OF VIOLATION
Tracking Number: NOV-2018-LV-0124
Permit No. NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Klein:
A review of the October 2017 Discharge Monitoring Report (DMR) for the subject facility revealed the violation
indicated below:
Limit Exceedance Violation:
Sample Limit Reported
Location Parameter Date Value Value Type of Violation
001 Effluent BOD, 5-Day (20 Deg. C) - 10/19/2017 7.5 9.1 Daily Maximum Exceeded
Concentration (C0310)
Remedial actions, if not already implemented, should be taken to correct any noted problems. The Division of
Water Resources may pursue enforcement actions for this and any additional violations. If the violations are of a
continuing nature, not related to operation and/or maintenance problems, and you anticipate remedial
construction activities, then you may wish to consider applying for a Special Order by Consent (SOC).
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

If you have any questions concerning this matter or to apply for an SOC, please contact Ori Tuvia of the
Mooresville Regional Office at 704-663-1699.
Sincerely,
C/1--
W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: WQS Mooresville Regional Office - Enforcement File
NPDES Compliance/Enforcement Unit - Enforcement File
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

FILEc
to.S:CATC4,
, 4 1 is,
i .#
ROY COOPER NORTH CAROLINA
Governor
�m
MICHAEL S.REGAN
Secrete
LINDA CULPEPPER
Interim Director
Certified Mail # 7016 1370 0000 2596 0375
Return Receipt Reauested
October 29, 2018
Matthew Klein
Carolina Water Service Inc of North Carolina
PO Box 240908
Charlotte, NC 28224
SUBJECT: NOTICE OF VIOLATION
Tracking Number: NOV-2018-LV-0761
Permit No. NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Kein:
A review of the July 2018 Discharge Monitoring Report (DMR) for the subject facility revealed the violation
indicated below:
Limit Exceedance Violation:
Sample Limit Reported
Location Parameter Date Value Value Type of Violation
001 Effluent Coliform, Fecal MF, MFC Broth, 7/24/2018 400 870 Daily Maximum Exceeded
44.5 C(31616)
Remedial actions, if not already implemented, should be taken to correct any noted problems. The Division of
Water Resources may pursue enforcement actions for this and any additional violations. If the violations are of a
continuing nature, not related to operation and/or maintenance problems, and you anticipate remedial
construction activities, then you may wish to consider applying for a Special Order by Consent (SOC).
. .1)-9-- )
North Carolina Department of Environmental Quality i Division of Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

s
lagr le: 1
i —
I u have any questions concerning this matter or to apply for an SOC, please contact Ori Tuvia of the
Mooresville Regional Office at 704-663-1699.
Sincerely,
e--DocuSigned by:
..t.....?ieeyaiejd;kcte;cor_
4%—A14CC681 AF27425...
W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: WQS Mooresville Regional Office - Enforcement File
NPDES Compliance/Enforcement Unit - Enforcement File
DEC)1‘,1,
North Carolina Department of Environmental Quality I Division of Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

Lase rf i c h e RECEIVED/NCDENR/DWR
JUN 1 1 2018
"am Carolina Water Service WORDS
1411.111 MOORESVILLE REGIONAL OFFICE
of North Carolina"
W. Cory Basinger, Regional Supervisor
Regional Office,Division of Water Resources
Water Quality Regional Operations Section
610 Fast Center Avenue Suite 310
Mooresville NC 28115
RE: Notice of Violation&Intent to Assess Civil Penalty
Tracking Number:NOV-2018-LV-0366
NPDES NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Basinger
We are in receipt of your letter dated May 31, 2018 and respond as follows:
We have thoroughly investigated the daily BOD and Fecal exceedances that occurred on
1/16/2018. We suspect the cause for the exceedances were contributed to the extreme cold
weather that occurred in January 2018. All subsequent samples including monthly averages
where within NPDES permit limits. In addition, we reviewed where and how the ORC is pulling
samples and did not find anything that would have led to the higher than normal BOD results.
The staff of Carolina Water Service, Inc. of NC takes great pride in the environmental
stewardship of our facilities and feel that this happened due to the extreme cold
weather.
If you have any question or if I can provide any additional information,please do not hesitate to
contact me at 704-319-0500.
Sin rely,
ack Jo
Area anager
Cc: Tony Konsul
Cc: Bryce Mendenhall
•4944 Parkway Plaza Blvd.Suite 375 •Charlotte,North Carolina 28217 •800-525-7990

FILE
ROY COOPER
Governor
F ,
rvfICHAEL S. REGAN
Secretary
Water Resources LINDA CL'LPEPPER
(NVICIONrtE»t44.QUALITY Interim Director
Certified Mail # 7016 1370 0000 2596 0269
Return Receipt Requested
May 31, 2018
Matthew Klein
Carolina Water Service Inc of North Carolina
PO Box 240908
Charlotte, NC 28224
SUBJECT: NOTICE OF VIOLATION & INTENT TO ASSESS CIVIL PENALTY
Tracking Number: NOV-2018-LV-0366
Permit No. NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Klein:
A review of the January 2018 Discharge Monitoring Report (DMR) for the subject facility revealed the violations
indicated below:
Limit Exceedance Violations:
Sample Limit Reported
Location Parameter Date Value Value Type of Violation
001 Effluent BOD, 5-Day (20 Deg. C) - 1/16/2018 15 27 Daily Maximum Exceeded
Concentration (C0310)
001 Effluent Coliform, Fecal MF, MFC Broth, 1/16/2018 400 600 Daily Maximum Exceeded
44.5 C (31616)
A Notice of Violation/Intent to Issue Civil Penalty is being issued for the noted violation of North Carolina General
Statute (G.S.) 143-215.1 and the facility's NPDES WW Permit. Pursuant to G.S. 143-215.6A, a civil penalty of
not more than twenty-five thousand dollars ($25,000.00) may be assessed against any person who violates or
fails to act in accordance with the terms, conditions, or requirements of any permit issued pursuant to G.S.
143-215.1.
State of North Carolina Environmental Quality Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

If you wish to provide additional information regarding the noted violation, request technical assistance, or
discuss overall compliance please respond in writing within ten (10) business days after receipt of this Notice. A
review of your response will be considered along with any information provided on the submitted Monitoring
Report(s). You will then be notified of any civil penalties that may be assessed regarding the violations. If no
response is received in this Office within the 10-day period, a civil penalty assessment may be
prepared.
Remedial actions should have already been taken to correct this problem and prevent further occurrences in the
future. The Division of Water Resources may pursue enforcement action for this and any additional violations of
State law. If the violations are of a continuing nature, not related to operation and/or maintenance problems,
and you anticipate remedial construction activities, then you may wish to consider applying for a Special Order by
Consent.
Reminder: Pursuant to Permit Condition 6 in Section E, the Permittee is required to verbally notify the Regional
Office as soon as possible, not to exceed 24 hours, from first knowledge of any non-compliance at
the facility including limit violations, bypasses of, or failure of a treatment unit. A written report may
be required within 5 days if directed by Division staff. Prior notice should be given for anticipated or
potential problems due to planned maintenance activities, taking units off-line, etc.
If you have any questions concerning this matter or to apply for an SOC, please contact Ori Tuvia of the
Mooresville Regional Office at 704-663-1699.
Sincerely,
--DocuSigned by:
L—A14CC681 AF27425...
W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: WQS Mooresville Regional Office - Enforcement File
NPDES Compliance/Enforcement Unit - Enforcement File
State of North Carolina I Environmental Quality Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

ROY COOPER
Governor
• 11aIICHAEL S_REGAN
Secretory
•
Water Resources LINDA CULPEPPER
ENVIRONPUINTAL tatJALITY Merin!
December 1, 2017
Matthew Klein
Carolina Water Service Inc of North Carolina
PO Box 240908
Charlotte, NC 28224
SUBJECT: NOTICE OF DEFICIENCY
Tracking Number: NOD-2017-MV-0053
Permit No. NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Klein:
A review of the August 2017 Discharge Monitoring Report (DMR) for the subject facility revealed the
deficiency indicated below:
Monitoring Deficiency:
Sample Monitoring
Location Parameter Date Frequency Type of Deficiency
001 Effluent Temperature, Water Deg. 8/12/2017 5 X week Frequency Violation
Centigrade (00010)
Please be aware that non-compliance with your permit could result in enforcement action by the Division of
Water Resources for these and any additional violations of State law. The Mooresville Regional Office
encourages you to take all necessary actions to bring your facility into compliance.
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

If you should need any assistance or would like to discuss this non-compliance situation, please contact Ori
Tuvia of the Mooresville Regional Office at 704-663-1699.
Sincerely,
W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: WQS Mooresville Regional Office - Enforcement File
NPDES Compliance/Enforcement Unit - Enforcement File
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

r
ROY COOPER
Governor
MICHAEL S. REGAN
Seca+etary
Water Resou ces S.JAY ZIMMERMAN
INVIRONMEMTAL QUALM Dtr®Ctor
Certified Mail # 7016 1370 0000 2595 7290
Return Receipt Requested
November 3, 2017
Matthew Klein
Carolina Water Service Inc of North Carolina
PO Box 240908
Charlotte, NC 28224
SUBJECT: NOTICE OF DEFICIENCY
Tracking Number: NOD-2017-MV-0051
Permit No. NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Klein:
A review of the July 2017 Discharge Monitoring Report (DMR) for the subject facility revealed the deficiency
indicated below:
Monitoring Deficiency:
Sample Monitoring
Location Parameter Date Frequency Type of Deficiency
001 Effluent Temperature, Water Deg. 7/15/2017 5 X week Frequency Violation
Centigrade (00010)
Please be aware that non-compliance with your permit could result in enforcement action by the Division of
Water Resources for these and any additional violations of State law. The Mooresville Regional Office
encourages you to take all necessary actions to bring your facility into compliance.
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

If you should need any assistance or would like to discuss this non-compliance situation, please contact Ori
Tuvia of the Mooresville Regional Office at 704-663-1699.
Sincerely,
jc\AAir -N,\
W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: WQS Mooresville Regional Office - Enforcement File
NPDES Compliance/Enforcement Unit - Enforcement File
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

R CFIVED
Water Pollution Control System Operator Designation FaiStrresville eit nnal Office
WPCSOCC AUG i 2017
NCAC 1SA 8G.0201
Permittee Owner/Officer Name: Carolina Water Services Inc of NC
W
Public Water Sup ly
Mailing Address: P.O. Box 240908
City: ChArlotte State: NC Zip: 28224 _ Phone#:(704 ) 525-7990
Email address: tjko laud-water_cam
Signature- Date:
Facility Na • ewood Permit#: NC0060755
SUBMIT A SEPARATE FORM FOR EACH TYPE SYSTEM! RECEIVED/NCDENR/DWR
Facility Type/Grade: A U G 1 8 2 017
Biological WWTP x Surface Irrigation
Physical/Chemical Land Application WQROS
Collection System MOORESVILLE REGIONAL OFFICE
Operator in Responsible Charge(ORC)
Print Full Name: Kyle Robinson
Certificate Type/Grade i Number: HW 2 1003616 Work Phone#: ( 700.4)525-7990
Signature:� � - - — Date: b 11- 1 7
"I certify that I agree to my designation as the Operator in Responsible Charge for the facility noted.I understand and will abide by the rules
and regulations pertaining m the responsibilities of the ORC as set forth in 15A NCAC OSG.0204 and failing to do so can result in Disciplinary
Actions by the Water Pollution Control System Operators Certification Conunissian."
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name: Lila Bliegh
Certificate Type de i Number: VW( 2 1004309 Work Phone*: (704 ) 525-7990
Signatur Date: Q
i certify that I agree to my designation as :•cl.-up Operator in Responsible Charge for the facility noted_I understand and will abide by the
rules and regulations pertaining to the r--. nsibi :es of the BU ORC as set froth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollutio a.1 System Operators Certification Commission?'
Mail,fax or email the WPCSOCC 1618 Mail Service Center, Raleigh,NC 27699-1618 Fax:[phone]
original to:
Mail or fax a copy to the Asheville Fayetteville Mooresville Raleigh
appropriate Regional Office: 2090 US Hwy 70 225 Green St 610 E Center Ave 3800 Barren Dr
Swannanoa 28778 Suite 714 Suite 301 Raleigh 27609
Fax:[phone] Fayetteville 28301-5043 Mooresville 28115 Fax:[phone]
Phone:[phone] Fax:[phone] Fax:704_663.6040 Phone:919.791A200
Phone:[phone] Phone:[phone]
Washington Wilmington Winston-Salem
943 Washington Sq Mall 127 Cardinal Or 585 Waughtown St
Washington 27889 Wilmington 28405-2845 Winston-Salem 27107
Fax:[phone] Fax:[phone] Fax:[phone]
Phone:[phone] Phone:[phone] Phone:[phone]
Revised 02-2013

Facility Name: Saddlewood permit#: NC0060755
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name: James Bridges
Certificate Type/Grade/Number: WA 1 994648 Work Phone#: (704) 525-7990
Signature: • Date: 9/ //7
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name:
Certificate Type/Grade/Number: Work Phone#: ( )
Signature: Date:
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name:
Certificate Type/Grade/Number: Work Phone#: ( )
Signature: Date:
"1 certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name:
Certificate Type/Grade/Number: Work Phone#: ( )
Signature: Date:
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Revised 02-2013

r
ROY COOPER
Gar
MICHAEL S. REGAN
Seaway
S.JAY 21MMER.MAN
Water Resources Dimtor
ENVIRo*4MaNT*L cowman,
Certified Mail # 7015 1520 0002 6880 2597
Return Receipt Requested
August 7, 2017
Matthew Klein
Carolina Water Service Inc of North Carolina
PO Box 240908
Charlotte, NC 28224
SUBJECT: NOTICE OF VIOLATION
Tracking Number: NOV-2017-LV-0529
Permit No. NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Klein:
A review of the April 2017 Discharge Monitoring Report (DMR) for the subject facility revealed the violations
indicated below:
Limit Exceedance Violations:
Sample Limit Reported
Location Parameter Date Value Value Type of Violation
001 Effluent BOD, 5-Day(20 Deg. C)- 4/6/2017 7.5 8.8 Daily Maximum Exceeded
Concentration (C0310)
001 Effluent BOD, 5-Day(20 Deg. C)- 4/13/2017 7.5 8.1 Daily Maximum Exceeded
Concentration (C0310)
001 Effluent BOD, 5-Day(20 Deg. C) - 4/30/2017 5 5.68 Monthly Average Exceeded
Concentration (C0310)
Remedial actions, if not already implemented, should be taken to correct any noted problems. The Division of
Water Resources may pursue enforcement actions for this and any additional violations. If the violations are of a
continuing nature, not related to operation and/or maintenance problems, and you anticipate remedial
construction activities, then you may wish to consider applying for a Special Order by Consent (SOC).
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

If you have any questions concerning this matter or to apply for an SOC, please contact Ori Tuvia of the
Mooresville Regional Office at 704-663-1699.
Sincerely,
.s1001.1•4(1- 1**r--•
W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: WQS Mooresville Regional Office - Enforcement File
NPDES Compliance/Enforcement Unit - Enforcement File
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

ROY COOPER
v,. Governor
FiL LIAjtHAEL S. REGAN
Secretary
Water Resources S. JAY ZIMMERMAN
ENVIRONMENTAL QUALITY
Director
April 21, 2017
Mr. Bryce Mendenhall
Vice President of Operations
Carolina Water Services, Inc. of NC
P.O. Box 240908
Charlotte, NC 28224
Subject: Compliance Evaluation Inspection
Saddlewood Subdivision WWTP
NPDES Permit No. NC0060755
Gaston County
Dear Mr. Mendenhall:
Enclosed is a copy of the Compliance Evaluation Inspection for the inspection conducted
at the subject facility on April 19, 2017, by Ori Tuvia. Richard Alexander's and Jack Jones
cooperation during the site visit was much appreciated. Please advise the staff involved with
this NPDES Permit by forwarding a copy of the enclosed report.
The report should be self-explanatory; however, should you have any questions
concerning this report, please do not hesitate to contact Ori Tuvia at [phone], or at
[e-mail].
Sincerely,
Ori Tuvia, Environmental Engineer
Mooresville Regional Office
Division of Water Resources, DEQ
Cc: NPDES Unit
Jack Jones (E-Copy)
MRO Files
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115
Phone:[phone] l Fax:[phone] Customer Service:1-877-623-6748

•
United States Environmental Protection Agency Form Approved.
t Nf 1 Washington,D.C.20460 OMB No.2040-0057
Water Compliance Inspection Report v Approval expires8-31-98
Section A:National Data System Coding(.e.,PCS)
Transaction Code NPDES yr/mo/day Inspection Type Inspector Fac Type
1 IN j 2 E I 3 I Nc0060755 111 121 17/tW19 117 18I21 19 =S 201 1
2111111 IIIIlI � � � IIIIIIIIIIII1IlI II1II11 � I � �
Inspection Work Days Facility Self-Monitoring Evaluation Rating B1 QA Reserved
671,0 1 70 71 t I 72 I �,
LJ E 731 1 174 75! 11 1 1 1 1 180
L�1 Section B:Facility Data
Name1
Name and Location of Facility Inspected(For Industrial Users discharging to POTW,also include Entry Time/Date Permit Effective Date
POTW name and NPDES Permit Number) 09:40AM 17/04/19 15/09/01
Saddlewood WWTP
335 Fair M endows Ct Exit Time/Date PermitExpiration Date
Gastonia NC 28052 11105AM 17/04/19 20/08/31
Name(s)of Onsite Representative(syTitles(s)/Phone and Fax Number(s) Other Facility Data
///
Jack D Jones//980-522-0929/
Richard W.Alexander/ORC/704-525-7990/
Name,Address of Responsible Official/TMe/Phone and Fax Number
Contacted
Martin Lastwa,PO Box 240908 Charlotte NC 282240908/Regional
Director/704-319-0517/7045258174 Na
Section C:Areas Evaluated During Inspection(Check only those areas evaluated)
Ill Permit IIII Flow Measurement II Operations&MaintenancE El Records/Reports
111 Self-Monitoring Program 111 Sludge Handling Disposal Facility Site Review Effluent/Receiving Waters
1111 Laboratory
Section D:Summary of Finding/Comments(Attach additional sheets of narrative and checklists as necessary)
(See attachment summary)
Names)and Signature(s)of Inspector(s) Agency/Office/Phone and Fax Numbers Date
Ori A Tuvia MRO WQ//704-663-1699/
4 / 2J
Signature of Management Q A Reviewer Agency/Office/Phone and Fax Numbers Date
W. Corey Basinger MR©WQN704-235-2194/
EPA Form 3560-3(Rev 9-94)Previous editions are obsolete.
` - ,^ b ,.a>
Page# 1

NPDES yr/ma/day inspection Type 1
9 NC0080755 (11 12i 17m4/19 a 17 18 1 n I
-
Section D:Summary of Finding/Comments(Attach additional sheets of narrative and checklists as necessary) 1
•
page# 2

Permit: NC0060755 owner-Faculty: Saddlevwod WVIl1 P
Inspection Date: 04/1912017 Inspection Type: Compliance Evaluation
Permit Yes No NA NE
(If the present permit expires in 6 months or less). Has the permittee submitted a new 0 ❑ III 0
application?
Is the facility as described in the permit? • 0 0 0
#Are there any special conditions for the permit? 0 III 0 0
Is access to the plant site restricted to the general public? • ❑ 0 ❑
Is the inspector granted access to all areas for inspection? • 0 ❑ 0
Comment: The subject permi expires on August 31,2020.
Record Keeping Yes No NA NE
Are records kept and maintained as required by the permit? • 0 0 0
Is all required information readily available,complete and current? S 0 0 0
Are all records maintained for 3 years(lab.reg.required 5 years)? ❑ ❑ ❑ •
Are analytical results consistent with data reported on DMRs? • 0 0 0
Is the chain-of-custody complete? U 0 0 0
Dates,times and location of sampling
Name of individual performing the sampling U
Results of analysis and calibration U
Dates of analysis •
Name of person performing analyses •
Transported COCs U
Are DMRs complete:do they include all permit parameters? • ❑ ❑ 0
Has the facility submitted its annual compliance report to users and DWQ? 0 0 III 0
(If the facility is=or>5 MGD permitted flow)Do they operate 24/7 with a certified operator 00110
on each shift?
Is the ORC visitation log available and current? • 0 0 []
Is the ORC certified at grade equal to or higher than the facility classification? • 0 0 0
Is the backup operator certified at one grade less or greater than the facility classification? • 0 0 ❑
Is a copy of the current NPDES permit available on site? • 0 0 ❑
Facility has copy of previous year's Annual Report on file for review? 0 0 • ❑
Comment: The records reviewed during the inspection were well organized and maintained. DMR's,
COC's,ORC Iocts and calibration logs were reviewed for the period of February 2016
through January 2017.
Effluent Sampling Yes No NA NE
•
Page# 3

Permit: NC0060755 Owner-Faculty: Saddle%ood WWTP
Inspection Date: 04/19/2017 Inspection Type: Compliance Evaluation
Effluent.Samplinq Yes No NA NE
Is composite sampling flow proportional? ❑ ❑ • ❑
Is sample collected below all treatment units? • 0 0 0
Is proper volume collected? • ❑ ❑ ❑
Is the tubing clean? ❑ ❑ ■ 0
#Is proper temperature set for sample storage(kept at less than or equal to 6.0 degrees ❑ 0 11 0
Celsius)?
Is the facility sampling performed as required by the permit(frequency,sampling type MOOD
representative)?
Comment: The subject permit requires grab effluent sampling.
Laboratory Yes No NA NE
Are field parameters performed by certified personnel or laboratory? • ❑ 0 0
Are all other parameters(excluding field parameters)performed by a certified lab? ■ ❑ ❑ ❑
#Is the facility using a contract lab? I 0 ❑ ❑
#Is proper temperature set for sample storage(kept at less than or equal to 6.0 degrees • ❑ 0 0
Celsius)?
Incubator(Fecal Coliform)set to 44.5 degrees Celsius+/-0.2 degrees? ❑ ❑ • 0
Incubator(BOD)set to 20.0 degrees Celsius+/-1.0 degrees? ❑ 0 I ❑
Comment: Field analyses is performed under the facility laboratory(certification 5228). Prism Labs and
K&W Labs(NH3,TSS, Fecal,and BOD)have also been contracted to provide analytical
support.
Operations & Maintenance Yes No ►A NE
Is the plant generally clean with acceptable housekeeping? IN 0 ❑ ❑
Does the facility analyze process control parameters,for ex:MLSS,MCRT,Settleable 0 0 • ❑
Solids,pH,DO,Sludge Judge,and other that are applicable?
Comment: The wastewater treatment plant appeared to be properly operated and well maintained.The
facility installed and will start to operate liquid disinfection and liquid dechlomation system,
based on flow.
Aeration Basins Yes No NA NE
Mode of operation Ext.Air
Type of aeration system Diffused
Is the basin free of dead spots? • ❑ 0 0
Are surface aerators and mixers operational? ❑ 0 ■ ❑
Are the diffusers operational? • 0 ❑ ❑
Page# 4

Permit NC0060755 Owner-Facility: Saddiewood W IITP
Inspection Date: 04119/2017 Inspection Type: Compliance Evaluation
Aeration Basins Yes No NA NE
Is the foam the proper color for the treatment process? • 0 0 0
Does the foam cover less than 25%of the basin's surface? ❑ ❑ ❑
Is the DO level acceptable? • 0 0 ❑
Is the DO level acceptable?(1.0 to 3.0 mg/I) 0 ❑ • 0
Comment:
Secondary Clarifier Yes No NA NE
Is the clarifier free of black and odorous wastewater? • 0 0 0
Is the site free of excessive buildup of solids in center well of circular clarifier? ❑ 0 III 0
Are weirs level? • 0 ❑ 0
Is the site free of weir blockage? • 0 0 ❑
Is the site free of evidence of short-circuiting? II 0 ❑ 0
Is scum removal adequate? • 0 0 0
Is the site free of excessive floating sludge? • ❑ 0 0
Is the drive unit operational? 0 0 II 0
Is the return rate acceptable(low turbulence)? t ❑ ❑ ❑
Is the overflow clear of excessive solids/pin floc? • 0 ❑ ❑
Is the sludge blanket level acceptable?(Approximately 1,4 of the sidewall depth) 0 0 0 •
Comment:
Disinfection-Tablet Yes No NA NE
Are tablet chlorinators operational? 0 ❑ 0 •
Are the tablets the proper size and type? 0 0 •0 •
Number of tubes in use? 1
Is the level of chlorine residual acceptable? 0 0 0 •
Is the contact chamber free of growth,or sludge buildup? ❑ ❑ ❑ 1
Is there chlorine residual prior to de-chlorination? 0 ❑ ❑ •
Comment: The facility has started to operate liquid disinfection on the day of the inspection.
De-chlorination Yes No NA NE
Type of system?
Is the feed ratio proportional to chlorine amount(1 to 1)? 0 0 0 II
Is storage appropriate for cylinders? DOOR
Page# 5

Permit: NC0060755 Owner-Facility: SaddievOOd wArrP
Inspection Date: 04/19/2017 Inspection Type: Compliance Evaluation
De-chlorination .-- •-- Yes No NA NE .
#Is de-chlorination substance stored away from chlorine containers? 0 0 0 111
Are the tablets the proper size and type? 0 0 ❑ ■
Comment: The facility has started to operate liquid de-cholrination on the day of the inspection.
Are tablet de-chlorinators operational? 0 0 0 ■
Number of tubes in use?
Comment:
•
Flow Measurement-Effluent Yes No NA NE
#Is flow meter used for reporting? 0 0 ■ ❑
Is flow meter calibrated annually? 0 0 ■ ❑
Is the flow meter operational? ❑ ❑ ■ ❑
(If units are separated)Does the chart recorder match the flow meter? 0 0 • El
Comment: Flow is calculated based on weir level.
Effluent Pipe Yes No NA NE
Is right of way to the outfall properly maintained? II 0 0 ❑
Are the receiving water free of foam other than trace amounts and other debris? ❑ 0 0
If effluent (diffuser pipes are required) are they operating properly? 0 0 al 0
Comment: The effluent appeared clear with no floatable foam.
Upstream /Downstream Sampling Yes No NA NE
Is the facility sampling performed as required by the permit(frequency,sampling type,and ■ ❑ ❑ ❑
sampling location)?
Comment:
Aerobic Digester Yes No NA NE
Is the capacity adequate? 0 ❑ 0 0
Is the mixing adequate? 0 0 0 ❑
Is the site free of excessive foaming in the tank? 0 0 0 0
#Is the odor acceptable? 0 0 ❑ 0
#Is tankage available for properly waste sludge? ❑ ❑ ❑ ❑
Comment:
Page# 6

(0( tIES. Inc.°
December 29,2016
W.Corey Basinger,
Regional Supervisor
Division of Water Resources,
610 East Center Avenue, Suite 301
Mooresville, NC 28115
RE: Notice of Violation
Tracking Number NOV-2016-LV-0651
NPDES NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Basinger
We are in receipt of your letter dated December 13,2016, respond in kind.
We have thoroughly investigated the daily BOD exceedance that occurred on August 31, 2016 and prior months. The elevated
BOD results was caused by the addition of the de-chlorination chemical sodium sulfite and higher effluent water temperatures
which caused the tablets to dissolve quickly making a highly concentrated solution of sodium sulfite.This was confirmed by the
various non-compliant BOD samples collected after chemical was introduced.
The newly installed flow meter is operational with flow proportional outputs and we are investigating the addition of flow
proportion chemical feed equipment to reduce the overall amount of chemicals fed to the effluent.We are also investigating the
installation of a new UV system to eliminate chemical addition all together.
The staff of Carolina Water Service, Inc. of NC takes great pride in the environmental stewardship of our facilities which was
evident in this situation. The Facilities ORC and I reached out to The Division of Water Resources on several occasions for
advice and received technical assistance to prevent future exceedances. Please accept this letter as a demonstration that we
took appropriate action to ensure compliance and these exceedances were unintentional.
If you have any question or if I can provide any additional information, please do not hesitate to contact me at 704-319-0500.
Sincerely
Adam James
Area Manager
Cc:Tony Konsul
Cc: Mary Rollins
Cc: Martin Lashua
a uoies,Inc.company Carolina Water Service, Inc.of North Carolina
P.O.Box 240908 0 Charlotte,NC 28224 P:800-525-7990 0 F:704-525-8174
5701 Westpark Dr.,Suite 101 • Charlotte,NC 28217 • www.uiwater.com

PAT l4pCROR° .
DONALD R_ VAN DF.R,VAART
laertawy
Wittergesources
ritv 01-01PAUTY S. LAB' ZIMMERMAN
Dinah
Certified Mail # 7015 1520 000.E 6878 2028
Return Receipt Requested
December 13, 2016
Martin J. Lashua
Carolina Water Service Inc of North Carolina
PO Box 240908
Charlotte, NC 28224-0908
SUBJECT: NOTICE OF VIOLATION
Tracking Number: NOV-2016-LV-0651
Permit No. NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Lashua:
A review of the August 2016 Discharge Monitoring Report(DMR) for the subject facility revealed the violation(s)
indicated below:
Limit Exceedance Violation(s):
Sample Limit Reported
Location Parameter Date Value Value Type of Violation
001 Effluent BOD, 5-Day(20 Deg. C) - 8/31/2016 7.5 9.4 Daily Maximum Exceeded
Concentration (C0310)
Remedial actions, if not already implemented, should be taken to correct any noted problems. The Division of
Water Resources may pursue enforcement actions for this and any additional violations. If the violations are of a
continuing nature, not related to operation and/or maintenance problems, and you anticipate remedial
construction activities, then you may wish to consider applying for a Special Order by Consent (SOC).
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

If you have any questions concerning this matter or to apply for an SOC, please contact Ori Tuvia of the
Mooresville Regional Office at 704-663-1699.
- Sincerely,
V_1'- W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: WQS Mooresville Regional Office - Enforcement File
NPDES Compliance/Enforcement Unit- Enforcement File
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115

•
4
PAT GM-Orr
DONALD R VAN DER.VAAA.it.T
Rpty
WaterReso+r
E iV > r►YAL iM)AUtr :$ sA{i'`ZIMMEItMAN
Diratir
Certified Mail # 7015 1520 0002 6878 1939
Return Receipt Requested
November 21, 2016
Martin J. Lashua
Carolina Water Service Inc of North Carolina
PO Box 240908
Charlotte, NC 28224-0908
SUWJECl: NOTICE OF VIOLATION &INTENT TO ASSESS CIVIL PENALTY
Tracking Number: NOV-2016-LV-0621
Permit No. NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Lashua:
A review of the July 2016 Discharge Monitoring Report (DMR) for the subject facility revealed the violation(s)
indicated below:
Limit Exceedance Violation(s):
Sample Limit Reported
Location Parameter Date Value Value Type of Violation
001 Effluent BOD, 5-Day(20 Deg. C) - 7/12/2016 7.5 16 Daily Maximum Exceeded
Concentration (C0310)
001 Effluent BOD, 5-Day(20 Deg.C) - 7/21/2016 7.5 13 Daily Maximum Exceeded
Concentration (C0310)
001 Effluent BOD, 5-Day(20 Deg. C) - 7/31/2016 5 8.77 Monthly Average Exceeded
Concentration (C0310)
A Notice of Violation/Intent to Issue Civil Penalty is being issued for the noted violation of North Carolina General
Statute (G.S.) 143-215.1 and the facility's NPDES Permit. Pursuant to G.S. 143-215.6A, a civil penalty of not
more than twenty-five thousand dollars ($25,000.00) may be assessed against any person who violates or fails
to act in accordance with the terms, conditions, or requirements of any permit issued pursuant to G.S.
143-215.1.
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
"IAA LL'1 1 LM

4 s
If you wish to provide additional information regarding the noted violation, request technical assistance, or
discuss overall compliance please respond in writing within ten (10) business days after receipt of this Notice. A
review of your response will be considered along with any information provided on the submitted Discharge
Monitoring Report(s). You will then be notified of any civil penalties that may be assessed regarding the
violations. If no response is received in this Office within the 10-day period, a civil penalty
assessment may be prepared.
Remedial actions should have already been taken to correct this problem and prevent further occurrences in the
future. The Division of Water Resources may pursue enforcement action for this and any additional violations of
State law. If the violations are of a continuing nature, not related to operation and/or maintenance problems,
and you anticipate remedial construction activities, then you may wish to consider applying for a Special Order by
Consent.
Reminder: Pursuant to Permit Condition 6 in Section E, the Permittee is required to verbally notify the Regional
Office as soon as possible, not to exceed 24 hours, from first knowledge of any non-compliance at
the facility including limit violations, bypasses of, or failure of a treatment unit. A written report may
be required within 5 days if directed by Division staff. Prior notice should be given for anticipated or
potential problems due to planned maintenance activities, taking units off-line, etc.
Additionally and if you have not already done so, you may wish to consider registering to use the Division's new
e-DMR system for the completion and electronic submittal of monthly Discharge Monitoring Reports (DMRs).
For more information, please visit the eDMR Website at the following address:
http://portal.ncdenr.org/web/wq/admin/bog/ipu/edmr.
If you have any questions concerning this matter or to apply for an SOC, please contact Ori Tuvia of the
Mooresville Regional Office at 704-663-1699.
Si cerely
W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: IWQ&Moeresviiie-RegtonatOfce 4xtlifefteifiLftfiref
NPDES Compliance/Enforcement Unit- Enforcement File
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

SOLI
4
PAT MCCRO y
DONALD It_ VAN DER,VAART
Wateritesources
et4inftetWeirm ovx lff : IA!-Z1M ERMAN
niffarr
Certified Mail #
Return Receipt Requested
October 14, 2016
Martin J. Lashua
Carolina Water Service Inc of North Carolina
PO Box 240908
Charlotte, NC 28224-0908
SUBJECT: NOTICE OF VIOLATION &INTENT TO ASSESS CIVIL PENALTY
Tracking Number: NOV-2016-LV-0559
Permit No. NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Lashua:
A review of the June 2016 Discharge Monitoring Report (DMR) for the subject facility revealed the violations
indicated below:
Limit Exceedance Violation(s):
Sample Limit Reported
Location Parameter Date Value Value Type of Violation
001 Effluent BOD, 5-Day(20 Deg. C) - 6/23/2016 7.5 40 Daily Maximum Exceeded
Concentration (C0310)
001 Effluent BOD, 5-Day(20 Deg. C) - 6/30/2016 5 9.88 Monthly Average Exceeded
Concentration (C0310)
A Notice of Violation/Intent to Issue Civil Penalty is being issued for the noted violation of North Carolina General
Statute (G.S.) 143-215.1 and the facility's NPDES Permit. Pursuant to G.S. 143-215.6A, a civil penalty of not
more than twenty-five thousand dollars ($25,000.00) may be assessed against any person who violates or fails
to act in accordance with the terms, conditions, or requirements of any permit issued pursuant to G.S.
143-215.1.
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

rat
If you wish to provide additional information regarding the noted violation, request technical assistance, or
discuss overall compliance please respond in writing within ten (10) business days after receipt of this Notice. A
review of your response will be considered along with any information provided on the submitted Discharge
Monitoring Report(s). You will then be notified of any civil penalties that may be assessed regarding the
violations. If no response is received in this Office within the 10-day period, a civil penalty
assessment may be prepared.
Remedial actions should have already been taken to correct this problem and prevent further occurrences in the
future. The Division of Water Resources may pursue enforcement action for this and any additional violations of
State law. If the violations are of a continuing nature, not related to operation and/or maintenance problems,
and you anticipate remedial construction activities, then you may wish to consider applying for a Special Order by
Consent.
Reminder: Pursuant to Permit Condition 6 in Section E, the Permittee is required to verbally notify the Regional
Office as soon as possible, not to exceed 24 hours, from first knowledge of any non-compliance at
the facility including limit violations, bypasses of, or failure of a treatment unit. A written report may
be required within 5 days if directed by Division staff. Prior notice should be given for anticipated or
potential problems due to planned maintenance activities, taking units off-line, etc.
Additionally and if you have not already done so, you may wish to consider registering to use the Division's new
e-DMR system for the completion and electronic submittal of monthly Discharge Monitoring Reports (DMRs).
For more information, please visit the eDMR Website at the following address:
http://portal.ncdenr.org/web/wq/admin/bog/ipu/edmr.
If you have any questions concerning this matter or to apply for an SOC, please contact Ori Tuvia of the
Mooresville Regional Office at 704-663-1699.
Sincerely,
t
W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Mooresville Regional Office
Division of Water Resources, NCDEQ
Cc: WQS Mooresville Regional Office - Enforcement File
NPDES Compliance/Enforcement Unit - Enforcement File
State of North Carolina I Environmental Quality I Water Resources
610 East Center Avenue,Suite 301,Mooresville,NC 28115
704-663-1699

PAT MCCRORY
Gore,?WI
DONALD R. VAN DER VAART
Water Resources S. JAY ZIMMERMAN
ENVIRONMENTAL QUALITY
I)irecio;
June 24, 2016
RECEIVED/NCDENR/DWR
Martin Lashua d 3 0 2016
Carolina Water Service Inc of North Carolina
PO Box 240908 WQROS
MOORESVILLE REGIONAL OFFICE
Charlotte, NC 28224-0908
Subject: NPDES Electronic Reporting Requirements
Saddlewood WWTP
NPDES Permit Number: NC0060755
Dear NPDES Permittee:
The U.S. Environmental Protection Agency (EPA) recently published the National Pollutant Discharge
Elimination System (NPDES) Electronic Reporting Rule.The rule requires NPDES regulated facilities to
report information electronically, instead of filing written paper reports.The rule does not change what
information is required from facilities. It only changes the method by which information is provided (i.e.,
electronic rather than paper-based).
EPA is phasing in the requirements of the rule over a 5-year period. The two phases of the rule, and their
key milestones, are:
• Phase 1—Starting on December 21,2016, regulated entities that are required to submit Discharge
Monitoring Reports (DMRs) will begin submitting these reports electronically. If you are currently
reporting your DMR data electronically using eDMR, then you simply need to continue reporting
in the same way as you are now. The key change is that, starting on December 21, 2016,
electronic reporting of DMRs will be required, instead of voluntary.
• Phase 2—Starting on December 21, 2020,regulated entities that are required to submit certain
other NPDES reports will begin submitting these reports electronically. Reports covered in the
second phase include Notices of Intent to discharge in compliance with an NPDES general permit,
Sewer Overflow/Bypass Event Reports, and a number of other NPDES program reports.
Incorporating Electronic Reporting Requirements into NPDES Permits
The NPDES Electronic Reporting Rule requires authorized NPDES programs to incorporate electronic
reporting requirements into NPDES permits beginning December 21, 2015. Under the new rule,the
electronic reporting process supersedes the paper reporting process. According to our files,your NPDES
permit became effective after November 2013, and should contain the requirement to electronically
report your Discharge Monitoring Reports using NC DWR's eDMR system.
In addition to requiring permittees to report information electronically, the rule also requires permittees
to identify the initial recipient for the NPDES electronic reporting data [see 40 CFR 122.41(1)(9)]. Initial
State of North Carolina I Environmental Quality I Water Resources
1617 Mail Service Center I Raleigh,North Carolina 2 7699-1 61 7
919 807 6300

recipient of electronic NPDES information from NPDES-regulated facilities (initial recipient) means the
entity (EPA or the state authorized by EPA to implement the NPDES program) that is the designated entity
for receiving electronic NPDES Data [see 40 CFR 127.2(b)]. Permittees are required to electronically
submit the required NPDES information to the appropriate initial recipient, as determined by EPA. By July
18, 2016, EPA must identify and publish on its web site and in the Federal Register a listing of initial
recipients by state and by NPDES data group. Once available,you can use EPA's web site to find out or
determine the initial recipient of your electronic submission.
NC DWR has submitted a request to EPA to be the initial recipient for the following NPDES data groups:
1. Discharge Monitoring Reports;
2. General Permit Reports [Notices of Intent to discharge (NOIs); Notices of Termination (NOTs)];
3. Pretreatment Program Reports; and
4. Sewer Overflow/Bypass Event Reports
EPA's web site will also link to the appropriate electronic reporting tool for each type of electronic
submission for each state. Instructions on how to access and use the appropriate electronic reporting
tool will be available as well.
For more information on EPA's NPDES Electronic Reporting Rule, visit
http://www2.epa.gov/compliance/final-national-pollutant-discharge-elimination-system-npdes-
electronic-reporting-rule. For more information on electronic reporting to NC DWR,visit
http://deq.nc.gov/about/divisions/water-resourcesledmr/npdes-electronic-reporting or contact Vanessa
Manuel at 919-807-6392 or via email at [e-mail].
Sincerely,
J e f f re,d O. Perm-part-
for S.Jay Zimmerman, P.G.
Cc: NPDES File
Central Files

03-30-16; 12:22PM; ;7045258174 # 6/ 7
Water Pollution Control System Operator Designation Form
WPCSOCC
NCAC 15A 8G.0201
Permittee Owner/Officer Name: Carolina Water Service Inc of NC
Mailing Address: PO Box 240908
City: Charlotte State:NC Zip: 28224 - Phone#: [phone]
Email address: J 4 1\ t0. '!r
Signatur : c � Date: 3 l MO\\ib
Facility Name: Saddlewood Permit#: NC0060755
County: Gaston
SUBMIT A SEPARATE FORM FOR EACH TYPE SYSTEM!
Facility Type/Grade(CHECK ONLY ONE):
j....o.lsi----c-a-D Collection Physical/Chemical Surface Irrigation Land Application
Operator in Responsible Charge(ORC) Name:
Print Full Names Richard Alexander Email: [e-mail]
Certificate Type ade/Number: WW/4/997933 Work Phone#: [phone]
Signature c„,k bi,,/,.....,(____ Date: 3-X d' -i4
"I certify that I agree to my designation as the Operator in Responsible Charge for the facility noted.I understand and will abide by the rules
and regulations pertaining to the responsibilities of the ORC as set forth in 1SA NCAC 08G.0204 and failing to do so can result in Disciplinary
Actions by the Water Pollution Control System Operators Certification Commission.-
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name: Kyle Robinson Email: [e-mail]
Certificate Type/Grade/Number: WW/I/1002776 Work Phone#: [phone]
Signature: 51-... :14-I Date: 3l1q%L) i,,
'"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 080.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission.-
Mail,fax or email the WPCSOCC, 1618 Mail Service Center, Raleigh,NC 27699-1618 Fax:[phone]
original to: Email:certadminnncdenr.aov
Mail or fax a copy to the Asheville Fayetteville Mooresville Raleigh
appropriate Regional Office: 2090 US Hwy 70 225 Green St 610 E Center Ave 3800 Barrett Dr
Swannanoa 28778 Suite 714 Suite 301 Raleigh 27609
Fax:[phone] Fayetteville 28301-5043 Mooresville 28115 Fax:[phone]
Phone:[phone] Fax:[phone] Fax:[phone] Phone:[phone]
Phone:[phone] Phone:[phone]
Washington Wilmington Winston-Salem
943 Washington Sq Mall 127 Cardinal Dr 450 W.Hanes Mall Rd
Washington 27889 Wilmington 28405-2845 Winston-Salem 27105
Fax:[phone] Fax:[phone] Fax:[phone]
Phone:[phone] Phone:[phone] Phone:[phone]
Revised 05-2015

03-30-16; 12:22PM; ;7045258174 # 7/ 7
WPCSOCC Operator Designation Fo,m, cont.
Facility Name: Saddlewood Permit#: NC0060755
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name: Robert Tames Email: rajames auiwater.com
Certificate Type I ad Number: WW/4/992897 Work Phone#: [phone]
Signature: �� Date: 3/2 s-7/U
"I certify that I agree to my desi ation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC O8G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Back Up Operator in Responsible Charge(BU ORC)
Print Full Name: James Bridges Email: [e-mail]
Certificate Type/Grade/Number WW111994 8 Work Phone#: [phone]
•
Signature: 3----- Date: 3••ZS-t4
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System.Operators Certification Commission.-
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name: Jack Tones Email: [e-mail]
Certificate Type/Grade I Number: WW12/998492 Work Phone#: [phone]
Signature: as< .0, --. Date: 3-Zr- it-
"I certify that I a eta my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the Eli ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Back-Up Operator in Responsible Charge(BU ORC)
Print Full Name: Danny Nixon . Email: [e-mail]
Certificate Type/Grade/Number: WW/1/9g4$53 Work Phone#: [phone]
Signature: Z.R rl k ifitl. Date: 4- 2$'- )Co
"I certify that I agree to my designation as a Back-up Operator in Responsible Charge for the facility noted.I understand and will abide by the
rules and regulations pertaining to the responsibilities of the BU ORC as set forth in 15A NCAC 08G.0205 and failing to do so can result in
Disciplinary Actions by the Water Pollution Control System Operators Certification Commission."
Revised 05-2015

r FILE
PAT MCCRORY
. ..,. ',,.
r_, Governor
DONALD R. VAN DER VAART
Secretary
Water Resources
ENVIRONMENTAL QUALITY S. JAY ZIMMERMAN
Director
December 28, 2015
Mr. Martin Lashua
Carolina Water Service, Inc. of NC
Post Office Box
Charlotte, North Carolina 28224
SUBJECT: Compliance Evaluation Inspection
Saddlewood Subdivision WWTP (Class II)
NPDES Permit NC0060755
Gaston County, NC
Dear Lashua:
On December 17, 2015, Roberto Scheller and Ori Tuvia of this Office conducted an
inspection at the subject facility. This inspection was conducted as a Compliance
Evaluation Inspection (CEI) to insure compliance with permit requirements and
conditions. At the time of inspection facility appeared to be well maintained and
operated. We wish to thank you and operating staff for your assistance regarding the
inspection. A copy of this inspection will be forwarded to the facility's Operator-in-
Responsible-Charge (ORC).
The enclosed report should be self-explanatory; however, should you have any
questions, please do not hesitate to contact myself of Roberto Scheller at (704) 235-
2204 or [e-mail].
Si erely,
r
w
rv4- W. Corey Basinger, Regional Supervisor
Water Quality Regional Operations Section
Division of Water Resources, NCDEQ
Enclosure: Inspection Report
cc: Richard W. Alexander, Carolina Water Service, Inc. of NC
Wastewater Branch
MSC 1617 — Central files basement
State of North Carolina I Environmental Quality 1 Water Resources I Water Quality Regional Operations
Mooresville Regional Officel 610 East Center Avenue,Suite 301 I Mooresville,North Carolina 28115
704 663 1699

United States Environmental Protection Agency Form Approved.
EPA Washington,D.C.20460 OMB No.2040-0057
Water Compliance Inspection Report Approval expires 8-31-98
Section A:National Data System Coding(i.e.,PCS)
Transaction Code NPDES yr/mo/day Inspection Type Inspector Fac Type
1 L,1 1 2 Li 3 I NC0060755 111 121 15/12/17 1
17 18 Lin 19 1.2] 201
21I I I I 1 1 I I I I II I ► I I I I I I I I I I I I I I I I I I I I I II I I I I 1 166
Inspection Work Days Facility Self-Monitoring Evaluation Rating B1 QA ---- ----Reserved--------
67 I I 70�d LJ 71 I I 72 I N I 731 I 174 75I I I I I 1 I I80
Section B:Facility Data
1 l
Name and Location of Facility Inspected(For Industrial Users discharging to POTW,also include Entry Time/Date Permit Effective Date
POTW name and NPDES permit Number)
11:10AM 15/12/17 15/09/01
Saddlewood WWTP
335 Fair Meadows Ct Exit Time/Date Permit Expiration Date
Gastonia NC 28052 12:38PM 15/12/17 20/08/31
Name(s)of Onsite Representative(s)/Titles(s)/Phone and Fax Number(s) Other Facility Data
///
Richard W.Alexander/ORC/704-361-0644/
Name,Address of Responsible Official/Title/Phone and Fax Number
Contacted
Martin Lashua,PO Box 240908 Charlotte NC 282240908/Regional
Director/704-319-0517f7045258174 No
Section C:Areas Evaluated During Inspection(Check only those areas evaluated)
ii Permit Flow Measurement II Operations&Maintenance Records/Reports
II Self-Monitoring Program • Sludge Handling Disposal II Facility Site Review Effluent/Receiving Waters
Laboratory
Section D:Summary of Finding/Comments(Attach additional sheets of narrative and checklists as necessary)
(See attachment summary)
Name(s)and Signature(s)of Inspector(s) Agency/Office/Phone and Fax Numbers Date
be o Scheller
Z MRO WQ//252-946-6481/ J
.. )--......N. A,SL 1�
Sign ure M em t Q A Reviewer Agency/Office/Phone and Fax Numbers Date
1 \7.ZG ,i
EPA Form 3560-3(Rev 9-94)Previous editions are obsolete.
Page# 1

NPDES yr/mo/day Inspection Type 1
31 NC0060755 I11 121 15/12/17 I17 18 „
Section D:Summary of Finding/Comments(Attach additional sheets of narrative and checklists as necessary)
•
Page# 2

Permit: NC0060755 Owner-Facility: Saddlewood WWTP
Inspection Date: 12/17/2015 Inspection Type: Compliance Evaluation
Permit Yes No NA NE
(If the present permit expires in 6 months or less). Has the permittee submitted a new El 0 III El
application?
Is the facility as described in the permit? • ❑ 0 ❑
#Are there any special conditions for the permit? El El • ❑
Is access to the plant site restricted to the general public? • El ❑ ❑ _
Is the inspector granted access to all areas for inspection? • ❑ El ❑
Comment:
Record Keeping Yes No NA NE
Are records kept and maintained as required by the permit? • El ❑ El
Is all required information readily available,complete and current? • 0 ❑ ❑
Are all records maintained for 3 years(lab. reg. required 5 years)? II 0 0 ❑
Are analytical results consistent with data reported on DMRs? INDOCI
Is the chain-of-custody complete? • ❑ ❑ ❑
Dates,times and location of sampling •
Name of individual performing the sampling
Results of analysis and calibration
Dates of analysis •
Name of person performing analyses
Transported COCs U
Are DMRs complete: do they include all permit parameters? • ❑ El El
Has the facility submitted its annual compliance report to users and DWQ? • El ❑ El
(If the facility is=or>5 MGD permitted flow)Do they operate 24/7 with a certified operator El ❑ ❑
on each shift?
Is the ORC visitation log available and current? • El ❑ El
Is the ORC certified at grade equal to or higher than the facility classification? • ❑ ❑ ❑
Is the backup operator certified at one grade less or greater than the facility classification? • El El El
Is a copy of the current NPDES permit available on site? • ❑ El ❑
Facility has copy of previous years Annual Report on file for review? • ❑ 0 ❑
Comment:
Operations & Maintenance Yes No NA NE
Is the plant generally clean with acceptable housekeeping? • ❑ El ❑
Page# 3

-1‘
Permit: NC0060755 Owner-Facility: Saddlewood VVWTP
Inspection Date: 12/17/2015 Inspection Type: Compliance Evaluation
Operations& Maintenance Yes No NA NE
Does the facility analyze process control parameters, for ex: MLSS, MCRT, Settleable III ❑ ❑ ❑
Solids, pH, DO, Sludge Judge,and other that are applicable?
Comment:
Aeration Basins Yes No NA NE
Mode of operation Ext.Air
Type of aeration system Diffused
Is the basin free of dead spots? • ❑ 0 0
Are surface aerators and mixers operational? 0 0 • 0
Are the diffusers operational? • 0 ❑ ❑
Is the foam the proper color for the treatment process? • 0 0 ❑
Does the foam cover less than 25%of the basin's surface? • ❑ 0 ❑
Is the DO level acceptable? • ❑ ❑ ❑
Is the DO level acceptable?(1.0 to 3.0 mg/I) ❑ ❑ 0
Comment:
Flow Measurement- Effluent Yes No NA NE
• #Is flow meter used for reporting? • ❑ ❑ 0
Is flow meter calibrated annually? • 0 ❑ 0
Is the flow meter operational? I ❑ ❑ ❑
(If units are separated)Does the chart recorder match the flow meter? 0 0 I ❑
Comment:
Disinfection-Tablet Yes No NA NE
Are tablet chlorinators operational? • ❑ ❑ ❑
Are the tablets the proper size and type? • 0 ❑ ❑
Number of tubes in use?
Is the level of chlorine residual acceptable? III ❑ ❑ ❑
Is the contact chamber free of growth, or sludge buildup? • ❑ ❑ ❑
Is there chlorine residual prior to de-chlorination? • ❑ ❑ ❑
Comment:
De-chlorination Yes No NA NE
Type of system? Tablet
Page# 4

Permit NC0060755 Owner-Facility: Saddlewood WWTP
Inspection Date: 12/17/2015 Inspection Type: Compliance Evaluation
De-chlorination Yes No NA NE
Is the feed ratio proportional to chlorine amount(1 to 1)? • ❑ ❑ 0
Is storage appropriate for cylinders? 0 ❑ • 0
#Is de-chlorination substance stored away from chlorine containers? • 0 0 ❑
Comment:
Are the tablets the proper size and type? • ❑ 0 ❑
Are tablet de-chlorinators operational? • 0 ❑ 0
Number of tubes in use?
Comment:
Effluent Sampling Yes No NA NE
Is composite sampling flow proportional? 0 0 II ❑
Is sample collected below all treatment units? • ❑ 0 0
Is proper volume collected? • DOD
Is the tubing clean? 0 0 11 ❑
#Is proper temperature set for sample storage(kept at less than or equal to 6.0 degrees • 0 0 ❑
Celsius)?
Is the facility sampling performed as required by the permit(frequency,sampling type • 0 0 0
representative)?
Comment:
Effluent Pipe Yes No NA NE
Is right of way to the outfall properly maintained? 11 0 0 0
Are the receiving water free of foam other than trace amounts and other debris? ❑ ❑
If effluent (diffuser pipes are required) are they operating properly? ❑ ❑ 11 ❑
Comment:
Page# 5

North Carolina Department of Environmental Quality
•
Pat McCrory Donald R. van der Vart
Governor Secretary
October 20,2015
RECEIVED/NCDENR/DWR
Mr. Martin Lashua •
Carolina Water Service, Inc. of NC O C T 2 7 2015
PO Box 240908
Charlotte,NC 28224 WQROS
MOORESVILLE REGIONAL OFFIC,
SUBJECT: Payment Acknowledgment
Civil Penalty Assessment
Saddlewood WWTP
Permit Number:NC0060755
Case Number: LV-2015-0229
Gaston County
Dear Mr. Lashua:
This letter is to acknowledge receipt of check number 978123 in the amount of$493.85 received from you on October 19,
2015. This payment satisfies in full the above civil assessment levied against the subject facility,and this case has been
closed. Payment of this penalty in no way precludes future action by this Division for additional violations of the
applicable Statutes,Regulations, or Permits.
If you have any questions,please contact Wren Thedford at 919-807-6304.
Sincerely,
•
e 7 eeiland
Wren Thedford
cc: Central Files
1617 Mail Service Center,Raleigh,North Carolina 27699-1617
Location:512 N.Salisbury St Raleigh,North Carolina 27604
Phone:[phone] FAX:[phone]
Internet:www.ncwater.org
An Equal Opportunity 1 Affirmative Action Employer

North Carolina Department of Environmental Quality
Pat McCrory Donald vin derilaarr •
Governor Secretary
September 24, 2015
CERTIFIED MAIL 7015 0640 0002 9295 6408
RETURN RECEIPT REQUESTED
Mr. Martin Lashua
Carolina Water Service, Inc. of NC
P.O. Box 240908
Charlotte,NC 28224
SUBJECT: Notice of Violation and Assessment of Civil
Penalty for Violations of N.C. General Statute
143-215.1(a)(6)and NPDES Permit No.NC0060755
Saddlewood WWTP
Gaston County
Case No. LV-2015-0229
Dear Mr. Lashua:
This letter transmits a Notice of Violation and assessment of civil penalty in the amount of
$493.85 ($350 civil penalty+ $143.85 enforcement costs) against Carolina Water Service,Inc. of NC
(Carolina Water Service).
This assessment is based upon the following facts: A review has been conducted of the self-
monitoring data reported for June 2015. This review has shown the subject facility to be in violation
of the discharge limitations found in NPDES Permit No.NC0060755. The violations are summarized
in Attachment A to this letter.
Based upon the above facts,I conclude as a matter of law that Carolina Water Service violated
the terms, conditions, or requirements of NPDES Permit No.NC0060755 and North Carolina General
Statute (G.S.) 143-215.1(a)(6)in the manner and extent shown in Attachment A. A civil penalty may
be assessed in accordance with the maximums established by G.S. 143-215.6A(a)(2).
Based upon the above findings of fact and conclusions of law, and in accordance with authority
provided by the Secretary of the Department of Environmental Quality and the Director of the
Division of Water Resources, I, Michael L. Parker,Regional Supervisor for the Mooresville Region,
hereby make the following civil penalty assessment against Carolina Water Service:
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115
Phone:[phone]\Fax:[phone]\Customer Service:1-877-623-6748
Internet http://portaLncdenr.org/web/wq
An Equal Opportunity\Affirmative Action Employer-30%Recycled/10%Post Consumer paper

$ 100.00 For 1 of the one (1)violation of G.S. 143-215.1(a)(6)and
NPDES Permit No.NC0060755,by discharging waste into the
waters of the State in violation of the permit daily maximum
effluent limit for BOD.
$ 250.00 For 1 of the one(1)violation of G.S. 143-215.1(a)(6)and
NPDES Permit No.NC0060755,by discharging waste into the
waters of the State in violation of the permit monthly average
effluent limit for BOD.
$ 350.00 TOTAL CIVIL PENALTY
$ 143.85 Enforcement costs
$ 493.85 TOTAL AMOUNT DUE
Pursuant to G.S. 143-215.6A(c), in determining the amount of the penalty I have taken into account the
Findings of Fact and Conclusions of Law and the factors set forth at G.S. 143B-282.1(b),which are:
(1) The degree and extent of harm to the natural resources of the State,to the public health, or to
private property resulting from the violations;
(2) The duration and gravity of the violations;
(3) The effect on ground or surface water quantity or quality or on air quality;
(4) The cost of rectifying the damage;
(5) The amount of money saved by noncompliance;
(6) Whether the violations were committed willfully or intentionally;
(7) The prior record of the violator in complying or failing to comply with programs over which
the Environmental Management Commission has regulatory authority; and
(8) The cost to the State of the enforcement procedures.
Within thirty days of receipt of this notice, you must do one of the following:
1. Submit payment of the penalty:
Payment should be made directly to the order of the Department of Environmental Quality(do
not include waiver form). Payment of the penalty will not foreclose further enforcement action for any
continuing or new violation(s).
Please submit payment to the attention of:
Wastewater Branch
Division of Water Resources
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
OR

•
2. Submit a written request for remission including a detailed justification for such request:
Please be aware that a request for remission is limited to consideration of the five factors listed
below as they may relate to the reasonableness of the amount of the penalty assessed. Requesting
remission is not the proper procedure for contesting whether the violation(s) occurred or the accuracy
of any of the factual statements contained in the civil penalty assessment document. Because a
remission request forecloses the option of an administrative hearing, such a request must be
accompanied by a waiver of your right to an administrative hearing and a stipulation that no factual or
legal issues are in dispute. Please prepare a detailed statement that establishes why you believe the
civil penalty should be remitted, and submit it to the Division of Water Resources at the address listed
below. In determining whether a remission request will be approved,the following factors shall be
considered:
(1) whether one or more of the civil penalty assessment factors in G.S. 143B-282.1(b)were
wrongfully applied to the detriment of the petitioner;
(2) whether the violator promptly abated continuing environmental damage resulting from
the violation;
(3) whether the violation was inadvertent or a result of an accident;
(4) whether the violator had been assessed civil penalties for any previous violations; or
(5) whether payment of the civil penalty will prevent payment for the remaining necessary
remedial actions.
Please note that all information presented in support of your request for remission must be
submitted in writing. The Director of the Division of Water Resources will review your evidence and
inform you of his decision in the matter of your remission request. The response will provide details
regarding case status, directions for payment, and provision for further appeal of the penalty to the
Environmental Management Commission's Committee on Civil Penalty Remissions(Committee).
Please be advised that the Committee cannot consider information that was not part of the original
remission request considered by the Director. Therefore, it is very important that you prepare a .
complete and thorough statement in support of your request for remission.
In order to request remission,you must complete and submit the enclosed"Waiver of Right to
an Administrative Hearing and Stipulation of Facts"form within thirty(30) days of receipt of this
notice. The Division of Water Resources also requests that you complete and submit the enclosed
"Justification for Remission Request." Both forms should be submitted to the following address:
Wastewater Branch
Division of Water Resources
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
OR
3. File a petition for an administrative hearing with the Office of Administrative Hearings:
If you wish to contest any statement in the attached assessment document you must file a
petition for an administrative hearing. You may obtain the petition form from the Office of

Administrative Hearings. You must file the petition with the Office of Administrative Hearings
within thirty(30) days of receipt of this notice. A petition is considered filed when it is received in
the Office of Administrative Hearings during normal office hours. The Office of Administrative
Hearings accepts filings Monday through Friday between the hours of 8:00 a.m. and 5:00 p.m.,
except for official state holidays. The petition may be filed by facsimile(fax) or electronic mail by an
attached file (with restrictions) -provided the signed original, one (1) copy and a filing fee (if a filing
fee is required by NCGS §150B-23.2)is received in the Office of Administrative Hearings within
seven(7)business days following the faxed or electronic transmission. You should contact the
Office of Administrative Hearings with all questions regarding the filing fee and/or the details of the
filing process. The mailing address and telephone and fax numbers for the Office of Administrative
Hearings are as follows:
Office of Administrative Hearings
6714 Mail Service Center
Raleigh,NC 27699-6714
Tel: [phone]
Fax: [phone]
One(1) copy of the petition must also be served on DEQ as follows:
Mr. Sam M. Hayes, General Counsel
DEQ
1601 Mail Service Center
Raleigh,NC 27699-1601
Please indicate the case number(as found on page one of this letter)on the petition.
Failure to exercise one of the options above within thirty(30) days of receipt of this notice, as
evidenced by an internal date/time received stamp (not a postmark),will result in this matter being
referred to the Attorney General's Office for collection of the penalty through a civil action.
Please be advised that additional penalties may be assessed for violations that occur after the
review period of this assessment. If you have any questions about this civil penalty assessment please
contact staff in the Mooresville Regional Office at(704) 663-1699.
(Date) r'L Michael L. Parker, Regional Supervisor
Water Quality Regional Operations Section
Division of Water Resources,NCDEQ
ATTACHMENTS
cc: Mooresville Regional Office Compliance File w/attachments
Raleigh Compliance/Enforcement File w/attachments
Central Files w/attachments

ATTACHMENT A
CASE NO.LV-2015-0229
Outfall Date Parameter Reported Value Permit Limit
001 6/18/15 BOD 16 mg/1* 7.5 mg/1(Daily Maximum)
001 6/30/15 BOD 5.98 mg/1* 5 mg/1 (Monthly Average)
* Denotes civil penalty assessment
Carolina Water Service, Inc. of NC did not provide a response to NOV-2015-LV-0559
dated August 27, 2015. Mitigating factors were not found on the comments letter attached
to the June 2015 DMR to result in a reduced civil penalty amount.

STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENTAL
QUALITY
COUNTY OF GASTON
IN THE MATTER OF ASSESSMENT ) WAIVER OF RIGHT TO AN
OF CIVIL PENALTY AGAINST ) ADMINISTRATIVE HEARING AND
CAROLINA WATER SERVICE, INC. OF NC) STIPULATION OF FACTS
PERMIT NUMBER NC0060755 )
FILE NO. LV-2015-0229
Having been assessed civil penalties totaling$493.85 for violation(s)as set forth in the
assessment document of the Division of Water Resources dated September 24,2015,the undersigned,
desiring to seek remission of the civil penalties, does hereby waive the right to an administrative
hearing in the above-stated matter and does stipulate that the facts are as alleged in the assessment
document. The undersigned further understands that all evidence presented in support of remission of
this civil penalty must be submitted to the Director of the Division of Water Resources within 30 days
of receipt of the notice of assessment. No new evidence in support of a remission request will be
allowed after 30 days from the receipt of the notice of assessment.
This the day of , 2015
BY
ADDRESS
TELEPHONE

JUSTIFICATION FOR REMISSION REQUEST
DWR Case Number: LV-2015-0229
Assessed Party: Carolina Water Service, Inc. of NC
County: Gaston
Permit Number: NC0060755
Amount Assessed: $493.85
Please use this form when requesting remission of this civil penalty. You must also complete the
"Request For Remission, Waiver of Right to an Administrative Hearing, and Stipulation of Facts"
form to request remission of this civil penalty. You should attach any documents that you believe
support your request and are necessary for the Director to consider in evaluating your request for
remission. Please be aware that a request for remission is limited to consideration of the five factors
listed below as they may relate to the reasonableness of the amount of the civil penalty assessed.
Requesting remission is not the proper procedure for contesting whether the violation(s) occurred or
the accuracy of any of the factual statements contained in the civil penalty assessment document.
Pursuant to N.C.G.S. § 143B-282.1(c), remission of a civil penalty may be granted only when one or
more of the following five factors applies. Please check each factor that you believe applies to your
case and provide a detailed explanation, including copies of supporting documents, as to why the
factor applies (attach additional pages as needed).
(a) one or more of the civil penalty assessment factors in N.C.G.S. 143B-282.1(b) were
wrongfully applied to the detriment of the petitioner (the assessment factors are listed
in the civil penalty assessment document);
(b) the violator promptly abated continuing environmental damage resulting from the
violation (i.e., explain the steps that you took to correct the violation and prevent
future occurrences);
(c) the violation was inadvertent or a result of an accident (i.e., explain why the violation
was unavoidable or something you could not prevent or prepare for);
(d) the violator had not been assessed civil penalties for any previous violations;
(e) payment of the civil penalty will prevent payment for the remaining necessary remedial
actions (i.e., explain how payment of the civil penalty will prevent you from performing
the activities necessary to achieve compliance).
EXPLANATION: (use additional pages as necessary)

NORTH CAROLINA DIVISION OF WATER RESOURCES
ASSESSMENT FACTORS
•
Violator: Carolina Water Service, Inc. of NC
Facility: Saddlewood WWTP
County: Gaston
Case Number: LV-2015-0229
Permit Number: NC0060755
1) The degree and extent of harm to the natural resources of the State,to the public health, or to
private property resulting from the violation; No harm has been documented.
2) The duration and gravity of the violation; The BOD daily maximum effluent permit limit was
exceeded by 113.3% on June 18, 2015. The BOD monthly average effluent permit limit was exceeded
by 20% for June 2015.
3) The effect on ground or surface water quantity or quality or on air quality; The effect on the
receiving stream is unknown. BOD is an oxygen-consuming waste and therefore increased
concentrations could reduce the amount of oxygen available to aquatic organisms.
4) The cost of rectifying the damage; The cost is unknown.
5) The amount of money saved by noncompliance; The amount of money saved by noncompliance is
unknown.
6) Whether the violation was committed willfully or intentionally; The Division of Water Resources
has no evidence that the violations were committed willfully or intentionally.
7) The prior record of the violator in complying or failing to comply with programs over which the
Environmental Management Commission has regulatory authority; and
There have been 4 previous CPAs for the Saddlewood WWTP with the last CPA being issued on
August 11, 2011 for daily maximum BOD and monthly average ammonia effluent limit violations in
April 2011.
8) The cost to the State of the enforcement procedures.
The cost to the Division of Water Resources is $143.85.
q is
Date Michael L. Parker, Regional Supervisor
Water Quality Regional Operations Section
Division of Water Resources,NCDEQ

NCDENR
North Carolina Department of Environment and Natural Resources
Pat McCrory Donald van der Vaart
Governor Secretary
8/27/2015
CERTIFIED MAIL#7015 0640 0002 9295 6224
RETURN RECEIPT REQUESTED
Mr. Martin Lashua
Carolina Water Service, Inc of NC
P.O. Box 240908
Charlotte, NC 28224
Subject: Notice of Violation and Notice of Recommendation for Enforcement
Tracking Number NOV-2015-LV-0559
Saddlewood WWTP
NPDES Permit NC0060755
Gaston County
Dear Mr. Lashua:
A review of the June 2015 self-monitoring report for the subject facility revealed violations of the
following parameter at Outfall 001:
Date Parameter Reported Value Permit Limit
6/18/2015 BOD 16 mg/I 7.5 mg/I (Daily Maximum)
6/30/2015 BOD 5.98 mg/I 5 mg/I (Monthly Average)
A Notice of Violation and Notice of Recommendation for Enforcement (NOV/NRE) is being issued
for the noted violations of North Carolina General Statute (G.S.) 143-215.1 and NPDES Permit No.
NC0060755. Pursuant to G.S. 143-215.6A, a civil penalty of not more than twenty-five thousand
dollars ($25,000.00) may be assessed against any person who violates or fails to act in accordance
with the terms, conditions, or requirements of any permit issued pursuant to G.S. 143-215.1.
If you wish to provide additional information regarding the noted violations,'request technical
assistance, or discuss overall compliance please respond in writing within 10 days of receipt of this
Notice. A review of your response will be considered along with any information provided on the
June 2015 Discharge Monitoring Report. You will then be notified of any civil penalties that may be
assessed regarding these violations. If no response is received in this Office within the 10-day
period, a civil penalty assessment may be prepared.
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115
Phone:[phone] t Fax:[phone] Customer Service:1-877-623-6748
Internet http:Aportal.ncdenr.orglweblwq

NOV-2015-LV-0559 Page 2
Remedial actions, if not already implemented, should be taken to correct any problems. The Division
of Water Resources may pursue enforcement actions for this and any additional violations. If the
violations are of a continuing nature, not related to operation and/or maintenance problems, and you
anticipate remedial construction activities, then you may wish to consider applying for a Special Order
by Consent.
If you have questions concerning this matter, please do not hesitate to contact Ori Tuvia or myself at
[phone].
Sincerely,
Michael L. Parker, Regional Supervisor
Water Quality Regional Operations Section
Division of Water Resources, NCDENR
cc: Wastewater Branch
MSC 1617 —Central Files Basement
OT

ITAFAA,
� wS
ri
NCDENR
North Carolina Department of Environment and Natural Resources
Pat McCrory Donald van der Vaart
Governor Secretary
8/5/2015
CERTIFIED MAIL #7015 0640 0007 5707 4661
RETURN RECEIPT REQUESTED
Mr. Martin Lashua
Carolina Water Service, Inc of NC
P.O. Box 240908
Charlotte, NC 28224
Subject: Notice of Violation and Notice of Recommendation for Enforcement
Tracking Number NOV-2015-LV-0489
Saddlewood WWTP
NPDES Permit NC0060755
Gaston County
Dear Mr. Lashua:
A review of the April 2015 self-monitoring report for the subject facility revealed violations of the
following parameters at Outfall 001:
Date Parameter Reported Value Permit Limit
4/1/2015 BOD 8.3 mg/I 7.5 mg/I (Daily Maximum)
4/30/2015 BOD 5.76 mg/I 5 mg/I (Monthly Average)
A Notice of Violation and Notice of Recommendation for Enforcement (NOV/NRE) is being issued
for the noted violations of North Carolina General Statute (G.S.) 143-215.1 and NPDES Permit No.
NC0060755. Pursuant to G.S. 143-215.6A, a civil penalty of not more than twenty-five thousand
dollars ($25,000.00) may be assessed against any person who violates or fails to act in accordance
with the terms, conditions, or requirements of any permit issued pursuant to G.S. 143-215.1.
If you wish to provide additional information regarding the noted violations, request technical
assistance, or discuss overall compliance please respond in writing within 10 days of receipt of this
Notice. A review of your response will be considered along with any information provided on the
April 2015 Discharge Monitoring Report. You will then be notified of any civil penalties that may be
assessed regarding these violations. If no response is received in this Office within the 10-day
period, a civil penalty assessment may be prepared.
Mooresville Regional Office
Location:610 East Center Ave..Suite 301 Mooresville.NC 28115
Phone:[phone] Fax:[phone] Customer Service:1-877.623-6748
Internet http://portal.ncdenr.org/weblwq
An Equal Opportunity',Affirmative Action Employer-309-,Recycled/10%Post Consumer paper

NOV-2015-LV-0489 Page 2
Remedial actions, if not already implemented, should be taken to correct any problems. The Division
of Water Resources may pursue enforcement actions for this and any additional violations. If the
violations are of a continuing nature, not related to operation and/or maintenance problems, and you
anticipate remedial construction activities, then you may wish to consider applying for a Special Order
by Consent.
If you have questions concerning this matter, please do not hesitate to contact Ori Tuvia or myself at
[phone].
Sincerely,
Michael L. Parker, Regional Supervisor
Water Quality Regional Operations Section
Division of Water Resources, NCDENR
cc: Wastewater Branch
MSC 1617 —Central Files Basement
OT

w .+ I
NCDENR
North Carolina Department of Environment and Natural Resources
Pat McCrory Donald van der Vaart
Governor Secretary
April 13, 2015
Mr. Martin Lashua
Carolina Water Service, Inc. of NC
P. O. Box 240908
Charlotte, North Carolina 28224
Subject: Revised Notice of Violation — Effluent Limitation
Tracking Number: NOV-2015-LV-0207
Saddlewood WWTP
NPDES Permit NC0060755
Gaston County
Dear Mr. Lashua:
A review of the September 2014 self-monitoring report for the subject facility revealed a violation of
the following parameter at Outfall 001:
Date Parameter Reported Value Permit Limit
9/18/14 pH 4.72 SU 6.0 SU (Daily minimum)
Remedial actions, if not already implemented, should be taken to correct any noted problems. The
Division of Water Resources may pursue enforcement actions for this and any additional violations. If
the violations are of a continuing nature, not related to operation and/or maintenance problems, and
you anticipate remedial construction activities, then you may wish to consider applying for a Special
Order by Consent (SOC).
If you have questions concerning this matter or to apply for a SOC, please do not hesitate to contact
Ms. Marcia Allocco or myself at [phone].
Sincerely,
Michael L. Parker, Regional Supervisor
Water Quality Regional Operations Section
Division of Water Resources, NCDENR
cc: Wastewater Branch
Central Files (MSC 1617-basement)
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115
Phone:[phone] Fax:[phone] Customer Service:1-877-623-6748
Internet:http://portal.ncdenr.orglweblwq

Utilities, Inc: i
RECEIVED/NCDENRIDWR
APR 2 2015
March 30,2015 WQROS
MOORESVILLE REGIONAL OFFICE
Mr. Michael L Parker L-,t#_k_A ,-('i1t. 1
Regional Supervisor 11
LS-
Division of Water Resources (.- 1 1"t t: 1 ��Gn
Water Quality Regional Operations Section t- ,,(c'.i,c ;'k..C,.4'.--=;)
610 East Center Ave,Suite 301 l'>`I�Mooresville NC,28115 t
Re: Saddlewood WWTP
NPDES Permit No. NC0060755
NOV-2015-LV-2007
Dear Mr.Parker,
We are in receipt of your letter concerning the above referenced matter and respond as follows;
The letter states that a review of the September 2015 self-monitoring report for the above referenced facility revealed a
violation.The violation actually occurred on September 18,2014.Could you please make a correction to the letter and send a
revised copy for our file.
Should you have any further questions or if I can provide any additional information please do not hesitate to contact me at
[e-mail] or by telephone[phone].
Sincerely,
C)C_CLA,...\ -1,410 ). .
ul
Regional Manager
a Utilities,Inc.company Carolina Water Service, Inc.of North Carolina
P.O.Box 240908• Charlotte,NC 28224• P:704-525-7990• F:704-525-8174
5701 Westpark Dr.,Suite 101 • Charlotte,NC 28217 s www.uiwater.com

�� mA
NCDENtt CEIVE
p9 NC. _ f�lAR 201I)
�
North Carolina Department of Environment and Natural Resource -
Pat McCrory Donald van der Vaart
Governor Secretary
March 23, 2015 RECEIVED/NCDENR/DWR
APR 2 2015
Mr. Martin Lashua WQROS
Carolina Water Service, Inc. of NC MOORESVILLE REGIONAL OFFICE
P. O. Box 240908
Charlotte, North Carolina 28224
Subject: Notice of Violation — Effluent Limitation
Tracking Number: NOV-2015-LV-0207
Saddlewood WWTP
NPDES Permit NC0060755
Gaston County
Dear Mr. Lashua:
A review of th eptember 2015 elf-monitoring report for the subject facility revealed a violation of
the following parameter a utfall 001:
Date Parameter Reported Value Permit Limit
9/18/15 pH 4.72 SU 6.0 SU (Daily minimum)
Remedial actions, if not already implemented, should be taken to correct any noted problems. The
Division of Water Resources may pursue enforcement actions for this and any additional violations. If
the violations are of a continuing nature, not related to operation and/or maintenance problems, and
you anticipate remedial construction activities, then you may wish to consider applying for a Special
Order by Consent (SOC).
If you have questions concerning this matter or to apply for a SOC, please do not hesitate to contact
Ms. Marcia Allocco or myself at [phone].
Sincerely,
Michael L. Parker, Regional Supervisor
Water Quality Regional Operations Section
Division of Water Resources, NCDENR
cc: Wastewater Branch
Central Files (MSC 1617-basement)
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115
Phone:[phone] Fax:[phone] Customer Service:1-877-623-6748
Internet http:iportal.ncdenr.org/weblwq
An Equal Opportunity i Affirmative Action Employer-30%Recycled/10%Post Consumer paper

FILE
NCDENR 1
74
North Carolina Department of Environment and Natural Resources
Pat McCrory Donald van der Vaart
Governor Secretary
March 23, 2015
Mr. Martin Lashua
Carolina Water Service, Inc. of NC
P. O. Box 240908
Charlotte, North Carolina 28224
Subject: Notice of Violation — Effluent Limitation
Tracking Number: NOV-2015-LV-0207
Saddlewood WWTP
NPDES Permit NC0060755
Gaston County
Dear Mr. Lashua:
A review of the September 2015 self-monitoring report for the subject facility revealed a violation of
the following parameter at Outfall 001:
Date Parameter Reported Value Permit Limit
9/18/15 pH 4.72 SU 6.0 SU (Daily minimum)
Remedial actions, if not already implemented, should be taken to correct any noted problems. The
Division of Water Resources may pursue enforcement actions for this and any additional violations. If
the violations are of a continuing nature, not related to operation and/or maintenance problems, and
you anticipate remedial construction activities, then you may wish to consider applying for a Special
Order by Consent (SOC).
If you have questions concerning this matter or to apply for a SOC, please do not hesitate to contact
Ms. Marcia Allocco or myself at [phone].
Sincerely,
Michael L. Parker, Regional Supervisor
Water Quality Regional Operations Section
Division of Water Resources, NCDENR
cc: Wastewater Branch
Central Files (MSC 1617-basement)
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115
Phone:[phone] Fax:[phone] Customer Service:1-877-623-6748
Internet:http:llportal.ncdenr.orglweblwq
An Fen uoj nnnnfimlw I Affirrnotinn An+inn Gn,nln,,ar_'UWG PonvnlorlHfWWS Pnnf rnneornnr nnnnr

NCDENR
North Carolina Department of Environment and Natural Resources
Pat McCrory DonaltlDWR R. van der Vaart
Governor Secretary
February 25, 2015
RECEIVED/NCO
ENR/
MAR122015
Martin Lashua
Carolina Water Service, Inc. of North Carolina MOORESVILLE QROS
Saddlewood WWTP REGIONAL OFFICE
PO Box 240908
Charlotte,NC 28224
Subject: Acknowledgement of Permit Renewal
Permit NC0060755
Gaston County
Dear Mr. Lashua:
The NPDES Unit received your permit renewal application on February 23, 2015. A member of the
NPDES Unit will review your application. They will contact you if additional information is required to
complete your permit renewal. You should expect to receive a draft permit approximately 30-45 days
before your existing permit expires.
If you have any additional questions concerning renewal of the subject permit,please contact Maureen
Kinney(919) 807-6388.
Sincerely,
W sre vii 1-14zot f o-roL
Wren Thedford
Wastewater Branch
cc: Central Files
NPDES Unit
1617 Mail Service Center,Raleigh,North Carolina 27699-1617
Location:512 N.Salisbury St.Raleigh,North Carolina 27604
Phone:[phone] Fax:[phone]/Customer Service:1-877-623-6748
Internet::www.ncwater.orq
An Equal OpportunitylAffirmative Action Employer

UtilitiE5, Inc.®
RECEIVED/NCDENR/DWR
MAR122015
M"RESVILLE REG ONAL OFFI
February 27,2015 cE
Ms.Wren Thedford
NC DENR
Division of Water Quality
Point Source Branch
1617 Mail Service Center RECEIVED/DENR/DWR
Raleigh NC 27699-1617
• t - 1.015
Re: Saddlewood WWTP Water Quality
permittinn Section
NPDES NC0060755
Renewal Request
Dear Ms.Thedford,
Please find enclosed Application and attachments and consider this letter as our official request to renew the NPDES permit for
the facility referenced above.
If you should have any questions or need any additional information, please do not hesitate to call me at 704-319-0517 or by
email at [e-mail]
Thank you in advance for your attention.
Sinc ely,
Martin Lashua
Vice President
aUtlities,Inc.company Carolina Water Service, Inc.of North Carolina
P.O.Box 240908 / Charlotte,NC 28224 0 P:704-525-7990 5 F:704-525-8174
5701 Westpark Dr.,Suite 101 i Charlotte,NC 28217 I www.uiwater.com

For NPDES APPLICATION - FORM D
privately-owned treatment systems treating 100% domestic wastewaters <1.0 MGD
Mail the complete application to:
N. C. DENR / Division of Water Quality / NPDES Unit
1617 Mail Service Center, Raleigh, NC 27699-1617 E�VFOiH
CoFNR/pii,R
NPDES Permit I1TC0060755 MAR I 0 2015
Ifyou are completing thisform in computerM
p g use the TAB key or the up - dot�imRQiABtoue from one
field to the next. To check the boxes, click your mouse on top of the box. Otherwise,plealPiark ptr type.
8PFtCE
1. Contact Information:
Owner Name Carolina Water Service, Inc. of North Carolina
Facility Name Saddlewood-WWTP
Mailing Address P.O. Box 240908 RECEIVEDIDENR/DWR
City Charlotte
- ., 2015
State / Zip Code NC, 28224
Water Quality
Telephone Number [phone] Permitting Section
Fax Number [phone]
e-mail Address [e-mail]
2. Location of facility producing discharge:
Check here if same address as above ❑
Street Address or State Road 335 Fair Meadows Court
City Gastonia
State / Zip Code NC, 28056
County Gaston
3. Operator Information:
Name of the firm, public organization or other entity that operates the facility. (Note that this is not
referring to the Operator in Responsible Charge or ORC)
Name Same as owner
Mailing Address
City
State / Zip Code
Telephone Number
Fax Number
e-mail Address
1 of 4 Form-D 11/12

rNPDES APPLICATION - FORM D
For privately-owned treatment systems treating 100% domestic wastewaters <1.0 MGD
4. Description of wastewater:
Facility Generating Wastewater(check all that apply):
Industrial ❑ Number of Employees 1
Commercial ❑ Number of Employees
Residential ® Number of Homes 18
School ❑ Number of Students/Staff
Other ❑ Explain:
Describe the source(s) of wastewater (example: subdivision, mobile home park, shopping centers,
restaurants, etc.):
Saddlewood - Subdivision
18 x 2.5 = 45 population
Number of persons served: 45
5. Type of collection system
® Separate (sanitary sewer only) ❑ Combined (storm sewer and sanitary sewer)
6. Outfall Information:
Number of separate discharge points 1
Outfall Identification numbers) 001
Is the outfall equipped with a diffuser? ❑ Yes ® No
7. Name of receiving stream(s) (NEW applicants:Provide a map showing the exact location of each
outfall):
Unnamed tributary to Crowder's Creek
8. Frequency of Discharge: ® Continuous El Intermittent
If intermittent:
Days per week discharge occurs: Duration:
9. Describe the treatment system
List all installed components, including capacities, provide design removal for BOD, TSS, nitrogen and
phosphorus. If the space provided is not sufficient, attach the description of the treatment system in a
separate sheet of paper.
The .009MGD treatment facility consists of the following components; Bar screen,
aeration basin, clarifier, chlorine contact basin, tablet chlorine disinfection, tablet de-
chlorination, aerobic digester.
2 of 4 Form-D 11/12

rNPDES APPLICATION - FORM D
For privately-owned treatment systems treating 100% domestic wastewaters <1.0 MGD
10. Flow Information:
Treatment Plant Design flow 0.009 MGD
Annual Average daily flow 0.001 MGD (for the previous 3 years)
Maximum daily flow 0.006 MOD (for the previous 3 years)
11. Is this facility located on Indian country?
❑ Yes ® No
12. Effluent Data
NEW APPLICANTS:Provide data for the parameters listed.Fecal Coliform, Temperature and pH shall be grab
samples,for all other parameters 24-hour composite sampling shall be used. If more than one analysis is reported,
report daily maximum and monthly average.If only one analysis is reported, report as daily maximum.
RENEWAL APPLICANTS: Provide the highest single reading (Daily Maximum)and Monthly Average over
the past 36 months for parameters currently in your permit. Mark other parameters "N/A".
Parameter Daily Monthly Units of
Maximum Average Measurement
Biochemical Oxygen Demand (BOD5) 31.0 4.0 Mg/1
Fecal Coliform 122 2.1 #/100 ml
Total Suspended Solids 15.0 3.87 Mg/1
Temperature (Summer) 28.0 21.6 Celsius
Temperature (Winter) 19.5 13.3 Celsius
pH 7.73 7.0 Units
13. List all permits, construction approvals and/or applications:
Type Permit Number Type Permit Number
Hazardous Waste (RCRA) NESHAPS (CAA)
UIC (SDWA) Ocean Dumping (MPRSA)
NPDES NC0060755 Dredge or fill (Section 404 or CWA)
PSD (CAA) Other WQCSD0393
Non-attainment program (CAA)
14. APPLICANT CERTIFICATION
I certify that I am familiar with the information contained in the application and that to the
best of my knowledge and belief such information is true, complete, and accurate.
MARTIN LASHUA Vice President
Printed name of Person . ning Title
n
i (.430„,,..__ a./az /..10/3
Signature of Applicant Date
North Carolina General Statute 143-215.6 (b)(2) states: Any person who knowingly makes any false statement representation, or certification in any
application, record, report, plan, or other document files or required to be maintained under Article 21 or regulations of the Environmental Management
Commission implementing that Article, or who falsifies, tampers with, or knowingly renders inaccurate any recording or monitoring device or method
required to be operated or maintained under Article 21 or regulations of the Environmental Management Commission implementing that Article,shall be
guilty of a misdemeanor punishable by a fine not to exceed$25,000,or by imprisonment not to exceed six months,or by both. (18 U.S.C.Section 1001
provides a punishment by a fine of not more than$25,000 or imprisonment not more than 5 years,or both,for a similar offense.)
4 of 4 Form-D 11/12

Utilities, Inc.®
February 27,2015
Ms.Wren Thedford
NC DENR
Division of Water Quality
Point Source Branch
1617 Mail Service Center
Raleigh NC 27699-1617
Re: Saddlewood WWTP
NPDES NC0060755
Sludge Management Plan
Dear Ms.Thenford,
As sludge and other solids are generated at this facility,they are periodically removed by a contractor,L&L Environmental and
transported to Charlotte Mecklenburg Utilities.
Other contractors are available should L&L Environmental be unable to meet a schedule.
If you should have any questions or need any additional information, please do not hesitate to call me at 704-319-0517 or by
email @ [e-mail].
Thank you in advance for your attention.
Sincerely,
Martin Las ua
Vice President
a Utilities,Inc.company Carolina Water Service, Inc.of North Carolina
P.O.Box 240908♦ Charlotte,NC 28224 ♦ P:704-525-7990♦ F:704-525-8174
5701 Westpark Dr.,Suite 101 ♦ Charlotte,NC 28217 9 www.uiwater.com

— r FILE .
NCDENR ' •
North Carolina Department of Environment and Natural Resources
Division of Water Resources
Water Quality Regional Operations Section
Pat McCrory Thomas A. Reeder John E. Skvarla, III
Governor Director Secretary
March 25, 2014
Mr. Martin Lashua
Carolina Water Service Inc. of NC
P.O. Box 240908 _
Charlotte, North Carolina 28224
Subject: Rescission of Notice of Deficiency— Effluent Limitations
Tracking #: NOD-2014-LV-0021
Saddlewood WWTP44
NPDES Permit No. NC0060755
Gaston County
Dear Mr. Lashua:
On March 10, 2014, this office received a response to the above referenced Notice of Deficiency
(NOD). The NOD was issued for not meeting the daily minimum dissolved oxygen concentration
twice during November 2013. Based on the amended November 2013 DMR received on March 10,
2014, this office is rescinding the above referenced Notice of Deficiency. If you have questions
concerning this matter, please do not hesitate to contact Ms. Marcia Allocco at [phone].
Sincerely,
Michael L. Parker
Water Quality Section
Regional Supervisor
cc: Point Source Branch
MA
•
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115 One�L, 1�.,
Phone:[phone] Fax:[phone]\Customer Service:1-877-623-6748 NorthCarolina
Internet:http:l/portal.ncdenr.org/web/wq Naturally
An Equal Opportunity 1 Affirmative Acton Employer—30%Recycled/10%Post Consumer paper

FIE
.
NCDENR I ma'
North Carolina Department of Environment and Natural Resources
Division of Water Resources
Water Quality Regional Operations Section
Pat McCrory Thomas A. Reeder John E. Skvarla, Ill
Governor Director Secretary
February 28, 2014
Mr. Martin Lashua
Carolina Water Service Inc. of NC
P.O. Box 240908
Charlotte, North Carolina 28224
Subject: Notice of Deficiency— Effluent Limitations
Tracking #: NOD-2014-LV-0021
Saddlewood WWTP
NPDES Permit No. NC0060755
Gaston County
Dear Mr. Lashua:
A review of the November 2013 self-monitoring report for the subject facility revealed violations of the
following parameter at Outfall 001:
Date Parameter Reported Value Permit Limit
11/7/13 Dissolved oxygen 5.7 mg/L 6.0 mg/L (Daily minimum)
11/21/13 Dissolved oxygen 5.0 mg/L 6.0 mg/L (Daily minimum)
Remedial actions, if not already implemented, should be taken to correct the causes(s) of the noted
violation. Unresolved violations may lead to the issuance of a Notice of Violation and/or assessments
of civil penalties by the Division of Water Resources.
If the violations are of a continuing nature, not related to operation and/or maintenance problems, and
you anticipate remedial construction activities, then you may wish to consider applying for a Special
Order by Consent (SOC).
Thank you for your attention to this matter. If you have questions concerning this matter or to apply
for a SOC, please do not hesitate to contact Ms. Marcia Allocco at [phone].
Sincerely,
Michael L. Parker
Regional Supervisor
Water Quality Regional Operations
cc: Point Source Branch
MA
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115 One
Phone:[phone] I Fax:[phone] Customer Service:1-877-623-6748 North Carolina
Internet http:llportal.ncdenr,orglweblwq Natttrallff
An PrInnl nnnnrtn,niw l A frrnntlun tinting, n, W..Gnlnn r_'11 Pnrvrin 1I1114L.Pnet(`rne,,mor nanor

A HLL
NCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Resources
Water Quality Regional Operations Section
Pat McCrory Thomas A. Reeder John E. Skvarla, III
Governor Director Secretary
February 5, 2014
Mr. Martin Lashua
Carolina Water Service Inc. of NC
P.O. Box 240908
Charlotte, North Carolina 28224
Subject: Notice of Violation — Effluent Limitation
Tracking #: NOV-2014-LV-0042
Saddlewood Subdivision WWTP
NPDES Permit No. NC0060755
Gaston County
Dear Mr. Lashua:
A review of the October 2013 self-monitoring report for the subject facility revealed a violation of the
following parameter at Outfall 001:
Date Parameter Reported Value Permit Limit
10/24/13 Biological oxygen demand (BOD) 8.6 mg/L 7.05 mg/L (Daily maximum)
Remedial actions, if not already implemented, should be taken to correct the noted any problems.
The Division of Water Resources may pursue enforcement actions for this and any additional
violations. If the violations are of a continuing nature, not related to operation and/or maintenance
problems, and you anticipate remedial construction activities, then you may wish to consider applying
for a Special Order by Consent (SOC).
If you have questions concerning this matter or to apply for a SOC, please do not hesitate to contact
Ms. Marcia Allocco or myself at [phone].
Sincerely,
Michael L. Parker
Water Quality Regional Operations Section
Mooresville Regional Supervisor
cc: Point Source Branch
MA
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115 One
Phone:[phone] Fax:[phone] Customer Service:1-877.623-6748 NorthCarolina
Internet:http:l/portal.ncdenr.orglweb/wq Naturally
An Equal Opportunity,Affirmative Action Employer-30%Recycled/10%Post Consumer paper

Su a l,F fc.L._ r� m
Utilities, Inc.® APR k 6 8 2013
Wastewater Treatment and Collection
Performance Annual Report MAR 2 6 2013
I. General Information
Facility/System Name ISaddlewood County (Gaston
Service Area Includes: Saddlewood
Responsible Party: 'Carolina Water Service,Inc.of North Carolina
Contact Name and Area Manager-Adam James 704-525-7990
Phone#:
Applicable Permit(s): 'N00060755 and WQCSD0393
NC0060755:Operation of the 0.009 MGD wastewater treatment facility with the following components:Bar
Description of screen,Aeration basin,Clarifier,Aerobic digester,Tablet chlorine disinfection,Tablet de-chlorination.
Collection System or
Treatment Process: WQCSD0393:Operation and maintenance of the wastewater collection system consisting of approximately
0.3 miles of gravity main and all associated piping,valves,and appurtenances.
II. Performance
Overall Summary of System Performance for Calendar Year:12012
The wastewater treatment plant had five months where exceedances of permit limits occurred during the year.
(The North Carolina Division of Water Quality was contacted to help investigate the biological oxygen demand sample
exceedances.A reduction in the amount of applied dechlorination agent has improved the biological oxygen demand levels.)
The wastewater collection system consistently met all permitted limitations during the year.

The following lists any violations of permit conditions or environmental regulations that may have occurred during the year.If a
violation is listed,a description of any known environmental impact including the corrective measures taken is included.
A violation was issued after a single biological oxygen demand sample result of 18 mg/I exceeded the daily limit
January of 15 mg/I on 1/19/12.The monthly average along with all other parameters were within limits.No known
environmental impact.
February No violations/deficiencies noted.
March No violations/deficiencies noted.
A violation was issued when the biological oxygen demand result of 15.9 mg/I exceeded the monthly average
April limit of 5 mg/I.Suspected inadequate sample bottles or possible laboratory error.All other parameters were
within compliance limits for the month.No known environmental impact.
A violation was issued when the biological oxygen demand result of 6.1 mg/I exceeded the monthly average
May limit of 5 mg/I.All other parameters were within compliance limits for the month.No known environmental
impact.
A violation was issued when the biological oxygen demand results of 6.7 mg/I exceeded the monthly average
June limit of 5 mg/I.All other parameters were within compliance limits for the month.No known environmental
impact.
July No violations/deficiencies noted.
August No violations/deficiencies noted.
September No violations/deficiencies noted.
October A violation was issued after a biological oxygen demand result of 5.4 mg/I exceeded the monthly average limit
of 5 mg/I.All other parameters were within compliance limits for the month.No known environmental impact.
November No violations/deficiencies noted.
December No violations/deficiencies noted.
III. Notification
Customers will be notified of the availability of this report with a message on their bills and copies
will be provided upon request.
IV. Certification
I hereby certify that the in rmation contained in ' report is accurate and complete to the
best of my knowledge.
Signature ( Date 12/15/2013
Printed Name (Martin Lashua Title: (Regional Director

•
70:A
NCDENRIF I ILE
North Carolina Department of Environment and Natural Resources ,
Division of Water Quality
Pat McCrory Charles Wakild, P.E. John E. Skvarla, Ill
Governor Director Secretary
February 8, 2013
Mr. Martin Lashua
Carolina Water Service Inc. of NC
PO Box 240908
Charlotte, North Carolina 28224
Subject: Notice of Violation— Effluent Limitations
Tracking #: NOV-2013-LV-0090
Saddlewood WWTP
NPDES Permit No. NC0060755
Gaston County
Dear Mr. Lashua:
A review of the October 2012 self-monitoring report for the subject facility revealed a violation of the
following parameter at Outfall 001:
Date Parameter Reported Value Permit Limit
10/31/12 BOD 5.4 mg/L 5.0 mg/L (Monthly average)
Remedial actions, if not already implemented, should be taken to correct the noted any problems.
The Division of Water Quality may pursue enforcement actions for this and any additional violations. If
the violations are of a continuing nature, not related to operation and/or maintenance problems, and
you anticipate remedial construction activities, then you may wish to consider applying for a Special
Order by Consent (SOC).
If you have questions concerning this matter or to apply for a SOC, please do not hesitate to contact
Ms. Marcia Allocco at [phone].
Sincerely,
c=:),)
Michael L. Parker
Surface Water Protection
Regional Supervisor
cc: Point Source Branch
MA
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115 One
Phone:[phone] Fax:[phone] l Customer Service:1-877-623-6748 NorthCarolina
Internet:http://portal.ncdenr.org/web/wq Naturally N
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LI_J_tilities, Inc:
RECEIVED
September 12,2012 DIVISION OF WATER QUALITY
SEP172012
MOORES ,'s,L '.:f C"1AL OFFICE
Mr. Robert B. Krebs
Regional Supervisor
Surface Water Protection
610 East Center Ave., Suite 301
Mooresville NC, 28115
Re: Saddlewood WWTP
NPDES Permit No.NC0060755
NOV-2012-LV-0454
Dear. Mr. Krebs:
We are in receipt of your letter concerning the above referenced matter and responds as follows;
The BOD samples collected on 6/12/12 with a result of 8.4 mg/I and 6/28/2012 with a result of 9.9 mg/1 exceeded
the permitted daily limit of 7.5 mg/I. These results contributed to the plant exceeding the permitted monthly limit of
5.0 mg/1 with an average of 6.7 mg/l. All other parameters were in compliance with the permitted limits.
On 7/2/2012 we spoke with Barbra Sifford(Technical Assistance)and came to the conclusion that we may be over
feeding our dechlorination chemical. She suggested that we decrease the amount of chemical used in the effluent,
which we did immediately. We were in full compliance with the NPDES permit the entire month of July.
On 7/31/2012 we met Ms. Sifford on site to investigate the high BOD's. During the investigation we discussed the
changes she recommended and lowering the chemical dosage seemed to alleviate the high BOD's.
All samples collected in August 2012 have been in full compliance with the NPDES permit. We appreciate
Ms. Sifford's time and providing technical assistance.
Carolina Water Service, Inc of NC respectfully appreciates the opportunity to respond with additional information
for consideration in any further enforcement decisions concerning this matter. We hope the information provided in
this letter demonstrates our continued effort to maintain compliance with the NPDES permit. Should you have any
questions or need any further assistance please do not hesitate to contact me at rajames uixvater com or by
telephone[phone]
a Utiles,Inc.oalcay Carolina Water Service,Inc.of North Carolina
P.O.Box 240908 s Charlotte,NC 28224• P:704-525-7990• F:704-525-8174
5701 Weslpark Dr.,Seta 101 i Charlotte,NC 28217 s www.uiwater.com

PagP2 September 12,2012
tvvo
Mr.Robert Krebs
Saddlewood WWTP
Sincerely,
/ P4/‘,
Adam James
Area Manager
Cc; Martin Lashua
Tony Konsul
Mary Rollins

464,14
NCDENR F ILE7,4
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Charles Wakild, P.E. Dee Freeman
Governor Director Secretary
August 31, 2012
Mr. Martin Lashua
Carolina Water Service Inc. of NC
PO Box 240908
Charlotte, North Carolina 28224
Subject: Notice of Violation — Effluent Limitations
Tracking #: NOV-2012-LV-0454
Saddlewood WWTP
NPDES Permit No. NC0060755
Gaston County
Dear Mr. Lashua:
A review of the June 2012 self-monitoring report for the subject facility revealed a violation of the
following parameter at Outfall 001:
Date Parameter Reported Value Permit Limit
6/12/12 BOD 8.4 mg/L 7.5 mg/L (Daily maximum)
6/28/12 BOD 9.9 mg/L 7.5 mg/L (Daily maximum)
6/30/12 BOD 6.7 mg/L 5.0 mg/L (Monthly average)
Remedial actions, if not already implemented, should be taken to correct the noted any problems.
The Division of Water Quality may pursue enforcement actions for this and any additional violations. If
the violations are of a continuing nature, not related to operation and/or maintenance problems, and
you anticipate remedial construction activities, then you may wish to consider applying for a Special
Order by Consent (SOC).
If you have questions concerning this matter or to apply for a SOC, please do not hesitate to contact
Ms. Marcia Allocco at [phone].
Sincerely,
Robert B. Krebs
Surface Water Protection
Regional Supervisor
cc: Point Source Branch
MA
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115 One
Phone:[phone] Fax:[phone] Customer Service:1-877-623-6748 NorthCarolina
Internet:http:l/portal.ncdenr.orglweb/wq Naturally
An Equal Opportunity',Affirmative Action Employer-30%Recycled/10%Posl Consumer paper

F I L
NCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Charles Wakild, P.E. Dee Freeman
Governor - Director Secretary
August 7, 2012
Mr. Martin Lashua
Carolina Water Service Inc. of NC
PO Box 240908
Charlotte, North Carolina 28224
Subject: Response to NOV-2012-LV-00369
Saddlewood WWTP
NPDES Permit No. NC0060755
Gaston County, NC
Dear Mr. Lashua:
Mooresville Regional Office staff reviewed the Carolina Water Service Inc., of NC response to the Notice of
Violation and Notice of Recommendation for Enforcement NOV-2012-LV-0369 received on July 30, 2012.
Based upon the review, mitigating circumstances were found that would justify no further action being
taken against Carolina Water Service Inc., of NC at this time. Be advised that should noncompliance
continue, enforcement action, including the assessment of civil penalties, could be taken by the Division of
Water Quality in accordance with G.S. 143-215.6A(a)(2).
Thank you for your continued cooperation with the Division of Water Quality and please do not hesitate to
contact Ms. Barbara Sifford (Technical Assistance) should compliance issues return. Should you have any
questions regarding the decision by this office in regards to this matter please contact Ms. Marcia Allocco
at [phone].
Sincerely,
-�-� `sue _
Robert B. Krebs
• Regional Supervisor
Surface Water Protection
Cc: Bob Sledge, Point Source Compliance
Mooresville Regional Office One
Location:610 East Center Ave.,Suite 301 Mooresville, NC 28115 NprthCarolim
Phone:[phone] Fax:[phone]\Customer Service: 1-877-623-6748 turally
Internet: http://portal.ncdenr.orci/web/wq
An Equal Opportunity\Affirmative Action Employer—50%Recycled/10%Post Consumer paper

NCDENR
F LIE/71
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Charles Wakild, P.E. Dee Freeman
Governor Director Secretary
August 10, 2012
Mr. Martin Lashua
Carolina Water Service Inc. of NC
PO Box 240908
Charlotte, North Carolina 28224
Subject: Notice of Violation
Tracking #: NOV-201 2-LV-0405
Saddlewood VVVVTP
NPDES Permit No. NC0060755
Gaston County
Dear Mr. Lashua:
A review of the May 2012 self-monitoring report for the subject facility revealed violations of the
following parameters at Outfall 001:
Date Parameter Reported Value Permit Limit
5/31/12 BOD 6.1 mg/L 5.0 mg/L (Monthly average)
Remedial actions, if not already implemented, should be taken to correct the noted any problems.
The Division of Water Quality may pursue enforcement actions for this and any additional violations. If
the violations are of a continuing nature, not related to operation and/or maintenance problems, and
you anticipate remedial construction activities, then you may wish to consider applying for a Special
Order by Consent (SOC).
If you have questions concerning this matter or to apply for a SOC, please do not hesitate to contact
Ms. Marcia Allocco at [phone].
Sincerely,
1!` c313
Robert B. Krebs
Surface Water Protection
Regional Supervisor
cc: Point Source Branch
MA
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115 One
Phone:[phone] Fax:[phone]\Customer Service:1-877-623-6748 NorthCarolina
Internet:http:llportal.ncdenr.orglweblwq Naturally
An Equal Opportunity t Affirmative Action Employer-30%Recycledil0%Post Consumer paper

14"4"*A
NCDENR FIL E/7, /
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Charles Wakild, P.E. Dee Freeman
Governor Director Secretary
July 18, 2012 •
CERTIFIED MAIL #7010 0780 0000 5519 1574
RETURN RECEIPT REQUESTED
Mr. Martin Lashua
Carolina Water Service Inc. of NC
PO Box 240908
Charlotte, North Carolina 28224
Subject: Notice of Violation and Notice of Recommendation for Enforcement
Tracking #: NOV-2012-LV-0369
Saddlewood WWTP
NPDES Permit No. NC0060755
Gaston County
Dear Mr. Lashua:
A review of the April 2012 self-monitoring report for the subject facility revealed violations of the
following parameters at Outfall 001:
Date Parameter Reported Value Permit Limit
4/3/12 BOD 14.0 mg/L 7.5 mg/L (Daily maximum)
4/11/12 BOD 17.0 mg/L 7.5 mg/L (Daily maximum)
4/18/12 BOD 12.0 mg/L 7.5 mg/L (Daily maximum)
4/19/12 BOD 14.0 mg/L 7.5 mg/L (Daily maximum)
4/20/12 BOD 16.0 mg/L 7.5 mg/L (Daily maximum)
4/23/12 BOD 14.0 mg/L 7.5 mg/L (Daily maximum)
4/24/12 BOD 9.2 mg/L 7.5 mg/L (Daily maximum)
4/30/12 BOD 31.0 mg/L 7.5 mg/L (Daily maximum)
4/30/12 BOD 15.9 mg/L 5.0 mg/L (Monthly average)
A Notice of Violation and Notice of Recommendation for Enforcement (NOV/NRE) is being issued
for the noted violations of North Carolina General Statute (G.S.) 143-215.1 and NPDES Permit No.
NC0060755. Pursuant to G.S. 143-215.6A, a civil penalty of not more than twenty-five thousand
dollars ($25,000.00) may be assessed against any person who violates or fails to act in accordance
with the terms, conditions, or requirements of any permit issued pursuant to G.S. 143-215.1.
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115 One
Phone:[phone] Fax:[phone] Customer Service:1-877-623-6748 North tCarolina
Internet:http://portal.ncdenr.orglweblwq Naturally
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Mr. M. Lashua, Saddlewood WWTP
NOV-2012-LV-0369, Page 2
July 18,2012
If you wish to provide additional information regarding the noted violations, request technical
assistance, or discuss overall compliance please respond in writing within 10 days of receipt of this
Notice. A review of your response will be considered along with any information provided on the
April 2012 Discharge Monitoring Report. You will then be notified of any civil penalties that may be
assessed regarding these violations. If no response is received in this Office within the 10-day
period, a civil penalty assessment may be prepared.
Remedial actions, if not already implemented, should be taken to correct any problems. The Division
of Water Quality may pursue enforcement actions for this and any additional violations. If the
violations are of a continuing nature, not related to operation and/or maintenance problems, and you
anticipate remedial construction activities, then you may wish to consider applying for a Special Order
by Consent. You may contact Ms. Marcia Allocco of this Office for additional information.
If you have questions concerning this matter, please do not hesitate to contact Ms. Allocco at (704)
235-2204.
Sincerely,
0-3
Robert B. Krebs
Surface Water Protection
Regional Supervisor
cc: Point Source Branch
MA

4T
!f%I%t%E5, Inc RECEIVED
DIVISION OF WATER QUALITY
JUL 302012
July 26,2012
SUVP SECTION
MOORESVILLE REGIONAL OFFICE
Mr. Robert B Krebs
Regional Supervisor
Surface Water Protection
610 East Center Ave,Suite 301
Mooresville,NC 28115
Re: Saddlewood WWTP
NPDES NC0060755
NOV-2012-LV-0369
Dear Mr. Krebs,
We are in receipt of your letter concerning the above referenced matter and respond as follows:
The BOD samples that were collected in April 2012 exceeded the permitted daily limit of 7.5 mg/I which also caused the
monthly BOD average to exceed the permitted limit of 5.0 mg/I. We have investigated the BOD exceedences extensively and
are not able to definitely conclude the cause for this one parameter's exceedences of the permitted limit. All other
parameters are well within the permitted requirements.
In our investigation to this matter,we have made the following changes at the wastewater treatment plant:
• We replaced timers and solenoid valves that operate the return sludge and skimmer lines that were found to be
operating sporadically.
• The air blowers were checked to insure they were properly operating and supplying sufficient air to the plant. Blower
#1 was found to be pulling high amps;therefore,the motor and blower was rebuilt.
• Blower run times were increased to supply additional air to the aeration basins.
• A small air leak was noticed when the timer called for the skimmer to operate which caused some slight bubbling in
the clarifier.This line was immediately repaired.
• We collected additional BOD samples above and beyond the permitted requirements after each of the above
changes were made, but continued to exceed the permitted limits.
In addition to the efforts listed above,we contacted our contracted laboratory and expressed our concerns regarding the high
BOD results. The laboratory investigated with their Quality Assurance Manager and could not find anything wrong in their
methods or procedures. In addition, effluent samples were collected and split between two different laboratories. The
analyses did show some variance in the results between the two laboratories but nothing significant. Since we could not
determine the cause of the continued exceedences, Ms. Barbara Sifford in Technical Assistance was contacted on 7/2/12 to
help us determine the cause.
a Utilities,Inc.companyCarolina Water Service, Inc.of North Carolina
P.O.Box 240908 S Charlotte,NC 28224 0 P:704-525-7990 5 F:704-525-8174
5701 Westpark Dr.,Suite 101 i Charlotte,NC 28217 i www.uiwater.com

Page two
Mr. Robert Krebs
Saddlewood WWTP
Carolina Water Service, Inc. of NC respectfully appreciates the opportunity to respond with additional information for
consideration in any further enforcement decisions concerning this matter. We hope the information provided within this
letter demonstrates the continued efforts to maintain compliance at the facility and is justification for no assessment of civil
penalties. Should you have any questions or if I can be of any further assistance please do not hesitate to contact me at
[e-mail] or at 704-319-0523.
Sincerely,
Tony Konsul
Regional Manager
Cc; Martin Lashua
Mary Rollins
Adam James

Ati,4
NCDENR F ILE ,/
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Charles Wakild, P.E. Dee Freeman
Governor Director Secretary
May 7, 2012
Mr. Martin Lashua
Carolina Water Service Inc.
P.O. Box 240908
Charlotte, North Carolina 28224
Subject: Notice of Violation — Effluent Limitations
Tracking #: NOV-2012-LV-0238
Saddlewood Subdivision WWTP
NPDES Permit No. NC0060755
Gaston County
Dear Mr. Lashua:
A review of the January 2012 self-monitoring report for the subject facility revealed a violation of the
following parameter at Outfall 001:
Date Parameter Reported Value Permit Limit
1/19/12 Biological Oxygen Demand 18.0 mg/L 15.0 mg/L (Daily maximum)
Remedial actions, if not already implemented, should be taken to correct any problems. The Division
of Water Quality may pursue enforcement actions for this and any additional violations. If the
violations are of a continuing nature, not related to operation and/or maintenance problems, and you
anticipate remedial construction activities, then you may wish to consider applying for a Special Order
by Consent. You may contact Ms. Marcia Allocco of this Office for additional information.
If you have questions concerning this matter, please do not hesitate to contact Ms. Allocco or me at
[phone].
Sincerely, 1�
Robert B. Krebs
Surface Water Protection
Regional Supervisor
cc: Point Source Branch
MA
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115 One
Phone:[phone] Fax:[phone] Customer Service:1-877-623-6748 NorthCarolina
Internet:http:!/portal.ncdenr.orglweb/wq Naturally
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ItiEs, Inc.® IA (2-()
Wastewater Treatment and Collection,:,,;r.
QUALITY
Performance Annual Report M/* 9 2012
I. General Information
r t-u
Facility/System NamelSaddlewood County (Gaston
Service Area Includes: Saddlewood
Responsible Party: Carolina Water Service,Inc.of NC
Contact Name and Area Manager-Adam James 704-525-7990
Phone#:
Applicable Permit(s): Nand WQCSD0393
NC0060755:Operation of the 0.009 MGD wastewater treatment facility with the following components:Bar
Description of screen,Aeration basin,Clarifier,Aerobic digester,Tablet chlorine disinfection,Tablet de-chlorination.
Collection System or
Treatment Process: WQCSD0393:Operation and maintenance of the wastewater collection system consisting of approximately
0.3 miles of gravity main and all associated piping,valves,and appurtenances.
II. Performance
Overall Summary of System Performance for Calendar Year:(2011
The wastewater treatment plant had three occurrences of not meeting permit limits during the year.
The wastewater collection system consistently met all permitted limitations during the year.

The following lists any violations of permit conditions or environmental regulations that may have occurred during the year.If a
violation is listed,a description of any known environmental impact including the corrective measures taken is included.
January No violations/deficiencies noted.
A Total Suspended Solids(TSS)sample was collected on 2/10/2011;however,due to a process error occurring
February within the contracted laboratory,the sample was not analyzed as required.All other samples were properly
analyzed and found compliant.No known environmental impact.
March No violations/deficiencies noted.
A violation with penalty was issued after a single biological oxygen demand(BOD)sample result of 10 mg/I
April exceeded the daily permit limit of 7.5 mg/I and an ammonia nitrogen average result of 5.15 mg/I exceeded the
monthly limit of 2.0 mg/I.All other parameters were within permit limits.No environmental impact noted.
May No violations/deficiencies noted.
June No violations/deficiencies noted.
July No violations/deficiencies noted.
August No violations/deficiencies noted.
September No violations/deficiencies noted.
October No violations/deficiencies noted.
November No violations/deficiencies noted.
December No violations/deficiencies noted.
III. Notification
Customers will be notified of the availability of this report with a message on their bills and copies
will be provided upon request.
IV. Certification
I hereby certify that the information containeci\in this eport is accurate and complete to the
best of my knowledge. ' I
Signature I Date I I /' ) /to( .
Printed Name 'Martin Lashua Title: 'Regional Director

_ .
4i,
NCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Coleen H. Sullins Dee Freeman
Governor Director Secretary
September 26, 2011 RECEIVED
DIVISION OF WATER QUALITY
MARTIN J LASHUA S E P 2 9 2 011
CAROLINA WATER SERVICE INC OF NC SWP SECTION
PO BOX 240908 MOORESVILLE REGIONAL OFFICE
CHARLOTTE NC 282240908
SUBJECT: Payment Acknowledgment
Civil Penalty Assessment
Saddlewood WWTP
Permit Number: NC0060755
Case Number: LV-2011-0208
Gaston County
Dear Mr. Lashua:
This letter is to acknowledge receipt of check number 843479 in the amount of $486.57 received from you
dated September 15, 2011. This payment satisfies in full the above civil assessment levied against the subject
facility, and this case has been closed. Payment of this penalty in no way precludes future action by this
Division for additional violations of the applicable Statutes, Regulations, or Permits.
If you have any questions, please call Robert L Sledge at 919-807-6398.
Sincerely,
Jovonah Weeden
cc: Central Files
isor
1617 Mail Service Center,Raleigh,North Carolina 27699-1617
Location:512 N.Salisbury St.Raleigh,North Carolina 27604 One
Phone:[phone];FAX:[phone] t Customer Service:1-877-623-6748 NorthCarolina
Internet:www.ncwaterquality.org ^}t,�/'�����ll/r_y An Equal Opportunity;Affirmative Action Employer vJ Y

Aibti
FILE
NCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Coleen H. Sullins Dee Freeman
Governor Director Secretary
September 7, 2011
CERTIFIED MAIL
RETURN RECEIPT REQUESTED 7010 0290 000 4565 0519
Mr. Martin Lashua, Regional Manager
Carolina Water Service, Inc. of North Carolina
Post Office Box 240908
Charlotte,North Carolina 28217
SUBJECT: Rescission of Notice of Violation and
Civil Penalty
NPDES Permit No.NC0060755
CWS Saddlewood WWTP
Gaston County
LV-2011-0208
Dear Mr. Lashua:
On August 16, 2011, Carolina Water Service, Inc. of North Carolina was assessed a civil penalty for
permit limit violations occurring in April 2011. The Notice of Violation and Civil Penalty Assessment
(NOV/CPA) document contained an error; therefore; I am rescinding the NOV/CPA document dated August
16, 2011, and reissuing a corrected copy dated September 7, 2011. The corrected NOV/CPA document and the
attachments are enclosed.
Should you have any questions concerning this correspondence,please contact me at(704) 663-1699.
Sincerely,
Robert B. Krebs
Surface Water Quality Regional Supervisor
cc:
Point Source Compliance/Enforcement Unit
Mooresville Regional Office One
Location:610 East Center Ave..Suite 301 Mooresville.NC: 28115 ,One
Phone:[phone]•,Fax:[phone] Customer Service: I-877-623-6748 N61t111`elf
Internet:http://portaIncdenrorg/web/wq
An Equal Opport itv Affirmative AG on Employer--50%Recycled!10%Post Consumer paper

At,„A
•
NCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Coleen H. Sullins Dee Freeman
Governor Director Secretary
September 7, 2011
CERTIFIED MAIL
RETURN RECEIPT REQUESTED 7010 0290 000 4565 0519
Mr. Martin Lashua, Regional Manager
Carolina Water Service, Inc. of North Carolina
Post Office Box 240908
SUBJECT: Notice of Violation and Assessment of Civil
Penalty for Violations of N.C. General Statute
• 143-215.1(a)(6) and NPDES Permit No. NC0060755
Saddlewood WWTP
Gaston County
Case No. LV-2011-0208
Dear Mr. Lashua:
This letter transmits a Notice of Violation and assessment of civil penalty in the amount of $486.57
($350.00 civil penalty+ $136.57 enforcement costs) against Carolina Water Service, Inc. of North Carolina.
This assessment is based upon the following facts: A review has been conducted of the self-monitoring
data reported for April 2011. This review has shown the subject facility to be in violation of the discharge
limitations found in NPDES Permit No.NC0060755. The violations are summarized in Attachment A to this
letter.
Based upon the above facts, I conclude as a matter of law that Carolina Water Service, Inc. of North
Carolina violated the terms, conditions, or requirements of NPDES Permit No. NC0060755 and North Carolina
General Statute (G.S.) 143-215.1(a)(6) in the manner and extent shown in Attachment A. A civil penalty may
be assessed in accordance with the maximums established by G.S. 143-215.6A(a)(2).
Based upon the above findings of fact and conclusions of law, and in accordance with authority
provided by the Secretary of the Department of Environment and Natural Resources and the Director of the
Division of Water Quality, I, Robert B. Krebs, Surface Water Protection Regional Supervisor for the
Mooresville Region, hereby make the following civil penalty assessment against Carolina Water Service, Inc. of
North Carolina:
Mooresville Regional Office
Location:610 East Center Ave..Suite 301 Mooresville,NC 28115 One
Phone:[phone]\Fax:[phone]\Customer Service: 1-877-623-6748 - NorthCarolina
Internet h11-.:oorial.ncoenr.otowef.ivq Naturally
An Equal Opportunity Affirmative Action Employer-•50%Recvcledil040 Post Consumer paper

$ 100.00 For 1 of the one (1) violation of G.S. 143-215.1(a)(6)and
NPDES Permit No.NC0060755, by discharging waste into the
waters of the State in violation of the permit daily maximum
effluent limit for BOD.
$ 250.00 For 1 of the one (1) violation of G.S. 143-215.1(a)(6) and
NPDES Permit No.NC0060755,by discharging waste into the
waters of the State in violation of the permit monthly average
effluent limit for ammonia nitrogen.
$ 350.00 TOTAL CIVIL PENALTY
$ 136.57 Enforcement costs.
$ 486.57 TOTAL AMOUNT DUE
Pursuant to G.S. 143-215.6A(c), in determining the amount of the penalty I have taken into account the
Findings of Fact and Conclusions of Law and the factors set forth at G.S. 143B-282.1(b),which are:
(1) The degree and extent of harm to the natural resources of the State,to the public health,or to
private property resulting from the violations;
(2) The duration and gravity of the violations;
(3) The effect on ground or surface water quantity or quality or on air quality;
(4) The cost of rectifying the damage;
(5) The amount of money saved by noncompliance;
(6) Whether the violations were committed willfully or intentionally;
(7) The prior record of the violator in complying or failing to comply with programs over which the
Environmental Management Commission has regulatory authority; and
(8) The cost to the State of the enforcement procedures.
Within thirty days of receipt of this notice, you must do one of the following:
1. Submit payment of the penalty:
Payment should be made directly to the order of the Department of Environment and Natural
Resources (do not include waiver form). Payment of the penalty will not foreclose further
enforcement action for any continuing or new violation(s).
Please submit payment to the attention of:

Point Source Compliance/Enforcement Unit
Division of Water Quality
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
OR
2. Submit a written request for remission including a detailed justification for such request:
Please be aware that a request for remission is limited to consideration of the five factors listed
below as they may relate to the reasonableness of the amount of the penalty assessed.
Requesting remission is not the proper procedure for contesting whether the violation(s)occurred
or the accuracy of any of the factual statements contained in the civil penalty assessment
document. Because a remission request forecloses the option of an administrative hearing, such
a request must be accompanied by a waiver of your right to an administrative hearing and a
stipulation that no factual or legal issues are in dispute. Please prepare a detailed statement that
establishes why you believe the civil penalty should be remitted, and submit it to the Division of
Water Quality at the address listed below. In determining whether a remission request will be
approved, the following factors shall be considered:
(1) whether one or more of the civil penalty assessment factors in G.S. 143B-282.1(b) were
wrongfully applied to the detriment of the petitioner;
(2) whether the violator promptly abated continuing environmental damage resulting from
the violation;
(3) whether the violation was inadvertent or a result of an accident;
(4) whether the violator had been assessed civil penalties for any previous violations; or
(5) whether payment of the civil penalty will prevent payment for the remaining necessary
remedial actions.
•
Please note that all information presented in support of your request for remission must be
submitted in writing. The Director of the Division of Water Quality will review your evidence '
and inform you of his decision in the matter of your remission request. The response will
provide details regarding case status, directions for payment, and provision for further appeal of
the penalty to the Environmental Management Commission's Committee on Civil Penalty
Remissions (Committee). Please be advised that the Committee cannot consider information that
was not part of the original remission request considered by the Director. Therefore, it is very
important that you prepare a complete and thorough statement in support of your request for
remission.
In order to request remission, you must complete and submit the enclosed "Waiver of Right to an
Administrative Hearing and Stipulation of Facts" form within thirty (30) days of receipt of this
notice. The Division of Water Quality also requests that you complete and submit the enclosed
"Justification for Remission Request." Both forms should be submitted to the following address:

Point Source Compliance/Enforcement Unit
Division of Water Quality
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
OR
3. File a petition for an administrative hearing with the Office of Administrative Hearings:
If you wish to contest any statement in the attached assessment document you must file a petition for an
administrative hearing. You may obtain the petition form from the Office of Administrative Hearings.
You must file the petition with the Office of Administrative Hearings within thirty(30) days of feceipt
of this notice. A petition is considered filed when it is received in the Office of Administrative Hearings
during normal office hours. The Office of Administrative Hearings accepts filings Monday through
Friday between the hours of 8:00 a.m. and 5:00 p.m., except for official state holidays. The petition may
be filed by facsimile (fax) or electronic mail by an attached file(with restrictions) -provided the signed
original, one (1) copy and a filing fee (if a filing fee is required by NCGS §150B-23.2) is received in the
Office of Administrative Hearings within seven (7)business days following the faxed or electronic
transmission. You should contact the Office of Administrative Hearings with all questions regarding the
filing fee and/or the details of the filing process. The mailing address and telephone and fax numbers
for the Office of Administrative Hearings are as follows:
Office of Administrative Hearings
6714 Mail Service Center
Raleigh,NC 27699-6714
Tel: [phone]
Fax: [phone]
One (1) copy of the petition must also be served on DENR as follows:
Mary Penny Thompson, General Counsel
DENR
1601 Mail Service Center
Raleigh,NC 27699-1601
Failure to exercise one of the options above within thirty(30) days of receipt of this letter, as evidenced
by an internal date/time received stamp (not a postmark), will result in this matter being referred to the Attorney
General's Office for collection of the penalty through a civil action.

Please be advised that additional penalties may be assessed for violations that occur after the review
period of this assessment. If the violations are of a continuing nature, not related to operation and/or
maintenance problems, and you anticipate remedial construction activities, then you may wish to consider
applying for a Special Order by Consent. If you have any questions about this civil penalty assessment or a
Special Order by Consent, please contact the Water Quality Section staff of the Mooresville Regional Office at
704/663-1699.
4 /1 /` ref` —
(Date) Robert B. Krebs
Regional Supervisor
Surface Water Protection
Mooresville Regional Office
Division of Water Quality
ATTACHMENTS
cc: Mooresville Regional Office Compliance File w/attachments
Raleigh Compliance/Enforcement File w/attachments
Central Files w/attachments
jl

ATTACHMENT A
CASE NO. LV-2011-0208
Outfall Date Parameter Reported Value Permit Limit
001 4/14/11 BOD *10.0 mg/1 7.5 mg/1 (daily maximum)
001 4/2011 Ammonia Nitrogen *5.2 mg/1 2.0 mg/1 (monthly average)
*Denotes civil penalty assessment
The Carolina Water Service response to NOV-2011-LV-0208 dated July 28, 2011 was
reviewed by DWQ staff. Mitigating factors were not found to result in a reduced civil
penalty amount.

STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENT
AND NATURAL RESOURCES
COUNTY OF GASTON
IN THE MATTER OF ASSESSMENT ) WAIVER OF RIGHT TO AN
OF CIVIL PENALTY AGAINST ) ADMINISTRATIVE HEARING AND
CAROLINA WATER SERVICE , ) STIPULATION OF FACTS
INC. OF NORTH CAROLINA
PERMIT NO. NC0060755 )
FILE NO. LV-2011-0208
Having been assessed civil penalties totaling $ 486.57 for violation(s) as set forth in the assessment
document of the Division of Water Quality dated September 7, 2011,the undersigned, desiring to seek
remission of the civil penalties, does hereby waive the right to an administrative hearing in the above-stated
matter and does stipulate that the facts are as alleged in the assessment document. The undersigned further
understands that all evidence presented in support of remission of this civil penalty must be submitted to the
Director of the Division of Water Quality within 30 days of receipt of the notice of assessment. No new
evidence in support of a remission request will be allowed after 30 days from the receipt of the notice of
assessment.
This the day of , 2011
BY
ADDRESS
TELEPHONE

JUSTIFICATION FOR REMISSION REQUEST
DWQ Case Number: LV-2011-0208
Assessed Party: Carolina Water Service Inc. of NC
County: Gaston
Permit Number: NC0060755
Amount Assessed: $486.57
Please use this form when requesting remission of this civil penalty. You must also complete the "Request For
Remission, Waiver of Right to an Administrative Hearing, and Stipulation of Facts" form to request remission
of this civil penalty. You should attach any documents that you believe support your request and are necessary
for the Director to consider in evaluating your request for remission. Please be aware that a request for
remission is limited to consideration of the five factors listed below as they may relate to the reasonableness of
the amount of the civil penalty assessed. Requesting remission is not the proper procedure for contesting
whether the violation(s) occurred or the accuracy of any of the factual statements contained in the civil penalty
assessment document. Pursuant to N.C.G.S. § 143B-282.1(c), remission of a civil penalty may be granted only
when one or more of the following five factors applies. Please check each factor that you believe applies to
your case and provide a detailed explanation, including copies of supporting documents, as to why the factor
applies (attach additional pages as needed).
(a) one or more of the civil penalty assessment factors in N.C.G.S. 143B-282.1(b) were wrongfully
applied to the detriment of the petitioner (the assessment factors are listed in the civil penalty assessment
document);
(b) the violator promptly abated continuing environmental damage resulting from the violation (i.e.,
explain the steps that you took to correct the violation and prevent future occurrences);
(c) the violation was inadvertent or a result of an accident (i.e., explain why the violation was
unavoidable or something you could not prevent or prepare for);
(d) the violator had not been assessed civil penalties for any previous violations;
(e) payment of the civil penalty will prevent payment for the remaining necessary remedial actions
(i.e., explain how payment of the civil penalty will prevent you from performing the activities necessary to
achieve compliance).
EXPLANATION: (use additional pages as necessary)

•
•
NORTH CAROLINA DIVISION OF WATER QUALITY
ASSESSMENT FACTORS
Violator: Carolina Water Service, Inc. of NC
Facility: Saddlewood WWTP
County: Gaston
Case Number: LV-2011-0208
Permit Number: NC0060755
1) The degree and extent of harm to the natural resources of the State, to the public health, or to
private property resulting from the violation;
No environmental harm has been documented.
2) The duration and gravity of the violation;
The BOD concentration on April 14, 2011, was 10.0 mg/L, which exceeded the permit limit of 7.5
mg/L by 33.3%. The monthly average BOD concentration was compliant with the permit limit of 5.0
mg/L. The ammonia concentrations of 1.2 mg/L, 8.2 mg/L, 2.3 mg/L, and 8.9 mg/L were compliant
with the daily maximum permit limit of 10.0 mg/L during April 2011. However, these concentrations
resulted in a monthly average concentration of 5.2 mg/L resulting in a violation of the permit limit of
2.0 mg/L by 157.5%.
3) The effect on ground or surface water quantity or quality or on air quality;
The effect on the receiving stream is unknown but increased concentrations of both BOD and
ammonia can reduce the amount of oxygen instream available to aquatic organisms.
4) The cost of rectifying the damage - No damage has been documented.
5) The amount of money saved by noncompliance;
No cause for the elevated BOD or ammonia was noted on the DMR.
6) Whether the violation was committed willfully or intentionally;
The Division has no evidence that the violations were committed willfully or intentionally.
7) The prior record of the violator in complying or failing to comply with programs over which the
Environmental Management Commission has regulatory authority; and
There were three previous CPAs for the Kings Grant WWTP with one issued in the past 12 months
(LV-2010-0290 - $433.71 assessed for TSS violations; penalty paid in full).
8) The cost to the State of the enforcement procedures -the cost to the Division is $136.57.
Date Robert B. Krebs, Regional Supervisor
Surface Water Protection - Division of Water Quality
-7(# Mooresville Regional Office

MONITORING REPORT(MR)VIOLATIONS for: Report Date: 07n v» Page: 5 of 11
Permit •; _�., 4 q�,�ra4: '`ivrxt�r ., �., ,� ".." w:�, u x,.
�. K ,, ;y$�+-.y atr.»w,il�RS t y y'. a`'` i 2ft ah rv..�i
x�•`- .., ..,. r• .,�, , ®rl �vgr'arn-Cat4yory . -.,t
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s Facility Name, i.:1- k A i .44 ; , Pram Name ...?. ,�- �{;: .�1 {
.. ��`� ,: ,.����`�, � °k t'�t)urdy 91,. t�� _ � R A�, �r�-' �.aubbt9�°�, E� g � Violation Action:. -
4.> - .�. '���, rya r��.s..,, s Gr..,i - ,i;t a ,, .� i::,."" ��'�+�•:,i+�'7 '���; 5 � u..� En�.�7 t*�� None .y ,n�
„.; ., .; ..�.,y ;. ,,; r } " �'• rs. n` " x*�_•k'.ia tw _�,.;.;5 s - :, 7 ,^ �2:7� .x a.,�, • ,.� 4 �!Ef n,�. ,,,,: .ir aL s> t> "`� '" a,*Ij4 Pxw.`Ss N�„ex a•th:. a r .;Aa;t u ,..,.,�,
�' '. Qr l�.i ." ..,'• d - �e^.u}x.�^+�,;" `�,,;,:,'-e .�,; .i. 'ts tx� .h. �i�s a•� -s,': pk, uS F+„ryr FWY,* M� �9� _ �vs,.'t.::= ur
r, 4a` �+ ;.ev tR4°, '" `" r .z, ( _..�.. ��. " r' 'r n" ,;..a, yr - �'�,35
..m-, t'.s.fi...,.,u.k... ,...:.,,. e4M,fnAexivx. !sk._ .:.�-��' 9' 4�5+°,�;a rn 6�of i:, .�" `�,;.an.��;�i�'m'F.�r•,.�1I ...-;^R��+,. a:_ �N .'tz �' .;.�t ��"S�'r. .X� J, . ,.s...
PERMIT: NC0060755 FACILITY: Carolina Water Service Inc Of NC-Saddlewood WWTP COUNTY:Gaston REGION: Mooresville
, u—`=e` � -?c l t•- t �,, — s4 . �. _A .;.<.-• t\ 4 • ,`^Limit Violation g� _
MONITORING OUTFALL/ VIOLATION UNIT OF CALCULATED
REPORT PPI LOCATION PARAMETER DATE FREQUENCY MEASURE LIMIT VALUE ado OVER LIMIT VIOLATION TYPE VIOLATION ACTION
04-2011 001 Effluent BOO,5-Day(20 Deg.C)- 04/14/11 Weekly mg/I 7.5 10V 33.33 Daily Maximum Exceeded None Al) I C'
Concentration
04-2011 001 Effluent Nitrogen,Ammonia Total(as 04/30/11 Weekly mg/I 2 V 5.15 V 157.5 Monthly Average Exceeded None.ti,-- '�c��
_ N)-Concentration
t` L- ��= S1. Gam' I �1 L.C7 •
, ,,r,7
PERMIT:NC0062278 FA ITY: Berk Oaks LLC-Bey Oaks 1V117:' 7 COUNTY:Ga on REGION: esville
Limit Vio tion 2 �, L~ _ ',' C
1
MONITORING OUTF•LL/ VIOLA ON NIT OF CALCULATED
REPORT P-I LOCATION PARAMETER DAT: FREQUENCY EASURE LIMI VALUE %OVER LIMIT VIOLATION TYP VIOLATION AC ION
04-2011 001 Effluent BOD,5-Day(20 D C)- 04/12/1 Weekly mg/I 14' 42 200 Daily Maximum ceeded None '
Concentration - - �
•• -2011 00 Effluent :OD,5-Day(20 leg.C)- 04/26/11 Weekly mg/I 14\ 22 57.1 Daily Maximum E ceeded None t --C- c
oncentration
04 2011 101 Effluent :•D,5-Day( 0 Deg.C)- 04/30/11 Weekly mg/I 9 18 1 e 0 Monthly Average : ceeded None _ J
C.ncentratlo
04--011 001 Effluent Ni rogen,Al monia Total(as 04/30/11 eekly mg/I 2✓ 2.02 .0.754' Monthly Average ceeded None —
N -Conce tration
c x- '-1,�
frt .. Cr". -t C 13C�- �
Llcntit - ._, . .. 0 '1.5
pU;>-{-. A —'

cieeUt/l/t/E5, Inc. r.ra:7 dFD
OIVISIcj : . `,'A ER QUALITY
SET ` `'
August 31,2011 MOORESV,L Etr::io AL OFFICE
Mr. Robert B. Krebs, Regional Supervisor
Surface Water Protection—Division of Water Quality
Mooresville Regional Office
610 East Center Ave,Suite 301
Mooresville, NC 28115
Re: Saddlewood WWP NC0060755
Notice of Violation and Assessment of Civil Penalty
Case No. LV-2011-0208
Dear Mr. Krebs,
On August 18,2011, Carolina Water Service, Inc.of NC received the referenced penalty assessment dated August 16,2011 in
the amount of $486.57. The document states that after a review was conducted of the self-monitoring data reported for April
2011,the facility was in violation of the permitted discharge limitations.
Page two of the referenced penalty assessment describes the breakdown of the penalty and in which we have identiied an
error. A$100 penalty was assessed for one occurrence of exceeding the permitted monthly average effluent limit for biological
oxygen demand (BOD) when in fact the monthly average effluent limit for BOD was not exceeded in April 2011 and only one
daily exceedance occurred for BOD during this month.
In light of this error, I would appreciate your review of the pertinent documentation and request appropriate changes be
reflected on the referenced violation and penalty document.
I appreciate your prompt attention concerning this matter and am interested in your response. Feel free to contact me at 704-
319-0517 or milashua(4)uiwater.com.
Si ely,
Martin Lashua
Regional Director
Cc: Mary Rollins
a utilities,Inc.company Carolina Water Service, Inc.of North Carolina
P.O.Box 240908• Charlotte,NC 28224• P:704-525-7990• F:704-525-8174
5701 Westpark Dr.,Suite 101 • Charlotte,NC 28217 • www.uiwater.com

F 1 LE,/
NCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Coleen H. Sullins Dee Freeman
Governor Director Secretary
August 16, 2011
CERTIFIED MAIL 7010 2780 0003 1461 8549
RETURN RECEIPT REQUESTED
Mr. Martin Lashua, Regional Director
Carolina Water Service, Inc. of NC
P. O. Box 240908
Charlotte,North Carolina 28224
SUBJECT: Notice of Violation and Assessment of Civil
Penalty for Violations of N.C. General Statute
143-215.1(a)(6) and NPDES Permit No. NC0060755
Saddlewood WWTP
Gaston County
Case No. LV-2011-0208
Dear Mr. Lashua:
This letter transmits a Notice of Violation and assessment of civil penalty in the amount of
$486.57 ($350.00 civil penalty+ $136.57 enforcement costs) against Carolina Water Service, Inc. of
NC.
This assessment is based upon the following facts: A review has been conducted of the self-
monitoring data reported for April 2011. This review has shown the subject facility to be in violation
of the discharge limitations found in NPDES Permit No. NC0060755. The violations are summarized
in Attachment A to this letter.
Based upon the above facts, I conclude as a matter of law that Carolina Water Service, Inc. of
NC violated the terms, conditions, or requirements of NPDES Permit No.NC0060755 and North
Carolina General Statute (G.S.) 143-215.1(a)(6) in the manner and extent shown in Attachment A. A
civil penalty may be assessed in accordance with the maximums established by G.S. 143-
215.6A(a)(2).
Based upon the above findings of fact and conclusions of law, and in accordance with authority
provided by the Secretary of the Department of Environment and Natural Resources and the Director
of the Division of Water Quality, I, Robert B. Krebs, Surface Water Protection Regional Supervisor
for the Mooresville Region, hereby make the following civil penalty assessment against Carolina
Water Service, Inc. of NC:
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115 One
Phone:[phone] Fax:[phone] Customer Service:1-877-623-6748 North Carolina
Internet:http://portal.ncdenr.org/webiwq
A7aturallti

3airA
$ 100.00 For 1 of the one (1)violation of G.S. 143-215.1(a)(6) and
NPDES Permit No. NC0060755,by discharging waste into the
waters of the State in violation of the permit monthly average
effluent limit for biological oxygen demand(BOD).
$ 250.00 For 1 of the one (1) violation of G.S. 143-215.1(a)(6) and
NPDES Permit No.NC0060755, by discharging waste into the
waters of the State in violation of the permit monthly average
effluent limit for ammonia-nitrogen.
$ 350.00 TOTAL CIVIL PENALTY
$ 136.57 Enforcement costs.
$ 486.57 TOTAL AMOUNT DUE
Pursuant to G.S. 143-215.6A(c), in determining the amount of the penalty I have taken into account the
Findings of Fact and Conclusions of Law and the factors set forth at G.S. 143B-282.1(b),which are:
(1) The degree and extent of harm to the natural resources of the State,to the public health, or to
private property resulting from the violations;
(2) The duration and gravity of the violations;
(3) The effect on ground or surface water quantity or quality or on air quality;
(4) The cost of rectifying the damage;
(5) The amount of money saved by noncompliance;
(6) Whether the violations were committed willfully or intentionally;
(7) The prior record of the violator in complying or failing to comply with programs over which
the Environmental Management Commission has regulatory authority; and
(8) The cost to the State of the enforcement procedures.
Within thirty days of receipt of this notice,you must do one of the following:
1. Submit payment of the penalty:
Payment should be made directly to the order of the Department of Environment and Natural
Resources (do not include waiver form). Payment of the penalty will not foreclose further
enforcement action for any continuing or new violation(s).
Please submit payment to the attention of:
Point Source Compliance/Enforcement Unit
Division of Water Quality
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
OR
2. Submit a written request for remission including a detailed justification for such request:

Please be aware that a request for remission is limited to consideration of the five factors listed
below as they may relate to the reasonableness of the amount of the penalty assessed. Requesting
remission is not the proper procedure for contesting whether the violation(s) occurred or the accuracy
of any of the factual statements contained in the civil penalty assessment document. Because a
remission request forecloses the option of an administrative hearing, such a request must be
accompanied by a waiver of your right to an administrative hearing and a stipulation that no factual or
legal issues are in dispute. Please prepare a detailed statement that establishes why you believe the
civil penalty should be remitted, and submit it to the Division of Water Quality at the address listed
below. In determining whether a remission request will be approved,the following factors shall be
considered:
(1) whether one or more of the civil penalty assessment factors in G.S. 143B-282.1(b)were
wrongfully applied to the detriment of the petitioner;
• (2) whether the violator promptly abated continuing environmental damage resulting from
the violation;
(3) whether the violation was inadvertent or a result of an accident;
(4) whether the violator had been assessed civil penalties for any previous violations; or
(5) whether payment of the civil penalty will prevent payment for the remaining necessary
remedial actions.
Please note that all information presented in support of your request for remission must be
submitted in writing. The Director of the Division of Water Quality will review your evidence and
inform you of his decision in the matter of your remission request. The response will provide details
regarding case status, directions for payment, and provision for further appeal of the penalty to the
Environmental Management Commission's Committee on Civil Penalty Remissions(Committee).
Please be advised that the Committee cannot consider information that was not part of the original
remission request considered by the Director. Therefore, it is very important that you prepare a
complete and thorough statement in support of your request for remission.
In order to request remission, you must complete and submit the enclosed"Waiver of Right to
an Administrative Hearing and Stipulation of Facts" form within thirty(30) days of receipt of this
notice. The Division of Water Quality also requests that you complete and submit the enclosed
"Justification for Remission Request." Both forms should be submitted to the following address:
Point Source Compliance/Enforcement 1Jnit
Division of Water Quality
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
OR
3. File a petition for an administrative hearing with the Office of Administrative Hearings:
If you wish to contest any statement in the attached assessment document you must file a
petition for an administrative hearing. You may obtain the petition form from the Office of
Administrative Hearings. You must file the petition with the Office of Administrative Hearings
within thirty (30) days of receipt of this notice. A petition is considered filed when it is received in
the Office of Administrative Hearings during normal office hours. The Office of Administrative

Hearings accepts filings Monday through Friday between the hours of 8:00 a.m. and 5:00 p.m.,
except for official state holidays. The petition may be filed by facsimile (fax) or electronic mail by an'
attached file (with restrictions) - provided the signed original, one (1) copy and a filing fee (if a filing
fee is required by NCGS §150B-23.2) is received in the Office of Administrative Hearings within
seven (7) business days following the faxed or electronic transmission. You should contact the
Office of Administrative Hearings with all questions regarding the filing fee and/or the details of the
filing process. The mailing address and telephone and fax numbers for the Office of Administrative
Hearings are as follows:
Office of Administrative Hearings
6714 Mail Service Center
Raleigh,NC 27699-6714
Tel: [phone], Fax: [phone]
One (1) copy of the petition must also be served on DENR as follows:
Mary Penny Thompson, General Counsel of DENR
1601 Mail Service Center
Raleigh,NC 27699-1601
Please indicate the case number(as found on page one of this letter) on the petition.
Failure to exercise one of the options above within thirty (30) days of receipt of this notice, as
evidenced by an internal date/time received stamp (not a postmark), will result in this matter being
referred to the Attorney General's Office for collection of the penalty through a civil action.
Please be advised that additional penalties may be assessed for violations that occur after the
review period of this assessment. If the violations are of a continuing nature, not related to operation
and/or maintenance problems, and you anticipate remedial construction activities,then you may wish
to consider applying for a Special Order by Consent. If you have any questions about this civil penalty
assessment or a Special Order by Consent, please contact the Water Quality Section staff of the
Mooresville Regional Office at(704) 663-1699.
(Date) Robert B. Krebs, Regional Supervisor
Surface Water Protection- Division of Water Quality
Mooresville Regional Office
ATTACHMENTS
cc: Mooresville Regional Office Compliance File w/ attachments
Raleigh Compliance/Enforcement File w/attachments
Central Files w/attachments
rk/ma

r ., .
ATTACHMENT A
CASE NO. LV-2011-0208
Outfall Date Parameter Reported Value Permit Limit
001 4/14/11 BOD 10.0 mg/L 7.5 mg/L (Daily maximum)
001 4/30/11 Ammonia 5.2 mg/L 2.0 mg/L (Monthly average)
The Carolina Water Service, Inc. of NC response to NOV-21 1- V-0268 dat:d July 28, 2011,
was reviewed by DWQ staff. Mitigating factors were not fund ,o result in . reduced civil
penalty.

STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENT
AND NATURAL RESOURCES
COUNTY OF GASTON
IN THE MATTER OF ASSESSMENT ) WAIVER OF RIGHT TO AN
OF CIVIL PENALTY AGAINST ) ADMINISTRATIVE HEARING AND
CAROLINA WATER SERVICE, INC. ) STIPULATION OF FACTS
OF NC )
PERMIT NO.NC0060755 )
FILE NO. LV-2011-0208
Having been assessed civil penalties totaling $486.57 for violation(s) as set forth in the
assessment document of the Division of Water Quality dated August 16,2011,the undersigned,
desiring to seek remission of the civil penalties, does hereby waive the right to an administrative
hearing in the above-stated matter and does stipulate that the facts are as alleged in the assessment
document. The undersigned further understands that all evidence presented in support of remission of
this civil penalty must be submitted to the Director of the Division of Water Quality within 30 days of
receipt of the notice of assessment. No new evidence in support of a remission request will be allowed
after 30 days from the receipt of the notice of assessment.
This the day of , 2011
BY
ADDRESS
TELEPHONE

JUSTIFICATION FOR REMISSION REQUEST
DWQ Case Number: LV-2011-0208
Assessed Party: Carolina Water Service, Inc. of NC
County: Gaston
Permit Number: NC0060755
Amount Assessed: $486.57
Please use this form when requesting remission of this civil penalty. You must also complete the
"Request For Remission, Waiver of Right to an Administrative Hearing, and Stipulation of Facts"
form to request remission of this civil penalty. You should attach any documents that you believe
support your request and are necessary for the Director to consider in evaluating your request for
remission. Please be aware that a request for remission is limited to consideration of the five factors
listed below as they may relate to the reasonableness of the amount of the civil penalty assessed.
Requesting remission is not the proper procedure for contesting whether the violation(s) occurred or
the accuracy of any of the factual statements contained in the civil penalty assessment document.
Pursuant to N.C.G.S. § 143B-282.1(c), remission of a civil penalty may be granted only when one or
more of the following five factors applies. Please check each factor that you believe applies to your
case and provide a detailed explanation, including copies of supporting documents, as to why the
factor applies (attach additional pages as needed).
(a) one or more of the civil penalty assessment factors in N.C.G.S. 143B-282.1(b) were
wrongfully applied to the detriment of the petitioner (the assessment factors are listed in the civil
penalty assessment document);
(b) the violator promptly abated continuing environmental damage resulting from the
violation (i.e., explain the steps that you took to correct the violation and prevent future occurrences);
(c) the violation was inadvertent or a result of an accident (i.e., explain why the violation
was unavoidable or something you could not prevent or prepare for);
(d) the violator had not been assessed civil penalties for any previous violations;
(e) payment of the civil penalty will prevent payment for the remaining necessary remedial
actions (i.e., explain how payment of the civil penalty will prevent you from performing the activities
necessary to achieve compliance).
EXPLANATION: (use additional pages as necessary)

HCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Coleen H. Sullins Dee Freeman
Governor Director Secretary
September 1, 2011
Mr. Martin Lashua, Regional Director
Carolina Water Service, Inc. of NC
Post Office Box 240908
Charlotte, North Carolina 28224
Subject: Compliance Evaluation Inspection
Saddlewood WWTP
NPDES Permit No. NC0060755
Gaston County,N.C.
Dear Mr. Lashua:
Enclosed is a copy of the Compliance Evaluation Inspection Report for the inspection
conducted at the subject facility on August 24, 2011 by Mr. Wes Bell of this Office. Please
inform the facility's Operator-in-Responsible Charge of our findings by forwarding a copy of the
enclosed report.
The report should be self-explanatory; however, should you have any questions
concerning this report,please do not hesitate to contact Mr. Bell at(704) 663-1699.
Sincerely,
6,v- Robert B. Krebs
Surface Water Protection Regional Supervisor
Enclosure:
Inspection Report
cc: Gaston County Health Department
WB
Mooresville Regional Office
k Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115 One
Phone:[phone]l Fax:[phone]t Customer Service:1-877-623-6748 No t,hC.rolii a
Internet:http://portal.ncdenr.org/web/wq
Natigralibt
An Equal Opportunity 1 Affirmative Action Employer—50%Recycled/10%Post Consumer paper

United States Environmental Protection Agency
EPA Washington,D.C.20460 Form Approved.
OMB No.2040-0057
Water Compliance Inspection Report Approval expires 8-31-98
Section A: National Data System Coding(i.e., PCS)
Transaction Code NPDES yr/mo/day Inspection Type Inspector Fac Type
1 I NI 2 151 31 NC0060755 1 11 121 11/08/24 117 181 c1 19I S I 201 1
Remarks -
211 1 I I 1 1 I I 1 1 1 1 1 I I I I 1 1 I I I 1 1 I I I 1 1 I I I 1 1 1 1 I I I I I I I I I 1166
Inspection Work Days Facility Self-Monitoring Evaluation Rating B1 QA —- —- Reserved-----------
- -- _ -_ - - - - - - —
671 1.5 169 70141 711 N I 721 NI 731 1 174 751 I I I I I I 1 80
Section B: Facility Data
Name and Location of Facility Inspected(For Industrial Users discharging to POTW,also include Entry Time/Date Permit Effective Date
POTW name and NPDES permit Number)
Saddlewood WWTP 09:30 AM 11/08/24 10/09/01
End Of Fair Meadows Ct Exit Time/Date Permit Expiration Date
Gastonia NC 28052 11:45 AM 11/08/24 15/08/31
Name(s)of Onsite Representative(s)/Titles(s)/Phone and Fax Number(s) Other Facility Data
///
Glenn Allen Stovall/ORC/704-309-1222/
Robert Adam James//704-376-8973 /7045258174
Name,Address of Responsible Official/Title/Phone and Fax Number
Martin J Lashua,PO Box 240908 Charlotte NC 282240908/Regional Contacted
Director/704-525-7990/ No
Section C: Areas Evaluated During Inspection(Check only those areas evaluated)
■Permit 111 Flow Measurement III Operations&Maintenance II Records/Reports
II Self-Monitoring Program I Sludge Handling Disposal III Facility Site Review II Effluent/Receiving Waters
®Laboratory
Section D: Summary of Finding/Comments(Attach additional sheets of narrative and checklists as necessary)
(See attachment summary)
Name(s)and Signature(s)of IInnspector(s Agency/Office/Phone and Fax Numbers Date
Wesley N Bell (f14 MRO WQ//704-663-1699 Ext.2192/ / / I f
Si ature f Management Q A er Agency/Office/Phone and Fax Numbers Date
d C( ti
Marcia llocco RO WQ//704-663-1699 Ext.2204/
EPA Form 3560-3(Rev 9-94)Previous ditions are obsolete.
Page# 1

NPDES yr/mo/day Inspection Type 1
31 NC0060755 111 12I 11/08/24 1
17 181C1
Section D: Summary of Finding/Comments(Attach additional sheets of narrative and checklists as necessary)
•
•
Page# 2

Permit: NC0060755 Owner-Facility: Saddlewood WWTP
Inspection Date: 08/24/2011 Inspection Type: Compliance Evaluation
Permit Yes No NA NE
(If the present permit expires in 6 months or less). Has the permittee submitted a new application? 0 0 ■ 0
Is the facility as described in the permit? ■ ❑ ❑ ❑
#Are there any special conditions for the permit? ■ ❑ ❑ ❑
Is access to the plant-site-restrict€dta4he-general public?-------------- ------- -------- ----■ -
Is the inspector granted access to all areas for inspection? ■ ❑ ❑ ❑
Comment: The subject permit expires on 8/31/2015.
Record Keeping Yes No NA NE
Are records kept and maintained as required by the permit? ■ n ❑ ❑
Is all required information readily available, complete and current? ■ ❑ ❑ ❑
Are all records maintained for 3 years(lab. reg. required 5 years)? ❑ ❑ ❑ ■
Are analytical results consistent with data reported on DMRs? ■ ❑ ❑ ❑
Is the chain-of-custody complete? ■ ❑ ❑ ❑
Dates,times and location of sampling ■
Name of individual performing the sampling ■
Results of analysis and calibration ■
Dates of analysis ■
Name of person performing analyses ■
Transported COCs ■
Are DMRs complete:do they include all permit parameters? ■ ❑ ❑ ❑
Hss the facility submitted its annual compliance report to users and DWQ? ❑ ❑ ■ ❑
(If the facility is=or>5 MGD permitted flow) Do they operate 24/7 with a certified operator on each shift? ❑ n ■ ❑
Is the ORC visitation log available and current? ■ ❑ ❑
Is the ORC certified at grade equal to or higher than the facility classification? ■ ❑ ❑ ❑
Is the backup operator certified at one grade less or greater than the facility classification? ■ ❑ ❑ ❑
Is a copy of the current NPDES permit available on site? ■ ❑ ❑ ❑
Facility has copy of previous year's Annual Report on file for review? ❑ ❑ ■ ❑
Page# 3

Permit: NC0060755 Owner-Facility: Saddlewood VWVTP
Inspection Date: 08/24/2011 Inspection Type: Compliance Evaluation
Record Keeping Yes No NA NE
Comment: The records reviewed during the inspection were organized and well
maintained. The ORC and staff must ensure that the analysis times for the effluent
temperature measurements are documented and the operator arrival times are
documented on future DMRs.
Discharge Monitoring Reports (DMRs)were reviewed for the period June 2010 through
May 2011. A daily maximum effluent BOD violation and a monthly average effluent
ammonia violation were reported in April 701LShe_Division has previously addressed______________
these limit violations through the issuance of a Notice of Violation/Notice of
Recommendation for Enforcement.
Laboratory Yes No NA NE
•
Are field parameters performed by certified personnel or laboratory? U rl n n
Are all other parameters(excluding field parameters)performed by a certified lab? ■ n n n
#Is the facility using a contract lab? ® n n n
#Is proper temperature set for sample storage(kept at less than or equal to 6.0 degrees Celsius)? ■ n n n
Incubator(Fecal Coliform)set to 44.5 degrees Celsius+/-0.2 degrees? n n ■ n
Incubator(BOD) set to 20.0 degrees Celsius+/-1.0 degrees? n n ■ n
Comment: On-site field analyses (pH, total residual chlorine, dissolved oxygen,
temperature) are performed under laboratory certification #5528. Prism Laboratories,
Inc. (Certification #402) has also been contracted to provide analytical support. The
laboratory instrumentation used for the field analyses appeared to be properly
calibrated/verified and documented.
Effluent Sampling Yes No NA NE
Is composite sampling flow proportional? n n ■ n
Is sample collected below all treatment units? ■ n n n
Is proper volume collected? ■ n n n
Is the tubing clean? n n ■ n
#Is proper temperature set for sample storage(kept at less than or equal to 6.0 degrees Celsius)? ■ n n n
Is the facility sampling performed as required by the permit(frequency,sampling type representative)? 111000
Comment: The subject permit requires effluent grab sampling.
Upstream/Downstream Sampling Yes No NA NE
Is the facility sampling performed as required by the permit(frequency,sampling type, and sampling location)? ■ n I. 0
Comment:
Operations & Maintenance Yes No NA NE
Is the plant generally clean with acceptable housekeeping? ® n n n
Page# 4

Permit: NC0060755 Owner-Facility: Saddlewood WWTP
Inspection Date: 08/24/2011 Inspection Type: Compliance Evaluation
Operations & Maintenance Yes No NA NE
Does the facility analyze process control parameters, for ex: MLSS, MCRT,Settleable Solids, pH, DO, Sludge ■ ❑ ❑ ❑
Judge,and other that are applicable?
Comment: The facility appeared to be properly operated and well maintained.
Process control measurements (including settleability tests, centrifuge, sludge blankets,
etc.) are performed and documented.
Bar Screens Yes No NA NE
Type of bar screen
a.Manual ■
b.Mechanical n
Are the bars adequately screening debris? ■ n ❑ n
Is the screen free of excessive debris? ■ n n n
Is disposal of screening in compliance? ■ ❑ ❑ ❑
Is the unit in good condition? • n n n
Comment:
Aeration Basins Yes No NA NE
Mode of operation Ext.Air
Type of aeration system Diffused
Is the basin free of dead spots? ■ n n 0
Are surface aerators and mixers operational? ❑ n ■ ❑
Are the diffusers operational? ■ n n n
Is the foam the proper color for the treatment process? ■ n n n
Does the foam cover less than 25%of the basin's surface? ® n n n
Is the DO level acceptable? ■ n n n
Is the DO level acceptable?(1.0 to 3.0 mg/I) ■ n n n
Comment:
Secondary Clarifier Yes No NA NE
Is the clarifier free of black and odorous wastewater? ■ n n ❑
Is the site free of excessive buildup of solids in center well of circular clarifier? ❑ n ■ n
Are weirs level? ■ n n n
Is the site free of weir blockage? ■ Finn
Is the site free of evidence of short-circuiting? ■ n n n
Page# 5

Permit: NC0060755 Owner-Facility: Saddlewood VVVVTP
Inspection Date: 08/24/2011 Inspection Type: Compliance Evaluation
Secondary Clarifier Yes No NA NE
Is scum removal adequate'? 1. 000
Is the site free of excessive floating sludge? ■ n n n
Is the drive unit operational? n n ■
Is the-return rate acceptable(low turbulence)? _ ■ n n n
Is the overflow clear of excessive solids/pin floc? e n n n
Is the sludge blanket level acceptable?(Approximately%of the sidewall depth) ■ n n n
Comment:
Disinfection-Tablet Yes No NA NE
Are tablet chlorinators operational? e n n n
Are the tablets the proper size and type? •
■ n n n
Number of tubes in use? 2
Is the level of chlorine residual acceptable? ■ n n n
Is the contact chamber free of growth,or sludge buildup? ■ n n n
Is there chlorine residual prior to de-chlorination? e n n n
Comment:
De-chlorination Yes No NA NE
Type of system? Tablet
Is the feed ratio proportional to chlorine amount(1 to 1)? ■ n n n
Is storage appropriate for cylinders? n n ■ n
#Is de-chlorination substance stored away from chlorine containers? n n ■ n
Comment:
Are the tablets the proper size and type? ■ n n n
Are tablet de-chlorinators operational? ■ n n n
Number of tubes in use? 2
Comment:
Flow Measurement- Effluent Yes No NA NE
#Is flow meter used for reporting? n n ■ n
Is flow meter calibrated annually? n n ■ n
Is the flow meter operational? n n e n
(If units are separated) Does the chart recorder match the flow meter? n ❑ e n
Page# 6

Permit: NC0060755 Owner-Facility: Saddlewood WWTP
Inspection Date: 08/24/2011 Inspection Type: Compliance Evaluation
Flow Measurement-Effluent Yes No NA NE
Comment: Instantaneous effluent flows are based on a staff guage and weir
measurements.
Effluent Pipe Yes No NA NE
Is right of way to the outfall properly maintained? ■ ❑ ❑ ❑
Are the receiving water free of foam other than trace amounts and other debris? ■ ❑ ❑ ❑
If effluent (diffuser pipes are required) are they operating properly? ❑ n ■ ❑
Comment: The effluent appeared clear with no floatable solids or foam. The receiving
stream did not appear to be negatively impacted.
Aerobic Digester Yes No NA NE
Is the capacity adequate? ■ n ❑ ❑
Is the mixing adequate? NODO
Is the site free of excessive foaming in the tank? ■ ❑ ❑ n
#Is the odor acceptable? ■ n n ❑
#Is tankage available for properly waste sludge? ■ ❑ ❑ ❑
Comment: L&L Environmental has been contracted to remove sludge on an
as-needed basis.
Standby Power Yes No NA NE
Is automatically activated standby power available? n ■ n n
Is the generator tested by interrupting primary power source? n n ■ n
Is the generator tested under load? E n ❑ ❑
Was generator tested&operational during the inspection? E n ❑ ❑
Do the generator(s)have adequate capacity to operate the entire wastewater site? ■ n n n
Is there an emergency agreement with a fuel vendor for extended run on back-up power? ■ n n n
Is the generator fuel level monitored? ■ n ❑ ❑
Comment: The facility is equipped with an electrical interconnect system for a portable
generator. The operations staff have access to three portable generators that are
stored at the Kings Grant VWVfP. Two of the three portable generators were tested and
operational during the inspection; however, the third portable generator(#56D) was
repaired (fuel lift pump) and placed back into operation the following week (8/29/2011).
The portable generators are tested once per week and put under load on a quarterly
basis (at a minimum).
Page# 7

Utilities, Inc.` R '� 'OMSION TE
44,
• July 28,2011 .. , -
MOOrc.E.. ,:i_L_:. R._G1ONAL C FICE
Mr. Robert B Krebs
Regional Supervisor
Surface Water Protection
610 East Center Ave,Suite 301
Mooresville,NC 28115
Re: Saddlewood WWTP
NPDES NC0060755
NOV-2011-LV-0268
Dear Mr.Tedder,
We are receipt of your letter concerning the above referenced matter and respond as follows;
The single BOD sample that was collected on 4/14/11 exceeded the daily permit limit of 7.5 mg/I with a result of 10 mg/I.The
plant was in full compliance with the permit's monthly average of 5.0 mg/I with a monthly BOD average of 3.3 mg/I. The
ammonia nitrogen sample exceeded the permit's monthly average of 2.0 mg/I with a result of 5.2 mg/I. We have reviewed
our sampling collection and transportation procedures with the operator and could not identify a cause for the unusual spike.
I am also enclosing a copy of the letter that was submitted with the April DMR to the Division of Water Quality in Raleigh for
your reference.
If you have any questions or if I can provide any additional information, please do not hesitate to contact me by email at
[e-mail] or by telephone [phone].
Sincerely,
\444,4,
dtx.„
Tony Konsul
Regional Manager
Cc; Martin Lashua
Mary Rollins
Adam James
Allen Stovall
Enclosure;(1) Letter to Central Files '
.
1
a Utilities,Inc.company Carolina Water Service, Inc.of North Carolina
P.O.Box 240908• Charlotte,NC 28224• P:704-525-7990• F:704-525-8174
5701 Westpark Dr.,Suite 101 s Charlotte,NC 28217 • www.uiwater.com

rPr
Utilities„ Inc..
0 0 D
May 23, 2011 ,
Attn: Central Files
Division of Water Quality
1617 Mail Service Center
Raleigh, NC 27699
Re: Saddlewood WWTP
NC0060755
Excedances month in April 2011
To whom it may concern,
** Correction to cover letter attached with Saddlewood-April 2011 ©MR**
The Ammonia was over the monthly limit of 2.0mg/l at 5.15mq/l. A single BOO sample was over the daily
limit of 7.5mg/l at 10mg/I. We have checked our procedures and cannot find any errors in plant
operations, collection or transportation of the samples. All other samples were in compliance.
If you have any questions or if I can provide any additional information, please do not hesitate to contact
me at 704-376-8973. Thank you for your attention.
Sincerely,
R. Adam James
Area Manager
Cc: Tony Konsul
Cc: Mary Rollins
•
a Mies,Inc.canpawCarolina Water Service,Inc_of North Carolina
P.O.Box 240908- Charlotte NC 28224 R 704-525-7990 F:704-525-8174
5701 Westpark Dr,Suite 101 Charlotte,NC 28217 www.uiwater.com

Utilities, Inc.®
.`,'�T QUALITY
July 28,2011 J
0(..V."7.. t ,..._._; r,;I�.NAL( F FICE
Mr. Robert B Krebs
Regional Supervisor
Surface Water Protection
610 East Center Ave,Suite 301
Mooresville, NC 28115
Re: Saddlewood WWTP
NPDES NC0060755
NOV-2011-LV-0268
Dear Mr. Krebs,
We are receipt of your letter concerning the above referenced matter and respond as follows;
The single BOD sample that was collected on 4/14/11 exceeded the daily permit limit of 7.5 mg/I with a result of 10 mg/I.The
plant was in full compliance with the permit's monthly average of 5.0 mg/I with a monthly BOD average of 3.3 mg/I. The
ammonia nitrogen sample exceeded the permit's monthly average of 2.0 mg/I with a result of 5.2 mg/I. We have reviewed
our sampling collection and transportation procedures with the operator and could not identify a cause for the unusual spike.
I am also enclosing a copy of the letter that was submitted with the April DMR to the Division of Water Quality in Raleigh for
your reference.
If you have any questions or if I can provide any additional information, please do not hesitate to contact me by email at
[e-mail] or by telephone [phone].
Sincerely,
dO\ %VA&
Tony Konsul
Regional Manager
Cc; Martin Lashua
Mary Rollins
Adam James
Allen Stovall
Enclosure;(1) Letter to Central Files
auttities,inc.company Carolina Water Service, Inc.of North Carolina
P.O.Box 240908 5 Charlotte,NC 28224 S P:704-525-7990 5 F:704-525-8174
5701 Westpark Dr.,Suite 101 • Charlotte,NC 28217 s www.uiwater.com

rutilltiEs,
Inc' 0 0
May 23, 2011
Attn: Central Files
Division of Water Quality
1617 Mail Service Center
Raleigh, NC 27699
Re: Saddlewood WWTP
NC0060755
Excedances month in April 2011
To whom it may concern,
** Correction to cover letter attached with Saddlewood-April 2011 DMR**
The Ammonia was over the monthly limit of 2.0mg/I at 5.15mg/I. A single BOD sample was over the daily
limit of 7.5mg/I at 10mg/I. We have checked our procedures and cannot find any errors in plant
operations, collection or transportation of the samples. All other samples were in compliance.
If you have any questions or if I can provide any additional information, please do not hesitate to contact
me at 704-376-8973. Thank you for your attention_
Sincerely,
l
R. Adam James
Area Manager
Cc: Tony Konsul
Cc: Mary Rollins
a Mks,Inc=Tarry Carolina Water Service, Inc.of North Carolina
P.O.Box 240908 Charlotte,NC 28224 P:704-525-7990 F:704-525-8174
5701 Westport(Dr.,Suite 101 Charlotte,NC 28217 www uiwater.com

Submit by Email I print Form `® RECEIVED
:'
UtilitiEs, Inc. DIVISION OF WATER QUALITY
MAR 1 4 2011 ilek.
,
Wastewater Treat nt-andECollection
Performance Annual Report
I. General Information
Facility/System Name ISaddlewood County 'Gaston
Service Area Includes: Saddlewood
Responsible Party: 'Carolina Water Service,Inc.of NC
Contact Name and
Phone#: Area Manager-Adam James 704-525-7990
Applicable Permit(s): ICENCrand WQCSD0393
NC0060755:Operation of the 0.009 MGD wastewater treatment facility with the following components:Bar
Description of screen,Aeration basin,Clarifier,Aerobic digester,Tablet chlorine disinfection,Tablet de-chlorination.
Collection System or
Treatment Process: WQCSD0393:Operation and maintenance of the wastewater collection system consisting of approximately
0.3 miles of gravity main and all associated piping,valves,and appurtenances.
II. Performance
Overall Summary of System Performance for Calendar Year:'2010
The wastewater treatment plant had one month of exceeding permit limits during the year. nI) (E r s (1 N7
The wastewater collection system consistentlymetpermitted limitations tt�5 - (J V i
ns during the year. u��� J
FEB 1 7 2011
`E QUALITY
`}uRCE BRANCH

The following lists any violations of permit conditions or environmental regulations that may have occurred during the year.If a
violation is listed,a description of any known environmental impact including the corrective measures taken is included.
January No violations/deficiencies noted.
February No violations/deficiencies noted.
March No violations/deficiencies noted.
April No violations/deficiencies noted.
A violation was issued after a single biological oxygen demand sample result of 1,100 mg/I exceeded the daily
May permit limit of 45 mg/I causing the average level of 275.5 mg/I to exceed the monthly permit limit of 30 mg/I.All
other parameters were within permit limits.No environmental impact noted.
June No violations/deficiencies noted.
July No violations/deficiencies noted.
August No violations/deficiencies noted.
September No violations/deficiencies noted.
October No violations/deficiencies noted.
November No violations/deficiencies noted.
December No violations/deficiencies noted.
III. Notification
Customers will be notified of the availability of this report with a message on their bills and copies
will be provided upon request.
IV. Certification
I hereby certify that the information con fined in his reporit is ac u ate and complete to the
best of my knowledge.
Signature Date , '21('f/tc(
Printed Name (Martin Lashua Title: (Regional Director l

A•A
NCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Coleen H. Sullins Dee Freeman
Governor Director RECEIVED Secretary
DIVISION OF WATER QUALITY
September 9, 2010
SEP 16 ?010
MARTIN J LASHUA MOORESVtLLE SECTION
REGi OFFICE
CAROLINA WATER SERVICE INC OF NC
PO BOX 240908
CHARLOTTE NC 282240908
SUBJECT: Payment Acknowledgment
Civil Penalty Assessment
Saddlewood WWTP
Permit Number: NC0060755
Case Number: LV-2010-0290
Gaston County
Dear Mr. Lashua:
This letter is to acknowledge receipt of check number 809041 in the amount of $433.71 received from you
dated September 2, 2010. This payment satisfies in full the above civil assessment levied against the subject
facility, and this case has been closed. Payment of this penalty in no way precludes future action by this
Division for additional violations of the applicable Statutes, Regulations, or Permits.
If you have any questions, please call Robert L Sledge at 919-807-6398.
Sincerely,
Jovonah Weeden
cc: Central Files
1617 Mail Service Center,Raleigh,North Carolina 27699-1617
Location:512 N.Salisbury St.Raleigh,North Carolina 27604 One
Phone:[phone]\FAX:[phone]\Customer Service:1-877-623-6748 North Carolina
Internet:www.ncwaterquality.org „
An Equal Opportunity`,Affirmative Action Employer Naturallu

, A
FILE
NCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Coleen H. Sullins Dee Freeman
Governor Director Secretary
August 27, 2010
CERTIFIED MAIL 7009 2250 0004 3266 2316
RETURN RECEIPT REQUESTED
Mr. Martin Lashua
Carolina Water Service Inc. of NC
P. O. Box 240908
Charlotte,North Carolina 28224
SUBJECT: Notice of Violation and Assessment of Civil
Penalty for Violations of N.C. General Statute
143-215.1(a)(6) and NPDES Permit No. NC0060755
Saddlewood Subdivision WWTP
Gaston County
Case No. LV-2010-0290
Dear Mr. Lashua:
This letter transmits a Notice of Violation and assessment of civil penalty in the amount of
$433.71 ($350.00 civil penalty+ $83.71 enforcement costs) against Carolina Water Service Inc. of
NC.
•
This assessment is based upon the following facts: A review has been conducted of the self-
monitoring data reported for May 2010. This review has shown the subject facility to be in violation
of the discharge limitations found in NPDES Permit No. NC0060755. The violations are summarized
in Attachment A to this letter.
Based upon the above facts, I conclude as a matter of law that Carolina Water Service Inc. of
NC violated the terms, conditions, or requirements of NPDES Permit No.NC0060755 and North
Carolina General Statute (G.S.) 143-215.1(a)(6) in the manner and extent shown in Attachment A. A
civil penalty may be assessed in accordance with the maximums established by G.S. 143-
215.6A(a)(2).
Based upon the above findings of fact and conclusions of law, and in accordance with authority
provided by the Secretary of the Department of Environment and Natural Resources and the Director
of the Division of Water Quality, I, Robert B. Krebs, Surface Water Protection Regional Supervisor
for the Mooresville Region, hereby make the following civil penalty assessment against Carolina
Water Service Inc. of NC:
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville,NC 28115 One
Phone:[phone] Fax:[phone] Customer Service:1-877-623-6748 NorthCarolina
Internet:http:l/portal.ncdenr.org/web/wq AYnf1/N1d/1/

$ 100.00 For 1 of the one (1) violation of G.S. 143-215.1(a)(6) and
NPDES Permit No. NC0060755, by discharging waste into the
waters of the State in violation of the permit daily maximum
effluent limit for total suspended solids (TSS).
$ 250.00 For 1 of the one (1) violation of G.S. 143-215.1(a)(6) and
NPDES Permit No. NC0060755, by discharging waste into the
waters of the State in violation of the permit monthly average
effluent limit for TSS.
$ 350.00 TOTAL CIVIL PENALTY
$ 83.71 Enforcement costs.
$ 433.71 TOTAL AMOUNT DUE
Pursuant to G.S. 143-215.6A(c), in determining the amount of the penalty I have taken into account the
Findings of Fact and Conclusions of Law and the factors set forth at G.S. 143B-282.1(b), which are:
(1) The degree and extent of harm to the natural resources of the State, to the public health, or to
private property resulting from the violations;
(2) The duration and gravity of the violations;
(3) The effect on ground or surface water quantity or quality or on air quality;
(4) The cost of rectifying the damage;
(5) The amount of money saved by noncompliance;
(6) Whether the violations were committed willfully or intentionally;
(7) The prior record of the violator in complying or failing to comply with programs over which
the Environmental Management Commission has regulatory authority; and
(8) The cost to the State of the enforcement procedures.
Within thirty days of receipt of this notice, you must do one of the following:
1. Submit payment of the penalty:
Payment should be made directly to the order of the Department of Environment and Natural
Resources (do not include waiver form). Payment of the penalty will not foreclose further
enforcement action for any continuing or new violation(s).
Please submit payment to the attention of:
Point Source Compliance/Enforcement Unit
Division of Water Quality
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
OR
2. Submit a written request for remission including a detailed justification for such request:

Please be aware that a request for remission is limited to consideration of the five factors listed
below as they may relate to the reasonableness of the amount of the penalty assessed. Requesting
remission is not the proper procedure for contesting whether the violation(s) occurred or the accuracy
of any of the factual statements contained in the civil penalty assessment document. Because a
remission request forecloses the option of an administrative hearing, such a request must be
accompanied by a waiver of your right to an administrative hearing and a stipulation that no factual or
legal issues are in dispute. Please prepare a detailed statement that establishes why you believe the
civil penalty should be remitted, and submit it to the Division of Water Quality at the address listed
below. In determining whether a remission request will be approved, the following factors shall be
considered:
(1) whether one or more of the civil penalty assessment factors in G.S. 143B-282.1(b)were
wrongfully applied to the detriment of the petitioner;
(2) whether the violator promptly abated continuing environmental damage resulting from
the violation;
(3) whether the violation was inadvertent or a result of an accident;
(4) whether the violator had been assessed civil penalties for any previous violations; or
(5) whether payment of the civil penalty will prevent payment for the remaining necessary
remedial actions.
Please note that all information presented in support of your request for remission must be
submitted in writing. The Director of the Division of Water Quality will review your evidence and
inform you of his decision in the matter of your remission request. The response will provide details
regarding case status, directions for payment, and provision for further appeal of the penalty to the
Environmental Management Commission's Committee on Civil Penalty Remissions (Committee).
Please be advised that the Committee cannot consider information that was not part of the original
remission request considered by the Director. Therefore, it is very important that you prepare a
complete and thorough statement in support of your request for remission.
In order to request remission, you must complete and submit the enclosed"Waiver of Right to
an Administrative Hearing and Stipulation of Facts" form within thirty (30) days of receipt of this
notice. The Division of Water Quality also requests that you complete and submit the enclosed
"Justification for Remission Request." Both forms should be submitted to the following address:
Point Source Compliance/Enforcement Unit
Division of Water Quality
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
OR
3. File a petition for an administrative hearing with the Office of Administrative Hearings:
If you wish to contest any statement in the attached assessment document you must file a
petition for an administrative hearing. You may obtain the petition form from the Office of
Administrative Hearings. You must file the petition with the Office of Administrative Hearings

within thirty(30) days of receipt of this notice. A petition is considered filed when it is received in
the Office of Administrative Hearings during normal office hours. The Office of Administrative
Hearings accepts filings Monday through Friday between the hours of 8:00 a.m. and 5:00 p.m.,
except for official state holidays. The petition may be filed by facsimile(fax) or electronic mail by an
attached file (with restrictions) -provided the signed original, one (1) copy and a filing fee (if a filing
fee is required by NCGS §150B-23.2) is received in the Office of Administrative Hearings within
seven(7) business days following the faxed or electronic transmission. You should contact the
Office of Administrative Hearings with all questions regarding the filing fee and/or the details of the
filing process. The mailing address and telephone and fax numbers for the Office of Administrative
Hearings are as follows:
Office of Administrative Hearings
6714 Mail Service Center
Raleigh,NC 27699-6714
Tel: [phone]
Fax: [phone]
One (1) copy of the petition must also be served on DENR as follows:
Mary Penny Thompson, General Counsel
DENR
1601 Mail Service Center
Raleigh,NC 27699-1601
Please indicate the case number(as found on page one of this letter) on the petition.
Failure to exercise one of the options above within thirty(30) days of receipt of this notice, as
evidenced by an internal date/time received stamp (not a postmark),will result in this matter being
referred to the Attorney General's Office for collection of the penalty through a civil action.
Please be advised that additional penalties may be assessed for violations that occur after the
review period of this assessment. If the violations are of a continuing nature, not related to operation
and/or maintenance problems, and you anticipate remedial construction activities,then you may wish
to consider applying for a Special Order by Consent. If you have any questions about this civil penalty
assessment or a Special Order by Consent, please contact the Water Quality Section staff of the
Mooresville Regional Office at(704) 663-1699.
4,0 -1—(6 P7i
(Date) Robert B. Krebs
Regional Supervisor
Surface Water Protection .
Mooresville Regional Office
Division of Water Quality

•
ATTACHMENTS
cc: Water Quality Regional Supervisor.w/attachments
Compliance/Enforcement File w/attachments
Central Files w/attachments
rb/ma
L.

ATTACHMENT A
CASE NO. LV-2010-0290
Outfall Date Parameter Reported Value Permit Limit
001 5/13/10 TSS 1,100 mg/L* 45.0 mg/L (Daily maximum)
001 5/31/10 TSS 275.5 mg/L* 30.0 mg/L (Monthly average)
* Denotes civil penalty assessment

STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENT
AND NATURAL RESOURCES
COUNTY OF GASTON
IN THE MATTER OF ASSESSMENT ) WAIVER OF RIGHT TO AN
OF CIVIL PENALTY AGAINST ) ADMINISTRATIVE HEARING AND
CAROLINA WATER SERVICE, INC. ) STIPULATION OF FACTS
OF NC )
PERMIT NO. NC0060755 )
FILE NO. LV-2010-0290
Having been assessed civil penalties totaling$433.71 for violation(s) as set forth in the
assessment document of the Division of Water Quality dated August 27, 2010, the undersigned,
desiring to seek remission of the civil penalties, does hereby waive the right to an administrative
hearing in the above-stated matter and does stipulate that the facts are as alleged in the assessment
document. The undersigned further understands that all evidence presented in support of remission of
this civil penalty must be submitted to the Director of the Division of Water Quality within 30 days of
receipt of the notice of assessment. No new evidence in support of a remission request will be allowed
after 30 days from the receipt of the notice of assessment.
This the day of , 2010
BY
ADDRESS
TELEPHONE

JUSTIFICATION FOR REMISSION REQUEST
DWQ Case Number: LV-2010-0290
Assessed Party: Carolina Water Service Inc. of NC
County: Gaston
Permit Number: NC0060755
Amount Assessed: $433.71
Please use this form when requesting remission of this civil penalty. You must also complete the
"Request For Remission, Waiver of Right to an Administrative Hearing, and Stipulation of Facts"
form to request remission of this civil penalty. You should attach any documents that you believe
support your request and are necessary for the Director to consider in evaluating your request for
remission. Please be aware that a request for remission is limited to consideration of the five factors
listed below as they may relate to the reasonableness of the amount of the civil penalty assessed.
Requesting remission is not the proper procedure for contesting whether the violation(s) occurred or
the accuracy of any of the factual statements contained in the civil penalty assessment document.
Pursuant to N.C.G.S. § 143B-282.1(c), remission of a civil penalty may be granted only when one or
more of the following five factors applies. Please check each factor that you believe applies to your
case and provide a detailed explanation, including copies of supporting documents, as to why the
factor applies (attach additional pages as needed).
(a) one or more of the civil penalty assessment factors in N.C.G.S. 143B-282.1(b) were
wrongfully applied to the detriment of the petitioner (the assessment factors are listed in the civil
penalty assessment document);
(b) the violator promptly abated continuing environmental damage resulting from the
violation (i.e., explain the steps that you took to correct the violation and prevent future occurrences);
(c) the violation was inadvertent or a result of an accident (i.e., explain why the violation
was unavoidable or something you could not prevent or prepare for);
(d) the violator had not been assessed civil penalties for any previous violations;
(e) payment of the civil penalty will prevent payment for the remaining necessary remedial
actions (i.e., explain how payment of the civil penalty will prevent you from performing the activities
necessary to achieve compliance).
EXPLANATION: (use additional pages as necessary)

NORTH CAROLINA DIVISION OF WATER QUALITY
ASSESSMENT FACTORS
Violator: Carolina Water Service Inc. of NC
Facility: Saddlewood Subdivision WWTP
County: Gaston
Case Number: LV-2010-0290
Permit Number: NC0060755
1) The degree and extent of harm to the natural resources of the State,to the public health, or to
private property resulting from the violation;
No harm to the environment has been documented. Wastes containing TSS can smother aquatic
organisms and clog fish gills as well as alter water quality parameters in surface waters.
2) The duration and gravity of the violation;
The TSS concentration of 1,100 mg/L on May 13, 2010, exceeded the daily maximum permit limit
(45.0 mg/L) by 2,344%. This concentration caused the monthly average to be elevated (275.5 mg/L)
and caused a permit exceedance (by 818.3%). TSS concentrations in the effluent on the other
weekly sampling events were low (< 5.0 mg/L).
3) The effect on ground or surface water quantity or quality or on air quality;
There are no documented impacts to groundwater or air quality and none are expected. No effects
on surface water were documented but increased solids can increase the water temperature, thus
reducing the amount of oxygen in water harming aquatic life. They can also reduce the amount of
natural sunlight that penetrates through the water, further decreasing oxygen production and
photosynthesis. In addition, high levels of solids can kill fish by clogging their gills, lowering their
resistance to disease, and smothering their eggs and can smother other aquatic organisms.
4) The cost of rectifying the damage;
The cost is unknown.
5) The amount of money saved by noncompliance;
The amount of money saved by noncompliance is unknown.
6) Whether the violation was committed willfully or intentionally;
The Division of Water Quality has no evidence that the violations were committed willfully or
intentionally. The permittee notes that they believe the elevated concentrations were due to a
laboratory analysis error. However, no supporting documentation was provided with the DMR to
substantiate that claim.
7) The prior record of the violator in complying or failing to comply with programs over which the
Environmental Management Commission has regulatory authority; and
There have been two other CPAs against the Saddlewood Subdivision WWTP during the life of the
permit with no CPAs issued in the past twelve months.

8) The cost to the State of the enforcement procedures.
The cost to the Mooresville regional Office was $83.71.
ST/2:4 1?_0 13 IC
Date Robert B. Krebs
Surface Water Protection
Regional Supervisor
Division of Water Quality

•
MONITORING REPORT(MR)VIOLATIONS for: Report Date: 08/10/10 Page: 9 of 25 '
! '"4 3w ,1 'e.":-x +r. F:i'`i:. P q' w�' ✓"::= s p -:',' £ Th"p��.,„a..Yl',. =.k f+,ksk. ; lw. ..' &�'tt-.. *;:f'.
'' Permit %u MRs Between 5-21110''.and ,; -5 2010 ;''Region,Mooresville , ",•Violation Category:'limit Violation Program Category %
LFacilityName: % - Param Name.% . County:% Subbasin.%' ' Violation Action %
f� Major Minor %
# i' t ,-4, t pXa1-- ss t+, +fVi'd#^ t ,,r- '" ,; . . _ ":- r.,44..7s 1:1s;%70,$,,r,,r s .b, ;' .(.a47�.„ se'.?a 57 ".'qik a -U '',^+42k?^"....°,,hta.e-n..t . ,: SPrn-v.'.. I.+ ..a,.r., a ..
PERMIT:NC0033421 FACILITY: Carolina Water Service Inc Of NC -College Park WWTP COUNTY:Gaston REGION: Mooresville -
Limit Violati
MONITORIN OUTFACE/ VIOLA UNIT OF CAL
REPO PPI LOC PARAMET DATE REQUENCY MEASURE LIMIT VALUE ER LIMIT VIOLATION TYP ION ACTION
05 010 001 Effluent onne,Total Residual 05/17/10 2 /I 28 33 17.8 Daily Max' Exceeded No Action,
PERMIT:NC0060755 FACILITY: Carolina Water Service Inc Of NC -Saddlewood WWTP COUNTY:Gaston REGION: Mooresville
Limit Violation �'),C. (L' ��
MONITORING OUTFALL/ VIOLATION UNIT OF CALCULATED
REPORT PPI LOCATION PARAMETER DATE FREQUENCY MEASURE LIMIT VALUE °A,OVER LIMIT VIOLATION TYPE VIOLATION ACTION
05-2010 001 Effluent Chlorine,Total Residual 05/11/10 2 X week ugh' 17 19 / 11.76 Daily Maximum Exceeded No Action,BPJ
•
05-2010 001 Effluent Solids,Total Suspended- 05/13/10 Weekly mg/I 45V 1,1001 2,344.44 Daily Maximum Exceeded None i,--"--'
Concentration
05-2010 001 Effluent Solids,Total Suspended- 05/31l10 Weekly mg/I 30/ 275.5 818.33 Monthly Average Exceeded None '�� _'�
Concentration - c
PERMIT:NC0062278 FACILITY: Berkley Oaks LLC-Berkley OaksWWTP COUNTY:Gaston REGION: Mooresvill' •"?ri
Limit Violation + `— ' l� — ' Q- 3
MONITORING OUTFALL/ VIOLATION UNIT CALCULATED
REPORT PPI LOCATI PARAMETER DATE FREQUENCY M RE LI VALUE °Aa OVER LIMIT VIOLATION TYPE VIOLATION ACTION
05-2010 01 Effluent ,5-Day(20 Deg.C)- 05/31/10 Weekly mg/I 9 11.5 27.78 Monthl erage Excee None 0 )1 ram-S"r
Co ntration
05-201 001 Effluent Nitrog Ammonia Total(as 05/27/10 Weekl mg/I 10 19.8 98 ily Maximum Exceeded N IV Ir�.L`. C.-'C
N)- o ntration '
05- 10 001 Effluent Nitrogen,A onra Total(as 05/31/10 eekly mg/I 2 "/
99 249.5 Monthly Average Exceeded None •CC-'
CC re_G'ti.ti rlCr t k1 b�ii<-b -'� tieJ CS'C'
A' CIS-CC.
t l 0 t_.C• = 0. C --(I P--(_(..,--k:,) P r 1 ,-- + i—1 {, l l ID Lc_(= 1 r.', t` a:2j. ---I

r
TA
NCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Coleen H. Sullins Dee Freeman
Governor Director •• Secretary
June 23,2010
Mr.Martin Lashua
Carolina Water Service Inc.of NC J U N 2 8 2010
P.O.Box 240908
Charlotte,North Carolina 28224
Subject: . ;DRAFT NPDES PERMIT
Permit Number NC0060755
• Saddlewood Subdivision WWTP
Gaston County
Dear Mr.Lashua:
Enclosed with this letter is a copy of the draft permit for your facility. Please review the draft very
carefully to ensure thorough understanding of the conditions and requirements it contains.
Your permit is among several in the Catawba River Basin that the Division has targeted for
expedited renewal. No major changes have taken place to the Division's management strategy for the
Catawba River. The Division can therefore expedite renewal of permits in the Catawba River Basin
whose operations have not changed since the last permit renewal, and whose compliance records are
good.
Please note that the Division shall consider all effluent TRC values reported below 50 µg/L to be in
compliance with the permit. However, the Permittee shall continue to record and submit all values
reported by a North Carolina certified laboratory(including field certified), even if these values fall below
50 µg/L.
Please submit any comments to me no later than thirty(30)days following your receipt of the draft.
Comments should be sent to the address listed at the bottom of this page. If no adverse comments are
received from the public or from you, this permit will likely be issued in mid-August, with an effective
date of September 1,2010.
If you have any questions or comments concerning this draft permit,call me at(919) 807-6388.
Sincerely,
_..1/4takel,t1
Maureen Scardina
cc: Central Files
NPDES Unit
•
1617 Mail Service Center,Raleigh,North Carolina 27699-1617
Location:512 N.Salisbury St Raleigh,North Carolina 27604 One
Phone:[phone] FAX:[phone] Customer Service:1-877-623-6748 NorthCarolina
Internet:www.ncwaterouality.org Naturally
An Equal Opportunity l Affirmative Action Employer

0 Permit NC0060755
STATE OF NORTH CAROLINA
DEPARTMENT OF ENVIRONMENT AND NATURAL RESOURCES
DIVISION OF WATER QUALITY
PERMIT
TO DISCHARGE WASTEWATER UNDER THE
NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM
In compliance with the provisions of North Carolina General Statute 143-215.1, other lawful standards and
regulations promulgated and adopted by the North Carolina Environmental Management Commission, and the
Federal Water Pollution Control Act, as amended,
Carolina Water Service, Inc. of North Carolina
is hereby authorized to discharge wastewater from a facility located at the
Saddlewood Subdivision WWTP
335 Fair Meadows Court
Gastonia
Gaston County
to receiving waters designated as an unnamed tributary to Crowders Creek in the Catawba River Basin in
accordance with effluent limitations, monitoring requirements, and other conditions set forth in Parts I,
II, III and IV hereof.
This permit shall become effective , 2010.
This permit and authorization to discharge shall expire at midnight on August 31,2015.
Signed this day ,2010.
DRAFT
Coleen H. Sullins, Director
Division of Water Quality

Permit NC0060755
SUPPLEMENT TO PERMIT COVER SHEET
All previous NPDES Permits issued to this facility, whether for operation or discharge are hereby
revoked, and as of this issuance, any previously issued permit bearing this number is no longer effective.
Therefore, the exclusive authority to operate and discharge from this facility arises under the permit
conditions,requirements, terms, and provisions included herein.
Carolina Water Service, Inc. of North Carolina is hereby authorized to:
1. Continue to operate an existing 0.009 MGD wastewater treatment facility with the following
components:
• Bar screen
• Aeration basin
• Clarifier
• Aerated sludge holding tank
• Tablet chlorine disinfection with contact basin
• Tablet dechlorination
The facility is located at the Saddlewood Subdivision WWTP off NCSR 2416 south of Gastonia in
Gaston County.
2. Discharge from said treatment works at the location specified on the attached map into an unnamed
tributary to Crowders Creek, a class C stream in the Catawba River Basin.

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Carolina Water Service, Inc. of NC Facility ,
Saddlewood Subdivision WWTP
Location . et � �
County: Gaston Stream Class: C (not to scale) V
Receiving Stream: UT Crowders Creek Sub-Basin: 030837 -(s}
Latitude: 35°10'42" Grid/Quad: G14NW(Gastonia South)
NPDES Permit NC0060755
Longitude: 81°10'59" NORTH

I
1 Permit NC0060755
A. (1.) EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS -DRAFT
During the period beginning on the effective date of this permit and lasting until expiration, the Permittee is
authorized to discharge from outfall 001. Such discharges shall be limited and monitored by the Permittee as
specified below:
EFFLUENT LIMITS MONITORING REQUIREMENTS
CHARACTERISTICS
Monthly Daily Measurement Sample Sample
Parameter Description-PCS Code Average Maximum Frequency Type Locationl
Flow 0.009 MGD Weekly Instantaneous Influent or Effluent
50050
BOD,5-day(20°C) 5.0 mg/L 7.5 mg/L Weekly Grab Effluent
(April 1—October 31)
00310
BOD,5-day(20°C) 10.0 mg/L 15.0 mg/L Weekly Grab Effluent
(November 1—March 31)
00310
Total Suspended Solids 30.0 mg/L 45.0 mg/L Weekly Grab Effluent
00530
NH3 as N 2.0 mg/L 10.0 mg/L Weekly Grab Effluent
(April 1—October 31)
00610
NH3 as N 4.0 mg/L 20.0 mg/L Weekly Grab Effluent
(November 1—March 31)
00610
Fecal Coliform(geometric. mean) 200/100 ml 400/100 ml Weekly Grab Effluent
31616
Temperature(°C) Daily Grab Effluent
00010
Temperature(°C) Weekly Grab Upstream&
00010 Downstream
Dissolved Oxygen2 Weekly Grab Effluent,
00300 Upstream&
Downstream
Total Residual Chlorine3 17 ug/L 2/Week Grab Effluent
50060
pH Not less than 6.0 s.u.nor Weekly Grab Effluent
00400 more than 9.0 s.u.
Footnotes:
1. Upstream=at least 100 feet upstream from the outfall. Downstream=at least 300 feet downstream from the
outfall.
2. The daily average dissolved oxygen effluent concentration shall not be less than 6.0 mg/L.
3. The Division shall consider all effluent TRC values reported below 50 µg/L to be in compliance with
the permit. However, the Permittee shall continue to record and submit all values reported by a North
Carolina certified laboratory(including field certified), even if these values fall below 50 µg/L.
THERE SHALL BE NO DISCHARGE OF FLOATING SOLIDS OR VISIBLE FOAM IN OTHER THAN TRACE AMOUNTS.

ATM
NCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Beverly Eaves Perdue Coleen H.Sullins Dee Freeman
Governor Director Secretary
May 22, 2009
Mr. Martin Lashua, Regional Director
Carolina Water Service, Inc. of N.C.
Post Office Box 240908
Charlotte,North Carolina 28224
Subject: Compliance Evaluation Inspection
Saddlewood WWTP
NPDES Permit No. NC0060755
Gaston County,N.C.
Dear Mr. Lashua:
Enclosed is a copy of the Compliance Evaluation Inspection Report for the inspection
conducted at the subject facility on May 12, 2009 by Mr. Wes Bell of this Office. Please inform
the facility's Operator-in-Responsible Charge of our findings by forwarding a copy of the
enclosed report.
The report should be self-explanatory; however, should you have any questions
concerning this report, please do not hesitate to contact Mr. Bell at(704) 663-1699.
Sincerely,
, Robert B. Krebs
Surface Water Protection Regional Supervisor
Enclosure:
Inspection Report
cc: Gaston County Health Department
WB
Mooresville Regional Office
Location:610 East Center Ave.,Suite 301 Mooresville, NC 28115 One
Phone:[phone] Fax:[phone]\Customer Service: 1-877-623-6748 NorthCarolina
Internet:www.ncwaterquality.org 1��N�JJ,,.
An Equal Opportunity\Affirmative Action Employer—50%Recycled/10%Post Consumer paper �a` ` "J

United States Environmental Protection Agency
Washington,D.C.20460 Form Approved.
E PA OMB No.2040-0057
Water Compliance Inspection Report Approval expires 8-31-98
Section A: National Data System Coding (i.e., PCS)
Transaction Code NPDES yr/mo/day Inspection Type Inspector Fac Type
1 INI 2 I51 31 NC0060755 111 121 09/05/12 117 181CI 191
s1 201 II
Remarks
2111III1IIIIIIIIIIIIIIII11IIIIIIIII1I1I1IIIIIIII166
Inspection Work Days Facility Self-Monitoring Evaluation Rating B1 QA — ------Reserved-----------------
67I 1.5 169 701 31 711 NI 721 NI 731 1174 751 I I I I I 1180
Section B: Facility Data
Name and Location of Facility Inspected(For Industrial Users discharging to POTW,also include Entry Time/Date Permit Effective Date
POTW name and NPDES permit Number)
09:33 AM 09/05/12 05/09/01
Saddlewood WWTP
End Of Fair Meadows Ct Exit Time/Date Permit Expiration Date
Gastonia NC 28052 11:42 AM 09/05/12 10/08/31
Name(s)of Onsite Representative(s)/Titles(s)/Phone and Fax Number(s) Other Facility Data
///
Glenn Allen Stovall/ORC/704-309-1222/
Name,Address of Responsible Official/Title/Phone and Fax Number
Martin J Lashua,PO Box 240908 Charlotte NC 282240908/Regional Contacted
Director/704-525-7990/ No
Section C: Areas Evaluated During Inspection(Check only those areas evaluated)
II Permit II Flow Measurement a Operations& Maintenance a Records/Reports
Self-Monitoring Program III Sludge Handling Disposal II Facility Site Review . •Effluent/Receiving Waters
.Laboratory
Section D: Summary of Finding/Comments(Attach additional sheets of narrative and checklists as necessary)
(See attachment summary)
Name(s)and Signature(s)of Inspector(s) Agency/Office/Phone and Fax Numbers Date
Wesley N Bell (-II ] 4() MRO WQ//704-663-1699 Ext.2192/ 5/ j/z c�
Signature of Management Q A RgvieweyU Agency/Office/Phone and Fax Numbers Data '
Ma is l occo MRO WQ//704-663-1699 Ext.2209/
EPA Form 3560-3(Rev 9-94)Previous editions are obsolete.
Page# 1

•
NPDES yr/mo/day Inspection Type 1
31 NC0060755 f 11 121 09/05/12 117 18
Section D: Summary of Finding/Comments(Attach additionallssheets of narrative and checklists as necessary)
•
Page# 2

Permit: NC0060755 Owner-Facility: Saddlewood W JTP
Inspection Date: 05/12/2009 Inspection Type: Compliance Evaluation
Permit Yes No NA NE
(If the present permit expires in 6 months or less). Has the permittee submitted a new application? n n ■ n
Is the facility as described in the permit? ■ ❑ n n
#Are there any special conditions for the permit? ❑ ■ n n
Is access to the plant site restricted to the general public? • n n n
Is the inspector granted access to all areas for inspection? ■ n n n
Comment: The subject permit expires on 8/31/10. The facility was issued an ATC by
Division on 6/12/98 for the installation of the dechlorination and post aeration systems.
Record Keeping Yes No NA NE
Are records kept and maintained as required by the permit? ■ n n n
Is all required information readily available, complete and current? ■ n n n
Are all records maintained for 3 years(lab. reg. required 5 years)? n n n •
Are analytical results consistent with data reported on DMRs? ■ ❑ ❑ ❑
Is the chain-of-custody complete? ■ n n n
Dates,times and location of sampling U
Name of individual performing the sampling •
Results of analysis and calibration ■
Dates of analysis ■
Name of person performing analyses •
Transported COCs
Are DMRs complete: do they include all permit parameters? ■ ❑ n n
Has the facility submitted its annual compliance report to users and DWQ? ■ n n 0
(If the facility is=or> 5 MGD permitted flow)Do they operate 24/7 with a certified operator on each shift? 0 ❑ ■ 11
Is the ORC visitation log available and current? ■ ❑ n ❑
Is the ORC certified at grade equal to or higher than the facility classification? ■ ❑ n ❑
Is the backup operator certified at one grade less or greater than the facility classification? ■ n ❑ n
Is a copy of the current NPDES permit available on site? • ❑ I] ❑
Facility has copy of previous year's Annual Report on file for review? ❑ ❑ ❑ U
Page# 3

•
7
Permit: NC0060755 Owner-Facility: Saddlewood VWVfP
Inspection Date: 05/12/2009 Inspection Type: Compliance Evaluation
Record Keeping Yes No NA NE
Comment: The records were organized and well maintained. DMRs were reviewed
for the period February 08 through January 09. No limit violations were reported. The
DMRs indicated that the facility was only visited (by the ORC and/or a Backup ORC)
four days per week during the weeks of 2/10/08, 10/12/08, 10/19/08, and 10/26/08. The
inspection verified the facility had been properly visited and these discrepancies were
transcription errors. No instream monitoring data was reported on the DMR during the
weeks of 3/30/08 and 7/27/08; however, the inspection verified that the discrepancies
(week of 3/30/08) were transcription errors. The ORC would continue the investigation
for the missing data during the week of 7/27/08. An amended April 08 DMR will
resubmitted. Note: An amended DMR should also be resubmitted if the missing data for
the week of 7/27/08 is found. The facility staff must also ensure the sample type
(G-grab) is properly documented on the bottom of the DMRs (November 08 and
December 08).
Laboratory Yes No NA NE
Are field parameters performed by certified personnel or laboratory? ■ n n n
Are all other parameters(excluding field parameters)performed by a certified lab? ■ n n n
#Is the facility using a contract lab? ■ n n n
#Is proper temperature set for sample storage(kept at less than or equal to 6.0 degrees Celsius)? ■ n n n
Incubator(Fecal Coliform)set to 44.5 degrees Celsius+/-0.2 degrees? n n ■ n
Incubator(BOD)set to 20.0 degrees Celsius+/- 1.0 degrees? n n ■ n
Comment: On-site field analyses (pH, total residual chlorine, temperature, dissolved
oxygen) are being performed under laboratory certification #5228. Prism Laboratories,
Inc. (Certification #402) has also been contracted to provide analytical support. The
facility staff must ensure to not report the efflluent TRC values below the lowest verified
standard and ensure the reverification of the mid-range gel check standard (following
expiration) is obtained from the contract laboratory performing the testing. The
laboratory instrumentation used to perform the field analyses appeared to be properly
calibrated/verified (and documented).
Effluent Sampling Yes No NA NE
Is composite sampling flow proportional? n n n
Is sample collected below all treatment units? ■ n n n
Is proper volume collected? ■ n n n
Is the tubing clean? nnsin
#Is proper temperature set for sample storage(kept at less than or equal to 6.0 degrees Celsius)? ■ n n n
Is the facility sampling performed as required by the permit(frequency, sampling type representative)? ■ n n n
Comment: The subject permit requires effluent grab samples.
Upstream/Downstream Sampling Yes No NA NE
Page# 4

1
Permit: NC0060755 Owner-Facility: Saddlewood WNTP
Inspection Date: 05/12/2009 Inspection Type: Compliance Evaluation
Upstream/Downstream Sampling Yes No NA NE
Is the facility sampling performed as required by the permit(frequency, sampling type,and sampling location)? • 0 0 0
Comment:
Operations & Maintenance Yes No NA NE
Is the plant generally clean with acceptable housekeeping? ■ ❑ ❑ ❑
Does the facility analyze process control parameters, for ex: MLSS, MCRT, Settleable Solids, pH, DO, Sludge ■ D. ❑ 0
Judge, and other that are applicable?
Comment: The facility appeared to be properly operated and well maintained. All
process control measurements were being documented.
Bar Screens Yes No NA NE
Type of bar screen
a.Manual ■
b.Mechanical ❑
Are the bars adequately screening debris? ■ ❑ ❑ ❑
Is the screen free of excessive debris? ■ ❑ ❑ ❑
Is disposal of screening in compliance? ■ n ❑ n
Is the unit in good condition? ■ ❑ ❑ ❑
Comment:
Aeration Basins Yes No NA NE
Mode of operation Ext.Air
Type of aeration system Diffused
Is the basin free of dead spots? ■ ❑ ❑ ❑
Are surface aerators and mixers operational? ■ ❑ ❑ ❑
Are the diffusers operational? ■ ❑ ❑ ❑
Is the foam the proper color for the treatment process? ■ ❑ n ❑
Does the foam cover less than 25%of the basin's surface? n U n n
Is the DO level acceptable? ■ n ❑ n
Is the DO level acceptable?(1.0 to 3.0 mg/I) ■ n ❑ n
Comment: The foam covered more than 25% of the basin's surface; however, the
mixed liquor appeared to be well mixed and adequately oxygenated. In addition, no
foam carry-over was observed in the secondary clarifier and downstream treatment
units/processes.
Secondary Clarifier Yes No NA NE
Page# 5

•
Permit: NC0060755 Owner-Facility: Saddlewood W1NTP
Inspection Date: 05/12/2009 • Inspection Type: Compliance Evaluation
Secondary Clarifier Yes No NA NE
Is the clarifier free of black and odorous wastewater? ■ ❑ ❑ ❑
Is the site free of excessive buildup of solids in center well of circular clarifier? ■ ❑ ❑ ❑
Are weirs level? ■ ❑ ❑ ❑
Is the site free of weir blockage? ■ ❑ ❑ ❑
Is the site free of evidence of short-circuiting? ■ ❑ ❑ ❑
Is scum removal adequate? ■ ❑ ❑ ❑
Is the site free of excessive floating sludge? ■ ❑ ❑ ❑
Is the drive unit operational? 0 0 ■ 0
Is the return rate acceptable(low turbulence)? ■ ❑ ❑ ❑
Is the overflow clear of excessive solids/pin floc? ■ ❑ ❑ ❑
Is the sludge blanket level acceptable?(Approximately'/.of the sidewall depth) ■ ❑ ❑ ❑
Comment:
Disinfection-Tablet Yes No NA NE
Are tablet chlorinators operational? ■ ❑ ❑ ❑
Are the tablets the proper size and type? ■ ❑ ❑ ❑
Number of tubes in use? 2
Is the level of chlorine residual acceptable? ■ ❑ ❑ ❑
Is the contact chamber free of growth, or sludge buildup? ■ ❑ ❑ ❑
Is there chlorine residual prior to de-chlorination? ■ ❑ ❑ ❑
Comment: The tablet chlorinator appeared to be operational; however, the bottom of
this treatment unit was in poor condition. The facility staff must initiate the appropriate
corrective actions (repair/replace) to ensure the structural integrity of this treatment unit
is not compromised.
De-chlorination Yes No NA NE
Type of system? Tablet
Is the feed ratio proportional to chlorine amount(1 to 1)? ■ ❑ ❑ ❑
Is storage appropriate for cylinders? 0 0 ■ 0
#Is de-chlorination substance stored away from chlorine containers? 0 0 ■ 0
Comment:
Are the tablets the proper size and type? ■ ❑ ❑ ❑
Are tablet de-chlorinators operational? ■ ❑ ❑ ❑
Page# 6

Permit: NC0060755 Owner-Facility: Saddlewood VWVTP
Inspection Date: 05/12/2009 Inspection Type: Compliance Evaluation
De-chlorination Yes No NA NE
Number of tubes in use? 2
Comment:
Flow Measurement- Effluent Yes No NA NE
#Is flow meter used for reporting? n n ■ n
Is flow meter calibrated annually? n n ■ n
Is the flow meter operational? n n ■ n
(If units are separated)Does the chart recorder match the flow meter? n n ■ n
Comment: Instantaneous effluent flows are measured by a staff guage.
Effluent Pipe Yes No NA NE
Is right of way to the outfall properly maintained? ■ n n n
Are the receiving water free of foam other than trace amounts and other debris? ■ n n n
If effluent (diffuser pipes are required) are they operating properly? n n ■ n
Comment: The effluent appeared clear with no floatable solids or foam. The receiving
stream did not appear to be negatively impacted.
Aerobic Digester Yes No NA NE
Is the capacity adequate? ■ n n n
Is the mixing adequate? ■ n n n
Is the site free of excessive foaming in the tank? ■ n n n
#Is the odor acceptable? ■ n n n
#Is tankage available for properly waste sludge? ■ n n n
Comment: Bio-Tech has been contracted to remove the digested sludge. Sludge was
last removed (by Bio-Tech) on 4/14/09.
Standby Power Yes No NA NE
Is automatically activated standby power available? n ■ n n
Is the generator tested by interrupting primary power source? n n ■ n
Is the generator tested under load? n n ■ n
Was generator tested&operational during the inspection? ■ n n n
Do the generator(s)have adequate capacity to operate the entire wastewater site? ■ n n n
Is there an emergency agreement with a fuel vendor for extended run on back-up power? ■ n ❑ n
Is the generator fuel level monitored? • 000
Page# 7

Permit: NC0060755 Owner-Facility: Saddlewood wVVTP
Inspection Date: 05/12/2009 Inspection Type: Compliance Evaluation
Standby Power Yes No NA NE
Comment: The facility is equipped with an electrical connnection system that enables
a portable generator to provide backup power. Two portable generators are currently
being stored at the Kings Grant WWTP.
Page# 8

\-)ir
CIJtilities, Inc-
RECEIVED
March 5,2008
Ms. Marcia Allocco MHH P�1r�Q
NCDENR
Division of Water Quality NC DENR MRO
610 East Center Ave, Suite 301
Mooresville, NC 28115 DWQ-Surface Water Protection
Ref: Saddlewood Wastewater Treatment Plant
Permit#NC0060755 PJ
BOD Exceedence
Dear Ms Allocco,
We are in receipt of your February 12th letter concerning the above referenced matter and respond as
follows. The BOD sample that was pulled on 10/18/07 did indeed exceed the daily maximum permit limit of 7.5mg/I
with a reported value of 9.3 mg/I. Subsequent samples in the month were in full compliance with the permit and we
could not identify the cause for the unusual spike. The DMR was marked compliant in error and we sincerely
apologize for this and have taken necessary steps to review them more carefully in the future. I have enclosed a
revised DMR for your reference and have sent a copy to Central Files in Raleigh.
Should you have any questions or If I can be of any further assistance please do not hesitate to contact me at 704-
525-7990 Ext 218.
Sincerely,
Tony Konsul Regional Manager
cc: Martin Lashua
Mary Armentrout
Adam James
Mike Stacks
a Utilities,Inc.company Carolina Water Service, Inc.of North Carolina
P.O.Box 240908♦ Charlotte,NC 28224 ♦ P:704-525-7990 ♦ F:704-525-8174
5701 Westpark Dr.,Suite 101 s Charlotte,NC 28217 ♦ www.uiwater.com

EFFLUENT REVISION
NPDES - 3161°$
PERMIT NO._NC0060755 DISCHARGE NO_001 MONTH OCTOBER YEAR_2007__
FACILITY NAME_SADDLEWOOD CLASS II COUNTY_GASTON
CERTIFIED LABORATORY(1)_PRISM • CERTIFICATION NO. 402
(list additional laboratories on the backside/page 2 of this form)
OPERATOR IN RESPONSIBLE CHARGE(ORC)_CLIFFORD M.STACKS • GRADE_III_CERTIFICATION NO._988560_
PERSON(S)COLLECTING SAMPLES_CLIFFORD M.STACKS ORC PHONE_(704)525-7990
CHECK BOX IF ORC HAS CHANGED 1 / NO FLOW/DISCHARGE FROM SITE*
,.
Mail ORIGINAL and ONE COPY to: I„�/3''��
ATTN:CENTRAL FILES x "t
DIVISION OF WATER QUALITY (SIGNA OF OP I •• %R IN RESPONSIBLE CHARGE) DATE
1617 MAIL SERVICE CENTER BY THIS SIGNATURE,(CERTIFY THAT THIS REPORT IS
RALEIGH, NC 27699-1617 ACCURATE AND COMPLETE TO THE BEST OF MY KNOWLEDGE.
50050 00010 00400 50060 00310_ 00610 _ 00530 . 31616 ' 00300 100600 00665 I I I
e
F L : FLOW e W g H ENTER PARAMETER CODE AB(
7 6 �, " EFF H W W W 8 pz W W a NAME AND UNITS BELOW
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ARS ARS Y/B/N MGD ° C UNITS UG/L MG/L MG/L MG/L #/100ML MG/L MG/L MG/L
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:::::::�axl>tt[1k...::::.....:0.0UX :: 31# :::::?:;34::;::�:::::1�:s:::: ;:]:93::i:t:<:4�1:��:Q.�l:::?:::�:Z�ii �i4(...,•.......... . ..,.,....... . . . . . .
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Monthly Limit 0.009 N/A >6to<9 17 5 2 30 200 >6.00
DWQ Form MR-1(11/04)

Facility Status: (Please check one of the following)
All monitoring data and sampling frequencies meet permit requirements Fl�.A' '.
(including weekly averages,if applicable) V
Comp i. •
All monitoring data and sampling frequencies do NOT meet permit requirements
N comp 'ant
The permittee shall report to the Director or the appropriate Regional Office any noncompliance that potentially
threatens public health or the environment. Any information shall be provided orally within 24 hours from the time the
permittee became aware of the circumstances. A written"submission shall also be provided within 3 days of the time the
permittee becomes aware of the circumstances.
If the facility is noncompliant,please attach a list of corrective actions being taken and a time-table for
improvements to be made as required by Part II.E.6 of the NPDES permit.
"I certify,under penalty of law,that this document and all attachments were prepared under my direction or supervision
in accordance with a system designed to assure that qualified personnel properly gather and evaluate the information
submitted. Based on my inquiry of the person or persons who managed the system,or those persons directly responsible
for gathering the information,the information submitted is,to the best of my knowledge and belief,true,accurate,and
complete. I am aware that there are significant penalties for submitting false information,including the possibility of
fines and imprisonment for knowing violations."
'YV11R `t-(� (-0-S {f}-
- • Permittee (Ple:. i rint type)
Carolina Water Service, Inc. of NC r tV247a7
PO Box 240908 Signature of Permittee*** Date
Charlotte NC
NC 28224
7 (Required unless submitted electronically)
Permittee Address. Phone Number e-mail address Permit Expiration Date
ADDITIONAL CERTIFIED LABORATORIES
•
Certified Laboratory(2) Certification No.
Certified Laboratory(3) Certification No.
Certified Laboratory(4) Certification No.
Certified Laboratory(5) Certification No.
PARAMETER CODES
Parameter Code assistance may be obtained by calling the NPDES Unit at(919)733-5083 or by visiting the Surface
Water Protection Section's web site at h2o.enr.state.nc.us/wqs and linking to the unit's information pages.
•
Use only units of measurement designated in the reporting facility's NPDES permit for reporting data.
* No Flow/Discharge From Site: Check this box if no discharge occurs and,as a result,there are no data to be
entered for all of the parameters on the DMR for the entire monitoring period.
** ORC On Site?: ORC must visit facility and document visitation of facility as required per 15ANCAC 8G.0204.
"""Signature of Yermittee: It signed by other than the permittee,then the delegation of the signatory authonty must be on
file with the state per 15A NCAC 2B.0506(b)(2XD). Page 2

tAt
1,cn#
Wastewa er Treatment and collectipn
711116
t U ` v Performance Annual Reportij=�
DWQ1Surface Watqgcg4;41rmation
DENR - WATER QUALITY
Facility/System Name: Saddlewood CV:11 tc t?; F \NCH
Service Area Includes: Saddlewood
Responsible Entity: Carolina Water Service, Inc. of NC
Contact Name/Phone #: Area Manager Adam James 704-525-7990
Applicable Permit(s): teileittaita
Description of Collection System or Treatment Process:
Operation of the 0.009 MGD wastewater treatment facility with the following components:
Bar screen, Aeration basin, Clarifier, Aerobic digester, Tablet chlorine disinfection,
Tablet de-chlorination.
II. Performance
Overall Summary of System Performance for Calendar Year 2008:
The wastewater treatment plant consistently met permitted limitations during the year.
The following lists any violations of permit conditions or environmental
regulations that may have occurred during the year. If a violation is listed,
a description of any known environmental impact including the corrective
measures taken is included.
Saddlewood Annual Sewer Performance Report 2008 Page 1

January No violations/deficiencies noted.
February No violations/deficiencies noted.
March No violations/deficiencies noted.
April No violations/deficiencies noted.
May No violations/deficiencies noted.
June No violations/deficiencies noted.
July No violations/deficiencies noted.
August No violations/deficiencies noted.
September No violations/deficiencies noted.
October No violations/deficiencies noted.
November No violations/deficiencies noted.
December No violations/deficiencies noted.
III. Notification
Customers will be notified of the availability of this report with a message on
their bills and copies will be provided upon request.
IV. Certification
I hereby ertify that the information contained in this report is accurate and
complet to th est f my owledge.
February 6, 2009
Signature of Responsible Person Date
Martin Lashua Regional Director
Printed Name Title
Saddlewood Annual Sewer Performance Report 2008 Page 2

g'ff°
Wastewater Treatment and Collection
Performance Annual Report
I. General Information
Facility/System Name: County: Gaston
Service Area Includes: Saddlewood
Responsible Entity: Carolina Water Service, Inc. of NC
Contact Name/Phone #: Area Manager Tony Konsul 704-525-7990, ext 218
Applicable Permit(s): NC0060755
Description of Collection System or Treatment Process:
Operation of the 0.009 MGD wastewater treatment facility with the following components:
it E
Bar screen, Aeration basin, Clarifier, Aerobic digester, Tablet chlorine disinfection,
Tablet de-chlorination.
II. Performance
Overall Summary of System Performance for Calendar Year 20 '� l
The wastewater treatment plant had two exceedances of the discharge permit limits.
?flO8
The following lists any violations of permit conditions or environmentalNC DENR MR0
regulations that may have occurred during the year. If a violatio I iagiaCe Wafer Protection
a description of any known environmental impact including the corrective
measures taken is included.
Saddlewood Annual Sewer Performance Report 2007 Page 1

January No violations/deficiencies noted.
February No violations/deficiencies noted.
March No violations/deficiencies noted.
April No violations/deficiencies noted.
May No violations/deficiencies noted.
June No violations/deficiencies noted.
July A notice of violation was issued after a single fecal coliform result of 850/100 ml
exceeded the daily maximum limit of 400/100 ml. No known environmental impact.
August No violations/deficiencies noted.
September A single fecal coliform result of 2500/100 ml exceeded the daily maximum limit of
400/100 ml. No known environmental impact.
October No violations/deficiencies noted.
November No violations/deficiencies noted.
December No violations/deficiencies noted.
III. Notification
Customers will be notified of the availability of this report with a message on
their bills and copies will be provided upon request.
IV. Certification
I hereby rtify at t e inf ation contained in this report is accurate and
complet o th st f owledge.
January 31, 2008
Signature of Responsible Person Date
Martin Lashua Regional Director
Printed Name Title
Saddlewood Annual Sewer Performance Report 2007 Page 2

OF WI n f FR Michael F.Easley,G veiinor
William G.Ross Jr., ecretary / / Elf
7- North Carolina Department of Environment and Natural Resources \./
O ';C Coleen H.Sullins,Director
Division of Water Quality
February 12, 2008
CERTIFIED MAIL #7007 1490 0004 4505 6660
RETURN RECEIPT REQUESTED
Mr. Martin Lashua
Carolina Water Serivce, Inc. of NC
PO Box 240908
Charlotte,North Carolina 28224
Subject: Notice of Violation - Effluent Limitations
Tracking#: NOV-2008-LV-0082
Saddlewood WWTP
NPDES Permit No. NC0060755
Gaston County
Dear Mr. Lashua:
A review of the October 2007 self-monitoring report for the subject facility revealed a
violation of the following parameter for Outfall 001:
Date Parameter Reported Value Permit Limit
10/18/07 BOD 9.3 mg/L 7.5 mg/L (Daily maximum)
The Facility Status was erroneously listed as Compliant on the backside of the Discharge
Monitoring Report—DWQ Form MR-1; this is also a violation subject to an enforcement action.
Remedial actions, if not already implemented, should be taken to correct any problems. Since
the comments section on the reverse of the relevant Discharge Monitoring Report did not provide
an explanation for the noted effluent limit violation, it is requested that a written response to this
Notice be submitted by no later than March 12,2008. The response should include any
additional information concerning the violation or comments that you wish to present. Please
address your response to the attention of Ms. Marcia Allocco of this Office.
The Division of Water Quality may pursue enforcement actions for this and any
additional violations. If the violations are of a continuing nature, not related to operation and/or
maintenance problems, and you anticipate remedial construction activities, then you may wish to
consider applying for a Special Order by Consent. You may contact Ms. Allocco of this Office
for additional information.
AA N Carolina
NCDENR atura!!y
Mooresville Regional Office Division of Water Quality Phone [phone] Customer Service
Internet: www.ncwaterquality.org 610 East Center Ave,Suite 301 Mooresville,NC 28115 Fax [phone]
An Equal Opportunity/Affirmative Action Employer—50%Recycled/10%Post Consumer Paper

Mr.Martin Lashua
NOV-2008-LV-0082,Page 2
February 12,2008
If you have questions concerning this matter,please do not hesitate to contact Ms.
Allocco or me at [phone].
Sincerely,
(rel 0
Robert B. Krebs
Regional Supervisor
Surface Water Protection
cc: Point Source Branch
Gaston County Health Department
MA

()�C W ATF9 Michael F.Easley,Governor
o -1
1) G William G.Ross Jr.,Secret
rNorth Carolina Department of Environment and Natural Resource
Am&. Coleen H.Sullins,Director
Division of Water Quality
• February 7, 2008
CERTIFIED MAIL #7007 1490 0004 4505 6530
RETURN RECEIPT REQUESTED
Mr. Martin Lashua.
Carolina Water Service, Inc. of NC
PO Box 240908
Charlotte,North Carolina 28224
Subject: Notice of Violation- Effluent Limitation
Tracking#: NOV-2008-LV-0068
Saddlewood WWTP
NPDES Permit No. NC0060755
Gaston County
Dear Mr. Lashua:
A review of the September 2007 self-monitoring report for the subject facility revealed a
violation of the following parameter at Outfall 001:
Date Parameter Reported Value Permit Limit
9/6/07 Fecal coliform 2,500 CFU/100 mL 400 CFU/100 mL (Daily maximum)
Remedial actions, if not already implemented, should be taken to correct any problems.
Since the comments section on the reverse of the relevant Discharge Monitoring Report provided
an explanation for the noted effluent limit violation, it is not requested that a response be
submitted; however, should you have additional information concerning the violations or
comments which you wish to present, please submit them to the attention of Ms. Marcia Allocco.
The Division of Water Quality may pursue enforcement actions for this and any
additional violations. If the violations are of a continuing nature, not related to operation and/or
maintenance problems, and you anticipate remedial construction activities, then you may wish to
consider applying for a Special Order by Consent. You may contact Ms. Allocco of this Office
for additional information.
® A Na"PrthCar0iina
NCDENRtura!!y
Mooresville Regional Office Division of Water Quality Phone [phone] Customer Service
Internet: www.ncwaterquality.org 610 East Center Ave,Suite 301 Mooresville,NC 28115 Fax [phone]
An Equal Opportunity/Affirmative Action Employer—50%Recycled/10%Post Consumer Paper

Mr. Martin Lashua r
NOV-2008-LV-0068
Page 2
If you have questions concerning this matter, please do not hesitate to contact Ms.
Allocco or me at 704/663-1699.
Sincerely,
Robert B. Krebs
elei-t-
Regional Supervisor
Surface Water Protection
cc: Point Source Branch
Gaston County Health Department
MA
1

1 F W A Michael F.Easley,Governor Ji I
_ 9 William G.Ross Jr.,Secre ` ( l4
\��. PG North Carolina Department of Environment and Natural Resource �V/
Vj . � _+zi
j Coleen Sullins.Director
Division of Water Quality
January 18,2008
CERTIFIED MAIL 7006 2760 0001 8497 6391
RETURN RECEIPT REQUESTED
Mr.Martin Lashua
Carolina Water Service,Inc. of NC
Post Office Box 240908
Charlotte,North Carolina 28224
Subject: Notice of Violation-Effluent Limitations
Tracking#: NOV-2008-LV 0037
CWS Saddlewood WWTP
NPDES Permit No.NC0060755
Gaston County
Dear Mr.Lashua:
A review of the July 2007 self-monitoring report for the subject facility revealed a violation of the
following parameter:
Pipe Parameter Reported Value Permit Limit
001 Fecal Coliform 850/100 ml (daily maximum) 400/100 ml (daily maximum)
Remedial actions,if not already implemented,should be taken to correct any problems. The
Division of Water Quality may pursue enforcement actions for this and any additional violations.If the
violations are of a continuing nature,not related to operation and/or maintenance problems,and you
anticipate remedial construction activities,then you may wish to consider applying for a Special Order by
Consent. You may contact Mr.John Lesley of this Office for additional information.
If you have questions concerning this matter,please do not hesitate to contact Mr.Lesley or me at
704/663-1699.
Sincerely,
Y(-14' 4--
Robert B.Krebs
Surface Water Protection
Regional Supervisor
cc: Point Source Branch
Gaston County Health Dept.
JL
N°� Carolina
vaturally `EOEi
N.C.Division of Water Quality,Mooresville Regional Office,610 E.Center Ave.Suite 301,Mooresville NC 28115 [phone] Customer Service
1-877-623-6748

W ATF9Q Michael F.Easley,Gobi-Ingo:—
Q William G.Ross Jr.,Secretary
rNorth Carolina Department of Environment and Natural Resources
-1 Alan W.Klimek,P.E.,Director
Division of Water Quality
February 14, 2007
Mr. Martin Lashua
Carolina Water Services, Inc. of NC
P.O. Box 240908
Charlotte,North Carolina 28224
Subject: CEI Correction
Saddlewood Subdivision WWTP
NPDES Permit No. NC0060755
Gaston County,North Carolina
Dear Mr. Lashua,
Enclosed please find the corrected page of the Compliance Evaluation Inspection Report
for the inspection conducted at the subject facility on December 11, 2006, by Mrs. Sonja
Basinger of this Office. Please replace page 6 with this updated copy.
If you have any questions please do not hesitate to contact Mrs. Basinger or me at (704)
663-1699.
Sincerely,
for John Lesley
Acting Surface Water Protection Regional Supervisor
Enclosure
cc: Gaston County Health Department
SWB
itI
FraltrA
N.C.Division of Water Quality,Mooresville Regional Office,610 East Center Avenue,Suite 301,Mooresville NC 28115 [phone] Customer Service
1-877-623-6748

Permit: NC0060755 Owner-Facility: Saddlewood WWTP
Inspection Date: 12/11/2006 Inspection Type: Compliance Evaluation
Secondary Clarifier Yes No NA NE
Is the site free of evidence of short-circuiting? • 0 0 0
Is scum removal adequate? ❑ • ❑ 0
Is the site free of excessive floating sludge? 0 • 0 0
Is the drive unit operational? 0 0 • 0
Is the return rate acceptable(low turbulence)? • ❑ ❑ ❑
Is the overflow clear of excessive solids/pin floc? 0 • 0 0
Is the sludge blanket level acceptable?(Approximately%of the sidewall depth) 0 0 0 •
Comment: The skimmer was not operational on the day of the inspection. It is
recommended that the skimmer be repaired immediately to prevent further solids
bypass from the clarifier. Please see NPDES Permit Condition-Section C(2) Proper
Operation and Maintenance.
Aerobic Digester Yes No NA NE
Is the capacity adequate? U ❑ ❑ ❑
Is the mixing adequate? U ❑ ❑ ❑
Is the site free of excessive foaming in the tank? • ❑ ❑ ❑
#Is the odor acceptable? U ❑ ❑ 0
#Is tankage available for properly waste sludge? U ❑ ❑ ❑
Comment: Sludge hauling records were not available for review at the time of the
inspection. Sludge hauling invoice records were requested at three separate times by
the inspector. The facility has not presented the records at the date of this inspection
letter.
Disinfection-Tablet Yes No NA NE
Are tablet chlorinators operational? ■ ❑ ❑ ❑
Are the tablets the proper size and type? U ❑ ❑ ❑
Number of tubes in use? 2
Is the level of chlorine residual acceptable? 0 0 0 •
Is the contact chamber free of growth, or sludge buildup? 0 • 0 0
Is there chlorine residual prior to de-chlorination? 0 0 0 •
Comment: Norweco tablets are used for disinfection.
De-chlorination Yes No NA NE
Type of system ? Tablet
Is the feed ratio proportional to chlorine amount(1 to 1)? 0 0 • 0
Page# 6

Michael F.Easley,Gove or
0� RQ6 William G.Ross Jr.,Secretary
() North Carolina Department of Environment and Natural Resources
> 7.71 Alan W.Klimek,P.E.,Director
K Division of Water Quality
February 14, 2007
Mr. Martin Lashua
Carolina Water Services, Inc. of NC
P.O. Box 240908
Charlotte,North Carolina 28224
Subject: Notice of Violation Response
Compliance Evaluation Inspection
Saddlewood Subdivision WWTP
NPDES Permit No.NC0060755
Gaston County,North Carolina
Dear Mr. Lashua,
In your Notice of Violation(NOV)response dated February 8, 2007 you requested the
Division rescind the NOV for the Compliance Evaluation Inspection conducted at the subject
facility on December 11, 2006. The inspection was issued as a Notice of Violation (NOV) due to •
the record keeping violation of the subject NPDES Permit and the North Carolina General
Statute (G.S.) 143-215.1 as detailed in the Aerobic Digester section of the report. This Office
has the following comments to the cited violation in the subject inspection report:
The Aerobic Digester section cited that sludge hauling records were not available for
review as requested by the inspector prior to the inspection date as required by NPDES Permit
Part II Section D(6) Records Retention. Please be advised that NPDES Permit Part II Section D
(8) Monitoring and Records specifically states "have access to and copy, at reasonable times any
records that must be kept under the conditions of this permit".
Based upon the above noted justification, this Office denies your request to rescind the
subject NOV inspection report dated December 20, 2006.
If you have any questions regarding this matter, please contact Mrs. Sonja Basinger or me
at(704) 663-1699.
Sincerely,
\s,�
John Lesley
Acting Surface Water Protection Regional Supervisor
SWB .
Al•
wqr#
N.C.Division of Water Quality,Mooresville Regional Office,610 East Center Avenue,Suite 301,Mooresville NC 28115 [phone] Customer Service
1-877-623-6748

CAROLINA WATER SERVICE, INC.
5701 Westpark Dr.,Suite 101
Charlotte,NC 28217
P.O.Box 240908 "` Y
Charlotte,NC 28224 AND r. ,
Telephone:[phone] woor,Er ` "'
FAX: [phone]
February 8, 2007
FEB 1 ', 2007
Mr. John Lesley
Division of Water Quality
NCDENR
610 East Center Avenue �,+�n 1T ! +r�+i ti I��,
Suite 301 WATER�.►�;"�'i� �`° "'
Mooresville, NC 28115
Re: Saddlewood WWTP
NPDES Permit No. NC0060755
NOV—2006-PC-0596
Compliance Inspection Conducted 12/11/06
Dear Mr. Lesley,
On January 10, 2007, we received the 12/20/06 NOV referenced above. As requested, our
response is as follows.
Permit
We are not sure why the permit description does not include tablet dechlorination. We will
try and get the records corrected at the next permit renewal.
Record Keeping
We are not aware of the requirement to document preservation on the Chain of Custody.
Please provide the specific regulation so we can be sure to adjust our procedures. This sub-
requirement is not even listed in the inspection form under"Is the Chain of Custody
complete." The fecal coliform bottles have a dechlorination agent in them from the supplier.
Does a dechlorination agent qualify as a"preservative"?
The up/down stream reports for September 2006 has been amended and revised. An original
and one copy were sent to Central Files on January 8, 2007.
Secondary Clarifier
The skimmer was repaired promptly.
The inspector checked the "No" box for"Is the drive unit operational?". There is no drive
unit at this facility (not applicable). Please send a corrected inspection report at your earliest
opportunity.

Mr. John Lesley
Page 2
February 8, 2007
Aerobic Digester
The inspector requested copies of invoices for sludge hauling. We are not aware of any
requirement to provide invoices and would appreciate specific clarification. Our invoices are
processed through Accounting and not easily retrieved. I am enclosing a sludge hauling
summary which will hopefully, meet your needs. I believe there was a miscommunication of
what information was being requested.
We find no validity in assessing a Notice of Violation on any of these matters and respectfully
request it be rescinded.
If you should need any additional information, please do not hesitate to call me at 704-525-
7990 x 216. Thank you for your attention.
Si erel
Martin Lashua
Regional Manager
Cc: Mary Armentrout
Rick Durham
Tony Konsul
Mike Stack

Sludge Hauling Summary
Name of Facility: Saddlewood
NPDES Permit No: NC0060755
Date #Gals. Haulec%.CentrifugE Hauler Price Per Gallon Date #Gals. Haulec%Centrifuge\ Hauler
2/2/2005 3,500 27% Liquid Waste 80
4/5/2005 3,500 22% Liquid Waste 80
9/20/2005 4,000 25% Liquid Waste 80
1/16/2006 4,000 19% Liquid Waste 80
1/8/2007 4,000 27% BioTech ,

W A TF LPL� Michael F.Easley,Gove r 0'13
William G.Ross Jr.,Secretary i
North Carolina Department of Environment and Natural Resources
!l3tri y
C3 'C Alan W.Klimek,P.E.Director
Division of Water Quality
February 2,2007
CERTIFIED MAIL
RETURN RECEIPT REQUESTED
7006 2760 0001 8493 0478
Mr. Carl Daniel
Carolina Water Service, Inc. of NC
PO Box 240908
Charlotte,North Carolina 28224
Subject: Notice of Violation-Effluent Limitation
Tracking#: NOV-2007-LV-0068
Saddlewood WWTP
NPDES Permit No. NC0060755
Gaston County
Dear Mr. Daniel:
A review of the September 2006 self-monitoring report for the subject facility revealed a
violation of the following parameter:
Outfall Parameter Date Reported Reported Value Permit Limit
001 BOD 9/7/06 15 mg/1 7.5 mg/1 (Daily maximum)
Remedial actions, if not already implemented, should be taken to correct any problems.
Since the comments section on the reverse of the relevant Discharge Monitoring Report provided
an explanation for the noted effluent limit violation, it is not requested that a response be
submitted; however, should you have additional information concerning the violations or
comments which you wish to present, please submit them to the attention of Ms. Marcia Allocco.
The Division of Water Quality may pursue enforcement actions for this and any
additional violations. If the violations are of a continuing nature, not related to operation and/or
maintenance problems, and you anticipate remedial construction activities, then you may wish to
consider applying for a Special Order by Consent. You may contact Ms. Marcia Allocco of this
Office for additional information.
AVA N�am,�` Carolina
NCDENR Naturally
Mooresville Regional Office Division of Water Quality Phone [phone] Customer Service
Internet: www.ncwaterqualitv.org 610 East Center Ave,Suite 301 Mooresville,NC 28115 Fax [phone]
An Equal Opportunity/Affirmative Action Employer—50%Recycled/10%Post Consumer Paper

Mr.Carl Daniel
February 2,2007
NOV-2007-LV-0068
Page 2
If you have questions concerning this matter,please do not hesitate to contact Ms.
Allocco or me at 704/663-1699.
Sincerely,
Samar Bou-Ghazale
Acting Regional Supervisor
Surface Water Protection
cc: Point Source Branch
Gaston County Health Department
MA

O�W A Michael F.Easley,Govern
0 QG William G.Ross Jr.,Secretary dd��
North Carolina Department of Environment and Natural Resources
Alan W.Klimek,P.E.,Director
Division of Water Quality
December 20, 2006
CERTIFIED MAIL 7006 2760 0001 8493 0058
RETURN RECEIPT REQUESTED
Mr. Carl Daniel
Carolina Water Services, Inc. of NC
P.O. Box 240908
Charlotte,North Carolina 28224
Subject: Notice of Violation
Compliance Evaluation Inspection
Saddlewood Subdivision WWTP
NPDES Permit No.NC0060755
Gaston County,North Carolina
Tracking No.NOV-2006-PC-0596
Dear Mr. Daniel,
Enclosed please find a copy of the Compliance Evaluation Inspection Report for the
inspection conducted at the subject facility on December 11, 2006, by Mrs. Sonja Basinger of
this Office. Please inform the facility's Operator in Responsible Charge of our findings by
forwarding a copy of the enclosed report.
This report is being issued as a Notice of Violation (NOV)because of the record keeping
violation of the subject NPDES Permit and the North Carolina General Statute (G.S.) 143-215.1
as detailed in the Aerobic Digestersection of the attached report. Pursuant to G.S. 143-215.6A,
a civil penalty of not more than twenty-five thousand dollars ($25,000.00)per violation,per day
may be assessed against any person who violates or fails to act in accordance with the terms,
conditions, or requirements of any permit issued pursuant to G.S. 143-215.1.
It is requested that a written response be submitted to this Office by January 19, 2007
addressing the violation noted in the Aerobic Digester section of the report. In responding,
please address your comments to the attention of Mrs. Marcia Allocco. The response shall
include a plan of action addressing the solids management practices at this facility.
Neb
N.C.Division of Water Quality,Mooresville Regional Office,610 East Center Avenue,Suite 301,Mooresville NC 28115 [phone] Customer Service
1-877-623-6748

Mr. Carl Daniel
Page 2
December 20, 2006
Please note comments under the Permit,Record Keeping,and Secondary Clarifier
sections of the inspection report.
The report should be self-explanatory; however, should you have any questions
concerning the report,please do not hesitate to contact Mrs. Basinger or me at(704) 663-1699.
Sincerely,
for John Lesley
Acting Surface Water Protection Regional Supervisor
Enclosure
cc: Gaston County Health Department
SWB
FA
N.C.Division of Water Quality,Mooresville Regional Office,610 East Center Avenue,Suite 301,Mooresville NC 28115 [phone] Customer Service
1-877-623-6748

United States Environmental Protection Agency
E PA Washington,D.C.20460 Form Approved.
OMB No.2040-0057
Water Compliance Inspection Report. Approval expires 8-31-98
Section A: National Data System Coding(i.e., PCS)
Transaction Code NPDES yr/mo/day Inspection Type Inspector Fac Type
1 t NI 2 I d 31 NC0060755 1 11 121 06/12/11 117 181 rl 191 c� 20f J
!=J LJ Remarks LJ U IJ
21111I IIII IIIIIIII IIII IIII IIII IIIIIIIIIIIIIIII II166
Inspection Work Days Facility Self-Monitoring Evaluation Rating B1 QA Reserved
671 2.0 169 70 W 711 72 N 731 1 174 751 11 1 1 1 1 (80
Section B: Facilityli Data t--1
Name and Location of Facility Inspected(For Industrial Users discharging to POTW,also include Entry Time/Date Permit Effective Date
POTW name and NPDES permit Number)
11:30 AM 06/12/11 05/09/01
Saddlewood WWTP
End Of Fair Meadows Ct Exit Time/Date Permit Expiration Date
Gastonia NC 28052 12:30 PM 06/12/11 10/08/31
Name(s)of Onsite Representative(s)/Titles(s)/Phone and Fax Number(s) Other-Facility Data
///
•
Clifford Michael Stacks/ORC/704-525-7990/
Name,Address of Responsible Official/Title/Phone and Fax Number
•
Richard J Durham,PO Box 240908 Charlotte NC 282240908/Atlantic Contacted
Regional Director of Operations/704-525-7990/7045258174 No
•
Section C: Areas Evaluated During Inspection(Check only those areas evaluated)
Permit II Flow Measurement N Operations&Maintenance •Records/Reports
Self-Monitoring Program II Sludge Handling Disposal •Facility Site Review •Effluent/Receiving Waters
III Laboratory
Section D: Summary of Finding/Comments(Attach additional sheets of narrative and checklists as necessary)
(See attachment summary)
Name(s)and Signature(s)of Inspector(s) Agency/Office/Phone and Fax Numbers Date
Sonja Basinger MRO WQ//704-235-2202/
gi-14 - 20 1pG 2006.
Sign turre of Management Q P e i w r Agency/Office/Phone and Fax Numbers Date
Marcia Allocco MRO WQ//704-235-2204/
EPA Form 3560-3(Rev 9-94)Previous editions are obsolete. •
Page# 1

NPDES yr/mo/day Inspection Type (cont.) 1
31 NC0060755 Ill 121
06/12/11 117 18U
Section D: Summary of Finding/Comments(Attach additional sheets of narrative and checklists as necessary)
RECORD KEEPING SECTION continued:
The facility was last inspected on July 6, 2005 by Donna Hood of this Office.
DMRs were reviewed from the period of October 2005 through September 2006. A monthly average
effluent BOD violation and a weekly average effluent fecal coliform violation were reported for May 2006.
The Division has separately addressed the above-noted violations by issuance of either a NOV or NOV/civil
penalty assessment.
A weekly average effluent BOD violation was reported for September 2006. The Division will address the
violation under separate cover.
The stream data for September 1, 2006 is absent from the DMR. Please amend and submit a complete
September 2006 DMR.
•
•
Page# 2

Permit: NC0060755 Owner-Facility: Saddlewood VWVTP
Inspection Date: 12/11/2006 Inspection Type: Compliance Evaluation
Permit Yes No NA NE
(If the present permit expires in 6 months or less). Has the permittee submitted a new application? 0 0 • 0
Is the facility as described in the permit? 0 ■ 0 0
#Are there any special conditions for the permit? 0 ■ 0 0
Is access to the plant site restricted to the general public? • 0 ❑ 0
Is the inspector granted access to all areas for inspection? U ❑ ❑ ❑
Comment: The permit is effective from September 1, 2005 through August 31, 2010.
The permit facility description does not include tablet dechlorination.
Record Keeping Yes No NA NE
Are records kept and maintained as required by the permit? U ❑ ❑ ❑
Is all required information readily available, complete and current? ■ ❑ ❑ ❑
Are all records maintained for 3 years(lab. reg. required 5 years)? ■ ❑ ❑ ❑
Are analytical results consistent with data reported on DMRs? • ❑ ❑ ❑
Is the chain-of-custody complete? 0 • 0 ❑
Dates,times and location of sampling ■
Name of individual performing the sampling ■
Results of analysis and calibration •
Dates of analysis
Name of person performing analyses ■
Transported COCs ■
Are DMRs complete: do they include all permit parameters? U ❑ ❑ ❑
Has the facility submitted its annual compliance report to users and DWQ? U ❑ ❑ ❑
(If the facility is=or>5 MGD permitted flow)Do they operate 24/7 with a certified operator on each shift? 0 0 ■ 0
Is the ORC visitation log available and current? ■ ❑ ❑ ❑
Is the ORC certified at grade equal to or higher than the facility classification? U ❑ ❑ ❑
Is the backup operator certified at one grade less or greater than the facility classification? U ❑ ❑ ❑
Is a copy of the current NPDES permit available on site? ■ ❑ ❑ ❑
Facility has copy of previous year's Annual Report on file for review? ■ ❑ ❑ ❑
Page# 3

Permit: NC0060755 Owner-Facility: Saddlewood VVVVTP
Inspection Date: 12/11/2006 Inspection Type: Compliance Evaluation
Record Keeping Yes No NA NE
Comment: The chain-of-custody (coc)was incomplete. Preservation of fecal coliform
and ammonia-nitrogen was not documented on the facility's coc. The ORC stated that
the sample bottles are received pre-preserved; however preservation needs to be
documented on the coc.
Operations&Maintenance Yes No NA NE
Is the plant generally clean with acceptable housekeeping? ■ ❑ ❑ ❑
•
Does the facility analyze process control parameters,for ex: MLSS, MCRT, Settleable Solids, pH, DO, Sludge ■ ❑ ❑ ❑
Judge, and other that are applicable?
Comment: The facility utilizes Trice Utilities and Gopher Utilities for maintenance
services.
Flow Measurement-Effluent Yes No NA NE
#Is flow meter used for reporting? 0 0 ■ 0
Is flow meter calibrated annually? 0 0 ■ 0
Is the flow meter operational? 0 0 ■ 0
(If units are separated)Does the chart recorder match the flow meter? 0 0 ■ 0
Comment: Effluent flaw is measured by staff gauge and v-notch weir.
Laboratory _Yes No NA NE
Are field parameters performed by certified personnel or laboratory? ■ ❑ ❑ ❑
Are all other parameters(excluding field parameters)performed by a certified lab? ■ ❑ ❑ ❑
#Is the facility using a contract lab? Norm
Is proper temperature set for sample storage(kept at 1.0 to 4.4 degrees Celsius)? ■ ❑ ❑ ❑
Incubator(Fecal Coliform)set to 44.5 degrees Celsius+/-0.2 degrees? n ❑ ■ ❑
Incubator(BOD)set to 20.0 degrees Celsius+/-1.0 degrees? ❑ ❑ ■ ❑
Comment: Field parameters are performed by Carolina Water Service certification#
5228. Contracted lab services are performed by Prism Labs certification#402.
Standby Power Yes No NA NE
Is automatically activated standby power available? 0 ■ 0 0
Is the generator tested by interrupting primary power source? ■ ❑ ❑ ❑
Is the generator tested under load? ■ 0 0 0
Was generator tested&operational during the inspection? ❑' ■ 0 0
Do the generator(s)have adequate capacity to operate the entire wastewater site? ■ ❑ ❑ ❑
Is there an emergency agreement with a fuel vendor for extended run on back-up power? ■ ❑ ❑ ❑
Page# 4

•
Permit: NC0060755 Owner-Facility: Saddlewood VVVVTP
Inspection Date: 12/11/2006 Inspection Type: Compliance Evaluation
Standby Power Yes No NA NE
Is the generator fuel level monitored? • ❑ ❑ ❑
Comment: A portable 75 kw generator is available for this facility in case of power
outage. The facility is equipped with a quick connect receptacle.
Kraft Power Corporation, Charlotte, NC last inspected the portable generator on
11/3/2006.
Bar Screens Yes No NA NE
Type of bar screen
a.Manual ■
b.Mechanical 0
Are the bars adequately screening debris? • ❑ ❑ ❑
Is the screen free of excessive debris? U ❑ ❑ ❑
Is disposal of screening in compliance? ■ ❑ ❑ ❑
Is the unit in good condition? ■ ❑ ❑ ❑
Comment: Screenings are dewatered on-site and disposed of by Republic Waste.
Aeration Basins - Yes No NA NE
Mode of operation Ext.Air
Type of aeration system Diffused
Is the basin free of dead spots? U ❑ ❑ ❑
Are surface aerators and mixers operational? 0 0 • 0
Are the diffusers operational? ■ ❑ ❑ ❑
Is the foam the proper color for the treatment process? ■ ❑ ❑ ❑
Does the foam cover less than 25%of the basin's surface? M ❑ ❑ ❑
Is the DO level acceptable? ❑ ❑ ❑ U
Is the DO level acceptable?(1.0 to 3.0 mg/I) 0 0 0 ■
Comment:
Secondary Clarifier Yes No NA NE
Is the clarifier free of black and odorous wastewater? ■ ❑ ❑ ❑
Is the site free of excessive buildup of solids in center well of circular clarifier? 0 0 ■ 0
Are weirs level? ■ ❑ ❑ ❑
Is the site free of weir blockage? U ❑ ❑ ❑
Page# 5

Permit: NC0060755 Owner-Facility: Saddlewood WWTP
Inspection Date: 12/11/2006 Inspection Type: Compliance Evaluation
Secondary Clarifier Yes No NA NE
Is the site free of evidence of short-circuiting? ■ 0 0 0
Is scum removal adequate? 0 ■ 0 0
Is the site free of excessive floating sludge? 0 ■ 0 0
Is the drive unit operational? 0 ■ 0 0
Is the return rate acceptable(low turbulence)? ■ ❑ ❑ ❑
Is the overflow clear of excessive solids/pin floc? 0 ■ 0 0
Is the sludge blanket level acceptable?(Approximately%of the sidewall depth) ❑ ❑ ❑ ■
Comment: The skimmer was not operational on the day of the inspection. It is
recommended that the skimmer be repaired immediately to prevent further solids
bypass from the clarifier. Please see NPDES Permit Condition-Section C(2) Proper
Operation and Maintenance.
Aerobic Digester Yes No NA NE
Is the capacity adequate? U ❑ ❑ ❑
Is the mixing adequate? •
■ ❑ ❑ ❑
Is the site free of excessive foaming in the tank? ■ ❑ ❑ ❑
#Is the odor acceptable? M ❑ ❑ ❑
#Is tankage available for properly waste sludge? U ❑ ❑ ❑
Comment: Sludge hauling records were not available for review at the time of the
inspection. Sludge hauling invoice records were requested at three separate times by
the inspector. The facility has not presented the records at the date of this inspection
letter.
Disinfection-Tablet Yes No NA NE
Are tablet chlorinators operational? ■ ❑ ❑ ❑
Are the tablets the proper size and type? U ❑ ❑ ❑
Number of tubes in use? 2
Is the level of chlorine residual acceptable? 0 0 0 ■
Is the contact chamber free of growth,or sludge buildup? 0 ■ 0 0
Is there chlorine residual prior to de-chlorination? ❑ ❑ ❑ E
Comment: Norweco tablets are used for disinfection.
De-chlorination Yes No NA NE
Type of system ? Tablet
Is the feed ratio proportional to chlorine amount(1 to 1)? 0 0 • 0
Page# 6

Permit: NC0060755 Owner-Facility: Saddlewood VVWTP
Inspection Date: 12/11/2006 Inspection Type: Compliance Evaluation
De-chlorination Yes No NA NE
Is storage appropriate for cylinders? 0 0 • 0
#Is de-chlorination substance stored away from chlorine containers? 0 0 • 0
Comment:
Are the tablets the proper size and type? ■ ❑ ❑ ❑
Are tablet de-chlorinators operational? ■ ❑ ❑ ❑
Number of tubes in use? 2
Comment: Norweco tablets are used for dechlorination.
Effluent Sampling Yes No NA NE
Is composite sampling flow proportional? 0 0 ■ 0
Is sample collected below all treatment units? ■ ❑ ❑ ❑
Is proper volume collected? ■ ❑ ❑ ❑
Is the tubing clean? ❑ ❑ ■ ❑
Is proper temperature set for sample storage(kept at 1.0 to 4.4 degrees Celsius)? U ❑ ❑ ❑
Is the facility sampling performed as required by the permit(frequency,sampling type representative)? ■ ❑ ❑ ❑
Comment: Grab samples are required by the facility's permit.
Effluent Pipe Yes No NA NE
Is right of way to the outfall properly maintained? ■ ❑ ❑ ❑
Are the receiving water free of foam other than trace amounts and other debris? ■ ❑ ❑ ❑
If effluent (diffuser pipes are required) are they operating properly? 0 0 ■ 0
Comment:
Upstream/Downstream Sampling Yes No NA NE
Is the facility sampling performed as required by the permit(frequency, sampling type, and sampling location)? ■ 0 0 0
Comment:
Page# 7

TF —
• WA •
• �O Rp Michael F.Easley,Governor
0 William G.Ross Jr.,Secretary
North Carolina Department of Environment and Natural Resources
0 -c Alan W.Klimek,P.E.Director
Division of Water Quality
August 7, 2006
CERTIFIED MAIL 7003 2260 0001 3494 7042
RETURN RECEIPT REQUESTED
Anthony Konsul, Area Manager
Carolina Water Service, Inc. of NC
PO Box 240908
Charlotte,NC 28224
SUBJECT: Notice of Violation and Assessment of Civil
Penalty for Violations of N.C. General Statute
143-215.1(a)(6) and NPDES Permit No. NC0060755
Saddlewood WWTP
Gaston County
Case No. LV-2006-0280
•
Dear Mr. Konsul:
This letter transmits a Notice of Violation and assessment of civil penalty in the amount
of $630.15 ($550.00 civil penalty+ $80.15 enforcement costs) against Carolina Water Service,
Inc. of NC.
This assessment is based upon the following facts: A review has been conducted of the
self-monitoring data from May 2006. This review has shown the subject facility to be in
violation of the discharge limitations found in NPDES Permit No. NC0060755. The violations
are summarized in Attachment A to this letter.
Based upon the above facts, I conclude as a matter of law that Carolina Water Service,
Inc. of NC violated the terms, conditions, or requirements of NPDES Permit No.NC0060755
and North Carolina General Statute (G.S.) 143-215.1(a)(6) in the manner and extent shown in
Attachment A. A civil penalty may be assessed in accordance with the maximums established by
G.S. 143-215.6A(a)(2).
Based upon the above findings of fact and conclusions of law, and in accordance with
authority provided by the Secretary of the Department of Environment and Natural Resources
and the Director of the Division of Water Quality, I, D. Rex Gleason, Surface Water Protection
Regional Supervisor for the Mooresville Region,hereby make the following civil penalty
assessment against Carolina Water Service, Inc. of NC:
AVA N Caro ina
NCDENRatural�ly
Mooresville Regional Office Division of Water Quality Phone [phone] Customer Service
Internet: www.ncwatcrqualitv.org 610 East Center Ave,Suite 301 Mooresville,NC 28115 Fax [phone]
An Equal Opportunity/Affirmative Action Employer—50%Recycled/10%Post Consumer Paper

$ 200.00 For 2 of the two (1) violation(s) of G.S.
143-215.1(a)(6) and NPDES Permit No.
NC0060755,by discharging waste into the waters of
the State in violation of the permit daily maximum
effluent limit for BOD.
$ 100.00 For 1 of the one(1)violation of G.S. 143-
215.1(a)(6) and NPDES Permit No. NC0060755, by
discharging waste into the waters of the State in
violation of the permit daily maximum effluent
limit for Fecal coliform.
$ 250.00 For 1 of the one (1)violation of G.S. 143-
215.1(a)(6) and NPDES Permit No. NC0060755, by
discharging waste into the waters of the State in
violation of the permit monthly average effluent
limit for BOD.
$ 550.00 TOTAL CIVIL PENALTY
$ 80.15 Enforcement costs.
$ 630.15 TOTAL AMOUNT DUE
Pursuant to G.S. 143-215.6A(c), in determining the amount of the penalty I have taken
into account the Findings of Fact and Conclusions of Law and the factors set forth at G.S. 143B-
282.1(b), which are:
(1) The degree and extent of harm to the natural resources of the State, to the public
health, or to private property resulting from the violations;
(2) The duration and gravity of the violations;
(3) The effect on ground or surface water quantity or quality or on air quality;
(4) The cost of rectifying the damage;
(5) The amount of money saved by noncompliance;
(6) Whether the violations were committed willfully or intentionally;
(7) The prior record of the violator in complying or failing to comply with programs
over which the Environmental Management Commission has regulatory authority;
and
(8) The cost to the State of the enforcement procedures.
Within thirty days of receipt of this notice,you must do one of the following:
1. Submit payment of the penalty:

Payment should be made directly to the order of the Department of Environment
and Natural Resources (do not include waiver form). Payment of the penalty will
not foreclose further enforcement action for any continuing or new violation(s).
Please submit payment to the attention of:
Point Source Compliance/Enforcement Unit
Division of Water Quality
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
OR
2. Submit a written request for remission including a detailed justification for
such request:
•Please be aware that a request for remission is limited to consideration of the five
factors listed below as they may relate to the reasonableness of the amount of the
penalty assessed. Requesting remission is not the proper procedure for contesting •
whether the violation(s) occurred or the accuracy of any of the factual statements
contained in the civil penalty assessment document. Because a remission request
forecloses the option of an administrative hearing, such a request must be
accompanied by a waiver of your right to an administrative hearing and a
stipulation that no factual or legal issues are in dispute. Please prepare a detailed
statement that establishes why you believe the civil penalty should be remitted,
and submit it to the Division of Water Quality at the address listed below. In
determining.whether a remission request will be approved, the following factors
shall be considered:
(1) whether one or more of the civil penalty assessment factors in G.S. 143B-
282.1(b) were wrongfully applied to the detriment of the petitioner;
(2) whether the violator promptly abated continuing environmental damage
resulting from the violation;
(3) whether the violation was inadvertent or a result of an accident;
(4) whether the violator had been assessed civil penalties for any previous
violations; or
(5) whether payment of the civil penalty will prevent payment for the
remaining necessary remedial actions.
Please note that all information presented in support of your request for remission
must be submitted in writing. The Director of the Division of Water Quality will
review your evidence and inform you of his decision in the matter of your
remission request. The response will provide details regarding case status,
directions for payment, and provision for further appeal of the penalty to the
Environmental Management Commission's Committee on Civil Penalty

•
Remissions (Committee). Please be advised that the Committee cannot consider
information that was not part of the original remission request considered by the
Director. Therefore, it is very important that you prepare a complete and thorough
statement in support of your request for remission.
In order to request remission, you must complete and submit the enclosed
"Waiver of Right to an Administrative Hearing and Stipulation of Facts" form
within thirty(30) days of receipt of this notice. The Division of Water Quality
also requests that you complete and submit the enclosed"Justification for
Remission Request." Both forms should be submitted to the following address:
Point Source Compliance/Enforcement Unit
Division of Water Quality
1617 Mail Service Center
Raleigh, North Carolina 27699-1617
OR
3. File a petition for an administrative hearing with the Office of
Administrative Hearings:
If you wish to contest any statement in the attached assessment document you
must file a petition for an administrative hearing. You may obtain the petition
form from the Office of Administrative Hearings. You must file the petition with
the Office of Administrative Hearings within thirty(30) days of receipt of this
notice. A petition is considered filed when it is received in the Office of
Administrative Hearings during normal office hours. The Office of
Administrative Hearings accepts filings Monday through Friday between the
hours of 8:00 a.m. and 5:00 p.m., except for official state holidays. The original
and one (1) copy of the petition must be filed with the Office of Administrative
Hearings. The petition may be faxed—provided the original and one copy of the
document is received in the Office of Administrative Hearings within five (5)
business days following the faxed transmission. The mailing address for the
Office of Administrative Hearings is:
Office of Administrative Hearings
6714 Mail Service Center
Raleigh,North Carolina 27699-6714
Telephone: [phone] Facsimile: [phone]
A copy of the petition must also be served on DENR as follows:
Ms. Mary Penny Thompson, General Counsel
Department of Environment and Natural Resources

1601 Mail Service Center
Raleigh,North Carolina 27699-1601
Please indicate the case number(as found on page one of this letter) on the
petition.
Failure to exercise one of the options above within thirty(30) days of receipt of this letter,
as evidenced by an internal date/time received stamp (not a postmark), will result in this matter
being referred to the Attorney General's Office for collection of the penalty through a civil
action.
Please be advised that additional penalties may be assessed for violations that occur after
the review period of this assessment. If the violations are of a continuing nature, not related to
operation and/or maintenance problems, and you anticipate remedial construction activities, then
you may wish to consider applying for a Special Order by Consent. If you have any questions
about this civil penalty assessment or a Special Order by Consent,please contact the Water
Quality Section staff of the Mooresville Regional Office at 704/663-1699.
•
•
((Date) D. Rex ason, P.E.
Surface Water Protection Regional Supervisor
Mooresville Regional Office
Division of Water Quality
ATTACHMENTS
cc: Water Quality Regional Supervisor w/attachments
Compliance/Enforcement File w/attachments
Central Files w/attachments
MA

ATTACHMENT A
CASE NO. LV-2006-0280
Pipe Parameter Reported Value Permit Limit
No.
001 BOD *13.0 mg/1 (Daily maximum) 7.5 mg/1 (Daily maximum)
001 BOD *14.0 (Daily maximum) 7.5 mg/1 (Daily maximum)
001 BOD *8.36 mg/1 (Monthly average) 5.0 mg/1 (Monthly average)
001 Fecal coliform *11,000/100 ml (Daily maximum) 400/100 ml (Daily maximum)
* Denotes civil penalty assessment
STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENT

STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENT
AND NATURAL RESOURCES
COUNTY OF GASTON
IN THE MATTER OF ASSESSMENT ) WAIVER OF RIGHT TO AN
OF CIVIL PENALTY AGAINST ) ADMINISTRATIVE HEARING AND
CAROLINA WATER SERVICE, INC. ) STIPULATION OF FACTS
PERMIT NO. NC0060755 )
FILE NO. LV-2006-0280
Having been assessed civil penalties totaling $630.15 for violation(s) as set forth in the
assessment document of the Division of Water Quality dated August 7, 2006, the undersigned,
desiring to seek remission of the civil penalties, does hereby waive the right to an administrative
hearing in the above-stated matter and does stipulate that the facts are as alleged in the
assessment document. The undersigned further understands that all evidence presented in
support of remission of this civil penalty must be submitted to the Director of the Division of
Water Quality within 30 days of receipt of the notice of assessment. No new evidence in support
of a remission request will be allowed after 30 days from the receipt of the notice of assessment.
This the day of , 2006
BY
ADDRESS
TELEPHONE

•
JUSTIFICATION FOR REMISSION REQUEST
DWQ Case Number: LV-2006-0280 County: Gaston
Assessed Party: Carolina Water Service, Inc. of NC
Permit Number: NC0060755 Amount Assessed: $630.15
Please use this form when requesting remission of this civil penalty. You must also complete the
"Request For Remission, Waiver of Right to an Administrative Hearing, and Stipulation of Facts"
form to request remission of this civil penalty. You should attach any documents that you believe
support your request and are necessary for the Director to consider in evaluating your request for
remission. Please be aware that a request for remission is limited to consideration of the five factors
listed below as they may relate to the reasonableness of the amount of the civil penalty assessed.
Requesting remission is not the proper procedure for contesting whether the violation(s)occurred or
the accuracy of any of the factual statements contained in the civil penalty assessment document.
Pursuant to N.C.G.S. § 143B-282.1(c),remission of a civil penalty may be granted only when one or
more of the following five factors applies. Please check each factor that you believe applies to your
case and provide a detailed explanation, including copies of supporting documents, as to why the
factor applies (attach additional pages as needed).
(a) one or more of the civil penalty assessment factors in N.C.G.S. 143B-282.1(b)were
wrongfully applied to the detriment of the petitioner (the assessment factors are listed in the civil
penalty assessment document);
(b) the violator promptly abated continuing environmental damage resulting from the
violation (i.e., explain the steps that you took to correct the violation and prevent future
occurrences);
(c) the violation was inadvertent or a result of an accident(i.e., explain why the violation
was unavoidable or something you could not prevent or prepare for);
(d) the violator had not been assessed civil penalties for any previous violations;
(e) payment of the civil penalty will prevent payment for the remaining necessary
remedial actions(i.e., explain how payment of the civil penalty will prevent you from performing the
activities necessary to achieve compliance).
EXPLANATION: (use additional pages as necessary)

1AIA] Michael F. Easley,Governor
�'9 William G.Ross Jr.,Secretary
g
O G North Carolina Department of Environment and Natural Resources
r ,\„S�� �/ Alan W.Klimek,P.E.Director
_,
+ !� Division of Water Quality
O `C
September 5, 2006 __Jce 1.OF LNVlhOnnotA„ ,
Irepi f� ' 41/
AND NATURAL RESOURCES Wr"
MOORESVILLE REGIONAL OFFICE
Rick Durham y
11
Carolina Water Service Inc Of North Carolina
PO Box 240908
Charlotte,NC 28224-0908 SEP 0 8 2006
SUBJECT: Payment Acknowledgment
Civil Penalty Assessment —
Saddlewood WWTP 3
Permit Number: NC0060755 WATER QUI,ILI SEiTIO
Case Number: LV-2006-0280 _ti .
Gaston County
Dear Mr. Durham:
This letter is to acknowledge receipt of check number 593893 in the amount of$630.15 received
from you dated August 24, 2006. This payment satisfies in full the above civil assessment levied
against the subject facility, and this case has been closed. Payment of this penalty in no way
precludes future action by this Division for additional violations of the applicable Statutes,
Regulations, or Permits.
If you have any questions,please call Robert L Sledge at 919-733-5083 Ext.547.
Sincerely,
0,) 6AT3 —
Carolyn Brya .
cc: • .:,,R i,„rex.P._- r r av,;s -6-; .r 'Wi.' W - 46- sor
Central Files
Noe Carolina
tura!!y
1617 Mail Service Center Raleigh,NC 27699-1617 [phone] Customer Service 1 800 623-7748

•
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AFTER so DAYS
WATER SERVICE CORR
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�'"' ......
UTILITIES INCORPORATED
2335 SANDERS ROAD
NO. 593893
NORTHBROOK,IL 6w62
` _ DATE„ ,`OBYZ4Y06 NET AMOUNT
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T POINT SOURCE COMPLIANCE
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ORDER ENFORCEMENT UNIT
OF DIVISION OF WATER QUALITY
1617 MAIL SERVICE CENTER AUTHORIZED SIGNATURE
RALEIGH NC. 27699-1617
II' 5938930' 1:044 L LS4431: 989034 29010

tgiti
W
f WA TF Michael F.Easley.Governor
GWilliam G.Ross Jr..Secretary
C) 7 North Carolina Department of Environment and Natural Resources
j1 Alan W.Klimek.P.E.,Director
p -c Division of Water Quality
July 11, 2005
Mr. Carl Daniel
Carolina Water Services,Inc. of NC
PO Box 240908
Charlotte,NC 28224
Subject: Compliance Evaluation Inspection
Saddlewood Subdivision WWTP
NPDES Permit No.NC0060755
Gaston County,North Carolina
Dear Mr. Daniel:
Enclosed please find a copy of the Compliance Evaluation Inspection Report for the inspection
conducted at the subject facility on July 6, 2005 by Ms. Donna Hood of this Office. Please inform the
facility's Operator-in-Responsible Charge of our findings by forwarding a copy of the enclosed report.
It is requested that a written response be submitted to this Office by August 11, 2005,addressing
the deficiencies noted in the Record Keeping Section of the report. In responding,please address
your comments to the attention of Mr. Richard Bridgeman.
The report should be self-explanatory;however, should you have any questions concerning this
report,please do not hesitate to contact Ms.Hood or me at(704) 663-1699.
Sincerely,
I. lam_,eCIYI . G j v------G---N-
D. Rex Gleason, P.E.
Th Surface Water Protection Regional Supervisor
Enclosure
cc: Gaston County Health Department
DH
NuutNR
N.C.Division of Water Quality,Mooresville Regional Office,610 East Center Avenue,Suite 301,Mooresville NC 28115 [phone] Customer Service
1-877-623-6748

United States Environmental Protection Agency
EPA Washington,D.C.20460 Form Approved.
OMB No.2040-0057
Water Compliance Inspection Report Approval expires 8-31-98
Section A: National Data System Coding(i.e.,PCS)
Transaction Code NPDES yr/mo/day Inspection Type inspector Fac Type
1 INI 2 LJ 31 NC0060755 111 12I 05/07/06 117 18'CI 19ISI 20I I
�--� �-+ Remarks L-+ �u-� u
211111111111111111111111111111 11111111 1111 1111 11166
Inspection Work Days Facility Self-Monitoring Evaluation Rating B1 QA Reserved
67I 1.5 I69 d 70191 7111 721 I III I74 751 1 1 1 1 1 1 I80
Section B: Facility Data
Name and Location of Facility Inspected(For Industrial Users discharging to POTW,also include Entry Time/Date Permit Effective Date
POTW name and NPDES permit Number)
10:30 AM 05/07/06 03/05/01
Saddlewood WWTP
End Of Fair Meadows Ct ExitTime✓Date PemdtExpiration Date
Gastonia NC 28052 12:30 PM 05/07/06 05/08/31
Name(s)of Onsite Representative(s)/Titles(s)/Phone and Fax Number(s) Other Facility Data
///
James David Roberts/ORC/704-525-7990/
Name,Address of Responsible Official/tle/Phone and Fax Number
James T Highley,PO Box 240908 Charlotte NC 28224/Senior Regional Contacted
Manager/704-525-7990/7045258174 No
Section C: Areas Evaluated During Inspection(Check only those areas evaluated)
gi Permit 1111 Flow Measurement II Operations&Maintenance 111 Records/Reports
Self-Monitoring Program II Sludge Handling Disposal •Facility Site Review Effluent/Receiving Waters
II Laboratory
Section D: Summary of Finding/Comments(Attach additional sheets of narrative and checklists as necessary)
(See attachment summary)
Name(s)and Signature(s)of Inspector(s) Agency/Office/Phone and Fax Numbers Date
Don Hood MRO WQ/// / 4 D5
;e<4.9///1 ,
•
Signature of Management Q A Reviewer Agency/Office/Phone and Fax Numbers Date
Richard M Bridgeman 704-663-1699 Ext.264/
EPA Form 3560-3(Rev 9-94)Previous editions are obsolete.

MMOMINOMMII
Permit Yes No NA NF
(If the present permit expires in 6 months or less). Has the permittee submitted a new application? • ❑ ❑ ❑
Is the facility as described in the permit? • ❑ ❑ ❑
Are there any special conditions for the permit? 0 • ❑ 0
Is access to the plant site restricted to the general public? 111000
Is the inspector granted access to all areas for inspection? . 000
Comment:Saddlewood's permit expires on 8/31/2005.
Operations&Maintenance Yee No NA NF
Is the plant generally clean with acceptable housekeeping? U 0 0 0
Does the facility analyze process control parameters,for ex:MLSS,MCRT,Settleable Solids,pH,DO,Sludge Judge, • ❑ ❑ ❑
and other that are applicable?
Comment:Currently no back up blower is available at Saddlewood. Blower#1 went out on 4/22/2005 and was sent to
Carotek,Inc for repairs. Carotek informed the ORC the blower would be fixed and back at the facility on 7/17/2005.
No problems have occurred with the blower currently in use,although this problem should be fixed posthaste to
prevent loss of treatment at the facllty.
Bar Screens Yes No NA NF
Type of bar screen
a.Manual •
b.Mechanical ❑
Are the bars adequately screening debris? 111000
Is the screen free of excessive debris? • 0 0 0
Is disposal of screening in compliance? ■ ❑ ❑ ❑
Is the unit in good condition? U 0 0 ❑
Comment:Screenings are carried to the Kings Grant facility where they are disposed of in a dumpster serviced by
Republic Waste. Republic Waste disposes of screenings at the county landfill.
Secondary Clarifier Yes Nn NA NF
Is the clarifier free of black and odorous wastewater? • ❑ 0 0
Is the site free of excessive buildup of solids in center well of circular clarifier? 0 0 • 0
Are weirs level? ■ 0 0 0
Is the site free of weir blockage? 111000
Is the site free of evidence of short-circuiting? • 0 ❑ 0
Is scum removal adequate? U 0 ❑ 0
Is the site free of excessive floating sludge? 111000
Is the drive unit operational? 0 0 • 0
Is the retum rate acceptable(low turbulence)? U ❑ 0 ❑
Is the overflow clear of excessive solids/pin floc? U ❑ ❑
Is the sludge blanket level acceptable?(Approximately Y.of the sidewall depth) DOOM
Comment:Exceptionally clear water was present in the secondary clarifier.
Aeration Basins Yes Nn NA NF
Mode of operation Ext.Air
Type of aeration system Diffused
Is the basin free of dead spots? 111000
Are surface aerators and mixers operational? 0 0 E1 0
Are the diffusers operational? ■ 0 ❑ ❑
Is the foam the proper color for the treatment process? U 0 ❑ 0
Does the foam cover less than 25%of the basin's surface? U 0 0 0
Is the DO level acceptable? ODOM
Is the DO level acceptable?(1.0 to 3.0 mg/I) 0 0 0 •

warommori
Aeration Basins Yes Nn NA NF
Comment:The aeration basin appeared well mixed and throughly oxygenated. Fine air diffusers are used for air
distribution.
Disinfection-Tablet Yes Nn NA NF
Are tablet chlorinators operational? . 000
Are the tablets the proper size and type? .1000
Number of tubes in use? 1
Is the level of chlorine residual acceptable? 000 .
•
Is the contact chamber free of growth,or sludge buildup? .1000
Is there chlorine residual prior to de-chlorination? DOOM
Comment Norweco calcium hypochlorite tablets are used for disinfection.
De-chlorination Yes Nn NA NF
Type of system? Tablet
Is the feed ratio proportional to chlorine amount(1 to 1)? • ❑ ❑ ❑
Is storage appropriate for cylinders? 11000
Is de-chlorination substance stored away from chlorine containers? U ❑ ❑ ❑
Comment:
Are the tablets the proper size and type? • ❑ ❑ ❑
Are tablet de-chlorinators operational? U ❑ ❑ ❑
Number of tubes in use? 2
Is the feed ratio proportional to chlorine appropriate?(Approximately ratio 1:1) DOMO
Comment:Norweco calcium sulfite tablets are used for dechlorination.
)ahnratory Yee Nn NA NF
Are field parameters performed by certified personnel or laboratory? • ❑ ❑ ❑
Are all other parameters(excluding field parameters)performed by a certified lab? 1E ❑ ❑ ❑
Is the facility using a contract lab? .1000
Is proper temperature set for sample storage(kept at 1.0 to 4.4 degrees Celsius)? 00110
Incubator(Fecal Coliform)set to 44.5 degrees Celsius+/-0.2 degrees? 0 0 • 0
Incubator(BOD)set to 20.0 degrees Celsius+/-1.0 degrees? 0 0 • 0
Comment:Prism Labs(#402)is being utilized by the facility to perform necessary testing. Mr.Roberts,ORC,collects
samples and delivers them to the lab.
Flow Measurement-Effluent Yes No NA NF
Is flow meter used for reporting? 0 0 • 0
Is flow meter calibrated annually? 00 . 0
Is the flow meter operational? ❑ ❑ U ❑
(If units are separated)Does the chart recorder match the flow meter? ❑ ❑ U ❑
Comment:Effluent flow is measured by a staff gauge and v-notch weir.
Record Keepinrt Yes Nn NA NF
Are records kept and maintained as required by the permit? U ❑ ❑ ❑
Is all required information readily available,complete and current? U ❑ ❑ ❑
Are all records maintained for 3 years(lab.reg.required 5 years)? 11000
Are analytical results consistent with data reported on DMRs? 11000
Is the chain-of-custody complete? 11000
Dates,times and location of sampling U
Name of individual performing the sampling •
Results of analysis and calibration U
Dates of analysis •

Yec Nn NA NF
Record Keeping
Name of person performing analyses
Transported COCs
Are DMRs complete:do they include all permit parameters? • ❑ 0 ❑
Has the facility submitted its annual compliance report to users and DWQ? 0 0 • ❑
(If the facility is=or>5 MGD permitted flow)Do they operate 24/7 with a certified operator on each shift? ❑ ❑ • ❑
Is the ORC visitation log available and current? .1000
Is the ORC certified at grade equal to or higher than the facility classification? 11000
Is the backup operator certified at one grade less or greater than the facility classification? U ❑ ❑ ❑
Is a copy of the current NPDES permit available on site? U ❑ ❑ ❑
Facility has copy of previous year's Annual Report on file for review? ❑ ❑ • ❑
Comment:Currently,Clifford M.Stacks is serving as back-up at Saddlewood. No forms or letters have been submitted
to elevate him to back-up ORC status. Please submit this form immediately.
FffluQnt Sampling Yes Nn NA NF
Is composite sampling flow proportional? 130110
Is sample collected below all treatment units? ■ ❑ ❑ ❑
Is proper volume collected? U ❑ ❑ ❑
Is the tubing clean? 001110
Is proper temperature set for sample storage(kept at 1.0 to 4.4 degrees Celsius)? ❑ ❑ • ❑
Is the facility sampling performed as required by the permit(frequency.sampling type representative)? ■ ❑ ❑ ❑
Comment:
Aerobic Digester Yes Nn NA NF
Is the capacity adequate? MOOD
Is the mixing adequate? 11000
Is the site free of excessive foaming in the tank? ■ ❑ ❑ ❑
Is the odor acceptable? U ❑ ❑ ❑
Is tankage available for properly waste sludge? ❑ ❑ • ❑
Comment:Either Liquid Waste or Biotech pumps the digester on an as needed basis.
Fffliient Pipe Yec No NA NF
Is right of way to the outfall properly maintained? U ❑ ❑ ❑
Are the receiving water free of foam other than trace amounts and other debris? U ❑ ❑ ❑
If effluent (diffuser pipes are required) are they operating properly? MOOD
Comment:Effluent pipe was well maintained and the receiving stream did not appear negatively impacted.

A
�T-47-74, buut !tiot
..;
—
NCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Michael F. Easley, Governor William G. Ross,Jr., Secretary
Alan W. Klimek, P.E., Director
December 13, 2005
CERTIFIED MAIL
RETURN RECEIPT REQUESTED
Mr. Carl Daniel,Regional Director 7003 2260 0001 3492 7518
Carolina Water Service, Inc. of NC
P.O. Box 240908
Charlotte,NC 28224
Subject: Notice of Violation - Effluent Limitations
Tracking#: NOV-2005-LV-0548
Saddlewood Subdivision WWTP
NPDES Permit No. NC0060755
Gaston County
Dear Mr. Daniel:
A review of the August 2005 self-monitoring report for the subject facility revealed a violation of
the following parameter:
Pipe Parameter Reported Value Limit
001 Biochemical Oxygen Demand 7.6 mg/L 7.5 mg/L FIN
Remedial actions, if not already implemented, should be taken to correct any problems. The
Division of Water Quality may pursue enforcement actions for this and any additional violations. If the
violations are of a continuing nature, not related to operation and/or maintenance problems, and you
anticipate remedial construction activities,then you may wish to consider applying for a Special Order by
Consent. You may contact Richard Bridgeman of this Office for additional information.
If you have questions concerning this matter, please do not hesitate to contact Mr. Bridgeman or
me at 704/663-1699.
Sincerely,
� r
D. Rex Gleason, P.E.
Surface Water Protection Regional Supervisor
cc: Point Source Branch
RMB
Mooresville Regional Office
610 East Center Avenue,Suite 301,Mooresville,North Carolina 28115 One
NorthCarolina
Phone: [phone]/Fax:[phone]/Internet:h2o.enr.state.nc.us
An Equal Opportunity/Affirmative Action Employer—50%Recycled/10%Post Consumer Paper Naturally

CAROLINA WATER SERVICE, INC. I 1
AN AFFILIATE OF
Regional Office:
5701 Westpark Dr., Suite 101 1)1 1
P.O. Box 240908
Charlotte, NC 28224
Telephone: [phone]
FAX: [phone]
oak
July 15,2005 ..< "``
�� N
Mr.Richard Bridgeman
Division of Water Quality
NC DENR
919 North Main Street
Mooresville,NC 28115
Re: Saddlewood WWTP
NPDES NC0060755
Compliance Inspection of 7/6/05
Dear.Mr. Bridgeman
We are in receipt of your letter dated July 11, 2005 concerning the above referenced matter.We respond
as follows:
Record Keeping
We have sent a revised ORC designation form to the WPCSOCC to update the back-up operator status.I
am enclosing a copy for your records.We apologize for this oversight.
If you have any questions or if I can provide any additional information,please do not hesitate to contact
me at 704-525-7990,(Voice Mail Ext. 218).Thank you for your attention.
Sincerely,
Anthony J. Konsul
Area Manager
Enclosure
CC: Mr. Carl Daniel
Mr.Martin Lashua
Mr. David Roberts

Water Pollution Control System ORC Designation Form
WPCSOCC
NCAC 15A:08G.0201
General Information:
Permittee Owner/Officer Name: Carolina Water Service of NC(Attn:Tony Konsul—Area
Manager)
Mailing Address: P.O.Box 2409 K
City: Charlotte State: NC Zip: 28224
Telephone N ber: ( 704 ) 525 -7990
Signatu e: . Date: 1' 11 I 0 S
Facility Information:
Facility: Saddlewood
Permit Number: NC0060755 County: Gaston
! SUBMIT A SEPARATE FORM FOR EACH TYPE OF SYSTEM !
Mark(X)Type of Facility Class(1 —4) Class
Wastewater Plant X 2 Spray Irrigation N/A
Physical/Chemical Land Application N/A
Collection System Subsurface N/A
Operator in Responsible Charged j U)�N Q
Print Name: Ro � Social Security#: `,J 1 .a7" Q L� u
Certificate Type and Grade: W k Certificate#: 7R7 0 5 L
Work Telephone: (joy)_Ssa:-. -22.9.0 Signature:
.
Back-Up Operator in /Responsible✓//.si Charge:
Print Name: C Ir 1d 54AGK5" Social Security#: v 7 77-3 3-2K
Certificate Type and Grade:LAC L-4 " GmDE . Certificate#: 4 86 7 V
Work Telephone: ( o 596--)Cici0 Signature: afv-i-/ •-e(4ith--------
Mail or Fax to: WPCSOCC
1618 Mail Service Center
Raleigh,N.C.27699-1618
Fax: [phone]

W A TF Michael F.Easley,Gil,/
ernor
0 9
0 William G.Ross Jr.,Secretary
North Carolina Department of Environment and Natural Resources
r
Alan W.Klimek,P.E.Director
-� Division of Water Quality
Coleen H.Sullins,Deputy Director
Division of Water Quality
March 5, 2004
Mr. Carl Daniel
Carolina Water Services, Inc. of N.C.
P.O. Box 240908
Charlotte,NC 28224
Subject: Compliance Evaluation Inspection
Saddlewood Subdivision WWTP
NPDES Permit No. NC0060755
Gaston County, NC
Dear Mr. Daniel:
Enclosed is a copy of the Compliance Evaluation Inspection Report for the inspection
conducted at the subject facility on March 3, 2004 by Mr. Barry Love of this Office. Please •
inform the facility's Operator-in-Responsible Charge of our findings by forwarding a copy of
the enclosed report to him.
The report should be self-explanatory; however, should you have any questions
concerning this report, please do not hesitate to contact Mr. Love or me at [phone].
Sincerely,
D. Rex Gleason, P.E.
Water Quality Regional Supervisor
Enclosure
cc: Gaston County Health Department
BL
SA
1`tt,Carolina rA
N�am
iVaturall1 Division of Water Quality, Mooresville Regional Office, 919 North Main Street, Mooresville NC 28115 [phone] Customer Service
1-877-623-6748

�, United States Environmental Protection Agency,Washington,DC 20460 Form Approved
'`�A�' NPDES Compliance Inspection Report ©j7 OMB No. 2040-0003
North Carolina Department of Environment and Natural Resources --- Approval Expires
4(.0, Division of Water Quality,Mooresville Regional Office NCDENR 7/31/85
Section A: National Data System Coding
Transaction Code NPDES Permit No. YR/MO/DAY Inspection Type Inspector Facility Type
N 5 NC0060755 04/03/03 C S 2
Inspection Work Days Facility Self-Monitoring Program Evaluation Rating BI QA Reserved
2 4 N N
Section B:Facility Data
Entry Time: Permit Effective Date:
Name and Location of Facility Inspected: 12:05 PM 03/05/01
Saddlewood Subdivision WWTP Exit Time:
End of Fair Meadows Court 1:10 PM Permit Expiration Date:
Gastonia,NC 28052 Date: 05/08/31
04/03/03
Name(s)of On-Site Representatives Title(s)-Phone No(s):
James David Roberts/ORC/704-525-7990
Name and Address of Responsible Official: Title:
Mr. Carl Daniel Vice President
Carolina Water Service,Inc. of N.C.
P.O. Box 240908 Phone No. Contacted?
Charlotte,NC 28224 704-525-7990 No
Section C:
Areas Evaluated During Inspection
® Permit ® Flow Measurement 0 Operations&Maintenance 0 Sewer Overflow
® Records/Reports ® Self-Monitoring Program ® Sludge Handling/Disposal ❑ Pollution Prevention
® Facility Site Review 0 Compliance Schedules ❑ Pretreatment Program ❑ Multimedia
® Effluent/Receiving Waters ® Laboratory ❑ Stormwater ❑ Other:
Section D:Summary of Findings/Comments
See Attached Sheet(s)for Summary
Signature(s)of Inspector(s): Agency/Office/Telephone: Date:
Barry F. Love i -cv9.- . 4e-..�� MRO WQ/704-663-1699/704-663-6040
3 .-' 0 4-
Signature of Reviewer: Agency/Office Date:
Richard M.Bridgeman MRO WQ/704-663-1699/704-663-6040
Regulatory Office Use Only
Action Taken Date:
Noncompliance
Compliance
EPA Form 3560-3(Revised 3-85)Previous Editions are Obsolete
i

Permit: NC0060755 Owner-Facility: Carolina Water Service,Inc.of NC-Saddlewood WWTP
Inspection Date: 03/03/04 Inspection Type: Compliance Evaluation
Permit Yes Nn NA NF
(If the present permit expires in 6 months or less). Has the permittee submitted a new application? 0 0 • 0
Is the facility as described in the permit? • ❑ ❑ ❑
Are there any special conditions for the permit? 0 • 0 0
Is access to the plant site restricted to the general public? • ❑ 0 ❑
Is the inspector granted access to all areas for inspection? • 0 0 ❑
Comment:
Operations&Maintenance Yes Nn NA NF
Does the plant have general safety structures in place such as rails around or covers over tanks,pits,or wells? • 0 0 ❑
Is the plant generally clean with acceptable housekeeping? U ❑ ❑ ❑
Comment:
Bar Screens
Yes No NA NE.
Type of bar screen
a.Manual II
b.Mechanical ❑
Are the bars adequately screening debris? U ❑ ❑ ❑
Is the screen free of excessive debris? • 0 0 0
Is disposal of screening in compliance? • 0 0 0
Is the unit in good condition? 1000
Comment:
5pcnnriary Clarifier Yes Nn NA NF
Is the clarifier free of black and odorous wastewater? • 0 0 0
Is the site free of excessive buildup of solids in center well of circular clarifier? 0 ❑ • 0
Are weirs level? • 0 0 0
Is the site free of weir blockage? • ❑ ❑ ❑
Is the site free of evidence of short-circuiting? • ❑ ❑ ❑
Is scum removal adequate? U ❑ ❑ ❑
Is the site free of excessive floating sludge? U ❑ ❑ ❑
Is the drive unit operational? • 0 ❑ 0
Is the sludge blanket level acceptable? •
0 CI •
Is the return rate acceptable(low turbulence)? • 0 0 0
Is the overflow dear of excessive solids/pin floc? • 0 0 0
Is the surface free of bulking? • 0 0 0
Comment:
Aeration Basins, Yes Na NA NF
Mode of operation E eL r,J..a A; -
Type of aeration system DifF s e r
Is the basin free of dead spots? • ❑ 0 0
Are surface aerators and mixers operational? 0 0 • 0
Are the diffusers operational? • ❑ 0 0
Is the foam the proper color for the treatment process? U ❑ ❑ ❑
Page# 1
1

Permit: NC0060755 Owner-Facility: Carolina Water Service,Inc.of NC-Saddlewood WWTP
Inspection Date: 03/03/04 Inspection Type: Compliance Evaluation
Aeration Basins Yes No NA NF
Does the foam cover less than 25%of the basin's surface? 01100
Is the DO level acceptable? 0 0 0 •
Are settleometer results acceptable? 0 0 0 •
Comment:Foam covered approximately 1/3 of surface area.
Disinfection Yes Nn NA
NF
Type of system? -nil, 1 a 1 1,
Are cylinders secured adequately? 0 0 • 0
Are cylinders protected from direct sunlight? 0 0 • 0
Is there adequate reserve supply of disinfectant? 11 0 0 0
Is ventilation equipment operational? ❑ ❑ ❑
Is ventilation equipment properly located? ❑ 0 • 0
Is SCBA equipment available on site? 0 0 • 0
Is SCBA equipment operational? C10110
Is staff trained is operating SCBA equipment? 0 0 U 0
Is staff trained in emergency procedures? 0 0 • 0
Is an evacuation plan in place? 0 0 • 0
Are tablet chlorinators operational? II 0 0 0
Are the tablets the proper size and type? 11 0 0 0
Number of tubes in use? 2
(Sodium Hypochlorite)Is pump feed system operational? 0 0 II 0
Is bulk storage tank containment area adequate?(free of leaks/open drains) 00110
Is the level of chlorine residual acceptable? 11000
Is there adequate detention time U ❑ ❑ ❑
Is the contact chamber free of growth,or sludge buildup? • ❑ ❑ ❑
Comment:
ahnratory Yes No NA NF
Are field parameters performed by certified personnel or laboratory? I ❑ ❑ ❑
Are all other parameters(excluding field parameters)performed by a certified lab? U ❑ ❑ ❑
Is the facility using a contract lab? 1. 000
Are analytical results consistent with data reported on DMRs? • 0 0 0
Is proper temperature set for sample storage(kept at 1.0 to 4.4 degrees Celsius)? 111000
Incubator(Fecal Coliform)set to 44.5 degrees Celsius+/-02 degrees? 0 0 0 •
Incubator(BOD)set to 20.0 degrees Celsius+/-1.0 degrees? 0 ❑ 0 •
Comment:
Flow Measurement-Effluent Yes No NA NF
Is flow meter used for reporting? 0 0 • ❑
Is flow meter calibrated annually? 0 0 • ❑
Is flow meter operating properly? 00010
(If units are separated)Does the chart recorder match the flow meter? 00110
Comment:Flow is instantaneously measured by a staff guage and V-notch weir.
Record Keening Yes Na NA NF
Page# 2
•

r .
Permit: NC0060755 Owner-Facility: Carolina Water Service,Inc.of NC-Saddlewood WWTP
Inspection Date: 03/03/04 Inspection Type: Compliance Evaluation
Record Keeping Yes No NA NF
Are records kept and maintained as required by the permit? 11000
Is all required information readily available,complete and current? • ❑ ❑ ❑
Are all records maintained for 3 years(lab.reg.required 5 years)? 11000
Are analytical results consistent with data reported on DMRs? I1000
Are sampling and analysis data adequate and include:
111000
Dates,times and location of sampling 111
Name of individual performing the sampling 111
Results of analysis and calibration •
Dates of analysis •
Name of person performing analyses III
Transported COCs 111
Plant records are adequate,available and include 1000
O&M Manual 11
As built Engineering drawings 0
Schedules and dates of equipment maintenance and repairs
Are DMRs complete:do they include all permit parameters? 111000
Has the facility submitted its annual compliance report to users? 00011
(If the facility is=or>5 MGD permitted flow)Do they operate 24/7 with a certified operator on each shift? ❑ ❑ • ❑
Is the ORC visitation log available and current? • 0 0 0
Is the ORC certified at grade equal to or higher than the facility classification? • ❑ ❑ ❑
Is the backup operator certified at one grade less or greater than the facility classification? • 0 0 0
Is a copy of the current NPDES permit available on site? 111000
Is the facility description verified as contained in the NPDES permit? • 0 0 0
Does the facility analyze process control parameters,for example:MLSS.MCRT,Settleable Solids.DO,Sludge 111000
Judge.pH,and others that are applicable?
Facility has copy of previous year's Annual Report on file for review? 000111
Comment:
•
Fffluent Sampling Yes No NA NF
Is composite sampling flow proportional? 0 0 • 0
Is sample collected below all treatment units? 11 0 0 0
Is proper volume collected? • ❑ ❑ ❑
Is the tubing clean? 0 ❑ U ❑
Is proper temperature set for sample storage(kept at 1.0 to 4.4 degrees Celsius)? 0 0 • 0
Is the facility sampling performed as required by the permit(frequency,sampling type representative)? 1111 0 0 0
Comment:
11nstrpam%Downstream Sampling Yes Nn NA NF
Is the facility sampling performed as required by the permit(frequency,sampling type,and sampling location)? U 0 0 0
Comment:
Aerobic Digester Yes No NA NF
Is the capacity adequate? • ❑ ❑ ❑
Is the mixing adequate? U 0 0 ❑
Page# 3

Permit: NC0060755 Owner-Facility: Carolina Water Service,Inc.of NC-Saddlewood WWTP
Inspection Date: 03/03/04 Inspection Type: Compliance Evaluation
Aerobic Digester Yec No NA NF
Is the site free of excessive foaming in the tank? • 0 0 ❑
Is the odor acceptable? • ❑ ❑ ❑
Comment:
Ffi ent Pine Yes No NA NF
Is right of way to the outfall properly maintained? 1100E1
Are receiving water free of solids and floatable wastewater materials? • ❑ ❑ ❑
Are the receiving waters free of solids I debris? • 0 0 0
Are the receiving waters free of foam other than a trace? U ❑ ❑ ❑
Are the receiving waters free of sludge worms? • ❑ 0 ❑
If effluent (diffuser pipes are required) are they operating properly? 0 0 • ❑
Comment:
Page# 4

AirrA
NCDENR
North Carolina Department of Environment and Natural Resources
Division of Water Quality
Michael F. Easley,Governor William G. Ross,Jr., Secretary
Alan W. Klimek, P.E., Director
November 29, 2004
James T. Highley
Carolina Water Service, Inc.of North Carolina
Post Office Box 240908
Charlotte, NC 28224
Subject: Renewal Notice
NPDES Permit NCOO6O755
Saddlewood WWTP
Gaston County
Dear Permittee:
Your NPDES permit expires on August 31, 2005. Federal (40 CFR 122.41)and North Carolina (15A NCAC
2H.O1O5(e)) regulations require that permit renewal applications must be filed at least 180 days prior to expiration of
the current permit. If you have already mailed your renewal application,you may disregard this notice.
To satisfy this requirement,your renewal package must be sent to the Division postmarked no later than March
4, 2005. Failure to request renewal by this date may result in a civil assessment of at least$500.00. Larger penalties
may be assessed depending upon the delinquency of the request.
If any wastewater discharge will occur after August 31, 2005,the current permit must be renewed. Discharge
of wastewater without a valid permit would violate North Carolina General Statute 143-215.1; unpermitted discharges
of wastewater may be assessed civil penalties of up to$25,000 per day.
If all wastewater discharge has ceased at your facility and you wish to rescind this permit,contact me at the
telephone number or address listed below.
Use the enclosed checklist to complete your renewal package. The checklist identifies the items you must
submit with the permit renewal application. If you have any questions, please contact me at the telephone number or
e-mail address listed below.
Sincerely,
tler 1/44/1/C/7/ )7
Charles H.Weaver,Jr.
NPDES Unit
cc: Central Files
NPDES File
1617 Mail Service Center,Raleigh,North Carolina 27699-1617 One
512 North Salisbury Street,Raleigh,North Carolina 27604 NorthCarolina
Phone: [phone],extension 511/FAX [phone]/[e-mail] Naturally
An Equal Opportunity/Affirmative Action Employer-50%Recycled/10%Post Consumer Paper

NPDES Permit NC0060755
Saddlewood WWTP
Gaston County
The following items are REQUIRED for all renewal packages:
Li A cover letter requesting renewal of the permit and documenting any changes at the facility since
issuance of the last permit. Submit one signed original and two copies.
Li The completed application form (copy attached), signed by the permittee or an Authorized
Representative. Submit one signed original and two copies.
Li If an Authorized Representative (such as a consulting engineer or environmental consultant) prepares
the renewal package, written documentation must be provided showing the authority delegated to any
such Authorized Representative (see Part II.B.11.b of the existing NPDES permit).
Li A narrative description of the sludge management plan for the facility. Describe how sludge (or other
solids) generated during wastewater treatment are handled and disposed. If your facility has no such
plan (or the permitted facility does not generate any solids), explain this in writing. Submit one signed
original and two copies.
The following items must be submitted by any Municipal or Industrial facilities discharging
process wastewater.
Industrial facilities classified as Primary Industries (see Appendices A D to Title 40 of the Code of Federal
Regulations,Part 122) and ALL Municipal facilities with a permitted flow>_ 1.0 MGD must submit a
Priority Pollutant Analysis (PPA) in accordance with 40 CFR Part 122.21.
The above requirement does NOT apply to privately owned facilities treating 100%
domestic wastewater, or facilities which discharge non process wastewater(cooling
water, filter backwash, etc.)
PLEASE NOTE:
Due to a change in fees effective January 1, 1999, there is no renewal fee required with your
application package.
Send the completed renewal package to:
Mr. Charles H. Weaver,Jr.
NC DENR/ Water Quality / NPDES Unit
1617 Mail Service Center
Raleigh, NC 27699-1617

/RTO,(6..AL.G
W A 1'�9PG Michael F.Easley,Gov mor O
William G.Ross Jr.,Secretary
North Carolina Department of Environment and Natural Resources
Alan W.Klimek,P.E.,Director
Division of Water Quality
Coleen H.Sullins,Deputy Director
Division of Water Quality
December 10,2003
• CER17F'LED MAIL CM#7001 2510 0004 8287 3691
RETURN RECEIPT REQUESTED
Mr. Carl Daniel, Regional Director
Carolina Water Service,Inc. of NC
P.O.Box 240908
Charlotte,NC 28224
Subject: Notice of Violation-Effluent Limitations
Saddlewood Subdivision WWTP
NPDES Permit No.NC0060755
NOV-2003-LV-0314
Gaston County
Dear Mr.Daniel:
A review of the March 2003 self-monitoring report for the subject facility revealed a violation of
the following parameter:
Pipe Parameter Reported Value Limit
001 Fecal Coliform 430/100 ml 400/100 ml FIN
Remedial actions, if not already implemented, should be taken to correct any problems. The
Division of Water Quality may pursue enforcement actions for this and any additional violations. If the
violations are of a continuing nature, not related to operation and/or maintenance problems,and you
anticipate remedial construction activities,then you may wish to consider applying for a Special Order by
Consent. You may contact Richard Bridgeman of this Office for additional information.
If you have questions concerning this matter,please do not hesitate to contact Mr. Bridgeman or
me at 704/663-1699.
Sincerely,
D.Rex Gleason,P.E.
Water Quality Regional Supervisor
cc: Point Source Compliance/Enforcement Unit
RMB
•
ENR
Mooresville Regional Office,919 North Main Street,Mooresville,North Carolina 28115
Phone [phone] • Customer Service
Fax [phone] 1-877-623-6748

State of North Carolina11F11917 4 • •
Department of Environment
and Natural Resources ;
r $
Division of Water Quality
Michael F. Easley, Governor
Willam G. Ross Jr., Secretary
Alan Klimek, P.E. Director NORTH CAROLINA DEPARTMENT OF
ENVIRONMENT AND NATURAL RESOURCES
\)1 cdr)' Yrf April 11, 2003
MR. CARL DANIEL, VICE PRESIDENT
5701 WESTPARK DRIVE,
CHARLOTTE, NC 28224
SUBJECT: PAYMENT ACKNOWLEDGEMENT
CIVIL PENALTY ASSESSMENT
SADDLEWOOD WWTP
GASTON COUNTY
PERMIT NO: NC0060755
LV 03-164
Dear Mr. Daniel:
This letter is to acknowledge receipt of check No.4508 in the amount of $335.45 received from
you dated March 27, 2003. This payment satisfies in full the civil assessment levied against
the subject facility and this case has been closed. Payment of this penalty in no way precludes future
action by this Division for additional violations of the applicable Statutes, Regulations or Permits.
If you have any questions,please call Bob Sledge at [phone].
Sincerely,
0,414A
0,40%* .11(1'
,Owr.675
-40
Coleen Sullins, Chief
Water Quality Section
"toy
Cc: Enforcement File#: LV 03-164 APR 1 4 2003
Central Files
1617 Mail Service Center,Raleigh,NC 27699-1617 Telephone [phone] Fax [phone]
An Equal Opportunity Affirmative Action Employer 50% recycled/10% post-consumer paper

e vV n T�R�G
Michael F.Easle
Governor
William G. Ross,Jr.,Secretary
C _ . North Carolina Department of Environment and Natural Resources
Alan W.Klimek,P.E.,Director
Division of Water Quality
•
March 3, 2003
CERTIFIED MAIL
RETURN RECEIPT REQUESTED 7001 2510 0004 8287 7965
Mr. Carl Daniel, Vice President
Carolina Water Service, Inc. of NC
P.O. Box 240908
Charlotte,NC 28224
SUBJECT: Notice of Violation and Assessment of Civil
Penalty for Violations of N.C. General Statute
143-215.1(a)(6) and NPDES Permit No. NC0060755
Saddlewood WWTP
Case No. LV 03-164
Gaston County
Dear Mr. Daniel:
This letter transmits a Notice of Violation and assessment of civil penalty in the amount
of $335.45 ($250.00 civil penalty+ $85.45 enforcement costs)against Carolina Water Service,
Inc. of NC.
This assessment is based upon the following facts: A review has been conducted of the
discharge monitoring report(DMR) submitted by Carolina Water Service, Inc. of NC for the
month of October 2002. This review has shown the subject facility to be in violation of the
discharge limitations found in NPDES Permit No. NC0060755. The violations are summarized
in Attachment A to this letter.
Based upon the above facts, I conclude as a matter of law that Carolina Water Service,
Inc. of NC violated the terms, conditions or requirements of NPDES Permit No. NC0060755 and
North Carolina General Statute(G.S.) 143-215.1(aX6) in the manner and extent shown in
Attachment A. A civil penalty may be assessed in accordance with the maximums established
by G.S. 143-215.6A(aX2).
Based upon the above findings of fact and conclusions of law,and in accordance with
authority provided by the Secretary of the Department of Environment and Natural Resources
and the Director of the Division of Water Quality, I,D. Rex Gleason, Water Quality Regional
Supervisor for the Mooresville Region,hereby make the following civil penalty assessment
against Carolina Water Service, Inc. of NC:.
=A Customer Service Mooresville Regional Office,919 North Main Street,Mooresville.NC 28115 PHONE [phone]
• ,NCDENft 1 800 623-7748 FAX [phone]

Z For / of the one(1)violation of G.S. 143-
215.1(a)(6) and NPDES Permit No. NC0060755,by
discharging waste into the waters of the State in
violation of the permit daily maximum effluent
limit for Fecal Coliform.
$ J TOTAL CIVIL PENALTY
$ 85.45 Enforcement costs.
$ ,7 TOTAL AMOUNT DUE
Pursuant to G.S. 143-215.6A(c), in determining the amount of the penalty I have taken
into account the Findings of Fact and Conclusions of Law and the factors set forth at G.S. 143B-
282.1(b), which are:
(1) The degree and extent of harm to the natural resources of the State, to the public
health, or to private property resulting from the violation;
(2) The duration and gravity of the violation;
(3) The effect on ground or surface water quantity or quality or on air quality;
(4) The cost of rectifying the damage;
(5) The amount of money saved by noncompliance;
(6) Whether the violation was committed willfully or intentionally;
(7) The prior record of the violator in complying or failing to comply with programs
over which the Environmental Management Commission has regulatory
authority; and
(8) The cost to the State of the enforcement procedures.
Within thirty days of receipt of this notice,you must do one of the following:
1. Submit payment of the penalty:
Payment should be made directly to the order of the Department of Environment
and Natural Resources(do not include waiver form). Payment of the penalty will
not foreclose further enforcement action for any continuing or new violation(s).
Please submit payment to the attention of
Point Source Compliance/Enforcement Unit
Division of Water Quality
1617 Mail Service Center
Raleigh,North Carolina 27699-1617
2. Submit a written request for remission or mitigation including a detailed
justification for such request:

f
A request for remission or mitigation is limited to consideration of the
reasonableness of the amount of the penalty and is not the proper procedure for
contesting the accuracy of any of the statements contained in the assessment
letter. Because a remission request forecloses the option of an administrative
hearing, such a request must be accompanied by a waiver of your right to an
administrative hearing and a stipulation that there are no factual or legal issues in
dispute. You must execute and return to this office the attached waiver and
stipulation form and a detailed statement which you believe establishes whether:
(a) one or more of the civil penalty assessment factors in G.S. 143B-282.1(b)
were wrongfully applied to the detriment of the petitioner;
(b) the violator promptly abated continuing environmental damage resulting
from the violations;
(c) the violations were inadvertent or a result of an accident;
(d) the violator had been assessed civil penalties for any previous violation;
(e) payment of the civil penalty will prevent payment for the remaining
necessary remedial actions.
Please submit this information to the attention of:
Ms. Coleen Sullins
Water Quality Section Chief
Division of Water Quality
1617 Mail Service Center
Raleigh, North Carolina 27699-1617
Please note that all information presented in support of a request for remission
must be submitted in writing. The Director of the Division of Water Quality will
review the information during a bimonthly enforcement conference and inform
you of his decision in the matter of the remission request. His response will
provide details regarding case status, directions for payment and provision for
further appeal of the penalty to the Environmental Management Commission's
Committee on Civil Penalty Remissions. Please be advised that the Committee
cannot consider information that was not part of the original remission request
considered by the Director and therefore, it is very important that you prepare a
complete and thorough statement in support of your request for remission.
OR
3. Submit a written request for an administrative hearing:
If you wish to contest any statement in this assessment letter,you must request an
administrative hearing. This request must be in the form of a written petition to
the Office of Administrative Hearings and must conform to Chapter 150B of the
North Carolina General Statutes. You must:

f
File your original petition with the
Office of Administrative Hearings
6714 Mail Service Center
Raleigh, North Carolina 27699-6714
and
Mail or hand-deliver a copy of the petition to
Mr. Dan Oakley, General Counsel
Department of Environment and Natural Resources
1601 Mail Service Center
Raleigh,North Carolina 27699-1601
Failure to exercise one of the options above within thirty days, as evidenced by a date
stamp(not a postmark) indicating when we received your response, will result in this matter
being referred to the Attorney General's Office with a request to initiate a civil action to collect
the penalty.
Please be advised that any continuing violation(s) may be the subject of a new
enforcement action, including an additional penalty. If you have any questions about this civil
penalty assessment, please contact the Water Quality Section staff of the Mooresville Regional
Office at 704/663-1699.
(Date) D. Rex. eason,P.E.
Water Quality Regional Supervisor
Mooresville Regional Office
Division of Water Quality
ATTACHMENTS
cc: Water Quality Regional Supervisor w/attachments
Compliance/Enforcement File w/attachments
Central Files w/attachments
RMB

Attachment A
Carolina Water Service, Inc. of NC
Kings Grant WWTP
NPDES Permit No. NC0060755
Case Number LV 03-164
Limit Violations, October 2002
Daily Maximum Limit Violations
Parameter Reported Value Limit Units
Fecal Coliform 560 * 400 #/100 ml
* denotes assessment of civil penalty.

STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENT
AND NATURAL RESOURCES
COUNTY OF Gaston
IN THE MATTER OF ASSESSMENT ) WAIVER OF RIGHT TO AN OF
CIVIL PENALTIES AGAINST ) ADMINISTRATIVE HEARING
) AND STIPULATION OF FACTS
Carolina Water Service, Inc. of NC )
)
PERMIT NO. NC0060755 ) FILE NO. LV 03-164
Having been assessed civil penalties totaling for
violation(s)as set forth in the assessment document of the Division of Water Quality dated
,the undersigned, desiring to seek remission of the civil
penalties, does hereby waive the right to an administrative hearing in the above-stated matter and
does stipulate that the facts are as alleged in the assessment document. The undersigned further
understands that all evidence presented in support of remission of this civil penalty must be
submitted to the Director of the Division of Water Quality within 30 days of receipt of the notice
of assessment. No new evidence in support of a remission request will be allowed after 30 days
from the receipt of the notice of assessment.
This the day of , 2003
BY
ADDRESS
TELEPHONE

EFFLUENT ) ✓
NPDES PERMIT NO. N C U e 0 7 SS DISCHARGE NO. 00 1 MONTH 0 c 4 L YEAR aC o .
FACILITY NAME $i-1,ar \Z .)oock. CLASS i - COUNTY Co cis fn r\.
OPERATOR IN RESPONSIBLE CHARGE(ORC):Sa s O. Roti,,,,�+S GRADES ,PHONE(209 '5Q5--799Q
CERTIFIED LABORATORIES(1) Psi i• Lilac r,A-nri s I c. (2) N/A
CHECK BOX IF ORC HAS CHANGED 0 PERSON(S)COLLECTING SAMPLES au-vies 1Z Robe
Mail ORIGINAL and ONE COPY to:
iC
ATTN:CENTRAL FILES x N /N l'CYo
.
DIVISION OF WATER QUALITY �TURE OF RATOR IN RESPONSIBLE CHARGE) DATE
1617 MAIL SERVICE CENTER BY S SIGNATURE.I CERTIFY THAT THIS REPORT IS
RALEIGH. NC 27699-1617 RATE AND COMPLETE TO THE BEST OF MY KNOWLEDGE.
50050 00010 100400 50060 00310 00610 00530 31616 1 00300 00600 00665 IOcC9S I I
1= * FLOW
m 2., ENTER PARAMETER CODE ABOVE
-
E- = • EFF r i Q e, - N Z - \AME AND UNITS BELOW^
a T ` = _ INF ❑ : = _ - G oL c N = ZC.` = :',1 < _ `_
O .. .. t 2 n �L - F./ _ �4y
IIRSI HRSI YB/N MGD °C i UNITS I 'G/L MG/L MG/L f NIG/L M/IOOMLI MG/L MG/L MG/L Kizerf.,I I
dl310 . 1 • •,. -01 a I l I I
2ii0D, a j Y .co i aL i 10 I
3 Icic v o • I . :<a.s :<.Q .p: :5 • oO
all 1 1 I v .00, ay I 1 A.'A..r,_.._.. „cc
sl 1
161 ( I I I I . 1 i
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1,II UMIII: ' y .:00j Qa I I I I 1
12
13 I -
1-111Q.ab a Y _col a.. I I I I
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161Qgipa Y .coi ao I l0 1 I I
171 : Y 001 1 1:74 iQ ' <a.. <o:S <�6 ;<ai9;q • • 15:aaI I
I3I)I/ 1 Y .00i 19 I I I I
19 1:
I : 1 20 : 1
I I
211/i00 a . Y'. ._O01 1B : .. r.
221730 Y ,,,obi 1`1
23iV .a. Y �ba1 )$ a
_001 l$ 7,3 I.o V G0,5 a.O <a R.o 6•a0
24�� a _.Y...... <a.
2 )Yra1.: ;Y oai 1S'
_
26
281W a Y .00i )7
291f3o : Y- ..::6o l .; ? 6 , ► b I
3o 10/0 a ' ,00 I 16 7.'I 1 O <a.y 40s 3,0 <a '3.6 570
3I2c .cool: ' 16.
AVERAGE _0cl Q0.2, ci .. O 0 i.c 3.S 0,c 60c
,1AXIM :0 0; : 4 4/ I:7, 6. f 0' : z 57 <t0a :3.0 %o ai . ?©c I .. : 1:: I
MINIMUM ,COI /c 17 1 <1 J ca,a,4(9,5 , 0 ca 7.'t Sab I
cow(C Genii(a) CD I G. G Co G ::; CD : isc I. CD. .l, G::. • 1
Monthly Limit .cC'' /VA 6.9a 17 S.O a,o I?O.o aoc I>6 I I I N/A I I
DWQ Form MR-1(01/00)

_
'`.4-4r -1.%,-f'' -• . 44
V
r Facility Status: (Please check one of the following)
All monitoring data and sampling frequencies meet permit requirements FFAVAIII ��
Corn. ant v
,gq, il
5,
All monitoring data and sampling frequencies do NOT meet permit requirements •n
Noncompliant
If the facility is noncompliant,please comment on corrective actions being taken in respect to equipment,operation,maintenance,etc.,
and a time-table for improvements to be made.
"I certify,under penalty of law,that this document and all attachments were prepared under my direction or supervision in accordance
with a system designed to assure that qualified personnel properly gather and evaluate the information submitted. Based on my inquiry
of the person or persons who manage the system,or those persons directly responsible for gathering the information.the information
submitted is, to the best of my knowledge and belief,true,accurate, and complete. I am aware that there are significant penalties for
submitting false information,including the possibility of fi s and imprisonment for knowing/violations."
P ittee ( lea e p ' I type)
Carolina Water Service Inc. of NC
PO Box 240908 I ( /( •R G Z
Charlotte, NC 28224 Signature of Permittee** Date
704-525-7990 (Required)
Permittee Address Phone Number Permit Exp.Date
PARAMETER CODES
00010 Temperature 00556 Oil&Grease 00951 Total Fluoride 01067 Nickel 50060 Total
00076 Turbidity 00600 Total Nitrogen 01002 Total Arsenic 01077 Silver Residual
00080 Color(Pt-Co) 00610 Ammonia Nitrogen 01092 Zinc Chlorine
00082 Color(ADMI) 00625 Total Kjeldhal 01027 Cadmium 01105 Aluminum
Nitrogen
00095 Conductivity 00630 Nitrates/Nitrites 01032 Hexavalent Chromium 01147 Total Selenium 71880 Formaldehyde
00300 Dissolved Oxygen 01034 Chromium 31616 Fecal Coliform 71900 Mercury
' 00310 BOD5 00665 Total Phosphorous 32730 Total Phenolics 81551 Xylene
00340 COD 00720 Cyanide 01037 Total Cobalt 34235 Benzene
00400 pH 00745 Total Sulfide 01042 Copper 34481 Toluene
00530 Total Suspended 00927 Total Magnesium 01045 lion 38260 MBAS
Residue 00929 Total Sodium 01051 Lead 39516 PCBs
00545 Settleable Matter 00940 Total Chloride 01062 Molybdenum 50050 Flow
Parameter Code assistance may obtained by calling the Point Source Compliance/Enforcement Unit at(919)733-5083 or by visiting
the Water Quality Section's web site at h2o.enr.state.nc.us/wqs and linking to the Unit's information pages.
Use only units designated in the reporting facility's permitfor reporting data.
•
*ORC must visit facility and document visitation of facility as required per 15A NCAC 8G.0204.
**If signed by other than the permittee,delegation,of signatory;.authority must be on file with the state per 15A NCAC 2B .0506(b)
(2)(D).
.

V(\
A. ( ). EFFLUENT LIMITATIONS AND MONI1 ORING REQUIREMENTS SUMMER (April 1 - October 31) Permit No. NC0060755
During the period beginning on the effective date of the permit and lasting until expiration, the Permittee is authorized to discharge from
outfall(s) serial number 001. Such discharges shall be limited and monitored by the permittee as specified below:
Effluent Characteristics Discharge Limitations Monitoring Requirements
Measurement Sample 'Sample
Monthly Avg, Weekly Avg. Daily Max Frequency Type Location
Flow 0.009 MGD Weekly Instantaneous 1 or E
BOD, 5 day, 20°C 5.0 mg/I 7.5 mg/I Weekly Grab E
Total Suspended Residue 30.0 mg/I 45.0 mg/I Weekly Grab E
NH3 as N 2.0 mg/I Weekly Grab E
Dissolved Oxygen" Weekly Grab E,U,D
Fecal Coliform (geometric mean) 200 /100 ml 400 /100 ml Weekly Grab E, U, D
Total Residual Chlorine "' 17 µg/I 2/Week Grab E
Temperature •
Weekly Grab U,D
Conductivity Weekly Grab E,U,D
Temperature Daily Grab E
*Sample locations: E- Effluent, I- Influent, U - Upstream 300 feet above the discharge, D - Downstream 300 feet below the discharge
** The daily average dissolved oxygen effluent concentration shall not be less than 6.0 mg/l.
*** Total Residual Chlorine limit of 17 ttg/l shall he effective on April 1, 1998.
The pH shall not be less than 6.0 standard units nor greater than 9.0 standard units and shall be monitored weekly at the effluent by grab
sample.
There shall be no discharge of flouting solids or visible foam in other than trace amounts.

• Fast Track Worksheet
•
Case Number LV 03 164
Facility Name Saddlewood WWTP
Permit Number INC0060755
Previous Case Statutory Maximun $10,000
in the Last No per violation
two years
Number of Assessments for previous 6 DMRs Total Assessment Factor=
• 1 0 20 03 0 40 0 6 1.00
1.00 Exit
Total
Number Number Penalty/ Assessment
Violations Assessed Parameter Violation Violation Factor Total Penalty
1 1 Fecal Coliform Weekly avg/daily $250 1 $250.00
max
11
1 j Grand Total Penalty $250.00
Percent of the Maximum Penalty
Authorized by G.S. 143-215.6A. 2.50
Comments
Prepared by Richard Bridgeman

rState of North Carolina
Department of Environment ��i
and Natural Resources I ,r
Division of Water Quality l5� !� k
70),\It- milliftwommink Ammmimmma
yi)
Michael F. Easley, Governor Vi '� � fl.i �" NaDENR,William G. Ross S �
Jr.,
J . Secretary NORTH CAf70LI DEPARTMg(,1T o:r
Alan W. Klimek, P.E., Director ENVIRONM r`t�h ;fVk--..-Rc x�keEs
woIV Vil.l,.c'7.;,,07-.. OFFICE
December 11, 2002 .W y
Mr. Martin Lashua DEC 1 3 2002
Carolina Water Service,Inc.
P.O. Box 240908
Charlotte, North Carolina 28224
Subject: Draft NPDES Permit
Permit NC0060755
Saddlewood Subdivision WWTP
Gaston County
Dear Mr. Lashua:
Enclosed with this letter is a copy of the draft permit for your facility. Please review the draft very carefully
to ensure thorough understanding of the conditions and requirements it contains.
The draft permit contains the following significant changes from your current permit:
> Daily Maximum limits for ammonia have been added to the Effluent Limitations and
Monitoring Requirements page (Part I. A (1.)). See the attached ammonia policy memo for
details.
> Instream monitoring for fecal coliform has been deleted.
> Conductivity monitoring has been deleted.
> Part III. E.,the permit condition requiring the alternatives analysis, has been deleted.
The Division agrees with the findings from your investigation into alternatives to discharge. The
correspondence from the City of Gastonia is adequate documentation that connection to the Crowders
Creek WWTP is not feasible at this time.
In regard to your objections to the EAA requirement, we offer the following responses in order to clarify
this issue:
> The existing permit for Saddlewood (issued on July 7, 1997) required that an alternatives analysis be
submitted by January 1, 2001. This requirement is documented in the cover letter and in Part III. E.
of the permit (see attached copies). No EAA was submitted. Carolina Water Service (CWS)
therefore failed to comply with the permit.
> CWS agreed to the EAA requirement and the January 2001 deadline, per a conference call between
Mr. Carl Daniel, Mr. David Goodrich and Mr. Mack Wiggins: This is also documented in the permit
cover letter. By failing to submit an EAA, CWS failed to honor the commitment Mr. Daniels
made.
> The EAA requirement was prompted by the Water Quality Investigation of Lake Wylie (Report No.
92-04), which recommended removal of existing discharges tributary to the Crowders Creek
drainage basin. The preferred means of removal was by'connection to the City of Gastonia's
Crowders Creek WWTP. Your objections to the EAA requirement would be relevant if the EAA
1617 Mail Service Center,Raleigh,North Carolina 27699-1617 919 733-5083,extension 511 (fax)919 733-0719
An Equal Opportunity Affirmative Action Employer Charles.Weaver@ ncmail.net

}
Draft Permit NC0060755
Page 2
had been required solely because the Saddlewood WWTP discharges to a zero-flow stream.
However, the EAA requirement was based upon watershed-specific concerns, in response to the
above-referenced study. This reasoning is stated in the cover letter and Part III. E. of the existing
permit. This reasoning was also communicated to your attorney (Mr. Steve Levitas) in April 2002
(see attached e-mail copies).
➢ The EAA requirement from 1997 has now been satisfied, and the Division plans to reissue the
permit.
Submit any comments to me no later than thirty days following your receipt of the draft. Comments should
be sent to the address listed at the bottom of this page. If no adverse comments are received from the
public or from you, this permit will likely be issued in late January,with an effective date of March 1,2003.
If you have any questions or comments concerning this draft permit, call me at [phone], extension
511.
Sincerely,
Charles H. Weaver,Jr.
NPDES Unit
cc: Mooresville Regional Office/Water Quality Section
NPDES Unit

STATE OF NORTH CAROLINA Permit NC0060755
DEPARTMENT OF ENVIRONMENT AND NATURAL RESOURCES
DIVISION OF WATER QUALITY
PERMIT
TO DISCHARGE WASTEWATER UNDER THE
NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM
In compliance with the provision of North Carolina General Statute 143-215.1,other lawful standards and regulations
promulgated and adopted by the North Carolina Environmental Management Commission,and the Federal Water
Pollution Control Act,as amended,
Carolina Water Service, Inc.
is hereby authorized to discharge wastewater from a facility located at the
Saddlewood Subdivision WW'1'P
Off NCSR 2416 south of Gastonia
Gaston County
to receiving waters designated as an unnamed tributary to Crowders Creek in the Catawba River Basin in
accordance with effluent limitations, monitoring requirements, and other conditions set forth in Parts I, II,
III and IV hereof.
This permit shall become effective
This permit and authorization to discharge shall expire at midnight on August 31, 2005.
Signed this day
Alan W. Klimek,P.E., Director
Division of Water Quality
By Authority of the Environmental Management Commission

Permit NC0060755
SUPPLEMENT TO PERMIT COVER SHEET
Carolina Water Service, Inc., is hereby authorized to:
1. Continue to operate an existing 0.009 MGD wastewater treatment facility with the
following components:
♦ Bar screen
♦ Aeration basin
♦ Clarifier
♦ Aerated sludge holding tank
♦ Tablet chlorine disinfection with contact basin
The facility is located at the Saddlewood Subdivision WWTP off NCSR 2416 south of
Gastonia in Gaston County.
2. Discharge from said treatment works at the location specified on the attached map into
an unnamed tributary to Crowders Creek, a class C stream in the Catawba River Basin.

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/���If'\G� 1 l�/ �r �`J I)../I%4;70 :;_ _, i. i 1 i , Mg l • -il-t \\
Latitude:35°10'42" NC0060755 Facility
Longitude:81°]0'S9" Location °` • -. :i-.,�,
Quad: Gaston South,NC/SC Carolina Water Services
Stream Class:C Saddlewood WWTP
Su
Receiving
Stream:
North SCALE 1.2N000
Receiving Stream:UT Crowders Creek

/"
Permit NC0060755
A. (1.) EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS
During the period beginning on the effective date of this permit and lasting until expiration,the Permittee is
authorized to discharge from outfall 001. Such discharges shall be limited and monitored by the Permittee as
specified below:
EFFLUENT LIMITS MONITORING REQUIREMENTS
CHARACTERISTICS
Monthly Daily Measurement Sample Type Sample Locations
Average Maximum Frequency
Flow 0.009 MGD Weekly Instantaneous Influent or Effluent
BOD,5-day(20°C) 5.0 mg/L 7.5 mg/L Weekly Grab Effluent
(April 1 —October 31)
BOD,5-day(20°C) 10.0 mg/L 15.0 mg/L Weekly Grab Effluent
(November 1 —March 31)
Total Suspended Solids 30.0 mg/L 45.0 mg/L Weekly Grab Effluent
NH3 as N 2.0 mg/L 10.0 mg/L Weekly Grab Effluent
(April 1 —October 31)
NH3 as N 4.0 mg/L 20.0 mg/L Weekly Grab Effluent
(November 1 —March 31)
Fecal Coliform (geometric mean) 200/100 ml 400/100 ml Weekly Grab Effluent
Temperature(2C) Daily Grab Effluent
Temperature(2C) Weekly Grab Upstream&Downstream
Dissolved Oxygen2 Weekly Grab Effluent,
Upstream&Downstream
Total Residual Chlorine 17 pg/L 2/Week Grab Effluent
pH3 Weekly Grab Effluent
Footnotes:
1. Upstream = at least 100 feet upstream from the outfall. Downstream = at least 300 feet downstream from the
outfall.
2. The daily average dissolved oxygen effluent concentration shall not be less than 6.0 mg/L.
3. The pH shall not be less than 6.0 standard units nor greater than 9.0 standard units.
There shall be no discharge of floating solids or visible foam in other than trace amounts.

State,of North Carolina . p r,Department of Environment, - ._ - - -
Health and Natural Resources • • =
Division of Water Quality r
James B. Hunt, Jr., Governor
Jonathan B. Howes, Secretary p E H N F.
A. Preston Howard, Jr., P.E., Director
July 7, 1997
Mr.Carl Daniel,Vice President
Carolina Water Service,Inc.of North Carolina
P.O. Box 240704 j
Charlotte,North Carolina 28224
Subject: NPDES Permit Issuance
Permit No. NC0060755
Saddlewood Subdivision
Gaston County
Dear Mr.Daniel:
In accordance with the application for a discharge permit received November 1. 1995,the Division is ---
forwarding herewith the subject NPDES permit. This permit is issued pursuant to the requirements of
North Carolina General Statute 143-215.1 and the Memorandum of Agreement between North Carolina
and the US Environmental Protection Agency dated December 6, 1983.
Discharges tributary to the Crowders Creek drainage basin are targeted for removal by connection to--
the Crowders Creek regional wastewater treatment plant~ As you agreed in a telephone conversation with
David Goodrich and Mack Wiggins of my staff,the permittee shall submit a revised engineering alternative
analysis evaluating alternatives to discharge by January 1, 2001. Also as agreed in this discussion,
Carolina Water Service will have until April 1, 1998 to meet a Total Residual Chlorine limit of 17 ug/l.
If any parts, measurement frequencies or sampling requirements contained in this permit are
unacceptable to you,you have the right to an adjudicatory hearing upon written request within thirty(30)
days following receipt of this letter.This request must be in the form of a written petition,conforming to
Chapter 150B of the North Carolina General Statutes, and filed with the Office of Administrative
Hearings, Post Office Drawer 27447, Raleigh, North Carolina 27611-7447. Unless such demand is
made,this decision shall be final and binding.
Please take notice this permit is not transferable. Part II, E.4. addresses the requirements to be
followed in case of change in ownership or control of this discharge.
This permit does not affect the legal requirements to obtain other permits which may be required by
the Division of Water Quality or permits required by the Division of Land Resources, Coastal Area
Management Act or any other Federal or Local governmental permit that may be required.
If you have any questions concerning this permit,please contact Mr. Mack Wiggins at telephone —
number(919)733-5083,extension 542.
Sincerely,. . . .
Original Signed By
David A. Goodrich
A. Preston Howard, Jr., P.E.
cc: Central Files
Mooresville Regional Office,Water Quality Section
Mr.Roosevelt Childress,EPA
Permits and Engineering Unit
Facility Assessment Unit
P.O.Box 29535.Raleigh,North Carolina 27626-0535 Telephone [phone] FAX [phone]
An Equal Opportunity Affirmative Action Employer 50%recycled/10%post-consumer paper

Part III Permit No. NC0060755
E. Water Quality evaluations of Lake Wylie have documented that the lake is threatened by
eutrophic conditions, particularly in the embayments and tributary arms (see Report No. 92-04,
Water Quality Investigation of Lake Wylie). ,Discharges tributary to the Crowders Creek drainage basin are targeted for removal by connection to the Crowders Creek regional wastewater treatment _
plant.
Additionally,the Saddlewood Subdivision wastewater treatment plant discharges into an unnamed
tributary to Crowders Creek, a stream with no flow under low flow conditions. Removal of
discharges from low flow streams are recommended if a more environmentally sound alternative is
available at an economically reasonable cost ( in accordance with 15A NCAC 2B .0206).
Therefore, an alternative analysis should be completed and sent to the following address by _
January 1,2001: •
NCDEHNR/DWQ
NPDES Group
PO Box 29535
Raleigh,North Carolina 27626-0535

dram:Charles Weaver iiiaiiit5I` .
$ubject ww management plate ::... .......
1 .33
.....
To:Steve Levitas <[e-mail]>
Steve,we had 15 Neusepermits at Public Hearingin 2000. The Neuse River Foundation objected to all of them,but
bl �,
not for identical reasons. Some bad poor compliance records,some had other alternatives available and others had
no alternatives or compliance problems but were generally in poor shape.
In response to the Hearings,we developed a modular permit condition called the Wastewater Management Plan.
Simply levying fines for compliance problems does not convince many permittees that their treatment systems are
inadequate. The EAA requirement alone cannot reveal a facility's deficiencies or the best course of action for the
permittee if he/she must continue discharging The Plan requirement is a diagnostic tool,both for the Division and
the permittee. --
Since the Plan was developed for the Neuse facilities,we have used it in other permits for facilities with chronic
compliance problems/operational deficiencies. A template Plan is attached. Depending upon the issues/problems at
a given facility,sections in this text may be deleted or expanded. This is the text a permit writer starts with when
developing the Plan requirement,
Kings Grant and College Pa&will not get Min ie i -ss the a aae m arctic compliance probkms*two stir
facilities.
fiowever,we still need CWS to tell us what polity exists for connecting those facilities-to a POW.'
Let me know if you have questions.
CHW
Name:wwtp optimize.doc
[Jwwtp optimize.doc Type:WINWORD File(application/msword)
Encoding:base64
1 of 1 12/3/2002 11:00 AM

-_
,?:'';',#rtan. ''itiiii‘iWii4i.4.',Uiliii'Vea.-.. t:?,ifig.r .'3.5;EMZRENTIFFTM'n7FaieZ2.474rn)61:044tAt'` ...
. , ---.-w7.,,,---77-7=-....;;!.:.;:z. :.c.4cmg,,Aemo:.:,;=: ::;1;;c:.:;;-e:.:.•,7;::c..i;-::::::.;i:,:„:4,......-...,.... ...`,,,,-,-....%.:,,,
Subject:zero-aow xnage 011414000744A4aGiigiAV=a44'.ii.iiiii;giiiithcigE4iiii :3;44?:iii4A40
To:[e-mail]
Steve - here is an abbreviated section of the NPDES GUidance manual that
addresses zero-flow streams and how the 2B.0206 rule has been
implemented.
-- --
/Remember that in the case of Saddlewood the impetus for the alternatives
analysis (EAA) was not primarily the 2B.0206 rule but the management
/ strategy for Lake Wylie and Crowders Creek, which recommended removal of 1
discharges to Crowders Creek. -. _
_
•
• Note also that in 1997 CWS agreed to submit the EAA by the 1/1/2001 A
deadline. I've attached an electronic copy of the 1997 renewal cover
; letter which documents the reasons for the EAA.
I'll send you the wastewater management plan text in a separate message.
-
CHW
- —
• -7.
Name:60755iss_1997.DOC -
D60755iss 1997.DOC' Type:WINWORD File(application/msword)
Encoding:base64 .
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•
Name:zero_flow triage.doc
zero flow triage.doc I Type:WINWORD File(application/msword)
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1 of 1 12/3/2002 10:59 AM

Division of Water Quality
Point Source Branch/NPDES Unit
October 15, 2002
MEMORANDUM
To: Coleen H. Sullins, Water Quality Section Chief
Through: Dave Goodrich, Supervisor, NPDES Unit
From: Susan A. Wilson, P.E_, Environmental Engineer, NPDES Unit
Subject: Implementation Policy for Permits with Monthly Average NH3-N Limits
Background. According to the Code of Federal Regulations. [40 CFR 122.45 (d)), continuous
discharges "shall unless`impracticable be stated as: (1) Maximum.daily and average monthly
discharge limitations for all.dischargers other than publicly owned treatment works; and (2)
Average weekly and average monthly discharge limitations for POTWs". To date, North
Carolina has instituted NH3-N limits based on monthly average limits only (with the exception
of industry specific Federal Guideline limits), as directed by the Water Quality Section Chief
via memo dated June 6,.1990 [Appendix A). No adverse comments were received from the EPA
regarding NH3-N until 2001. During the last quarter of 2001, the NPDES Unit began receiving
comments from EPA Region IV objecting to permits that did not have corresponding daily
maximum and weekly average limits for ammonia. The Division of Water Quality (the Division)
and EPA reached an agreement on April 8, 2002 to issue permits with a reopener clause for
NH3-N during the interim period, until a policy could be established.
In order to formulate the NH3-N policy, a workgroup of stakeholders was formed:
Matt Matthews, Supervisor, Aquatic Toxicology Unit
Mike Johnson, Environmental Manager, DuPont Company- Fayetteville Works
Stanley Curtis, Superintendent of Wastewater Treatment, City of Rocky Mount
Susan Wilson, Environmental Engineer, NPDES Unit
Dave Goodrich, Supervisor, NPDES Unit
The workgroup met on 3 occasions, and corresponded via e-mail or phone to resolve issues
concerning the policy.
Options Reviewed. The workgroup reviewed various options that could be used in developing
the daily maximum or weekly average NH3-N limit. Both an "effluent" technology-based limit
and a "water quality" standards-based limit were evaluated.
Water civalitti-based limit. For a water quality-based daily maximum or weekly average value,
the workgroup discussed using an NH3-N value based on nutrient concerns, a value based on
oxygen consuming waste (established through modeling), or a value based on toxicity.

A value based on nutrient concerns was because nutrient effects are typically based on long
term, rather than short term concerns. Additionally, nutrient issues were eliminated since
they are specifically addressed in the five nutrient sensitive river basins throughout the state.
The workgroup also discussed an NH3-N limit based on the effects of oxygen consuming
wastes. The NPDES Unit currently uses a water quality model to predict the effects of BOD5
and NH3-N (through nitrogenous biochemical oxygen demand) on the receiving stream. These
models use stream flow conditions and design wastewater characteristics, to determine BOD5
and NH3-N limits to protect the state standard for dissolved oxygen. In order to establish a
daily maximum value or a weekly average NH3-N value, appropriate streamflow for modeling
would need to be established. Three water quality based models were run using average flow
to reflect daily or weekly conditions. Elevated values for NH3-N were inserted into randomly
selected site-specific models to determine the impact on dissolved oxygen. Although there
was some impact associated with increased NH3-N levels, none of the models predicted
dissolved oxygen near the instantaneous minimum value of 4 mg/1 dissolved oxygen. Because
every model is site-specific, every condition could not be simulated for this study. However,
based on the 3 models randomly selected, this option was eliminated due to the lack of impact
that a daily or weekly average NH3 value has on the receiving stream.
A toxicity-based approach to establish a daily maximum value or a weekly average value was
also considered by the workgroup. North Carolina has no chronic or acute standard for
NH3-N (although North Carolina-has implemented toxicity based NH3-N limits since 1990).
Research into acute criteria indicated a range of values from 12 mg/1 to 15 mg/1 [See
Appendix A, Table, p.21. Of the water quality-based approaches, the work group focused on
this method.
Technoioqu-based limit. For a technology-based daily maximum or weekly average value, the
workgroup discussed using an NH3-N value based on site specific best available technology, a
• value based on design specific capability, and a value based on analysis .of existing
performance data.
A site specific best available technology limit was dismissed due to the time constraints
involved in developing a site specific value and the need to develop a method which could be
simple enough to be applied on a state-wide basis.
For a design specific NH3-N value, several design consultants were called to determine what
an appropriate daily maximum or weekly average value would be for a given monthly average.
In general, most respondents stated that their designs were specific to the facility and in the
majority of cases they designed the facility to meet the most stringent limit on a daily basis -
they did not design for "daily or weekly maximums". Essentially, the design engineers
designed the facility to comply with the monthly average NH3-N limit on a daily basis - with
the probability that in any wastewater treatment system- there may be excursions that could
be managed operationally. Therefore, the design specific weekly average or daily maximum
NH3-N value did not really exist in the context of this work and was dismissed by the
workgroup.
A performance based NH3-N value was also reviewed by the workgroup. The workgroup
decided to review weekly average/monthly average values for several existing, compliant
municipal facilities, as well as daily maximum/monthly average values for industrial and
minor non-municipal facilities. From this information, a ratio of weekly average or daily
maximum to monthly average NH3-N ratios could be reviewed. This determination for an

NH3-N value was deemed easy to apply state-wide, would not strain resources, and would
comply with the federal requirement.
Chosen Option. The workgroup had to decide between the water quality-based approach
(based on toxicity) and the technology-based approach (based on actual performance). Water
quality based limits are established to protect known or predicted water quality impacts.
Since there have been no known or predicted acute stream impacts due to NH3-N, a water
quality based limit was eliminated by the group. Furthermore, the Division would need to
adopt a standard for any chosen water quality method. Therefore, the performance based
NH3-N value was chosen as the best alternative to comply with the Federal Guideline.
Data Evaluation. Once the method for choosing the NH3-N daily maximum/weekly average
limit was established, facility data were evaluated for 6 industrial facilities, 8 minor non-
municipal domestic facilities, and 8 municipal facilities. Effluent NH3-N data for the calendar
year 2001 were reviewed for these facilities. For the industrial and the minor non-municipal
facilities, the highest daily maximum values were evaluated and compared to monthly average
values for each moT ti. For t.be municipal facilities, the highest weekly average value for the
month was evaluated and compared to each corresponding monthly average. The total
number of data points was 99 for municipal facilities and 160 for combined industrial and
minor non-municipal facilities. These data sets represented variability associated with
seasonality.
For each facility category the ratios of daily maximum to monthly average or weekly average to
monthly average were listed and ranked. The 95th and 99th percentiles were evaluated for each
category [See Appendix B). - -
For the municipal facilities, the 95th percentile ratio value was chosen as the multiplier.
- Because municipal facilities must comply with a weekly average NH3-N limit, instead of a daily
maximum, the 95th percentile value was deemed most appropriate, as this percentile would
account for the averaging allowed by a weekly requirement. That value was found to be 3:1.
Due to the similar ratios (both 95th and 99th percentile values) and similar permitting
requirements (monthly averages/daily maximums) between the industrial and minor non-
municipal facilities, these categories were combined to be evaluated as one group. Both of
these groups must meet a daily maximum NH3-N value. The two highest ratios were deemed
outliers and omitted from the ranking. From the modified data set, the 99th percentile ratio
value was chosen as the multiplier for industrial and non-municipal facilities. Because these
facilities must meet a daily maximum NH3-N value the 99th percentile ratio value was deemed
most appropriate, as this percentile would take into account potential daily variability (as
.opposed to the averaging effects that a weekly average value entails). That value was found to
be 5:1.
Implementation. The workgroup also discussed the implications of implementing the daily
maximum and weekly average values into permits.
As part of North Carolina's agreement with EPA, the Division agreed to re-open those permits
issued after April 8, 2002 to include weekly average or daily maximum limits, if review of the
data demonstrate a reasonable potential to exceed the established value (See Appendix CI.
The Division will commence with re-opening those permits by December 31, 2002, if

necessary. Approximately 31 permits with NH3-N monthly average values have been issued
since the April agreement.
With renewal or new permits that have monthly average NH3-N limits, the NPDES Unit will
implement daily maximum or weekly average limits for non-municipal and municipal facilities,
using the ratio established through the workgroup( l for non-municipal facilities, 3:1 for
municipal facilities).
•
The workgroup also discussed placing a maximum value, or cap requirement, on daily
maximum and weekly average values. For example, some permits have monthly average NH3-
N limits that are 10 mg/1 or higher. If a multiplier of 3:1 or 5:1 were used to establish a
weekly average or daily maximum limit, the value would be 30 mg/1 or 50 mg/1. Because
typical untreated wastewater NH3-N values range from 12 - 50 mg/1 (Metcalf & Eddy,
Wastewater Engineering, 3rd Ed., p. 109), the workgroup agreed to place a cap of 35 mg/1
(slightly higher than the medium waste strength value of 25 mg/1) on the calculated daily
maximum or weekly average values. This also corresponds with the NPDES Unit's current•
policy of placing a maximum cap on NH3-N toxicity calculated vaiucs. at 35 mg/i. The NPDES
Unit will allow a facility, if the facility objects to the cap, to demonstrate that the facility's
influent values are greater than 35 mg/1 in order to raise the cap. This w?il be rnannged on a
case-by-case basis.
Conclusion. The workgroup, along with the NPDES Unit, chose a performance based
approach to develop limits for daily maximum and weekly average. NH3-N limits. Based on
review of the performance data, a ratio (or multiplier) of 3:1 was chosen for municipal facilities
and 5:1 for non-municipal facilities. Following approval by the Water Quality Section Chief,
the NPDES Unit will begin immediate implementation of these limits in new and renewal
permits. This will allow the Division of Water Quality to comply with the Federal Regulations.
Please feel free to call me at [phone], ext. 510 if you have any questions or comments.
cc: Shannon Langley, PSC&EU
Water Quality Regional Office Supervisors
NPDES Unit staff
Tom Poe, Pretreatment Unit
Darlene Kucken, Basinwide Unit
Stakeholder Workgroup

CAROLINA WATER SERVICE, INC.
AN AFFILIATE OF
U��IILIh�IICso I O �r
Regional Office:
5701 Westpark Dr., Suite 101 /
P.O. Box 240908 NOV 1 5 2002
Charlotte, NC 28224 -
Telephone: [phone]
FAX: [phone]
November 14,2002 t
WATER
Mr. Richard Bridgeman
Division of Water Quality
NC DENR
919 North Main Street
Mooresville,NC 28115
Re: NOV/Compliance Inspection
Saddlewood WWTP
NPDES NC0060755
Dear Mr. Bridgeman,
We are in receipt of your October 22,2002 letter concerning the October 16,2002 compliance inspection
by Mr. Wes Bell of your staff. We appreciate Mr. Bell's compliments of our ORC,Mr. David Roberts,
and of the facility operation. I will address concerns as follows:
Laboratory
We are following pH protocol as specified in Standard Methods section 4500 H+B. I am not sure where
the confusion has been generated,but we feel confident that we are following the proper procedures,
which are quite clearly described. We will be glad to work with Mr.Whiting to confirm compliance.
Self-Monitoring Program
We have noted your comments and we are aware of the minor daily BOD excursions as noted on the
applicable DMRs. July 5, 2002 was a company holiday and we were under the impression that"Daily"
excluded weekends and holidays. However"Holiday" appears to be defined as one of which is legally
designated. We apologize for the misunderstanding.
If there is any other information needed,or if I can help in any way,please do not hesitate to contact me
a 704-525-7990, Ext. 216. Thank you for your attention.
S i cerely
Martin Lashua
Regional Manager
CC: Mr.Carl Daniel
Mr. David Roberts
Mr.Tony Konsul

cF MIA?- R Michael F.Easley.Governor
pG William G.Ross Jr..Secretary
North Carolina Department of Environment and Natural Resources
T- Alan W.Klimek.?_,Director
p — Division of Water Quality
1
October 22, 2002
CERTIFIED MAIL
RETURN RECEIPT REQUES1W 2510 0005 0288 0630
Mr. Carl Daniel,Vice President
Carolina Water Services, Inc. of NC
Post Office Box 240908
Charlotte,North Carolina 28224
Subject: Notice of Violation
Compliance Evaluation Inspection
Saddlewood Subdivision WWTP
NPDES Permit No. NC0060755
Gaston County,NC
Dear Mr. Daniel:
Enclosed is a copy of the Compliance Evaluation Inspection Report for the inspection
conducted at the subject facility on October 16,2002,by Mr. Wes Bell of this Office. Please inform
the facility's Operator-in-Responsible Charge of our findings by forwarding a copy of the enclosed
report to him.
This report is being issued as a Notice of Violation (NOV)because of the daily maximum
biochemical oxygen demand violations of the subject NPDES Permit and North Carolina General
Statute 143-215.1 as detailed in the Self-Monitoring Section of the attached report. Pursuant to G.S.
143-215.6A, a civil penalty of not more than twenty-five thousand dollars ($25,000.00) may be
assessed against any person who violates or fails to act in accordance with the terms, conditions, or
requirements of any permit issued pursuant to G.S. 143-215.1.
It is requested that a written response be submitted to this Office by November 12, 2002,
addressing the deficiencies noted in the Self-Monitoring Section of the report. In.responding,
please address your comments to the attention of Mr. Richard Bridgeman.
.ram
WCDEM
N. C.Division of Water Quality 919 North Main Street,Mooresville NC 28115 Phone[phone]
FAX [phone]

•
•
Mr. Carl Daniel
Page Two
The report should be self-explanatory; however, should you have any questions concerning
this report,please do not hesitate to contact Mr. Bell or me at(704) 663-1699.
Sincerely,
•
CrviS,
VD. Rex Gleason,P.E.
Water Quality Regional Supervisor
•
Enclosure
cc: Gaston County Health Department
WB

:f"AA% US Environmental Protection Agency, Washington,D.C.,20460 Form Approved.
Water Compliance Inspection Report OMB r 87
Approval
Expires
8-31-98
NC Division of Water Quality/Mooresville Regional Office NCDENR
Section-A:National Data System Coding
Transaction Code NPDES No. Yr/Mo/Day Inspection Type Inspector Facility Type
N 5 NC0060755 02/10/16 C S 2
Remarks:
Inspection Work Days Facility Evaluation Rating BI QA Reserved
1.5 4 N N
Section B::Facility Data
V
Name and Location of Facility Inspected: Entry Time: Permit Effective Date:
Saddlewood Subdivision WWTP 1:18 pm 97/08/01
off Robinson Road(NCSR 2416)
south of Gastonia
Gaston County,North Carolina Exit Time/Date: Permit Expiration Date:
• 1:58 pm 01/09/30
02/10/16
Name(s)of On-Site Representative(s)/Title(s)/Phone No(s)/Fax No(s):
Mr.James"David"Roberts/ORC-Carolina Water Service,Inc.of N.C./704-525-7990
Name and Address of Responsible Official: Title:Vice President
Mr.Carl Daniel
Carolina Water Service,Inc.of N.C.
Post Office Box 240908 Phone No: Contacted?
Charlotte,North Carolina 28224 704-525-7990 No
Section C:Areas Evaluated During Inspection(Check only those areas evaluated)
X Permit X Flow Measurement X Operations&Maintenance X Sewer Overflow
X Records/Reports X Self-Monitoring Program X Sludge Handling/Disposal Pollution Prevention
X Facility Site Review Compliance Schedules Pretreatment Multimedia
X Effluent/Receiving Waters X Laboratory Storm Water Other:
Section D:Summary of Findings/Comments
See Attached Sheet(s) for Summary.
Name(s)and Signature(s)of Inspectors: Agency/Office/Telephone No: Date:
Wes Bell / y// NCDWQ/MOORESVILLE/[phone] 10/22/02
Date:
Signature of Management QA Reviewer: Agency/Office/Phone&Fax No: Date:
EPA Form 3560-3(Rev.9-94)Previous editions are obsolete

Saddlewood Subdivision WWTP
Page Two
The facility was last inspected by Wes Bell of this office on October 4,2001.
PERMIT:
The permit authorizes the continued operation of an existing 0.009 MGD extended aeration
package plant consisting of a bar screen,aeration basin,clarifier,aerated sludge holding tank, tablet
chlorinator, and chlorine contact basin.
The permit for this facility became effective 8/1/97 and expires on 9/30/01. The Division
has received the appropriate documentation for permit renewal.
The Division issued an authorization to construct (ATC) on 6/12/98 for the construction of
a new chlorination unit, dechlorination unit, a fine bubble diffuser in the dechlorination tank, and
all associated piping, controls,and appurtenances. The approved construction has been completed.
RECORDS AND REPORTS:
Records and reports consisting of an Operator-in-Responsible Charge (ORC) sign-in/daily
operation log, maintenance logs, calibration data, process control data, sludge records, monthly
monitoring reports, laboratory analyses reports, and chain of custody forms were reviewed at the
time of the inspection. The records were well maintained and accessible.
FACILITY SITE REVIEW/OPERATIONS & MAINTENANCE
At the time of inspection all treatment units were operating properly and the facility appeared
to be well maintained. The mixed liquor appeared to be well mixed and adequately oxygenated. A
thirty-minute settleability test was performed on the aeration basin at the time of the inspection. The
value was 440 ml/L with a clear supernate and trace straggler flocs. Screenings are disposed at the
county landfill. A net was observed covering the WWTP to prevent leaves, debris, etc. from
inhibiting the treatment process. The ORC was very knowledgeable of the treatment processes and
equipment used at the facility.
The process control program consists of dissolved oxygen, settleability, centrifuge, MLVSS
and MLSS measurements. Sludge Wasting is based on the settleability measurements. The facility
is staffed with one Grade II ORC. A certified back-up operator has been designated and is available
when the ORC is unable to visit the facility.
LABORATORY:
Prism Laboratories, Inc. (Certification #402) of Charlotte, N.C. has been contracted to
provide analytical support. The laboratory was not evaluated during this inspection. The facility
has received a laboratory certification from the Division's Laboratory Certification Unit to perform
on-site field analyses.
The TRC and DO meters and thermometer appeared to be properly calibrated.

Saddlewood Subdivision WWTP
Page Three
LABORATORY cont'd:
The ORC currently standardi7Ps with the 7 and 10 buffers and also performs a third standard
check with the 10 buffer. The pH meter(Thermo Orion 210A+) can only be standardized in either
the 4 to 7 range or the 7 to 10 range; however, the meter has problems measuring a buffer (as a
check) outside of these ranges within+/- 0.1 unit. The manufacturer has indicated that this meter
is not designed to read concentrations outside of these ranges within the accuracy requirements. Mr.
Chet Whiting(Division's Laboratory Certification Unit)has been notified and will provide guidance
to the Division and facility staffs.
The facility has recently received an instrument (spectrophotometer) capable of measuring
at or below the 28 kig/1 TRC limit on October 2,2002. The ORC indicated that this instrument was
in the process of being placed at this facility for utilization. Please be advised that the
spectrophotometer should be incorporated for TRC analysis as soon as possible. The ORC has
utilized a pocket colorimeter prior to the spectrophotometer.
The ORC must insure that all calibration times are documented to verify that the meters were
calibrated prior to effluent analyses.
EFFLUENT/RECEIVING WATERS
The effluent discharge was clear with trace suspended solids and no foam. The facility
discharges into an unnamed tributary to Crowders Creek, which is a Class C water in the Catawba
River Basin. The receiving water did not appear to be negatively impacted by the discharge. The
outfall was well maintained and accessible.
SELF-MONITORING PROGRAM:
Self-monitoring reports were reviewed for the period August 2001 through July 2002,
inclusive. Daily maximum BOD violations were reported on August 9 and August 23, 2001 and
May 23*,2002. Note: * denotes violation previously addressed by issuance of NOV/civil penalty
assessment. The facility was not visited and the effluent temperature was not reported on July 5,
2002.
All samples appeared to have been properly preserved and meet the required holding times.
The upstream and downstream sampling locations appeared to be consistent with the permit
requirements.
FLOW MEASUREMENT:
Flow is instantaneously measured by a staff gauge and V-notch weir.
SLUDGE DISPOSAL:
Sludge is removed by Liquid Waste,Inc. of Charlotte,N.C. and disposed at a CMU WWTP.

Saddlewood Subdivision WWTP
Page Four
SEWER OVERFLOW:
Please be advised that pursuant to Part II, Section E of your NPDES permit, and North
Carolina Administrative Code (NCAC) 15A 2B .0506 (a)(2), any failure of a collection system,
pumping station or treatment facility resulting in a bypass without treatment of all or any portion of
the wastewater shall be reported to the central office or the appropriate regional office (Mooresville
Regional Office 704-663-1699) as soon as possible but no later than 24 hours from the time the
permittee became aware of the bypass.Overflows and spills occurring outside normal business hours
may also be reported to the Division's Emergency Response personnel at 800-662-7956, 800-858-
0368, or 919-733-3300. A written report shall also be provided within five (5) days of the time of
the incident. The report shall contain a description of the bypass, and its cause; the period of the
bypass,including exact dates and times,and if the bypass has not been corrected,the anticipated time
it is expected to continue; and steps taken(or planned)to reduce, eliminate, and prevent recurrence
of the similar events. Any spill that reaches surface waters (i.e. any spill that reaches any water
already present in a conveyance, stream, ditch, etc...) or any spill greater than 1,000 gallons on the
ground that does not reach surface waters must be reported.
An adequate spill response for those spills reaching surface waters should include an
evaluation downstream of the point at which the spill entered surface waters to determine if a fish
kill occurred. The evaluation should also include the collection of upstream dissolved oxygen and
pH measurements for background information and dissolved oxygen and pH measurements at
multiple points downstream of the entry point to document any negative impact. Failure to report
the bypass of collection system,pumping station or treatment facility subjects violators to penalties
of up to $25,000.00 per day per violation.

•
rts (06
OF W ATF9 'Michael F.Easley V
`0 G Govemor
William G.Ross,Jr.,Secretary
T North Carolina Department of Environment and Natural Resources
Alan W.4ainek,Director
Division of Water Quality
October 4,2002
CERTIFIED MAIL 7001 2510 0005 0287 0174
RETURN RECEIPT REQUESTED
Mr.Carl Daniel
Carolina Water Service Inc. of NC
P. O. Box 240908
Charlotte,NC 28224
Subject: Notice of Violation-Effluent Limitations
Saddlewood Subdivision WWTP
NPDES Permit No.NC0060755
Gaston County,NC
Dear Mr. Daniel:
A review of the May 2002 self-monitoring report for the subject facility revealed a violation of the
following parameter:
Pipe Parameter Reported Value Limit
001 Biochemical Oxygen Demand 8.2 mg/L 7.5 mg/L FIN
Remedial actions, if not already implemented, should be taken to correct any problems. The
Division of Water Quality may pursue enforcement actions for this and any additional violations. If the
violations are of a continuing nature,not related to operation and/or maintenance problems,and the need
for remedial construction activities is anticipated,then you may wish to consider applying for a Special
Order by Consent. You may contact Richard Bridgeman of this Office for additional information.
If you have questions concerning this matter,please do not hesitate to contact Mr.Bridgeman or
me at 704/663-1699.
Sincerely,
D.Rex Gleason,P.E.
Water Quality Regional Supervisor
cc: Point Source Compliance/Enforcment Unit
RMB
Customer Service Mooresville Regional Office,919 North Main Street,Mooresville,NC 28115 PHONE [phone]
1 800 623-7748 FAX [phone]

Co Michael F.Easley
Governor
O� QrNC ENR William G. Ross,Jr.,Secretary
1 North Carolina Department of Environment and Natural Resources
O < Gregory J.Thorpe, Ph.D.,Acting Director
Division of Water Quality
December 13,2001
AN;.' ^ ,•
Mr.Bruce Haas '.; :; -
Carolina Water Service,Inc.
P.O.Box 240908
Charlotte North Carolina 28224
Subject:NPDES Permit NC0060755 ET 2 ' 2001
Saddlewood WWTP
Gaston County
Return#2130
Dear Mr.Haas:
The Division is returning the Engineering Alternatives Analysis (EAA) for the subject facility submitted
by Ray Waugh of LandDesign, Inc. After a review of the EAA by the NPDES staff, the Division has
determined that the EAA is inadequate.
The FAA's deficiencies include:
• Outdated information. The EAA submitted appears to be a repackaged copy of the EAA
performed in 1991. No updated costs are included, nor are any updated alternative options
explored.
• Incomplete cost analyses. The 1991 EAA was based on 10-year Present Value of Cost
Analyses. Current Division policy (as documented in the EAA Guidance Document
previously sent to you) requires 20-year Present Value of Cost Analyses.
• No updated information on sewer availability. The 1991 EAA showed that the cost of
connection to the City of Gastonia's collection system was within 11% of the cost of
maintaining the WWTP. Gastonia's collection system has expanded considerably since
1'991. If sewer is available at a closer location than in 1991,this discharge may no longer be
justified.
It is the Division's mandate to assure the most environmentally sound wastewater disposal alternative is used at all
permitted facilities. In order to verify that the most environmentally sound method is in use at Saddlewood,a current and
complete EAA is required. A current and complete EAA is already eleven months overdue, based on condition sin your
existing permit (issued July 7, 1997). If you wish to renew this permit, please submit a current and complete EAA.
Another copy of the Division's EAA Guidance Document is enclosed with this letter.
If you have any questions about this matter,contact Charles Weaver at the telephone number or address
listed below.
Sincerely,
A.
David A. Goodrich
NPDES Unit Supervisor
cc: Central Files
NPDES File
IVO e
LIndIDesign,Inc./Ray Waugh
N.C.Division of Water Quality/NPDES Unit Phone:[phone],extension 511
1617 Mail Service Center,Raleigh,NC 27699-1617 Fax:[phone]
Internet:h2o.enr.state.nc.us e-mail:[e-mail]

OLINA WATER SERVICE, INC.
AN AFFILIATE OF
MirrESIM, -..
Regional Office:
5701 Westpark Dr., Suite 101
P.O. Box 240908
Charlotte, NC 28224
Telephone: [phone]
FAX: [phone]
November 6, 2001
Mr. Richard M. Bridgeman •
NC DENR—DWQ
1617 Mail Service Center
Raleigh,NC 27699-1617
Re: NOV—Saddlewood WWTP
NPDES Permit NC0060755
Dear Mr. Bridgeman,
We are in receipt of your letter dated October 15,2001 regarding the Compliance Evaluation
Inspection conducted on October 4, 2001 by Mr. Bell of your Division for the above referenced
facility. This report was issued as a Notice of Violation.
Please be advised that your comments in the Self-Monitoring Section have been noted for
future reference. While several were in reference to the October 2000 DMR,it should be noted that
the previous inspection date was on November 29, 2000. Items discussed during that inspection
were related to the DMR report which had already been submitted to the State at the time of the
previous inspection. Those items have since been corrected.
Should you have any questions or if we can be of any further assistance,please feel free to contact
me directly at 704-525-7990,Ext. 218.
Sincerely,
Bruce T. Haas
Regional Manager
CC: Mr. Carl Daniel
Mr. James D. Roberts

ROLINA WATER SERVICE, INC. /)
AN AFFILIATE OF
U�rII�IhrIICsSoIIn�C�o '`.; '•:.:`�� •
Regional Office: NOV 0 82001
5701 Westpark Dr., Suite 101
P.O. Box 240908 +�1$.r CA,Charlotte, NC 28224 i.uni ,... ,,e• .•r.`=
Telephone: [phone] EM Gftr4c
FAX: [phone]
November 7, 2001
Mr. Richard Bridgeman
Division of Water Quality
NC DENR
919 North Main Street
Mooresville, NC 28115
Re: College Park CEI Report
Saddlewood CEI Report
Dear Mr. Bridgeman,
Please find the attached copies of correspondence which was recently sent to your attention at
the NC DENR address in Raleigh. This address was used since the correspondence from your
Office indicated that particular address at the bottom of your letter. However, I am forwarding
copies of this correspondence to you at the Mooresville Regional Office. Please advise for future
reference if this is incorrect.
In addition, please also be advised that the attached College Park DMR for December 2000
showed an incorrect NPDES Permit number. This has been corrected and a revised copy is
included for your use. This may explain why you did not have this report in your files.
Should you have any questions, please do not hesitate to contact me at 704-525-7900, Ext. 218.
Sincerely,
dat(1—
b
Bruce T. Haas
Regional Manager
CC: Mr. Carl Daniel

OF W ATF Michael F. Easley
Governor
itATA
r NCDE William G. Ross,Jr., Secretary
North Carolina Department of Environment and Natural Resources
0 'S Kerr T. Stevens, Director
Division of Water Quality
4,4" July 31,2001 AUG 0 2001
Mr.Jim Highley
Carolina Water Service,Inc.
P.O.Box 240908 WATER QUALITY SFP���
Charlotte,North Carolina 28224 1 �a 0�
Subject:NPDES Permit NC0060755
Saddlewood WWTP
Gaston County
Dear Mr. Highley:
Part III.E. of the existing permit for this facility(issued July 7, 1997) required that an analysis of
alternatives to wastewater discharge be submitted to the Division by January 1,2001. To date,no such
analysis has been received.
Enclosed with this letter is a copy of the Division's EAA Guidance Document. Complete and
submit the EAA by August 31,2001. Submit the EAA to the addresses listed below:
Mr. Charles H.Weaver,Jr. Mr. Michael Parker
NC DENR/ DWQ / NPDES Unit NC DENR Mooresville Regional Office
1617 Mail Service Center 919 North Main Street
Raleigh,NC 27699-1617 Mooresville,NC 28115
Failure to submit the EAA by August 31, 2001 will diminish the chances for renewal of the subject
permit. If you have documentation that the alternatives analysis was performed prior to January 1,2001,
submit it along with updated cost data for the alternatives that were evaluated.
If you have any questions about this matter,contact me at the address or telephone number listed
below.
Sincerely,
//. vim'"""/
Charles H.Weaver,Jr.
NPDES Unit
cc: Central Files
11101.111111.1111.1111.11111111111.
NPDES Unit
N.C.Division of Water Quality/NPDES Unit Phone:[phone],extension 511
1617 Mail Service Center,Raleigh,NC 27699-1617 Fax:[phone]
Internet:h2o.enr.state.nc.us e-mail:[e-mail]

o f V AMichael F. Easley
rJ Governor
110 IC" NC ENR William G. Ross,Jr., Secretary
r North Carolina Department of Environment and Natural Resources
rr T. Stevertq ,) rector
MOOR ty!S14n.of Water Qluality
February 28,2001 • F; •'
CARL DANIEL
Carolina Water Service,Inc. MAR 3 2001
P.O.Box 240908 '+
Charlotte,NC 28224
Subject: Renewal Notice S g
NPDES Permit I t a tlj L � U I ur
SADDLEWOOD WWTP
Gaston County
Dear Permittee:
The subject permit expires on September 30,2001. North Carolina Administrative Code(15A NCAC 2H.0105(e))
requires that an application for permit renewal be filed at least 180 days prior to expiration of the current permit. If you have
already mailed your renewal application,you may disregard this notice.
To satisfy this requirement,your renewal package must be sent to the Division postmarked no later than April 5,2001.
Failure to request renewal of the permit by this date may result in a civil assessment of at least$500.00. Larger penalties may be
assessed depending upon the delinquency of the request.
If any wastewater discharge will occur after September 30,2001 (or if continuation of the permit is desired),the current
permit must be renewed. Discharge of wastewater without a valid permit would violate North Carolina General Statute 143-215.1
and could result in assessment of civil penalties of up to$25,000 per day.
If all wastewater discharge has ceased at your facility and you wish to rescind this permit,contact Bob Sledge of the
Division's Compliance Enforcement Unit at(919) 733-5083,extension 547. You may also contact the Mooresville Regional
Office at(704) 663-1699 to begin the rescission process.
Use the enclosed checklist to complete your renewal package. The checklist identifies the items you must submit with
the permit renewal application. If you have any questions,please contact me. My telephone number,fax number and e-mail
address are listed at the bottom of this page.
Sincerely,
�a Si,
Valery Stephens
Point Source Branch
cc: Central Files
NPDES File
1617 Mail Service Center,Raleigh,North Carolina 27699-1617 919 733-5083,extension 520 (fax)919 733-0719
VISIT US ON THE INTERNET CO) http://h2o.enr.state.nc.us/NPDES e-mail:[e-mail]

NPDES Permit NC0060755
Carolina Water Service, Inc.
Gaston County
The following items are REQUIRED for all renewal packages:
❑ A cover letter requesting renewal of the permit and documenting any changes at the facility since
issuance of the last permit. Submit one signed original and two copies.
❑ The completed application form (copy attached), signed by the permittee or an Authorized
Representative. Submit one signed original and two copies.
❑ If an Authorized Representative (such as a consulting engineer or environmental consultant) prepares
the renewal package, written documentation must be provided showing the authority delegated to any
such Authorized Representative (see Part II.B.11.b of the existing NPDES permit).
❑ A narrative description of the sludge management plan for the facility. Describe how sludge (or other
solids) generated during wastewater treatment are handled and disposed. If your facility has no such
plan (or the permitted facility does not generate any solids), explain this in writing. Submit one signed
original and two copies.
The following items must be submitted ONLY by Industrial facilities discharging process
wastewater:
❑ Industrial facilities classified as Primary Industries (see Appendices A-D to Title 40 of the Code of
Federal Regulations, Part 122) must submit a Priority Pollutant Analysis (PPA) in accordance with 40
CFR Part 122.21. If the PPA is not completed within one week of April 5, 2001, submit the application
package without the PPA. Submit the PPA as soon as possible after April 5,2001.
The above requirement does NOT apply to municipal or non-industrial facilities.
'C'L'C'C'C'C L'CTT CTT
PLEASE NOTE:
Due to a change in fees effective January 1, 1999, there is no renewal fee required with your
application package.
Send the completed renewal package to:
Ms. Valery Stephens
NC DENR / Water Quality / Point Source Branch
1617 Mail Service Center
Raleigh, NC 27699-1617