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NCG180034_Name/Ownership Change_20200303
Alpha Environmental Management, Inc . P. O. Box 5122 Burlington, NC 27216 Certified Mail 7017 0660 0000 8059 0571 February 27, 2020 Division of Energy, Mineral & Land Resources 1612 Mail Service Center Raleigh, NC 27699-1612 Reference : Stormwater Permit - Name/Ownership Change - NCG180034 Stanly Fixtures Acquisition LLC Norwood(Stanly County) ,NC Sir: I am submitting the following on behalf of Stanly Fixture, LLC formerly Stanly Fixtures Acquisition, LLC. Attached, find two (2) copies of the PERMIT NAME/OWNERSHIP CHANGE FORM. Very truly yours, RECEIVED Conrad A. Carter, Jr. , P.E . MAR 0 3 2020 cc : DENR-LAND QUALITY Stanly Fixture, LLC STORMWATER PERMITTING Mr. Jeffrey Russell P. O. Box 616 Norwood, NC 28128 File: Word\StanlyFix\Stormwater\Name & Ownership Change-01-27-2020.doc 'Resume Submission Page 1 of 1 NPDES Permit Name/Ownership Change NORTH CAROLINA Request Environmental Quality I. Permit Information II. Permit Status III. Requested Change Information IV. Permit Contact Information V. Permit Facility Activities VI. Signature I. Please enter the permit number for which the change is requested. NPDES Stormwater Individual Permit#: Begins with NCS -OR- General Permit Certificate of Coverage (COC)#: JNCG180034 Begins with NCG or NCGNE (no exposure) Use this link to check the permit contact information (https://reports.ncdenr.org/BOE/OpenDocument/1703191515/CrystalReports/viewrpt.cwr? id=25212&apsuser=BIMS_U&apspassword=b10Ms_cr%28ddnri59% 29&apsauthtype=secEnterprise&cmd=EXPORT&EXPORT_FMT=U2FPDF%3A0) that is currently in our database. Next Save as Draft https://edocs.deq.nc.gov/Forms/form/resume/167/48324 2/19/2020 'Resume Submission Page 1 of 2 41,04 NPDES Permit Name/Ownership Change Nun��.`...„ ,..,.„, Request Environmental Quality I. Permit Information II. Permit Status III. Requested Change Information IV. Permit Contact Information I V. Permit Facility Activities I VI. Signature II. Permit status prior to requested change. a. Permit issued to:* IStanly Fixtures Acquisition, LLC Company Name b. Person legally responsible for permit: First name:* Middle name: Last name:* (Todd r I"uriee Title: (President Permit holder's mailing Street Address address:* 111635 NC-138 Address Line 2 I City State/Province/Region (Norwood INC Postal/Zip Code Country I28128-7509 IUS Phone#:* Fax#: I704-474-3184 I c. Facility name:* IStanly Fixtures Acquisition, LLC https://edocs.deq.nc.gov/Forms/form/resume/167/48324 2/19/2020 .Resume Submission Page 2 of 2 d. Facility address:* Street Address 111635 NC-138 Address Line 2 City State/Province/Region 'Norwood INC Postal/Zip Code Country 128128-7509 IUS e. Facility contact person (prior to change, optional): First name: Middle name: Last name: (Conrad IA. 'Carter Phone#: 704467-1310 Previous Next Save as Draft https://edocs.deq.nc.gov/Forms/form/resume/167/48324 2/19/2020 . 'Resume Submission Page 2 of 2 Phone#:* Email 1704-474-3184 address:* IBettyharrison@stanlyfixtures.com d. Faciltiy name:* IStanly Fixture, LLC e. Facility address:* Street Address 111635 NC-138 Address Line 2 City State/Province/Region 'Norwood INC Postal/Zip Code Country 128128-7509 IUS Is the FACILITY contact different than the person legally responsible above?* Q Yes QQ No Previous Next Save as Draft https://edocs.deq.nc.gov/Forms/form/resume/167/48324 2/19/2020 •Resume Submission Page 1 of 2 Al .Itt1/4,) - NPDES Permit Name/Ownership Change Request I. Permit Information II. Permit Status III. Requested Change Information IV. Permit Contact Information V. Permit Facility Activities VI. Signature III. Please provide the following for the requested change (revised permit). a. Request for changes is a ® Change in ownership of facility result of:* Q Name Change of the facility or owner b. Permit to be issued to:* IStanly Fixture, LLC Company Name c. Person to be legally responsible for permit: First name:* Middle name: Last name:* !Jeffrey ji:i !Russell Title: !Vice President Permit holder's mailing Street Address address:* IP. O. Box 616 Address Line 2 11635 NC-138 City State/Province/Region (Norwood INC/Stanly Postal/Zip Code Country 128128 IUSA hops://edocs.deq.nc.gov/Forms/foiin/resume/167/48324 2/19/2020 . Resume Submission Page 1 of 2 44.1k NPDES Permit Name/Ownership Change Request Envfranmenfal Qualify I. Permit Information II. Permit Status III. Requested Change Information IV. Permit Contact Information V. Permit Facility Activities VI. Signature Is the PERMIT contact different than the person legally responsible above?* Q Yes Q No IV. Permit contact information (if different form the person legally responsible for the permit) First Name:* Middle Name: Last Name:* (Conrad Jarter Title: 'Environmental Consultant Mailing Address:* Street Address 11784 East Webb Avenue Address Line 2 IP. O. Box 5122 City State/Province/Region !Burlington INC Postal/Zip Code Country 127217-7416 (US Phone#:* 7047467-1310 Email Address:* IEnvirMgt.Conrad@gmail.com Previous Next https://edocs.deq.nc.gov/Forms/foiiii/resume/167/48324 2/19/2020 'Resume Submission Page 2 of 2 Save as Draft https://edocs.deq.nc.gov/Forms/form/resume/167/48324 2/19/2020 , •Resume Submission Page 1 of 1 VIDIA NPDES Permit Name/Ownership Change onmQuality Request I. Permit Information II. Permit Status III. Requested Change Information IV. Permit Contact Information V. Permit Facility Activities VI. Signature V. Will the permitted facility continue to conduct the SAME industrial activities conducted prior to this ownership or name change:* f Yes Q No Previous Next Save as Draft https://edocs.deq.nc.gov/Forms/foiiu/resume/167/48324 2/19/2020 . ' , 'Resume Submission Page 1 of 2 NPDES Permit Name/Ownership Change NOR NO unm M OLINA Request I. Permit Information II. Permit Status III. Requested Change Information IV. Permit Contact Information V. Permit Facility Activities I VI. Signature In the case of an ownership change request, certifications must be signed by both the permit holder prior to the change and the new applicant. For a name change request, the signed Permittee's Certification is sufficient. This completed application is required for both name change and/or ownership change requests. Legal documentation of transfer of ownership (such as relevant pages of a contract deed, or a bill of sale) is required for an ownership change request. Articles of incorporation are not sufficient for an ownership change. File Upload:* Upload supporting documentation for ownership change Upload I Stanly Fixtures- Sale -2019.pdf... 115.02KB X pdf only North Carolina General Statute 143 -215.6 b (i) provides that: Any person who knowingly makes any false statement, representation,or certification in any application, record, report,plan,or other document filed or required to be maintained under this Article or a rule implementing this Article; or who knowingly makes a false statement of a material fact in a rulemaking proceeding or contested case under this Article;or who falsifies,tampers with,or knowingly renders inaccurate any recording or monitoring device or method required to be operated or maintained under this Article or rules of the [Environmental Management] Commission implementing this Article shall be guilty of a Class 2 misdemeanor which may include a fine not to exceed ten thousand dollars($10,000). Permittee Certification: I attest that this application for a name and/or ownership change has been reviewed and is accurate and complete to the best of my knowledge. I understand that if all required parts of this application are not completed, or if all required supporting information is not included, this application will be considered incomplete. https://edocs.deq.nc.gov/Forms/form/resume/167/48324 2/19/2020 .;resume Submission Page 2 of 2 Permittee Signature* ��✓�/ 9n1 I s.. T000 Cud Permit-holder prior to the ownership change, or permit-holder authorizing the name change Applicant Certification: I attest that this application for a name and/or ownership change has been reviewed and is accurate and complete to the best of my knowledge. I understand that if all required parts of this application are not completed, or if all required supporting information is not included, this application will be considered incomplete. Applicant Signature* ,44 , If--Taitfr�e Y YA, kvsx z k o whom the permit is to be transferred Will another person need to complete or sign this form before it can be submitted? No problem! Simply CLICK the "Save as Draft" button below and send the URL link to the other party to access the form. Questions? Call The Stormwater Program at (919) 707-3639 or e-mail Annette Lucas at annette.lucas©ncdenr.gov (mailto:annette.lucas©ncdenr.gov). Previous L I'm not a robot reCAPTCHA Privacy-Terms Submit Save as Draft https://edocs.deq.nc.gov/Forms/foiiii/resume/167/48324 2/19/2020 • BILL OF SALE,ASSIGNMENT AND ASSUMPTION AGREEMENT THIS BILL OF SALE, ASSIGNMENT AND ASSUMPTION AGREEMENT. (this "Agreement")is made as of December 2,2019 effective at 12:01 a.m.(Effective Time),pursuant to that certain Asset Purchase Agreement(tfie"Asset Purchase Agreement")of even date herewith,by and among Stanly Fixtures Acquisition, LLC (the "Seller"), a North Carolina limited liability company with its principal place of business in Stanly County,North Carolina,Toddrey R. Curlee,Boyce E. Thompson, Jerry R. Aldridge and Wayne H. Williams (the"Seller Principals") and Stanly Fixture, LLC, a North Carolina limited liability company(the"Purchaser").The capitalized terms used in this Agreement and not otherwise defined herein shall have the meanings ascribed to such terms in the Asset Purchase Agreement. WHEREAS,the purpose of this Agreement is for the Seller to sell,transfer,convey and deliver unto Purchaser,its successors and assigns,all of Seller's right,title,and interest in and to the Assets as defined in the Asset Purchase Agreement,the Assets being owned by the Seller and used in the operation of the Seller's Business as defined in the Asset Purchase Agreement;and for the Purchaser to purchase the Assets and assume only the Assumed Liabilities as defined in the Asset Purchase Agreement. NOW,THEREFORE,in consideration of Purchaser's payment of the Purchase Price and other good and valuable consideration,the receipt and sufficiency of which are hereby acknowledged, Seller hereby irrevocably assigns,sells,transfers,conveys and delivers to Purchaser,its successors and assigns, free and clear of all Encumbrances and liabilities(including,without limitation,the Excluded Obligations and Liabilities)other than Assumed Liabilities,and Purchaser hereby accepts from Seller,all of Seller's right,title and interest in,to and under all of the Assets(which,for purposes of clarity,includes none of the Excluded Assets). 1. Seller and Seller Principals,jointly and severally,represent,warrant,covenant and agree that Seller (i) owns and holds, and is hereby selling, transferring, conveying, assigning, and delivering to Purchaser, good and marketable title to all of the Assets free and clear of all Encumbrances and liabilities (including, without limitation, the Excluded Obligations and Liabilities) other than Assumed Liabilities all as more particularly set forth in the Asset Purchase Agreement,and(ii)will warrant and defend the title to and the sate of the Assets against all and every person or persons whomsoever claiming against any or all of the same. 2. Seller hereby assigns to Purchaser,and Purchaser hereby assumes from Seller,all WIP Jobs (as defined in the Purchase Agreement)and all liabilities arising after the Effective Time with regard to the assumed customer and vendor contracts identified in the Asset Purchase Agreement, specifically excluding any obligations, liabilities, covenants, commitments and undertakings arising out of or relating to any breach under the Contracts that occurred prior to the Effective Time. 3. At any time and from time to time after the date hereof,at Purchaser's request and without further consideration,Seller shall execute and deliver to Purchaser such other instruments of sale, transfer, conveyance, assignment and confirmation, provide such materials and information and take such other actions as Purchaser may reasonably deem necessary or desirable in order more effectively to transfer,convey and assign to Purchaser,and to confirm Purchaser's title to,all of the Assets,and,to the fullest extent permitted by law,to put Purchaser in actual possession and operating control of the Assets free and clear of all Encumbrances and liabilities(including,without limitation,the Excluded Obligations and Liabilities)and to assist Purchaser in exercising all rights with respect thereto. -3- Stanly Fixtures Acquisition,LLC HOS 4. This Agreement is made pursuant to and in accordance with the Asset Purchase Agreement. Each capitalized term used herein and not otherwise defined herein shall have the meaning ascribed to such term in the Asset Purchase Agreement. Nothing in this Agreement is intended to limit or affect the covenants, representations, and warranties,or other obligations of the parties under the Asset Purchase Agreement and all such covenants, representations, and warranties, and other obligations of the parties under the Asset Purchase Agreement are incorporated herein (and not superseded hereby) and shall survive the delivery of this Agreement. In the event of any conflict between this Agreement and the Asset Purchase Agreement,the Asset Purchase Agreement shall control. 5. No person other than Seller or Purchaser,or their respective successors and assigns,shall have any rights under this Agreement or the provisions contained herein. This Agreement may be executed in one or more counterparts,including electronic in a form like.pdf counterparts,each of which shall be deemed an original but all of which,taken together,shall constitute one and the same instrument. Delivery of an executed counterpart of this Agreement via electronic in a form like.pdf transmission shall be equally as effective as delivery of an original executed counterpart.This Agreement shall be governed by and construed in accordance with the laws of the State of North Carolina, without regard to the conflict of law principles of any jurisdiction. (signatures on following page) -3- Stanly Fixtures Acquisition,LLC BOS IN WITNESS WHEREOF,the parties have executed this Agreement under seal effective as of the date first above written. SELLER: PURCHASER: Stanly/Fixtures Acquisition,LLC Stanly Fixture,LLC By: �1 C2/ cfh By: Name: Bl a E.Thompson,M u alter Name:Don M.Russell Title:Manager SELLER PRINCIPALS: By: Nam • oddr(;y R.Curlr�e By: _ //'_7 N o ce E.Thompson By: Name: erry Aldridge By: Name Way e H.Wi liams [Signature Page to Bill of Sale] -3- Stanly Fixtures Acquisition,LLC BOS