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HomeMy WebLinkAbout20200021 Ver 1_Technical Proposal_20191025CLEAR WATER MITIGATION SOLUTIONS 4 August 13, 2019 Proposal Number: 16-007878 NCDEQ-Division of Mitigation Services Attn: Marjorie Barber 217 West Jones Street, Suite 3409-J Raleigh, North Carolina 27603 Dear Ms. Barber: Clearwater Mitigation Solutions, LLC (CMS), a North Carolina Limited Liability Company, presents the following proposal to provide stream and riparian wetland mitigation credits in the Yadkin River Basin, (Cataloging Unit 03040103) in response to RFP #16-007878, with a site known as the Bull Chute Stream and Riparian Wetland Mitigation Site. The team assembled for this project is led by Clearwater Mitigation Solutions and includes the multi- disciplinary expertise of Axiom Environmental, Inc. (AXE) and Wes Newell providing construction management. This proposal includes one signed, original technical proposal, four photo copies of the technical proposal, and one USB flash drive containing one redacted copy of the technical proposal and ArcGIS shapefiles of the proposed project boundaries. The two cost proposal options have been submitted in a separate sealed envelope. Two options for the project are proposed for mitigation credit generation: Option 1 encompasses the entire 48.3 acres easement area and can produce 9,233 SMUs and 6.1 WMUs. Option 2 is comprised of 32.3 acres of the 48.3 acre easement area, and can yield a minimum of 7,000 SMUs and 1.0 WMU, representing the requested mitigation credits in RFP #16-007878. It should be noted that Option 2 can produce up to 7,583 SMUs and 4.1 WMUs within the 32.3 acre easement area. Figure 5 (Appendix A) depicts the proposed easement areas for Option 1 and Option 2. Both options provide for restoration and protection of aquatic resources with a conservation easement and will result in net gains in hydrology, water quality, and habitat functions at the Site. The following technical proposal describes the entire 48.3 acre easement area, which encompasses Option 1 and Option 2. Stream Mitigation Units (SMU) Riparian Wetland Mitigation Units (WMU) Option 1 9,233 SMUs 6.1 WMUs Option 2 7,000 SMUs 1.0 WMU Mitigation credits are to be generated via the restoration and enhancement (level I, level II, and level III) of Unnamed Tributaries (UTs) to Caraway Creek, in addition to the reestablishment, rehabilitation, and enhancement of adjacent riparian wetlands. Clearwater Mitigation Solutions 604 Macon PI. Raleigh, NC 27609 919-624-6901 CLEAR WATER MITIGATION SOL UTIONS Longhorn Riparian Buffer Mitigation Site RFP # 16-007703 The proposed project promotes the watershed goals identified in the Lower Yadkin Pee - Dee River Basin Restoration Plan (RBRP) (NCEEP 2009) and the Upper Uwharrie Local Watershed Plan (NCEEP 2005) by continuing watershed improvement efforts, improving management of stormwater runoff, preserving active floodplains, and protecting and enhancing aquatic habitat. Our team stands ready to assist with your mitigation needs with the Bull Chute Mitigation Site. The team has thoroughly read the RFP, and execution pages and fully understands the language, requirements, and conditions, therein. Upon review of our submittal, we trust you will find our qualifications and proposed site commensurate with your requirements. We look forward to addressing any questions or comments you may have and the opportunity to work with you in the near future. Sincerely, Kevin Yates Principal Clearwater Mitigation Solutions 604 Macon Pl. Raleigh, NC 27609 919-624-6901 Bull Chute Stream and Riparian Wetland Mitigation Site Randolph County, NC Full Delivery Proposal to Provide Stream and Riparian Wetland Mitigation Credits for Cataloging Unit 03040103 of the Yadkin River Basin RFP #16-007878 Clearwater Mitigation Solutions 604 Macon Place Raleigh, North Carolina Authorized Representative: Mr. Kevin Yates Phone: 919-624-6901 CLE9 R f .A TER 3LITIG.I 170-V SOL L.7'I'IOl'� S 4 August 13, 2019 (This page intentionally left blank) 0 �,1, �STATF 0,, �FSSE QUA/ STATE OF NORTH CAROLINA Request for Proposal # 16-007878 For internal State agency processing, including tabulation of proposals in the Interactive Purchasing System (IPS), please provide your company's Federal Employer Identification Number or alternate identification number (e.g. Social Security Number). Pursuant to G.S. 132-1.10(b) this identification number shall not be released to the public. This page will be removed and shredded, or otherwise kept confidential, before the procurement file is made available for public inspection. This page is to be filled out and returned with your proposal. Failure to do so may subject your proposal to rejection. ID Number: Federal ID Number or Social Security Number Vendor Name Sealed, mailed or hand delivered responses ONLY will be accepted for this solicitation. Ver: 12/3/18 (This page intentionally left blank) STATE OF NORTH CAROLINA Department of Environmental Quality Refer ALL Inquiries regarding this RFP to: Request for Proposal #: 16-007878 Marjorie Barber Mariorie.barber@.U.cdenr.gov Proposals will be publicly opened: August 13, 2019 T19) 707.8451 Contract Type: Open Market Using Agency: Division of Mitigation Services Commodity No. and ❑escription:962-73 Requisition No.: NIA Restoration 1 Reclamation Services of Land and other Properties EXECUTION In compliance with this Request for Proposals (RFP), and subject to all the conditions herein, the undersigned Vendor offers and agrees to furnish and deliver any or all items upon which prices are bid, at the prices set opposite each item within the time specified herein. By executing this proposal, the undersigned Vendor certifies that this proposal is submitted competitively and without collusion (G.S. 143-54), that none of its officers, directors, or owners of an unincorporated business entity has been convicted of any violations of Chapter 78A of the General Statutes, the Securities Act of 1933, or the Securities Exchange Act of 1934 (G.S. 143-59.2), and that it is not an ineligible Vendor as set forth in G.S. 143-59A . False certification is a Class 1 felony. Furthermore, by executing this proposal, the undersigned certifies to the best of Vendor's knowledge and belief, that it and its principals are not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any Federal or State department or agency. As required by G.S. 143-48,5, the undersigned Vendor certifies that it, and each of its sub -Contractors for any Contract awarded as a result of this RFP, complies with the requirements of Article 2 of Chapter 64 of the NC General Statutes, including the requirement for each employer with more than 25 employees in North Carolina to verify the work authorization of its employees through the federal E-Verity system. G.S. 133-32 and Executive Order 24 (2009) prohibit the offer to, or acceptance by, any State Employee associated with the preparing plans, specifications, estimates for public Contract; or awarding or administering public Contracts; or inspecting or supervising delivery of the public Contract of any gift from anyone with a Contract with the State, or from any person seeking to do business with the State. By execution of this response to the RFP, the undersigned certifies, for your entire organization and its employees or agents, that you are not aware that any such gift has been offered, accepted, or promised by any employees of your organization. Failure to execute/sign proposal prior to submittal shall render proposal invalid and it WILL BE REJECTED. Late proposals cannot be accepted. COMPLETE/FORMAL NAME OF VENDOR: Clearwater Mitigation Solutions, LLC STREET ADDRESS: 604 Macon Place P.O. BOX: ZIP: CITY & STATE & ZIP: TELEPHONE NUMBER: TOLL FREE TEL. NO: Raleigh, INC 27609 919-624-6901 PRINCIPAL PLACE OF BUSINESS ADDRESS IF DIFFERENT FROM ABOVE (SEE INSTRUCTIONS TO VENDORS ITEM #12): PRINT NAME & TITLE OF PERSON SIGNING ON BEHALF OF VENDOR: FAX NUMBER: Kevin Yates, Principal I VENDOR' U HORIZED iGNATURE": DATE: EMAIL: 08/13/2019 clearwatermitigation@gmail.com Offer valid for at leas 18Q days from date of proposal opening. After this time, any withdrawal of offer shall be made in writing, effective upon receipt by the agency issuing this RFP. ACCEPTANCE OF PROPOSAL If any or all parts of this proposal are accepted by the State of North Carolina, an authorized representative of the Department of Environmental Quality shall affix his/her signature hereto and this document and all provisions of this Request for Proposal along with the Vendor proposal response and the written results of any negotiations shall then constitute the written agreement between the parties. A copy of this acceptance will be forwarded to the successful Vendor(s). FOR STATE USE ONLY: Offer accept and Contract awarded this day of , 2019, as indicated on the attached certification, by (Authorized Representative of Department of Environmental Quality) Ver: 1213/18 (This page intentionally left blank) Proposal Number: 16-007878 Vendor: ATTACHMENT D: LOCATION OF WORKERS UTILIZED BY VENDOR In accordance with NC General Statute 143-59.4, the Vendor shall detail the location(s) at which performance will occur, as well as the manner in which it intends to utilize resources or workers outside of the United States in the performance of this Contract. The State will evaluate the additional risks, costs, and other factors associated with such utilization prior to making an award. Please complete items a, b, and c below. a) Will any work under this Contract be performed outside the United States? ❑ YES ❑ NO If the Vendor answered "YES" above, Vendor must complete items 1 and 2 below: List the location(s) outside the United States where work under this Contract will be performed by the Vendor, any sub -Contractors, employees, or other persons performing work under the Contract: 2. Describe the corporate structure and location of corporate employees and activities of the Vendor, its affiliates or any other sub -Contractors that will perform work outside the U.S.: b) The Vendor agrees to provide notice, in writing to the State, of the relocation of the Vendor, employees of the Vendor, sub -Contractors of the Vendor, or other persons ❑ YES ❑ NO performing services under the Contract outside of the United States NOTE: All Vendor or sub -Contractor personnel providing call or contact center services to the State of North Carolina under the Contract shall disclose to inbound callers the location from which the call or contact center services are being provided. c) Identify all U.S. locations at which performance will occur: Ver: 10/23/18 Page 38 of 41 (This page intentionally left blank) Proposal Number: 16-00787$ Vendor: GLEARWATER MITIGATION SOLUTIONS, LLC ATTACHMENT E: CERTIFICATION OF FINANCIAL CONDITION Name of Vendor- GLEARWATER MITIGATION SOLUTIONS, LLC The undersigned hereby certifies that: [check all applicable boxes] ® The Vendor is in sound financial condition and, if applicable, has received an unqualified audit opinion for the latest audit of its financial statements. 05 / 28 / 2019 Date of latest audit: ® The Vendor has no outstanding liabilities, including tax and judgment liens, to the Internal Revenue Service or any other government entity. ® The Vendor is current in all amounts due for payments of federal and state taxes and required employment - related contributions and withholdings. ® The Vendor is not the subject of any current litigation or findings of noncompliance under federal or state law. The Vendor has not been the subject of any past or current litigation, findings in any past litigation, or findings of noncompliance under federal or state law that may impact in any way its ability to fulfill the requirements of this Contract. ® He or she is authorized to make the foregoing statements on behalf of the Vendor. Note: This is a continuing certification and Vendor shall notify the Contract Lead within 15 days of any material change to any of the representations made herein. If any one or more of the foregoing boxes is NOT checked, Vendor shall explain the reason in the space below: - - K usf 3 a!`, Signature Date Kevin Yates Principal Printed Name Title [This Certification must be signed by an individual authorized to speak for the Vendor] Ver: 10/23118 Page 39 of 41 (This page intentionally left blank) Proposal Number: 16-007878 Vendor. - ATTACHMENT F: SUPPLEMENTAL VENDOR INFORMATION HISTORICALLY UNDERUTILIZED BUSINESSES Historically Underutilized Businesses (HUBs) consist of minority, women and disabled business firms that are at least fifty-one percent owned and operated by an individual(s) of the categories. Also included in this category are disabled business enterprises and non-profit work centers for the blind and severely disabled. Pursuant to G.S. 143B-1361(a), 143-48 and 143-128.4, the State invites and encourages participation in this procurement process by businesses owned by minorities, women, disabled, disabled business enterprises and non- profit work centers for the blind and severely disabled. This includes utilizing subcontractors to perform the required functions in this RFP. Any questions concerning NC HUB certification, contact the North Carolina Office of Historically Underutilized Businesses at (919) 807-2330. The Vendor shall respond to question #1 and #2 below. a) Is Vendor a Historically Underutilized Business? ❑ Yes ❑ No b) Is Vendor Certified with North Carolina as a Historically Underutilized Business? ❑ Yes ❑ No If so, state HUB classification: Ver: 10/23/18 Page 40 of 41 (This page intentionally left blank) Proposal Number: 16-007878 Vendor. - ATTACHMENT G: VENDOR'S INFORMATION Vendors Primary Contact (or Project Manager) Name: Agency: Title: Address: City: State/ Zip: Telephone: Fax: Email: Vendors Execution Address (Where the contract should be mailed for signature) Name: Agency: Title: Address: City: State/ Zip: Telephone: Fax: Email: Vendors Payment (Remit To) Address (Where the checks should be mailed (This address should agree with the "Remit -To" address associated with the Vendor's Tax ID. This information must be verified with the Vendor's Corporate Accounting Office) Name: Agency: Title: Address: City: State/ Zip: Telephone: Fax: Email: Ver: 10/23/18 Page 41 of 41 (This page intentionally left blank) Table of Contents SectionD. Executive Summary..................................................................................................................... i Section E. Corporate Background and Experience.......................................................................................1 El. Project Team.......................................................................................................................................1 E2. Office Locations................................................................................................................................. 2 E3. Key Staff............................................................................................................................................. 2 E4. Similar Project Experience................................................................................................................. 5 E5. DBE/HUB Participation...................................................................................................................10 Section F. Project Organization..................................................................................................................10 Section G. Technical Approach..................................................................................................................12 G1. Project Goals and Objectives...........................................................................................................12 G2. Project Description...........................................................................................................................16 ASite Location...............................................................................................................................16 B Watershed and Water Quality Classification..............................................................................16 C Physiography, Geology, and Soils..............................................................................................16 D Existing Stream Conditions........................................................................................................17 ECultural Resources......................................................................................................................19 F Threatened and Endangered Species........................................................................................... 20 GSite Constraints........................................................................................................................... 20 G3. Project Development........................................................................................................................ 21 AStream Restoration...................................................................................................................... 21 BStream Enhancement (Level 1)................................................................................................... 22 CStream Enhancement (Level I1).................................................................................................. 22 D Stream Enhancement (Level III).................................................................................................22 E Wetland Reestablishment............................................................................................................23 FWetland Enhancement................................................................................................................ 23 GWetland Rehabilitation............................................................................................................... 24 FRiparian Restoration................................................................................................................... 24 G Fence / Easement Marking.......................................................................................................... 25 H Nuisance Species Management...................................................................................................25 G4. Proposed Mitigation.........................................................................................................................25 G5. Current Ownership and Long -Term Protection............................................................................... 26 G6. Project Phasing................................................................................................................................. 26 G7. Success Criteria................................................................................................................................26 A Stream Success Criteria.............................................................................................................. 27 B Wetland Success Criteria............................................................................................................ 27 C Vegetation Success Criteria........................................................................................................ 27 G8. Quality Control................................................................................................................................28 G9. References........................................................................................................................................30 Response for Request for Proposal #16-007878 Table of Contents I Tables Table1. NC SAM Summary.................................................................................................................. Table2. NC WAM Summary................................................................................................................. Table 3. Targeted Functions, Goals, Objectives, and Uplift Evaluation ............................................... Table4. Site Soils.................................................................................................................................. Table 5. Stream Attribute Summary..................................................................................................... Table 6. Essential Morphology Parameters......................................................................................... Table 7. BEHI and NBS Modeling Summary......................................................................................... Table 8. Threatened and Endangered Species for Randolph County .................................................. Table 9. Individual Reach Descriptions and Functional Uplift.............................................................. Table 10. Mitigation Activities and Credit Potential Summary............................................................ Table11. Current Parcel Ownership..................................................................................................... Table12. Project Timeline.................................................................................................................... Appendices Appendix A. Figures Figure 1. Site Location Figure 2. Hydrologic Unit Map Figure 3. Topography and Drainage Area Figure 4. Existing Conditions & Soils Figure 5. Proposed Conditions Figure 6. Historic Aerial Photographs Appendix B. Stream & Wetland Data NCSAM Results NCWAM Results NCDWR Forms Cross -sections Sediment Analysis Data Soil Boring Log Appendix C. Site Photographs Appendix D. Natural Heritage Program Report Appendix E. Signed Option Agreement & Landowner Agent Authorization Form Appendix F. Resumes (Project Manager & Key Personnel) Appendix G. Technical Proposal Score Sheet 13 14 15 17 17 18 19 20 22 25 26 26 Response for Request for Proposal #16-007878 Table of Contents Section D. Executive Summary Clearwater Mitigation Solutions, LLC (CMS), a North Carolina Limited Liability Company, presents the following proposal to provide stream and riparian wetland mitigation credits in the Yadkin River Basin, (Cataloging Unit 03040103) in response to RFP #16-007878, with a site known as the Bull Chute Stream and Riparian Wetland Mitigation Site. The team assembled for this project is led by Clearwater Mitigation Solutions and includes the multi -disciplinary expertise of Axiom Environmental, Inc. (AXE) and Wes Newell providing construction management. CMS has secured a real estate option agreements for the purchase of easement rights on eight parcels in Randolph County, North Carolina, neartheTown of Sophia. Two options forthe project are proposed for credit generation: Option 1 encompasses the entire 48.3 acres easement area and can produce 9,233 SMUs and 6.1 WMUs. Option 2 is comprised of 32.3 acres of the 48.3 acre easement area, and can yield a minimum of 7,000 SMUs and 1.0 WMU, representing the requested mitigation credits in RFP #16-007878. It should be noted that Option 2 can produce up to 7,583 SMUs and 4.1 WMUs within the 32.3 acre easement area. Figure 5 (Appendix A) depicts the proposed easement areas for Option 1 and Option 2. The project area for both options is currently and historically agricultural land used for livestock grazing and hay production. Both options provide for restoration and protection of aquatic resources with a conservation easement and will result in net gains in hydrology, water quality, and habitat functions at the Site. Stream Mitigation Units (SMU) Riparian Wetland Mitigation Units (WMU) Option 1 9,233 SMUs 6.1 WMUs Option 2 7,000 SMUs 1.0 WMUs Mitigation credits are to be generated via the restoration and enhancement (level I, level II, and level III) of Unnamed Tributaries (UTs) to Caraway Creek, in addition to the reestablishment, rehabilitation, and enhancement of adjacent riparian wetlands. The proposed project promotes the watershed goals identified in the Lower Yadkin Pee -Dee River Basin Restoration Plan (RBRP) (NCEEP 2009) and the Upper Uwharrie Local Watershed Plan (NCEEP 2005) by continuing watershed improvement efforts, improving management of stormwater runoff, preserving active floodplains, and protecting and enhancing aquatic habitat. The proposed Site mitigation quantities and credits are outlined in the following table. Response for Request for Proposal #16-007878 Section D — Executive Summary Page li Option 1: Stream and Wetland Mitigation Summary Stream Mitigation Type Type Linear Feet Mitigation Ratio SMUs Restoration Priority 1 8055 1:1 8055.0 Enhancement Level 1 871 1.5:1 580.7 Enhancement Level 11 1426 2.5:1 570.4 Enhancement Level 111 2024 -1754* = 270 10:1 27.0 Totals 12,376 linear feet 9233 SMUs Wetland Mitigation Type Type Acreage Mitigation Ratio Riparian Riverine WMU Reestablishment Riparian Riverine 4.1 1:1 4.1 Enhancement Riparian Riverine 1.2 2:1 0.6 Rehabilitation Riparian Riverine 2.1 1.5:1 1.4 Totals 7.4 acres 6.1 WMUs * There are no SMUs requested or proposed for UT 5 (1,754 If). Option 2: Stream and Wetland Mitigation Summary Stream Mitigation Type Type Linear Feet Mitigation Ratio SMUs Restoration Priority 1 6833 1:1 6833.0 Enhancement Level 1 229 1.5:1 152.7 Enhancement Level II 1426 2.5:1 570.4 Enhancement Level III 270 10:1 27.0 Totals 8758 linear feet 7583 SMUs (minimum 7000 SMUs) Wetland Mitigation Type Type Acreage Mitigation Ratio Riparian Riverine WMU Reestablishment Riparian Riverine 2.4 1:1 2.4 Enhancement Riparian Riverine 0.8 2:1 0.4 Rehabilitation Riparian Riverine 1.9 1.5:1 1.3 Totals 5.1 acres 4.1 WMUs (minimum 1.0 WMUs) The following technical proposal describes the entire 48.3 acre easement area, which encompasses Option 1 and Option 2. Section E. Corporate Background and Experience E1. Proiect Team The team assembled for this project is led by Clearwater Mitigation Solutions and includes the multi- disciplinary expertise of Axiom Environmental, Inc. (AXE) and Wes Newell. The team has been established to provide the North Carolina Division of Mitigation Services (DMS) successful implementation of this stream and wetland mitigation project by providing turnkey services including site identification, land acquisition, planning and assessment, design, permitting, construction management, performance monitoring, remedial action, and financial planning. Clearwater Mitigation Solutions, LLC (CMS), a North Carolina Limited Liability Company, was founded in 2015, but has over 17 years of experience in water resources consulting, regulatory experience, environmental site investigations, mitigation plan development, permitting, implementation, and monitoring, with proven ability to carry out large-scale ecological restoration projects. CMS has worked on a broad range of projects in the public and private sector over the years, which has provided for a well- rounded approach to problem solving and a unique ability to manage the complex needs of ecological restoration projects. Axiom Environmental, Inc. (AXE) is based in Raleigh, North Carolina and provides environmental services throughout the eastern US. The AXE team of professionals consists of Licensed Soil Scientists, Professional Wetland Scientists, a Licensed Wildlife Damage Control Agent, a geologist, botanists, biologists, and mitigation design specialists. AXE offers services in support of the National Environmental Policy Act (NEPA), State Environmental Policy Act (SEPA), Clean Water Act, and Endangered Species Act. These services cover a wide range of activities including: - Stream and Wetland Restoration Design - Environmental Permitting - Ecological Surveys - Biological Assessments - H2O Quality Sampling - NEPA/SEPA Documentation - Transportation Environmental Studies - Protected Species Assessments - Stream and Wetland Delineations - Buffer Determinations - Mitigation Banking - Mitigation Site Searches - Feasibility Studies - Mitigation Monitoring - Construction Plan Development anc Oversight - Construction Implementation - Benthic Macroinvertebrate Surveys - Coastal Studies - Submerged Aquatic Vegetation Surveys - Forest Service Plant and Animal Surveys - Comprehensive Plant and Animal Surveys Response for Request for Proposal #16-007878 Page 11 Section E — Corporate Background and Experience E2. Office Locations • Clearwater Mitigation Solution's office is located at 604 Macon Place in Raleigh, North Carolina. • Axiom Environmental, Inc.'s office is location at 218 Snow Avenue in Raleigh, North Carolina. E3. Key Staff The key staff assigned to the project offer the DMS a qualified and experienced group of professionals dedicated to providing the highest quality services and technical expertise in the field of stream and wetland mitigation. Our team's past record of successful work performance is directly attributed to our ability to work interactively on multi -disciplined projects in concert with clients, agencies, and stakeholders, and demonstrates our commitment and capabilities to undertake projects involving a variety of environmental, engineering, and ecological challenges. The team's combined years of experience will result in internal efficiencies, quality deliverables and an invaluable working knowledge of the State's mitigation program. Our team is prepared to complete all tasks on the proposed project in an innovative, cost effective, and timely manner. Project Manager Qualifications and Experience CMS recognizes that the Project Manager will serve an important role on a full delivery project. An individual with a broad range of skills linking together budgetary and personnel management with all the components of a restoration project (assessment, survey, design, construction, permitting, monitoring, agency and credit delivery) will be needed to successfully oversee and implement this project. The individual will also need to be experienced in completing large scale restoration projects with time -sensitive design and construction deliverables. CMS's project manager on this project will be Kevin Yates. Mr. Yates has over 17 years of experience in water resources, stream, wetlands, stormwater, riparian buffer, environmental restoration, and mitigation. Mr. Yates began working for the US Army Corps of Engineers, Wilmington District in 2001, while attending graduate school at the University of North Carolina at Wilmington, graduating with a Masters of Marine Science in 2004. During this period, Mr. Yates worked as an intern in the USACE Wilmington Regulatory Field Office and full-time in the USACE Raleigh Regulatory Field Office as a Regulatory Project Manager through May 2005. Mr. Yates went into private environmental consulting in 2005, with a large multi -disciplinary engineering/design firm, McAdams Company, based in Durham, North Carolina. Mr. Yates was awarded the McAdams Company trailblazer award in 2006 for chartering and leading these new environmental consulting services for the firm, where he served as the Senior Environmental Consultant and Project Manager through 2018. For the natural resources group at McAdams, Mr. Yates managed staffing, budgeting, billing, project Response for Request for Proposal #16-007878 Section E — Corporate Background and Experience Page 12 scheduling, environmental field investigations, (including stream, wetland, buffer investigations), and any required wetland, stream, and riparian buffer permitting (through USACE/DWR/CAMA). In addition, Mr. Yates prepared and implemented compensatory mitigation plans, prepared environmental assessment documents under NEPA/SEPA requirements, and was routinely asked to review and comment on pending federal and state legislation, as well as local ordinances. Mr. Yates has worked on a broad range of projects during his tenure at McAdams which has helped to give him a well-rounded approach to problem solving and a unique ability to manage the complex needs of large-scale restoration projects. Equipped with first-hand knowledge of assessment techniques, design understanding and construction management and implementation experience, Mr. Yates has been challenged to manage the design and construction elements of various environmental mitigation projects completed in both urban and rural settings. More recently, Mr. Yates formed Clearwater Mitigation Solutions in 2015 and has since developed and managed a $2.1 million, 71-acre turn -key riparian and non -riparian wetland mitigation site known as the Lowlands Wetland Mitigation Site, in the Hydrologic Unit 03020201(Neuse 01) service area. CMS is currently under contract with DMS on two full -delivery riparian buffer mitigation sites, known as the Wingfoot Site in Pitt County and the Longhorn Site in Randolph County. Mr. Yates' philosophy on developing successful environmental design and construction projects is to promote ownership of the project from the ground up. This involves informing and training contractors, landowners, regulatory staff, project owners and other project stakeholders through diligent communication and involvement. As an owner/operator, Mr. Yates understands that the keyto managing large scale projects with aggressivetime requirements isto stay in front of potential problems, foster active partnering among team members, and to surround yourself with hard working, skilled individuals who all have a stake in the success of the project. The CMS / AXE Team has been formed with these factors in mind and will be dedicated to the success of the project. Response for Request for Proposal #16-007878 Page 13 Section E — Corporate Background and Experience Axiom Environmental, Inc. — Kev Personnel Team Member/ Professional Licenses/Certificates Professional Training W. Grant Lewis (Principal -in -Charge) • NRCS Licensed Soil Scientist (#1233), State of North Carolina Years' Experience: 25+ • Professional Wetland Scientist Certification, January 2002 • Applied Fluvial Geomorphology (Rosgen Level I, 11, III, and IV) NRCS Licensed Soil Scientist #1233 • NS/CSX Roadway Worker Protection Training — 2016 • USACE Regulatory Road Show — March 2010 • N.C. Division of Water Quality Intermittent and Perennial Stream Identification for Riparian Buffer Rules— North Carolina, 2010 • CVS Vegetation Monitoring & Survey Protocol Levels 2 & 3, 2006-2007 • Certified Stormwater BMP Inspection & Maintenance Professional, 2007 • Basic Processes in Hydric Soils, 2009 Kenan Jernigan (Project Scientist) • NC Stream Assessment Method Certification, 2017 Years' Experience: 9 • U.S. Army Corps of Engineers Wilmington District Regulatory Workshop, 2016 • NC Surface Water Identification Training and Certification (SWITC), 2014 • ArcGIS 10, 2012 • NC Wetland Assessment Method Certification, 2012 • Natural Community and Rare Plants Identification Workshops, 2012 and 2013 • NS/CSX Roadway Worker Protection Training, 2016 Corri Faquin (Senior Project Manager) • USACE Permitting Workshop, 2001 Years' Experience: 18 • Rare Plant Identification Workshops, 2001 and 2003 • Delineation of Piedmont and Coastal Plain Jurisdictional Wetlands, 2002 • NCDWQ Express Permit Training, 2004 • Fluvial Geomorphic Principles (Rosgen) Training, Level 1-11, 2004 • Introduction to Taxonomy and Pollution Ecology of Aquatic Insects, 2006 • Certified Stormwater BMP Inspection & Maintenance Professional (#462), 2007 • CVS Vegetation Monitoring & Survey Protocol, 2008 • USACE Regulatory Road Show, 2010 • Stream Id for Regulatory Application, 2004 & 2010 • NS/CSX Roadway Worker Protection Training, 2014 Phillip Perkinson (Project Scientist) • NC Stream Assessment Method Certification, 2017 Years' Experience: 10 • U.S. Army Corps of Engineers Wilmington District Regulatory Workshop, 2016 • N.C. Division of Water Quality Intermittent and Perennial Stream Identification North Carolina Well Contractors Class A for Riparian Buffer Rules — North Carolina, 2010 License #3526 • USACE Regulatory Road Show, 2010 Licensed Wildlife Damage Control Agent • NS/CSX Roadway Worker Protection Training, 2016 • Basic Processes in Hydric Soils, 2009 • NC Wetland Assessment Method Certification, 2012 Additional Team Members & Sub -Contractors Wes Newell • Masters Degree, Landscape Ecosystem Classification and Ecosystem Hydrology Years' Experience: 30 • N.C. Registry of Certified Professional Soil Scientists (NCRCPS) • Level 4 Rosgen River Restoration and Natural Channel Design NRCS Licensed Soil Scientist • Professional Wetland Scientist Professional Wetland Scientist • Hydrogeomorphic (HGM) Wetland Functional Assessment • ArcView GIs and Microstation / AutoCadd Proficiency As former president of Backwater Environmental, Wes Newell brings 30 years of experience in design, implementation, and construction of stream, wetland, and environmental mitigation projects. Mr. Newell will provide and assist CMS with technical consulting, oversight, and management during construction. It is anticipated that K2 Design Group (John Rudolph) will provide survey data and produce conservation easement plat and Bailey Dixon (Robert Merritt) will provide legal, title work, and closing documents. Response for Request for Proposal #16-007878 Page 14 Section E — Corporate Background and Experience E4. Similar Proiect Experience Clearwater Mitigation Solutions The following project summaries highlight recent mitigation projects completed by CMS in North Carolina: Lowlands Wetland Mitigation Site (Johnston County, North Carolina) Clearwater Mitigation Solutions' (CMS) Lowlands Wetland Mitigation Site is a 71-acre, turn -key project which will provide wetland mitigation credits to Dominion Energy Transmission, Inc. (DETI) as part of DETI's Permittee Responsible Mitigation Plan (PRM) to compensate for unavoidable impacts to wetlands associated with the Atlantic Coast Pipeline Project (ACP), within the Hydrologic Unit 03020201 (Neuse 01) service area. All wetland mitigation units generated within the Site are to be utilized by DETI for the ACP within this service area. The project area is approximately 71.2 acres, of which 65.3 acres will include some form of wetland re-establishment, enhancement, or preservation with the remaining 5.9-acres of uplands and non- credit area to be included within the overall conservation easement as an upland buffer. CMS identified the site, which comprised multiple land owners, negotiated with land owners, conducted initial groundwater level monitoring, identified and coordinated all survey items, helped develop and coordinate contracts with DETI's legal team and the CMS legal team, developed a mitigation plan along with the design team which was approved by the USACE in 2017 as part of DETI's compensatory mitigation plan for the ACP. Clearwater Holdings I, a subsidiary of CMS, acquired the conservation easement, with CMS overseeing construction and planting in early 2018. Construction was completed in February 2018, with the goal to re-establish 23.1-acres of riparian wetlands, enhance 5.1 acres of riparian and 14.3 acres of non -riparian wetlands, and preserve 22.8-acres of non -riparian wetlands within the Site producing 24.25 riparian and 9.33 non -riparian wetland mitigation units (WMUs). The as -built data collection and survey has been completed and the site has been set-up for seven years of monitoring through 2024. CMS has met all milestones and submittal requirements on time and on schedule to DETI through the life of the project thus far. Year 1 monitoring is complete with all hydrology wells and vegetation plots meeting minimum success criteria. Client Reference: DE I I - Spencer I richell (8U4) //1-3000 Engineer Reference: Josh Allen, PE (919) 361-5000 Contractor Reference: Wes Newell, Backwater Environmental (919)-523-4375 Principal in Charge: Kevin Yates Project Manager: Kevin Yates Value: $2.1 Million Response for Request for Proposal #16-007878 Page 15 Section E — Corporate Background and Experience Campus Drive Stream Restoration Site (Duke Universitv Main Campus. Durham, North Carolina On behalf of Duke University, CMS staff served as 'k' ! '' the lead consultant for environmental site .J investigations, mitigation plan development, w3 - `� ' •' permitting, implementation, and monitoring of the Duke University Campus Drive Stream Mitigation Project, as part of their compensatory ' mitigation conditions of a 404/401 Individual Permit. The project area consists of an unnamed tributary to Sandy Creek, running along Campus Drive, within Duke University's Main Campus, 9 which ultimately drains to Jordan Lake within the Cape Fear (HUC 03030002). The project included restoration and enhancement of approximately 3,249 linear feet of existing highly degraded and poorly functioning perennial stream channel for a total of 2,941 stream mitigation units (SMUs), within Duke University's Main Campus. The project also ties into existing Clean Water Management Trust Fund stream restoration projects downstream of the same unnamed tributary, which will incorporate a more watershed -based design approach. The Campus Drive stream restoration project created an approximate 9,500 linear foot corridor of restored stream and riparian corridor, from Campus Drive to the Duke University golf course, protected in perpetuity. CMS staff worked with Durham County Soil and Water Conservation District which agreed to hold the Conservation Easement to provide, third -party, long-term assurance to the success of the project. Although this is an urbanized setting, most of the impervious surface within the watershed is built -out and there would be little to no new impervious surface draining to the proposed project. The restoration plan also incorporated stormwater management devices, plunge pools, and stormwater wetlands in locations along the mitigation corridor where stormwater runoff is currently untreated. Due to the challenging conditions of stream restoration in the Triassic basin, the riparian areas were initially planted with larger 5 and 10-gallon trees which promoted channel stability, flood attenuation and a vegetated buffer which intercepts overland stormwater. Response for Request for Proposal #16-007878 Page 16 Section E — Corporate Background and Experience Client Reference: Duke Facilities Management Dept. — Ryan Lavinder (804) 771- 3000 Engineer Reference: Josh Allen, PE (919) 361-5000 Project Manager: Kevin Yates Value: Undisclosed Jordan Lake Nutrient Banks - Orange County, North Carolina (Cape Fear HUC 03030002) CMS staff worked with Mid Atlantic Mitigation (later purchased by EBX, then subsequently by RES) to bring to market the first two official nutrient mitigation banks within the Jordan Lake watershed. CMS staff was involved in all aspects of development of these banks, including development of the Umbrella Mitigation Banking Instrument and approvals of that instrument through the NC Division of Water Resources (formerly DWQ). CMS was responsible for all site searches, including development of a priority rating system for each of the sites. CMS staff was involved on property owner negotiation and ar k MEW, �. % easement acquisition, and was responsible for making initial contact with each landowner to gauge interest in the project. Once a site was identified, CMS staff assisted in providing all technical resources to complete design, permitting, and easement recordation. After construction, CMS staff assisted in completion of the as -built requirements, initial monitoring setup, and monitoring during the required monitoring period. Client: Mid -Atlantic Mitigation / EBX Engineer Reference: Amos Clark, PE (919) 361-5000 Project Manager: Amos Clark / Kevin Yates Value: Undisclosed Response for Request for Proposal #16-007878 Page 17 Section E — Corporate Background and Experience Axiom Environmental, Inc. Axiom Environmental, Inc. (AXE) has extensive experience with mitigation services throughout North Carolina for over 20 years. The following summarizes AXE contracts with NC DMS and indicates which tasks were completed for each project including site design, construction oversight, baseline monitoring, annual monitoring, closeout services, and IRT involvement. NCDMS Contracts Detailed Plan/ Site Design Construction Oversight As -Built Baseline Monitoring Annual Monitoring Closeout IRT Jumping Run Cr MY5 Howell Woods MY5-7 2010 x Smith & Austin MY4-5 2008 Terrible Creek 2008 x 2008 MY1-5 2013 Camp Lejeune MY5 Clayhill Farms 2006 MY1-5 2011 x Grove Cr 2007 MY1-5 2012 x Sturgeon City MY2-5 2009 Bold Run MY2-5 2012 x Charles Run MY2-5 2012 x Goldsboro Housing MY1-5 2014 Goose Cr MY1-5 2014 Norwood Gainey MY3-5 2012 UT to Cane Cr 2008 MY1-3 UT to Haw (Gwynn) 2009 x 2010 MY1-5 2015 UT to Haw (Beckom) 2010 x 2011 MY1-5 2016 UT to Bear (St Anna) 2010 Irwin Cr 2010 MY1-5 McIntyre Cr 2010 MY1-6 Chapel Cr MY4-5 2014 Greenbrier MY1-5 2017 Mill Cr MY1-5 2017 x Hauser Cr MY1-5 2017 Briles Cr MY4-5 2013 Tate Farm MY1-5 x McCain Cr MY4-5 2014 UT to Bald MY1-5 2017 x UT to Martins 2014 MY1-5 Martins II 2014 MY1-5 Bear Cr (Phillips) 2014 MY1-5 Helms MY4-5 2016 Little Lick Cr Buffer 2013 2014 MY1-5 S Hominy Cr MY3-5 2017 Bobs Creek 2016 MY1-3 Neighbors Br 2016 MY1-3 Response for Request for Proposal #16-007878 Page 18 Section F —Project Organization In addition to NC DMS projects, Axiom has completed numerous mitigation site designs and construction oversight, has extensive experience with agencies, and has completed monitoring on more than 3S additional sites; some of these projects are summarized below. ➢ Mitigation Site Design o Abbey Lamm Stream and Wetland Site, 2014 (Restoration Systems — Full Delivery) o Aycock Springs Stream and Wetland Site, 2015 (Restoration Systems — Full Delivery) o Jarmons Oak Stream and Wetland Site, 2007 (Restoration Systems — Full Delivery) o Threemile Stream and Wetland Site, 2007 (Restoration Systems— Full Delivery) o Pancho Stream and Wetland Bank, 2012 (Restoration Systems_ Bank Site) o Cripple Creek Stream and Wetland Bank, 2007 (Restoration Systems — Bank Site) o Herman Dairy Stream and Wetland Site, 2011 (Restoration Systems — Full Delivery) ➢ Construction/Planting Oversight o South Wake Landfill Stream Repairs and Construction Oversight, 2010 (Wake County — Permit) o Pancho Stream and Wetland Bank, 2013 (Restoration Systems — Bank Site) o Herman Dairy Stream and Wetland Site, 2011 (Restoration Systems — Full Delivery) o Cripple Creek Stream and Wetland Bank, 2010 (Restoration Systems — Bank Site) o Supplemental Planting 22 NCDMS Sites, 2011-2012 (NCDMS — RFP) o Wall Riparian Buffer, 2011 (Restoration Systems — Full Delivery) ➢ Experience with USACE, NCDWQ, and IRT Member Agencies o Lloyd Stream and Wetland Site Closeout, 2012 (Restoration Systems — Full Delivery) o Sleepy Creek Wetland Site Closeout, 2009 (Restoration Systems — Bank Site) o Jarmons Oak Stream and Wetland Site Closeout, 2012 (Restoration Systems — Full Delivery) o South Wake Landfill Stream Repairs and Annual Monitoring, 2010-2013 (Wake County - Permit) o Pancho Stream and Wetland Bank, 2013 (Restoration Systems — Bank Site) o Cripple Creek Stream and Wetland Bank, 2010 (Restoration Systems — Bank Site) o Studer Branch Mitigation Bank, 2012 (Studer Branch Mitigation Company— Bank Site) Wes Newell, MS, NCRCPS, PWS Wes Newell has over 30 years of experience identifying, estimating, contracting, designing, permitting, and constructing river / lake restoration, dam removal, stormwater, hydrologic development, wetland, stream, and environmental restoration projects including the following. Response for Request for Proposal #16-007878 P a g c 19 Section F — Project Organization • Deep River, Carbonton Dam Removal and River Restoration • Haw River, Swepsonville Dam Removal and River Restoration • Little River, Lowell Dam Removal, River, and Wetland Restoration • Lake Ben Johnston Dam Repair and Sediment Removal • West Fork Eno River Reservoir Water Quality Impoundments • Milburnie Dam Removal and Neuse River Restoration • Marks Creek Dam Removal and Stream Restoration • 12-Mile River Dam Removal (2) and River Restoration • Umstead Dam Removal and Wetland Restoration • Oak Ridge Dam Removal and Stream Restoration • Lake Wheeler / Dutchmans Creek Dam Lowering, Stream Restoration, and Step -Pool Drop - Down Structure • Bedford Indiana PCB Environmental Remediation (General Motors / Racer Trust) • Town Lake Stormwater Wetland Retrofits • N.C. Global TransPark Stream and Wetland Mitigation Plan • North River Farms, N.C. Coastal Federation (34 ac tidal marsh, 15,000 ft tidal stream, 4,000 ac wetlands) • Randleman Reservoir Wetland Mitigation (40 ac wetland, 10 water quality impoundments) E5. DBE/HUB Participation Neither Clearwater Mitigation Solutions nor Axiom Environmental, Inc. are Disadvantaged or Historically Underutilized Business Enterprises. However, our team is committed to providing opportunities for such firms. Section F. Project Organization The assembled project team consists of highly experienced professionals with diverse backgrounds that lend to a multi -disciplinary approach to the mitigation effort. The Project Manager will be Mr. Kevin Yates. Grant Lewis will serve as the lead technical project manager. Supporting the technical implementation and monitoring of the project will be a staff of environmental scientists from Axiom Environmental, Inc. that have been project managers or integral team members for several mitigation projects constructed and monitored in North Carolina within the last 15 years. AXE staff assigned to this project include: (1) Grant Lewis (licensed soil scientist, lead designer, construction oversight, GIS/CAD support, and QA/QC manager); (2) Kenan Jernigan (designer, existing and reference conditions data collection, planting and construction oversight, lead GIS/CAD, post -construction monitoring, and QA/QC support); (3) Corri Faquin (document support, GIS/CAD support, QA/QC support); and (4) Phillip Perkinson (existing and reference conditions data collection, planting and construction oversight, post - construction monitoring manager). Wes Newell will serve as the lead construction manager and will support the technical implementation of the project. Resumes of project manager and key personnel are attached in Appendix F. Response for Request for Proposal #16-007878 P a g e 110 Section F — Project Organization Team Members and Project Role Team Member Kevin Yates Grant Lewis Kenan Jernigan Corri Faquin Phillip Perkinson Wes Newell Axiom Axiom Axiom Axiom Company Clearwater Environmental, Environmental, Environmental, Environmental, Inc. Consultant Mitigation Solutions g Inc. (AXE) Inc. (AXE) Inc. (AXE) (AXE) BS (Range BS (Natural MS (Landscape Ecosystem Education/ MS (Marine Ecosystem BA (Environmental Resources, BS (Geology) Classification and Experience Biology) Management) Studies) Ecosystem Assessment) Ecosystem Hydrology) Project Role Project Manager Environmental Data Collection Environmental Screening J Report Conservation Easement J Coordination Mitigation Plan Development 404/401/SEC Permitting Planting and Construction Management Plot Install and Baseline Monitoring CAD/G I S/ Graphic Support QA/QC Response for Request for Proposal #16-007878 Page 111 Section F — Project Organization (This page intentionally left blank) Section G. Technical Approach G1. Project Goals and Objectives The goals of the proposed Bull Chute Stream and Riparian Wetland Mitigation Site are to provide high quality compensatory mitigation for authorized stream and wetland impacts credited through the NC DMS in -lieu -fee program and occurring within the Yadkin River Hydrologic Unit Code (HUC) 03040103 and to address the watershed goals identified in the Lower Yadkin Pee -Dee River Basin Restoration Plan (RBRP) (NCEEP 2009). Specific HUC 03040103 watershed goals include: • Continuation of watershed improvement efforts already ongoing. • Protection of valuable wildlife resources. • Improved management of stormwater runoff to these waters and mitigation of impacts resulting from urbanization in the area. • Prioritizing restoration of water quality in identified impaired streams. In addition, the Site is located within the Upper Uwharrie Local Watershed Plan area (NCEEP 2005), which includes the Caraway Creek watershed (HUC 03040103050040). This area includes streams that are degraded and/or threatened by development and existing uses, including urban land, agriculture, and silviculture. Goals within the Caraway Creek watershed include: • Preserve active floodplains. • Protect and enhance aquatic habitat. The Site is located within a Targeted Local Watershed (TLW), however, it is not located in a Regional Watershed Plan (RWP) or Targeted Resource Area (TRA). Site specific mitigation goals and objectives have been developed through the use of North Carolina Stream Assessment Method (NC SAM) and North Carolina Wetland Assessment Method (NC WAM) analyses of existing stream systems at the Site (NC SFAT 2015 and NC WFAT 2010). Site functional assessment data forms are available upon request; model output is included in Appendix B and is summarized in the following table. Metrics targeted to meet the Site's goals and objectives are depicted in bold, within Tables 1 and 2, below. Response for Request for Proposal #16-007878 Section F — Project Organization Page 112 Table 1. NC SAM Summary NC SAM Function Class Rating Summary (1) HYDROLOGY UT 1 UT 2 UT 3 UT 4 UT 5 LOW LOW MEDIUM LOW LOW (2) Baseflow MEDIUM HIGH MEDIUM MEDIUM LOW (2) Flood Flow (3) Streamside Area Attenuation LOW LOW MEDIUM MEDIUM LOW MEDIUM MEDIUM LOW MEDIUM LOW (4) Floodplain Access (4) Wooded Riparian Buffer MEDIUM LOW HIGH LOW HIGH LOW MEDIUM LOW MEDIUM MEDIUM (4) Microtopography (3) Stream Stability LOW LOW LOW LOW LOW MEDIUM LOW LOW MEDIUM MEDIUM (4) Channel Stability MEDIUM MEDIUM MEDIUM MEDIUM MEDIUM (4) Sediment Transport MEDIUM LOW MEDIUM MEDIUM MEDIUM (4) Stream Geomorphology LOW MEDIUM HIGH MEDIUM MEDIUM (1) WATER QUALITY LOW MEDIUM LOW LOW LOW (2) Baseflow MEDIUM HIGH MEDIUM MEDIUM LOW (2) Stream -side Area Vegetation MEDIUM LOW LOW HIGH HIGH (3) Upland Pollutant Filtration MEDIUM LOW LOW HIGH HIGH (3) Thermoregulation MEDIUM MEDIUM MEDIUM MEDIUM HIGH (2) Indicators of Stressors YES YES YES YES YES (2) Aquatic Life Tolerance LOW HIGH HIGH LOW Omitted (1) HABITAT LOW LOW MEDIUM MEDIUM LOW (2) In -stream Habitat MEDIUM LOW LOW LOW LOW (3) Baseflow MEDIUM HIGH MEDIUM HIGH LOW (3) Substrate MEDIUM LOW LOW MEDIUM MEDIUM (3) Stream Stability MEDIUM MEDIUM MEDIUM MEDIUM MEDIUM (3) In -Stream Habitat MEDIUM LOW LOW MEDIUM MEDIUM (2) Stream -side Habitat LOW MEDIUM HIGH HIGH HIGH (3) Stream -side Habitat LOW MEDIUM HIGH LOW HIGH (3) Thermoregulation LOW MEDIUM MEDIUM LOW HIGH OVERALL LOW LOW LOW LOW LOW Based on NC SAM output, all three primary stream functional metrics (Hydrology, Water Quality and Habitat), as well as 19 sub -metrics are under -performing as exhibited by a LOW metric rating (see Figure 4, Appendix A for NC SAM data reaches). LOW performing metrics are to be targeted for functional uplift through mitigation activities, goals and objectives, as well as, monitoring and success criteria. Response for Request for Proposal #16-007878 Page 113 Section F —Project Organization Table 2. NC WAM Summary NC WAM Sub -function Rating Summary PQ Wetland Type Headwater Forest (1) HYDROLOGY LOW (2) Surface Storage & Retention LOW (2) Sub -surface Storage & Retention LOW (1) WATER QUALITY HIGH (2) Pathogen change HIGH (2) Particulate Change HIGH (2) Soluble change MEDIUM (2) Physical Change HIGH (1) HABITAT LOW (2) Physical Structure LOW (2) Landscape Patch Structure MEDIUM (2) Vegetative Composition LOW OVERALL 01 LOW Based on NC WAM output, two of the primary wetland functional metrics (Hydrology, Water Quality, and Habitat), as well as 4 sub -metrics are under -performing as exhibited by a LOW metric rating. LOW performing metrics are to be targeted for functional uplift through mitigation activities, goals and objectives, as well as, monitoring and success criteria. Stream and wetland metrics targeted for functional uplift, tied to defined Site -specific project goals and objectives are presented in Table 3, below. Response for Request for Proposal #16-007878 Page 114 Section F —Project Organization Table 3. Targeted Functions, Goals, Objectives, and Uplift Evaluation Targeted Functions (1) HYDROLOGY (2) Flood Flow (3) Streamside Area Attenuation (4) Wooded Riparian Buffer (4) Microtopography Wetland Surface Storage & Retention Wetland Sub -surface Storage & Retention (3) Stream Stability (4) Sediment Transport (4) Stream Geomorphology (1) WATER QUALITY (2) Baseflow (2) Streamside Area Vegetation (3) Upland Pollutant Filtration (2) Indicators of Stressors (2) Aquatic Life Tolerance (1) HABITAT (2) In -stream Habitat (3) Baseflow (3) Substrate (3) In -Stream Habitat (2) Stream -side Habitat (3) Stream -side Habitat (3) Thermoregulation Wetland Physical Structure Wetland Vegetative Composition Goals • Minimize downstream flooding to the maximum extent possible. • Increase stream stability within the Site so that channels are neither aggrading nor degrading. Objectives • Construct new channel at historic floodplain elevation to restore overbank flows • Plant woody riparian buffer • Deep rip floodplain soils to reduce compaction and increase soil surface roughness • Protect riparian buffers with a perpetual conservation easement • Construct channels with proper pattern, dimension, and longitudinal profile • Remove livestock from the property • Construct stable channels with appropriate substrate • Upgrade existing piped channel crossings and install piped crossings at existing forded crossings • Stabilize stream banks • • • Remove direct nutrient and pollutant inputs from the • Site and reduce contributions to downstream waters. 1 • • Remove agricultural livestock and reduce agricultural land/inputs Install marsh treatment areas Plant woody riparian buffer Restore/enhance jurisdictional wetlands adjacent to Site streams Provide surface roughness and reduce compaction through deep ripping/plowing Restore overbank flooding by constructing channels at historic floodplain elevation • Construct stable channels with appropriate substrate • Plant woody riparian buffer to provide organic matter and shade • Construct new channel at historic floodplain elevation to restore overbank flows • Improve instream and stream -side habitat. • Protect riparian buffers with a perpetual conservation easement • Restore/enhance jurisdictional wetlands adjacent to Site streams • Stabilize stream banks • Install in -stream structures DMS Functional Uplift Evaluations Identified Functional Stressor (Uplift Poti • Peak Flows (restore overbank flooding, surface water and subsurface water storage, increase frictional resistance to floodwaters) • Artificial Barriers (remove 2 small farm pond dams and upgrade the perched culverts to repair instream flow and function) • Ditching/Draining (raising stream beds to historic floodplain elevation, where necessary, in order to restore interactions of surface water, groundwater, and throughflow) • Non-functioning Riparian Buffer/Wetland Vegetation (restoring or enhancing —40 acres of riparian buffer) • Sediment (removing 123.7 tons per year of sediment from bank erosion) • Nutrients (removing 2465.2 Ibs N/year and 204.3 Ibs P/year) • Fecal Coliform (removing 9.35x1011 colonies of fecal coliform/day) • Habitat Fragmentation (remove 2 small farm pond dams and upgrade the perched culverts to allow for aquatic life passage) • Limited Bedform Diversity (restoring regular, sustained sequence of riffles and pools with proper substrate) • Absence of Large Woody Debris (restoring woody debris on channel banks and in bed) Response for Request for Proposal #16-007878 Page 115 Section F — Project Organization G2. Proiect Description A Site Location The project site is located in Randolph County, two miles northwest of Sophia and 4.5 miles northwest of Randleman. The property is situated just west of NC Highway 311 and south of Marlboro Church Road (Figure 1, Appendix). The Site is located within Targeted Local Watershed and Local Watershed Plan Area (Caraway Creek) 14-digit HUC (03040103050040) of the Yadkin River basin (Figure 2, Appendix A). Stream and wetland mitigation areas are located along unnamed tributaries (UTs) to Caraway Creek. Darr Field Airport, a private -use airport, located approximately 8 miles is the closest airport to the Site. Johnson Field located 3 miles west is a historical private -use airport that is no longer in operation. B Watershed and Water Quality Classification Based upon the NC Department of Environmental Quality surface water classification, Caraway Creek has a surface water classification of C. The class "C" use denotes waters protected for secondary uses such as secondary recreation, fishing, wildlife, fish consumption, aquatic life including propagation, survival and maintenance of biological integrity, and agriculture (NCDWR 2013). Caraway Creek is not listed on the final 2018 303d list (NCDEQ 2019). C Physiography, Geology, and Soils The Bull Chute Mitigation Site is located within the Southern Outer Piedmont ecoregion of the Piedmont Physiographic Province (Griffith et al. 2002). The ecoregion is characterized by dissected irregular plains, some rounded hills and ridges, and low to moderate gradient streams with cobble, gravel, and sandy substrates. Onsite elevations range from a high of 790 feet National Geodetic Vertical Datum (NGVD) at the upper reaches to a low of approximately 690 feet NGVD at the Site outfall (USGS Glenola, North Carolina 7.5-minute topographic quadrangle) (Figure 3, Appendix A). Based on Web Soil Survey mapping (USDA 2019), the Site contains the soil series outlined in Table 4, below. Existing wetlands and drained hydric soils were mapped by a licensed soil scientist (NC LSS # 1233) on July 29, 2019 as soils of the Wehadkee series (Figure 4, Appendix A); soil boring logs are included in Appendix B. Response for Request for Proposal #16-007878 Page 116 Section G — Technical Approach Table 4. Site Soils Map Unit Map Unit Name Hydric Description Symbol y (Classification) Status This series consists of well -drained soils found on hillslopes on Badin-Tarrus complex ridges. The parent material is residuum weathered from BaE (Typic Hapludults-Typic Non-hydric metavolcanics and/or argillite. Depth to the seasonal high- Kanhapludults) water table and restrictive features is more than 80 inches. Slopes are 25-45 percent. This series consists of well -drained soils found on hillslopes on MaC, Mecklenburg loam and clay ridges. The parent material is saprolite derived from diorite McB2, loam Non-hydric and/or gabbro and/or diabase and/or gneiss. Depth to the McC2 (Ultic Hapludalfs) seasonal high-water table is more than 80 inches. Depth to restrictive features is 40-60 inches to paralithic bedrock. Slopes are 2-15 percent. This series consists of well -drained soils found on hillslopes on WvB2, Wynott-Enon complex ridges. The parent material is saprolite derived from diorite (Typic Hapludalfs-Ultic Non-hydric and/or gabbro and/or diabase and/or gneiss. Depth to the WvC2 Hapludalfs) seasonal high-water table and restrictive features is more than 80 inches. Slopes are 2-15 percent. D Existing Stream Conditions The property currently consists almost entirely of actively grazed pastureland or areas used for spray waste application with approximately 50 head of cattle. The majority of existing streams lack a mature forested buffer, with adjacent pasturelands compacted by cattle, has exacerbated stream bank erosion during storm events. The Site includes 11,849 linear feet of existing intermittent and perennial streams, 3.4 acres of degraded wetlands, and 4.1 acres of drained hydric soils that have been historically altered/impacted via agricultural land uses. NC DWR Stream Identification Forms were completed on UT1 and UT2 (Appendix B). A summary of the scores is provided in the table below. Site photos of existing conditions are provided in Appendix C, and historic aerial photography is provided on Figure 6 (Appendix A). Table S. Stream Attribute Summary Stream/Surface Water Attribute Surface Water ID UT1 upstream UT1 perennial UT2 Flow Intermittent Perennial Intermittent Stream ID Score 22.5 31.5 20.5 The following Table 6 summarizes morphology parameters existing at the Site as well as preliminary estimates of stable stream attributes based upon regional curves for the Piedmont region of North Carolina (Harmen et al. 1999). Response for Request for Proposal #16-007878 Page 117 Section G — Technical Approach Table 6. Essential Morr)holoev Parameters Parameter Existing Proposed* Xs-1 XS-2 XS-3 Xs-1 XS-2 XS-3 Valley Width (ft) 200 50 200 200 50 200 Contributing Drainage Area (sq. mi.) 0.35 0.10 0.17 0.35 0.10 0.17 Discharge (cfs) 42.1 16.3 24.8 42.1 16.3 24.8 Channel/Reach Classification G G G C/E C/E C/E Bankfull Cross -sectional Area (ft2) 10.6 4.4 6.5 10.6 4.4 6.5 Existing Cross -sectional Area (ft2) 35.1 8.4 35.5 10.6 4.4 6.5 Bankfull Width (ft) 9.5 5.2 7.8 9.10 5.46 6.84 Bankfull Depth (ft) 1.1 0.8 0.8 1.17 0.80 0.95 Maximum Depth (ft) 1.6 1.0 1.0 1.6 1.1 1.3 Low Bank Height (ft) 3.8 1.7 4.0 1.6 1.1 1.3 Flood Prone Area (ft) 13 7.5 9.0 200 50 200 Width/Depth Ratio 8.6 6.1 9.3 7.8 6.8 7.2 Bank Height Ratio 2.4 1.7 4.0 1.0 1.0 1.0 Entrenchment Ratio 1.4 1.4 1.2 22.0 9.2 29.2 Sinuosity 1.0 1.0 1.0 1.15 1.15 1.15 Substrate Gravel/cobble Gravel/cobble *Preliminary estimates of stable stream attributes are based primarily upon regional curves for the Piedmont region of North Carolina (Harmen et al. 1999). Sediment Model Sediment load modeling was performed using methodologies outlined in A Practical Method of Computing Streambank Erosion Rate (Rosgen 2009) along with Estimating Sediment Loads using the Bank Assessment of Non -point Sources Consequences of Sediment (Rosgen 2011). These models provide a quantitative prediction of streambank erosions by calculating Bank Erosion Hazard Index (BEHI) and Near -Bank Stress (NBS) along each Site reach. The resulting BEHI and NBS values are then compared to streambank erodibility graphs prepared for North Carolina by the NC Stream Restoration Institute and NC Sea Grant. Streambank characteristics involve measurements of bank height, angles, materials, presence of layers, rooting depth, rooting density, and percent of the bank protected by rocks, logs, roots, or vegetation. Site reaches have been measured for each BEHI and NBS characteristic and predicted lateral erosion rate, height, and length to calculate a cubic volume of sediment contributed by the reach each year. Data forms for the analysis are available upon request and the data output is presented in Appendix B. Results of the model are presented in Table 7 below. Response for Request for Proposal #16-007878 Page 118 Section G - Technical Approach Table 7. BEHI and NBS Modeling Summary Stream Reach Proposed Mitigation Treatment Predicted Sediment Contribution (tons/year) UT 1 Restoration and Enhancement (Levels I, II, and III) 49.6 UT 2 Enhancement (Level II) 0.4 UT 3 Restoration 7.4 UT 4 Restoration 29.5 UT4A Restoration 0.6 UT413 Restoration 0 UT4C Enhancement (Level II) 0.8 UT 5 Enhancement (Level III) 35.3 Total Sediment Contribution (tons/year) 123.7 Nutrient Model Nutrient modeling was conducted using a method developed by the North Carolina Division of Mitigation Services (NCDMS) (NCDMS 2016) to determine nutrient and fecal coliform reductions from exclusion of livestock from the buffer. The equation for nutrient reduction for this model includes the following: TN reduction (Ibs/yr) = 51.04 (Ibs/ac/yr) x Area (ac) TP reduction (Ibs/yr) = 4.23 (Ibs/ac/yr) x Area (ac) Where: TN — total nitrogen; TP —total phosphorus; and Area — total area of restored riparian buffers inside of livestock exclusion fences. Equations for fecal coliform reduction for this model include the following. Fecal coliform reduction (col) = 2.2 x 1011 (col/AU/day) x AU x 0.085 Where: Col - quantities of Fecal Coliform bacteria AU - animal unit (1000 Ibs of livestock) Assuming the entire 48.3 acres of the Site will have livestock removed/spray field applications ceased and stocking rates include approximately 50 cows residing on the farm, the NC DMS analysis calculates approximately 2465.2 Ibs/yr of nitrogen, 204.3 Ibs/yr of phosphorus, and 9.35 x 1011 col of fecal coliform/day will be reduced due to exclusion of livestock from the easement area. E Cultural Resources Section 106 of the National Historic Preservation Act requires federal agencies to take into account the effects of their undertakings on historic properties. Coordination with State Historic Response for Request for Proposal #16-007878 Section G — Technical Approach Pagc 119 Preservation Office will occur prior to construction activities to determine if any significant cultural resources are present. F Threatened and Endangered Species Species with the federal classification of Endangered (E), Threatened (T), or Officially Proposed (P) for such listing are protected under the Endangered Species Act (ESA) of 1973, as amended, and the Bald and Golden Eagle Protection Act. The US Fish and Wildlife Service's website was reviewed to determine federally -protected species that are known to occur in Randolph County (Table 8). Furthermore, a search of the North Carolina Natural Heritage Program (NHP) database was conducted to identify areas within or around the Site that are already known to support rare species. According to NHP files, no federally or state -protected species are known to occur within the Site. One record of a federally -listed plant (Schweinitz's sunflower; listed as Endangered) has previously been identified within a one -mile radius of the site (Appendix D). Additionally, two NC DMS Easements are located northeast of the Site and Randolph County open space is located southeast of the Site. Table 8. Threatened and Endangered Species for Randolph County Species Habitat Potential Habitat at Site Biological Conclusion The Cape Fear shiner is known only from the Cape Fear River watershed. In general, habitat occurs in streams with clean gravel, cobble, or boulder substrates. It is Cape Fear shiner most often observed inhabiting slow pools, riffles, and (Notropis slow runs associated with water willow (Justicia No No Effect mekistocholas) americana) beds, which it uses for cover. Juveniles can Endangered be found inhabiting slackwater, among large rock outcrops and in flooded side channels and pools. Spawning occurs May through June, when water temperatures reach 66 degrees Fahrenheit. This species is found along roadside rights -of -way, maintained power lines and other utility rights -of -way, edges of thickets and old pastures, clearings and edges of upland oak -pine -hickory woods and Piedmont Schweinitz's longleaf pine forests, and other sunny or semi -sunny sunflower habitats where disturbances (e.g., mowing, clearing, (Helianthus grazing, blow downs, storms, frequent fire) help create Yes Unresolved schweopen or partially open areas for sunlight. It is intolerant Endangered Endangered of full shade and excessive competition from other vegetation. Schweinitz's sunflower occurs in a variety of soil series; it is generally found growing on shallow sandy soils with high gravel content; shallow, poor, clayey hardpans; or shallow rocky soils, especially those derived from mafic rocks. G Site Constraints The Site is well -suited for achieving the preferences as indicated in the RFP based upon its soil types, landscape position, hydrology, extent of previous human alteration, lack of physical constraints, and lacking riparian buffer. There are no known Site constraints that would impede Response for Request for Proposal #16-007878 Page 120 Section G — Technical Approach or adversely affect the restoration and enhancement of streams and wetlands within the proposed easement area. G3. Proiect Development A Stream Restoration Stream restoration efforts are designed to restore a stable stream that approximates hydrodynamics, stream geometry, and local microtopography relative to reference conditions. Restoration at the Site will be Priority I restoration; therefore, bankfull elevations will be raised to meet the adjacent valley floodplain elevation. Stream restoration is expected to entail 1) channel excavation, 2) channel stabilization, 3) channel diversion, and 4) channel backfill. In -stream Structures The use of in -stream structures for grade control and habitat is essential for successful stream restoration. In -stream structures may be placed in the channel to elevate local water surface profiles in the channel, potentially flattening the water energy slope or gradient and directing stream energy into the center of the channel and away from banks. The structures will consist of log cross -vanes or log j-hook vanes; however, at the discretion of the Engineer, rock cross -vanes or rock j-hook vanes may be substituted if dictated by field conditions. In addition, the structures will be placed in relatively straight reaches to provide secondary (perpendicular) flow cells during bankfull events. Piped Channel Crossings Landowner constraints will necessitate the installation of six piped channel crossings within breaks in the easement to allow access to portions of the property isolated by stream restoration activities (Figure 5, Appendix A). The crossings will be constructed with suitable sized pipes to allow for stormwater flows, with adjacent floodplain pipes to allow for overflow discharge onto the floodplain. Materials will include hydraulically stable rip -rap or suitable rock. The crossings will be large enough to handle anticipated vehicular traffic. Approach grades to the crossings will be at an approximate 10:1 slope and constructed of hard, scour -resistant crushed rock or other permeable material, which is free of fines. Marsh Treatment Area Eight shallow wetland marsh treatment areas will be excavated in the floodplain to intercept surface waters draining through agricultural areas prior to discharging into Site streams. The marsh treatment areas are intended to improve the mitigation project and are not generating mitigation credit. The proposed marsh treatment area locations are depicted on Figure 5 (Appendix A) and will consist of shallow depressions that will provide treatment and attenuation of initial stormwater pulses. The outfalls will be constructed of hydraulically stable rip -rap or other suitable material that will protect against headcut migration into the constructed depression. It is expected that the treatment areas will fill with sediment and organic matter over time. Response for Request for Proposal #16-007878 Page 121 Section G — Technical Approach B Stream Enhancement (Level 1) Stream enhancement (level 1) will entail restoration of stream dimension, installation of easement markers, the removal of livestock, and planting riparian buffers with native forest vegetation to facilitate stream recovery and prevent further degradation of the stream. C Stream Enhancement (Level II) Stream enhancement (level II) will entail installation of easement markers, the removal of livestock, and planting riparian buffers with native forest vegetation to facilitate stream recovery and prevent further degradation of the stream. D Stream Enhancement (Level III) Stream enhancement (level III) will entail installation of easement markers and the removal of invasive species. Table 9. Individual Reach Descriptions and Functional Uplift Individual Mitigation Activities Functional Uplift Provided for Identified Reach Stressors UT-1 • Remove existing drain tile upstream and create an ephemeral channel • Non-functioning riparian buffer/wetland which will drain into a marsh treatment area. vegetation • Begin stepping the channel up in its existing location just after the • Sediment confluence with UT 2. • Nutrients • Move the channel across the floodplain using Priority 1 stream • Fecal Coliform restoration on new location. • Peak Flows • Reconnect overbank hydrology to rehydrate drained hydric soils 0 Ditching/Draining and improve hydrology of existing wetlands. 0 Limited Bedform Diversity • Construct two piped crossings. • Absence of Large Woody Debris • Remove livestock from the property. • Plant a vegetative buffer within the entire floodplain. • Tie into existing downstream channel location, and step down to UT 5 bed elevation. UT-2 • Remove small farm pond dam the upstream extent. • Sediment • Conduct minor bank stabilization where necessary. • Nutrients • Remove livestock from the property. • Fecal Coliform • Treat invasive species. • Peak Flows • Plant a vegetative buffer within the entire floodplain. 0 Artificial Barriers • Habitat Fragmentation UT-3 • Move the channel across the floodplain using Priority 1 stream • Non-functioning riparian buffer/wetland restoration on new location. vegetation • Reconnect overbank hydrology to rehydrate drained hydric soils • Sediment and improve hydrology of existing wetlands. • Nutrients • Remove relict dam on upstream reach. 0 Fecal Coliform • Preserve stable reach in order to connect restoration reaches. 0 Peak Flows • Tie the channel to UT 4 in a natural location. 0 Artificial Barriers • Remove livestock from the property. • Ditching/Draining • Treat invasive species. • Habitat Fragmentation • Plant a vegetative buffer within the entire floodplain. • Limited Bedform Diversity • Absence of Large Woody Debris Response for Request for Proposal #16-007878 Page 122 Section G — Technical Approach Table 9. Individual Reach Descriptions and Functional Uplift (continued) UT-4 . Move the channel across the floodplain using Priority 1 stream • Non-functioning riparian buffer/wetland restoration on new location. vegetation • Reconnect overbank hydrology to rehydrate drained hydric soils and • Sediment improve hydrology of existing wetlands. • Nutrients • Remove relict dam and perched culvert on upstream reach. • Fecal Coliform • Tie the channel to UT 4 in a natural location. • Peak Flows • Remove livestock from the property. • Artificial Barriers • Treat invasive species • Ditching/Draining • Plant a vegetative buffer within the entire floodplain. • Habitat Fragmentation • Limited Bedform Diversity • Absence of Large Woody Debris UT-4A • Move the channel across the floodplain using Priority 1 stream • Non-functioning riparian buffer/wetland restoration on new location. vegetation • Tie the channel to UT 4 in a natural location. • Sediment • Remove livestock from the property. • Nutrients • Plant a vegetative buffer within the entire floodplain. • Fecal Coliform • Limited Bedform Diversity • Absence of Large Woody Debris UT-4B • Move the channel across the floodplain using Priority 1 stream • Non-functioning riparian buffer/wetland restoration on new location. vegetation • Tie the channel to UT 4 in a natural location. • Nutrients • Remove livestock from the property. • Fecal Coliform • Plant a vegetative buffer within the entire floodplain. • Limited Bedform Diversity • Absence of Large Woody Debris UT-4C • Conduct minor bank stabilization where necessary. • Non-functioning riparian buffer/wetland • Remove livestock from the property. vegetation • Treat invasive species. • Sediment • Plant a vegetative buffer within the entire floodplain. • Nutrients • Fecal Coliform UT-5 • Preserve channel. • Sediment • Cease spray field operations within easement. • Nutrients • Treat invasive species. • Fecal Coliform • Plant a vegetative buffer where necessary. E Wetland Reestablishment Alternatives for wetland reestablishment are designed to restore a fully functioning wetland system, which will provide surface water storage, nutrient cycling, removal of imported elements and compounds, and will create a variety and abundance of wildlife habitat. Portions of the Site underlain by hydric soils have been impacted by stream degradation, ditching and dredging, vegetative clearing, livestock trampling, and other land disturbances associated with land use management. Wetland reestablishment options should focus on the restoration of vegetative communities, restoration of stream corridors and historic groundwater tables, and the reestablishment of soil structure and microtopographic variations. In addition, the construction of (or provisions for) surface water storage depressions (ephemeral pools) will also add an important component to groundwater restoration activities. These activities will result in the reestablishment of 4.1 acres of jurisdictional riparian riverine wetlands. F Wetland Enhancement Wetland enhancement will focus on the removal of livestock and restoration of vegetative communities resulting in the enhancement of 1.2 acres of jurisdictional riparian riverine wetlands. Response for Request for Proposal #16-007878 Page 123 Section G — Technical Approach G Wetland Rehabilitation Wetland rehabilitation will focus on the removal of livestock, restoration of stream corridors and historic groundwater tables, and restoration of vegetative communities resulting in the rehabilitation of 2.1 acres of jurisdictional riparian riverine wetlands. F Riparian Restoration Restoration of floodplain forest allows for development and expansion of characteristic species across the landscape. Ecotonal changes between community types contribute to diversity and provide secondary benefits, such as enhanced feeding and nesting opportunities for mammals, birds, amphibians, and other wildlife. Revegetating floodplains will provide overall system stability, shade, and wildlife habitat. In addition, viable riparian communities will improve system biogeochemical function by filtering pollutants from overland and shallow subsurface flows and providing organic materials to adjacent stream channels. Variations in vegetative planting will occur based on topography and hydrologic condition of soils. Vegetative species composition will be based on Reference Forest Ecosystems (RFEs), site -specific features, and community descriptions from Classification of the Natural Communities of North Carolina (Schafale and Weakley 1990). Community associations to be utilized include: 1) Piedmont/Low Mountain Alluvial Forest, 2) Dry-Mesic Oak -Hickory Forest and 3) Streamside Assemblage. Bare -root seedlings within the Piedmont Alluvial Forest and Dry-Mesic Oak -Hickory Forest will be planted at a density of approximately 680 stems per acre on 8-foot centers, and in the stream - side assemblage at a density of approximately 2720 stems per acre on 4-foot centers. Planting will be performed between November 15 and March 15 to allow plants to stabilize during the dormant period and set root during the spring season. Potential species planted within the Site may include the following. Piedmont Alluvial Forest 1. Sycamore (Platanus occidentalis) 2. American elm (Ulmus americans) 3. Hackberry (Celtis laevigata) 4. Green ash (Froxinus pennsylvanica) 5. Shagbark hickory (Carya ovata) 6. Willow oak (Quercus phellos) 7. Shumard oak (Quercus shumardii) 8. River birch (Betula nigra) 9. Silky dogwood (Cornus amomum) 10. Pawpaw (Asimina triloba) Response for Request for Proposal #16-007878 Page 124 Section G — Technical Approach Dry-Mesic Oak -Hickory Forest 1. White oak (Quercus alba) 2. Northern red oak (Quercus rubra) 3. Pignut hickory (Carya glabra) 4. Mockernut hickory (Carya alba/tomentosa) 5. Black gum (Nyssa sylvatica var. sylvatica) 6. Flowering dogwood (Cornus florida) 7. Eastern red cedar (Juniperus virginiana) 8. Persimmon (Diospyros virginiana) 9. Ironwood (Corpinus caroliniona) Stream -Side Assemblage 1. Black willow (Salix nigra) 2. Tag alder (Alnus serrulata) 3. Buttonbush (Cephalanthus occidentalis) G Fence / Easement Marking The entire easement area will be fenced and/or appropriately marked to identify the easement boundaries per United States Army Corps of Engineers (USACE) and Interagency Review Team (IRT) requirements. H Nuisance Species Management Beaver, privet, and other potential nuisance species will be monitored over the course of the 7- year monitoring period. Appropriate actions to ameliorate any negative impacts regarding vegetation development and/or water management will occur on an as -needed basis. G4. Proposed Mitigation Mitigation outlined in this report is designed to provide the following, as calculated in accordance with the requirements stipulated in RFP #16-007878. Table 10. Mitigation Activities and Credit Potential Summary (for entire 48-acre easement area) Stream Mitigation Type Type Linear Feet Mitigation Ratio SMUs Restoration Priority 1 8055 1:1 8055.0 Enhancement Level 1 871 1.5:1 580.7 Enhancement Level II 1426 2.5:1 570.4 Enhancement Level III 2024 -1754* = 270 10:1 27.0 Totals 12,376 linear feet 9233 SMUs Wetland Mitigation Type Type Acreage Mitigation Ratio Riparian Riverine WMU Reestablishment Riparian Riverine 4.1 1:1 4.1 Enhancement Riparian Riverine 1.2 2:1 0.6 Rehabilitation Riparian Riverine 2.1 1.5:1 1.4 Totals 7.4 acres 6.1 WMUs * There are no SMU's requested or proposed for UT 5 (1,754 If). Response for Request for Proposal #16-007878 Section G — Technical Approach Page 125 G5. Current Ownership and Long -Term Protection The project area and proposed conservation easement contains portion of eight parcels. Current ownership and parcel information is as follows. Table 11. Current Parcel Ownership Current Owner Parcel Number Christopher A. Redding/Nicole Redding 7735685225 Curtis A. Redding 7735691887,7735698612,7735692334,7735685225 Susan Redding Jones / Bert Jones 7736807108 David Lee Shipton / Beverly Shipton 7735882804 Barry Bruce Spencer/ Regina Spencer 7736611524 CMS has acquired Conservation Easement Option Agreements from the owners on the eight parcels listed above in table 11, which contain portions of the conservation easement and project area. A Memorandum of Conservation Easement Option for each parcel has been recorded at the Randolph County Register of Deeds. Copies of the Option Agreements and landowner agreements are provided in Appendix E. The mitigation site will be protected in perpetuity via the recordation of a conservation easement that will be conveyed to the State of North Carolina. G6. Project Phasing The following is a projected timeline of tasks to be completed as part of the scope of work for this project: Table 12. Project Timeline Task Project Milestone Projected Completion 1 Regulatory Site Visit & Environmental Screening 3 months from Contract award 2 Submit Recorded Conservation Easement on the Site by SPO 6 months from Contract award 3 Mitigation Plan (Final Draft) and Financial Assurances 12 months from Contract award 4 Mitigation Site Earthwork completed 18 months from Contract award 5 Mitigation Site Planting & Installation of Monitoring Devices 24 months from Contract award* 6 Baseline Monitoring Report (including As -built Drawings) 24 months from Contract award* 7 Submit Monitoring Report #1 to DMS Dec. after implementation 8 Submit Monitoring Report #2 to DMS Dec. - 2yrs after implementation 9 Submit Monitoring Report #3 to DMS Dec. - 3yrs after implementation 10 Submit Monitoring Report #4 to DMS Dec. - 4yrs after implementation 11 Submit Monitoring Report #5 to DMS Dec. - 5yrs after implementation 12 Submit Monitoring Report #6 to DMS Dec. - 6yrs after implementation 13 Submit Monitoring Report #7 to DMS & complete project Close-out process Dec. - 7yrs after implementation and Spring after submittal of Report #7 * Time frame is dependent upon seasonal conditions at completion of Site implementation. G7. Success Criteria Monitoring requirements and success criteria outlined in this plan follow the October 24, 2016 NC Interagency Review Team Wilmington District Stream and Wetland Compensatory Mitigation Response for Request for Proposal #16-007878 Page 126 Section G — Technical Approach Update. Monitoring data collected at the Site should include reference photos, plant survival analysis, channel stability analysis, and biological data, if specifically required by permit conditions. A Stream Success Criteria • All streams must maintain an Ordinary High -Water Mark (OHWM), per RGL 05- 05. • Bank height ratio (BHR) cannot exceed 1.2 for a majority of measured cross sections on a given reach over the monitoring period. • Entrenchment ratio (ER) must be 2.2 or above for a majority of measured riffle cross -sections on a given reach over the monitoring period. • BHR and ER should not change by more than 10% in any given year for a majority of a given reach over the monitoring period. • Must document occurrence of at least 4 bankfull events in separate years during the monitoring period. B Wetland Success Criteria • Saturation or inundation within the upper 12 inches of the soil surface for, at a minimum, 12 percent of the growing season, during average climatic conditions (for a Wehadkee soil per USACE 2016). C Vegetation Success Criteria • Within planted portions of the site, a minimum of 320 stems per acre must be present at year 3; a minimum of 260 stems per acre must be present at year 5; and a minimum of 210 stems per acre must be present at year 7. • Trees must average 7 feet in height at year 5, and 10 feet in height at year 7. • Planted and volunteer stems are counted, provided they are included in the approved planting list for the site; natural recruits not on the planting list may be considered by the IRT on a case -by -case basis. • Any single species can only account for 50% of the required stems within any vegetation plot. Monitoring reports will be submitted annually to the DMS (by December 1 of each year). These reports will include results of monitoring and photographic documentation of site conditions. Monitoring reports will also identify any contingency measures that may need to be employed to remedy any site deficiencies. For instance, invasive species management may be needed if exotic species volunteer into the site. The seveth year monitoring report will include a close-out report that provides an assessment of the monitoring data collected from the entire monitoring period. The project managers for Clearwater Mitigation Solutions and Axiom Environmental, Inc. will attend the close-out meeting(s) and will present the final project to the DWR following all DMS closeout procedures and templates. Response for Request for Proposal #16-007878 Section G — Technical Approach Page 127 G8. Quality Control Our quality approach is based on the Total Quality Management philosophy, which provides guidance on producing quality deliverables. Quality assurance begins with a clear understanding of the goals and objectives of the project prior to finalizing project scoping. Project team members are selected based upon qualifications considered most suitable for accomplishing identified task items. The Project Manager (PM) is responsible for establishing clear roles for team members, facilitating project schedules, and ensuring quality. The project team members are involved in the development and refinement of the final scope of work and project schedule. Quality control will be ensured for editorial content, technical validity, and overall project effectiveness. Prior to submittal of any documents, the identified quality assurance reviewer meets with the PM and reviews the document's technical merits and accuracy. The assignment of a Technical Reviewer is made by the PM. The Technical Reviewer is a senior level scientist whose background and experience avoids and minimizes issues that may have been encountered on prior projects. In addition, a peer reviewer will provide editorial comment to ensure correct spelling, grammar, formatting, and consistency in text and graphics. The project team has a strong record in providing deliverables in a timely fashion to our clients and the regulatory community. Projects are typically executed within the stated budgetary constraints. The assembled team has demonstrated ability to maintain efficiency while limiting cost overruns and providing our client with a quality product. AXE has provided deliverables to NCDEQ (NC DMS) on time and on -budget throughout the course of our work over the past 15 years. Representative QA/QC measures to be employed are described further below. 1. The Project Manager (Mr. Kevin Yates) will be responsible for ensuring timely submittal of project deliverables (e.g. mitigation plan, baseline monitoring document, monitoring report, etc.) and invoicing that accurately reflects contract tasks and contract percentages. 2. The Technical Reviewer (Mr. Grant Lewis) and the Peer Reviewer (Ms. Corri Faquin) will be responsible for the technical and editorial content of the project deliverables and will ensure that the deliverables are consistent with current NC DMS standards and templates. 3. Task managers will be assigned for each of the major milestones of the project. Task managers will provide a minimum of monthly progress reports to the Project Manager and Technical Oversight Manager. The Project Manager will assign deadlines for all tasks and sub -tasks. 4. The Project Manager and Technical Oversight Manager will work closely to ensure the procurement of characteristic native hardwood species from a reputable plant nursery with stock material suitable for the outer Piedmont. CMS, AXE, and Wes Newell will conduct a pre -construction meeting with the contractor and planting foreman to review the plans and to discuss specific construction and planting protocols. Response for Request for Proposal #16-007878 Page 128 Section G — Technical Approach Professional scientists from AXE, CMS, and Wes Newell will be on -site during planting and construction to ensure implementation consistent with the approved mitigation plan. Planting and construction will be photo -documented. The planting and construction manager will work closely with the monitoring task manager for the installation of permanent vegetation monitoring plots and the baseline monitoring. 5. Monitoring reports will be submitted annually to the NC DMS (by December 1 of each year). These reports will include results of annual monitoring and photographic documentation of site conditions. Monitoring reports will also identify any contingency measures that may need to be employed to remedy any site deficiencies. The seventh -year monitoring report will include a close-out report that provides an assessment of the monitoring data collected from the entire monitoring period. The project managers for Clearwater Mitigation Solutions and Axiom Environmental, Inc. will attend the close-out meeting(s) and will present the final project to the DWR following all DMS closeout procedures and templates. Response for Request for Proposal #16-007878 Page 129 Section G — Technical Approach G9. References Griffith, G.E., J.M. Omernik, J.A. Comstock, M.P. Schafale, W.H. McNab, D.R. Lenat, T.F. MacPherson, J.B. Glover, and V.B. Shelbourne. 2002. Ecoregions of North Carolina and South Carolina. U.S. Geological Survey, Reston, Virginia. Harman, W.A., G.D. Jennings, J.M. Patterson, D.R. Clinton, L.A. O'Hara, A. Jessup, R. Everhart. 1999. Bankfull Hydraulic Geometry Relationships for North Carolina Streams. N.C. State University, Raleigh, North Carolina. Lee, M.T., R.K. Peet, S.D. Roberts, and T.R. Wentworth. 2008. CVS-EEP Protocol for Recording Vegetation. Version 4.2. North Carolina Department of Environment and Natural Resources, Ecosystem Enhancement Program. Raleigh, North Carolina. Leopold, L.B. 1994. A View of the River. Harvard University Press. Cambridge, MA. 298 pp. North Carolina Division of Mitigation Services (NCDMS). 2016. Quantifying Benefits to Water Quality from Livestock Exclusion and Riparian Buffer Establishment for Stream Restoration. June 15, 2016. North Carolina Department of Environmental Quality, Raleigh, North Carolina. North Carolina Department of Environmental Quality (NCDEQ). 2019. 2018 NC Category 5 Assessment "303(d) List" Final (online). Available: https://files.nc.gov/ncdeq/Water%20Quality/Planning/TMDL/303d/2018/2018-NC-303-d--List-Final.pdf (July 29, 2019). North Carolina Division of Water Resources (NCDWR). 2013. River Basin Classification Schedule: Yadkin -Pee Dee (online). Available: https://files.nc.gov/ncdeq/Water/20Quality/Planning/CSU/Surface%20Water/River%20Basin%20Water%20 Quality%20Classifications%20as%20of%20Dec%209%202013/Yadkin Hydro order.pdf (July 29, 2019). North Carolina Ecosystem Enhancement Program (NCEEP). 2005. Local Watershed Plan for the Upper Yadkin River Basin: Upper Uwharrie River Watershed (online). Available: https://ncdenr.s3.amazonaws.com/s3fs- public/Mitigation%20 Services/Watershed_Planning/Yadkin _River _Basin/Upper _Uwharrie/Upper_Uwharrie_P FR aug%2705.pdf (July 30, 2019). North Carolina Ecosystem Enhancement Program (NCEEP). 2009. Lower Yadkin Pee -Dee River Basin Restoration Priorities (online). Available: https://files.nc.gov/ncdeq/Mitigation%20Services/Watershed_ Planning/Yadkin River Basin/Lower%20Yadki n Pee Dee RBRP 2009 Fina1092010.ydf (July 30, 2019). North Carolina Stream Functional Assessment Team. (NC SFAT 2015). N.C. Stream Assessment Method (NC SAM) User Manual. Version 2.1. North Carolina Wetland Functional Assessment Team (NC WFAT) 2010. N.C. Wetland Assessment Method (NC WAM) User Manual. Version 4.1. Rosgen, D. 1996. Applied River Morphology. Wildland Hydrology (Publisher). Pagosa Springs, Colorado Rosgen, D. 2009. A Practical Method of Computing Streambank Erosion Rate (online). Available: http://www.u- s-c.org/htmI/documents/Erosionrates.pdf. Response for Request for Proposal #16-007878 Page 130 Section G — Technical Approach Rosgen, D. 2011. Estimating Sediment Loads using the Bank Assessment of Non -point source Consequences of Sediment (BANCS). Watershed Assessment of River Stability and Sediment Supply (WARSSS). Hagerstown, Maryland. Schafale, M.P. and A.S. Weakley. 1990. Classification of the Natural Communities of North Carolina: Third Approximation. North Carolina Natural Heritage Program, Division of Parks and Recreation, North Carolina Department of Environment, Health, and Natural Resources. Raleigh, North Carolina. United States Army Corps of Engineers (USACE). 2016. Wilmington District Stream and Wetland Compensatory Mitigation Update. United States Department of Agriculture (USDA). 2019. Web Soil Survey (online). Available: http://websoilsurvey.nres.usda.gov/app/WebSoilSurvey.aspx [July 30, 2019]. United States Fish and Wildlife Service (USFWS). 2018. Endangered Species, Threatened Species, Federal Species of Concern, and Candidate Species, Randolph County, North Carolina (online, updated June 27, 2018). Available: https://www.fws.gov/raleigh/species/cntylist/randolph.html [July 30, 2019]. Response for Request for Proposal #16-007878 Page 131 Section G — Technical Approach Appendix A. Figures Figure 1. Site Location Figure 2. Hydrologic Unit Map Figure 3. Topography and Drainage Area Figure 4. Existing Conditions and Soils Figure 5. Proposed Conditions Figure 6. Historic Aerial Photographs for Request for Proposal #16-007878 A p p e n d i c e s (This page intentionally left blank) r �� l --� '� • Axiom Environmenia7. Inc, O " - '�•. --, ' a �' Prepared for: 311 ✓ _sip _ `f CLEARWATER MITIGATION Ni _ ark�t ' SOLUTIONS t` `_ - rri Ch Copyright:© 2013 National Geographic _ 3 Society, i-cubed:. x C'hurch�-� Y "� b�rO - - _ Road' Project: rf:' • �' j'�� r4 .�. - j _ -i 4� .gar J,; 1 �!1 _ `JBULL CHUTE `Archdale a� - = - _ _ _ �`°,� - •4 _�: MITIGATION SITE • ° �- ''� ' �` A�-�._ . _ - � • �__ . - - �iatk Randolph County, NC Title: 220 311 -. r ' r a ' `�� •.!. SITE _ = - a • . �� r i! . %. _� �--/ ' • LOCATION - J --=� ;-• �. � Jll� ".y o.'• ..�'.�r.i l `Randleman �. s - - -. - �, ]ao:ak•.• �`,'I Drawn by: 1 r KRJ 41 r - - Date: Legend AUG 2019 _ ry ! �~~ _ r; �� Q �.' • Bull Chute Easement - 48.3 ac Scale: a. geesOrF�-� i. NCDOT Roads 1:20,000 Project No.: 19-008.01 - - f USGS 7.5 Minute Topographic Map (Glenola and Randleman, NC Quads) - ' - r Directions to the Site from Raleigh: Head west on US-64 for57 miles FIGURE Just before Asheboro, take a right onto E Presnell St After 3.7 miles, turn right to merge onto 1-73 Northl1-74 West r 64 Follow 1-74 West for 7.4 miles, then take exit 84 toward US-311 West - Turn right and travel 1.9 miles then turn left onto Marlboro Church Road 1 _ Asheboro >' - After 0.9 miles, turn left onto Baker Farm Road j The site can be accessed from the end of this road, about 0.5 mile. ' C'o `ri fit:© 20-43- 'Wational. Ge'.o ra hic � f' 7 1 . P.y g' - -g. 'p -` Site Latitude, Longitude 35.8325,--79.8879 (WGS84) q Soci4v.i-cubed k - �j d NYadkinvidle Avunlain 13mrnmville Ll "it In k1ounta r burg - 01 . Y M bckvji[F� r Hupflir2g C. ok t 77ft IT W f �E r 'If" -St -.Salem FIEC k 0 Lake ii TrDutman 1-t SPI-1 I. 58;i3121 Li ry 51 2 - g - isbury 0v t th la ;s IF F Faiir- Wri C Mount M.1 Fidi, R�k—ll C-111 H I IF Legend Cf Bull Chute Easement = 48.3 ac USGS Hydrologic Unit 03040103 14 Digit Hydrologic Unit Boundaries Upper Uwharrie River Local Watershed Plan Boundary Targeted Local Watersheds 0 2.5 5 10 15 20 25 1 1 1 Miles 22V 0 --.L) Axiom Envimonn,,eniai. Inc, Prepared for: CLEARWATER I am t G andken MITIGATION SOLUTIONS Location of Bull Chute Mitigation Site within USGS Hydrologic Unit and Targeted Local Project: Watershed 03040103050040 BULL CHUTE Ran Leman J MITIGATION SITE Cedar Falls: ,, K Randolph County, NC Title: Ash ntain pt HYDROLOGIC Mu 980P J-, 1_ )- 'r--1 UNIT MAP LJ Drawn by: KRJ Date: AUG 2019 Scale: 1:370,000 Project No.: 19-008.01 Bobbin SO FIGURE �r 74 Copyright:© 2014 DeLoMe MN Legend - a -�• � Bull Chute Easement = 48.3 ac UT-1 Drainage Area = 0.67 sq mi (429.9 ac) Y'� ,,�i"I •,� 7 �•� UT-2 Drainage Area = 0.02 sq mi (11.7 ac) ' — �+ril r - 4 .�'�'- .' N11{ :` * ' ®UT-3 Drainage Area = 0.08 sq mi (48.1 ac) N4 ��� UT-4 Drainage Area = 0.19 sq mi (120.9 ac) i , ` Axiom Environmenla7. Inc, • r� 4 UT-4A Drainage Area = 0.02 sq mi (10.2 ac) ► { iii ® UT-4B Drainage Area = 0.01 sq mi (8.9 ac) f ., g ( ) 4 �y f Prepared for: UT-4C Drainage Area = 0.01 sq mi 8.3 ac arket+�• s UT-5 Drainage Area = 0.23 sq mi (146.3 ac) r-- OV,� ,. CLEARWATER MITIGATION SOLUTIONS y Project: y ' > } • BULL CHUTE MITIGATION SITE J�k Randolph County, NC Title: TOPOGRAPHY AND DRAINAGE AREA '+ r .; �{. i• � '�f r � ��/ _� � - � Drawn by: +' KRJ •' s' �� :''i '' �" - r ` Date: AUG 2019 N 0 1,000 ��"� .• Project No.: 19-008.01 FIGURE T. r,a '';+Kiwi t�".1,S1�F'p'1r:'+• iq i•' * er ��� - • . . •: •yX M. �'[' r ..� a . ..1-u;;;� + �'' . I �T it if I �• 2,000 4,000� ,` `J y r�� �/�.. Feet f Ce te`r fe k1l gr-aphis Information & nayls s - t / !� Copyright:@ 2013 National Geographic Society, i-cubed 101.0 100.0 99.0 98.0 97.0 96.0 95.0 94.0 93.0 0 NCWAM Form PQ Score: LOW r NCSAM Form UT4 "�. Score: LOW 5 DA=0.17sgmi Abkf =6.5 sq ft Wbkf=7.8 ft Dbkf=0.8 ft Wbkf/Dbkf=9.3 FPA = 9 ft . = 1.2 Dm ax = 1.0 LBH = 4.0 ft BHR = 4 G-type 10 15 20 25 30 35 . NCSAM Form UT5 Score: LOW Exisiting Stone Dam (Notched - To Remain) BaE 0 500 1,000 2,000 Feet XS-3 XS-1 100.0 99.5 99.0 98.5 98.0 97.5 97.0 96.5 96.0 95.5 95.0 94.5 0 Relict Dam 4kt I 'k4i 4 J��MeC2 Soil Map Unit Soil Series Hydric Status BaE Badin-Tarrus Complex Non- Hydric Mac Mecklenburg loam Non- Hydric i & Me62 Mecklenburg clay loam Non- Hydric Wv62 & WvC2 Wynott-Enon Complex Non- Hydric Exisiting Dam NCDWR Form UT2 Score: 20.5 NCSAM Form UT2 Score: LOW 1� } NCSAM Form UT3 Score: MEDIUM ;. 5 10 15 20 100.5 100.0 99.5 99.0 98.5 98.0 97.5 97.0 96.5 96.0 95.5 95.0 0 XS-2 NCDWR Form UT1 Up Score: 22.5 NCDWR;FormUT1 Per Sc.5 NCSAM FormScore: LO 5 10 15 20 Legend = 0.10sgmi kf=4.4 sq ft bkf=5.2 ft bkf=0.8 ft kf/Dbkf = 6.1 PA = 7.5 ft ENT = 1.4 Im ax = 1.0 BH = 1.7 ft 3HR = 1.7 G-type 25 30 Conservation Easement = 48.3 ac - - Existing Streams = 11,849 ft McB2 ® Existing Wetlands = 3.4 ac DA=0.35 sq mi Ab 6sgft ® Drained/Impacted Hydric Soils = 4.1 ac Wbkf =9.5 ft bkf= Dbkf 2 1.1 ft Wbkf/Dbkf=8.6 Cross Sections FPA = 13 ft �=16 � o Soil Profile Locations Dm ax = 1.6 ft LBH = 3.8 ft BHR=2.4 NCWAM Form Location G-type NCSAM Form Locations 25 30 NCDWR Form Locations tC'. NRCS Soil Boundaries Axiom Envifonmenial, fnc. Prepared for: CLEARWATER MITIGATION SOLUTIONS Project: BULL CHUTE MITIGATION SITE Randolph County, NC Title: EXISTING CONDITIONS AND SOILS Drawn by: KRJ Date: AUG 2019 Scale: 1:5500 Project No.: 19-008.01 FIGURE 4 P1 stream restoration on new location 1 r - P1 stream restoration on new location - Fence livestock Improve hydrology of existing wetlands-, -Plante D�, - Fence livestock Plant 4rx ti - Preserve channel to connect reaches AV IL Relict dams and - Treat invasive species Axiom Enviranmenial, 11nc, perched culvert on UT4 to be removed t 1 Prepared for: - Fence livestock s- ,�� Small farm pond/dam (ir - -Conduct minor bank stabilization Fence livestock 6*1 G to be removed J► � J -Conduct minor bank stabilization - Treat invasive species ; �• CLEARWATER 7T �' - Remove upstream drain the -Plant J� � '� p MITIGATION 'i L` 6• ■. - Fence livestock -Treat invasive species SOLUTIONS 14 - Conduct minor bank stabilization - Plant - Treat invasive species .. ' P1 stream restoration on new location { _ �:� - Plant -Step up with structures - Rehydrate drained hydric soils ; 5 -Contour channel banks Improve hydrology of existing wetlands Project: '_� " -Treat invasive species A - Install three piped crossings -Fence livestock Fence livestock ■. }, , `+ ' - Treat invasive species -Plant BULL CHUTE - Plant rt ti MITIGATION SITE P1 stream restoration on new location �. �4 OPTION 1 : All assets within - Rehydrate drained hydric soilsr Randolph County, NC - Improve hydrology of existing wetlands 48.3 acre easement area �' pip -Install two piped crossings '3ti li Title: - Fence livestock j -Treat invasive species _ ■ - Plant • �, PROPOSED `. ; •,,, ,�n a �� �� � CONDITIONS x�+ OPTION 2: All assets upstream and above confluence of UT 1 and UT 4, within the 32.3 acre �r easement area ;� J � x •, Drawn by: i .� KRJ ' -Preserve channel 1. Legend AUG 2019 Date: - Treat invasive species .. t Conservation Easement = 48.3 ac Scale: Stream Restoration = 8055 ft 1:5500 Stream Enhancement (Level 1) = 871 ft Project No.: Existing stone - Raise bed elevation to reconnect bankfull hydrology 19-008.01 dam will remain - Rehydrate drained hydric soils Stream Enhancement (Level 11) = 1426 ft - Contour channel banks Stream Enhancement (Level III @ 10:1) = 2024 ft - Step down to UT-5 bed elevation - Install one piped crossing Wetland Reestablishment = 4.1 ac FIGURE - Treat invasive species Wetland Rehabilitation = 2.1 ac - Plant Wetland Enhancement = 1.2 ac r Marsh Treatment Areas Crossings 0 250 500 1,000 1,500 2,000 Feet � � � ` �^ 4-foot Contours On 4 . I ""- ° � ,* fig' ..� 3...• �.r ••M1s .. ' r - `- - 47 '► .,■ , ....... ----- I ; �, ,• f . :' Axiom Envilanmenial, linc• Prepared for: CLEARWATER MITIGATION ¢� . ,, • ,; r,.• n..L.�. ... SOLUTIONS Ot iG C �.,{ .. :sit ■a ! .� �t K - ..;, V. ...�' Project: BULL CHUTE MITIGATION SITE ._ .. ���. .r1x Legend .., Randolph County, NC Bull Chute Easement = 48.3 ac yi*1 , ti*.. �rrr+�, vs �• `- = — 0 rw, A4 i Title: 2010 z- � � � '"' � � .�• 2018 HISTORIC AERIAL PHOTOGRAPHY Drawn by: KRJ Date: AUG 2019 r .r Scale: 46, 3`•- Project No.: 19-008.01 t'6. 1.'� FIGURE Appendix B. Stream & Wetland Data NCSAM Results NCWAM Results NCDWR Forms Cross -sections Sediment Analysis Data Soil Boring Log Response for Request for Proposal #16-007878 A p p e n d i c e s (This page intentionally left blank) Draft NC SAM Stream Rating Sheet Draft NC SAM Stream Rating Sheet Draft NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Accompanies User Manual Version 2.1 Accompanies User Manual Version 2.1 Stream Site Name Redding UT-1 Perennial Date of Assessment 7/29/2019 Stream Site Name Redding UT-2 Date of Assessment 7/29/19 Stream Site Name Redding-UT3 Date of Assessment 7/29/2019 Stream Category Pal Assessor Name/Organization Jernigans/Radecki - Axiom Stream Category Pal Assessor Name/Organization Jernigan/Axiom Stream Category Pal Assessor Name/Organization Jernigans/Radecki - Axiom Notes of Field Assessment Form (Y/N) NO Notes of Field Assessment Form (Y/N) NO Notes of Field Assessment Form (Y/N) YES Presence of regulatory considerations (Y/N) NO Presence of regulatory considerations (Y/N) NO Presence of regulatory considerations (Y/N) NO Additional stream information/supplementary measurements included (Y/N) YES Additional stream information/supplementary measurements included (Y/N) NO Additional stream information/supplementary measurements included (Y/N) YES NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Perennial NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Intermittent NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Perennial USACE/ NCDWR USACE/ NCDWR USACE/ NCDWR Function Class Rating Summary All Streams Intermittent Function Class Rating Summary All Streams Intermittent Function Class Rating Summary All Streams Intermittent (1) Hydrology LOW (1) Hydrology LOW LOW (1) Hydrology MEDIUM (2) Baseflow MEDIUM (2) Baseflow HIGH HIGH (2) Baseflow MEDIUM (2) Flood Flow LOW (2) Flood Flow LOW LOW (2) Flood Flow MEDIUM (3) Streamside Area Attenuation LOW (3) Streamside Area Attenuation MEDIUM MEDIUM (3) Streamside Area Attenuation MEDIUM (4) Floodplain Access MEDIUM (4) Floodplain Access HIGH HIGH (4) Floodplain Access HIGH (4) Wooded Riparian Buffer LOW (4) Wooded Riparian Buffer LOW LOW (4) Wooded Riparian Buffer LOW 4 Microtopography LOW (4) Microtopography LOW LOW (4) Microtopography LOW (3) Stream Stability LOW (3) Stream Stability LOW LOW (3) Stream Stability MEDIUM (4) Channel Stability MEDIUM (4) Channel Stability MEDIUM MEDIUM (4) Channel Stability MEDIUM (4) Sediment Transport MEDIUM (4) Sediment Transport LOW LOW (4) Sediment Transport MEDIUM (4) Stream Geomorphology LOW (4) Stream Geomorphology MEDIUM MEDIUM (4) Stream Geomorphology HIGH (2) Stream/Intertidal Zone Interaction NA (2) Stream/Intertidal Zone Interaction NA NA (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Longitudinal Tidal Flow NA NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (2) Tidal Marsh Stream Stability NA NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Channel Stability NA NA Tidal arsChannel to i ity NA (3) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh Stream Geomorphology NA NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (1) Water Quality MEDIUM MEDIUM (1) Water Quality LOW (2) Baseflow MEDIUM (2) Baseflow HIGH HIGH (2) Baseflow MEDIUM (2) Streamside Area Vegetation MEDIUM (2) Streamside Area Vegetation LOW LOW (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration MEDIUM (3) Upland Pollutant Filtration LOW LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation MEDIUM (3) Thermoregulation MEDIUM MEDIUM (3) Thermoregulation MEDIUM (2) Indicators of Stressors YES (2) Indicators of Stressors YES YES (2) Indicators of Stressors YES (2) Aquatic Life Tolerance LOW (2) Aquatic Life Tolerance HIGH NA (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (2) Intertidal Zone Filtration NA NA (2) Intertidal Zone Filtration NA (1) Habitat LOW (1) Habitat LOW LOW (1) Habitat HIGH (2) In -stream Habitat MEDIUM (2) In -stream Habitat LOW LOW (2) In -stream Habitat HIGH (3) Baseflow MEDIUM (3) Baseflow HIGH HIGH (3) Baseflow MEDIUM (3) Substrate MEDIUM (3) Substrate LOW LOW (3) Substrate MEDIUM (3) Stream Stability MEDIUM (3) Stream Stability MEDIUM MEDIUM (3) Stream Stability MEDIUM (3) In -stream Habitat MEDIUM (3) In -stream Habitat LOW LOW (3) In -stream Habitat HIGH (2) Stream -side Habitat LOW (2) Stream -side Habitat MEDIUM MEDIUM (2) Stream -side Habitat HIGH (3) Stream -side Habitat LOW (3) Stream -side Habitat MEDIUM MEDIUM (3) Stream -side Habitat HIGH (3) Thermoregulation LOW (3) Thermoregulation MEDIUM MEDIUM (3) Thermoregulation HIGH (2) Tidal Marsh In -stream Habitat NA (2) Tidal Marsh In -stream Habitat NA NA (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Flow Restriction NA NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (3) Tidal Marsh Stream Stability NA NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Channel Stability NA NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (4) Tidal Marsh Stream Geomorphology NA NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (3) Tidal Marsh In -stream Habitat NA NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone NA (2) Intertidal Zone NA NA (2) Intertidal Zone NA Overall LOW Overall LOW LOW Overall MEDIUM Draft NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Redding-UT4 Date of Assessment 7/29/2019 Stream Category Pal Assessor Name/Organization Jernigans/Radecki - Axiom Notes of Field Assessment Form (Y/N) NO Presence of regulatory considerations (Y/N) NO Additional stream information/supplementary measurements included (Y/N) YES NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Perennial USACE/ NCDWR Function Class Rating Summary All Streams Intermittent (1) Hydrology LOW (2) Baseflow MEDIUM (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer LOW (4) Microtopography LOW (3) Stream Stability MEDIUM (4) Channel Stability MEDIUM (4) Sediment Transport MEDIUM (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow MEDIUM (2) Streamside Area Vegetation HIGH (3) Upland Pollutant Filtration HIGH (3) Thermoregulation MEDIUM (2) Indicators of Stressors YES (2) Aquatic Life Tolerance LOW (2) Intertidal Zone Filtration NA (1) Habitat MEDIUM (2) In -stream Habitat HIGH (3) Baseflow MEDIUM (3) Substrate MEDIUM (3) Stream Stability MEDIUM (3) In -stream Habitat HIGH (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone NA Overall LOW Draft NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Redding-UT5 Date of Assessment 7/29/2019 Stream Category Pa2 Assessor Name/Organization Jernigans/Radecki - Axiom Notes of Field Assessment Form (Y/N) YES Presence of regulatory considerations (Y/N) NO Additional stream information/supplementary measurements included (Y/N) YES NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Perennial USACE/ NCDWR Function Class Rating Summary All Streams Intermittent (1) Hydrology LOW (2) Baseflow LOW (2) Flood Flow MEDIUM (3) Streamside Area Attenuation MEDIUM (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer MEDIUM (4) Microtopography LOW (3) Stream Stability MEDIUM (4) Channel Stability MEDIUM (4) Sediment Transport MEDIUM (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow LOW (2) Streamside Area Vegetation HIGH (3) Upland Pollutant Filtration HIGH (3) Thermoregulation HIGH (2) Indicators of Stressors YES (2) Aquatic Life Tolerance OMITTED (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow LOW (3) Substrate MEDIUM (3) Stream Stability MEDIUM (3) In -stream Habitat MEDIUM (2) Stream -side Habitat HIGH (3) Stream -side Habitat HIGH (3) Thermoregulation HIGH (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone NA Overall LOW NC WAM Wetland Rating Sheet Accompanies User Manual Version 5.0 Wetland Site Name PQ Wetland Type Headwater Forest Date of Assessment 7/29/2019 Jernigans/Radecki - Assessor Name/Organization Axiom Notes on Field Assessment Form (Y/N) NO Presence of regulatory considerations (Y/N) NO Wetland is intensively managed (Y/N) YES Assessment area is located within 50 feet of a natural tributary or other open water (Y/N) YES Assessment area is substantially altered by beaver (Y/N) NO Assessment area experiences overbank flooding during normal rainfall conditions (Y/N) NO Assessment area is on a coastal island (Y/N) NO Sub -function Ratina Summar Function Sub -function Metrics Rating Hydrology Surface Storage and Retention Condition LOW Sub -surface Storage and Retention Condition LOW Water Quality Pathogen Change Condition HIGH Condition/Opportunity HIGH Opportunity Presence (Y/N) YES Particulate Change Condition HIGH Condition/Opportunity NA Opportunity Presence (Y/N) NA Soluble Change Condition MEDIUM Condition/Opportunity HIGH Opportunity Presence (Y/N) YES Physical Change Condition HIGH Condition/Opportunity HIGH Opportunity Presence (Y/N) YES Pollution Change Condition NA Condition/Opportunity NA Opportunity Presence (Y/N) NA Habitat Physical Structure Condition LOW Landscape Patch Structure Condition MEDIUM Vegetation Composition Condition LOW Function Rating Summary Function Metrics Rating Hydrology Condition LOW Water Quality Condition HIGH Condition/Opportunity HIGH Opportunity Presence (Y/N) YES Habitat Condition LOW Overall Wetland Rating LOW NC 111Wn Ctrenm Tdentifient-ion Form Versinn 4.11 r.rw w Ott Date: Project/Site: �� VtI Latitude: ?,5 g SS 0-vr Evaluator: / County: 1�t Longitude: - 71 t✓� Other Name: Total Points: Stream is at least intermittent Stream Determination (c�rccle one) Intermittent if>_ 19 orperennial if a 30' t Ephemeral M nlall e.g. Quad A. Geomorphology (Subtotal =)Absent Weak Moderate Strong 1" Continuity of channel bed and bank 0 1 2 2. Sinuosity of channel along thalweg 0 1 `z : 3 3. In -channel structure: ex. riffle -pool, step -pool, ripple -pool sequence 0 1 2 �� 4. Particle size of stream substrate 0 1 2 3 _. 5. Active/relict floodplain CL 1 2 3- 6. Depositional bars or benches 0 2 3 7. Recent alluvial deposits 0 1 .2 3 8. Headcuts 0 1 2 9. Grade control 0 0.5 1 _ 1i- 10. Natural valley 0 0.5 11. Second or greater order channel -Tlo = 0 Yes = 3 "artificial ditches are not rated; see diKussi n manual R Hvrirninriv tSnhfnfnl = ( , C 1 12. Presence of Baseflow 0 Q,1 2 3 13. Iron oxidizing bacteria 1 2 3 14. Leaf litter 1.5 1 0.5 0 15. Sediment on plants or debris o i 0.5 1.. 1.5 16. Organic debris lines or piles 0 0.5- 1.5 17. Soil -based evidence of high water table? No = 0 Yes = (- Rlnlnnv lSi1= (-: 1 18. Fibrous roots in streambed 3 f 2 1 0 19. Rooted upland plants in streambed 2 1 0 20. Macrobenthos (note diversity and abundance) 1 2 3 21. Aquatic Mollusks Gjp 1 2 3 22. Fish 0.5 1 1.5 23. Crayfish tP 0.5 1 1.5 24. Amphibians 0.5 1 1.5 25. Algae 0.5 1 1.5 26. Wetland plants in streambed FACW = 0.75; OBL = 1.5 Oth r = *perennial streams may also be identified using other methods. See p. 35 of manual. Notes: Sketch: NC DWQ Stream Identification Form Version 4.11 Date: '� _ zGt - (� Project/Site: -, zy�� Evaluator: �{c��t r- v t �A If t County: oLn,i0 Total Points: Stream Determuiation-(i Stream is at least intermittent `L- Ephemeral, Intermittent if >_ 19 or perennial if a 30* Latitude: S5.ib U76 f Longitude: - �q b 3 one) Other nnial e.g. Quad Name: A. Geomorphology (Subtotal = ) Absent Weak Moderate Wong 1"Continuity of channel bed and bank 0 1 2 1_�� 2. Sinuosity of channel along thalweg 0 1 2 3 3' In -channel structure: ex. riffle -pool, step -pool, ripple -pool sequence 0 1 2 3 4. Particle size of stream substrate -0 3 _ 5. Active/relict floodplain 1 3 6. Depositional bars or benches 1� 2 3 7. Recent alluvial deposits 0 + 1 2 3 8. Headcuts 0 J '- 2 3 9. Grade control 0 <Z�1� 1 1.5 10. Natural valley 0 y 0.5 1 V.5 11. Second or greater order channel No = Yes = 3 artificial ditches are not rated; see discussior� ifs manual R H�rrirnlnnv tCiih4n4a1 = �. �i 1 12. Presence of Baseflow 0 1 2 3 13. Iron oxidizing bacteria (�? 1 2 3 14. Leaf litter -1.5- - 1 0.5 0 15. Sediment on plants or debris 0.5 1 1.5 16. Organic debris lines or piles 0 , -' 0.5 1 1.5 17. Soil -based evidence of high water table? `" No = 0 Yes = 3 r' Rininrnr rC1ih+n+al = W1 1 18. Fibrous roots in streambed 3 1 0 19. Footed upland plants in streambed 3 1 0 20. Macrobenthos (note diversity and abundance) co1 2 3 21. Aquatic Mollusks _ 1 2 3 22. Fish 0.5 1 1.5 23. Crayfish 0.5 1 1.5 24. Amphibians 0 0.5 1 1.5 25. Algae 0 0.5 1.5 26. Wetland plants in streambed FACW = 0.75; OBL = 1. = 0 "perennial streams may also be identified using other methods. See p. 35 of manual. Notes: Sketch: NC DWO Stream Identification Form Version 4.11 UT-2 44P Date: -Z� - I Project/Site: to Y Latitude: Evaluator: 'S ! i k ct� �� �!<� ti County: C �� Longitude:-'�G�d �9 Total Points: / Stream is at least intermittent j} �= c i D Stream De nation'(circle one) St Ephemer Inter mi Perennial Other (-f'�y� !`1 e.g. Quad Name: if>_ 19 or erennial if 30* A. Geomorphology (Subtotal = ' ' ) Absent Weak Moderate Strong 1" Continuity of channel bed and bank 0 1 2 [;3 2. Sinuosity of channel along thalweg 0 1 2 3. In -channel structure: ex. riffle -pool, step -pool, ripple7pool sequence 0 1 ) = 2 3 4. Particle size of stream substrate 0 1 2 3 5. Active/relict floodplain `_ L1 2 3 6. Depositional bars or benches ( 0.: 1 2 3 7. Recent alluvial deposits 70 _. 1 2 3 8. Headcuts 0` 1. : 2 3 9. Grade control 0 1 1 5 10. Natural valley 0 .5 1 2.. 1..5 _ 11. Second or greater order channel C No = 0 Yes = 3 artificial ditches are not rated; see discuss m manual R_ Hvdrnlnnv [Suhtntal = 5 1 12. Presence of Baseflow 0 1 2 3 13. Iron oxidizing bacteria 0� id 2 3 14. Leaf litter 1.5 _ 0.5 0 15. Sediment on plants or debris 0.5 1 1.5 16. Organic debris lines or piles 1 0.5 1 1.5 17. Soil -based evidence of high ter table? No = 0 Yes = 3 C Rinlnnv MihtntA = ±4 1 18. Fibrous roots in streambed 3 1 0 19. Rooted upland plants in streambed 3 2 1 0 20. Macrobenthos (note diversity and abundance) (3p 1 2 3 21. Aquatic Mollusks 0. 1 2 3 22. Fish • 0 0.5 1 1.5 23. Crayfish 00 0.5 1 1.5 24. Amphibians 110.� 0.5 1 1.5 25. Algae (0; 0.5 1 __ 1.5 26. Wetland plants in streambed FACW = 0.75; OBL = 1.5 Othe = 0 . *perennial streams may also be identified using other methods. See p. 35 of manual. Notes: Sketch: 100 99.5 99 98.5 98 0 97.5 97 w 96.5 96 95.5 95 94.5 Redd ng Slte XS 1 Riffle--- 0 5 10 15 20 Width from River Left to Right (ft) height of instrument (ft): NOW r omit distance FS FS FI notes ot. (ft) (ft) I elevation bankfull ItoD of 25 30 dimensions 10.6 x-section area 1.1 d mean 9.5 width 11.1 wet P 1.6 3.8 d max bank ht 1.0 8.6 h d radi w/d ratio 13.0 W flood prone area 1.4 ant ratio hydraulics 0.0 velocity ft/sec 0.0 discharge rate, Q cfs 0.00 shear stress ((Ibs/ft sq) 0.00 shear velocity ft/sec 0.000 unit stream power Ibs/ft/sec 0.00 Froude number 0.0 friction factor u/u' &B threshold grain size mm check from channel material 0 measured D84 mm 0.0 relative rou hness 0.0 fric. factor 0.000 1 Mannin 's in from channel material Redding Site XS 2 Riffle -- 100.5 100 41 99.5 99 x 98.5 c 98 m 97.5 w 97 96.5 96 95.5 95 0 5 10 15 20 25 30 Width from River Left to Right (ft) description: - height of instrument (ft): •r•� omit distance FS FS FS W fpa channel Mannir notes ot. (ft) (ft) elevation bankfull too of bank (ft) Slone (% ) dimensions 4.4 x-section area 0.8 1 d mean 5.2 width 6.2 1wet P 1.0 1.7 d max bank ht 0.7 6.1 Pdr 7.5 Wflood rone area 1.4 hydraulics 0.0 velocity ft/sec 0.0 discharge rate, Q cfs 0.00 shear stress ((Ibs/ft sq) 0.00 shear velocity ft/sec 0.000 unit stream power Ibs/ft/sec 0.00 Froude number 0.0 friction factor u/u` " threshold grain size mm check from channel material 0 measured D84 mm 0.0 relative rou hness 0.0 fric. factor 0.000 1 Mannin 's n from channel material 101 100 99 F 98 o 97 w 96 95 94 93 Redding Site XS 3 Riffle-- 0 5 10 15 20 25 30 35 Width from River Left to Right (ft) description: height of instrument (ft): •� i omit distance FS FS F, notes ot. If) Ift) elevation ban kfull too of ..n„ dimensions 6.5 x-section area 0.8 d mean 7.8 width 8.7 wet P 1.0 4.0 d max bank ht 0.7 9.3 h d radi w/d ratio 0.0 W flood prone area 0.0 ent ratio hydraulics 0.0 velocity ft/sec 0.0 discharge rate, Q cfs 0.00 shear stress ((Ibs/ft sq) 0.00 shear velocity ft/sec 0.000 unit stream power Ibs/ft/sec 0.00 Froude number 0.0 friction factor u/u' 0$ threshold grain size mm check from channel material 0 measured D84 mm 0.0 relative rou hness 0.0 fic. factor 0.000 Mannin 's n from channel material 1 0.9 0.8 0.7 S 0.6 ° 0.5 0.4 w 0.3 0.2 0.1 0 Riffle --- 0 0.2 0.4 Width from Rii to Right (R) 0.8 1 1.2 description: height of instrument (ft): omit distance FS FS FS W fpa channel Manning's notes ot. (ft) (ft) elevation bankfull ton of bank (R) slooe (%) dimensions 0.0 x-section area 0.0 d mean 0.0 width 0.0 wet P 0.0 0.0 d max bank ht 0.0 0.0 h d radi w/d ratio 0.0 W flood prone area 0.0 ent ratio hydraulics 0.0 velocity ft/sec 0.0 discharge rate, Q cfs 0.00 shear stress ((lbs/ft sq) 0.00 shear velocity ft/sec 0.000 unit stream power Ibs/ft/sec 0.00 Froude number 0.0 friction factor u/u' " threshold grain size mm check from channel material 0 measured D84 mm 0.0 relative rou hness 1 0.0 tic. factor 0.000 1 Mannin 's n from channel material Site Bull Chute Mitigation Site Stream UT1 Bank Length 9470 Observers KRJ/AMR Date 29-Jul-19 Station Bank BEHI NBS Erosion Rate Length Bank Height Erosion 1 235 right Low Low 0 235 2 0.0 2 685 right Low Low 0 450 3 0.0 3 755 right High Low 0.1 70 4 28.0 4 825 right Low Low 0 70 2 0.0 5 1095 right Mod Low 0.02 270 4 21.6 6 1725 right Low Low 0 630 3 0.0 7 2000 right Mod Low 0.02 275 4 22.0 8 2050 right High High 0.2 50 5 50.0 9 2160 right Mod Low 0.02 110 4 8.8 10 2440 right Low Low 0 280 3 0.0 11 3110 right Mod Low 0.02 670 4 53.6 12 3170 right High Mod 0.15 60 4 36.0 13 3695 right Mod Low 0.02 525 4 42.0 14 3995 right Low Low 0 300 3 0.0 15 4095 right Mod Low 0.02 100 4 8.0 16 4180 right Mod Low 0.02 85 3 5.1 17 4420 right Mod Low 0.02 240 4 19.2 18 4555 right High Low 0.1 135 4 54.0 19 4735 right High High 0.2 180 5 180.0 20 21 235 left Low Low 0 235 2 0.0 22 685 left Low Low 0 450 3 0.0 23 755 left High Low 0.1 70 4 28.0 24 825 left Low Low 0 70 2 0.0 25 1095 left Mod Low 0.02 270 4 21.6 26 1725 left Low Low 0 630 3 0.0 27 1925 left Mod Low 0.02 200 4 16.0 28 1965 left High High 0.2 40 4 32.0 29 2165 left Mod Low 0.02 200 4 16.0 30 2445 left Low Low 0 280 3 0.0 31 2875 left Mod Low 0.02 430 4 34.4 32 2945 left High Low 0.1 70 4 28.0 33 3695 left Mod Low 0.02 750 4 60.0 34 3995 left Low Low 0 300 3 0.0 35 4095 left Mod Low 0.02 100 4 8.0 36 4180 left Mod Low 0.02 85 3 5.1 37 4420 left Mod Low 0.02 240 4 19.2 38 4555 left High Low 0.1 135 4 54.0 39 4735 left High High 0.2 180 5 180.0 40 Sum erosion sub -totals for each BEHI/NBS Total Erosion (ft3/yr) 1030.6 Divide total erosion (ft3) by 27 Total Erosion (yd/yr) 38.2 Multiply Total erosion (yard3) by 1.3 Total Erosion (tons/yr) 49.6 Erosion per unit length Total Erosion (Tons/yr/ft) 0.005 Site Bull Chute Mitigation Site Stream UT 2 Bank Length 1200 Observers KRJ/AMR Date 29-Jul-19 Station Bank BEHI NBS Erosion Rate Length Bank Height Erosion 1 370 right Low Low 0 370 1 0.0 2 600 right Mod Low 0.02 230 1 4.6 3 4 370 left Low Low 0 370 1 0.0 5 600 left Mod Low 0.02 230 1 4.6 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Sum erosion sub -totals for each BEHI/NBS Total Erosion (ft3/yr) 9.2 Divide total erosion (ft3) by 27 Total Erosion (yd/yr) 0.3 Multiply Total erosion (yard3) by 1.3 Total Erosion (tons/yr) 0.4 Erosion per unit length Total Erosion (Tons/yr/ft) 0.000 Site Bull Chute Mitigation Site Stream UT 3 Bank Length 3660 Observers KRJ Date 29-Jul-19 Station Bank BEHI NBS Erosion Rate Length Bank Height Erosion 1 470 right Mod Low 0.02 470 2 18.8 2 605 right Low Low 0 135 1 0.0 3 855 right Low Low 0 250 2 0.0 4 1830 right Mod Low 0.02 975 3 58.5 5 6 7 470 left Mod Low 0.02 470 2 18.8 8 605 left Low Low 0 135 1 0.0 9 855 left Low Low 0 250 2 0.0 10 1830 left Mod Low 0.02 975 3 58.5 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Sum erosion sub -totals for each BEHI/NBS Total Erosion (ft3/yr) 154.6 Divide total erosion (ft3) by 27 Total Erosion (yd/yr) 5.7 Multiply Total erosion (yard3) by 1.3 ITotal Erosion (tons/yr) 7.4 Erosion per unit length ITotal Erosion (Tons/yr/ft) 0.002 Site Bull Chute Mitigation Site Stream UT 4 Bank Length 4910 Observers KRJ Date 29-Jul-19 Station Bank BEHI NBS Erosion Rate Length Bank Height Erosion 1 390 left Mod Low 0.02 390 2 15.6 2 590 left Mod Low 0.02 200 3 12.0 3 710 left Mod Low 0.02 120 2 4.8 4 1 805 left Low Low 0 95 1 0.0 5 1175 left Mod Low 0.02 370 3 22.2 6 1415 left Low Low 0 240 3 0.0 7 1830 left Mod Low 0.02 415 4 33.2 8 2155 left High Low 0.1 325 6 195.0 9 2455 left Mod Low 0.02 300 4 24.0 10 11 390 right Mod Low 0.02 390 2 15.6 12 590 right Mod Low 0.02 200 3 12.0 13 710 right Mod Low 0.02 120 2 4.8 14 805 right Low Low 0 95 1 0.0 15 1175 right Mod Low 0.02 370 3 22.2 16 1415 right Low Low 0 240 3 0.0 17 1830 right Mod Low 0.02 415 4 33.2 18 2155 right High Low 0.1 325 6 195.0 19 2455 right Mod Low 0.02 300 4 24 20 21 22 23 24 Sum erosion sub -totals for each BEHI/NBS Total Erosion (ft3/yr) 613.6 Divide total erosion (ft3) by 27 Total Erosion (yd/yr) 22.7 Multiply Total erosion (yard3) by 1.3 Total Erosion (tons/yr) 29.5 Erosion per unit length Total Erosion (Tons/yr/ft) 0.006 Site Bull Chute Mitigation Site Stream UT 4A Bank Length 320 Observers KRJ Date 29-Jul-19 Station Bank BEHI NBS Erosion Rate Length Bank Height Erosion 1 160 left Mod Low 0.02 160 2 6.4 2 3 160 right Mod Low 0.02 160 2 6.4 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Sum erosion sub -totals for each BEHI/NBS Total Erosion (ft3/yr) 12.8 Divide total erosion (ft3) by 27 Total Erosion (yd/yr) 0.5 Multiply Total erosion (yard3) by 1.3 Total Erosion (tons/yr) 0.6 Erosion per unit length Total Erosion (Tons/yr/ft) 0.002 Site Bull Chute Mitigation Site Stream UT 413 Bank Length 340 Observers KRJ Date 29-Jul-19 Station Bank BEHI NBS Erosion Rate Length Bank Height Erosion 1 170 left Low Low 0 170 2 0.0 2 3 170 right Low Low 0 170 2 0.0 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Sum erosion sub -totals for each BEHI/NBS Total Erosion (ft3/yr) 0.0 Divide total erosion (ft3) by 27 Total Erosion (yd/yr) 0.0 Multiply Total erosion (yard3) by 1.3 ITotal Erosion (tons/yr) 1 0.0 Erosion per unit length ITotal Erosion (Tons/yr/ft) 1 0.000 Site Bull Chute Mitigation Site Stream UT 4C Bank Length 270 Observers KRJ Date 29-Jul-19 Station Bank BEHI NBS Erosion Rate Length Bank Height Erosion 1 135 left Mod Low 0.02 135 3 8.1 2 3 135 right Mod Low 0.02 135 3 8.1 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Sum erosion sub -totals for each BEHI/NBS Total Erosion (ft3/yr) 16.2 Divide total erosion (ft3) by 27 Total Erosion (yd/yr) 0.6 Multiply Total erosion (yard3) by 1.3 Total Erosion (tons/yr) 0.8 Erosion per unit length Total Erosion (Tons/yr/ft) 0.003 Site Bull Chute Mitigation Site Stream UT 5 Bank Length 3520 Observers KRJ/AMR Date 29-Jul-19 Station Bank BEHI NBS Erosion Rate Length Bank Height Erosion 1 225 left Mod Low 0.02 225 4 18.0 2 350 left Low Low 0 125 4 0.0 3 475 left Mod Low 0.02 125 4 10.0 4 645 left High Low 0.1 170 4 68.0 5 695 left High Mod 0.15 50 4 30.0 6 835 left Mod Low 0.02 140 4 11.2 7 1035 left Mod Low 0.02 200 5 20.0 8 1125 right Mod Low 0.02 90 5 9.0 9 1175 right High Mod 0.15 50 4 30.0 10 1295 right Mod Low 0.02 120 4 9.6 11 1365 right High Low 0.1 70 4 28.0 12 1495 right Mod Low 0.02 130 4 10.4 13 1760 right High Low 0.1 265 4 106.0 14 15 225 right Mod Low 0.02 225 4 18.0 16 350 right Low Low 0 125 4 0.0 17 475 right Mod Low 0.02 125 4 10.0 18 695 right High Low 0.1 220 4 88.0 19 835 right Mod Low 0.02 140 4 11.2 20 1035 right Mod Low 0.02 200 5 20.0 21 1075 left Mod Low 0.02 40 5 4.0 22 1125 left High Mod 0.15 50 4 30.0 23 1295 left Mod Low 0.02 170 4 13.6 24 1365 left High Low 0.1 70 4 28.0 25 1425 left High High 0.2 60 4 48.0 26 1495 left Mod Low 0.02 70 4 5.6 27 1760 left High Low 0.1 265 4 106.0 28 29 30 Sum erosion sub -totals for each BEHI/NBS Total Erosion (ft3/yr) 732.6 Divide total erosion (ft3) by 27 Total Erosion (yd/yr) 27.1 Multiply Total erosion (yard3) by 1.3 Total Erosion (tons/yr) 35.3 Erosion per unit length Total Erosion (Tons/yr/ft) 0.010 BEHI/NBS Summary Stream Reach Erosion Rate (tons/year) UT 1 49.6 UT 2 0.4 UT 3 7.4 UT 4 29.5 UT 4A 0.6 UT 413 0.0 UT 4C 0.8 UT 5 35.3 Total 123.7 AXIOM ENVIRONMENTAL, INC 218 Snow Avenue Raleigh, North Carolina 27603 919-215-1693 SOIL BORING LOG Date: 7/29/2019 Project/Site: Redding Property Mitigation Site County, State: Randolph County, NC Sampling Point/ Coordinates: Soil Profile A (35.828601,-79.891964) Investigator: W. Grant Lewis Soil Series: Wehadkee Axiom Environmental, Inc. Notes: Location is shown on Figure 4. Depth (inches) Matrix Mottling Texture Color % Color % Type 0-3 10 YR 5/3 100 loam 3-7 10 YR 5/3 80 10 YR 4/1 10 c clay loam 10 YR 5/6 10 c 7+ 2.5 Y 6/2 70 2.5 Y 4/1 15 c loam 2.5 Y 6/8 15 c c = concentration, d = depletion, rm = reduced matrix North Carolina Licensed Soil Scientist Number: 12/3,3 Signature: Name/Print: W. Grant Lewis AXIOM ENVIRONMENTAL, INC 218 Snow Avenue Raleigh, North Carolina 27603 919-215-1693 0to] We] ti [cneZ0 Date: 7/29/2019 Project/Site: Redding Property Mitigation Site County, State: Randolph County, NC Sampling Point/ Coordinates: Soil Profile B (35.829661,-79.889341) Investigator: W. Grant Lewis Soil Series: Wehadkee Axiom Environmental, Inc. Notes: Location is shown on Figure 4. Depth (inches) Matrix Mottling Texture Color % Color % Type 0-4 10 YR 4/3 80 10 YR 5/6 20 c loam 4-10 10 YR 5/2 80 10 YR 4/6 20 c loam 10-18 10 YR 6/2 90 10 YR 4/6 10 c silt loam 18+ 10 YR 6/2 90 10 YR 4/6 10 c clay loam c = concentration, d = depletion, rm = reduced matrix North Carolina Licensed Soil Scientist Number: 12/3,3 Signature: w `^ Name/Print: W. Grant Lewis AXIOM ENVIRONMENTAL, INC 218 Snow Avenue Raleigh, North Carolina 27603 919-215-1693 0to] We] ti [cneZ0 Date: 7/29/2019 Project/Site: Redding Property Mitigation Site County, State: Randolph County, NC Sampling Point/ Coordinates: Soil Profile C (35.835018,-79.887593) Investigator: W. Grant Lewis Soil Series: Wehadkee Axiom Environmental, Inc. Notes: Location is shown on Figure 4. Depth (inches) Matrix Mottling Texture Color % Color % Type 0-2 2.5 Y 4/2 95 2.5 Y 5/6 5 c loam 2-8 2.5 Y 4/2 85 2.5 Y 3/3 5 c clay loam 2.5 Y 5/6 10 c 8-14 2.5 Y 6/3 70 2.5 Y 3/1 15 c sandy loam 2.5 Y 5/6 5 c 2.5 Y 6/1 5 c 2.5 Y 6/4 5 c 2.5 Y 5/4 5 c 14+ gley 6/1 40 10 YR 3/4 10 c loamy clay gley 5/1 30 10 YR 7/1 20 d c = concentration, d = depletion, rm = reduced matrix North Carolina Licensed Soil Scientist Number: 12/3,3 Signature: Name/Print: W. Grant Lewis AXIOM ENVIRONMENTAL, INC 218 Snow Avenue Raleigh, North Carolina 27603 919-215-1693 SOIL BORING LOG Date: 7/29/2019 Project/Site: Redding Property Mitigation Site County, State: Randolph County, NC Sampling Point/ Coordinates: Soil Profile D (35.835422,-79.889985) Investigator: W. Grant Lewis Soil Series: Wehadkee Axiom Environmental, Inc. Notes: Location is shown on Figure 4. Depth (inches) Matrix Mottling Texture Color % Color % Type 0-4 10 YR 5/3 100 silt loam 4-8 10 YR 5/3 95 10 YR 4/6 5 c silt loam 8-12 10 YR 6/2 95 10 YR 4/6 5 c silt loam 12-20 10 YR 6/2 90 10 YR 4/6 10 c loam 20+ 10 YR 6/2 80 10 YR 4/6 20 c loam c = concentration, d = depletion, rm = reduced matrix North Carolina Licensed Soil Scientist Number: 1233 Signature: Name/Print: W. Grant Lewis Appendix C. Site Photographs Response for Request for Proposal #16-007878 A p p e n d i c e s (This page intentionally left blank) Bull Chute Existing Site Photographs Taken April 2019 Response for Request for Proposal #16-007878 A p p e n d i c e s .ls �► : ,� _ ma`s +�r z gg� „�� �� 2 Appendix D. Natural Heritage Program Report ■ mold Roy Cooper. Governor NC DEPARTMENT OF Susi Hamilton, Secretary mmtmo NATURAL AND CULTURAL RESOURCES w now Walter Clark, (irector, Land and Water Stewardship MMMMOMM MEHMMM LI ►;1111►.� l' I;ll ll Ell 1111i'1/1 i►111111'i111111 1:111/1�11 111'11111►111/1 1111111 11 11 ltl 1 � 11'.1I, I;ll ll 1`,1111111111 ll 11 bill Il ll '45 1111111111'4I1111 11 1'.1111;11 11 ►llI►:11►:11►1;121►'� ",:11:Q►111►:q►'�; I 111111111 IIII �� 111 111 If1111111 111 1 �11}'iil 111� 1111111�� 111 11 IIIII 11 11 11 111�11111111 11111 11111'5 1111111111111�� Il lti� 111� 11111� 111111 1l111111 111l11 01110 11 1:111111 1111111r hill 11.A 11111► i2Illl 11l/V 111111H2 11 11 11121 I11l�ili�l l l 11 l�V 111111111111111111111 111111111A'111Vll lIIII1',1il111'�IIIIIi1111111111►:1►I:rIlll1►:1►:1►;1'11111:11;l11',1111111.1 11 1111111111111►111IIlllIIIIh'11111111111QrAl2►',�11►;�',11IIII 11 II II I�ii�111111111111 IIIII:1111;1111111:11;11111:11111 Illl►1�11111 i�11111Illlil11111111 1�'I'11111�11�IIIIIP£I1D11111111111111'11ir�► 1i1III1111111711111111111111'11111I1I11IIf1ll11►iI'iI1i�l1il1l1l1i►;l11l'.DI11l1 ll,lIlI►ti1l1�17I1l11l1l1111IliI11I11�111111�1111►111111111�1 1111111111111111111111I1;t1',1D�1I1'111:1111:1111;111111I11►1,11►;1�4111►111i1111111111111/� IF1111V1'1V:�11;11 11 1 ,,//1111ll:1 I1111111,i11 ►,1ll111I111►1II11�1►1/;1 11111►11►V1111;111l11l,1;12PI 11'II1Fi11ID111111PII, 111 11 11►;1111►; 1;1 111:11',111'.1111;I1ll lllllIIII l'.I l;�;l ll ll111:11;1; l'. 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JONES STREET, RALDGI I. NC 27603 - 1651 MAIL SERVICE CE1-4TF-R, PALEIGH. MC ?76;39 OFC 9IS 707.9120 • FAX 919.707.s1211 1:1 I I:I l I l I111111:"111PE15 1'100 P"2llIR'2 1011011110110111F"II@1'2 1 I;i;;l l;�l l l I l; 15 1110 I:"N I pip"IIF, i l 11111 lEY11'.11',�1111:11►10IF,, i l Ilol I ltll11 1:�►11:1 ►:1 FAIFAi111'1I'.111l; 1111:0P, 1/1110/1 111:11111111 1 IE; ltl1 1l l /Flo1A4111PIIIl1:11; 1:11111 1f1111I; ►'.�►1 1 /I►i1►1 /1 /' i I' ►.1011111I /� ►�;1 ►..1►;i11111111111►111!!►;!!11.►;i1111111111111 11111 /�11►� ; l ►1 /� ►� ►f ►) l 1111111111111111 111111g "I;11►1 /� ►� 11� ►PI I . E 11,I 1►;11 /�Itl 1111/11111/1 E i1►1111111�' /' 111'.11'.111111 111'.1 1.1 ...,,..... r.,...,,,r...... ........... ,, LLL.LLL�L...L.1..L.w,L, LLLLI,�,L.L.L..r LLrLLu, L,.,,L,rLr L11111111� 111.1. I►III►III►IIIII►;12I►; 121&1:i5I NCNHDE-9898: Bull Chute a� f3o F 1110 & � Hog SMdt� Rd Q G � I ' Roy re ZS a v W p Fa!! Johns O f R> z ai C � 0 �,nufrn Ft;, ° LU `O v a Rd 1y 74 Church Ra G(I A� t.•1 Sophia �a r = N W+E, S August 1, 2019 1:29,302 ❑ Project Boundary I 025 a.s 1 mi ❑ Buffered Project Boundary a 0.4 0.8 1.6 km j Managed Area {MARBA} Sources: Esn. HERE, Garmn. Inrermap, inuemenl P Corp., GE6= uSGS, FAO, NPS, NRCAN, GeoU_ IGN. Hads[ r NL, Ordnance Survey. Esri Japan. METI. 2 China (Hong KQn41, i.) Open Slree}Map cq ud utprs, and the GIS user Canmuniry I►III►@I@I @d P, fal P, 111FII 115 Appendix E. Signed Option Agreement & Landowner Agent Authorization Form Response for Request for Proposal #16-007878 A p p e n d i c e s 'LANDOWNER AUTHORIZATION FORM PROPERTY LEGAL DESCRITION: Deed Book: 1856 Page: 2359 Parcel 11D Number: 7736807108 Street Address: NIA Property Owner (please print): Mr. Bert Jones Property Owner (please print): Mrs. Susan Jones County: Randol ph The undersigned, registered property owner(s) of the above property, do hereby authorize (Contractor/Agent/Project Manager)' of Clearwater Mitigation Solutions (Name of Contractor/Agent Firm/Agency)2 to take all actions necessary for the evaluation of the property as a potential stream, wetland and/or riparian buffer mitigation project, including conducting stream and/or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). I agree to allow regulatory agencies, including the US Army Corps of Engineers, to visit the property as part of these environmental reviews. Property Owners(s) Address: Mr. Bert Jones and Mrs. Susan Jones (if different from above) 1408 Brookwood Drive. Reidsville, NC 27320 Property Owner Telephone Number: _jq -&171 Property Owner Telephone Number: We hereby certify the above information to be true and accurate to the best of our knowledge. (Property Owner Authorised Signature) (Property Owner Authorized Signature) 7- 3D- /9 (Date) (Date) 'Name of full delivery staff member (full -deliveries) or DMS project manager (design -bid -build). Name of company (full -deliveries) or DMS (design -bid -build). `LANDOWNER AUTHORIZATION FORM PROPERTY LEGAL DESCRITION: Deed Book: 2260 Page: 0218 Parcel ID Number: 7736611524 Street Address: NIA Property Owner (please print: Mr. Barry Spencer Property Owner (please print): Mrs. Regina Spencer County: Randolph The undersigned, registered property owner(s) of the above property, do hereby authorize (Contractor/Agent/Project Manager)' of Clearwater Mitigation Solutions (Name of Contractor/Agent Firm/Agency)' to take all actions necessary for the evaluation of the property as a potential stream, wetland and/or riparian buffer mitigation project, including conducting stream and/or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). 1 agree to allow regulatory agencies, including the US Army Corps of Engineers, to visit the property as part of these environmental reviews. Property Owners(s) Address: 2879 Marlboro Church Road (if different from above) Sophia. NC 27350 Property Owner Telephone Number: S? /0 - OIL 7 " 1491 V Property Owner Telephone Number: We hereby certify the above information to be true and accurate to the best of our knowledge. ' y r/ C( (Property Owher Authorized Si ature) (Date) '7 Icy (Pr6petYy Owner Authorized Signature) (Date) 'Name of full delivery staff member (full -deliveries) or ❑MS project manager (design -bid -build). 2Name of company (full -deliveries) or UMS (design -bid -build). 'LANDOWNER AUTHORIZATION FORM PROPERTY LEGAL DESCRITION: Deed Book: 1713 Page: 0504 Parcel ID Number: 7735882804 Street Address: 4234 Stewart Road Sophia, NC 27350 Property Owner (please print: Mr. David Shipton Property Owner (please print): Mrs. Beverly Shipton County: Rangy The undersigned, registered property owner(s) of the above property, do hereby authorize (Contractor/Agent/Project Manager)' of Clearwater Mitigation Solutions (Name of Contractor/Agent Firm/Agency)' to take all actions necessary for the evaluation of the property as a potential stream, wetland and/or riparian buffer mitigation project, including conducting stream and/or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). I agree to allow regulatory agencies, including the US Army Corps of Engineers, to visit the property as part of these environmental reviews. Property Owners(s) Address: (if different from above) Property Owner Telephone Number: 8190 `" o s "S-o Property Owner Telephone Number: We hereby certify the above information to be true and accurate to the best of our knowledge. Signature) (Date) 'Name of full delivery staff member (full -deliveries) or DMS project manager (design -bid -build). Name of company (full -deliveries) or DMS (design -bid -build). 'LANDOWNER AUTHORIZATION FORM PROPERTY LEGAL DESCRITION: Deed Book: 2213 Page: 0883 Parcel ID Number: 7735575616 Street Address: NIA Property Owner (please print: Chris Redding Property Owner (please print): Nicole Reddinc County: Randolph The undersigned, registered property owner(s) of the above property, do hereby authorize (Contractor/Agent/Project Manager)' of Clearwater Mitigation Solutions (Name of Contractor/Agent Firm/Agency)2 to take all actions necessary for the evaluation of the property as a potential stream, wetland and/or riparian buffer mitigation project, including conducting stream and/or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). I agree to allow regulatory agencies, including the US Army Corps of Engineers, to visit the property as part of these environmental reviews. Property Owners(s) Address: (if different from above) Sophia. NC 27350 Property Owner Telephone Number: 3 3 G' 9 (o3 " q0 go Property Owner Telephone Number: M We hereby certify the above information to be true and accurate to the best of our knowledge. (Property Owner`Authorized Signature) (Property Owner Authorized Signature) :25= /9 (Date) C) (Date) 'Name of full delivery staff member (full -deliveries) or ❑MS project manager (design -bid -build). Name of company (full -deliveries) or DMS (design -bid -build). 'LANDOWNER AUTHORIZATION FORM PROPERTY LEGAL DESCRITION: The below parcels located in Randolph County: 1) Deed Book 001416 Page No. 0154 and Parcel Identification Numbers (PIN), 7735691887 2) Deed Book 001187 Page No. 2018 and Parcel Identification Numbers (PIN), 7735692334 3) Deed Book 001447 Page No. 0980 and Parcel Identification Numbers (PIN), 7735698612 4) Deed Book 001856 Page No. 2361 and Parcel Identification Numbers (PIN), 7735685225 Street Address: NIA Property Owner (please print: Curtis Reddin Property Owner (please print): The undersigned, registered property owner(s) of the above property, do hereby authorize (Contractor/Agent/Project Manager)' of Clearwater Mitigation Solutions (Name of Contractor/Agent Firm/Agency)' to take all actions necessary for the evaluation of the property as a potential stream, wetland and/or riparian buffer mitigation project, including conducting stream and/or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). I agree to allow regulatory agencies, including the US Army Corps of Engineers, to visit the property as part of these environmental reviews. Property Owners(s) Address: 4126 Baker Farm Road (if different from above) Sophia, NC 27350 Property Owner Telephone Number: 3 3 � ` a Ll 03--- Property Owner Telephone Number: We hereby certify the above information to be true and accurate to the best of our knowledge. (Property Owner Authorized Signature (Property Owner Authorized Signature) —.2-S— Iq (Date) (Date) 'Name of full delivery staff member (full -deliveries) or DMS project manager (design -bid -build). 2Name of company (full -deliveries) or DMS (design -bid -build). ---mall - -. Gronr ce Prepared by a F&kp etuM. Robert FI. Merritt, Jr. Bailey & Dixon, LLC 434 Fayetteville Street, Suite 2500 Raleigh, NC 27601 BK 2659 PG 1245 (5) This document presented and fried: 07/25/2019 03-57:31 PM MEMORANDUM Fee $;?& Do llliollillillillill 20082304 Randolph County North Carolina ICrista M. Lowe, Register of Deeds MEMORANDUM OF CONSERVATION EASEMENT OPTION This MEMORANDUM OF CONSERVATION EASEMENT OPTION ("Memorandum") is made and entered into this 25th day of July, 2019 by and between, Christopher A. Redding and Nicole L. Redding, hereinafter referred to as "Grantor", CLEARWATER MITIGATION pp SOLUTIONS, LLC, a North Carolina Limited Liability Company whose address is 6U ?--. NC 27609 (hereinafter referred to as "Grantee"). 4 Macon Place, WHEREAS, Grantor and Grantee have entered into a certain Conservation Easement Option Agreement (the "Option") dater! July 25'h 2019 pursuant to which Grantor granted to Grantee, its successors and assigns, an option to purchase a conservation easement (the "Easement Area") over certain real property located in Randolph County, North Carolina, which property is more Particularly described on the attached -Exhibit C . WHEREAS, The parties enter into this Memorandum for the purpose of setting forth certain terms and conditions othee Option, as amended, and to provide constructive notice othee Option; NOW, THEREFORE, in consideration of the foregoing, the parties hereby agree as follows. 1- The term of Option commenced on July 25"' 2019 and shall expire on July 251h 2020 , including extensions. 2• All of the provisions set forth in the Option, as amended, are incorporated in this Memorandum by reference. 3• The Option, as amended, shall be binding upon and inureto the benefit ofthe parties andtheir respective heirs, successors and assigns. [SIGNATURES AND 'NOTARY ACKNOWLEDGMENTS APPEAR ON FOLLOWING PAGES] BK 2659 PG 1248 ❑OC#20082304 GraateeMuyer By:Af- �hloff-- Print Name J. Kevin Yates NORTH CAROLINA COUNTY OF it C, k e I' �, 7-, 'c` , a Notary Public in and for the County and State aforesaid, do hereby certify that l • ' , personally appeared before me this day and acknowledge that he/she is the of Member/Manager, of CLEARWATER MITIGATION SOLUTIONS, LLC, a North Carolina Limited Liability Company, GRANTEE, and that by the authority duly given as an act of the limited liability company, the foregoing instrument was sn its name by its authorized officer and attested by its authorized ofiiew igned i 1N WIT ES5 WHEREOF I have hereunto set my hand and Notary Seal this the 5Z-- i 2019 day of Notary Public My commission expires: Shawn E. Scarboro�tph NOTARY PUBLIC WAKE �. N��tm BK 2659 PG 1246 Grantor/Senor By: Print Name: NORTH CAROLINA COUNTY OF DOC#20082304 a Notary Public in and for the County and State aforesaid, do hereby certify that C i ,GRANTOR, personall a before me this day and acknow edged the execution f e foregoing instrument. y pPeared IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the -/ {.i 1 , 2019. day of (-7 Notary Public My commission expires: Shawn E. Scarborough NOTARY PUBLIC � W►� . N.C. BK 2659 PG 1249 EXHIBIT C DQC#20082304 A tract or -parcel of land identified in Deed Book 002213 Page No. 0883 and Paxcerldentification Numbers (PIN), 7735575616, Randolph County Registry. NORTH CAROLINA COUNTY OF %111`ac ui t� 1, h . - 'rX I1L, • a hereby certify that & , before me this day and acknowledged the BK 2659 PG 1247 DQC#20082304 Grantor/SeBer By. Print Name• ; i 2S Public in and for the County and State aforesaid, do GRANTOR, personally appeared )rI of the foregoing instrument. IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the - �• f t~ , 2019. day of Notary Public My commission expires: FShown E. Scarborough OTARY PUBLIC KE COUNTY, N.C. lan OW11M Oa2.,aMI CONSERVATION EASEMENT OPTION AGREEMENT THIS CONSERVATION EASEMENT OPTION AGREEMENT, hereinafter referred to as (`the Option"), made and entered into this 25'h day of July, 2019 by and between, Christopher A. Redding and Nicole L. Redding (the"Grantor"), CLEARWATER MITIGATION SOLUTIONS, LLC ("CMS"), a North Carolina Limited Liability Company whose primary address is 604 Macon Place, NC 27609 and its successors and assigns (the "Grantee"). WITNESSETH WHEREAS, Grantor is the owner of certain real property located in Randolph County, containing 49.08 acres, more or less. The real property is more particularly described as follows: A tract or parcel of land identified in Deed Book 002213 Page No. 088and Parcel Identification Numbers (PIN), 7735575616, Randolph County Registry, (the "Property")";and WHEREAS, Grantor has agreed to convey to Grantee, an exclusive right and option to acquire conservation easement rights similar to those described in the Sample Deed of Conservation Easement attached hereto as Addendum A , containing 12.30 acres, more or less, as more particularly described on the attached Exhibit A (the "Easement Area"), overthe Property in accordance with the terms of this Option; and WHEREAS, Grantee is interested in acquiring the Easement Area in order to develop a stream restoration project ("Project") over the lands covered by the Easement Area in conjunction with requests for proposals issued under the North Carolina Division of Mitigation Services within the North Carolina Department of Environmental Quality ("DEQ") WHEREAS, Lands and the rights to be acquired, within the Easement Area, are described as follows: Being a perpetual Conservation Easement that will permanently protect the restoration enhancement or preservation of property containing streams, wetlands, and riparian buffers, located on the Property, in Randolph County, North Carolina. The Easement Area encompasses acreage shown in Exhibit A attached. WHEREAS, in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, CMS hereby notifies Grantor that: 0) CMS believes the fair market value of the Easement is the purchase price, pursuant to Paragraph 4(a) together with the value of the environmental improvements to be made to the Easement by CMS in per the Work on the Easement; and (ii) CMS does not possess the power of eminent domain; NOW THEREFORE, in consideration of the sum of (the "Option Deposit") and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: L OPTION PERIOD. Grantee may exercise the Option by delivering to Grantor notice thereof prior to 5:00 p.m. on July 25rh 2020 (the "Original option Period"). This Option shall be exercised upon posting, by certified mail, fax or written notice to the Grantor. Exercise shall be deemed timely ifsuch written notice is mailed on or before the date first set forth in this paragraph. Grantee shall have the right in its sole discretion, for additional consideration of which shall be added to and become part of the total purchase and upon Grantee's delivery of notice to Grantor during the Original Option Period., to extend the Original Option Period until 5:00 p.m, on July 25"' 2021 the "Extended Option Period") (the Original Option Period and, if applicable, the Extended Option Period are collectively referred to herein as the "Option Period"). A Memorandum of Conservation Easement Option in the form attached as EXHIBIT B shall be executed by both parties simultaneously with this Option and recorded at Clearwater Mitigation Solutions, LLC sole discretion and expense in the county where the Property is located to provide record notice of this Option. BK 2659 PG 1252 Grantor/Seller DQC#20082305 By: Print Name-..-R+r NORTH CAROLINA COUNTY OF 1"I& ►+L e L-o ILI 4 , a Notate+ Fublic in and for the County and State aforesaid, do hereby certify that ct cx.- a e C cry" , GRANTOR, personally appeared before me this day and ac owledged the execution of the foregoing instrument. 1 IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the) a' da of T12019. y Notary Public My commission expires: Shawn E. Searbomugh NOTARY PUBLIC WAKE COUNTY. N.C4. Ma;[ --1b: Grantee Prepared by ern: Robert H. Merritt, Jr. Bailey & Dixon, LLC 434 Fayetteville Street, Suite 2500 Raleigh, NC 27601 13K 2659 PG 1250 (5) This document presented and filed: 47/25/2019 03:57:32 PM MEMORANDUM Fee $26,00 20082305 Randolph County North Carolina Krista M. Lowe, Register of Deeds MEMORANDUM OF CONSERVATION EASEMENT OPTION This MEMORANDU11+I OF CONSERVATION EASEMENT OPTION ("Memorandum") is made and entered into this 25'' day of July, 20 19 by and between, Barry B. Spencer and Regina H. Spencer, hereinafter referred to as "Grantor", CLEARWATER MITIGATION '*­��SOLUTIONS, LLC, a North Carolina Limited Liability Company whose address is 604 Macon Place, NC 27609 (hereinafter referred to as "Grantee"). WHEREAS, Grantor and Grantee have entered into a certain Conservation Easement Option Agreement (the "Option") dated July 25't' 2019 pursuant to which Grantor granted to G r a n t e e , its successors and assigns, an option to purchase a conservation easement (the "Easement Area") over certain real property located in Randolph County, North Carolina, which property is more particularly described on the attached Exbibit WHEREAS, The patties enter into this Memorandum for the purpose of setting forth certain terms and conditions ofthe Option, as amended, and to provide constructive notice ofthe Option; NOW, THEREFORE, in consideration of the foregoing, the parties hereby agree as follows. 1 • The term of the Option commenced on July 25t'' 2019 and shall expire on July 2511 2020 , including extensions. 2. All of the provisions set forth in the Option, as amended, are incorporated in this Memorandum by reference_ The Option, as amended, shall be binding upon and inure to the benefit ofthe parties and their respective heirs, successors and assigns. LSIGNATURES AND NOTARY ACKNOWLEDGMENTS APPEAR ON FOLLOWING PAGES] NORTH CAROLINA COUNTY OF BK 2659 PG 1253 Grantee/Buyer DOC#20082305 Print Name J. Kevin Yates 1, � '� :-L ~ . r - • �C� 1 -1, a Notary Public in and for the County and State aforesaid, do hereby certify that u r' ' �- e ' , personally appeared before me this day and acknowledged that heishe is the of Mernber/Manager, of CLEARWATER MITIGATION SOLUTIONS, LLC, a North Carolina Limited Liability Company, GRANTEE, and that by the authority duly given as an act of the limited liability company, the foregoing instrument was signed in its name by its authorized off cer and attested by its authorized officer_ IN WITNESS WHEREOF, l have hereunto set my hand and Notary Seal this the 7 day of I ��—. 2019. Notary Public My commission expires: Shawn E. Scarborogh NOTARY PUBLIC WAKE COUNTY, N.C. tAy Conwnhobn Et pWo ai•?3-nn BK 2659 PG 1251 Grantor/Seller DQC#20082305 By: Print Name: it kemr�,,u NORTH CAROLINA COUNTY OF 1, S t• L LL .. -\ -t * ,S[�, '. j, a Notary Public in and for the County and State aforesaid, do hereby certify that �,- b t� - , GRANTOR, personally before the this day and ackno ledged the exeu cution of the foregoing instrument, instrument, appeared IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the �fj1 a j L. t� _- .2019. - day of Notary Public My commission expires. E. Scarborough NOTARY PUBLIC [:Shawn � � a N.C. BK 2659 PG 1254 EXHIBIT C DQC#20082305 A tract or parcel of land identified in Deed Book 002260 Page No. 00218, and Parcel Identification Numbers (PIN), 773661 1524 within Randolph County Registry. CONSERVATION EASEMENT OPTION AGREEMENT THIS CONSERVATION EASEMENT OPTION AGREEMENT, hereinafter referred to as ("the Option"), made and entered into this 25th day of July, 2019 by and between, Barry B. Spencer and Regina H. Spencer ,(the"Grantor"), CLEARWATER MITIGATION SOLUTIONS, LLC ("CMS"), a North Carolina Limited Liability Company whose primary address is 604 Macon Place, NC 27609 and its successors and assigns (the "Grantee"). WITNESSETH WHEREAS, Grantor is the owner of certain real property located in Randolph County, containing 86.43 acres, more or Iess. The real property is more particularly described as follows: A tract or parcel of land identified in Deed Book 002260 Page No. 00218 and Parcel Identification Numbers (PIN), 7736611524, Randolph County Registry, (the "Property"), and WHEREAS, Grantor has agreed to convey to Grantee, an exclusive right and option to acquire conservation easement rights similar to those described in the Sample Deed of Conservation Easement attached hereto as Addendum A , containing 5.0 acres, more or less, as more particularly described onthe attached Exhibit A (the "Easement Area"), over the Property in accordance with the terms of this option; and WHEREAS, Grantee is interested in acquiring the Easement Area in order to develop a stream restoration project ("Project") over the lands covered by the Easement Area in conjunction with requests for proposals issued under the North Carolina Division of Mitigation Services within the North Carolina Department of Environmental Quality ("DEQ") WHEREAS, Lands and the rights to be acquired, within the Easement Area, are described as follows: Being a perpetual Conservation Easement that will permanently protect the restoration enhancement or preservation of property containing streams, wetlands, and riparian buffers, located on the Property, in Randolph County, North Carolina. The Easement Area encompasses acreage shown in Exhibit A attached, WHEREAS, in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, CMS hereby notifies Grantor that: (i) CMS believes the fair market value of the Easement is the purchase price, pursuant to Paragraph 4(a) together with the value of the environmental improvements to be made to the Easement by CMS in performing the Work on the Easement; and (ii) CMS does not possess the power of eminent domain; NOW THEREFORE, in consideration of the sum o (the "Option Deposit") and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: 1. OPTION PERIOD. Grantee may exercise the Option by delivering to Grantor notice thereof prior to 5:00 p.m. on July 251h 2020 (the "Original Option Period"). This Option shall be exercised upon posting, by certified mail, fax or written notice to the Grantor. Exercise shall be deemed timely if such written notice is mailed on or before the date first set forth in this paragraph. Grantee shall have the right in its sole discretion, for additional consideration of which shall be added to and become part of the total purchase and upon Grantee's delivery of notice to Grantor during the Original Option Period, to extend the Original Option Period until 5:00 p.m, on July 25`h 2021 (the "Extended Option Period") (the Original Option Period and, if applicable, the Extended Option Period are collectively referred to herein as the "Option Perio ). A Memorandum of Conservation Easement Option in the form attached as EXHIBIT B shal l be executed by both parties simultaneously with this Option and recorded at Clearwater Mitigation Solutions, LLC sole discretion and expense in the county where the Property is located to provide record notice of this Option. BK 2659 PG 1256 DOC#20082306 .`.■ it k-/ •� Print Name - a NORTH CAROLINA COUNTY OF V1.. iwk, C. a Notary Public in and for the County and State aforesaid, do hereby certify that �c: 6t ,GRANTOR, before me this day and acknawled personally appeared ged the execution of the foregoing instrument. IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the - � 2019. day of Notary Public My commission expires: 511 Shawls E. 8 2dxwough NOTARY PUBLIC WAKE COUNTY, N.C. ■ V Cetnwn askm ffswk� pa4a4l= BK 2659 PG 1257 DOC420082306 Gran r/Seller Print Name NORTH CAROLINA COUNTY OF i L c- r G , a Notary Public in and for the County and State aforesaid, do hereby certify that e r fC , GRANTOR, personal/ appeared before me this day and acknowledged the execution of the foregoing instrument. y IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the 2019. day of Notary Public My commission expires: Shawn E. 3carbmmugh NOTARY PUBUc my WAKE COUNTY. 1 1M Npa. `�lrna; l -ice'. G nay Le-e Prepared by art+k-ett . Robert H. Merritt, Jr. Bailey & Dixon, LLC 434 Fayetteville Street, Suite 2500 Raleigh, NC 27601 SK 2659 PG 1255 (5) This document presented and filed: 07/25/2019 03:57:33 PM MEMORANDUM 11 Fee $26.110 20082306 Randolph County North Carolina Krista M. Lowe, Register of Deeds MEMORANDUM OF CONSERVATION EASEMENT OPTION This MEMORANDUM OF CONSERVATION EASEMENT OPTION ("Memorandum ") is made and entered into this 25 h day of July, 2019 by and between, David Lee Shipton and Beverly Shipton, hereinafter referred to as "Grantor", CLEARWATER MITIGATION SOLUTIONS, LLC, a North Carolina Limited Liability Company whose address is 604 Macon Place,,1�I �C 27609 (hereinafter referred to as "Grantee"). //jj�R v% WHEREAS, Grantor and Grantee have entered into a certain C o n s e r v a t i o n E a s e m e n t Option Agreement (the "Option") dated July 25` 2019 pursuant to which Grantor granted to 'Grantee, its successors and assigns, an option to purchase a conservation easement (the "Easement Area") over certain real property located in Randolph County, North Carolina, which property is more particularly described on the attached EXhibit C . WHEREAS, The parties enter into this Memorandum for the purpose of setting forth certain terms and conditions ofthe Option, as amended, and to provide constructive notice ofthe Option; NOW, THEREFORE, in consideration of the foregoing, the parties hereby agree as follows. I • The term of the Option commenced on July 2511' 2019 and shall expire on July 25'„ 2020 , including extensions. 2. All of the provisions set forth in the Option, as amended, are incorporated in this Memorandum by reference. 3• The Option, as amended, shall be binding upon and inure tothe benefit ofthe parties and their respective heirs, successors and assigns, (SIGNATURES AND NOTARY ACKNOWLEDGMENTS APPEAR ON FOLLOWING PAGES] BK 2659 PG 1258 DOC#20082306 Grantee/Buyer By: Adthorized OfR Print Name J. Keyin Vil NORTH CAROLINA COUNTY OF I,� + ^-•�.. ut ir�-.f �' �� a Notary Public in and for the County and State aforesaid, do hereby certify that ' ' t- , personally appeared before me this day and acknowledged that he/she is the of Metnber/Manager, of CLEARWATER MITIGATION SOLUTIONS, LLC, a North Carolina Limited Liability Company, GRANTEE, and that by the authority duly given as an act of the limited liability company, the foregoing instrument was signed in its name by its authorized officer and attested by its authorized officer. IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the�day of 2019. / 1 r• // - F I L�., - .• �i=! � � tat(-1'�-.._. Notary Public My commission expires: Shawn E. Scarbomugh NOTARY PUSLIC WAKE COUNTY, N.C. NV floe Eq*" 0WU-2=3 CONSERVATION EASEMENT OPTION AGREEMENT THIS CONSERVATION EASEMENT OPTION AGREEMENT, hereinafter referred to as ("the Option"), made and entered into this 25th day of July, 2019 by and between, David Lee Shipton and Beverly Shipton (the"Grantor"), CLEARWATER MITIGATION SOLUTIONS, LLC ("CMS"), a North Carolina Limited Liability Company whose primary address is 604 Macon Place, NC 27609 and its successors and assigns (the "Grantee"). WITNESSETH WHEREAS, Grantor is the owner of certain real property located in Randolph County, containing 40.93 acres, more or less. The real property is more particularly described as follows: A tract or parcel of Iand identified in Deed Book 001713 Page No. 0504 and Parcel Identification Numbers (PIN), 7735882804, Randolph County Registry, (the "Property");and WHEREAS, Grantor has agreed to convey to Grantee, an exclusive right and option to acquire conservation easement rights similar to those described in the Sample Deed of Conservation Easement attached hereto as Addendum A , containing 3.70 acres, more or less, as more particularly described on the attached Exhibit A (the "Easement Area"), over the Property in accordance with the terms of this Option; and WHEREAS, Grantee is interested in acquiring the Easement Area in order to develop a stream restoration project ("Project") over the lands covered by the Easement Area in conjunction with requests for proposals issued under the North Carolina Division of Mitigation Services within the North Carolina Department of Environmental Quality ("DEQ") WHEREAS, Lands and the rights to be acquired, within the Easement Area, are described as follows: Being a perpetual Conservation Easement that will permanently protect the restoration enhancement or preservation of property containing streams, wetlands, and riparian buffers, located on the Property, in Randolph County, North Carolina. The Easement Area encompasses acreage shown in Exhibit A attached. WHEREAS, in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, CMS hereby notifies Grantor that: (i) CMS believes the fair market value of the Easement is the purchase price, pursuant to Paragraph 4(a) together with the value of the environmental improvements to be made to the Easement by CMS in performing the Work on the Easement; and (ii) CMS does not possess the power of eminent domain; NOW THEREFORE, in consideration of the sum of (the "Option Deposit") and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: I. OPTION PERIOD. Grantee may exercise the Option by delivering to Grantor notice thereof prior to 5:00 p.m. on July 25=h 2020 (the "Original Option Period"). This Option shall be exercised upon posting, by certified mail, fax or written notice to the Grantor. Exercise shall be deemed timely if such written notice is mailed on or before the date first set forth in this paragraph. Grantee shall have the right in its sole discretion, for additional consideration of which shall be added to and become part of the total purchase and upon Grantee's delivery of notice to Grantor during the Original Option Period, to extend the Original Option Period until 5:00 p.m. on July 2511 2021 (the "Extended Option Period") (the Original Option Period and, if applicable, the Extended Option Period are collectively referred to herein as the "Option Period"), A Memorandum of Conservation Easement Option in the form attached as EXHIBIT 8 shal I be executed by both parties simultaneously with this Option and recorded at Clearwater Mitigation Solutions, LLC sole discretion and expense in the county where the Property is located to provide record notice of this Option, BK 2659 PG 1261 Grantor/Seller DQC#20082307 sy: Priest Name: —41 NORTH CAROLINA COUNTY OF a Notary Public in and for the County and State aforesaid, do hereby certify that C 'I*-- - j' & ` , GRANTOR, peTsonally appeared before me this day and acknowledged the execut on of the foregoing instrument. IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the �.5 � �7 yL I�_�, 2019. day of r ors 'F':�s� � �.`• /�y G-L��y - -�. Notary Public My commission expires: �hlmwn E. &aMjr WaughNOTARY PUBLICA�CQEU>'m, N� BK 2659 PG 1262 DOC#20082307 Granb%Muyer sy: —n. Arh6ri,,ed Of%cer Print Name J. Kevin Yates NORTH CAROLINA COUNTY OF a Notary Public in and for the County and State aforesaid, do hereby certify that, 't!t �y r) , personally appeared before me this day and acknowledged that he/she is the of Member/Manager, of CLEARWATER MITIGATION SOLUTIONS, LLC, a North Carolina Limited Liability Company, GRANTEE, and that by the authority duly given as an act ofthe limited liability company, the foregoing instrument was signed in its name by its authorized officer and attested by its authorized ofyie". IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the --_. 2p19. day of Notary Public My commission expires: Elftowm E. Scarborough NOTARY PUBLIC >m,.� ! t�• Q rcu*ee Prepared by aa"Ra%km: Robert H. Merritt, Jr. Bailey & Dixon, LLC 434 Fayetteville Street, Suite 2500 Raleigh, NC 27601 BK 2659 PG 1260 (4) This document presented and filed: 07/25/2019 03:57':34 PM MEMCRAtVt7UM Fee $2B-00 20082307 Randolph County North Carolina Krista M. Lowe, Register of Deeds MEMORANDUM OF CONSERVATION EASEMENT OPTION 'Phis MEMORANDUM OF CONSKRVATION EASEMENT OPTION ("Memorandum") is made and entered into this 0' day of July 25th 2019 by and between, -Curtis A. Reddin hereinafter referred to as "Grantor", CLEARWATER MITIGATION SOLUTIONS, LLC, a North Carolina Limited Liability Company whose address is 604 Macon Place, II(; 27609 (hereinafter referred to as "Grantee"}, WHEREAS, Grantor and Grantee have entered into a certain Conservation Easement O p t i o n A g r e e m e n t (the "Option") dated July 25' 2019 pursuant to which Grantor granted to G r a n t e e , its successors and assigns, an option to purchase a conservation easement (the "Easement Area") over certain real property located in Randolph County, North Carolina, which property is more particularly described on the attached Exhibit C . WHEREAS, The Mies enter into this Memorandum forthe purpose of sefting forth certain terms and conditions ofthe Option, as amended, and to provide constructive notice ofthe Option; NOW, THEREFORE, in consideration Of the foregoing, the parties hereby agree a$ follows- 1. The term ofthe Option commenced on July 251" 2019 and shall expire on July 25'h 2020 , including extensions. All of the provisions set forth in the Option, as amended. are incorporated in this Memorandum by reference. 3- The Option, as amended, shall be binding upon and inureto the benefit ofthe parties and their respective heirs, successors and assigns. [SIGNATURES AND NOTARY ACKNOWLEDGMENTS APPEAR ON FOLLOWING PAGES) BK 2659 PG 1263 ❑QC#20082307 EXHIBIT C A tract or parcel of land identified in Deed Book 001416 Pagge No. 0154 and Parcel Identification Nurnbers (PIN), 7735691887, Randolph County Registry_ A tract or parcel of land identified in Deed Book 001187 Page No. 2018 and Parcel Identification Numbers (PIN), 7735692334, Randolph County Registry. A tract or parcel of land identified in Deed Book 001447 Page No. 0980 and Parcel Identification Numbers (PIN), 7735698612. Randolph County Registry, A tract or parcel of land identified in Deed Book 001856 Page No. 2361 and Parcel Identification Numbers (PIN), 7735695225, Randolph County Registry, CONSERVATION EASEMENT OPTION AGREEMENT THIS CONSERVATION EASEMENT OPTION AGREEMENT, hereinafter referred to as ("the Option"), made and entered into this 25th day of July , 2019 by and between, Curtis A. Redding (the"Grantor" ), CLEARWATER MITIGATION SOLUTIONS, LLC ("CMS"), a North Carolina Limited Liability Company whose primary address is 604 Macon Place, NC 27609 and its successors and assigns (the "Grantee"). WITNESSETH WHEREAS, Grantor is the owner of certain real property located in Randolph County, containing 60.36 acres, more or less. The real property is more particularly described as follows: A tract or parcel of land identified in Deed Book 001856 Page No. 2361 and Parcel Identification Numbers (PIN), 7735685225, Randolph County Registry, (the "Property");and WHEREAS, Grantor has agreed to convey to Grantee, an exclusive right and option to acquire conservation easement rights similar to those described in the Sample Deed of Conservation Easement attached hereto as Addendum A , containing 9.80 acres, more or less, as more particularly described on the attached Exhibit A (the "Easement Area"), over the Property in accordance with the terms of this Option; and WHEREAS, Grantee is interested in acquiring the Easement Area in order to develop a stream restoration project ("Project") over the lands covered by the Easement Area in conjunction with requests for proposals issued under the North Carolina Division of Mitigation Services within the North Carolina Department of Environmental Quality ("DEQ") WHEREAS, Lands and the rights to be acquired, within the Easement Area, are described as follows. Being a perpetual Conservation Easement that will permanently protect the restoration enhancement or preservation of property containing streams, wetlands, and riparian buffers, located on the Property, in Randolph County, North Carolina. The Easement Area encompasses acreage shown in Exhibit A attached. WHEREAS, in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, CMS hereby notifies Grantor that: (i) CMS believes the fair market value of the Easement is the purchase price, pursuant to Paragraph 4(a) together with the value of the environmental improvements to be made to the Easement by CMS in performing the Work on the Easement; and (ii) CMS does not possess the power of eminent domain; NOW THEREFORE, in consideration of the sum of (the "Option Deposit") and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: L OPTION PERIOD. Grantee may exercise the Option by delivering to Grantor notice thereof prior to 5:00 p.m. on July 25"' 2020 (the "Original Option Period"). This Option shall be exercised upon posting, by certified mail, fax or written notice to the Grantor. Exercise shall be deemed timely if such written notice is mailed on or before the date first set forth in this paragraph. Grantee shall have the right in its sole discretion, for additional consideration of which shall be added to and become part of the total purchase and upon Grantee's delivery of notice to Grantor during the Original Option Period, to extend the Original Option Period until 5:00 p.m. on July 251h 2021 (the "Extended Option Period") (the Original Option Period and, if applicable, the Extended Option Period are collectively referred to herein as the "Option Period'). A Memorandum of Conservation Easement Option in the form attached as EXHIBIT B shall be executed by both parties simultaneously with this Option and recorded at Clearwater Mitigation Solutions, LLC sole discretion and expense in the county where the Property is located to provide record notice of this Option. CONSERVATION EASEMENT OPTION AGREEMENT THIS CONSERVATION EASEMENT OPTION AGREEMENT, hereinafter referred to as ("the Option"), made and entered into this 25th day of July , 2019 by and between, Curtis A. Redding (the"Grantor"), CLEARWATER MITIGATION SOLUTIONS, LLC ("CMS"), a North Carolina Limited Liability Company whose primary address is 604 Macon Place, NC 27609 and its successors and assigns (the "Grantee"). WITNESSETH WHEREAS, Grantor is the owner of certain real property located in Randolph County, containing 8.00 acr s, more or less. The real property is more particularly described as follows: A tract or parcel of land identified in Deed Book 001187 Page No. 2018 and Parcel Identification Numbers (PIN), 773569 334, Randolph County Registry, (the "Property");arid WHEREAS, Grantor has agreed to convey to Grantee, an exclusive right and option to acquire conse ation easement rights similar to those described in the Sample Deed of Conservation Easement attached hereto as Addendum A, containing 1.40 acres, more or less, as more particularly described onthe attached Exhibit A (the "Easement Area"), over the Property in accordance with the terms of this Option; and WHEREAS, Grantee is interested in acquiring the Easement Area in order to develop a stream restoration project ("Project") over the lands covered by the Easement Area in conjunction with requests for proposals issued under the North Carolina Division of Mitigation Services within the North Carolina Department of Environmental Quality ("DEQ") WHEREAS, Lands and the rights to be acquired, within the Easement Area, are described as follows: Being a perpetual Conservation Easement that will permanently protect the restoration enhancement or preservation of property containing streams, wetlands, and riparian buffers, located on the Property, in Randolph County, North Carolina. The Easement Area encompasses acreage shown in Exhibit A attached. WHEREAS, in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, CMS hereby notifies Grantor that: (i) CMS believes the fair market value of the Easement is the purchase price, pursuant to Paragraph 4(a) together with the value of the environmental improvements to be made to the Easement by CMS in performing the Work on the Easement; and (ii) CMS does not possess the power of eminent domain; NOW THEREFORE, in consideration of the sum of (the "Option Deposit") and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: I. OPTION PERIOD. Grantee may exercise the Option by delivering to Grantor notice thereof prior to 5:00 p.m. on July 25'h 2020 (the "Original Option Period"). This Option shall be exercised upon posting, by certified mail, fax or written notice to the Grantor. Exercise shall be deemed timely if such written notice is mailed on or before the date first set forth in this paragraph. Grantee shall have the right in its sole discretion, for additional consideration of which shall be added to and become part of the total purchase and upon Grantee's delivery of notice to Grantor during the Original Option Period, to extend the Original Option Period until 5:00 p.m. on July 251h 2021 {the "Extended Option Period") (the Original Option Period and, if applicable, the Extended Option Period are collectively referred to herein as the ``Option Period"). A Memorandum of Conservation Easement Option in the form attached as EXHIBIT B shall be executed by both parties simultaneously with this Option and recorded at Clearwater Mitigation Solutions, LLC sole discretion and expense in the county where the Property is located to provide record notice of this Option. CONSERVATION EASEMENT OPTION AGREEMENT THIS CONSERVATION EASEMENT OPTION AGREEMENT, hereinafter referred to as ('`the Option"), made and entered into this 25th day of July , 2019 by and between, Curtis A. Redding (the"Grantor"), CLEARWATER MITIGATION SOLUTIONS, LLC ("CMS"), a North Carolina Limited Liability Company whose primary address is 604 Macon Place, NC 27609 and its successors and assigns (the "Grantee"). WITNESSETH WHEREAS, Granter is the owner of certain real property located in Randolph County, containing 20.94 acres, more or less. The real property is more particularly described as follows: A tract or parcel of land identified in Deed Book 004447 Page No. 0980 and Parcel Identification Numbers (PIN), 7735698612, Randolph County Registry, (the "Property"); and WHEREAS, Grantor has agreed to convey to Grantee, an exclusive right and option to acquire conservation easement rights similar to those described in the Sample Deed of Conservation Easement attached hereto as Addendum A , containing 5.40 acres, more or less, as more particularly described on the attached Exhibit A the "Easement Area"), over the Property in accordance with the terms of this Option; and WHEREAS, Grantee is interested in acquiring the Easement Area in order to develop a stream restoration project ("Project") over the lands covered by the Easement Area in conjunction with requests for proposals issued under the North Carolina Division of Mitigation Services within the North Carolina Department of Environmental Quality("DEQ") WHEREAS, bands and the rights to be acquired, within the Easement Area, are described as follows: Being a perpetual Conservation Easement that will permanently protect the restoration enhancement or preservation of property containing streams, wetlands, and riparian buffers, located on the Property, in Randolph County, North Carolina. The Easement Area encompasses acreage shown in Exhibit A attached. WHEREAS, in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, CMS hereby notifies Grantor that: (i) CMS believes the fair market value of the Easement is the purchase price, pursuant to Paragraph 4(a) together with the value of the environmental improvements to be made to the Easement by CMS in performing the Work on the Easement; and (h) CMS does not possess the power of eminent domain; NOW THEREFORE, in consideration of the sum of (the "Option Deposit") and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: 1. OPTION PERIOD. Grantee may exercise the Option by delivering to Grantor notice thereof prior to 5:00 p.m. on July 25th 2020 (the "Original Option Period"). This Option shall be exercised upon posting, by certified mail, fax or written notice to the Grantor. Exercise shall be deemed timely if such written notice is mailed on or before the date first set forth in this paragraph. Grantee shall have the right in its sole discretion, for additional consideration of which shall be added to and become part of the total purchase and upon Grantee's delivery of notice to Grantor during the Original Option Period, to extend the Original Option Period. until 5:00 p.m, on July 25111 2021 (the "Extended Option Period") (the Original Option Period and, if applicable, the Extended Option Period are collectively referred to herein as the "Option Period"). A Memorandum of Conservation Easement Option in the form attached as EXHIBIT B shall be executed by both parties simultaneously with this Option and recorded at Clearwater Mitigation Solutions, LLC sole discretion and expense in the county where the Property is located to provide record notice of this Option. BK 2660 PG 588 EXHIBIT C DQC#20082518 A tract or parcel of land identified in Deed Book 001856 Page No. 2359 and Parcel Identification Numbers (PIN), 7736807109, Randolph County Registry. CONSERVATION EASEMENT OPTION AGREEMENT THIS CONSERVATION EASEMENT OPTION AGREEMENT, hereinafter referred to as ("the Option"), made and entered into this 25th day of July , 2019 by and between, Curtis A. Redding (the"Grantor"), CLEARWATER MITIGATION SOLUTIONS, LLC ("CMS"), a North Carolina Limited Liability Company whose primary address is 604 Macon Place, NC 27609 and its successors and assigns (the "Grantee"). WITNESSETH WHEREAS, Grantor is the owner of certain real property located in Randolph County, containing 20.94 acres, more or less. The real property is more particularly described as follows: A tract or parcel of land identified in Deed Book 001416 Page No. 0154 and Parcel Identification Numbers (PIN), 7735691887, Randolph County Registry, (the "Property");and WHEREAS, Grantor has agreed to convey to Grantee, an exclusive right and option to acquire conservation easement rights similar to those described in the Sample Deed of Conservation Easement attached hereto as Addendum A , containing 3.40 acres, more or less, as more particularly described on the attached Exhibit A (the "Easement Area"), over the Property in accordance with the terms of this Option; and WHEREAS, Grantee is interested in acquiring the Easement Area in order to develop a stream restoration project ("Project") over the lands covered by the Easement Area in conjunction with requests for proposals issued under the North Carolina Division of Mitigation Services within the North Carolina Department of Environmental Quality ("DEQ") WHEREAS, Lands and the rights to be acquired, within the Easement Area, are described as follows: Being a perpetual Conservation Easement that will permanently protect the restoration enhancement or preservation of property containing streams, wetlands, and riparian buffers, located on the Property, in Randolph County, North Carolina. The Easement Area encompasses acreage shown in Exhibit A attached. WHEREAS, in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, CMS hereby notifies Grantor that: 0) CMS believes the fair market value of the Easement is the purchase price, pursuant to Paragraph 4(a) together with the value of the environmental improvements to be made to the Easement by CMS in performing the Work on the Easement; and 00 CMS does not possess the power of eminent domain; NOW THEREFORE, in consideration of the sum of (the "Option Deposit") and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: 1. OPTION PERIOD. Grantee may exercise the Option by delivering to Grantor notice thereof prior to 5:00 p.m. on July 25ri1 2020 (the "Original Option Period"). This Option shall be exercised upon posting, by certified mail, fax or written notice to the Grantor. Exercise shall be deemed timely if such written notice is mailed on or before the date first set forth in this paragraph. Grantee shall have the right in its sole discretion, for additional consideration of which shall be added to and become part of the total purchase and upon Grantee's delivery of notice to Grantor during the Original Option Period, to extend the Original Option Period until 5:00 p.m. on July 25th 2021 (the "Extended Option Period") (the Original Option Period and, if applicable, the Extended Option Period are collectively referred to herein as the "Option Period'). A Memorandum of Conservation Easement Option in the farm attached as EXHIBIT B shall be executed by both parties simultaneously with this Option and recorded at Clearwater Mitigation Solutions, LLC sole discretion and expense in the county where the Property is located to provide record notice of this Option. BK 2660 PG 589 Grantor/Seller Print Name NORTH CAROLINA COUNTY OF DGC#2008259 8 a Notary Public in and for the County and State aforesaid, do hereby certify that �W�VCr GRANTOR, Personallya before me this day and acknowledged the execution of the foregoing instrument. appeared IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the �4V; day of 20I 9. Notary Public My commi�gjdDV' ,�, -- p-a 3 tp ONT.... rrrr �rrr���CafiA tG`�� BK 2660 PG 587 (5) This document presented and filed: 07/30/2019 03:35:00 PM MEMORANDUM Fee $25.00 a111 t � ll0OB2518l Randolph County North Carolina Krista M. Lowe, Register of Deeds Prepared by.apA Ai tarn: ��tC Robert H. Merritt, Jr. �� C�@.Q-f�p��C.� ���7i-It'3�Ctt•+a'+ �-►L�S ► LAG Bailey & Dixon, LLC �' yp"• �9 r y �a�r! f ��L� 434 Fayetteville Street, Suite 2500 R1 P__i9h ` MCA oT7 tm0cl Raleigh, NC 27601 EXHIBIT MEMORANDUM OF CONSERVATION EASEMENT OPTION This MEMORANDUM OF CONSERVATION EASEMENT OPTION ("Memorandum") is made and entered into this 301" day of July, 2019 by and between, Susan Diane Redding Jones and Bert Jones, hereinafter referred to as "Grantor", CLEARWATER MITIGATION SOLUTIONS, LLC, a North Carolina Limited Liability Company whose address is 604 Macon Place, Raleigh, NC 27609 (hereinafter referred to as "Grantee"). WHEREAS, Grantor and Grantee have entered into a certain C o n s e r v a t i o n E a s e m e n t O p t i o n A g r e e m e n t (the "Option") dated July 30th 2019 pursuant to which Grantor granted to G r a n t e e , its successors and assigns, an option to purchase a conservation easement (the "Easement Area") over certain real property located in Randolph County, North Carolina, which property is more particularly described on the attached Exhi it WHEREAS, The parties enter into this Memorandum for the purpose of setting forth certain terms and conditions ofthe Option, as amended, and to provide constructive notice of the Option; NOW, THEREFORE, in consideration of the foregoing., the parties hereby agree as follows. I . The term of the Option commenced on July 30t' 2019 and shall expire on July 3o1h 2020 , including extensions. 2. All of the provisions set forth in the Option, as amended, are incorporated in this Memorandum by reference. 3. The Option, as amended, shall be binding upon and inure to the benefit ofthe parties andtheir respective heirs, successors and assigns. (SIGNATURES AND NOTARY ACKNOWLEDGMENT'S APPEAR ON FOLLOWING PAGES] NORTH CAROLINA COUNTY OF ,a hereby certify that before me this day and acknowledged the BK 2660 PG 590 Grantor/Seller DDC#20082518 Print Name:} �S r Public in and for the County and State aforesaid, do GRANTOR, personally appeared io f the foregoing instrument. IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the ::S , 2019_ day of �� � 11� a� � ■tom I Notary. M,�pres: -C�Y: AUg 6 '►►►►l itt�` BK 2660 PG 591 Grantee/Buyer ❑aG#2008251 8 By: h orized Uffie Print Name J. Kevin Yate fy NORTH Ce►ROLINA CoU1T�Y D1F I, •��' �' � ern"IL a Mot do hereby certify that � �' Public in and for the County and State aforesaid, and acknowledged that he/she is the of Member/Manager, of CLEARWA ER MInally appeared ITTIGATIONfore me i$ day SOLUTIONS, LLC, a North Carolina Limited Liability Company, GRANTEE, and that by the authority duly given as an act of the limited liability company, the foregoing instrument was signed in its name by its authorized Officer and attested by its authorized officer: IN WITNESS WHEREOF, I have hereunto set my hand and Notary Seal this the 1 L day of 2019. «_ IN = 21 ' �...f My cumm s iffl l✓+$ ires: OTARf, -% �'•■; NAMA �G�,��`• CONSERVATION EASEMENT OPTION AGREEMENT THIS CONSERVATION EASEMENT OPTION AGREEMENT, hereinafter referred to as ("the Option"), made and entered into this 30t' day of July, 2019 by and between, Susan Redding Jones and Bert Jones (the"Grantor"), CLEARWATER MITIGATION SOLUTIONS, LLC ("CMS"), a North Carolina Limited Liability Company whose primary address is 604 Macon Place, Raleigh, NC 27609 and its successors and assigns (the "Grantee"). WITNESSETII WHEREAS, Grantor is the owner of certain real property located in Randolph County, containing 56.77 acres, more or less. The real property is more particularly described as follows: A tract or parcel of land identified in Deed Book 001856 Page No. 2359 and Parcel Identification Numbers (PIN), 7736807108, Randolph County registry, (the "Property");and WHEREAS, Grantor has agreed to convey to Grantee, an exclusive right and option to acquire conservation easement rights similar to those described in the Sample Deed of Conservation Easement attached hereto as Addendum A , containing 7.30 acres, more or less, as more particularly described on the attached Exhibit A (the "Easement Area"), aver the Property in accordance with the terms of this Option; and WHEREAS, Grantee is interested in acquiring the Easement Area in order to develop a stream restoration project ("Project") over the lands covered by the Easement Area in conjunction with requests for proposals issued under the North Carolina Division of Mitigation Services within the North Carolina Department of Environmental Quality ("DEQ") WHEREAS, Lands and the rights to be acquired, within the Easement Area, are described as follows: Being a perpetual Conservation Easement that will permanently protect the restoration enhancement or preservation of property containing streams, wetlands, and riparian buffers, located on the Property, in Randolph County, North Carolina. The Easement Area encompasses acreage shown in Exhibit A attached. WHEREAS, in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, CMS hereby notifies Grantor that: (i) CMS believes the fair market value of the Easement is the purchase price, pursuant to Paragraph 4(a) together with the value of the environmentaI improvements to be made to the Easement by CMS in performing the Work on the Easement; and (n CMS does not possess the power of eminent domain; NOW THEREFORE, in consideration of the sum of (the "Option Deposit") and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: 1. OPTION PERIOD. Grantee may exercise the Option by delivering to Grantor notice thereof prior to 5:00 p.m. on July 30'h 2020 (the "Original Option Period"). This Option shall be exercised upon posting, by certified mail, fax or written notice to the Grantor. Exercise shall be deemed timely if such written notice is mailed on or before the date fist set forth in this paragraph. Grantee shall have the right in its sole discretion, for additional consideration of i added to and become part of the Iotal purchase and upon Grantee's delivery of notice to Grantor duringwhich lbe the Original Option Period, to extend the Original Option Period until 5A0 p.m. on July 3011 2021 (the "Extended Option Period") (the Original Option Period and, if applicable, the Extended Option Period are collectively referred to herein as the "Option Period"), A Memorandum of Conservation Easement option in the form attached as EXHIBIT B shall be executed by both parties simultaneously with this Option and recorded at Clearwater Mitigation Solutions, LLC sole discretion and expense in the county where the Property is located to provide record notice of this Option. Appendix F. Resumes (Project Manager & Key Personnel) CLEAR WA TER MITIGA TION SOL UTIONS Kevin Yates Member / Manager / Environmental & Mitigation Consultant Mr. Yates has over 17 years of experience in water resources, stream, wetlands, stormwater, riparian buffer, environmental restoration, and mitigation. Mr. Yates began working for the US Army Corps of Engineers, Wilmington District in 2001, while attending graduate school at the University of North Carolina at Wilmington, graduating with a Masters of Marine Science in 2004. During this period, Mr. Yates worked as an intern in the USACE Wilmington Regulatory Field Office and full-time in the USACE Raleigh Regulatory Field Office as a Regulatory Project Manager through May, 2005. Mr. Yates went into private environmental consulting in 2005, with a large multi -disciplinary engineering/design firm, McAdams Company, based in Durham, North Carolina. Mr. Yates was awarded the McAdams Company trailblazer award in 2006 for chartering and leading these new environmental consulting services for the firm, where he served as the Senior Environmental Consultant and Project Manager. More recently, Mr. Yates formed Clearwater Mitigation Solutions in 2015. Mr. Yates' philosophy on developing successful environmental design and construction projects is to promote ownership of the project from the ground up. This involves informing and training contractors, landowners, regulatory staff, project owners and other project stakeholders through diligent communication and involvement. As an owner/operator, Mr. Yates understands that the key to managing large scale projects with aggressive time requirements is to stay in front of potential problems, foster active partnering among team members and to surround yourself with hard working, skilled individuals who all have a stake in the success of the project. Professional Affiliations & Certifications City of Raleigh Stormwater Management Advisory Commission (SMAC) Commission Member 2012-2016 / Vice Chair (2014-2015) NCSU BMP Inspection and Maintenance Certification # 434 Governor Appointee to NCDENR Policy Advisory Group, 2008 North Carolina Water Resources Association (NCWRA) PADI Certified Open Water Diver Training Advanced Stormwater BMP Design, 2006 NC State Stream Restoration Institute, Construction Training, 2006 USACE Regulatory II — Public Interest Review & Documentation, 2004 NC State Stream Restoration Institute, River Course, 2003 NC State Stream Restoration Institute, Advanced Course, 2003 NCDWQ Macroinvertebrate Identification, 2003 Federal Highways & NEPA Coordination, 2002 Basic Processes in Hydric Soils Dates, 2002 USFW Endangered Species Consultation, 2002 USACE Wetland Delineation, 2002 Education Master of Marine Science, University of North Carolina at Wilmington, 2004 Department of the Army Cooperative Student Program Research Fellowship — Dauphin Island Sea Lab, 1999 Bachelor of Science, Natural Resources, North Carolina State University, 1999 Research Fellowship — Dauphin Island Sea Lab Response for Request for Proposal #16-007878 A p p e n d i c e s W. GRANT LEWIS President/Senior Project Manager, Axiom Environmental, Inc. Summary of Qualifications ■ 25-year professional background in the environmental consulting field including experience in natural systems documentation, permitting, and stream/wetland restoration. ■ Managed over 75 mitigation feasibility studies, 20 detailed mitigation plans, and implemented greater than 30,000 linear feet of stream restoration and 500 acres of wetland restoration. ■ Senior Project Manager for more than 25 ecological assessments and/or natural system reports including field delineations, protected species surveys, document preparation, and permitting. ■ Licensed soil scientist with extensive soil mapping experience including mapping of 42,000 acres in the Coastal Plain of Georgia for timber companies. ■ Familiar with CAD software including MicroStation, Corel Draw, ArcView GIS, and Trimble. ■ Proficient with survey equipment including laser level, total station, transit, laser Atlanta, and GPS. Technical/Computer Skills ArcView GIS, MicroStation, Total Station, Laser Level, Global Positioning System, USGS Flood Frequency Analysis Software, Pathfinder Office, Microsoft Word, Excel, Power Point, Corel Draw, Adobe Acrobat Professional Experience 2004-present, Axiom Environmental, Inc., Raleigh, NC, President/Senior Project Manager 1998-2004, EcoScience Corporation, Raleigh, NC, Senior Scientist/Senior Project Manager 1994-1998 Environmental Services, Inc., Raleigh, NC, Technical Scientist/Senior Scientist 1994, CTA Environmental, Atlanta, GA, Technical Scientist 1993, LTER-CPER, Fort Collins, CO, Field biologist Professional Affiliations National Association of Environmental Professionals N.C. Association of Environmental Professionals Society of Wetland Scientists Xi Sigma Phi Honors Society Additional Studies & Certificates NRCS Licensed Soil Scientist (#1233) for the State of North Carolina Society of Wetland Scientists, Professional Wetland Scientist Certification, January 2002 Applied Fluvial Geomorphology (Rosgen Level I, II, III, and IV) Academic Background B.S. Range Ecosystem Management, Colorado State University, 1993 Outstanding Student Award for Department of Range Ecosystem Sciences, 1993 Specific Project Experience Abbey Lamm Stream and Wetland Restoration Site (2013-2014), Alamance County Developed stream and wetland restoration plans to restore 5637 linear feet of stream channel and 1 acre of riverine wetlands for the N.C. Ecosystem Enhancement Program. Poncho Mitigation Bank Stream and Wetland Restoration Site (2010-2014), Wayne County Developed stream and wetland restoration plans to restore 5322 linear feet of stream channel and 29 acres of riverine wetlands as well as riparian buffer credits. Once the site was constructed, stream and wetland monitoring included longitudinal profile surveys, measurements of permanently monumented cross -sections, substrate pebble counts, benthic macroinvertebrate surveys, vegetative sampling, and groundwater monitoring. Generation of Mitigation Plans for an Umbrella Mitigation Bank (2008-2009), Wake County Generation of draft mitigation plans, Section 404 jurisdictional area delineations, gaining agency verification of the delineations, and generation of final mitigation plans for sites to be included in an umbrella mitigation bank for the City of Raleigh. Smith & Austin Creeks Stream Restoration Site (2006-2009), Wake County Conducted stream monitoring on approximately 12,000 linear feet of stream located in northern Wake County. The project included longitudinal profile surveys, measurements of permanently monumented cross -sections, substrate pebble counts, BEHI evaluations, and vegetative sampling utilizing the CVS-EEP protocol. This project was measured through year-5 monitoring and was successfully closed out. Causey Farm Stream and Wetland Restoration Site (2003-2009), Guilford County Developed stream and wetland restoration plans to restore 7700 linear feet of stream channel and 10 acres of riverine wetlands. Once the site was constructed, stream and wetland monitoring included longitudinal profile surveys, measurements of permanently monumented cross -sections, substrate pebble counts, benthic macro invertebrate surveys, vegetative sampling, and groundwater monitoring. This project was measured through year-5 monitoring and was successfully closed out. I-85 Widening (2002), Mecklenburg County Environmental investigations associated with the widening of a 5-mile stretch of I-85. Project tasks included Section 404 jurisdictional area delineations and agency verification, protected species surveys, and generation of an environmental document. Blowing Rock Bypass (2000-2003), Caldwell and Watauga counties Environmental investigations associated with multiple alternatives for the Blowing Rock Bypass. Project tasks included Section 404 jurisdictional area delineations and agency verification, protected species surveys, and generation of an environmental document. W. Grant Lewis Resume page 1 W. Grant Lewis Resume page 2 CURRICULUM VITAE Wes Newell, MS, NCRCPS, PWS P.O. Box 1654 Pittsboro N.C. 27312 (919) 545-2000 newelI@waterwaydesignbuild.com WORK OBJECTIVE To implement turn -key projects from beginning to end, including marketing, proposal, contract, permitting, design, and/or construction for one lump sum fee (Waterway Design Build, LLC) or on full-time salary as an employee of your company. Travel and my on -site presence considered essential. Based on experience, I hope to bring $2+ million per year in new contracts with an established firm. WORK OBJECTIVES Market and acquire new contracts Perform contracted work from beginning to end, including design Have a regular on -site presence (travel / relocation considered essential to complete quality work) Be part of an enthusiastic team Watch water take new paths and do crazy things! WORK SUMMARY: Work includes over 30 years of experience identifying, estimating, contracting, designing, permitting, and constructing river / lake restoration, dam removal, stormwater, hydrologic development, wetland, stream, and environmental restoration projects ■ Acquired and constructed Turn -Key Project work on individual projects with funding of over $4,000,000. ■ Acquired and administered over $60 million in contracts for environmental mitigation ■ Prepared and submitted over 5,000 proposals, estimates, reports, and/or contracts ■ Directed / managed 3-26 company employees for the last 23 years ■ Designed over 100 projects ■ Implemented first open-ended environmental mitigation contracts with NCDOT, SCDOT, TDOT, American Rivers, and ■ Supervised 200+ dam repairs and/or stormwater BMP projects ■ Performed 170,000+ linear feet of stream mitigation, 30+ dam removals, and 10,000 acres of wetland and endangered species habitat restoration NOTABLE MILESTONES 2001-2019: Solicited, acquired, and performed over 50 dam removals / repairs 2014: Awarded the only open-ended contract for construction work with American Rivers (Southeast Region). 2004: Grandfathered into North Carolina Registry of Certified Professional Soil Scientists 2000: Started Backwater Environmental 1998: Started EcoScience Corporation (with Jerry McCrain and Sandy Smith) 1998: Trained through Level 4 in Fluvial Geomorphology for Stream Restoration 1996: Designed, permitted, and constructed the first NCDOT wetland mitigation sites. 1995: Served as the primary author the N.C. Global TransPark Conservation Plan (for EA / EIS) and Detailed Wetland Mitigation Plan (50,000 acres) 1994: Awarded first open-ended contract with NCDOT for wetland mitigation (site identification, design, permitting, and construction assistance) 1992: Became First Senior Scientist at Raleigh Environmental Services, Inc. 1992: Earned a Masters in Landscape Ecosystem Classification (hydrology concentration) 1988: Designed and constructed largest aquaculture program in the Shaba Region of Zaire, Central Africa -- over 300,000 linear feet of stream diversion, functional adaptations, and dams for Tilapia ponds and breeding wetlands NOTABLE PROJECT LIST Deep River, Carbonton Dam Removal and River Restoration Haw River, Swepsonville Dam Removal and River Restoration Little River, Lowell Dam Removal, River, and Wetland Restoration Lake Ben Johnston Dam Repair and Sediment Removal West Fork Eno River Reservoir Water Quality Impoundments Milburnie Dam Removal and Neuse River Restoration Marks Creek Dam Removal and Stream Restoration 12-Mile River Dam Removal (2) and River Restoration Umstead Dam Removal and Wetland Restoration Oak Ridge Dam Removal and Stream Restoration Lake Wheeler / Dutchmans Creek Dam Lowering, Stream Restoration, and Step -Pool Drop -Down Structure Bedford Indiana PCB Environmental Remediation (General Motors / Racer Trust) Town Lake Stormwater Wetland Retrofits N.C. Global TransPark Stream and Wetland Mitigation Plan North River Farms, N.C. Coastal Federation (34 ac tidal marsh, 15,000 ft tidal stream, 4,000 ac wetlands) Randleman Reservoir Wetland Mitigation (40 ac wetland, 10 water quality impoundments) NOTABLE CLIENTS U.S. Army Corps of Engineers Natural Resource Conservation Service Mitigation Banking Firms N.C. Division of Mitigation Services N.C. Department of Transportation S.C. Department of Transportation Tennessee Department of Transportation Tennessee Stream Mitigation Program General Motors (RACER Trust -Indiana) The Nature Conservancy Clean Water Management Trust Fund Newland Communities Coastal Federation American Rivers Federal Highway Administration Municipalities in 5 States U.S. Department of Defense N.C. Global TransPark Covia Corporation Schlumberger Cypress Creek Renewables (Solar Division) Universities in multiple States Trout Unlimited U.S. Fish and Wildlife Service WORK / EDUCATION HISTORY 2001-2019: President, Backwater Environmental 1998-2001: Vice President, EcoScience Corporation 1998 Fluvial Hydrogeomorphology (Leopold, Rosgen) Level 4 1992-1998: Senior Project Manager, Environmental Services Inc. 1990-1992: Research Associate, Landscape Ecosystem Classification, Dominica, West Indies and Clemson University 1992: Masters Degree: Landscape Ecology and Soils, Dr. Steve Jones, Clemson University 1987-1990: Regional Hydrologist-Aquaculture, U.S. Agency for International Development (USAID) 1987: Bachelors, Clemson University, Chemistry 1984-1987: Research Assistant, Clemson University: Water Chemistry Analyses, 1984-1987 CERTIFICATIONS / TRAINING Masters Degree, Landscape Ecosystem Classification and Ecosystem Hydrology N.C. Registry of Certified Professional Soil Scientists (NCRCPS) Level 4 Rosgen River Restoration and Natural Channel Design Professional Wetland Scientist Hydrogeomorphic (HGM) Wetland Functional Assessment ArcView GIS and Microstation / AutoCadd Proficiency References available upon request. Appendix G. Technical Proposal Score Sheet Response for Request for Proposal #16-007878 A p p e n d i c e s (This page intentionally left blank) Section 1. Minimum Requirements Technical Proposal Evaluation Criteria Rating Form Offeror: Clearwater Mitigation Solutions Site Name: Bull Chute Stream and Riparian Wetland Mitigaton Site River Basin / Catalog Yadkin River Basin CU 03040103050040 Unit: RFP 16-007878 Number: Date of Site Evaluation: Type/Amt of Mitigation 9233 SMUs and 6.1 WMUs Offered: Proposal Review Committee: Alternate Attendees: Yes/No or N/A 1- For stream mitigation projects, does the Tech nica I Proposal ad equatelyclocument the historica I presence of stream(s) on the projects ite, provide the drainage areas (acres) and provide a ccu rate, process -b a sed des cripti on s Yes ofaII project stream rea ches a nd tributaries? 2- For proposals that i nclude wetl and mitigation, does the technical proposal a d equately document the presence of hydricsoilindicators(includingsoilboringlogspreparedbyaLicensedSoilScientistandamapshowingsoilboring Yes locations and mapped soil series)? 3- For proposals that i nclude wetl and mitigation, does the proposed success hydroperiodfollow the I RTGuidance for the proj ect s ite a nd soil series? I f the proposed hyd roperiod differs from the I RT gu i dance, j ustif ication must be Yes provi ded i n the RFP. 4- Does the proposal adequately document the physical, chemical a nd/or biological i mpairments that currently Yes exi ston the projectsite? 5- Does DMS agree with the overa II mitigation a pproach (proposed I evels of i ntervention) presented? [The Tech ni cal Proposal must demonstrate that the proposed mitigation a ctivities a re a ppropriate for exi sting s ite Yes condi tions a nd watershed characteristics (e.g., a djacent I and us e/land cover), andareoptimizedtoyieldmaximum fu ncti onal ga i ns.] 6- Does DMS agree with the proposed credit structure(s) described in the proposal? Yes 7- Does the proposed project avoid significant a dverse i mpacts to exi sting wetl ands a nd/or streams? Yes 8- Does the proposal adequately describe how the project wi II a dvance DMS watershed plan ninggoa Is? Yes 9- For a ny proposed Priority 2 restoration, i s P2j usti fled a nd/or limited to "ti e-i ns"? N/A An a nswer of No i n this section mea ns the Technical Proposal i s rejected. Continue or Reject? Continue Section 2. Functional Uplift Evaluation Functional Functional Planning Identified Category Functional Stressor Uplift Potential Stressor Check box below if Compl ete thi s section for identified stressor i s i dentified Check boxes below toidentify functional stressors ONLY. Selecttheoption through watershed stressors addressed by proposal. that bestdescribesthe upliftpotential for planning RWP LWP X the majorityof the project a rea. X Non-functioning riparian Low Moderate High Very High >_ buffer /wetland vegetation X Sediment Low Moderate High Very High ro X Z3 X Nutrients Low Moderate High Very High N X Fecal Coliform Low Moderate High Very High >ro ❑ Other Low Moderate High Very High X X Peak Flows Low Moderate High Very High 4o O X Artificial Barriers Low Moderate High Very High I. X O _0 X Ditching/Draining Low oderate High I� ❑ Other Low Moderate High Very High X Habitat Fragmentation Low Moderate High Very High I X ro X Limited Bedform Diversity Low Moderate High Very High 2 X Absence of Large Woody Low Moderate High Very High Debris ❑ Other Low Moderate High Very High ca Total Count 1 1 8 Total 5 0 Count Multiplier Multiplier co }' — co Z3 x1 x3 x6 x10 x4 x6 O b.0 — Count x Function 1 3 48 Count x Planning 30 U s✓ Multiplier Multiplier _ (o � A Sumof B Sum of Function 52 Planning 30 Adjusted Risk Factor Total Restoration Restoration Enhancement Total Restoration and Enhancement Feet Risk Adjusted Score and Feet Feet Enhancement Feet (Sum of Function AX Factorc) Enhancement Restoration Feet + ( 2 ) Feet 10,623 8055 2568 1.14 59.28 0 Risk Adjusted ScoreD +PlanningB = Section 3. General 89.28 E I Total Function and Planning ino1 What percent of the request does the proposed stream project provide? (if applicable) point o < 50 /0 3 points 0 50-75 /0 6 points 0 76-99 /o 10 points 0 >99 /o Physical constraints or barriers >5% 2-5% <2% None Easement Continuity >12 8-12 0-8 Project Density I >10 1 8-10 4-8 <4 Total Section 4. Final Score and Proposal Rating Total Function and E Planning F Total General Final Score (E+F) Proposal Rating (Final Score x 0.01) F 3 4