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HomeMy WebLinkAbout20180067 Ver 1_Mitigation Bank Prospectus_20180104RES French Broad 05 Stream Umbrella Mitigation Bank FINAL PROSPECTUS French Broad River Basin HUC 06010105 Prepared by: Resource Environmental Solutions, LLC Bank Sponsor: Environmental Banc & Exchange, LLC 302 Jefferson Street, Suite 110 Raleigh, NC 27605 919-209-1062 fires January 2018 Table of Contents 1 INTRODUCTION.....................................................................................................................1 1.1 Project Description........................................................................................................................1 1.2 Service Area..................................................................................................................................1 1.3 Identified Watershed Needs..........................................................................................................1 1.4 Purpose and Objectives.................................................................................................................3 1.5 Technical Feasibility..................................................................................................................... 3 2 QUALIFICATIONS..................................................................................................................4 2.1 Bank Sponsor................................................................................................................................4 2.2 Bank Sponsor Qualifications........................................................................................................ 4 3 MONITORING.........................................................................................................................5 3.1 Stream and Vegetation..................................................................................................................5 3.2 Reference Ecosystems................................................................................................................... 5 3.3 As -Built Survey............................................................................................................................ 5 3.4 Visual Monitoring.........................................................................................................................5 3.5 Cross Sections...............................................................................................................................5 3.6 Vegetative Success Criteria.......................................................................................................... 6 3.7 Adaptive Management.................................................................................................................. 6 4 BANK ESTABLISHMENT AND OPERATION.......................................................................6 4.1 Establishment and Operation of the Bank..................................................................................... 6 4.2 Proposed Credit Release Schedule................................................................................................ 6 4.2.1 Initial Allocation of Released Credits................................................................................... 8 4.2.2 Subsequent Credit Releases.................................................................................................. 8 4.3 Financial Assurances.................................................................................................................... 8 4.4 Proposed Ownership and Long -Term Management..................................................................... 8 4.5 Assurance of Water Rights........................................................................................................... 9 5 CAROLINA BISON SITE.......................................................................................................10 5.1 Project Description......................................................................................................................10 5.2 Project Location..........................................................................................................................10 5.3 Landownership............................................................................................................................10 5.4 Existing Conditions.....................................................................................................................10 5.4.1 Existing Jurisdictional Waters of the US............................................................................10 5.4.2 Existing Reach Conditions..................................................................................................11 5.4.3 Soil Survey..........................................................................................................................12 5.4.4 Endangered/Threatened Species.........................................................................................13 5.4.5 Vegetation...........................................................................................................................14 5.4.6 Cultural Resources..............................................................................................................14 5.4.7 Constraints..........................................................................................................................14 5.5 Conceptual Mitigation Plan........................................................................................................15 5.5.1 Stream Restoration and Enhancement................................................................................15 6 COMMERCIAL HILL SITE..................................................................................................17 RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank i January 2018 6.1 Project Description......................................................................................................................17 6.2 Project Location..........................................................................................................................17 6.3 Landownership............................................................................................................................17 6.4 Existing Site Conditions..............................................................................................................17 6.4.1 Existing Jurisdictional Waters of the US............................................................................17 6.4.2 Existing Reach Conditions..................................................................................................18 6.4.3 Soil Survey..........................................................................................................................19 6.4.4 Endangered/Threatened Species......................................................................................... 20 6.4.5 Vegetation........................................................................................................................... 21 6.4.6 Cultural Resources.............................................................................................................. 21 6.4.7 Constraints..........................................................................................................................21 6.5 Conceptual Mitigation Plan........................................................................................................ 22 6.5.1 Stream Restoration and Enhancement................................................................................ 22 7 BIG WILLOW SITE...............................................................................................................24 7.1 Project Description......................................................................................................................24 7.2 Project Location.......................................................................................................................... 24 7.3 Landownership............................................................................................................................24 7.4 Existing Site Conditions.............................................................................................................. 24 7.4.1 Existing Jurisdictional Waters of the US............................................................................ 24 7.4.2 Existing Reach Conditions.................................................................................................. 25 7.4.3 Soil Survey.......................................................................................................................... 26 7.4.4 Endangered/Threatened Species......................................................................................... 27 7.4.5 Vegetation........................................................................................................................... 28 7.4.6 Cultural Resources.............................................................................................................. 28 7.4.7 Constraints..........................................................................................................................28 7.5 Conceptual Mitigation Plan........................................................................................................ 28 7.5.1 Stream Restoration, Enhancement, and Preservation........................................................ 29 8 DEAD OAK SITE...................................................................................................................30 8.1 Project Description......................................................................................................................30 8.2 Project Location.......................................................................................................................... 30 8.3 Landownership............................................................................................................................30 8.4 Existing Conditions.....................................................................................................................31 8.4.1 Existing Jurisdictional Waters of the US............................................................................ 31 8.4.2 Existing Reach Conditions.................................................................................................. 31 8.4.3 Soil Survey.......................................................................................................................... 33 8.4.4 Endangered/Threatened Species......................................................................................... 33 8.4.5 Vegetation........................................................................................................................... 34 8.4.6 Cultural Resources.............................................................................................................. 35 8.4.7 Constraints..........................................................................................................................35 8.5 Conceptual Mitigation Plan........................................................................................................ 35 8.5.1 Stream Restoration, Enhancement, and Preservation........................................................ 36 9 PUNCHEON FORK SITE......................................................................................................37 RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank ii January 2018 9.1 Project Description......................................................................................................................37 9.2 Project Location.......................................................................................................................... 37 9.3 Landownership............................................................................................................................37 9.4 Existing Conditions..................................................................................................................... 37 9.4.1 Existing Jurisdictional Waters of the US............................................................................ 37 9.4.2 Existing Reach Conditions.................................................................................................. 38 9.4.3 Soil Survey.......................................................................................................................... 39 9.4.4 Endangered/Threatened Species.........................................................................................40 9.4.5 Vegetation........................................................................................................................... 41 9.4.6 Cultural Resources.............................................................................................................. 41 9.4.7 Constraints..........................................................................................................................41 9.5 Conceptual Mitigation Plan ........................................................................................................ 41 9.5.1 Stream Restoration and Enhancement................................................................................ 42 List of Figures Carolina Bison Figure 1. Project Vicinity Map Figure 2. USGS Topographic Map Figure 3. Aerial Map Figure 4. Landowner Map Figure 5. National Wetlands Inventory Map Figure 6. Soils Map Figure 7. Constraints Map Figure 8. Conceptual Plan Commercial Hill Figure 1. Project Vicinity Map Figure 2. USGS Topographic Map Figure 3. Aerial Map Figure 4. Landowner Map Figure 5. National Wetlands Inventory Map Figure 6. Soils Map Figure 7. Constraints Map Figure 8. Conceptual Plan RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank iii January 2018 Big Willow Figure 1. Project Vicinity Map Figure 2. USGS Topographic Map Figure 3. Aerial Map Figure 4. Landowner Map Figure 5. National Wetlands Inventory Map Figure 6. Soils Map Figure 7. Constraints Map Figure 8. Conceptual Plan Dead Oak Figure 1. Project Vicinity Map Figure 2. USGS Topographic Map Figure 3. Aerial Map Figure 4. Landowner Map Figure 5. National Wetlands Inventory Map Figure 6. Soils Map Figure 7. Constraints Map Figure 8. Conceptual Plan Puncheon Fork Figure 1. Project Vicinity Map Figure 2. USGS Topographic Map Figure 3. Aerial Map Figure 4. Landowner Map Figure 5. National Wetlands Inventory Map Figure 6. Soils Map Figure 7. Constraints Map Figure 8. Conceptual Plan RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank iv January 2018 Appendix A — Landowner Authorization Forms Appendix B — NC SAM Forms Appendix C — Site Photo Logs RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank v January 2018 1 INTRODUCTION 1.1 Project Description Environmental Banc & Exchange, LLC ("EBX"), a wholly owned subsidiary of Resource Environmental Solutions (RES), is pleased to propose the RES French Broad 05 Stream Umbrella Mitigation Bank (the `Bank"). The proposed umbrella structure of the Bank is designed to initially permit five mitigation sites, and establish the umbrella banking instrument for future mitigation sites. The first five sites are Carolina Bison, Commercial Hill, Big Willow, Dead Oak, and Puncheon Fork (Figure 1— French Broad 05 Service Area Map and Project Site Locations). These sites are identified as having potential to help meet the compensatory mitigation requirement for stream impacts in hydrologic unit code (HUC) 06010105 of the French Broad River Basin. 1.2 Service Area The Bank will provide mitigation credits to offset unavoidable impacts to stream resources within the French Broad 05 River Basin (8-digit USGS HUC 06010105). Carolina Bison, Commercial Hill, Big Willow, and Dead Oak are cool stream sites and can provide compensatory mitigation for cool stream impacts. Puncheon Fork is a cold water stream site and can provide compensatory mitigation for cold stream impacts. All the sites are primarily characterized by agriculture, forests, and low -intensity residential areas. Future sites may be developed in the bank that provide stream and wetland mitigation. On a case -by -case basis cold stream credits can be used for cool stream impacts as well. 1.3 Identified Watershed Needs The North Carolina Division of Mitigation Services (DMS) develops River Basin Restoration Priorities (RBRP) to guide its restoration activities within each of the state's 54 cataloging units. This Bank supports many of the French Broad River Basin Restoration Priorities (RBRP) goals and presents an opportunity to restore, enhance, and preserve over 26,100 linear feet of stream and riparian corridor. The proposed Bank will provide numerous ecological and water quality benefits within the French Broad River Basin. The Bank will provide improvements to water quality, hydrologic function, and habitat. As stated in the French Broad RBRP report (2009), the following restoration and protection goals are listed for the watershed: 1) Implement wetland and stream restoration projects that reduce sources of sediment and nutrients by restoring riparian buffer vegetation, stabilizing banks, excluding livestock, and restoring natural geomorphology, especially in headwater streams. 2) Restore and protect habitat for priority fish, mussel, snail, and crayfish species in the basin. 3) Cooperate with land trusts and resource agencies to help leverage federal and state grant funding for watershed restoration and conservation efforts. 4) Work with local partners to improve management of stormwater runoff, controlling both stormwater volume and pollutants, and promote low impact development techniques to lessen impacts of new development, especially in the expanding areas of Asheville, Black Mountain, Fletcher, and Hendersonville. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 1 January 2018 5) Protect high quality habitats, especially those prioritized by the Natural Heritage Program as Significant Natural Heritage Areas. The proposed Bank is designed to help meet these goals. The projects will address stressors identified in the watershed through nutrient removal, sediment removal, runoff filtration, and improved aquatic and terrestrial habitat. These project goals will be achieved through stream restoration, enhancement, and preservation. I h rn',tl Ile . r M,vr- Hil; inrti oak r� C ' ' Caro lima BisoR -CoolSO joy f ' r ; RG}'.Y Pon� fF'f FJekNF Corrmeroial Hill - Cool F-' F9uc dal HOlne Jr rn=� ti. Htri er say 'n 1 EaxiFlat Brrw�y r Figure 1. French Broad 05 Service Area Map and Project Site Locations RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 2 January 2018 1.4 Purpose and Objectives The purpose of the proposed Bank is to generate compensatory mitigation credits for inclusion in the RES French Broad 05 Stream Umbrella Mitigation Bank in the French Broad River Basin. The project goals address stressors identified in the watershed, and include the following: • Decrease nutrient and sediment inputs, • Filtration of runoff, • Connect streams with floodplains, • Stabilize eroding stream banks, • Invasive species treatment, and • Improved aquatic and terrestrial habitat. The project goals will be addressed through the following project objectives: • Increase plant species diversity and eradicate invasive species within project boundaries, • Increase forested riparian buffer to at least 30 feet on both sides of the channel along the project reach with an appropriate riparian plant community (improve streambank stability, streamside habitat, and improve temperature regulation), • Improve floodplain connectivity by reducing bank height ratios and increase entrenchment ratios to reference reach levels, • To restore channel stability and reduce sediment supply from eroding stream banks by restoring the stream channel pattern, dimension, and profile in stream channels to reference reach conditions, • Reduce impact of livestock to the stream channels and runoff through livestock exclusion, • Restore stable flow dynamics by improving stream velocity and shear stress to levels between the critical shear stress (shear stress required to initiate motion) and the allowable limits, • Install habitat features such as constructed riffles and brush toes in the restored streams, and add woody material to channel beds. 1.5 Technical Feasibility The technical feasibility of the Bank is assured due to RES' extensive experience with stream and wetland restoration and enhancement in North Carolina and throughout the Southeast. Examples of EBX's success with stream restoration and enhancement include Neu -Con Umbrella Mitigation Bank sites: specifically, the Marston, Nahunta, and Westbrook sites. The absence of fatal flaws such as hydrologic trespass, and the absence of threatened and endangered species and their habitats mean the project is unlikely to be impeded by resource issues, or by objections from landowners. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 3 January 2018 2 QUALIFICATIONS 2.1 Bank Sponsor All the sites shall be established under the terms and conditions of the RES French Broad 05 Stream Umbrella Mitigation Bank made and entered into by Environmental Banc & Exchange, LLC (EBX), acting as the Bank Sponsor. Company Name: Environmental Banc & Exchange, LLC Company Address: 302 Jefferson Street, Suite 110, Raleigh, NC 27605 Contact Name: Brad Breslow Telephone: (919) 209-1062 Email: bbreslow@res.us 2.2 Bank Sponsor Qualifications Resource Environmental Solutions, LLC (RES) was founded in February 2007 and grew organically from its roots restoring Louisiana wetlands to deliver mitigation solutions across Louisiana, Texas, Pennsylvania, West Virginia, Maryland, Virginia, North Carolina and South Carolina. In December 2014, RES acquired industry pioneer Environmental Banc & Exchange, LLC (EBX), expanding the RES knowledge base and geographic and technical delivery capabilities. RES develops and supplies ecological offsets to help public and private sector clients obtain required permits for unavoidable, project -related impacts to wetlands, streams, and habitats. RES helps clients proactively manage risk from operations in environmentally sensitive areas by providing proactive impact analyses, streamlining permitting processes, and limiting liability and regulatory exposure. • RES is the premier provider of ecological offset solutions in the US • RES founded in 2007 / EBX founded in 1997 • 110 mitigation sites permitted/in process • Conservation easements protecting roughly 400 sites • 32,000 restored wetland acres • 4,000 acres of custom mitigation solutions • 155 miles of stream restoration • Reduced over 240 tons of nutrients • Rehabilitated and preserved over 3,700 acres of endangered species habitats In North Carolina, RES and its affiliated companies have won over $70 million in mitigation contracts with North Carolina state agencies. With a regional office in Raleigh staffed with full-time professionals, RES has the ability to carry out existing projects, as well as secure and carry out new projects and banks in the State. A few representative projects implemented by RES are presented below. Neu -Con Umbrella Mitigation Bank (North Carolina): One of the first approved wetland and stream banks in North Carolina. The service area of the Bank is the entire Neuse River Basin. The Bank was established in April 2001. Initial contract: 22,964 linear feet of stream mitigation units (SMU) sold to North Carolina DOT based on credits produced from 3 stream restoration sites (initiated November 2000; sold all credits in November 2000; design initiated December 2001; construction completed on RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 4 January 2018 all sites Spring 2005; monitoring completed on all sites in Fall 2009). Additional sites added starting in 2008. Chesapeake Wetland Mitigation Bank (City of Chesapeake, Virginia): 545-acre wetland mitigation bank in the Lower James Watershed in Virginia. The service territory of the Bank includes HUCs 02080206 and 02080208. The Bank was established in July 2009. The remainder of the 1,156-acre property will be sold to the Great Dismal Wildlife Refuge (MBI finalized Spring 2009; construction completed Spring 2011; in the monitoring phase). Conoconnara Swamp Site (Halifax County, North Carolina): 87.0 WMU of wetland restoration and 5,050 SMU of stream restoration (initiated July 2005; construction completed Spring 2007; monitoring completed Fall 2011). 3 MONITORING Proposed monitoring for the initial five stream mitigation sites is presented below. Wetland mitigation monitoring will be specified in site specific Instrument Modification and Mitigation Plan when/if wetland sites are developed in the umbrella bank. 3.1 Stream and Vegetation Stream stability and vegetation survival will be monitored across both the restoration and enhancement areas of the sites to determine the success of the stream and buffer mitigation. Stream stability will be monitored with cross section surveys and visual assessment stream walks. Vegetation survival rates will be monitored using vegetation plots over approximately two percent of the planted area. 3.2 Reference Ecosystems An appropriate local reference community will be identified and surveyed during the mitigation plan phase. 3.3 As -Built Survey An as -built survey will be conducted following construction to document channel size, condition, and location on constructed or modified channels. The survey will include a complete profile of thalweg, water surface, bankfull, and top of bank to compare with future geomorphic data. Longitudinal profiles will not be required in annual monitoring reports unless requested by the Interagency Review Team (IRT). 3.4 Visual Monitoring Visual monitoring of all mitigation areas will be conducted a minimum of twice per monitoring year by qualified individuals. The visual assessments will include vegetation density, vigor, invasive species, and easement encroachments. Visual assessments of stream stability will include a complete stream walk and structure inspection. Digital images will be taken at fixed representative locations to record each monitoring event, as well as any noted problem areas or areas of concern. Results of visual monitoring will be presented in a plan view exhibit with a brief description of problem areas and digital images. 3.5 Cross Sections Permanent cross -sections will be installed at a minimum of one per 20 bankfull widths with half in pools and half in riffles. All cross-section measurements will include bank height ratio and entrenchment ratio. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 5 January 2018 Cross -sections will be monitored annually. There should be little change in as -built cross -sections. If changes do take place, they should be evaluated to determine if they represent movement toward a less stable condition (for example down -cutting or erosion), or are minor changes that represent an increase in stability (for example settling, vegetative changes, deposition along the banks, or decrease in width/depth ratio). Bank height ratio shall not exceed 1.2, and the entrenchment ratio shall be no less than 2.2 within restored reaches. Channel stability should be demonstrated through a minimum of four bankfull events documented in the seven-year monitoring period. 3.6 Vegetative Success Criteria Vegetation monitoring plots will be a minimum of 0.02 acres in size, and cover approximately two percent of the planted area. The following data will be recorded for all trees in the plots: species, height, planting date (or volunteer), and grid location. Monitoring will occur each year during the monitoring period. The interim measures of vegetative success for the sites will be the survival of at least 320 planted three-year old trees per acre at the end of Year 3 and 260 five-year old trees per acre at the end of Year 5. The final vegetative success criteria will be the survival of 210 trees per acre with an average height of 10 feet at the end of Year 7 of the monitoring period. Invasive and noxious species will be monitored and controlled so that none become dominant or alter the desired community structure of the site. If necessary, EBX will develop a species -specific control plan. 3.7 Adaptive Management The Mitigation Plan will include a detailed adaptive management plan that will address how potential problems are resolved. In the event that the site, or a specific component of the site, fails to achieve the defined success criteria, EBX will develop necessary adaptive management plans and/or implement appropriate remedial actions for the site in coordination with the IRT. Remedial actions will be designed to achieve the success criteria specified previously, and will include identification of the causes of failure, remedial design approach, work schedule, and monitoring criteria that will take into account physical and climatic conditions. If planted tree mortality affects 40 percent or greater of the initial planting in a stream or wetland restoration area or enhancement area, then a remedial/supplemental planting plan will be implemented for the affected area(s). 4 BANK ESTABLISHMENT AND OPERATION 4.1 Establishment and Operation of the Bank These Bank Parcels shall be established under the terms and conditions of the RES French Broad 05 Stream Umbrella Mitigation Banking Instrument (UMBI) made and entered into by EBX, USACE, NCDWR, and other IRT agencies. 4.2 Proposed Credit Release Schedule All credit releases will be based on the total credit generated as reported by the as -built survey of the Mitigation Site. The pre -construction credit release (15 percent) will be based on the credit total in the Final Mitigation Plan. The second credit release will be based on the credit yield in the approved mitigation plan after the as -built report for the site is approved, unless there is a major deviation in credits and the mitigation plan is modified. The District Engineer (DE), in consultation with the IRT, will determine if performance standards have been satisfied sufficiently to meet the requirements of the release schedule below. In cases RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 6 January 2018 where some performance standards have not been met, credits may still be released depending on the specifics of the case. At the direction of the DE, in consultation with the IRT, monitoring may be required to be extended, depending on the extent to which the site fails to meet the specified performance standard. The release of project credits will be subject to the criteria described below. Stream Credit Release Schedule Release Milestone Credit Release Activity Interim Release Total Released Site Establishment (includes all required criteria 15% 15% 1 stated above) Baseline Monitoring Report and As -built Survey 15% 30% 2 First year monitoring report demonstrates 10% 40% 3 performance standards are being met. Second year monitoring report demonstrates ° 10 /° 4 performance standards are being met. 50% Third year monitoring report demonstrates ° 10 /o 5 performance standards are being met. 60% 6 Fourth year monitoring report demonstrates ° 5 /° 65% performance standards are being met. (75%**) Fifth year monitoring report demonstrates 10/o ° 75% 7 performance standards are being met. (85%**) 8 Sixth year monitoring report demonstrates ° 5 /° 80% performance standards are being met. (95%**) Seventh year monitoring report demonstrates 90% 9 performance standards are being met, and project 10% has received close-out approval. (100%**) * *10% reserve of credits to be held back until the bankfull event performance standard has been met. These reserve credits cannot be released prior to completion of year 4 monitoring. A wetland credit release schedule will be presented in the Instrument Modification and Mitigation Plan when/if wetland sites are developed in the umbrella bank. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 7 January 2018 4.2.1 Initial Allocation of Released Credits The initial allocation of released credits, as specified in the mitigation plan can be released by the Corps in consultation with the IRT with written approval of the DE upon satisfactory completion of the following activities: 1. Approval of MBI by the DE, in consultation with the IRT; 2. Approval of a final Mitigation Plan; 3. Confirmation that the Bank site has been secured; 4. Delivery of executed financial assurances as specified in the Mitigation Plan; 5. Delivery of a copy of the recorded long-term protection mechanism as described in the Mitigation Plan, as well as a title opinion covering the property acceptable to the DE; and 6. Issuance of any DA permits necessary for construction of the Bank site (if necessary). 4.2.2 Subsequent Credit Releases The second credit release will occur after the completion of implementation of the Mitigation Plan and submittal of the Baseline Monitoring Report and As -built Survey. All subsequent credit releases must be approved by the DE, in consultation with the IRT, based on a determination that required performance standards have been achieved. As projects approach milestones associated with credit release, the Sponsor will submit a request for credit release to the DE along with documentation substantiating achievement of criteria required for release to occur. This documentation will be included with the annual monitoring report. 4.3 Financial Assurances The Sponsor shall provide financial assurances in the form of a Performance Bond to the IRT sufficient to assure completion of all mitigation work, required reporting and monitoring, and any remedial work required. Financial assurances shall be payable at the direction of the USACE to his designee or to a standby trust, which will be designated in the Mitigation Plan. Financial assurances structured to provide funds to the USACE in the event of default by the Bank Sponsor are not acceptable. A financial assurance must be in the form that ensures that the USACE receives notification at least 120 days in advance of any termination or revocation. 4.4 Proposed Ownership and Long -Term Management EBX, acting as the Bank Sponsor, will establish a Conservation Easement, and will monitor the Sites for a minimum of seven years. This Prospectus provides detailed information regarding bank operation, including long term management and annual monitoring activities, for review and approval by the Interagency Review Team (IRT). Upon approval of a Site by the IRT, the site will be transferred to a long- term land steward (to be determined in the Mitigation Plan) prior to the initial credit release. The long-term steward shall be responsible for periodic inspection of the site to ensure that restrictions required in the Conservation Easement or the deed restriction document(s) are upheld. Endowment funds required to uphold easement and deed restrictions shall be negotiated prior to site transfer to the responsible party. The Bank Sponsor will ensure that the Conservation Easement will allow for the implementation of an initial monitoring phase, which will be developed during the design phase and conducted by the Bank Sponsor. The Conservation Easement will allow for yearly monitoring and, if necessary, maintenance of RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 8 January 2018 the Site during the initial monitoring phase. These activities will be conducted in accordance with the terms and conditions of the RES French Broad 05 Stream Umbrella Mitigation Bank made and entered into by EBX, USACE, NCDWR, and other IRT agencies. 4.5 Assurance of Water Rights Sufficient water rights exist to support the long-term sustainability of the site, as there are no "severed" rights on the property. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 9 January 2018 5 CAROLINA BISON SITE 5.1 Project Description The Carolina Bison Stream Mitigation Site (the "Site") is located in Buncombe County within Cataloging Unit 06010105 and Targeted Local Watershed (TLW) 06010105090020. The Site consists of three parcels totaling approximately nine acres of conservation easement. The Site area is comprised of a unique agricultural expanse of land and will involve the restoration and enhancement of and Parker Branch and one unnamed tributary. Stream restoration and enhancement is proposed to increase hydrologic and ecological function and protect these features in perpetuity. The conceptual design presents the opportunity to provide up to 4,727 cool stream mitigation units (SMU). This proposed Site will result in significant ecological improvements including water quality improvement, habitat restoration, and a decrease in non - point source pollution from agricultural practices. 5.2 Project Location The Site is located in Buncombe County approximately two miles northeast of Leicester, NC and eight miles northwest of Asheville (Figures 1 and 2). The GPS coordinates of the site are 35.671107°N and 82.669235°W. The Site can be accessed from Ridgeview Road. The Site is located in the Newfound Creek Watershed (06010105090020). The proposed mitigation site will restore and protect a catchment within the Newfound watershed, which discharges directly into the French Broad River. The Site's watershed is primarily agricultural land and has historically served this purpose (Figure 3). The Site supports many of the French Broad River Basin Restoration Priorities (RBRP) goals. 5.3 Landownership The land required for the construction, management, and stewardship of this mitigation project includes portions of the parcels listed in Table 1. A landowner map is also provided in Figure 4. EBX has obtained a legal option to develop the mitigation project and protect with a permanent conservation easement the necessary area on the subject parcels. Table 1. Carolina Bison Landowner Information Landowner Parcel ID County Deed Book & Parcel Page Number Acreage Frank J. Kin g 9711-09- Buncombe 5436/811 103.78 5816-00000 Wilma Golden 9701-98- Buncombe 5233/0365 10.50 (LE) 8958-00000 Mary H. Theus 9701-99- Buncombe 5436/1060 7.47 1170-00000 5.4 Existing Conditions 5.4.1 Existing Jurisdictional Waters of the US National Wetland Inventory (NWI) mapping does not depict any wetlands in the project area (Figure 5). Detailed wetland delineation has been performed. The Site was delineated by RES and a Preliminary RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 10 January 2018 Jurisdictional Determination was provided by the U.S. Army Corps of Engineers (USACE) on September 6, 2017. The stream channels were classified using North Carolina Division of Water Resources (NC DWR) methodology. Stream calls will be verified by NC DWR or the USACE during the decision phase of the project. Site reaches were assessed using the NC Stream Assessment Method (NC SAM). NC SAM rating forms are included in Appendix C, and results are summarized in Table 2. Table 2. Carolina Bison NC SAM Ratings Reach Rating Parker Branch PB 1-A, PB 1-B, PB 1-C, PB2 Low UT 1 Low 5.4.2 Existing Reach Conditions In general, all or portions of the project streams do not function to their full potential. Current conditions demonstrate significant habitat degradation as a result of impacts from agriculture, historic land uses, and water diversion. Cross sections have been field surveyed on reaches targeted for Restoration or Enhancement I. Morphological parameters are located in Table 3. Parker Branch (PB1-A, PB1-B, PBI-C, PB2) The upstream portion of Parker Branch (PB 1-A, PB1-B, PB1-C) is an incised and heavily degraded, sand and gravel bed stream with a moderate sediment load. The valley has a washed -slope form typical of lower gradient valleys in the mountain region. Livestock impacts are severe throughout this reach with entire sections completely devoid of vegetation and actively eroding banks. The drainage area for the reach is approximately 276 acres. The downstream portion of Parker Branch (PB2) is an incised and heavily degraded, sand and gravel bed stream with a moderate sediment load and a channel slope of less than one percent. The valley has a washed - slope form typical of lower gradient valleys in the mountain region. Livestock impacts are extensive throughout this reach although recent exclusionary fencing has allowed for some initial revegetation. The drainage area for the reach is approximately 466 acres. UTI UT is an incised and heavily degraded, sand and gravel bed stream with a moderate sediment load. The valley has a washed -slope form typical of lower gradient valleys in the mountain region. Livestock impacts are extensive throughout this reach although some areas have recently experienced diminished livestock access and some recovery of initial revegetation. The drainage area for the reach is approximately 61 acres. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 11 January 2018 Table 3. Carolina Bison Existing Mor logical Parameters Reach PB1-A PB1-B/C PB2 UT1 Drainage Area acres 250 276 466 61 Cross- Sectional Area (sq ft 19.7 34.9 73.7 50.6 Bank Width ft 13.0 18.1 28.7 17.5 Mean Depth ft 1.5 1.9 2.6 2.9 Max Depth ft 2.2 3.8 5.1 5.4 Wetted Perimeter ft 15.0 20.2 30.9 21.8 Hydraulic Radius ft 1.3 1.7 2.4 2.3 W/D Ratio 8.6 9.3 11.2 6.0 5.4.3 Soil Survey 5.4.3.1 General Soil Characteristics The Site is located in the Blue Ridge Belt Physiographic Province. Existing soil information from the Natural Resource Conservation Service (NRCS) shows the property is located within the Evard-Cowee- Tate soil association. This association is found on ridges and south -to -west -facing hillslopes and mountain slopes. It is made up of well drained to moderately well drained soils on uplands. Evard-Cowee-Tate soil association is generally characterized by intermountain hills and low or intermediate mountains, dominantly in the north -central, southeastern, and southwestern parts of the county. 5.4.3.2 Site Mapped Soil Series Site soils are mapped by the NRCS as French loam, Tate loam, and Unison loam on the low-lying depressions and floodplains at the Site (Figure 6 and Table 4). Tate loam and Unison loam soils are generally well drained soils and range from two to 15 percent slopes and zero to three percent slopes respectively. French loam soils are somewhat poorly drained, normally found in floodplains with zero to three percent slopes. The surrounding upland soils are mapped as Clifton clay loam and Evard-Cowee complex. Clifton clay loam soils are well drained and generally found on ridges. Slopes range from eight to 15 and 15 to 30 percent throughout different parts of the area of interest. Evard-Cowee complex soils are well drained and generally found on mountain slopes and ridges of uplands. Slopes range from 30 to 50 percent. Table 4. Carolina Bison Mapped Soil Series Map Unit Map Unit Name Drainage Class Hydric Hydrologic Symbol Status Soil Group CkB2 Clifton clay loam, 2 Well drained Not Hydric B to 8 percent slopes CkC2 Clifton clay loam, 8 Well drained Not Hydric B to 15 percent slopes CkD2 Clifton clay loam, 15 Well drained Not Hydric B to 30 percent slopes CkE2 Clifton clay loam, 30 Well drained Not Hydric B to 50 percent slopes RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 12 January 2018 Map Unit Map Unit Name Drainage Class Hydric Hydrologic Symbol Status Soil Group Evard-Cowee EvD2 complex, 15 to 30 Well drained Not Hydric B ercent slo es Evard-Cowee EvE2 complex, 30 to 50 Well drained Not Hydric B ercent slo es FrA French loam, 0 to 30 poorly drained Not Hydric B percent slopes TaB Tate loam, 2 to 8 Well drained Not Hydric B/D percent slopes TaC Tate loam, 8 to 15 Well drained Not Hydric B percent slopes UnC Unisom loam, 8 to Well drained Not Hydric B 15 percent slopes 5.4.4 Endangered/Threatened Species The US Fish and Wildlife Service (USFWS) database (updated 19 October 2017) lists eight endangered species for Buncombe County, North Carolina (Table 5): spruce -fir moss spider (Microhexura montivaga), spreading avens (Geum radiatum), bunched arrowhead (Sagittaria fasciculata), mountain sweet pitcher - plant (Sarracenia rubra ssp. jonesii), rock gnome lichen (Gymnoderma lineare), gray bat (Myotis grisescens), Applachian elktoe (Alasmidonta raveneliana), and Carolina northern flying squirrel (Glaucomys sabrinus coloratus). The USFWS database also lists four threatened species for the County: Blue Ridge goldenrod (Solidago spithamaea), Virginia spiraea (Spiraea virginiana), Northern long- eared bat (Myotis septentrionalis) and bog turtle (Clemmys muhlenbergii). The Bald eagle (Haliaeetus leucocephalus) is protected under the Bald and Golden Eagle Protection Act (BGPA) and prohibits take of bald and golden eagles. No protected species or potential habitat for protected species was observed during preliminary site evaluations. In addition to the USFWS database, the NC Natural Heritage Program (NHP) GIS database was consulted to determine whether previously cataloged occurrences of protected species are mapped within one mile of the project site. Results from NHP indicated that there are known occurrences of the gray bat, Eastern small - footed myotis, and Least weasel within a one -mile radius of the project area and throughout Buncombe County. Based on initial site investigations, no impacts to federally protected species are anticipated as a result of the proposed project. The environmental screening phase of the project will include USFWS coordination to confirm these findings. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 13 January 2018 Table 5. Federally Protected Species in Buncombe County Common Name Scientific name Federal Status Habitat Present Record Status Vertebrate: Carolina northern flying squirrel Glaucomys sabrinus coloratus E No Current Gray bat M otis grisescens E No Current Northern long-eared bat M otis se tentrionalis T No Current Bog turtle Clemm s muhlenber ii T No Current Invertebrate• Appalachian elktoe Alasmidonta raveneliana E No Current Spruce -fir moss spider Microhexura montiva a E No Current Vascularplant: Bunched arrowhead Sa ittaria asciculata E No Current Mountain sweet pitcher -plant Sarra.i. rubs ssp. 'onesii E No Spreading avens Geum radiatum E No Current Blue Ride goldenrod Solida o s ithamaea T No Virginia s iraea S iraea vir iniana T No Current Lichen: Rock gnome lichen G mnoderma lineare E No Current E = Endangered; T = Threatened 5.4.5 Vegetation Current land use around the Site is primarily pasture and disturbed riparian forest. Forested riparian areas are primarily a narrow fringe with common canopy species including black walnut (Juglans nigra), red maple (Acer rubrum), black cherry (Prunus serotina), American sycamore (Platanus occidentalis), and black locust (Robinia pseudoacacia). Sub -canopy species include Chinese privet (Ligustrum sinense), greenbriar (Smilax sp), muscadine (Vitus rotundifolia), and black willow (Salix nigra). Outside of the narrow forested fringe the herbaceous community is highly disturbed due to overgrazing and erosion. 5.4.6 Cultural Resources A review of North Carolina State Historic Preservation Office (SHPO) GIS Web Service (accessed 14 December 2017) database did not reveal any listed or potentially eligible historic or archeological resources on the proposed project properties. There are no anticipated impacts from proj ect activities to state surveyed properties as there are none in the proposed project vicinity. The environmental screening phase of the project will include SHPO coordination to confirm these findings. 5.4.7 Constraints There are no significant constraints to the proposed Site. The Site is not located within five miles of an air transport facility. The Site is not within a mapped FEMA 100-year floodplain (Figure 7). There is a powerline easement at the top of UT 1. Seven existing agricultural crossings will be improved or constructed to facilitate existing surrounding agricultural land use. A tree survey will be conducted to design the mitigation measures and access to minimize impacts to significant specimen trees. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 14 January 2018 5.5 Conceptual Mitigation Plan The Site presents the opportunity to provide 4,727 cool stream mitigation units (SMUs). These will be derived from stream restoration and enhancement. Table 6 details the mitigation types and SMUs generated. The proposed conceptual design plan is shown in Figure 8. Table 6. Carolina Bison Proposed Mitigation Summary Reach Approach Length Ratio Cool SMUs SMU Adjusted PB1-A Restoration 966 1:1 966 1,053 PBI-B Enhancement I 282 1.5:1 188 160 PBI-C Restoration 756 1:1 756 824 PB2 Restoration 866 1:1 866 944 UTI Restoration 1,602 1:1 1,602 1,746 Total 4,472 4,378 4,727 5.5.1 Stream Restoration and Enhancement Current stream conditions along the proposed restoration reaches demonstrate significant habitat degradation as a result of impacts from agricultural land use, water diversion, and cattle intrusion. Additionally, the riparian buffer is in poor condition throughout most of the project area. Stream restoration efforts will be accomplished through a combination of analytical and analog and/or reference reach -based design methods. The result will be a combination of Priority Level I Restoration and Enhancement Level I for the project area. The cross-section geometry, planform, and profile will be modified to restore appropriate capacity and sinuosity to the channelized streams. The Priority Level I stream restoration will incorporate the design of a single -thread meandering channel with parameters based on data taken from appropriate regional curve tables for the Mountain Region of North Carolina and from reference sites and hydrologic analyses described herein. Priority Level I Restoration is proposed for Parker Branch (PB1-A, PBI-C, PB2) and Reach UT1. The design approach for these reaches will include lifting the channels back to their historic elevations and reconnecting them to the floodplain. Because the buffer along these reaches is devoid of significant woody vegetation, woody debris will be installed along the bed to improve in -stream habitat. Stream restoration will incorporate the design of a single -thread meandering channel, with parameters based on data taken from reference sites to be identified later, published empirical relationships, regional curves developed from existing project streams, and NC Regional Curves. Analytical design techniques will also be a crucial element of the project and will be used to determine the design discharge and to verify the design as a whole. Sections of abandoned stream channels will be backfilled with material excavated from onsite to the elevation of the floodplain in areas adjacent to the new channel, installing channel plugs where necessary in order to balance on -site cut/fill quantities. A minimum 30-foot buffer will be established and planted with native riparian vegetation. Stream Enhancement Level I is proposed for Reach PB 1-B. These areas are moderately stable, but would benefit greatly from spot stabilization along the banks in areas where livestock have accessed the stream. The design approach on this reaches will focus on stabilization along the banks of the channel, bedform RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 15 January 2018 diversity, livestock fencing, and riparian buffer restoration. Stabilization activities will include installing grade control structures and installing woody debris structures to improve hydraulic efficiency and aquatic habitat. All disturbed areas within the proposed buffer will be planted with native riparian vegetation. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 16 January 2018 6 COMMERCIAL HILL SITE 6.1 Project Description The Commercial Hill Site (the "Site") is located in Henderson County approximately three miles north of Hendersonville, NC (Figures 1 and 2). The GPS coordinates of the site are 35.365104°N and - 82.460850°W. The Site is contained in one parcel totaling approximately 26 acres of conservation easement. The Site is located within a rural area, and land use within the project area is comprised primarily of agricultural and forested land uses (Figure 3). The Site is located within the French Broad River Basin (8-digit USGS HUC 06010105, 12-digit USGS 060101050303), and involves the restoration and enhancement of two unnamed tributaries that have been disturbed by agricultural activities and cattle grazing. The conceptual design presents the opportunity to provide up to 3,228 cool stream mitigation units (SMU). This proposed Site will provide significant ecological uplift including the reduction of nutrient inputs via livestock exclusion and the reduction of sediment inputs from eroding stream banks by restoring the stream channel pattern, dimension, and profile in stream to reference reach conditions. 6.2 Project Location To access the Site from the town of Hendersonville, travel north approximately 1.4 miles on N Main Street, and continue onto Clear Creek Road. Then continue on Clear Creek Road for 2 miles, and turn left onto Howard Gap Drive. The project is located about 0.4 miles down Howard Gap Drive off Commercial Hill Drive on the left. The Site is located in the Lower Mud Creek Watershed (06010105030030), a 14 digit watershed identified in the Mud Creek Local Watershed Plan (LWP). The proposed Site will restore a catchment within the LWP and restore streams that drain directly to Mud Creek, a 303(d) listed stream channel. 6.3 Landownership The land required for the construction, management, and stewardship of this mitigation project includes portions of the parcel listed in Table 1. A landowner map is also provided in Figure 4. EBX has obtained an option to purchase the required parcel. Table 1. Commercial Hill Parcel Information Landowner Parcel ID County Deed Book & Parcel Page Number Acreage G. Ray Fussell 9660855943 Henderson 1254/107 69.86 6.4 Existing Site Conditions 6.4.1 Existing Jurisdictional Waters of the US National Wetland Inventory (NWI) mapping does not depict any wetlands in the project area (Figure 5). Detailed wetland delineation has not been performed. The Site will be delineated by RES and approved by the USACE during the decision phase of the project. The stream channels were classified using NC DWR methodology. Stream calls will be verified by NC DWR or USACE during the decision phase of the project. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 17 January 2018 Site reaches were assessed using the NC Stream Assessment Method (NC SAM). NC SAM rating forms are included in Appendix C, and results are summarized in Table 2. Table 2. Commercial Hill NC SAM Ratings Ratin-A Medium 7Riech -B Low -C Low UT1-D High UT2-A Medium UT2-B Medium UT3 Medium 6.4.2 Existing Reach Conditions In general, all or portions of the project streams do not function to their full potential. Current conditions demonstrate significant habitat degradation as a result of impacts from historic land uses and livestock. Cross sections have been field surveyed on reaches targeted for Restoration or Enhancement I. Morphological parameters for those reaches are located in Table 3. Reach UTl-A, UTl-B, and UT3 Reach UT1-A is a perennial stream that originates at the northeastern corner of the project. The stream begins off the property in a patch of forest before flowing through a narrow strip of young trees. In general, UT1-A has diverse bedform with cobble and gravel substrate in riffle sections. The stream banks above the confluence of UT3 are more laterally stable than UT 1-B, primarily due to the presence of woody vegetation along the banks, the lower gradient of the channel, and cattle only having access to one side of UT1-A. Reach UT1-B is a perennial channel that begins immediately downstream of Reach UT1-A before flowing through active pasture. This reach is devoid of a natural riparian buffer with little to no trees in the buffer on either bank. The stream is incised and the bank is eroded from cattle trampling. Fluvial erosion is also common throughout the entire reach. The bed material along this section includes cobble, gravel, and sand. The drainage area for Reach UT1-A/B is approximately 91 acres. Reach UT3 flows south from a culvert crossing beneath Howard Gap Road before its confluence with Reach UT1-B. This reach is devoid of a natural riparian buffer with little to no trees in the buffer on either bank and has a mixture of cobble and gravel substrate. Reach UTl-C and UTl-D Reach UT 1-C begins below the confluence of Reaches UT 1-B and UT2. The condition of Reach UT 1-C is very similar to UT1-B as the stream is incised, erosion is common, and the bed material includes cobble, gravel, and sand. UT1-C appears to have been historically straightened and impacts due to cattle trampling are evident. Reach UT1-D begins at a bedrock knickpoint just below Reach UT1-C and flows to the west before eventually crossing under I-26 and draining directly to Mud Creek, a 303(d) listed stream. The left bank of Reach UT 1-D is an intact forest with a mature tree and shrub layer. The right bank is active pasture. The bed material of Reach UT 1-D is a mix of cobble, gravel, and bedrock. There is an existing gas easement approximately 200 feet from the bottom of the property. The drainage area for Reach UT1-C/D is approximately 236 acres. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 18 January 2018 Reach UT2-A and UT2-B Reach UT2-A is a perennial stream that originates in the southeastern corner of the project. The stream begins off the property before flowing to the west through an active pasture. There is a jurisdictional wetland feature at the top of the reach along the right bank that is currently affected by cattle access. The stream banks along this reach are fairly stable, but there is evidence of erosion from cattle and channel incision. Reach UT2-B begins at a large headcut just downstream of UT2-A before flowing to its confluence with Reach UT I. The stream is incised and bank erosion from cattle trampling and fluvial erosion is common. The bed material along this section includes cobble, gravel, and sand. The drainage area for Reach UT2 AB is approximately 105 acres. Table 3. Commercial Hill Existing Morphological Parameters Reach UT1-B UT1-C UT2-B Drainage Area acres 90.86 236.64 105.29 Cross- Sectional Area (sq ft 24.6 42.6 38.3 Bank Width ft 17.8 18.8 17.5 Mean Depth ft 1.4 2.3 2.2 Max De th ft 2.3 3.5 3.8 Wetted Perimeter ft 18.9 21.5 19.6 Hydraulic Radius ft 1.3 2.0 2.0 W/D Ratio 12.9 8.3 8.0 Entrenchment Ratio 1.4 1.5 1.5 6.4.3 Soil Survey 6.4.3.1 General Soil Characteristics The Site is located within the Blue Ridge Physiographic region, specifically within the Broad Basins Blue Ridge Ecoregion. The geology of the area is comprised of precambrian gneiss, schist, amphibolite, and quartzite, on intermountain basins with low mountains, rolling foothills, and moderately broad mountain valleys. The Soil Survey of Henderson County, North Carolina (USDA, 1962) lists the soils within the Evard-Clifton-Braddock association. 6.4.3.2 Site Mapped Soil Series The Henderson County Soil Survey shows four mapping units across the Site. Map units include five soil series (Figure 6). The soil series found on the site are described below and summarized in Table 4. Table 4. Commercial Hill Mapped Soil Series Map Unit Map Unit Name Drainage Hydric Hydrologic Symbol Class Status Soil Group Co Codorus loam (arkaqua) Somewhat poorly drained Not Hydric B/D RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 19 January 2018 Map Unit Map Unit Name Drainage Hydric Hydrologic Symbol Class Status Soil Group Edneyville (edneytown) EdE fine sandy loam, 15 to 25 Well drained Not Hydric B percent slopes HyB Hayesville loam, 2 to 7 Well drained Not Hydric B percent slopes HyC Hayesville loam, 7 to 15 Well drained Not Hydric C percent slopes TeB Tate fine sandy loam, 2 Well drained Not Hydric C to 7 percent slopes 6.4.4 Endangered/Threatened Species Plants and animals with a federal classification of endangered or threatened are protected under provisions of Sections 7 and 9 of the Endangered Species Act of 1973, as amended. The USFWS database (updated 28 April 2017) lists six endangered species and four threatened species for Henderson County, North Carolina. The following species have a federal status as endangered: Carolina northern flying squirrel (Glaucomys sabrinus coloratus), gray bat (Myotis grisescens), Appalachian elktoe (Alasmidonta raveneliana), bunched arrowhead (Sagittaria fasciculate), and mountain sweet pitcherplant (Sarracenia rubra ssp. Jonesii). The following species have a federal status as threatened: bog turtle (Glyptemys muhlenbergii), Northern long-eared bat (Myotis septentrionalis), small whorled pogonia (Isotria medeoloides), swamp pink (Helonias bullata), and white irisette (Sisyrinchium dichotomum) (Table 5). The bald eagle (Haliaeetus leucocephalus) is protected under the Bald and Golden Eagle Protection Act (BGPA) and prohibits take of bald and golden eagles. No protected species or potential habitat for protected species was observed during preliminary site evaluations. In addition to the USFWS database, the NC Natural Heritage Program (NHP) GIS database was consulted to determine whether previously cataloged occurrences of protected species were mapped within one mile of the Site. Results from NHP indicate that there are no known occurrences of state threatened or endangered species within a one -mile radius of the project area. Based on initial site investigations, no impacts to state protected species are anticipated as a result of the proposed project. The proposed Site offers some potential to improve or create suitable habitat for several Federal Species of Concern. Habitat may be improved or created for species that require riverine habitat by improving water quality, in -stream and near -stream forage, and providing stable conditions not subject to regular maintenance. The decision phase of the project will include USFWS coordination to confirm these findings. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 20 January 2018 Table 5. Federally Protected Species in Henderson County Common Name Scientific name Federal Status Habitat Present Record Status Vertebrate: Bog turtle Glyptemys muhlenber ii T No Current Carolina northern flying squirrel Glaucomys sabrinus coloratus E No Current Gray bat M otis grisescens E No Current Northern long-eared bat M otis se tentrionalis T No Current Invertebrate• Appalachian elktoe Alasmidonta raveneliana E No Current Vascular Plant Current Bunched arrowhead Sa ittaria asciculate E No Current Mountain sweet itche lant Sarracenia rubra ssp. Jonesii E No Current Small whorled pogonia Isotria medeoloides T No Current Swamp pink Helonias bullata T No Current White irisette Sis rinchium dichotomum E No Current T= Threatened, E = Endangered 6.4.5 Vegetation The Site is characterized primarily by pasture, and some areas of disturbed riparian forest. Reach UT-2 has one area with a slightly developed canopy and the left bank of UT1-D is an established, mature forest. In general, the rest of the Site is devoid of buffers altogether. There is one small wetland area along the top of Reach UT-2 that is dominated by herbaceous vegetation, such as rushes (Juncus sp.), sedges (Carex sp.) and other pasture grasses. Tree and shrub species present throughout the limited buffer include tulip poplar (Liriodendron tulipifera), chestnut oak (Quercus montana), white pine (Pinus strobus), American sycamore (Platanus occidentalis), and rhododendron (Rhododendron sp.). 6.4.6 Cultural Resources Cultural resources include historic and archeological resources located in or near the project area. RES completed a preliminary survey of cultural resources to determine potential project impacts. A review of the North Carolina State Historic Preservation Office (SHPO) GIS Web Service database revealed no historic sites listed on the National Register with the SHPO within one mile of the project area, however there are multiple sites that are determined to be eligible for listing within one mile of the project. The environmental screening phase of the project will include SHPO coordination to confirm these findings. 6.4.7 Constraints There are no major constraints to the proposed Site. There is a gas line easement that crosses the western portion of the Site. There is also a sanitary sewer easement on the parcel, but this is contained outside of the project area. The Site is readily accessible from Howard Gap Road and Commercial Hill Drive. Inspection of the FEMA Flood Insurance Rate Map indicates that none of the project reaches and associated floodplains are located within a Zone AE flood area or a FEMA floodway (Figure 7). It is not anticipated that a No -Rise or a Conditional Letter of Map Revision (CLOMR) will need to be prepared for the Site. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 21 January 2018 6.5 Conceptual Mitigation Plan The Site presents the opportunity to provide 3,228 cool stream mitigation units (SMUs). These will be derived from stream restoration and enhancement. Table 6 details the mitigation types and SMUs generated. SMU totals may be adjusted using the most recent USACE non-standard buffer with guidance. The proposed conceptual design plan is shown in Figure 8. Table 6. Commercial Hill Proposed Mitigation Summary Reach Approach Len th LF Ratio Cool SMUs Adjusted SMUs UT1-A Enhancement II 457 2.5:1 183 232 UT1-B Restoration 1,275 1:1 1,275 1,601 UT1-C Restoration 307 1:1 307 389 UT 1-D I Enhancement III 518 7.5:1 69 63 UT2-A Enhancement 11 1,119 2.5:1 448 582 UT2-B Enhancement 1 345.0 1.5:1 230 281 UT3 Enhancement 11 200.0 2.5:1 80 80 Total 4,221 2,591 3,228 6.5.1 Stream Restoration and Enhancement Stream restoration efforts will be accomplished through a combination of analytical and reference reach - based design methods. The result will be a combination of Restoration and Enhancement Levels I, II, and III for the project area. On Restoration and Enhancement I reaches, cross-section geometry, planform, and profile will be modified to restore appropriate capacity and sinuosity to the channelized streams. The Restoration will incorporate the design of a single -thread meandering channel, with parameters based on data taken from appropriate regional curve tables for the Mountain Region of North Carolina and from reference sites and hydrologic analyses. Priority Level I Restoration is proposed for Reaches UT1-B and UT1-C. The design approach for these channels will include meandering the proposed channel within the natural valley, excavating a floodplain bench, and backfilling the existing stream. Other activities will include improving bedform diversity by installing grade control structures and improving in -stream habitat with the addition of woody debris structures. A 150-foot buffer will be established and planted with native riparian vegetation. Stream Enhancement Level I is proposed for Reach UT2-B. The design approach on this reach will focus on bank stabilization, improving bedform diversity, and cattle exclusion. Stabilization activities will include grading along the right bank and installing woody debris to improve hydraulic efficiency and aquatic habitat. All disturbed areas within the proposed buffer will be planted with native riparian vegetation to a width of at least 150 feet from the stream's top of bank and fencing will be installed to exclude all livestock. Stream Enhancement Level II is proposed for Reaches UT1-A, UT2-A, and UT3. The design approach will focus on improving the riparian buffer through native vegetation planting and treatment of invasive species, incorporating minimal grading to address minor erosional areas, and installing fencing to exclude all livestock from streams. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 22 January 2018 Stream Enhancement Level III is proposed for Reach UTl-D. The channel here is stable throughout the proposed easement with appropriate bedform, but the riparian zones lack sufficient buffers and cattle have access along the right bank. Therefore, cattle will be excluded and a 150-foot buffer will be planted with native vegetation. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 23 January 2018 7 BIG WILLOW SITE 7.1 Project Description The Big Willow Site (the "Site") is located in Henderson County approximately five miles west of Hendersonville, NC (Figures 1 and 2). The GPS coordinates of the site are 35.307295 °N and-82.541964 'W. The Site is contained in two parcels totaling 12.48 acres of conservation easement. The Site is located within a rural area, and land use within the project area is comprised primarily of agricultural and forested land uses (Figure 3). The Site is located within the French Broad River Basin (8-digit USGS HUC 06010105, 12-digit USGS HUC 060101050404), and involves the restoration and enhancement of North Fork Big Willow Creek and two unnamed tributaries that have been disturbed by agricultural activities and cattle grazing. The conceptual design presents the opportunity to provide up to 2,721 cool stream mitigation units (SMU). This proposed Site will result in significant ecological impacts including the reduction of nutrient inputs via livestock exclusion, improved trout habitat, and the reduction of sediment inputs from eroding stream banks by restoring the stream channel pattern, dimension, and profile in stream to reference reach conditions. 7.2 Project Location To access the Site from the town of Hendersonville, travel west approximately 1.5 miles on 5t' Avenue West. Continue on Laurel Park Highway for approximately 1 mile, then make a right onto Hebron Road for 3.4 miles. The Site is located along the North side of Hebron Road. 7.3 Landownership The land required for the construction, management, and stewardship of this mitigation project includes portions of the parcels listed in Table 1. A landowner map is also provided in Figure 4. EBX has obtained easement agreement options on the required parcels. Table 1. Big Willow Parcel Information Landowner Parcel ID County Deed Book & Parcel Page Number Acreage Jeffrey D. Collis SR 9548271003 Henderson 001625/00010 38.22 William D. Ardis 9548363254 Henderson 001331/00490 83.56 7.4 Existing Site Conditions 7.4.1 Existing Jurisdictional Waters of the US National Wetland Inventory (NWI) mapping does not depict any wetlands in the project area (Figure 5). Detailed wetland delineation has not been performed. The site will be delineated by RES and approved by the USACE during the decision phase of the project. The stream channels were classified using NC DWR methodology. Stream calls will be verified by NC DWR or USACE during the decision phase of the project. Site reaches were assessed using the NC Stream Assessment Method (NC SAM). NC SAM rating forms are included in Appendix C, and results are summarized in Table 2. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 24 January 2018 Table 2. Big Willow NC SAM Ratings Reach Rating DI Medium D2-A Medium D2-B Medium D2-C Low D3 Medium 7.4.2 Existing Reach Conditions In general, the project streams do not function to their full potential. Current conditions demonstrate significant habitat degradation as a result of impacts from historical agricultural practices. North Fork Big Willow Creek has surface water classifications as C and Tr. Class C waters are protected for secondary recreation, fishing, wildlife, fish consumption, and aquatic life. The supplemental classification of Tr (Trout Waters) is intended to protect freshwaters for natural trout propagation and survival of stocked trout on a year-round basis. Cross sections have been field surveyed on reaches targeted for Restoration or Enhancement I. Morphological parameters for those reaches are located in Table 3. Reach D1(North Fork Big Willow Creek) Reach D1 begins at in the southern portion of the project and flows west across the southern border of the easement. This reach has no riparian buffer throughout its length due to existing agricultural practices along the right bank and houses and Hebron Road along the left bank. The channel has good substrate diversity, with cobble and gravel, but the banks are incised and actively eroding towards bordering Hebron Road. The drainage area of the reach is 693 acres. Reach D2-A/B/C Reach D2 begins in the northernmost section of the property and flows to the south before draining to Reach D 1. The reach is separated by a break in the easement near the top of D2-B. Reach D2-A is a relatively untouched rhododendron thicket with stable banks and desirable bed substrate. The buffer is functioning properly. Reach D2-B continues flowing southwest across the easement and has no tree cover or riparian buffer. Current land use surrounding the reach is agriculture, essentially up to the channel banks. These practices have impacted the bank stability, causing the channel to become incised. Reach D2-C continues flowing southwest until its confluence with Reach D 1. Similarly, D2-C is heavily incised and possesses no riparian buffer due to agricultural practices up to the channel banks. The drainage area at the downstream end of D2-C is over 181 acres. Reach D3 Reach D3 begins parallel and west of Reach D2 on the opposite side of the property and flows southwest to a confluence with the end of Reach DI. The western bank is protected by a healthy tree canopy and buffer, however the eastern bank has no tree canopy or buffer due to agricultural practices. This western buffer has helped to limit agricultural impact and the channel shows only localized erosion with coarse bed substrate. The drainage area of Reach D3 is 92 acres. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 25 January 2018 Table 3. Big Willow Existing Morphological Parameters Reach D1 D2-B D2-C D3 Drainage Area (acres) 693 178 181 92 Cross -Sectional Area (sq ft) 10.6 4.5 1.4 22.0 Bank Width (ft) 16.9 4.0 4.0 8.0 Mean Depth (ft) 0.6 1.1 0.4 2.8 Max Depth (ft) 1.7 1.5 0.5 4.0 Wetted Perimeter (ft) 18.3 5.6 4.4 12.4 Hydraulic Radius (ft) 0.6 0.8 0.3 1.8 W/D Ratio 27.0 3.6 11.4 2.9 Entrenchment Ratio 1.4 1.0 2.5 1.0 7.4.3 Soil Survey 7.4.3.1 General Soil Characteristics The Site is located within the Blue Ridge Physiographic region, specifically within the Southern Crystalline Ridges and Mountains Ecoregion. The geology of the area is comprised of Precambrian granite, gneiss, schist, quartzite, metagraywacke, metavolcanic rock, and amphibolite. The Soil Survey of Henderson County, North Carolina (USDA, 1980) lists the soils within the Hayesville-Codorus-Bradson Association and the Chester-Ashe association. 7.4.3.2 Site Mapped Soil Series The Henderson County Soil Survey shows seven mapping units across the Site. Map units include seven soil series (Figure 6). The soil series found on the site are described below and summarized in Table 4. Table 4. Big Willow Mapped Soil Series Map Unit Map Unit Name Drainage Hydric Hydrologic Symbol Class Status Soil Group AhF Ashe stony sandy loam, Somewhat excessively Not Hydric B 25 to 45 percent slopes drained BrC Brevard loam, 7 to 15 Well drained Not Hydric B percent slopes Co Codorus loam (arkaqua) Somewhat Predominantly B/D poorly drained Nonhydric Edneyville (edneytown) HE fine sandy loam, 15 to 25 Well drained Not Hydric B ercent slopes EwE Evard soils, 15 to 25 Well drained Not Hydric B percent slopes EwF Evard soils, 25 to 45 Well drained Not Hydric B percent slopes HyC Hayesville loam, 7 to 15 Well drained Not Hydric C percent slopes RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 26 January 2018 7.4.4 Endangered/Threatened Species Plants and animals with a federal classification of endangered or threatened are protected under provisions of Sections 7 and 9 of the Endangered Species Act of 1973, as amended. The USFWS database (updated 18 December 2017) lists six endangered species and four threatened species for Henderson County, North Carolina. The following species have a federal status as endangered: Carolina northern flying squirrel (Glaucomys sabrinus coloratus), gray bat (Myotis grisescens), Appalachian elktoe (Alasmidonta raveneliana), bunched arrowhead (Sagittaria fasciculate), and mountain sweet pitcherplant (Sarracenia rubra ssp. Jonesii). The following species have a federal status as threatened: bog turtle (Glyptemys muhlenbergii), Northern long-eared bat (Myotis septentrionalis), small whorled pogonia (Isotria medeoloides), swamp pink (Helonias bullata), and white irisette (Sisyrinchium dichotomum) (Table 5). The Bald eagle (Haliaeetus leucocephalus) is protected under the Bald and Golden Eagle Protection Act (BGPA) and prohibits take of bald and golden eagles. No protected species or potential habitat for protected species was observed during preliminary site evaluations. In addition to the USFWS database, the NC Natural Heritage Program (NHP) GIS database was consulted to determine whether previously cataloged occurrences of protected species were mapped within one mile of the project site. Results from NHP indicate that there are no known occurrences of state threatened or endangered species within a one -mile radius of the project area. Based on initial site investigations, no impacts to state protected species are anticipated as a result of the proposed project. The proposed project offers some potential to improve or create suitable habitat for several Federal Species of Concern. Habitat may be improved or created for species that require riverine habitat by improving water quality, in -stream and near -stream forage, and providing stable conditions not subject to regular maintenance. The decision phase of the project will include USFWS coordination to confirm these findings. Table 5. Federally Protected Species in Henderson County Common Name Scientific name Federal Status Habitat Present Record Status Vertebrate: Bog turtle Glyptemys muhlenber ii T No Current Carolina northern flying squirrel Glaucomys sabrinus coloratus E No Current Gray bat Myotis grisescens E No Current Nothern long-eared bat Myotis se tentrionalis T No Current Invertebrate: Appalachian elktoe Alasmidonta raveneliana E No Current Vascular Plant Current Bunched Arrowhead Sa ittaria asciculate E No Current Mountain sweet pitcherplant Sarracenia rubra ssp. Jonesii E No Current Small whorled pogonia Isotria medeoloides T No Current Swamp pink Helonias bullata T No Current White irisette Sis rinchium dichotomum E No Current T= Threatened, E = Endangered RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 27 January 2018 7.4.5 Vegetation The Site is characterized primarily by agricultural land, including row crops, some areas of disturbed riparian forest, and some areas of undisturbed riparian forest. Many of the streams on -site lack sufficient riparian buffers, while some reaches are devoid of buffers altogether. Only one reach appears to be functioning properly. The non-functioning reaches are primarily composed of herbaceous vegetation with minimal or absent tree cover. Exotic invasive species are also present and are locally dense in some areas. In general, the disturbed riparian zones are impacted by regular land management activities related to row - crop. The Site also includes a stream channel with sufficiently sized riparian buffers that demonstrates more developed vegetation strata and higher biodiversity, primarily consisting of a dense canopy and rhododendron understory. Tree and shrub species present throughout the limited buffer include tulip poplar (Liriodendron tulipifera), chestnut oak (Quercus montana), white pine (Pinus strobus), American sycamore (Platanus occidentalis), and rhododendron (Rhododendron sp.). 7.4.6 Cultural Resources Cultural resources include historic and archeological resources located in or near the project area. RES completed a preliminary survey of cultural resources to determine potential project impacts. A review of the North Carolina State Historic Preservation Office (SHPO) GIS Web Service database revealed no historic sites within a half -mile of the proposed project area. The environmental screening phase of the project will include SHPO coordination to confirm these findings. 7.4.7 Constraints There are no major constraints to the proposed Site. There is one existing utility line that runs along the western portion of DI, however the power poles will be relocated before construction of the project. Preliminary site investigation identified approximately two acres of hydric soil along the floodplain of Reach D 1. A detailed soil report will be conducted on the property during the mitigation plan phase of the project. The Site is readily accessible from Hebron Road and Davis Mountain Road. Inspection of the FEMA Flood Insurance Rate Map indicates that none of the project reaches and associated floodplains are located within a Zone AE flood area or a FEMA floodway (Figure 7). It is not anticipated that a No -Rise or a Conditional Letter of Map Revision (CLOMR) will need to be prepared for the Site. 7.5 Conceptual Mitigation Plan The Site presents the opportunity to provide 2,721 cool SMUs. These will be derived from stream restoration, enhancement, and preservation. Table 6 details the mitigation types and SMUs generated. SMU totals may be adjusted using the most recent USACE non-standard buffer with guidance. The proposed conceptual design plan is shown in Figure 8. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 28 January 2018 Table 6. Big Willow Proposed Mitigation Summary Reach Approach Length (LF) Ratio Cool SMUs Adjusted SMUs DI Restoration 1,682 1:1 1,682 1,901 D2-A Preservation 1,316 10:1 132 132 D2-B Enhancement II 629 2.5:1 252 252 D2-C Restoration 241 1:1 241 255 D3 Enhancement 111 891 5:1 178 182 Total 4,759 2,484 2,721 7.5.1 Stream Restoration, Enhancement, and Preservation Current stream conditions along the proposed restoration reaches demonstrate significant habitat degradation as a result of impacts from agricultural land use. Additionally, most of the riparian buffers are in poor condition throughout the project area. Stream restoration efforts will be accomplished through a combination of analytical and reference reach - based design methods. The result will be a combination of Priority Level I Restoration, Enhancement Levels 11, and 111, and Preservation for the project area. The cross-section geometry, planform, and profile will be modified to restore appropriate capacity and sinuosity to the channelized streams. The Priority Level I stream restoration will incorporate the design of a single -thread meandering channel, with parameters based on data taken from appropriate regional curve tables for the Piedmont of North Carolina and from reference sites and hydrologic analyses. Priority Level I Restoration is proposed for Reaches D1 and D2-C. A meandering channel will be constructed within the natural valley and graded to restore floodplain access. Because the buffer is devoid of significant woody vegetation, woody debris will be installed along the bed to improve in -stream habitat. A minimum 30-foot buffer will be established and planted with native riparian vegetation. Stream Enhancement Level II is proposed for Reach D2-B. The design approach on this reach will focus on bank stabilization and riparian buffer restoration. Stabilization activities will include installing grade control structures and live -stake plantings to improve hydraulic function and aquatic habitat. All disturbed areas within the proposed buffer will be planted with native riparian vegetation to a width of at least 30 feet from the stream's top of bank. Stream Enhancement Level III is proposed for Reach D3. The channel is moderately stable throughout the proposed easement, but the riparian zone lacks sufficient buffer on the eastern bank. Therefore, areas of invasive species growth will be treated and a minimum 30-foot buffer will be planted with native vegetation on the eastern bank. Stream Preservation is proposed for Reach D2-A. The channel buffer is functioning properly with a dense canopy and a healthy rhododendron understory. The long-term presence of this buffer has maintained proper bedform and bank stability. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 29 January 2018 8 DEAD OAK SITE 8.1 Project Description The Dead Oak Site (the "Site") is located in Buncombe County approximately two miles northwest of Alexander, NC (Figures 1 and 2). The GPS coordinates of the site are 35.71256°N, 82.66514°W. The Site is contained in two parcels totaling 21.8 acres of conservation easement. The Site is located within a rural area, and land use within the project area is comprised primarily of agricultural and forested land uses (Figure 3). The Site is located within the French Broad River Basin (8-digit USGS HUC 06010105, 12-digit USGS HUCs 060101050905 and 060101050907), and involves the restoration of four unnamed tributaries to the French Broad River and one unnamed tributary to Turkey Creek that have been disturbed by agricultural activities and cattle grazing. The conceptual design presents the opportunity to provide up to 6,166 cool stream mitigation units (SMU). This proposed Site will result in significant ecological impacts including the reduction of nutrient inputs via livestock exclusion and the reduction of sediment inputs from eroding stream banks by restoring the stream channel pattern, dimension, and profile in stream to reference reach conditions. The Site was designed to be contiguous with the existing Sandy Mush Game Lands (SMGL). In 2004, the 28 parcels making up SMGL were purchased fee simple by the State of North Carolina from Progress Energy Corporation (with reserved easements for power lines and railroads) with the sole purpose of providing stream mitigation credits needed under a new mitigation agreement between the USACE and the Ecosystem Enhancement Program (EEP). In 2006 management responsibilities were transferred from EEP to North Carolina Wildlife Resources Commission (NCWRC) to manage the area as game lands. 8.2 Project Location To access the Site from the town of Alexander, travel west approximately 1.5 miles on Fletcher Martin Road, and turn right onto Marshall Road/Old Highway 20. Then immediately bear right onto Cedar Hill Road. The majority of the easement is located north/northeast of this location in the forested pastureland. The other section of the easement is back south along Marshall Road/Old Highway 20. Access this by bearing left at the Marshall Road and Cedar Hill Road Split mentioned earlier. 8.3 Landownership The land required for the construction, management, and stewardship of this mitigation project includes portions of the parcels listed in Table 1. A landowner map is also provided in Figure 4. EBX has obtained easement agreement options on the required parcels. Table 1. Dead Oak Parcel Information Landowner Parcel ID County Deed Book & Parcel Page Number Acreage Carter B. Fletcher 971333543000000 Buncombe 89E/569 175.68 Carter B. Fletcher 971354259600000 Buncombe 89E/1476 111.33 RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 30 January 2018 8.4 Existing Conditions 8.4.1 Existing Jurisdictional Waters of the US National Wetland Inventory (NWI) mapping does not depict any wetlands in the project area (Figure 5). Detailed wetland delineation has not been performed. The Site will be delineated by RES and approved by the USACE during the decision phase of the project. The stream channels were classified using NC DWR methodology. Stream calls will be verified by NC DWR or USACE during the decision phase of the project. Site reaches were assessed using the NC Stream Assessment Method (NC SAM). NC SAM rating forms are included in Appendix C, and results are summarized in Table 2. Table 2. Dead Oak NC SAM Ratings Reach Rating FC1 Low FC2 Low FC3 Low FC4-A Low FC4-B Low FC5 Low FC6 High FC7 Low 8.4.2 Existing Reach Conditions In general, all or portions of the project streams do not function to their full potential except for Reach FC6, which will be treated as preservation. Current conditions of the other reaches demonstrate significant habitat degradation as a result of impacts from livestock access and historic agricultural and forest clearing activities. Morphological parameters for the restoration reaches are located in Table 3. Reach FC1 Reach FC1 is large actively eroding channel in the northern portion of the project that flows northeast and drains directly to the property boundary with the SMGL. This reach has a relatively established canopy, but extensive livestock access has led to a heavily degraded midstory and understory plant community. The channel shows some areas of desired bedform, but is heavily incised over much of the reach. Existing land use is predominantly pasture land. The drainage area for this reach is approximately 64 acres. Reach FC2 Reach FC2 begins in the southeastern section of the property and flows north to a confluence with Reach FC3. Similar to Reach FC1, this reach has a degraded midstory and understory buffer and a heavily incised channel from historical livestock access. A canopy exists in the buffer on the left bank, but is virtually absent on the right bank. Existing land use is pasture with minimal trees along the banks. The drainage area for this reach is approximately 30 acres. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 31 January 2018 Reach FC3 Reach FC3 is a small tributary to Reach FC2 that flows east towards the confluence. This reach has not been as heavily impacted by livestock as other reaches, but the bedform still shows high sedimentation and the buffer shows significant alterations from livestock access. Reach FC4-A/FC4-B Reach FC4 begins in a wooded valley and drains southeast to the tributary that FC2, and FC5 also drain to before becoming Reach FC6. FC4-A is the headwater of this reach and shows only slight alteration from livestock while FC4-B is more heavily impacted and incised. This reach also shows significant buffer impact from invasive plants. Existing land use surrounding the reach is active pasture. Reach FC5 Reach FC5 is parallel and north to FC4 and flows southeast to the larger channel that becomes Reach FC6. Livestock has access to this reach, resulting in notable impacts to the channel bedform, and buffers. Existing land use surrounding the reach is active pasture. Reach FC6 Reach FC6 flows directly north where it drains directly to the property boundary with the SMGL and eventually meets with the French Broad River outside of the easement. Reaches FC2, FC3, FC4, and FC5 are all upstream and flow into FC6. Despite the degraded qualities of the upstream reaches, Reach FC6 is relatively pristine and shows virtually no impact from livestock. Reach FC7 Reach FC7 flows west and eventually drains into Turkey Creek. This reach is separated into a 14-digit HUC than the other project reaches, but is also directly contiguous with the SMGL. FC7 is incised and possesses virtually no buffer because of heavy livestock access. The origin of the reach has a strong headcut and shows signs of continuing to erode southeast through the pastureland without management. The land use surrounding the reach is active pasture. Table 3. Dead Oak Existing Mor holo ical Parameters Reach FC1 FC2 FC4-B FC7 Drainage Area (acres) 64 29 15 142 Cross -Sectional Area (sq ft) 43.3 50.4 95.2 42.7 Bank Width (ft) 16.8 19.2 28.0 17.3 Mean Depth (ft) 2.6 2.6 3.4 2.5 Max Depth (ft) 5.1 4.8 6.5 4.0 Wetted Perimeter (ft) 21.3 22.6 32.0 19.6 Hydraulic Radius (ft) 2.0 2.2 3.0 2.2 W/D Ratio 6.5 7.3 8.2 7.0 Entrenchment Ratio 1.1 1.1 1.0 1.2 RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 32 January 2018 8.4.3 Soil Survey 8.4.3.1 General Soil Characteristics The Site is located within the Blue Ridge Physiographic region, specifically within the Broad Basins Blue Ridge Ecoregion. The geology of the area is comprised of precambrian gneiss, schist, amphibolite, and quartzite, on intermountain basins with low mountains, rolling foothills, and moderately broad mountain valleys. The Soil Survey of Buncombe County, North Carolina (USDA, 1962) lists the soils within the Hayesville-Codorus-Bradson association. 8.4.3.2 Site Mapped Soil Series The Buncombe County Soil Survey shows nine mapping units across the project site. Map units include six soil series (Figure 6). The soil series found on the site are described below and summarized in Table 4. Table 4. Dead Oak Mapped Soil Series Map Unit Map Unit Name Drainage Hydric Status Hydrologic Symbol Class Soil Group CkD2 Clifton clay loam, 15 to Well drained Not Hydric B 30 percent slopes CkE2 Clifton clay loam, 30 to Well drained Not Hydric B 50 percent slopes EvE2 Evard-Cowee complex, Well drained Not Hydric B/C 30 to 50 percent slopes TaB Tate loam, 2 to 8 percent Well drained Not Hydric C slopes Walnut-Oteen-Mars hill WaE2 complex, 30 to 50 percent Well drained Not Hydric A/B/D slopes Walnut-Oteen-Rock WnF outcrop complex, 50 to Well drained Not Hydric B/D 95 percent slopes 8.4.4 Endangered/Threatened Species The US Fish and Wildlife Service (USFWS) database (updated 19 October 2017) lists eight endangered species for Buncombe County, North Carolina (Table 5): spruce -fir moss spider (Microhexura montivaga), spreading avens (Geum radiatum), bunched arrowhead (Sagittaria fasciculata), mountain sweet pitcher - plant (Sarracenia rubra ssp. jonesii), rock gnome lichen (Gymnoderma lineare), gray bat (Myotis grisescens), Applachian elktoe (Alasmidonta raveneliana), and Carolina northern flying squirrel (Glaucomys sabrinus coloratus). The USFWS database also lists four threatened species for the County: Blue Ridge goldenrod (Solidago spithamaea), Virginia spiraea (Spiraea virginiana), Northern long- eared bat (Myotis septentrionalis) and bog turtle (Clemmys muhlenbergii). The Bald eagle (Haliaeetus leucocephalus) is protected under the Bald and Golden Eagle Protection Act (BGPA) and prohibits take of bald and golden eagles. No protected species or potential habitat for protected species was observed during preliminary site evaluations. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 33 January 2018 In addition to the USFWS database, the NC Natural Heritage Program (NHP) GIS database was consulted to determine whether previously cataloged occurrences of protected species were mapped within one mile of the project site. Results from NHP indicate that there are no known occurrences of state threatened or endangered species within a one -mile radius of the project area. Based on initial site investigations, no impacts to state protected species are anticipated as a result of the proposed project. The proposed project offers some potential to improve or create suitable habitat for several Federal Species of Concern. Habitat may be improved or created for species that require riverine habitat by improving water quality, in -stream and near -stream forage, and providing stable conditions not subject to regular maintenance. The decision phase of the project will include USFWS coordination to confirm these findings. Table 5. Federally Protected Species in Buncombe County Common Name Scientific name Federal Status Habitat Present Record Status Vertebrate: Carolina northern flying squirrel y g q Glaucomys sabrinus coloratus E No Current Gray bat M otis grisescens E No Current Northern long-eared bat M otis se tentrionalis T No Current Bog turtle I Clemm s muhlenber ii I T No Current Invertebrate: Appalachian elktoe Alasmidonta raveneliana E E No Current Spruce -fir moss spider Microhexura montiva a E No Current Vascularplant: Bunched arrowhead Sa ittaria asciculata E No Current Mountain sweet pitcher -plant Sarra.i. rubs ssp. 'onesii E No Spreading avens Geum radiatum E No Current Blue Ride goldenrod Solida o s ithamaea T No Virginia s iraea I S iraea vir iniana T No Current Lichen: Rock gnome lichen G mnoderma lineare E No Current T= Threatened, E = Endangered 8.4.5 Vegetation The Site is characterized primarily by agricultural land, including pasture and some areas of disturbed riparian forest. Many of the streams on -site lack sufficient riparian buffers, while some reaches are devoid of buffers altogether. Vegetation associated with these areas is primarily composed of herbaceous vegetation interspersed with trees. Exotic invasive species are also present and are locally dense in some areas. In general, these riparian zones are disturbed due to regular land management activities related to cattle production. The Site also includes stream channels with sufficiently sized riparian buffers that demonstrate more developed vegetation strata and higher biodiversity. However, these areas are still disturbed by frequent cattle access and presence of exotic invasive species. Tree species present throughout the Site include American beech (Fagus grandifolia), Northern red oak (Quercus rubra), white oak (Quercus alba), Eastern hemlock (Tsuga canadensis), and Eastern white pine (Pinus strobus). Exotic invasive species include Chinese privet (Ligustrum sinense), Oriental bittersweet RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 34 January 2018 (Celastrus orbiculatus), princess tree (Paulownia tomentosa), kudzu (Pueraria montana), and multiflora rose (Rosa multiflora). 8.4.6 Cultural Resources Cultural resources include historic and archeological resources located in or near the project area. RES completed a preliminary survey of cultural resources to determine potential project impacts. A review of the North Carolina State Historic Preservation Office (SHPO) GIS Web Service database revealed no historic sites listed on the National Register with the SHPO within one mile of the project area, however there are multiple sites that are determined to be eligible for listing within one mile of the project. The environmental screening phase of the project will include SHPO coordination to confirm these findings. 8.4.7 Constraints There are no major constraints to the proposed Site. There is a powerline easement that crosses the southwestern portion of the Site along Reach F7. However, the easement will be placed to avoid the powerline easement. The southernmost portion of the Site is readily accessible from Marshall Road/Old NC Highway 20 and the northern portions are accessible from Cedar Hill Road. Inspection of the FEMA Flood Insurance Rate Map indicates that none of the project reaches and associated floodplains are located within a Zone AE flood area or a FEMA floodway (Figure 7). It is not anticipated that a No -Rise or a Conditional Letter of Map Revision (CLOMR) will need to be prepared for the Site. 8.5 Conceptual Mitigation Plan The Site presents the opportunity to provide 6,116 cool SMUs. These will be derived from stream restoration, enhancement, and preservation. Table 6 details the mitigation types and SMUs generated. SMU totals may be adjusted using the most recent USACE non-standard buffer with guidance. The proposed conceptual design plan is shown in Figure 8. Table 6. Dead Oak Proposed Mitigation Summary Reach Approach Length Ratio SMU Adjusted SMU FC1 Restoration 1,635 1:1 1,635 1,896 FC2 Restoration 1,069 1:1 1,069 1,166 FC3 Enhancement II 269 2.5:1 108 108 FC4-A Enhancement 11 163 2.5:1 65 65 FC4-B Restoration 571 1:1 571 571 FC5 Enhancement II 582 2.5:1 233 233 FC6 Preservation 1,141 10:1 114 114 FC7 Restoration 1,785 1:1 1,785 1,964 Total 7,215 5,580 6,116 RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 35 January 2018 8.5.1 Stream Restoration, Enhancement, and Preservation Current stream conditions along the proposed restoration reaches demonstrate significant habitat degradation as a result of impacts from agricultural land use. Additionally, the riparian buffers are in poor condition throughout much of the project area. Stream restoration efforts will be accomplished through a combination of analytical and reference reach - based design methods. The result will be a combination of Priority Level I Restoration, Enhancement Level 11, and Preservation. The cross-section geometry, planform, and profile will be modified to restore appropriate capacity and sinuosity to the channelized streams. The Priority Level I stream restoration will incorporate the design of a single -thread meandering channel, with parameters based on data taken from appropriate regional curve tables for the Mountains of North Carolina and from reference sites and hydrologic analyses. Priority Level I Restoration is proposed for Reaches FC1, FC2, FC4-B, and FC7. The design approach for these reaches will include meandering the proposed channel within the natural valley, grading the banks to restore access to the floodplains and decrease sedimentation from erosion, and implementing in -channel structures to reduce stream velocity and stress. Fencing will also be installed to exclude all livestock from the stream. A minimum 30-foot buffer will be established and planted with native riparian vegetation. Stream Enhancement Level 11 is proposed for Reaches FC3, FC4-A, and FC5. The design approach on these reaches will focus on improving the riparian buffer through native vegetation planting and treatment of invasive species, incorporating minimal grading to address minor erosional areas, and installing fencing to exclude all livestock from streams. Stream Preservation is proposed for Reach FC6. The channel appears to be functioning properly and has a well -established riparian buffer. Areas of invasive species growth will be treated as necessary and a buffer width of 50 feet will be established to maintain healthy conditions. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 36 January 2018 9 PUNCHEON FORK SITE 9.1 Project Description The Puncheon Fork Site (the "Site") is located in Madison County approximately five miles northwest of Swiss, NC (Figures 1 and 2). The GPS coordinates of the site are 35.954868 °N and-82.531369 'W. The Site is contained in five parcels totaling approximately 15 acres of conservation easement. The Site is located within a rural area, and land use within the project area is comprised primarily of agricultural and forested land uses (Figure 3). The Site is located within the French Broad River Basin (8-digit USGS HUC 06010105, 12-digit USGS HUC 060101050004), and involves the restoration and enhancement of four unnamed tributaries that have been disturbed by agricultural activities and cattle grazing. The conceptual design presents the opportunity to provide up to 3,037 cold stream mitigation units (SMU). This proposed Site will result in significant ecological impacts including the reduction of nutrient inputs via livestock exclusion and the reduction of sediment inputs from eroding stream banks by restoring the stream channel pattern, dimension, and profile in stream to reference reach conditions. 9.2 Project Location To access the Site from the town of Swiss, travel west approximately 1.3 miles on US-19, and turn right onto Windy Gap Road. Then continue on Windy Gap Road for 1.6 miles, and turn right onto Puncheon Fork Road. The project is located along the east side of Puncheon Fork Road. 9.3 Landownership The land required for the construction, management, and stewardship of this mitigation project includes portions of the parcels listed in Table 1. A landowner map is also provided in Figure 4. EBX has obtained easement agreement options on the required parcels. Table 1. Puncheon Fork Parcel Information Deed Book & Parcel Landowner Parcel ID County Page Number Acreage James Bertran 9852433188 Madison 140/226 11.53 Burnette James Bertran 9852425291 Madison 160/93 29.37 Burnette James Bertran 9852511453 Madison 190/706 11.42 Burnette James Bertran 9852505995 Madison 266/336 18.04 Burnette James Bertran 985250115 Madison 337/447 1.09 Burnette 9.4 Existing Conditions 9.4.1 Existing Jurisdictional Waters of the US National Wetland Inventory (NWI) mapping does not depict any wetlands in the project area (Figure 5). Detailed wetland delineation has not been performed. The Site will be delineated by RES and approved by RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 37 January 2018 the USACE during the decision phase of the project. The stream channels were classified using NC DWR methodology. Stream calls will be verified by NC DWR or USACE during the decision phase of the project. Site reaches were assessed using the NC Stream Assessment Method (NC SAM). NC SAM rating forms are included in Appendix C, and results are summarized in Table 2. Table 2. Puncheon Fork NC SAM Ratings Reach Rating JB1 Low JB2 Low JB3-A/B/C Low JB4-A/B/C Low JB5-A Low JB5-B Medium JB6 Low 9.4.2 Existing Reach Conditions In general, all or portions of the project streams do not function to their full potential. Current conditions demonstrate significant habitat degradation as a result of impacts from agriculture, historic land uses, and livestock. Morphological parameters for Restoration and Enhancement I reaches are located in Table 3. Reach JB1 Reach JB1 is in the northwest portion of the project and flows south to a confluence with JB2. This reach has minimal riparian buffer upstream and virtually no buffer downstream as it winds through a valley bottom. The banks and substrate appear relatively stable, but are not fully functioning from a lack of sufficient buffer and livestock intrusion. Existing land use surrounding the reach is predominantly pasture. The drainage area is 123 acres. Reach JB2 Reach JB2 begins in the northwest section of the property and flows to the southeast to a confluence with JB 1. The channel shows localized areas of active erosion and impact from livestock. This reach shows similar conditions to JB 1 with the addition of numerous failing or degrading stream crossings. Existing land use is pasture with minimal trees along the banks. The drainage area at the downstream end is 112 acres. Reach JB3-A/B/C Reach JB3 begins at the confluence of JB 1 and JB2 and flows south to an easement break before becoming Reach JB5. JB3-A and JB3-C show relatively healthy stream banks and substrate, but lack a sufficient riparian buffer and allow livestock access. JB3-B lacks a sufficient riparian buffer and has significant bank erosion, including a forming headcut, from livestock access. Existing land use surrounding the reach is active pasture. The drainage area is 261 acres. Reach JB4-AB/C Reach JB4 begins on the western side of the project and flows east to a confluence with JB5. Portions of JB4-A and JB4-C have a relatively thin buffer with a minimally impacted channel. JB4-B is similar, but RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 38 January 2018 showing slightly more bank erosion. Existing land use surrounding the reach is active pasture and allows livestock access to the channel. The drainage area is 34.5 acres. Reach JB5-A/B/C Reach JB5 begins in the middle of the project and forms the main channel, flowing southeast to a confluence with JB6. The upstream portions of the reach, JB5-A and JB5-B, show a relatively thick rhododendron buffer that appears to keep livestock impact limited. JB5-A does however show minimal bank erosion in the areas where livestock can access the channel. Channel substrate and banks appear healthy and function aside from localized erosion. JB5-C also has an apparently healthy bed substrate, but lacks a sufficient riparian buffer and allows livestock access. Resulting access shows signs of bank erosion through JB5-C. The drainage area is 334 acres. Reach JB6 Reach JB6 begins at the culvert crossing under Puncheon Fork Road and flows southeast. All other reaches drain into JB6 via a confluence with JB5 shortly downstream from the culvert crossing. This reach has a very limited riparian buffer and shows localized bank erosion throughout. Existing land use surrounding the reach is active pasture. The drainage area is nearly 874 acres. Table 3. Puncheon Fork Existing Morphological Parameters Reach JB3 JB4 JB5 JB6 Drainage Area (acres) 261 36 334 874 Cross -Sectional Area (sq ft) 42.5 96.0 27.0 27.0 Bank Width (ft) 12.0 20.0 12.0 12.0 Mean Depth (ft) 3.5 4.8 2.3 2.3 Max Depth (ft) 5.0 8.0 3.0 3.0 Wetted Perimeter (ft) 17.2 26.6 14.5 14.5 Hydraulic Radius (ft) 2.5 3.6 1.9 1.9 W/D Ratio 3.4 4.2 5.3 5.3 Entrenchment Ratio 1 1 1 1 9.4.3 Soil Survey 9.4.3.1 General Soil Characteristics The Site is located within the Blue Ridge Physiographic region, specifically within the Southern Crystalline Ridges and Mountains Ecoregion. The geology of the area is comprised of Precambrian granite, gneiss, schist, quartzite, metagraywacke, metavolcanic rock, and amphibolite. There is some Paleozoic gneiss and quartz diorite on low to high mountains, gently rounded to steep slopes, and narrow valleys. The Soil Survey of Madison County, North Carolina (USDA, 2008) lists the soils within the Tusquitee-Porters-Fannin- Evard-Bevard-Ashe association. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 39 January 2018 9.4.3.2 Site Mapped Soil Series The Madison County Soil Survey shows four mapping units across the project site. Map units include six soil series (Figure 6). The soil series found on the Site are described below and summarized in Table 4. Table 4. Puncheon Fork Mapped Soil Series Map Unit Map Unit Name Drainage Hydric Status Hydrologic Symbol Class Soil Group EfA Ela loam, 0 to 2 percent Very Poorly Yes A/D slopes, frequently flooded Porters-Unaka complex, PxF 50 to 95 percent slopes, Well No A/B rock TaB Tate loam, 2 to 8 percent Well No C slopes TaC Tate loam, 8 to 15 Well No B percent slopes Toecane-Tusquitee TrC complex, 8 to 15 percent Well No A slopes, bouldery Toecane-Tusquitee TsD complex, 15 to 30 percent Well No A slopes, very bouldery 9.4.4 Endangered/Threatened Species Plants and animals with a federal classification of endangered or threatened are protected under provisions of Sections 7 and 9 of the Endangered Species Act of 1973, as amended. The USFWS database (updated 05 May 2017) lists one endangered species and one threatened species for Madison County, North Carolina: gray bat (Myotis grisescens) and Northern long-eared bat (Myotis septentrionalis) (Table 5). The Bald eagle (Haliaeetus leucocephalus) is protected under the Bald and Golden Eagle Protection Act (BGPA) and prohibits take of bald and golden eagles. No protected species or potential habitat for protected species was observed during preliminary site evaluations. In addition to the USFWS database, the NC Natural Heritage Program (NHP) GIS database was consulted to determine whether previously cataloged occurrences of federally protected species were mapped within one mile of the project site. Results from NHP indicate that there are no known occurrences of state threatened or endangered species within a one -mile radius of the project area. Based on initial site investigations, no impacts to state protected species are anticipated as a result of the proposed project. The proposed project offers some potential to improve or create suitable habitat for several Federal Species of Concern. Habitat may be improved or created for species that require riverine habitat by improving water quality, in -stream and near -stream forage, and providing stable conditions not subject to regular maintenance. The decision phase of the project will include USFWS coordination to confirm these findings. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 40 January 2018 Table 5. Federally Protected Species in Madison County Common Name Scientific name Federal Status Habitat Present Record Status Vertebrate: Gray bat M otis grisescens E No Current Nothern long-eared bat M otis se tentrionalis T No Current T= Threatened, E = Endangered 9.4.5 Vegetation The Site is characterized primarily by agricultural land, including pasture and some areas of disturbed riparian forest. Many of the streams on -site lack sufficient riparian buffers, while some reaches are devoid of buffers altogether. Vegetation associated with these areas is primarily composed of herbaceous vegetation interspersed with trees. Exotic invasive species are also present in some areas. In general, these riparian zones are disturbed due to regular land management activities related to cattle production. The Site also includes stream channels with sufficiently sized riparian buffers that demonstrate more developed vegetation strata and higher biodiversity. However, these areas are still disturbed by frequent cattle access and presence of exotic invasive species. Tree species present throughout the Site include American beech (Fagus grandifolia), Eastern hemlock (Tsuga canadensis), yellow birch (Betula alleghaniensis), and Eastern white pine (Pinus strobus). Understory species include rhododendron (Rhododendron maximum), and common rush (Juncus effuses). 9.4.6 Cultural Resources Cultural resources include historic and archeological resources located in or near the project area. RES completed a preliminary survey of cultural resources to determine potential project impacts. A review of the North Carolina State Historic Preservation Office (SHPO) GIS Web Service database revealed no historic sites within a half -mile of the proposed project area. The environmental screening phase of the project will include SHPO coordination to confirm these findings. 9.4.7 Constraints There are no major constraints to the proposed Site. The Site is readily accessible from Puncheon Fork Road. Preliminary site investigations identified approximately three acres of jurisdictional wetlands within the proposed project boundary. Inspection of the FEMA Flood Insurance Rate Map indicates that none of the project reaches and associated floodplains are located within a Zone AE flood area or a FEMA floodway (Figure 7). It is not anticipated that a No -Rise or a Conditional Letter of Map Revision (CLOMR) will need to be prepared for the site. 9.5 Conceptual Mitigation Plan The Site presents the opportunity to provide 3,037 cold SMUs. These will be derived from stream restoration and enhancement. Table 6 details the mitigation types and SMUs generated. SMU totals may be adjusted using the most recent USACE non-standard buffer with guidance. The proposed conceptual design plan is shown in Figure 8. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 41 January 2018 Table 6. Puncheon Fork Proposed Mitigation Summary Reach Approach Length (LF) Ratio Cold SMUs Adjusted SMUs JB 1 Enhancement II 631 1:2.5 252 275 JB2 Enhancement II 603 1:2.5 241 241 J133-A Enhancement II 284 1:2.5 114 131 JB3-B Enhancement I 237 1:1.5 158 182 J133-C Enhancement II 191 1:2.5 76 88 JB4-A Enhancement II 610 1:2.5 244 266 J134-13 Enhancement I 454 1:1.5 303 339 J134-C Enhancement II 205 1:2.5 82 82 JB5-A Enhancement II 457 1:2.5 183 210 J135-13 Enhancement III 658 1:5.0 132 147 JB5-C Restoration 334 1:1.0 334 391 J136 Enhancement I 894 1:1.5 596 685 Total 5,558 2,714 3,037 9.5.1 Stream Restoration and Enhancement Current stream conditions along the proposed restoration reaches demonstrate significant habitat degradation as a result of impacts from agricultural land use. Additionally, the riparian buffers are in poor condition throughout much of the project area. Stream restoration efforts will be accomplished through a combination of analytical and reference reach - based design methods. The result will be a combination of Priority Level I Restoration and Enhancement Levels I, II, and III for the project area. The cross-section geometry, planform, and profile will be modified to restore appropriate capacity and sinuosity to the channelized streams. The Priority Level I stream restoration will incorporate the design of a single -thread meandering channel, with parameters based on data taken from appropriate regional curve tables for the Mountains of North Carolina and from reference sites and hydrologic analyses. Priority Level I Restoration is proposed for Reach JB5-C. The design approach will include meandering the proposed channel within the natural valley, grading the currently incised banks, and excavating a floodplain bench to allow the channel to access the floodplain during heavy precipitation events. A minimum 30-foot buffer will be established and planted with native riparian vegetation and a fence will be installed to exclude all livestock. Stream Enhancement Level I is proposed for Reaches J133-13, J134-13, and J136. The design approach on this reach will focus on bank stabilization, riparian buffer restoration, and cattle exclusion. Stabilization activities will include installing grade control structures, woody debris structures, and live -stake plantings to improve hydraulic efficiency and aquatic habitat. All disturbed areas within the proposed buffer will be planted with native riparian vegetation to a width of at least 30 feet from the stream's top of bank and fencing will be installed to exclude all livestock. Stream Enhancement Level II is proposed for Reaches JB1, J132, JB3-A/C, JB4-A/C, and J135-A. The design approach on these reaches will focus on improving the riparian buffer through native vegetation RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 42 January 2018 planting and treatment of invasive species, incorporating minimal grading to address minor erosional areas, and installing fencing to exclude all livestock from streams. Stream Enhancement Level III is proposed for Reach J135-13. The channels are moderately stable throughout the proposed reach and are protected by relatively intact buffers, but may still allow occasional access to livestock. Therefore, a fence will be installed to establish a permanent minimum 30-foot buffer and to exclude livestock. Additional planting may be implemented to increase the buffer biodiversity. RES French Broad 05 Stream PROSPECTUS Umbrella Mitigation Bank 43 January 2018 Figures Carolina Bison Site `onPn C Cn i Q O a v 3 O x �e 0 c O 1 yY T o` gear Creek R a PO o H r 1'� Bison Site jcl '. Hollar Hea,,en Dr o Iz- a 2= L eic ester Woodin nq < RN %cd^ ,C 0. 1010 6 W—A— E 050VV0 1,000 Feet -10n A2— Figure 1 - Vicinity Map Carolina Bison Mitigation Site Buncombe County, North Carolina P' ex 'der Bear Creek Rd Legend Proposed Easement Date: 12/20/2017 Drawn by: ATP C %--1 Z' `tea �i �;'•��,�J��__. � � � , � �S ��� 1 / � � •' � n' `. o! Y i42 \'VietI Ch °� L06 Vj -�_ ,- ° j ' P131 61 a ` itl/, . ''. - �/ ,• _�s�.i, I� f / i f._t � . � fir• ... •lam-• �1 i 1 t/ �i �- y...- v \J i '•- ! � % .. � 1 f . i i oa ,--�;� • Aie��loun� v/v ,• ��,��.\, 1 �J� � Jl'��_/_ 1 �6 ^j' _ � ��� LR 227 Le end Proposed Easement Drainage Areas Figure 2 - USGS Map Date: 12/21/2017 w Drawn by: ATPAs s Carolina Bison Mitigation Site rL 0 1,000 2,000 Buncombe County, North Carolina Feet 0 i 'N A`• 1g w�E 150 300 Wn IA 1 iar �a +t Figure 3 - Aerial Map Carolina Bison Mitigation Site Buncombe County, North Carolina Legend Proposed Easement Date: 12/20/2017 Drawn by: ATP res MARYj 17000( w F 0 200 400 KING_FRAN A'GOLDEN 1988958001 - Figure 4 - Landowner Map Carolina Bison Mitigation Site Buncombe County, North Carolina Legend Proposed Easement Project Parcels Parcels Date: 12/20/2017 Drawn by: ATP res 0 4 7 UT� s, ..' Figure 7 - Constraints Map w�E Carolina Bison Mitigation Site 150 300 M!5iiiiia Buncombe County, North Carolina Permanent Structure Legend Existing Streams Approx. Powerline Easment ® Approximate Existing Wetlands (None) Proposed Easement FEMA Zone AE (None) Project Parcels Parcels Date: 1 /3/2018 Drawn by: ATP res Proposed Crossing Proposed Crossing Proposed Crossing Length 966 282 756 866 1,602 4,472 Ratio SMU SMU Adjusted 1:1 966 1,053 1.5:1 188 160 1:1 756 824 1:1 866 944 1:1 1,602 1,746 4,378 4,727 Legend Restoration Enhancement I Proposed Easement (10.9 ac) Project Parcels Parcels Li Reach Approach P131-A Restoration P61-13 Enhancement 1 P131-C Restoration o P132 Restoration UT1 Restoration Total g N � $ 0 w INN E 150 300 Feet Figure 8 - Conceptual Map Carolina Bison Mitigation Site Buncombe County, North Carolina Date: 1 /2/2018 res Drawn by: ATP Checked by: BPB Commercial Hill Site c Fork Ridge 5 or F n m c Sy P/Jy OJ CPA Pdm o Ridge 'J 9 !o } oP ngSwoO F'� Ra � 6 as ��° Ciee �o SQo Q o P a 5 P « i tla S O` poMhere _a,i ti P4 % Newnan �r O Fletcher Commercial,-:, Hill Site T a I' T 'Ad dywo � oaRv N G19t< money RocOQ aNa N yr 'o o Sugatloa�N� a4 Jr Q� O Laurel Park _ 4. Dana Rd rs Hendersonville aC N obron q� 40 P a a 9 Award EaRstt at C2 _ b 9 W�E 050VV0, 1,000 Feet F 191 at Figure 1 - Vicinity Map Commercial Hill Mitigation Site Henderson County, North Carolina J� P S r 41,' 4G1 Iwo .lacks Dr g M\\\ Howard Gap Rd BP P r 3 n A n ncey Ln o' ti +n od d� depend Proposed Easement Date: 12/2ATP 7 A Drawn by: ATP 41AIRMAIL", la- r 0 200 400 tow Legend Existing Streams Approximate Existing Wetlands Proposed Easement Sanitary Sewer Gas Line Easement FEMA Zone AE (None) Project Parcel Parcels Figure 7 - Constraints Map Date: 1/4/2018 Drawn by: ATP Commercial Hill Mitigation Site Henderson County, North Carolina YIOI W40 y ^ Proposed Crossing Legend Reach Approach Length Ratio SMUs Adjusted Restoration SMU Enhancement I UT1-A Enhancement II 457 2.5:1 183 232 UT1-B Restoration 1,275 1:1 1,275 1,601 Enhancement II UT1-C Restoration 307 1:1 307 389 Enhancement III UT1-D Enhancement III 518 7.5:1 69 63 Proposed Easement (34.72 ac) UT2-A Enhancement II 1,119 2.5:1 448 582 UT2-13 Enhancement 1 345 1.5:1 230 281 Project Parcel p UT3 Enhancement 11 200 2.5:1 80 80 Parcels Total 4,221 2,591 3,228 W E Figure 8 - Conceptual Map Date: 12/21/2017 p Commercial Hill Mitigation Site Drawn by: ATP res 0 200 400 - Henderson County, North Carolina Big Willow Site cuminmgs Ridge rrl 3 3 w aei Ln n O G � Qc ca\oc c�IAMs Dr V.Qp\e Blossom Rd G U n lv [One Eagle m j 0 2 m c o c U 9 � v 2 m N O ❑ dm BOwrnan _ 8e� m c Pine Cove t,n 2 n. Royal Pines f r! / Fletcher r r Big Willow /- SiteMOLIMain Horne Etow \ Hendersonville East Flat Rock Flat Rock Brevard OuF,bnt +:;nTry ,stForest �s- 25 Figure 1 - Vicinity Map w�e Big Willow Mitigation Site 0 500 1,000 Henderson County, North Carolina Feet Ile L i yr v Rd F R an 'ii Rd Legend Proposed Easement -0 Date: 12/21 /2017 Drawn by: MDE rkAe Ah id h Y •^ yyee - - �r ....:a �r'� �� !"` �� �J ,fir ,gam e' �. � . � 'Z � "'4.jy� •stay �a s r` !� ,.1"y !„"` � �k ,�-#r,N%✓�1'� � '� w a fit, , ,r "''firms° 71 4� C Figure 3 - Aerial Map w F Big Willow Mitigation Site 0 200 400 Henderson County, North Carolina 0 x Legend Proposed Easement Date: 12120/2017 Drawn by: MDE pres -1 -- llllmv-� F, n HebroR�ti „� �` Hilton. di i^ w�E 9 0 200 400 Figure 5 - National Wetlands Inventory Map Big Willow Mitigation Site Henderson County, North Carolina Legend = Proposed Easement Date: 1 /2/2018 Drawn by: MDE res N 0 200 400 Figure 7 - Constraints Map Big Willow Mitigation Site Henderson County, North Carolina F—VOTT—T-W9171111 0 11 Legen Existing Streams Approximate Hydric Soil Limits Proposed Easement FEIVIA Zone AE (None) Project Parcels Parcels Date: 1/4/2018 Drawn by: MDE 10 W40 L 15 T, Reach Approach Length (ft) Ratio SMUs Adji D 1 Restoration 1,682 1:1 1,682 D2-A Preservation 1,316 10:1 132 D2-13 Enhancement II 629 2.5:1 252 3 D2-C Restoration 241 1:1 241 D3 Enhancement III 891 5:1 178 Total 4,759 2,484 wA - Figure 8 - Conceptual Map p Big Willow Mitigation Site 9 0 150 300 Henderson County, North Carolina e Feet rj depend IN Restoration Enhancement II sted SMU r Enhancement III 1,901 Preservation 132 252 Proposed Easement (10.61 ac) 255 Project Parcels 182 Parcels 2,721 Date: 12/21/2017 Drawn by: MDE res Dead Oak Site I O a* 20 Hwy 0 C::3 rZ 11�� �o Hone F/c/�hci Qi Ry c, Sandy Mush HQP (High Quality a Preservation) Site e .r O n ` Z Z 4 h `v Marsh w1� rj 0 Z Dead Oak Legend H Site s Proposed Easement i Figure 1 - Vicinity Map Date: 1/3/2018 wE Drawn by: MDE Dead Oak Mitigation Site res 500 1,000 Buncombe County, North Carolina Feet J, 77) ZZ Na�� � ;��i^$l ev i n `ti:•.•s A;i� /} `� I - i f i 8 � �; ' L�700 l _ 1-2 \\• V FC5 E R77 FC7 9 ac CIO FC6 o 31 ac ju / � ♦ :�/ / ; ,' � � ..'• `�� °<� ,�� � � R - �J / 7 men road L �-A - i a 'Mouat n Proposed Easement tTie v0'Ch " "�� \\�sR.706 . Drainage Areas s Figure 2 - USGS Map Date: 12/20/2017 wE Drawn by: MDE Dead Oak Mitigation Site res 0 1,000 2,000 Buncombe County, North Carolina Feet P � 1 B W a " C p{ - -"�..lzy .. ir. Ah 4 7'W w F 0 300 600 CARTER B FLETCHE 9713335430000001 FLETCHER WCARTER B� FLETCHER 971333543000000 TCARTER B FLETCHER 9713542596001 i Figure 4 - Landowner Map Dead Oak Mitigation Site Buncombe County, North Carolina R B_FLETCHER I L Bend Proposed Easement Project Parcels Parcels Date: 12/20/2017 Drawn by: MDE 10 res �� � *:.p..,...ar Few � - # • � � 5 '•�.2 4 - - - ;��' �.ice "r P .st ". �, '�, Cedar H!p • �' y. �.��� t ��._ . i iX Ile pi, F7 OP. P�'" �' q •. ., �a �-4z- Hod-r Le _.en. Proposed Easement NWI Wetlands• Ak 0 Figure 7 - Constraints Map w�e Dead Oak Mitigation Site 300 600 M!5iiiiia Buncombe County, North Carolina Le_yei�ca Existing Streams Proposed Easement FEMA Zone AE (None) s Project Parcels Parcels Date: 12/21 /2017 Drawn by: MDE 0 res rye , Reach Approach Length Ratio SMU Adjusted SMU FC1 Restoration 1,635 1:1 1,635 1,896 FC2 Restoration 1,069 1:1 1,069 1,166 FC3 Enhancement II 269 2.5:1 108 108 FC4-A Enhancement II 163 2.5:1 65 65 FC4-13 Restoration 571 1:1 571 571 FC5 Enhancement II 582 2.5:1 233 233 FC6 Preservation 1,141 10:1 114 114 FC7 Restoration 1,785 1:1 1,785 1,964 Total 7,215 5,580 6,116 4 wE Figure 8 - Conceptual Map e Deak Oak Mitigation Site 9 0 300 600 Buncombe County, North Carolina F. Legend Restoration Enhancement II Preservation CProposed Easement (23.69 ac) Project Parcels Parcels Date: 12/20/2017 Drawn by: ATP res Puncheon Fork Site Flag Pond ;s r Puncheon Fork Sitei 0 W F 0 500 1,000 D.Uh1E acM Lc R English Legend hog P W Proposed Easement 6 Figure 1 - Vicinity Map Puncheon Fork Mitigation Site Madison County, North Carolina Date: 12/20/2017 Drawn by: ATP 0 res J, F ------ .... Fli' ^A JB1 jJf 123 ac JB2 112 ac JB3 261 ac JB4 'tIj 35 ac JB5 334 ac Entire Site 1248 ac NI V, C JB6 874 ac Leg end t Proposed Easement Drainage Areas Figure 2 - USGS Map Date: 12/20/2017 wE Drawn by: ATP Puncheon Fork Mitigation Site res 0 1,000 2,000 Madison County, North Carolina Feet F 0 Legend Proposed Easement w F 0 200 400 rr Figure 3 - Aerial Map Puncheon Fork Mitigation Site Madison County, North Carolina Date: 12/18/2017 Drawn by: ATP pres I 0 Legend Proposed Easement ® NWI Wetlands (None) w F 0 200 400 rr Figure 5 - National Wetlands Inventory Map Puncheon Fork Mitigation Site Madison County, North Carolina Date: 12/18/2017 Drawn by: ATP pres Appendix A — Landowner Authorization Forms Carolina Bison Site Landowner Authorization Form Site: Carolina Bison Deed Book: 5436 Page: 811 County: Buncombe Parcel ID Number: 9711-09-5816-00000 Street Address: 748 Rideeview Road Leicester NC 28748 Property Owner (please print): Dr. Frank J. King Property Owner (please print): The undersigned, registered property owner(s) of the above property, do hereby authorize Resource Environmental Solutions, the NC Division of Water Resources, and the US Army Corps of Engineers, their employees, agents or assigns to have all reasonable access to the above referenced property for the evaluation of the property as a potential stream, wetland and/or riparian buffer mitigation project, including conducting stream and/or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). e Property Owners(s) Address: �3 t q j j, , '� Y� (if different from above) O}vde p;g 28.3�y C e (p G �`1 t� �p'� 7 We hereby certify the aboyeln'lb ' atiou to be true and accurate to the best of our knowledge. (Property Uvhifr Authorized Signature) (Date) (Property Owner Authorized Signature) (Date) Landowner Authorization Form Site: Carolina Bison Deed Book: 5233 Page: 365 County: Buncombe Parcel ID Number: 9701-98-8958-00000 Street Address: 71 Golden Drive Leicester, NC 28748-6627 * The property will be accessed only through Frank King's property Property Owner (please print): Ka�t/hy Rhhodarmer ^ _/ Property Owner (please print): ,�C l}'i�V 2 �1dd-rm-e� The undersigned, registered property owner(s) of the above property, do hereby authorize Resource Environmental Solutions, the NC Division of Water Resources, and the US Army Corps of Engineers, their employees, agents or assigns to have all reasonable access to the above referenced property for the evaluation of the property as a potential stream, wetland and/or riparian buffer mitigation project, including conducting stream and/or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). Property Owners(s) Address: 9 i Cats IJQ-/ Lr-1 L)-R— (if different from above) We hereby certify the above information to be true and accurate to the best of our knowledge. (Property Owner Authorized Signature) (Date) Landowner Authorization Form Site: Carolina Bison Deed Book: 5104 Page: 1528 County: Buncombe Parcel ID Number: 9701-99-1170-00000 Street Address: 96 Retta Lane Leicester NC 28748 Property Owner (please print): Mary H. Theus The undersigned, registered property owner(s) of the above property, do hereby authorize Resource Environmental Solutions, the NC Division of Water Resources, and the US Army Corps of Engineers, their employees, agents or assigns to have all reasonable access to the above referenced property for the evaluation of the property as a potential stream, wetland and/or riparian buffer mitigation project, including conducting stream and/or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). Property Owners(s) Address: 20 Tremont Street. (if different from above) Asheville NC 28806-4212 We hereby certify the above information to be true and accurate to the best of our knowledge. (Property Signature) (Date) Landowner Authorization Form Site: Carolina Bison Deed Book: 5233 Page: 365 County: Buncombe Parcel ID Number: 9701-98-8958-00000 Street Address: 71 Golden Drive Leicester, NC 28748-6627 * The property will be accessed only through Frank King's property Property Owner (please print): Property Owner (please print): The undersigned, registered property owner(s) of the above property, do hereby authorize Resource Environmental Solutions, the NC Division of Water Resources, and the US Army Corps of Engineers, their employees, agents or assigns to have all reasonable access to the above referenced property for the evaluation of the property as a potential stream, wetland and/or riparian buffer mitigation project, including conducting stream and/or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). Property Owners(s) Address: (if different from above) We hereby certify the above information to be true and accurate to the best of our knowledge. (Property Owner Authorized Signature) (Date) (Property Owner Authorized Signature) (Date) Commercial Hill Site Landowner Authorization Form Site: Commercial Hill Drive Property Legal Description Deed Book: 1254 Page: 107 County: Henderson Parcel ID Number: 9660855943 Street Address: 65 Commercial Hill Drive, Henderson County, NC Record Property Owner: G. Ray and Wife. Katelynn H. Fussell Authorized Invitee: Environmental Banc & Exchange, LLC The undersigned, being duly authorized by the record property owner of the above property, pursuant to the terms of a Purchase and Sale Agreement dated 12/20/2017, a redacted copy of which will be provided upon request, do hereby authorize: Resource Environmental Solutions, the NC Division of Water Resources, and the US Army Corps of Engineers, their employees, agents or assigns to have reasonable access to the above referenced property for the evaluation of the property as a potential stream, wetland, and or riparian buffer restoration project, including conducting stream and or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). Authorized Invitee Address: 302 Jefferson Street, Suite 110, Raleiah. NC 27605 I/We hereby certify the above information to be true and accurate to the best of my/our knowledge. Z Z/ Z 7-,)/) (Authorized I#(vruthorized Signature) Date (Authorized Invitee Printed Name) 4815-4603.0411, v. 1 77-/2--I/-Z-,p/? Date Big Willow Site Landowner Authorization Form Site: Ardis Property Legal Description Deed Book/Page: 1331/490 County: Henderson Parcel ID Numbers:9548363254 Street Address: 2508 Davis Mountain Road, Hendersonville, NC 28739 Property Owner: William David Ardis: Diana B. Ardis The undersigned, registered property owner of the above property, do hereby authorize Resource Environmental Solutions, the NC Division of Water Resources, and the US Army Corps of Engineers, their employees, agents or assigns to have reasonable access to the above referenced property for the evaluation of the property as a potential stream, wetland, and or riparian buffer restoration project, including conducting stream and or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). Property Owner Address: PO Box 729, Horse Shoe, NC 28742 I/We hereby ceydfy the above information to be true and accurate to the best of my/our knowledge. (Property Owner Authorized Signature) yo !J t G L l ✓+ Y^ ,>, (Property Owner Printed Name) N a l � (Property Owner Authorized Signa`) i Q N 0� '- f (Property Owner Printed Name) 4846-3189-9210, v. 1 bI s a Date i `z - '7- 17 Landowner Authorization Form Site: Collis Property Legal Description Deed Book/Page: 1625/10 County: Henderson Parcel ID Numbers: 9548271003 Street Address: Rocky Spur Lane Property Owner: Jeffrey D. Collis The undersigned, registered property owner of the above property, do hereby authorize Resource Environmental Solutions, the NC Division of Water Resources, and the US Army Corps of Engineers, their employees, agents or assigns to have reasonable access to the above referenced property for the evaluation of the property as a potential stream, wetland, and or riparian buffer restoration project, including conducting stream and or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). , (44 Property Owner Address: Henderso vi le. NC 28739 Me hereby certify the above information to be true and accurate to the best of my/our knowledge. /2- f-/ 7 Date (Property Owner Printed Name) 4946-3189-9210, v. 1 Dead Oak Site Landowner Authorization Form Site: Dead Oak Property Legal Description Deed Book/Page: 089E/1476; 089E/0569 County: Buncombe Parcel ID Number 9713-54-2596-00000; 9713-33-5430-00000 Street Address: 1060 Fletcher Martin Road, Alexander, NC (approximate location) Property Owner: B. Fletcher Carter The undersigned, registered property owner of the above property, does hereby authorize Resource Environmental Solutions, LLC, the NC Division of Water Resources, and the US Army Corps of Engineers, their employees, agents or assigns to have reasonable access to the above referenced property for the evaluation of the property as a potential stream, wetland, and or riparian buffer restoration project, including conducting stream and or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). Property Owner Address: 1060 Fletcher Martin Road, Alexander, NC I/We hereby certify the above information to be true and accurate to the best of my/our knowledge. (Property Owner Authorized Signature) Date B. Fletcher Carter (Property Owner Printed Name) Puncheon Fork Site Landowner Authorization Form Site: Puncheon Fork Property Legal Description Deed Book: 186 Page: 115 County: Madison Parcel ID Number: 9852319900 Street Address: Hoot & Holler Ln, Mars Hill, NC Property Owner: John K. McKay and wife, Marsha H. McKav The undersigned, registered property owner of the above property, do hereby authorize Resource Environmental Solutions, the NC Division of Water Resources, and the US Army Corps of Engineers, their employees, agents or assigns to have reasonable access to the above referenced property for the evaluation of the property as a potential stream, wetland, and or riparian buffer restoration project, including conducting stream and or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). Property Owner Address: 4 Bear Claw Trail, Candler, NC 28715 I/We hereby certify the above information to be true and accurate to the best of my/our knowledge. K. McKay Date yVVIN Marsha H. McKay U Date Landowner Authorization Form Site: Puncheon Fork Property Legal Description Deed Book/Page: 140/266; 160/93; 337/447; 190/706; 266/336 County: Madison Parcel ID Number: 9852433188:9852425291:9852520115:9852511453:9852505995 Street Address: Puncheon Fork Rd, Mars Hill, NC Property Owner: James Bertran Bumette The undersigned, registered property owner of the above property, do hereby authorize Resource Environmental Solutions, the NC Division of Water Resources, and the US Army Corps of Engineers, their employees, agents or assigns to have reasonable access to the above referenced property for the evaluation of the property as a potential stream, wetland, and or riparian buffer restoration project, including conducting stream and or wetland determinations and delineations, as well as issuance and acceptance of any required permit(s) or certification(s). Property Owner Address: 840 Bruce Rd. Mars Hill, NC 28754 I/We hereby certify the above information to be true and accurate to the best of my/our knowledge. Owner Authorized Signature) (Property Owner Printed Name) Date Appendix B — NC SAM Results Carolina Bison Site NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Carolina Bison- Parker's Branch Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 12/7/2017 Assessor Name/Organization Brad Breslow (RES) NO NO Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access LOW (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability MEDIUM (4) Sediment Transport MEDIUM (4) Stream Geomorphology LOW (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate MEDIUM (3) Stream Stability MEDIUM (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Carolina Bison- UT-1 Stream Category Mb1 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 12/7/2017 Assessor Name/Organization Brad Breslow (RES) NO NO Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access LOW (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability MEDIUM (4) Sediment Transport MEDIUM (4) Stream Geomorphology LOW (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality MEDIUM (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate MEDIUM (3) Stream Stability MEDIUM (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW Commercial Hill Site NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Commercial Hill- UT1-A Stream Category Mb2 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation Assessor Name/Organization 12/7/17 B Breslow/RES NO NO NO Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology MEDIUM (2) Baseflow HIGH (2) Flood Flow MEDIUM (3) Streamside Area Attenuation LOW (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability HIGH (4) Channel Stability MEDIUM (4) Sediment Transport HIGH (4) Stream Geomorphology HIGH (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality MEDIUM (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat MEDIUM (2) In -stream Habitat HIGH (3) Baseflow HIGH (3) Substrate HIGH (3) Stream Stability MEDIUM (3) In -stream Habitat HIGH (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall MEDIUM NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Commercial Hill- UT1-B Stream Category Mb2 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 12/7/17 Assessor Name/Organization B. Breslow (RES) NO NO NO Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability LOW (4) Sediment Transport MEDIUM (4) Stream Geomorphology LOW (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality MEDIUM (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat MEDIUM (3) Baseflow HIGH (3) Substrate MEDIUM (3) Stream Stability LOW (3) In -stream Habitat MEDIUM (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Commercial Hill- UT1-C Stream Category Mb2 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 12/7/17 Assessor Name/Organization B. Breslow (RES) NO NO NO Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability LOW (4) Sediment Transport MEDIUM (4) Stream Geomorphology LOW (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality MEDIUM (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat MEDIUM (3) Baseflow HIGH (3) Substrate MEDIUM (3) Stream Stability LOW (3) In -stream Habitat MEDIUM (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Commercial Hill- UT1-D Stream Category Mb2 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 12/7/17 Assessor Name/Organization B. Breslow (RES) NO NO NO Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology HIGH (2) Baseflow HIGH (2) Flood Flow HIGH (3) Streamside Area Attenuation MEDIUM (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer MEDIUM (4) Microtopography NA (3) Stream Stability HIGH (4) Channel Stability HIGH (4) Sediment Transport HIGH (4) Stream Geomorphology HIGH (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality MEDIUM (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat HIGH (2) In -stream Habitat HIGH (3) Baseflow HIGH (3) Substrate HIGH (3) Stream Stability HIGH (3) In -stream Habitat HIGH (2) Stream -side Habitat MEDIUM (3) Stream -side Habitat MEDIUM (3) Thermoregulation MEDIUM (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall HIGH NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Commercial Hill- UT2-A Stream Category Mb2 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 12/7/17 Assessor Name/Organization B. Breslow (RES) NO NO NO Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology MEDIUM (2) Baseflow HIGH (2) Flood Flow MEDIUM (3) Streamside Area Attenuation LOW (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability HIGH (4) Channel Stability MEDIUM (4) Sediment Transport HIGH (4) Stream Geomorphology HIGH (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality MEDIUM (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation MEDIUM (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat MEDIUM (2) In -stream Habitat HIGH (3) Baseflow HIGH (3) Substrate HIGH (3) Stream Stability MEDIUM (3) In -stream Habitat HIGH (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall MEDIUM NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Commercial Hill- UT2-B Stream Category Mb2 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 12/7/17 Assessor Name/Organization B. Breslow (RES) NO NO NO Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability MEDIUM (4) Channel Stability MEDIUM (4) Sediment Transport HIGH (4) Stream Geomorphology LOW (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality MEDIUM (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat MEDIUM (2) In -stream Habitat HIGH (3) Baseflow HIGH (3) Substrate HIGH (3) Stream Stability MEDIUM (3) In -stream Habitat HIGH (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall MEDIUM NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Commercial Hill- UT3 Stream Category Mb2 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 12/7/17 Assessor Name/Organization B Breslow (RES) NO NO NO Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology MEDIUM (2) Baseflow HIGH (2) Flood Flow MEDIUM (3) Streamside Area Attenuation LOW (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability HIGH (4) Channel Stability MEDIUM (4) Sediment Transport HIGH (4) Stream Geomorphology HIGH (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality MEDIUM (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat MEDIUM (2) In -stream Habitat HIGH (3) Baseflow HIGH (3) Substrate HIGH (3) Stream Stability MEDIUM (3) In -stream Habitat HIGH (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall MEDIUM Big Willow Site NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Big Willow Reach D1 Date of Evaluation Stream Category Mb2 Assessor Name/Organization Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Bob White NO YES YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology MEDIUM (2) Baseflow HIGH (2) Flood Flow MEDIUM (3) Streamside Area Attenuation LOW (4) Floodplain Access HIGH (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability HIGH (4) Channel Stability HIGH (4) Sediment Transport HIGH (4) Stream Geomorphology HIGH (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality HIGH (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation MEDIUM (2)Indicators of Stressors NO (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat MEDIUM (3) Baseflow HIGH (3) Substrate HIGH (3) Stream Stability HIGH (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation MEDIUM (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall MEDIUM NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Big Willow Reach D2A Date of Evaluation Stream Category Mb2 Assessor Name/Organization Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Bob White NO YES YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology MEDIUM (2) Baseflow HIGH (2) Flood Flow MEDIUM (3) Streamside Area Attenuation LOW (4) Floodplain Access HIGH (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability HIGH (4) Channel Stability HIGH (4) Sediment Transport HIGH (4) Stream Geomorphology HIGH (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality HIGH (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation MEDIUM (2)Indicators of Stressors NO (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat MEDIUM (3) Baseflow HIGH (3) Substrate HIGH (3) Stream Stability HIGH (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation MEDIUM (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall MEDIUM NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Big Willow Reach D213 Date of Evaluation Stream Category Mb2 Assessor Name/Organization Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Bob White NO YES YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology MEDIUM (2) Baseflow HIGH (2) Flood Flow MEDIUM (3) Streamside Area Attenuation LOW (4) Floodplain Access HIGH (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability HIGH (4) Channel Stability MEDIUM (4) Sediment Transport HIGH (4) Stream Geomorphology HIGH (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality HIGH (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2)Indicators of Stressors NO (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat MEDIUM (3) Baseflow HIGH (3) Substrate HIGH (3) Stream Stability MEDIUM (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall MEDIUM NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Big Willow Reach D2C Date of Evaluation Stream Category Mb2 Assessor Name/Organization Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Bob White NO YES YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access HIGH (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability MEDIUM (4) Channel Stability MEDIUM (4) Sediment Transport HIGH (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality HIGH (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2)Indicators of Stressors NO (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat MEDIUM (3) Baseflow HIGH (3) Substrate HIGH (3) Stream Stability MEDIUM (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Big Willow Reach D3 Date of Evaluation Stream Category Mb3 Assessor Name/Organization Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Bob White NO YES YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology MEDIUM (2) Baseflow HIGH (2) Flood Flow MEDIUM (3) Streamside Area Attenuation LOW (4) Floodplain Access HIGH (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability HIGH (4) Channel Stability HIGH (4) Sediment Transport HIGH (4) Stream Geomorphology HIGH (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality MEDIUM (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation MEDIUM (2)Indicators of Stressors NO (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat MEDIUM (2) In -stream Habitat HIGH (3) Baseflow HIGH (3) Substrate HIGH (3) Stream Stability HIGH (3) In -stream Habitat HIGH (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation MEDIUM (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall MEDIUM Dead Oak Site NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Dead Oak Mitigation Site - FC-1 Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability LOW (4) Sediment Transport LOW (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation MEDIUM (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability LOW (3) In -stream Habitat LOW (2) Stream -side Habitat MEDIUM (3) Stream -side Habitat LOW (3) Thermoregulation HIGH (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Dead Oak Mitigation Site - FC-2 Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Intermittent USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation MEDIUM (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer MEDIUM (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability LOW (4) Sediment Transport LOW (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation MEDIUM (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability LOW (3) In -stream Habitat LOW (2) Stream -side Habitat MEDIUM (3) Stream -side Habitat MEDIUM (3) Thermoregulation MEDIUM (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Dead Oak Mitigation Site - FC-3 Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Intermittent USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation MEDIUM (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer MEDIUM (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability LOW (4) Sediment Transport LOW (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability LOW (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat MEDIUM (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Dead Oak Mitigation Site - FC-4a Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Intermittent USACE/ NCDWR All Streams Intermittent (1) Hydrology MEDIUM (2) Baseflow HIGH (2) Flood Flow MEDIUM (3) Streamside Area Attenuation MEDIUM (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer MEDIUM (4) Microtopography NA (3) Stream Stability MEDIUM (4) Channel Stability MEDIUM (4) Sediment Transport LOW (4) Stream Geomorphology HIGH (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability MEDIUM (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat MEDIUM (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Dead Oak Mitigation Site - FC-4b Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Intermittent USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access LOW (4) Wooded Riparian Buffer MEDIUM (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability LOW (4) Sediment Transport LOW (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability LOW (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat MEDIUM (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Dead Oak Mitigation Site - FC-5 Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Intermittent USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation MEDIUM (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer MEDIUM (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability LOW (4) Sediment Transport LOW (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability LOW (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat MEDIUM (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Dead Oak Mitigation Site - FC-6 Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology HIGH (2) Baseflow HIGH (2) Flood Flow HIGH (3) Streamside Area Attenuation HIGH (4) Floodplain Access HIGH (4) Wooded Riparian Buffer HIGH (4) Microtopography NA (3) Stream Stability HIGH (4) Channel Stability HIGH (4) Sediment Transport HIGH (4) Stream Geomorphology HIGH (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality HIGH (2) Baseflow HIGH (2) Streamside Area Vegetation HIGH (3) Upland Pollutant Filtration HIGH (3) Thermoregulation HIGH (2) Indicators of Stressors NO (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat HIGH (2) In -stream Habitat HIGH (3) Baseflow HIGH (3) Substrate HIGH (3) Stream Stability HIGH (3) In -stream Habitat HIGH (2) Stream -side Habitat HIGH (3) Stream -side Habitat HIGH (3) Thermoregulation HIGH (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall HIGH NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Dead Oak Mitigation Site - FC-7 Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability LOW (4) Sediment Transport MEDIUM (4) Stream Geomorphology LOW (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate MEDIUM (3) Stream Stability LOW (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW Puncheon Fork Site NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Puncheon Fork Mitigation Site - JB-1 Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability MEDIUM (4) Sediment Transport LOW (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability MEDIUM (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Puncheon Fork Mitigation Site - JB-2 Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability MEDIUM (4) Sediment Transport LOW (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability MEDIUM (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Puncheon Fork Mitigation Site - JB-3 Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology MEDIUM (2) Baseflow HIGH (2) Flood Flow MEDIUM (3) Streamside Area Attenuation MEDIUM (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer MEDIUM (4) Microtopography NA (3) Stream Stability MEDIUM (4) Channel Stability MEDIUM (4) Sediment Transport MEDIUM (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation MEDIUM (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate MEDIUM (3) Stream Stability MEDIUM (3) In -stream Habitat LOW (2) Stream -side Habitat HIGH (3) Stream -side Habitat HIGH (3) Thermoregulation MEDIUM (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Puncheon Fork Mitigation Site - JB-4a Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability LOW (4) Sediment Transport LOW (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability LOW (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Puncheon Fork Mitigation Site - JB-4bc Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation MEDIUM (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer MEDIUM (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability LOW (4) Sediment Transport LOW (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality MEDIUM (2) Baseflow HIGH (2) Streamside Area Vegetation MEDIUM (3) Upland Pollutant Filtration LOW (3) Thermoregulation HIGH (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability LOW (3) In -stream Habitat LOW (2) Stream -side Habitat HIGH (3) Stream -side Habitat HIGH (3) Thermoregulation HIGH (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Puncheon Fork Mitigation Site - JB-5a Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation MEDIUM (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer MEDIUM (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability MEDIUM (4) Sediment Transport LOW (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation MEDIUM (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability MEDIUM (3) In -stream Habitat LOW (2) Stream -side Habitat HIGH (3) Stream -side Habitat HIGH (3) Thermoregulation MEDIUM (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Puncheon Fork Mitigation Site - JB-5b Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology HIGH (2) Baseflow HIGH (2) Flood Flow HIGH (3) Streamside Area Attenuation HIGH (4) Floodplain Access HIGH (4) Wooded Riparian Buffer MEDIUM (4) Microtopography NA (3) Stream Stability HIGH (4) Channel Stability HIGH (4) Sediment Transport LOW (4) Stream Geomorphology HIGH (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality MEDIUM (2) Baseflow HIGH (2) Streamside Area Vegetation MEDIUM (3) Upland Pollutant Filtration LOW (3) Thermoregulation HIGH (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability HIGH (3) In -stream Habitat LOW (2) Stream -side Habitat HIGH (3) Stream -side Habitat HIGH (3) Thermoregulation HIGH (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall MEDIUM NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Puncheon Fork Mitigation Site - JB-5c Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access LOW (4) Wooded Riparian Buffer MEDIUM (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability LOW (4) Sediment Transport LOW (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability LOW (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation MEDIUM (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW NC SAM Stream Rating Sheet Accompanies User Manual Version 2.1 Stream Site Name Puncheon Fork Mitigation Site - JB-6 Stream Category Mb3 Notes of Field Assessment Form (Y/N) Presence of regulatory considerations (Y/N) Additional stream information/supplementary measurements included (Y/N) NC SAM feature type (perennial, intermittent, Tidal Marsh Stream) Function Class Rating Summary Date of Evaluation 11/21/2017 Assessor Name/Organization Jeremy Schmid NO NO YES Perennial USACE/ NCDWR All Streams Intermittent (1) Hydrology LOW (2) Baseflow HIGH (2) Flood Flow LOW (3) Streamside Area Attenuation LOW (4) Floodplain Access MEDIUM (4) Wooded Riparian Buffer LOW (4) Microtopography NA (3) Stream Stability LOW (4) Channel Stability MEDIUM (4) Sediment Transport LOW (4) Stream Geomorphology MEDIUM (2) Stream/Intertidal Zone Interaction NA (2) Longitudinal Tidal Flow NA (2) Tidal Marsh Stream Stability NA (3) Tidal Marsh Channel Stability NA (3) Tidal Marsh Stream Geomorphology NA (1) Water Quality LOW (2) Baseflow HIGH (2) Streamside Area Vegetation LOW (3) Upland Pollutant Filtration LOW (3) Thermoregulation LOW (2) Indicators of Stressors YES (2) Aquatic Life Tolerance HIGH (2) Intertidal Zone Filtration NA (1) Habitat LOW (2) In -stream Habitat LOW (3) Baseflow HIGH (3) Substrate LOW (3) Stream Stability MEDIUM (3) In -stream Habitat LOW (2) Stream -side Habitat LOW (3) Stream -side Habitat LOW (3) Thermoregulation LOW (2) Tidal Marsh In -stream Habitat NA (3) Flow Restriction NA (3) Tidal Marsh Stream Stability NA (4) Tidal Marsh Channel Stability NA (4) Tidal Marsh Stream Geomorphology NA (3) Tidal Marsh In -stream Habitat NA (2) Intertidal Zone Habitat NA Overall LOW Appendix C — Photos Carolina Bison Site Appendix C. Carolina Bison Photos Looking downstream along Reach UT 1. 10/05/2017 Deeply incised channel on Parker Branch. 10/05/2017 Looking upstream along Parker Branch. 10/05/2017 Channel along UT I. 10/05/2017 Looking downstream along Parker Branch. 10/05/2017 Looking downstream along Reach UT2. 10/05/2017 Commercial Hill Site Appendix C. Commercial Hill Channel conditions along Reach UT 1 12/07/2017 Looking upstream along Reach UT 1. 12/07/2017 Looking upstream along Reach UT2 12/07/2017 Channel conditions along Reach UT 1. 12/07/2017 Unstable bank along Reach UT2. 12/07/2017 Looking downstream along Reach UT3. 12/07/2017 Big Willow Site Appendix C. Big Willow Photos 'mop - Looking downstream along Reach D1. 12/07/2017 Looking upstream along Reach D1. 12/07/2017 Looking upstream along Reach D2-B. Looking upstream along Reach D2-B. 12/07/2017 12/07/201 Looking downstream Reach D 1 above Looking downstream along Reach D3. confluence. 12/07/2017 12/07/2017 Dead Oak Site Puncheon Fork Site Appendix C. Puncheon Fork Channel conditions along Reach JB 1. 12/ 12/2017 Channel conditions along Reach JB2. 12/ 12/2017 4 se "- t: - - yr3 may' s Channel conditions along Reach JBI Looking upstream along Reach JB-4. 12/ 12/2017 12/ 12/2017 h� a� - r Looking upstream along Reach JB-5. Looking upstream along Reach JB-6. 12/ 12/2017 12/ 12/2017