HomeMy WebLinkAbout13B_.1400_RegulatoryImpactAnalysisB-1
REGULATORY IMPACT AND FISCAL ANALYSIS FOR READOPTION AND
AMENDMENTS TO 15A NCAC 13B .1400 SOLID WASTE COMPOST FACILITIES
April 27, 2019
General Information
Agency/Commission: Environmental Management Commission
Department: Department of Environmental Quality, Division of Waste
Management, Solid Waste Section
Contact: Perry Sugg, P.G.
Hydrogeologist
Perry.Sugg((2-)_ncdenr.gov
(919) 707-8258
Jessica Montie
Environmental Program Consultant
Solid Waste Section Rule -Making Contact
Jessica. Montie(aD-ncdenr.gov
(919) 707-8247
Title of Rule Set: Solid Waste Compost Facilities
Citation: 15A NCAC 13B .1401 - .1410
Authority: G.S. 130A-294; 130A-309.03; 130A 309.11; 130A-309.29; G.S.
150B-21.3A
Impact Summary:
State government: Yes
Local government: Yes
Private Industry: Yes
Substantial Impact: No
Federal Requirement or Impact: No
Attachment A:
Proposed Rule Amendments
Proposed Rule -Making
Schedule:
Date
Action
3/13/2019
GWWMC Meeting: Approval of proposed text to go to EMC.
5/9/2019
EMC Meeting: Approval of rule text and impact analysis for
public comment.
6/17/2019
Rules published in NC Register and Agency website
Comment Period Begins.
7/2/2019
Earliest date for public hearing.
8/16/2019
Comment Period Ends.
9/12/2019
EMC Meeting: Approval of Hearing Officer's Report and
Adoption of Rules.
10/17/2019
RRC meeting: Approval of rule text
11/1/2019
Earliest effective date for rules.
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Necessity and Purpose of Rule Change
It is the responsibility of the Division of Waste Management (Division) Solid Waste Section
(Section) to regulate how solid waste is managed within the state under the statutory
authority of the Solid Waste Management Act, Article 9 of Chapter 130A of the General
Statutes. State rules governing solid waste management are found in Title 15A,
Subchapter 13B of the North Carolina Administrative Code. Rules adopted under the
authority of 130A-309.11 which govern compost standards and applications are found in
Subchapter 1313, Rules .1401 - .1409 Solid Waste Compost Facilities. These rules are
proposed for readoption in accordance with G.S. 150B-21.3A and are required to be
readopted by the deadline established by the Rules Review Commission of April 30,
2021. Proposed Rule .1410 is a new rule proposed for adoption.
Proposed amendments to the rules include the addition of exempt categories in Rule
.1402, new procedures and requirements for odor corrective action and training in Rule
.1406, updates to testing requirements in Rule .1407, addition of vermicomposting and
anaerobic digestion requirements in Rule .1409, and the addition of Rule. 1410 for closure
requirements. The proposed amendments also include technical corrections, updates to
information such as Department names, addresses, websites, and references,
clarification of vague or unclear language, removal of redundant or unnecessary
language,
The proposed amendments provide a range of benefits to the compost and wood waste
management industry both in cost savings and in clarification of requirements while
maintaining environmental protections. They eliminate out-of-date requirements,
increase flexibility for low risk sites, and clarify requirements to provide equity and
consistency to the industry. The proposed amendments also address ongoing odor
management issues and the Division expects a reduction in offsite odor nuisances.
Additional training requirements are expected to improve environmental and public health
protections and reduce the occurrence of violations. Specific implementation costs and
expected benefits are described in further detail below.
Fiscal Analysis
Types of Businesses or Facilities Potentially Affected by Rule Changes:
Rule changes would potentially affect compost and wood waste management facilities
permitted or regulated by the current rules and include the types of facilities and
operations listed below:
- 5 Composting Pilot / Demonstration Projects
- 231 Yard Waste Notification Sites/Small Type 1 facilities
- 15 Small Type 2, 3, or 4 Facilities
- 24 Large Type 1 Facilities
- 19 Large Type 2, 3 and 4 Facilities
The majority of these facilities are privately owned. Local government entities operate
three Small Type 3 facilities, 12 Large Type 1 facilities, and one Large Type 3 facility.
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Permit Requirements in Rule .1401
Proposed permit requirement amendments in Rule .1401 include an expanded permit
period and revision to permit modifications, as well as providing definitions.
(a) Description and Rationale
A proposed amendment to Rule .1401(c) states that permits will be issued for a 10-year
period. Currently compost permits must be renewed every 5 years. This change was
made in response to requests by the industry during stakeholder meetings held in 2017.
Stakeholders stated a longer permit period provides greater stability and assurances with
respect to their approval to operate, which improves their financial planning and security
with lending institutions. Currently there are 58 active permits with 5-year permit limits
which would be converted to 10-year permits when the next permit is issued. The
transition to a 10-year permit for all permitted facilities is expected to be completed within
five years, due to current individual permit expiration dates.
Proposed amendments to Rule. 1401 (d) define major and minor permit modifications and
the requirements for each. The proposed amendments expand the existing modification
rule requirement for a permit modification application to also include as a major
modification an expansion or relocation of the operations area, since this change could
impact buffers and environmental siting requirements. The addition of a new feedstock
would continue to be considered a modification, but could be considered a major or minor
modification depending on whether the new feedstock causes a change in facility type or
a substantial change in operations. The proposed rule also defines how minor
modifications are generally addressed by the Division in practice, consistent with existing
procedures handling minor modifications. The proposed amendment also provides for the
option to re -issue a 10-year permit for facilities requiring major modification, as long as
the permit modification application meets the requirements for a permit renewal
application. This change was made in response to industry request during stakeholder
meetings held in 2017.
Proposed amendments to Rule .1401(c) and (d) add definitions for `operations area' and
for `material onsite'. These definitions were added due to a need to clearly define how
size and volume are determined for the purposes of small and large facilities, and exempt
facilities throughout the rules. The amendments put into rule what is generally being
enforced in practice as a permitting requirement. Definitions ensure consistent and clear
application of rules with respect to which rules apply to a specific type and size operation
and with enforcement of rules.
(b) Costs/Benefits by Entity
1) Private Industry
The proposed amendments to Rule .1401 are expected to provide cost savings for the
private industry primarily due to savings in the reduction in the number of potential permit
renewal applications for each facility over the extended 10-year permit period from two
applications to one application. Currently there are 42 permitted private facilities that
could be impacted by the proposed amendment. The cost to prepare a permit renewal
application varies according to facility type and the degree and complexity of
changes/updates for the facility as reflected in the application. In most cases, the permit
renewal application consists of minor updates to the original permit application made by
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the owner or operator. Large Type 3 and 4 permit applications (including renewals) are
required to be certified by a licensed professional engineer in accordance with Rule
.1401(b) and owners of these facilities typically incur consulting fees for permit
applications. The Division's estimate for permit renewal applications prepared and
certified by a professional engineer (PE) is $3,000 to $4,000 per application, using an
estimated billing rate of $100/hour for a professional engineer and an estimated 30 to 40
hours to complete the application. Currently there are 16 permitted Large Type 3 or 4
facilities owned by private industries, each of which could see an average cost benefit of
$3,000 to $4,000 per application, for a statewide benefit of $51,000 to $68,000 over the
10-year period.
Permit renewal applications for Large Type 1, all Type 2, and Small Type 3 facilities do
not require a professional engineer and most renewals for the 26 active permits for private
industry facilities are completed in-house by the owners with minimal changes and at
minimal cost. However, if approximately 10 of these facilities hire outside consultants to
complete the renewal applications, at an estimated cost of $2,000 to $3,000 per
application (roughly 75% of the expected costs for a comparable PE -certified application
renewal), the statewide benefit over a 10-year period could be $20,000 - $30,000.
The existing rules for permit modifications do not provide the option to reset the permit
period even if the modification application contains all the requirements for a permit
renewal application. The proposed amendment would give the facility the option for a
reset of the 10-year permit period eliminating the need for both a permit modification
application and a permit renewal application within the same 10-year period. Based on
permit modification requests received by the Division in the past, it is anticipated that no
more than one facility per year would use this option.
2) NC Citizens and Environment
The proposed amendments to Rule .1401 are not expected to impact the risks to NC
citizens and the environment. Regulatory compliance of facilities will not change and is
enforced by the Division through annual inspections and review of annual facility reports.
3) Local Government
Proposed amendments to Rule .1401 are expected to have a minor positive affect on
expenditures for those local governments operating a permitted solid waste compost
facility. Currently there are 12 permitted Type 1 facilities and 4 permitted Type 2 or 3
facilities owned or operated by local governments in NC. Most local governments use
existing staff for permit applications. With the extension of the permit period to 10 years,
some cost savings in staff time for a reduction in permit renewal applications over the life
of the facility will be incurred by these local governments. Cost savings for local
governments using outside consulting services would be expected to be similar to savings
for private industry. If an estimated 4 local governments with active permits use outside
consulting services for permit renewal applications, these local governments can expect
savings of between $2,000 and $3,000 per application for a statewide benefit of between
$8,000 and $12,000 over a 10-year period.
Other than the local governments with permitted facilities, proposed amendments are not
expected to affect expenditures or revenues of any local government.
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4) State Government
The proposed amendments to Rule .1401 are expected to provide savings to the state
government in staff time necessary to process, review, and administer permit renewal
applications. The Division estimates an average 18 hours of staff time (ranging from 16-
24 hours depending on facility type) is required for permit renewal with an average of 12
renewal applications per year. The total permit renewals would be reduced by half by
extending the permit renewal period to 10 years. Using a staff total compensation rate of
$45/hour, the Division estimates an annual cost savings of about $4,860.00 for state
government if the 10-year permit renewal period is adopted.
The proposed amendments are not expected to affect revenues for the state government
as there are no fees collected for permit renewal applications.
General Provisions in Rule .1402 (Small and Large Facilities)
Proposed amendments to Rule .1402(e) include revising how small and large facilities
are determined.
(a) Description and Rationale
Proposed amendments to Rule .1402(e)(6) and (7) revise and clarify how small and large
facilities are defined based on size and/or volume using definitions in Rule .1401 for
operations area and for material onsite, respectively. The size threshold value for small
facilities is less than two acres, which is the same as existing rule. Existing rule language
makes size and volume accountability confusing and ambiguous and poses challenges
for enforcement or compliance determinations. The volume threshold between small and
large facilities is 1,000 cubic yards (cy) for Types 2, 3, and 4 facilities and 6,000 cy for
Type 1 facilities. While the existing threshold value for volume remains unchanged, the
volume measurement criteria was revised to be volume onsite at any one time versus a
volume of material received per quarter. The definitions for operations area and for
material onsite provide a clear basis for how the area and the volume criteria are
measured for defining the facility as either small or large. For area determination, this
definition puts into rule what is generally being required and enforced by the Division in
practice. Enforcement of the current volume criteria relies on self -reporting through the
annual reports submitted by permitted facilities to the Division. The volume per quarter
limitation is a control on production while the volume onsite only limits how much a site
can manage at any time, which is a better measure of regulating a facility's capacity to
safely manage material. The existing rule language for small and large facilities is
intended to ensure small facilities do not overburden their capacity to safely manage their
process streams. The proposed amendments maintain this intent with better defined
boundaries and limits to reduce potential for compliance issues.
(b) Costs/Benefits by Entity
1) Private Industry
Proposed amendments to Rule .1402(e) are not expected to add any additional costs to
the private industry. Small facilities could potentially see an increase in overall production
by changing the volume limitation from `no more than 6,000 cy (or 1,000 cy for Types 2,
3, or 4) per quarter' to `no more than 6,000 cy (or 1,000 cy for Types 2, 3, or 4) onsite at
any one time'. This change eliminates the processing/production maximum of 24,000 (or
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4,000) cubic yards per year for small facilities, which could result in some increase in
overall production. The benefits of this would be difficult to quantify since an estimation
of how many, if any, facilities will or have the capacity to increase production would
depend on each facility's site -specific operations. However, it is expected that any
potential productivity increase for any such facility would likely be restricted to only a small
increase due to the facility's two -acre size limitation.
2) NC Citizens and Environment
The proposed amendments to Rule .1402(e) are not expected to impact risks to NC
citizens and the environment. Regulatory compliance of facilities will not change and is
enforced by the Division through annual inspections and review of annual facility reports.
3) Local Government
Proposed amendments to Rule .1402(e) are not expected to affect expenditures or
revenues of any local government.
4) State Government
Proposed amendments to Rule .1402(e) are not expected to affect expenditures or
revenues of the state government. However, definitions and how area/volume criteria are
determined are expected to reduce compliance issues due to better understanding and
enforcement of the rules.
General Provisions in Rule .1402 (Exemptions)
Proposed amendments to Rule .1402(g)(2) include expanding permit exemptions.
(a) Description and Rationale
The proposed amendment to Rule .1402(g)(2) provides exemptions to permitting
requirements for certain small facilities processing a defined list of feedstocks, volume
limits, and size restrictions. Exempt sites would not be required to submit a permit
application nor would exempt sites require approval to operate (either as permitted site
or a notification site). This would expand the exemptions currently allowed only for
primary/secondary schools per existing Rule. 1409(d) and for summer camps/community
gardens by policy. Operations must meet exemption criteria for waste type, size (less
than one acre), and volume (less than 100 cubic yards onsite). Sites would be exempt
from permitting and notification, but still would be subject to certain operational conditions
consistent with a permitted site. Limiting exemptions based on relatively low -risk
feedstocks, small volumes, and size minimizes risks to public health and the environment.
Providing for exemptions with safeguard conditions in rule is expected to make
composting more accessible for smaller scale, low -volume operations, many of which are
non-commercial in nature, and provides increased opportunities for direct onsite reduction
to an entity's waste stream volume.
(b) Costs/Benefits by Entity
1) Private Industry
It is projected that most of the demonstration (pilot project) approvals currently regulated
in existing Rule .1409 would be exempt with the proposed amendment. These pilot
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projects are temporary 1-2 year approvals specifically for the purpose of evaluating
feasibility of a project. The proposed exemption amendment provides for such a feasibility
project without notification and approval by the Division for small demonstration projects.
There are currently five (5) active demonstration projects with a projected 3 demonstration
requests per year going forward. Additionally, a limited number of the smaller permitted
Small Type 2 and 3 facilities could also potentially meet the exemption requirements
proposed.
2) NC Citizens and Environment
Expanding exemptions could potentially add some level of risk to NC Citizens or the
environment by reducing direct oversight of some compost operations. However, the
small size and volume of material, as well as restrictions to allowable waste types of the
exempt operations pose a low risk potential from non-compliance. Regulatory compliance
requirements in the proposed rule for exempt facilities allow the Division to correct and
enforce compliance issues as they become known.
3) Local Government
Proposed amendments to Rule .1402(g) are not expected to affect expenditures or
revenues of any local government. Currently, there are 16 permitted compost facilities
(either small or large) owned by a local government and none currently would meet the
exemption size or volume limits.
4) State Government
The proposed amendments to Rule .1402(g) are expected to provide savings to the state
government in staff time necessary to process, review, and administer permit and
demonstration applications and conduct annual site inspections. However, given the
small size and volumes proposed for exempted sites, less than 3 of the 15 currently
permitted small facilities would likely qualify as exempt. If these do qualify as exempt, the
Division estimates a savings of $1,272.00/year in staff time if 3 currently permitted sites
qualify as exempt (based on 16 hours for permit renewal once every 5 years at $45/hour,
and 8 hours/year/site for site inspections at $35/hour total compensation). The Division
estimates additional savings for current demonstration projects that would likely qualify
as exempt. Based on an average of 3 demonstration projects/year, the Division estimates
an additional savings of $2,460/year in staff time (based on 12 hours/year/site for each
demonstration approval review at $45/hour, and 8 hours/year/site for site inspections at
$35/hour total compensation).
The proposed amendments for exemptions are not expected to affect revenues of the
state government. The size and type of facilities included in the exemptions do not require
any permit application or annual fee under the existing schedule of fees in the general
statutes.
Application Requirements in Rule .1405
Proposed amendments to Rule .1405 include reorganization of the permit application
requirements, including clarifications and updates to some text, and a proposed
requirement for an odor control plan in Rule .1405(10).
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(a) Description and Rationale
No new permit requirements are proposed, except for the odor control plan in Rule
.1405(10). The proposed reorganization of Rule .1405 combines the existing permit
application requirements for 3 different permit types into a single permit application
requirement covering all facility types. Separate permit -to -construct (PTC) and permit -to -
operate (PTO) applications for Large Types 2, 3, and 4 are no longer required. The
Division determined there was no benefit in having separate permit applications by facility
type because all applications are required to submit the same type of information with a
few exceptions for Large 2, 3, 4 facilities. These exceptions are clearly addressed in the
proposed amendments. Combining the PTC/PTO for Large 2, 3, 4 facilities into one
permit issuance removes unnecessary administrative delay in issuance of the final PTO.
Proposed amendments to Rule .1405(10) require operators of Large Type 2, Large Type
3, and all Type 4 facilities to prepare an odor control plan to ensure odors are minimized
at the site property boundary. Facility Types 2, 3, and 4 may accept certain feedstocks
(such as septage or grease) with a higher potential for creating objectionable offsite odors
than those from Type 1 facilities. Existing rule requires facilities submitting a permit
application to include in the operations plan a description of how facility odors will be
controlled and minimized. The proposed amendment provides clarity on the specific types
of information required in the application for odor control, including site -specific design
and operating odor control best management practices (BMPs) and odor complaint
protocols. The proposed odor control plan requirements were added to address an issue
that has generated growing public interest around some permitted facilities. In
stakeholder meetings, industry acknowledged the need for clarity and better directives in
regulation on odor control. In response the Division determined a greater emphasis on
upfront, site -specific odor control planning at these facilities will lead to better
management of odors, and a reduction in compliance violations and offsite odor control
issues with citizens.
(b) Costs/Benefits by
1) Private Industry
The proposed amendments to Rule .1405 provide benefits to the private industry by
streamlining the permit application and permit issuance process, particularly for Large
Type 2, 3, and 4 facilities. Some minimal cost savings can be expected in combining the
PTC/PTO applications for new or expanded Large Type 2, 3, and 4 facilities. The total
cost benefit is expected to be minimal since the Division typically receives only about one
such application per year.
The proposed amendment to Rule .1405(10) would add a one-time cost to prepare a site -
specific odor control plan for 18 existing permitted private Large Type 2, 3, or 4 facilities.
Existing facilities would have to meet this requirement at the time of their next scheduled
permit renewal. Plans for Large Type 3 and 4 facilities are required to be certified by a
licensed professional engineer in accordance with Rule .1401(b) and owners of these
facilities typically incur consulting fees for permit applications. Plans prepared by a
professional engineer could range from $2,400 to $3,000 (using an estimated billing rate
of $100/hr for a professional engineer at an estimated 24-30 hours, plus administrative
costs). Currently, there are 18 permitted Large Type 3 or 4 facilities in NC, each of which
could incur a one-time cost of $2,400 to $3,000 during the 2-yr period after rule adoption.
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A similar cost for plans for the current two Large Type 2 facilities can be expected as well,
assuming the plan is prepared and sealed by a consulting professional engineer. Private
industry may also experience a benefit from a reduction in odor complaints and
enforcement issues if they are making clear plans for odor control in advance of operation.
2) NC Citizens and Environment
The proposed amendments to Rule .1405 are not expected to impact the risks to NC
citizens and the environment. NC citizens, especially those within close proximity to a
permitted facility, could expect benefits from the requirements focusing on greater
emphasis on odor control measures.
3) Local Government
Proposed amendments to Rule .1405 are not expected to affect expenditures or revenues
of the majority of local governments. Currently, only one Large Type 3 permitted facility
owned by a local government would be subject to the requirement for an odor control plan
and could incur a one-time cost of $2,400 to $3,000 during the 2-year period after rule
adoption for a PE -prepared plan.
4) State Government
Proposed amendments to Rule .1405 are not expected to affect expenditures or revenues
of the state government. State government staff could expect benefits from a reduction
in complaint response and processing enforcement documents if there are clear plans for
odor control in place.
Operational Requirements in Rule .1406 (Odor Corrective Action)
(a) Description and Rationale
The proposed amendment to Rule .1406(18) regarding odor corrective action requires
submittal and implementation of an odor corrective action plan to address offsite odor
problems not otherwise resolved through adherence to the approved odor control plan.
The amendment includes specific requirements for the odor corrective action evaluation
and response. The proposed odor corrective action rule is needed to provide a clear
mode of action for enforcement of odor compliance by the Division, as well as provide
clear means for facilities on expected rule requirements to address offsite odor control
issues. The proposed amendment puts into rule general compliance enforcement
practices and policy by the Division for addressing offsite odor control problems.
The proposed odor corrective action amendment was added to address an issue that has
generated growing public interest around some permitted facilities. In stakeholder
meetings, industry acknowledged the need for clarity and better directive in regulation on
odor control and on how odor corrective action issues are addressed. Particularly, the
proposed amendment provides a framework in rule for mitigation of any offsite odor
issues in a timely and effective manner.
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(b) Costs/Benefits by Entity
1) Private Industry
The proposed amendment for odor corrective action is not expected to have added cost
impacts for permitted facilities since the requirements for odor correction action through
compliance enforcement are consistent with current policy and practice. While the
potential for entering into odor corrective action for a facility exists, particularly for Large
Types 2, 3, and 4 facilities, this circumstance is not expected to occur often. Also, the
proposed odor control plan in proposed Rule .1405 is expected to result in better odor
management and response practices reducing the need for corrective action as required
in this proposed amendment. Even so, the proposed requirements in rule now include
specific and prescriptive courses of action for corrective action should this be necessary.
The need for odor corrective action beyond a facility's effective implementation of their
odor control plan is expected to be an infrequent occurrence — one facility every 5 years
at most.
The costs to implement odor corrective action would be hard to calculate due to the wide
range of possible site -specific conditions, problems, and corrective actions, but would be
expected to be at least $2,700 for development of a corrective action plan by an outside
consultant (based on an average billing rate of $90/hr at 30 hours).
2) NC Citizens and Environment
The proposed amendments to Rule .1406(18) are expected to benefit NC citizens and
the environment by providing a more efficient and clear means in rule for addressing
offsite odor violations and to reduce the occurrence of offsite odor nuisance issues.
3) Local Government
Proposed amendments to Rule .1406(18) are not expected to affect expenditures or
revenues of any local government. Odor control corrective action would only be required
in the event where offsite odors are found to be an ongoing problem. While it would be
difficult to predict when and for which specific permitted facilities, this would occur, the
Large Types 2, 3, and 4 facilities have the greatest potential for offsite odor issues due to
the types of feedstock they could accept. Of these facilities, only one Large Type 3 is
owned by a local government.
4) State Government
Proposed amendments to Rule .1406(18) are not expected to affect expenditures of state
government, although some staff time can expect to be saved in any odor compliance
issue due to clear requirements for enforcement. Combined with the odor control plan
required in the proposed amendment to Rule .1405, odor corrective action is expected to
be addressed more efficiently and timely further reducing staff time required for
enforcement.
Operational Requirements in Rule .1406 (Training)
(a) Description and Rationale
The proposed amendment to Rule .1406(19) requires Large Type 1, all Type 2, all Type
3, and all Type 4 facilities to have regular training (every five years) in compost operations
from courses approved by the Division. Trained operators are expected to result in
1.1511
improved compost operations management and a reduction in frequently cited
compliance problems such as fires, nuisance odors, excess leachate runoff, vectors, and
inadequate temperature/moisture control. Additionally, facilities would be required to
provide to facility staff annual review of operations plans and permit documents. The
proposed amendments provide conditions for meeting the training requirement, as well
as provisions for documenting training. The proposed training requirement amendment is
consistent with training required for other permitted solid waste management facilities per
GS 130A-309.25. A stakeholder survey conducted by the Division demonstrated support
for required training. The proposed amendments give facilities up to two years after rule
adoption and/or permit issuance to meet this requirement.
(b) Costs/Benefits by Entity
1) Private Industry
It is estimated that some of the larger commercial compost facilities already meet this
requirement as part of their professional certification requirements. Even so, the proposed
amendment would add recurring costs (every 5-years) to 42 existing permitted facilities
(both private and public) and to a projected estimate of 1-2 new facilities/year going
forward. Minimum training to meet proposed Division requirements for compost facilities
are estimated to cost from $400-$600 for a one-time 2-day training course plus $100-
$150.00 for training updates (short -courses) once every five years thereafter. Each facility
is required to have at least one staff person (operator, supervisor, or manager) with this
required training. Currently available courses (both classroom and online) that meet the
proposed amendment requirements are offered by industry groups such as SWANA, NC
Compost Council, and US Compost Council, and also by a few private firms. It is
anticipated that facility staff's requirement for annual review of operations plans and the
permit would be performed in-house as part of normal work duties at no additional cost
to the facility.
Individual facilities could potential benefit from training requirements which could result in
better operations management and/or reduction of regulatory compliance problems.
2) NC Citizens and Environment
General risks to NC citizens and the environment would expect to be lower by having
compost facilities operated by personnel regularly trained in operations and management
of such facilities. Risks to NC citizens and the environment may be mitigated by better -
trained staff include pathogen reduction, vector control, fires, offensive odors, and
leachate runoff.
Training course providers would be expected to benefit with an increased customer base
requiring their training services. Based on current permitted facilities required to meet the
proposed training, course providers could increase revenues by as much as an estimated
$20,000 to $26,000 over the initial 2 years (based on course fees listed above) after rule
adoption and an estimated $1,000-$1,500 annually (for training update courses) starting
five years after rule adoption.
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3) Local Government
Proposed amendments to Rule .1406(19) would increase costs for local governments
with permitted facilities requiring training. Currently, sixteen (16) permitted facilities owned
by different local governments in NC would have to require training should the rule be
adopted. Minimum training to meet proposed Division requirements for compost facilities
are estimated to cost from $400-$600 for a one-time 2-day training course plus $100-
$150 for training updates (short -courses) once every five years thereafter. Each facility is
required to have at least one staff person (operator, supervisor, or manager) with this
required training. Currently available courses (both classroom and online) that meet the
proposed amendment requirements are offered by industry groups such as SWANA, NC
Compost Council, and US Compost Council, and also by a few private firms. It is
anticipated that facility staff's requirement for annual review of operations plans and the
permit would be performed in-house as part of normal work duties at no additional cost
to the facility.
Revenues for local governments are not expected to be affected by the proposed
amendment.
4) State Government
Proposed amendments to Rule .1406(19) are not expected to affect expenditures or
revenues of the state government. State government staff may see a benefit from
reduced time spent on complaint response and enforcement due to better -trained facility
staff.
Testing Requirements in Rule .1407
a) Descriation and Rationale
Proposed amendments to Rule .1407 include corrections and technical updates for
testing and classification, as well as removal of unnecessary testing requirements.
Arsenic and selenium testing was added for Type 3 facilities to be consistent with updated
US Compost Council testing recommendations. These 2 metals can be found in Type 3
facility feedstock. Chromium testing was removed for Type 4 facilities since it is no longer
listed a target test metal per the updated 40 CFR 503.13(b)(3) reference list. Removal of
nitrogen testing is a correction to the applicability of the testing requirements involving
sludge per 40 CFR 503. This rule requirement applies only to direct land application of
sludge and not for application of compost.
Other amendments involve a reorganization by moving testing requirements from existing
Rule .1408 to proposed Rule .1407 for better rule organization.
(b) Costs/Benefits by Entity
1) Private Industry
Additional costs to the private industry include added costs for arsenic and selenium for
Type 3 facilities. There are currently 26 Type 3 facilities, of which four are owned by local
government. The testing cost is estimated at $10/metal/sample with an expected sample
frequency from 2-4/year, the total added costs for each facility is estimated at $40-
$80/year.
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Benefits for the private industry include minor cost savings from reduced testing
requirements for Type 2, 3, and 4 facilities. The testing requirements removed are either
no longer applicable to these facilities or have been updated to be consistent with
reference testing regulations. The proposed amendments remove foreign matter testing
for all Type 3 and 4 facilities and removes chromium testing for Type 4 facilities and total
nitrogen testing for any Type 3 or 4 facility accepting sludge. Currently there are 30 active
permitted Type 2, 3, and 4 facilities. Only two are Type 4.
Twenty-eight current Type 3 and 4 facilities would no longer be required to test for foreign
matter for a potential annual savings of $10-15/year for each facility. Two Large Type 4
facilities would no longer be required to test for chromium for an annual estimated savings
of about $20-$40/year each (based on 2-4 samples/year and testing cost of $10/sample).
2) NC Citizens and Environment
The proposed amendments to Rule .1407 are not expected to significantly impact the
risks to NC citizens and the environment. Adding the testing requirement for arsenic and
selenium at Type 3 facilities adds increased protection from potential exposure for NC
citizens using compost from Type 3 facilities.
3) Local Government
Proposed amendments to Rule .1407 are expected to minimally affect expenditures for
permitted facilities owned by local governments. Currently, there are four such facilities.
Added costs to test for arsenic and selenium for Type 3 facilities would increase annual
testing expenditure at four currently permitted facilities owned by local governments. The
testing cost is estimated at $10/metal/sample with an expected sample frequency of 2-
4/year, the total added costs for each facility is estimated at $40-$80/year. These facilities
would also realize cost saving on removal of foreign matter testing requirement, estimated
at $10/sample with one sample per year tested. The overall annual cost increase for
testing would be minimal for each facility (estimate of $30-$70/year for each facility).
Revenues for local governments are not expected to be affected by the proposed
amendment.
4) State Government
The proposed amendments to Rule .1407 are not expected to impact costs or benefits to
the state government.
Composting Pilot/Demonstration Projects in Rule .1409
Paragraph (b) of Rule .1409 is proposed to be removed.
(a) Description and Rationale
Existing Rule .1409(b) provides individuals a means to request approval of a solid waste
composting pilot or demonstration project to evaluate the project's feasibility without
having to apply for a permit. Information is provided to the Division by the requester and
a letter of approval is issued by the Division with conditions. Currently demonstration
projects are approved for one year with an option to request a second year to evaluate
B-14
feasibility. After which, the operator either applies for a full permit or discontinues the
demonstration project. Paragraph (b) of Rule .1409 is proposed by the Division to be
removed since the exemptions proposed in Rule .1402 would provide the same
opportunity for evaluating the feasibility of pilot projects under an established level of
requirements. The exception would be projects that accept either septage or grease
waste streams, which are not approved for exemptions.
The Division typically receives about 2-3 requests per year for demonstration project
approvals, the majority of which do not include septage or grease as feedstock.
Historically, about 2/3 of past demonstration projects approved by the Division did not
continue past the feasibility stage and discontinued the demonstration project.
(b) Costs/Benefits by Entity
1) Private Industry
The proposed removal of existing Paragraph (b) from Rule .1409 could potentially result
in cost savings to private industry by not having to submit the request for approval
information or a final feasibility report.
2) NC Citizens and Environment
The proposed amendments to Rule .1409 are not expected to impact the risks to NC
Citizens and the environment.
3) Local Government
Proposed amendments to Rule .1409 are not expected to affect expenditures or revenues
of any local government.
4) State Government
The proposed removal of existing Paragraph (b) from Rule .1409 is expected to provide
savings to the state government in staff time necessary to process, review, administer,
and inspect demonstration project approvals.
Vermicomposting and Anaerobic Digestion Permit Requirements in Rule .1409
Proposed amendments to Rule .1409 add siting, permitting, and operations requirements
for vermicomposting facilities and for anaerobic digestion facilities that receive and handle
organic solid waste.
(a) Description and Rationale
The proposed amendments to Rule .1409(b) and (c) add permitting and operations
requirements specifically for vermicomposting and anaerobic facilities, respectively. Both
vermicomposting and anaerobic digestion facilities require specific rule requirements
since these types of facilities are functionally different in scope and operations than typical
compost facilities addressed in Section .1400. Vermicomposting and anaerobic digestion
are currently permitted as Small or Large Types 2, 3, or 4 compost facilities using the
existing compost rules for those facilities. Separate proposed amendments to Rule .1409
were added for these vermicomposting and anaerobic digestion since there are
fundamental process and monitoring differences in these two methods that are not
adequately addressed by the current rules. There is currently one vermicomposting
B-15
permitted facility and one anaerobic digestion permitted facility in NC.
(b) Costs/Benefits by Entity
1) Private Industry
Proposed amendments to Rule .1409 are not expected to add any additional costs to the
private industry. Private industry is likely to benefit from clarity of what is required for these
specific types of facilities.
2) NC Citizens and Environment
The proposed amendments are not expected to impact the risks to NC citizens and the
environment.
3) Local Government
Proposed amendments to Rule .1409 are not expected to affect expenditures or revenues
of any local government.
4) State Government
Proposed amendments to Rule .1409 are not expected to affect expenditures or revenues
of the state government.
Closure Requirements in Rule .1410
(a) Description and Rationale
Proposed new Rule .1410 clarifies the requirements for proper closure of permitted
facilities and termination of a permit. Adding closure requirement rules provides a
regulatory remedy to address sites that are abandoned leaving potential public health and
environmental problems, such as potential fire hazards, vector problems, nuisance odors,
leachate, and other problems. As a protection for NC citizens and the environment, the
Division currently requires these closure procedures to be met prior to approving the
closure of a facility and/or termination of the permit. The proposed rule puts into rule the
procedures generally being required in practice for permit closure or termination.
(b) Costs/Benefits by Entity
1) Private Industry
Costs to close facilities in accordance of the proposed amendments are difficult to
quantify due to the wide range of site conditions and size. However, current best
management practices for closing facilities are consistent with the proposed closure
amendment. The Division estimates that no more than 1-2 permitted facilities have closed
over a five-year period, most of which are properly closed. Benefits to private industry
include better planning due to clarity on requirements for closure or termination of the
permit.
2) NC Citizens and Environment
NC citizens and the environment are expected to benefit from having assurance of proper
closure required by the proposed rule.
iON
3) Local Government
Proposed Rule .1410 is not expected to affect expenditures or revenues of any local
government.
4) State Government
Proposed Rule .1410 is not expected to affect expenditures or revenues for the state
government. State government staff may expect an enforcement benefit from having
clear requirements in rule for facility closure.
From: Hollis, Carrie
To: Montie. Jessica; Suaa, William P; Everett, Jennifer
Cc: Masich, Mollv; McGhee, Dana; Grozav, Anca
Subject: Approval - Solid waste compost facilities, 15A NCAC 13B .1401 - .1410
Date: Monday, April 29, 2019 4:32:05 PM
Attachments: DEO 2019-04-29.odf
DEO 2019-04-29 attachment.pdf
OSBM has reviewed DWM's proposed amendments to rules 5A NCAC 13B .1401 - .1410 in
accordance with G.S. 15013-21.4 and with E.O. 70 from 10/21/2010 as amended by E.O. 48 from
4/9/2014. The fiscal note has been approved for publication. Please ensure that the state and local
government impacts are included in the Notice of Text and that the NC League of Municipalities and
Association of County Commissioners are notified.
The .pdf file of the rule impact analysis (attached) will be posted on our website at the following URL
(please allow for some time):
https://files.nc.gov/ncosbm/documents/files/DEQ_2019-04-29.pdf
Please post this link on your agency's website to ensure compliance with G.S. 1508-19.1(c)(5).
Please let me know if you have any questions.
-Carrie
Carrie Hollis
Economic Analyst
NC Office of State Budget and Management
919 807 4757 office
carrie.hollisQosbm.nc.gov
E-mail correspondence to and from this address may be subject to the North Carolina Public Records
Law (GS 132) and may be disclosed to third parties by an authorized state official.
Email correspondence to and from this address may be subject to the North Carolina Public Records Law and may be disclosed to third
parties by an authorized state official.