NCC222716_FRO Submitted_20220729

FINANCIAL RESPONSIBILITY/OWNERSHIP FORM
SEDIMENTATION POLLUTION CONTROL ACT
EXPRESS PERMITTING OPTION
No person may initiate any land -disturbing activity on one or more acres as covered by the Act before this form
and an acceptable erosion and sedimentation control plan have been completed and approved by the Land
Quality Section, N.C. Department of Environmental Duality. Submit the completed form to the appropriate
Regional Office. (Please type or print and, if the question is not applicable or the e-mail address or phone
number is unavailable, place NIA in the blank.)
Part A.
1
2
3
Project Name CAT - Sanford P D
Location of land -disturbing activity: County Lee City or Township Sanford
Highwayrstreet Womack Road Latitude(decimal degrees) 35.5498 Longitude(dacimal degrees}
Approximate date land -disturbing activity will commence: July 2022
-79.1689
4. Purpose of development (residential, commercial, industrial, institutional, etc.). Industrial
5. Total acreage disturbed or uncovered (including off -site borrow and waste areas): 13.00 ACreS
S. Amount of fee enclosed $3,300.00 . The Express Permitting application fee is a dual charge.
The normal fee of $100.00 per acre (rounded up to the next acre) is assessed without a ceiling amount.
In addition, the Express Permitting supplement is $250 per acre up to eight acres, after which the Express
Permitting supplemental fee is a fixed $2,000.00 (Example: 8.10-acre application fee is $2,900), Checks
should be addressed to NCDEQ.
7. Has an erosion and sediment control plan been filed? Yes ❑ Enclosed ❑x No ❑
8. Person to contact should erosion and sediment control issues arise during land -disturbing activity:
NameTyrell C. Britt E-mail [e-mail]
Phone: Office # [phone] Mobile # [phone]
9. Landowner(s) of Record (attach accompanied page to list additional owners):
Caterpillar Inc. [phone]
Name Phone: Office # Mobile #
100 NE Adams Street 5000 Womack Road
Current Mailing Address
Peoria, IL 61629-5425
Current Street Address
Sanford, NC 27330
city State Zip City State Zip
10. Deed Book No. 1397 Page No. 235 Provide a copy of the most current deed.

Part B.
1. Company(ies) who are financially responsible for the land -disturbing activity (Provide a comprehensive list
of all responsible parties on accompanied page.) if the company is a sore proprietorship or if the landowner(s) is
an individual(s), the name(s) of the owner(s) may be listed as the financially responsible party(ies).
Caterpillar, Inc.
Company Name
5000 Womack Road
Current Mailing Address
Sanford, NC 27330
T_C_6ritt aacat.com
E-mail Address
5000 Womack Road
Current Street Address
Sanford, NC 27330
City State Zip City State Zip
Phone., Office # [phone] Mobile # [phone]
Note: If the Financially Responsible Party is not the owner of the land to be disturbed, include with this form
the landowner's signed and dated written consent for the applicant to submit a draft erosion and sedimentation
control plan and to conduct the anticipated land disturbing activity.
2. (a) If the Financially Responsible Party is a domestic company registered on the NC Secretary of State
business registry, give name and street address of the Registered Agent:
Name of Registered Agent E-mail Address
Current Mailing Address Current Street Address
City State Zip City State Zip
Phone: Office # Mobile #
Name of Individual to Contact (if Registered Agent is a company)
(b) If the Financially Responsible Party is not a resident of North Carolina, give name and street address
of the designated North Carolina agent who is registered on the NC Secretary of State business registry:
Name of Registered Agent E-mail Address
Current Mailing Address Current Street Address
City State Zip City State Zip
Phone: office # Mobile #
Name of Individual to Contact (if Registered Agent is a company)
(c) If the Financially Responsible Party is engaging in business under an assumed name, give name under
which the company is Doing Business As. If the Financially Responsible Party is an individual, General

Partnership, or other company not registered and doing business under an assumed name, attach a copy
of the Certificate of Assumed Name.
Company DBA Name
(d) If order to facilitate Express Permitting, it is necessary to be able to contact the engineer or other
consultant who can assist in providing any necessary information regarding the plan and its preparation:
McKim & Creed, Inc.
Engineering firm or other consultant
Don Bataille
Individual contact person (type or print)
[e-mail]
E-mail Address
[phone]
Phone- Office # Mobile #
The above information is true and correct to the best of my knowledge and belief and was provided
by me under oath. (This form must be signed by the Financially Responsible Person if an individuals}
or his attorney -in -fact, or if not an individual, by an officer, director, partner, or registered agent with
the authority to execute instruments for the Financially Responsible Party), i agree to provide
corrected information should there be any change in the information provided herein.
Mi(WF,W, 44vLeipAj
Type or print name
Signature
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Title or Authority
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Date
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+-v 1 t'1 ��T k-a Notary Public of the County, of [1 X
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State of North Carolina, hereby certify that G1� lL�d� appeared personally
before me this day and being duly sworn acknowledged that the above fgrm was executed by him/her.
Witness my hand and notarial seal, this
Seal
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