20011381 Ver 1_Fax_20011022

WATER & LAND SECTION Fax - 919 -716 -6766 Sep 5 '01 9:00 P.01
Date pages
post-its Fax Note 7671 0 a
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Co /Dept
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Fax # � ' FAX
To: Jennifer Frye, Winston -Salem Regional Office
Fax #: Programmed
Subject: PTR Settlement Agreement
Date: September 5, 2001
Pages: 7, including this cover sheet.
COMMENTS,
Pursuant to your request, attached is the executed Settlement Agreement. The last signature was
on August 30, 2001. We should receive a check soon along with the Notice of Withdrawal of
Petition.
From the desk of
Janet 0. Ledch
Paralegal
Department of Justice
P 0 Box 629
Raleigh NC 27602 -0629
[phone]
Fax- [phone]

14
WATER & LAND SECTION Fax'919 -716 -6766
STATE OF NORTH CAROLINA
COUNTY FORSYTH
PTR, Inc,
v
Petitioners,
NORTH CAROLINA DEPARTMENT OF
ENVIRONMENT AND NATURAL
RESOURCES, DIVISION OF 'WATER
QUALITY,
Respondent.
Sep 5 '01 9:00 P.02
IN THE OFFICE OF
ADMINIS 1 RATIVE HEARINGS
FILE NO. 01 EHR 1378
SETTLEMENT AGREEMENT
SETTLEMENT AGREEMENT
The North Carolina Department of Environment and Natural Resources ( "DENR "),
Respondent, and PTR, Inc., and Parker Manufacturing, Inc, ( "Petitioners "), jointly and
severally, hereby enter into this Settlement Agreement ( "Agreement ") pursuant to N C Gen
Stat § 150B- 3I(b), in order to amicably resolve the above captioned matter Pursuant to N C
Gen. Stat. 143 -215 6A et seq., tlus matter arose out of the August 22, 2000, assessment by the
Division of Water Quality ( "DWQ ") in the total amount of ten thousand five hundred, ninety -two
dollars and twenty -eight cents ($10,592 28), for alleged violations of 15A NCAC 2B 0211(2)
and 15A NCAC 2H..0501(b)
matter*
DENR and the Petitioners have reached the following settlement agreement in this
I . The Petitioners will pay a total of six thousand, five hundred, and ninety-two
dollars and twenty -eight ($6,592 28), including the costs of enforcement, ( "Settlement Amount ")

, WATER & LAND SECTION Fax [phone] Sep 5 '01 9:01 P 03
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to DENR in the full and complete settlement of the case set out above. The Settlement Amount
shall be made in a one lump sum payment upon; execution of this agreement by the Petitioners.
2 The payment shall be by check made payable to the North Carolina Department
of Environment and Natural Resources (or to "DENR') at the following address.
Ms. Sharlene Moses
Attorney General's Office
Environmental Protection Division
Post Office Box 629
Raleigh, NC 27602 -0629
Further conditions include the following
A. The Petitioners will implement to the satisfaction of the U.S, Army Corps
of Engineers (COE) the attached Monitoring and Stream Mitigation Plan prepared
by Mitchell and Associates, (subject to DWQ's modifications [see D below] and
any modification subsequently appioved by the COE) This plan has been
reviewed and approved by the COE
B. Storm water management - the Petitioners shall provide a final, written
Storm water management plan that must be approved in writing by NC DENR by
October 1, 2001. The Storm water management plan must include plans and
specificatiozis for Storm water management fatalities (facilities), designed to
remove 85% of the total suspended solids (TSS) according to the most recent
version of DENR's Storm. water Best Management Practices Manual (Manual.)
These facilities must be designed to treat the rui,off fiorn the entire proje,i,
unless otherwise explicitly approved by DWQ. Also, the facilities, as approved by
DWQ's wetlands unit, shall be constructed and operational, and the Storm water
management plan, as approved by DWQ's wetlands unit, shall be implemented
by December 1, 2001
The structural Storm water practices as approved by DWQ's wetlands unit
as well as drainage patterns must be maintained as long as required by the North
Carolina General Statutes and/or applicable rules and regulations. No changes to
the structural Storm water practices skull be made without written authorization
from DWQ. Petitioners may design a wetland at the bottom of the relocated
stream as an extended detention wetlands as described in the above manual. If the
runoff from the project cannot be added to the above wetlands, bioretention areas,

WATER & LAND SECTION Fax [phone] Sep 5 '01 9 :01 P 04
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consistent with the Manual designs, must be provided to treat the runoff from the
areas not draining to the wetlands
C Mitchell and Associates, Inc. Stream mitigation plan: The May 29, 2001
proposed mitigation plan, with a monitoring supplement dated June 7, 2001,
prepared by Mitchell and Associates, Inc. states that impacts to Leak Folk Creek
will be reduced to less than 500 feet. Accordingly, approximately 350 feet of
culvert removal and stream restoration is required froze, Leak bock Creek Such that
the total culverted length of Leak Fork. Creek is no more than 500 linne it feet.
This reopening of Leak Fork Creek must be completed by November 1,
2001, and the site stabilized according to the plaza referenced above. This area
must be replanted m woody vegetation (preferably trees) to a width which is as
wide as reasonably practicable but should not be less than fifteen feet from the
bankfull edge. This stream restoration shall be designed and maintained according
to the provisions in DENR's "Internal Technical Guide for Stream Work in North
Carolina (April 2001, Version 3.0) If the stream restoration outlined in the reports
by Mitchell and Associates, Inc, are inconsistent with the Manual, they myYL be
modified and submitted to DWQ for written approval
D. Mitchell and Associates, Inc Stream mitigation plan The proposed on-
site stream mitigation plan in the May 29, 2001 proposed mitigation plan, with a
monitonng supplement dated June 7, 2001, prepared by Mitchell and Associates,
Inc is acceptable to DWQ with modifications. The modifications to the stream
mitigation plan must be submitted to DWQ by October 1, 2001 for written
approval. These reports are available on DENR's website at
http //h2o.enr.state nc aus/newetlands The modifications are as follows:
a. Modify the riparian (stream side) restoration to omit
sycamore and sweet gum and to achieve 320 trees per acre at
maturity,
b. Provide a satisfactory bentbic macro invertebrate
monitoring plan as outlined in DWQ's Interim, Internal Technical
Guide - Benthic Macro invertebrate Monitoring Protocols for
Compensatory Stream Restoration Protects (May 2001),
n�sctream Provide plans that adequately depict the footprint of the
restoration efforts, detailing the location of riffle /pools,
stream bed sinuosity, stream bed profile, location of root wades,
and grade control structures as outlined in DENR's "[ nternal
Technical Guide for Stream Work in North Carolina (April 2001,
Version 3 0),

WATER & LAND SECTION Fax•919- 716 -6766 Sep 5 '01 9 02 P 05
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d Begin the grading and planting of the stream restoration site
on or before, but not later than December 1, 2001; and completion
of the same, on or before April 1, 2002. DWQ shall be copied
with an as -built plan upon completion of the protect within 30 days
of completion of the stream restoration
e. Send annual momtoring reports. These reports shall be sent
to DWQ for five years within 30 days of the anniversary of the
completion of the stream restoration These plans must outline any
planned measures to resolve any problems identified with the
success of the stream restoration; and
f Copy DWQ on the deed notification DWQ shall be copied
on the deed notification, i e document which venfies and requires
that DWQ be noticed and approval acquired as it relates to the
otherwise restricted use and or proposed alternate usage for the
area This notification will be placed on the stream restoration area
for the stream mitigation and re- opening of Leak Fork Creek
E At least one thousand (1000) linear feet of stream restoration shall be done
on site. This restoration must be successful within five (5) years Successful
restoration is defined as
a A channel with positive baseflow at least 90% of the time in a
normal year or mirrors the baseflow of the approved reference stream
(for instance, the remaining undisturbed portion of the stream between
US 52 and the restoration site),
b. Tree plantings of at least 320 trees per acre,
c A minimum of 90% of the stream bank and bed is stable and
not eroding; and
d Naturally maintains the referenced pattern, dimension and
profile.
If the Petitioners fail to meet any of the above critena, the Petitioners
shall purchase stream mitigation credits from the N.0 Wetlands
Restoration Program by payment of no more than $125 00 a linear
foot for each matching foot of unsuccessful restoration below one
thousand (1000) feet.

WATER & LAND SECTION Fax [phone] Sep 5 '01 9'02 P 06
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F. Modifications to Petitioners' Erosion and Sedimentation Control Plana
The Petitioners shall immediately revise and or amend his Erosion and
Sedimentation Control flan (Plan)
Notwithstanding any other statutes, rules and/or regulations, a Plan must be
secured prior to the beginning of construction of the on -sate stream restoration
and Storm water management efforts
G. One of the remaining culverts under Leak Fork Creek shall be partially
plugged at the uppermost end by November 1, 2001, to force stream base flow to
enter only one pipe rather than both pipes. Higher stone flows may enter both
pipes. There will be no physical barriers that prevent passage of aquatic life
thorough the base flow channel barrel.
14. D WQ shall issue a 401 Water Quality Certification for Nationwide Permit
32 (Certification), Completed Enforcement Action, for this project Thus
Certification shall be issued on or before October 1, 2001, and will consist of the
terms of this Agreement and applicable provisions of general certification number
3290. The applicant must submit a written request for such Certification on or
before September 15, 2001
4. The breach of any condition enumerated above, in paragraphs numbered one, two,
or three, including any and all sub - paragraphs, above, by Petitioners, will render due and
payable the balance of the Civil Penalty Assessment
5 Petitioners and DENR expressly stipulate and acknowledge that, by entering into
this Agreement, Petitioners neither admit or deny the allegations contained in the Findings and
Decisions and Assessment of Civil Penalties, however, upon Petitioners' breach of any condition
or term of this Agreement, the sole issue, in any action by DENR is to collect the Entire amount
of the civil penalty assessments, i e, ten thousand five hundred, ninety -two dollars and twenty -
eight cents ($10,592 2$), in accordance with the terms of Paragraph three above and the action
will be limited to the Petitioners' compliance with the terms of this Agreement_

WATER & LAND SECTION Fax - 919 -716 -6766
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Sep 5 '01 9:02 P 07
6 DENR agrees to accept the payment of sic thousand five hundred and ninety -two
dollars and twenty -eight ($6.592 28), in full and complete satisfaction of the civil penalty
assessments subject to the terns of this Agreement
7. Nothing in this Agreement shall restrict any right of DENR to take any
enforcement action against the Petitioners for any future violations that are separate from any
obligations of Petitioners under this Agreement
8. This ,Agreement shall be binding upon the parties and is entered into knowingly,
intelligently, and voluntarily.
�4
This the day of .�'' , 2001.
PTR, Inc
Ro cy Carter
Parker Mfg Inc.
Poyner & Spruill, L L.P/.
B Y /A,1 �i
Timothy P Sullivan
N C State Bar No 11105
P.O. Box 10096
Raleigh, NC 27605 -0096
(919) 783 -6400
EP/49650
DENR, Division of Water Quality
Roy Cooper, N C. Attorney General
By
Anita LeVeaux
Assistant Attorney General
N.C. State Bar No 13667
N C Department of Justice
Environmental Division
Post Office Box 629
Raleigh, NC 27602 -0629
(919) 716 -6600