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HomeMy WebLinkAboutNCG050237_COMPLETE FILE - HISTORICAL_20160211STORMWATER DIVISION + NCG PERMIT PERMIT NO. /V C.&UWn5 DOC TYPE DOC DATE L�HISTORICAL FILE C7 MONITORING RI ❑0010 I YYYYMMDD to, K, - Ira. Energy Mineral and Land Resources ENVIRONMENTAL QUALITY Mr Howard Hutchison WestRock CP, LLC 8080 North Pointe Blvd Winston-Salem, NC 27106 Dear Mr Hutchison Fl L6 PAT MCCRORY Goo c rn„r DONALD R VAN DER VAART February 3, 2016 tie,,,lurt TRACY DAVIS Oirct for N C Department of l;+rrnnmental Quality Received FEB 11 2016 4, Fnston-Salem Re,ILrrlal Office Subject NPDES Stormwater Permit NCG050237 WestRock CP, LLC Formerly RockTenn CP, LLC Forsyth County Division personnel received your request to revise your stormwater permit Certificate of Coverage to accurately reflect your new company and/or facility name Please find enclosed the revised Certificate of Coverage The terms and conditions contained in the General Permit remain unchanged and in full effect This revised Certificate of Coverage is issued under the requirements of North Carolina General Statutes 143-215 1 and the Memorandum of Agreement between North Carolina and the U S Environmental Protection Agency If you have any questions or need further information, please contact the Stormwater Permitting Program at (919) 707-9220 Sincerely, ORIGINAL SIGNED BY BETHANY GEORGOULIAS for Tracy E Davis, P E , CPM, Director Division of Energy, Mineral and Land Resources cc Winston-Salem Regional Office Stormwater Permitting Program Files Central Files State of North Carolina I Em,ronmental Quality I Energy Mineral and Land Resources 1612 Mail Service Center 1 512 North Salisbury Street I R-ilelgh North Carolina 27699 1612 919 707 9220 T S I Al E OF NORM H CAROI INA DEPARTMENT OF ENVIRONMEN I AL QUALITY DIVISION OF ENERGY MINERAL AND I -AND RESOURCES GENERAL PERMIT NO NCG050000 CERTIFICATE OF COVERAGE No NCG050237 STORMWATER DISCHARGES NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM In compliance with the provision of North Carolina General Statute 143-215 1 other lawful standards and regulations promulgated and adopted by the North Carolina Environmental Management Commission and the Federal Water Pollution Control Act as amended WestRock CP, LLC is hereby authorized to discharge stormwater from a facility located at WestRock CP, LLC 8080 North Pointe Blvd Winston-Salem Forsyth County to receiving waters designated as the Winston-Salem MSSS to Manarcas Creek a class C water in the Yadkin -Pee Dee River Basin, in accordance with the effluent limitations monitoring requirements and other conditions set forth in Parts I, II III and IV of General Permit No NCGO50000 as attached Phis certificate of coverage shall become effective February 3 2016 fhis Certificate of Coverage shall remain in effect for the duration of the General Permit Signed this day February 3, 2016 ORIGINAL SIGNED BY BETHANY GEORGOULIAS for I racy E Davis, P E Director Division of Energy Mineral and Land Resources By the Authority of the Environmental Management Commission Energy Mineral and Land Resources ENVIRONMENTAL OVALITY Mr Howard Hutchison WestRock CP, LLC 8080 North Pointe Blvd Winston-Salem, NC 27106 Dear Mr Hutchison PA I MCCRORY Gnu rnor DONALD R VAN DER VAART k c rctari TRACY DAVIS 1)11 t L1nr FebruWr §, O1 �� G� FEB �a zats CENTRAL FILES DWR SECTION Subject NPDES Stormwater Permit NCG050237 WestRock CP, LLC Formerly RockTenn CP, LLC Forsyth County Division personnel received your request to revise your stormwater permit Certificate of Coverage to accurately reflect your new company and/or facility name Please find enclosed the revised Certificate of Coverage The terms and conditions contained in the General Permit remain unchanged and in full effect This revised Cert>fiLate of Coverage is issued under the requirements of North Carolina General Statutes 143-215 1 and the Memorandum of Agreement between North Carolina and the U S Environmental Protection Agency If you have any questions or need further information, please contact the Stormwater Pen-nittmg Program at (919) 707-9220 Sincerely, for Tracy E Davis, P E , CPM, Director Division of Energy, Mineral and Land Resources cc Winston-Salem Regional Office Stormwater Permitting Program Piles Central Files State of North Carolina I Environmental Quality I Energy Mineral and Land Resources 1612 Mail Service Center 1512 Borth Salisbury Street I Ra€eigh North Carolina 27699 1612 919 707 9220 T S I ATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMEN I AL QUALITY DIVISION OF FNERGY, MINERAL, AND LAND RESOURCES GENERAL PERMIT NO NCG050000 CERTIFICATE OF COVERAGE No NCG050237 STORMWA I ER DISCHARGES NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM In compliance with the provision of North Carolina General Statute 143-215 1, other lawful standards and regulations promulgated and adopted by the North Carolina Environmental Management Commission, and the federal Water Pollution Control Act, as amended WestRock CP LLC is hereby authorizf-d to discharge stormwater from a facility located at WestRock CP, LLC 8080 North Pointe Blvd Winston-Salem Forsyth County to receiving waters designated as the Winston-Salem MSSS to Manarcas Creek, a Llas5 C water, in the Yadkin -Pee Dee River Basin, in accordance with the effluent limitations monitoring requirements, and other conditions set forth in Parts I, II, III and IV of General Permit No NCG050000 as attached "I his certificate of coverage shall become effective February 3 2016 This Certificate of Coverage shall remain in effect for the duration of the General Permit Signed this day February 3 2016 for Tracy E Davis P E Director Division of Energy Mineral, and Land Resources By the Authority of the Environmental Management Commission AT, Division of Energy, Mineral & Land Resources Land Quality Section/Storinwater Permitting NG®ENR National Pollutant Discharge Elimination Systeni EiwMdunrt µn Nsy.nl R4gWCO PERMIT NAME/OWNERSHIP CHANGE FORM FOR AGENCY USE Qt� Y Elate Reacted Year Month f na Please enter the peimit number for which the change is requested NPUES Permit (oi) Ceradcate of Coveiagc Pei mit status prioi to i equested change a Permit issued to (company name)`1 �!� c b Person legally responsible.f'oi permit WA 9A a ej First MI Last �7 tN ey-4 a% Trtlo � i JAN i Permit Holder Maduig Ad&irss ' C- c?i/66 Ii�srfW-sAle .1[ CO 'LI Y City State gj �) 70— lea- I ( Zip ) 4 ING _ 'Phone Fax c Facility name (discharge) aCJtC. r� C�1 L �. d Facility address -� Al Po)rJY— Rt Addi en e facility contact person City State .j lJ4/41-- oxe✓)ej Zip Fii st / MI / fast T'houe Ill Please provide the following far the i equested eliange (revised periUlt) a Request far change is a result of ❑ Change in owneiship of the facility 0 Name change of tht, facility of owner If other please explain b Pcimit issued to (company name) ,gam" aCr LLB c Person legally responsible for permit _ o /u{ Sin First MI Last Title Vermir Holder Mailing Addi ess r Yd/ (A�$rlt r '" .all' P/w� /L7 f l7 ib City Siate�irn Cip .{,33b)7s'S-'7�sai �I�I��:Nsar�ij{,fjevt7� Phone E trail Address d Facility iiamc (dtst.hai ge) y,/gT"P'a'-LL- <-- P C[- L e facility, address c_ g o v e Address 1- City statt. Lip f Facility contact person .Sh4r) $--- 14g f t' v i iale- First Ml _Last Phone F-mail Addross Cd/ykb IV Permit contact infoi matron (if different from the poson legally responsible foi the petrait) ReVl9od San 27 2014 �yy, NPDES PERMIT NAME/OWNERSHIP CHANGE FORM Page 2 of 2 Peruutcontact Fitsi M1 1 ast Title Mailing Address City State Zip Pliant: E mail Address V Will the permitted facility continue to conduct the sam4 industttal activities conducted prtot to this ownership or name change? Yes No (please explain) VI Required items THIS APPLICATION WILL BE RETURNED UNPROCESSED 1% ITEMS ARE INCOMPLETE OR MISSING This completed application is ietuned toot both naine change and/or ownership change i equests �'— .1 ❑ Legal documentation of the transfer of ownership (sirch as relevant pages of a conti act died, or a bill of sale) is t eouired foi an ownership change request Articles of mcoipoiation ate not sufficient for an ownership change The certif cat tons below must be completed and signed by both the petmit holder pnoi to the change, and the new applicant to the case of an ownership change request For a name change request, the signed Applicant's Certification is sufficient PERM[ 11 LE CER71H (CAI [ON (Permit holdet pi tot to ownership change) I, , attest that this application for a name/ownership change has been reviewed and is accuiaate and Complete to the best of my knowledge [ understand that if all iequned parts of this application ate not completed and that if all tequtied supporting information is not included, this application package will be tetuined as incomplete Signature late APPLICANT CERTIFICATION 1, 21�6L, attest that this application for a name/ownership change has been ieviewed and is accurate and complete to the best of my knowledge I undeistand that if all requited pait9 of this application are not Completed and that if all tequtred supporting information is not included, this application package will btr ietuined as incomplete 12 � �f Signature Date PLEASE SEND THE COMPU I APPLICA I ION PACKAGE TO Division of Eneigy, Mineral and Land Resources Slormwater Pei initting Piogtam 1612 Mail Set vice Cc ntei Raleigh, Not th Carolina 27699-1612 RevMd Jan 27 P014 11 �.w►� WestRock V August 19, 2015 kyA muslulanumm ! ad Stot mwater NCDENR-STORM WATER PERMITTING 1601 MAIL SERVICE CENTER STORM WATER PERMITTING Raleigh, NC 27699-1601 3950 Shackleford Road Duluth GA 30096 Re Notice of Corporate Name Change RockTenn CP, LLC ( Permittee") 8080 North Point Boulevard Winston-Salem, NCB 7106 Ncdr nU 56 �3 Stormwater Permit Permit # NCG050004 To Whom It May Concern Permittee currently operates the above -referenced facility pursuant to an environmental permit issued by your agency On July 1, 2015, Rock -Tenn Company, the parent company of Permittee, entered into a business combination with MeadWestvaco Corporation As the result of this business combination, Rock -Tenn Company became a wholly owned subsidiary of a new entity named WestRock Company " (This series of transactions did not directly affect the legal entity that holds the above -referenced permit) In conjunction with the completion of the business combination, it is our intention to change the legal name of Permittee to WestRock CP, LLC as of September 1, 2015 The purpose of this letter is to notify you of the upcoming name change and request that the agency make this name change on the above -referenced permit Although the Permittee will have a new corporate name, the legal entity that owns and operates the facility will not change, and no changes in management, environmental personnel or daily operations at the facility will occur Please contact me at 770-326-8140 or robert wood@westrock com if follow-up paperwork of other submissions are required to change the name on our permit or if you have any questions about this matter Thank you for your assistance Sincerely, 4)'Jr"� Robert Wood DECEIVED Environmental Services Manager A U S 28 2015 Cc Shane Narterink DENR LAND QUALITY STORMWATER PERMITTING PA r MCCRORY (,01 , r,7ur DONALD R VAN DER VAART Energy Mineral and Land Resources ENVIRONMENTAL. QUALITY February 3, 2016 Mr Howard Hutchison WestRock CP, LLC 8080 North Pointe Blvd Winston-Salem, NC 27106 TRACY DAVIS Ulrt slur Sub)ect NPDES Stormwater Permit NCG050237 WestRock CP, LLC Formerly RockTenn CP, LLC Forsyth County Dear Mr Hutchison Division personnel received your request to revise your stormwater permit Certificate of Coverage to accurately reflect your new company and/or facility name Please find enclosed the revised Certificate of Coverage The terms and conditions contained in the General Permit remain unchanged and in full effect This revised Certificate of Coverage is issued under the requirements of North Carolina General Statutes 143-215 1 and the Memorandum of Agreement between North Carolina and the U S Environmental Protection Agency If you have any questions or need further information, please contact the Stormwater Permitting Program at (919) 707-9220 Sincerely, ORIGINAL SIGNED BY BETHANY GEORGOULIAS for Tracy E Davis, P E , CPM, Director Division of Energy, Mineral and Land Resources cc Winston-Salem Regional Office Stormwater Permitting Program Files Central Files State of North Carolina I Enwronmental Quality I Energy Mineral and Land Resources 1612 Matl Service Center 1 512 North Salisbury Street I Raleigh North Cuohna 27699 1612 919 707 9220 1 STATE OF NOR"I 1-1 CAROLINA DEPARTMENT OF ENVIRONMENTAL QUALITY DIVISION OF ENERGY MINERAL AND I -AND RESOURCES GENERAL PERMIT NO NCG050000 CERTIFICATE OF COVERAGE No NCG050237 STORMWA I ER DISCHARGES NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM In compliance with the provision of North Carolina General Statute 143-215 1 other lawful standards and regulations promulgated and adopted by the North Carolina Environmental Management Commission and the Federal Water Pollution Control Act as amended WestRock CP LLC is hereby authorized to discharge stormwater from a facility located at WestRock CP LLC 8080 North Pointe Blvd Winston-Salem Forsyth County to receiving waters designated as the Winston-Salem MSSS to Manarcas Creek, a class C water in the Yadkin -Pee Dee River Basin, in accordance with the effluent limitations monitoring requirements, and other conditions set forth in Parts 1 II III and IV of General Permit No NCG050000 as attached This certificate of coverage shall become effective February 3 2016 This Certificate of Coverage shall remain in effect for the duration of the General Permit Signed this day February 3 2016 ORIGINAL SIGNED BY BETHANY GEORGOLILIAS for Tracy E Davis, P E , Director Division of Energy Mineral, and Land Resources By the Authority of the Environmental Management Commission Division of Energy, Mineral & brand Resources Land Quality Section/Stormwater Permitting ., MCQE NR National Pollutant Dischaige. Elimination System mvR� HoerH r�'o�xr b - G__.—. .. D w.noe PERMIT NAME/OWNERSHIP CHANCE FORM FOR AGENCY USE o%it.Y Dale Received Year Monlh nay I Please enter the pennit number for which the change is requested NPDPS Permit (oi) Certificate of Coverage o 11 Pea Alit status rp aor to i equested change a Permmt issued to (company name) 6�, �%o b Person legally responsible for permit b(Y WA" T �^ }� .�-i i N'C d tj rmt MI Last _ (S C/j ey' Title A � Permit Holder Mailing Address i"f �?%i;4 "j'SA1e'1 �� o?7/b.�, city state Zip 3 �- ) -)s:q-Vok I c Mom: Fax c Facility name (discharge) [RdC ,Te�rJ C�LC., C d Facility address /t% Pp if4 QLA Addi esa City state Zip e Facility contact person ,s Fust / MI / Fast Phone 11I Please provide the following for the i egiuested change (revised permit) a Request for change is a result of ❑ Change in owneiship of the facility Name change of the facility of owner If other please explain la Pei trait issued to (company name) j/1%s'FT oc lc C P 4LC= _ c Person legally responsible for permit d 0,-P3&Ale m a u C ► � Forst MT Last Title Permitflolder Maiimg Address Cdy tateswi t! zip (33)7$ Mt>4t'kr'N�er�i�lLf3ti`tvt7r�(C Phone E mail Address d Facility name (discharge) 0jMT-k6-r 1C- �. CL. C— c Facility address Came-. cis �.L6 u u `7- Address City State ZIP f Facility contact person S44"j-"- iAL i/ First +_ Mi Last (334- ?;ff 'S�i Sr]G Y1A✓fCJjb. Phone F-m ill Address N Permit contact infoi matron (ifdiffetent from the pei son legallyiesponsible toi the permit) RoAsed Jan 27 2014 , NPDES PERMIT NAME/OWNERSHIP CHANGE FORM Page 2 of 2 Permit contact Fu St MI I ast Tale Mailing Addiess City State Zip phone E mail Address V Will the permitted facility continue to conduct the same industrial activities conducted prior to this ownership or name change? Yes No (please explain) Vl Required Items THIS APPLICATION WILL BE RETURNED UNPROCESSED it ITEMS ARE INCOMPLETE OR MISSING Tlus completed application is lequoed foi both naive change and/otv ownership change i equests'� Legal documentation of the ti ansfer of ownership (such as televanrt pages of a contract deed, of a bill of sale) is i efluired fat an ownership change request Articles of incoipoiation nic not sufficient for an ownership change The certifications below must be completed and signed by both the poi mit Bolder prior to the change, and the new applicant in the case of an ownership change iequest Foi a name change request, the signed Applicant's Certification is sufficient PCRMI`I ll EE CEIZTIF [CAI [ON (Peimit holder pi tot to ownei ship change) 1, ___,_, attest that this application foi a name/ownership change has been reviewed and is accurate and complete to the best of my Imowledge f understand that if all i ecluii ed pails of this application are not completed and that if all tequned supporting information is not included, this application package will be returned as incomplete Signature Date APPLICANT CERTIFICATION 1, 2H,6 , attest that this application foi a name/ownership change has been i evnewed and is accurate and complete to the best ofiny knowledge I understand that if all it.quiled pails of this application aie not completed and that if all iequued supporting information is not included, this application package will be ietun ned as incomplete Revised Jan 27 2014 Signature Date PLEASE SEND THE COMPLETE APPLICATION PACKAGE TO Division of Fneigy, Mineral and Land Resouices Stormwater Pernuttmg Program 1612 Matt Set vice Centet Raleigh, Not th Carolina 27699-1612 WestRock V August 19, 2015 i u►iIL>� Stormwater NCQENR-STORM WATER PERMITTING 1601 MAIL SERVICE CENTER STORM WATER PERMITTING Raleigh, NC 27699-1601 3950 9hacKle(ord Road Duluth GA 30096 Re Notice of Corporate Name Change RockTenn CP, LLC ("Permittee } 8080 North Point Boulevard Winston-Salem, NC 27106 � r� Stormwater Permit/Permit # NCG050000 cO 5- 3 To Whom It May Concern Permittee currently operates the above -referenced facility pursuant to an environmental permit issued by your agency On July 1, 2015, Rock -Tenn Company, the parent company of Permittee, entered into a business combination with MeadWestvaco Corporation As the result of this business combination, Rock -Tenn Company became a wholly owned subsidiary of a new entity named 'WestRock Company " (This series of transactions did not directly affect the legal entity that holds the above -referenced permit) In conjunction with the completion of the business combination, it is our intention to change the legal name of Permittee to WestRock CP, LLC as of September 1, 2015 The purpose of this letter is to notify you of the upcoming name change and request that the agency make this name change on the above -referenced permit Although the Permittee will have a new corporate name, the legal entity that owns and operates the facility will not change, and no changes in management, environmental personnel or daily operations at the facility will occur Please contact me at 770 326-8140 or robert wood@westrock cam if follow-up paperwork or other submissions are required to change the name on our permit or if you have any questions about this matter Thank you for your assistance Sincerely, Robert Wood Environmental Services Manager Cc Shane Harterink EIVED k US 2 8 2015 i'R :_' 'Li _4J.3+ 1-'Y 7CfR'AR OERkiIj T!NG N(f 6_0 5z a 3 7 RockTenn North Carolina Department of Environmental Services Storm Water Permitting Unit Staff 1617 Mail Service Center Raleigh, NC 27699-1617 31 December 2013 To whom it may concern RECEIVED JAN 0 5 2015 DE''VR L4I4D QUALITY STpRMWATER PER"TTING This letter is to inform you of a new General Manager for the Winston-Salem corrugated box facility, effective immediately The name of the new General Manager is Howard J Hutchison, who will be assuming signatory authority from the former Business Unit General Manager, Greg Robinson Please find enclosed the delegation of authority (DOA) for the RockTenn CP, LLC Winston-Salem plant This is being sent to you per our Storm Water General Permit, Part III B5 R gards, Shane A Harterink Environmental Coordinator RockTenn Company Winston-Salem enclosure 8080 North Point Blvd Winston-Salem NC 27106 336-759-7821 ©I LEGATION OF AUi I- 0Ri TV f OR ENVIRONIVII MIAL APPLICATIONS, CFRIIFICATIONS AND REPORTS As Senioi Vice Piesicdent and General Managei of Corrugated Packaging, I heieby Ratify and confirm the authority of the General Manager of each of the facilitios listed on Attachment A hereto to execute and submit all required of appi opi late ei ivit onmental applications, certification-, and reports for the facility(ies) they manage This Dolegation of Authority includes, without limrtatiOn, the authority of each General Manager to act as the "responsible official" for hicdher facilities within thn meaning of title V of thrr, Nedeial Clean Aii Act Amendments of 1(990 and implementing federal, Mate and local agency tegulations, as well as other environmental laws and regulations with similar signatory requirements mv, Delegation of AW1101 ity Will i emain m effect mull reavohed or supoisecled Je hCiI vich se liol`Dice I'iesidFn2 ��{ C�eneral lUlaildgC?t Co lug ated Packnginq Effective Date July 23, 2012 i Attachment A Corrugated Packaging Automated Pkg Systems Mooresville, NC Orlando, rL M u rfrees 1) o ro, TN Car rugated Muskogee, OK Atlanta Last, GA New Lenox, IL Baltimore South, MD Newark, NJ Bradenton, FL Norcross, GA Bridgeview North, IL North Chicago, IL CaillrllUs, NY North Tonawanda, NY Cerritos, CA Olive l3ianch, MS Chattanooga, TN Philadelphia, PA (Aston) Chesteitield, MO Poitland, OR Cincinnati (Blue Ash), 011 Ravenna, 011 Cnlunlbu5 IN, IN Richmond North, VA Corona, CA Rogeis,AIR Covington, GA Salinas, CA Cuthllan, AL San Juan, PR Dayton (GraphCorr), N1 Sioux City North, !A Dayton, N I Sioux City South, IA Deci Park, NY Sioux falls, 5D Denver, CO Springfield, NSA Devens, MA Sprrnglic.ld, Mo rt Paso I nt, TX St Cinurl, MN Fargo, ND Tupelo (S-iltrllo Pox), MS I ernandina Beach A Tyler, TX fart Worth, TX Wakefield, MA ri esno, CA Winston Salem, NC Galesburg, IL rood Svj vice Pkg Germantown, WI Atlanta 1511, GA Glendale, A7 Knox I SP, IN Giand Prairie, TX Plymouth 1-5P, IN hghland, IL Plymouth rSP-foil I lumboldt, fN Laminating, IN 7ackronvitle WCO, R St Louis FSP, MQ Lancaster, PA Tulare I SP, CA I atta, SC Pro Print/Giaphics Lewisburg, 7N Atlanta Preprint, GA Liberty, MO Hebron V Mansfield, MA Jacksonville Pwpiint, fL Milpitas, CA Sheet Milwaukee, WI Beloit' P, Wl Mmncipolis, MN (des Maines SI' IA Mishawaka, IN I or Smith SP, Alt Vlontgomeiy,AL Gailatin, IN I Iouston South SP, TX Lexington SP KY, KY Rochester SP, MN Spartanburg, SC Springfield (IdIA) SP, MA Springfield (MO) SP, MO St Paul SP, MN Sheet Feeder Athens, AL Bedfoid Park SF, IL Blip Splwgs SF, MO Hanover Par I(SF, IL MIIVJillll(ee (IPC) 5F, WI ""r,cG 05­0a-3 7 �7`. RockTenn April 16, 2015 VIA CERTIFIED MAIL NCDENR-S rORM WA 1 ER PERMITTING Stormwater WX FfkRESO i a Dgi1R UPFER PERM 1601 MAIL SERVICE CENT ER !" Raleigh, NC 27699-1601 Re Notification of RockTenn-MeadWestvaco Business Combination Permittee ROCK TENN CP, LLC ( Permittee ) Facility Address 8080 North Point Boulevard, Winston-Salem, NC Permit Number NCG050000 Dear Sir/Madam Permittee currently operates the above -referenced facility pursuant to an environmental permit issued by your agency Permittee is a wholly owned subsidiary of Rock -Tenn Company The purpose of this letter is to notify you that on or about .tune 1, 2015, Rock -Tenn Company will enter into a business combination with MeadWestvaco, a global packaging company headquartered in Richmond, Virginia The transaction will occur in multiple steps that will result in Rock-1 enn Company becoming a wholly owned subsidiary of a new corporation, Rome -Milan Holdings, Inc Rome -Milan Holdings, Inc will be renamed as of the date of the transaction closing, however, the new company name has not yet been identified The transaction will not directly change the legal entity that holds the above -referenced permit, nor will it alter the day-to-day operation of the facility Further, we do not anticipate any changes to our local management team or our permitted environmental emissions or discharges as a result of the transaction Because the legal name of Permittee will remain unchanged, we do not believe that the transaction triggers the need for any permit transfer or name change process at this time If Permittee changes its legal name or adopts a trade name in the future, we will take all steps required to ensure the new name is properly reflected on our permit If you have any questions about the impending transaction as it relates to the environmental permit issued by your agency, please contact RockTenn s corporate Environmental Department at 770-326-8139 or amulenga@rocktenn com Sincerely, 4T- ) 0enp— Robert Wood Environmental Services Manager /�� RockTenn North Carolina Department of Environmental Services Storm Water Permitting Unit Staff 1617 Mail Service Center Raleigh, NC 27699-1617 13 December 2013 To whom in may concern V, PC 605W37 This letter is to inform you of a new Business Unit General Manager for the Winston- Salem corrugated box facility, effective immediately The name of the new Business Unit General Manager is Gregory Robinson Please find enclosed the delegation of authority (DOA) for the RockTenn CP, LLC Winston-Salem plant This is being sent to you per our Storm water General Permit, Part III B 5 Regards, A HAZ:=- 1 Shane A Harterink Environmental Coordina±or RockTenn Winton -Salem DEC 1 8 ?0113 8080 North Point Blvd , Winston-Salem, NC 27106 336-759-7821 Al p& Rod<Tenn DELEGATION OF AUTHORITY FOR ENVIRONMENTAL APPLICATIONS, CERTIFICATIONS AND REPORTS As Senior Vice President and General Manager of Corrugated Packaging, I hereby ratify and confirm the authority of the General Manager of each of the facilities listed on Attachment A hereto to execute and submit all required or appropriate environmental applications, certifications and reports for the facility(Ees) they manage This Dolegation of Authority includes, without limitation, the authority of each General Manager to act as the "responsible official" for hici/her facilities within the meaning of Tale V of the Federal Clean Air Act Amendments of 1990 and implementing federal, state and local agency regulations, as well as other environmental laws and regulations with similar signatory requirements This Delegation of Authotity will remain in effect until revoked or supoiseded Je �h� bvich Se i1o, �lIbe President & General Managei Corrugated Packaging Effective Date July 23, 2012 Attachment A Corrugated Packaging Automated Pkg Systems Mooresville, NC Orlando, rL Murfreesboi o,1 N Corrugated Muskogee, OK Atlanta East, GA New Lenox, IL Baltimore South, MD Newark, NJ Bradenton, FL Norcross GA Bridgeview North, IL North Chicago, IL Camillus, NY North Tonawanda NY Cerritos, CA Olive Branch, MS Chattanooga, TN Philadelphia, PA (Aston) Chesteitield, MO Poitland OR Cincinnati (Blue Ash), OH Ravenna, OF] COIUmbus IN, IN Richmond North, VA Corona, CA Roge is, AR i Covington GA Salinas, CA Cullman, AL San Juan, PR Dayton (GraphCorr), NJ Sioux City North, IA Dayton, N) Sioux City South, Ill Deer Park, NY Sioux Falls SD Denver, CO Springfield, MA Devens, MA 5pirngfield, MO El Paso East, 1X St Cloud, MN Fargo ND Tupelo (Saltillo Box), MS Fernandina Beach, F1 Tyler, TX Fort Worth,1 X Wakefield MA Fiesno,CA Winston Salem, NC G,lesburg, IL rood service Pkg Germantown, Wt Atlanta FSP GA Glendale, A7 Knox FSP, IN Grand Prairie, TX Plymouth FSP, IN highland, IL Plymouth FSP For) lumboldt, TN Laminating, IN Jacksonville WCO, FL St Lows FSP, MO Lancaster, PA Tulare FSP, CA I atta, SC Pre-Print/Graphics Lewistwrg, I N Atlanta Preprint, GA Liberty, MO Hebron, KY Mansfield, MA Jacksonville Prrpiint, rL Milpitas, CA Sheet Milwaukee, WI Beloit SP, WI Minneapolis, MN Des Moines SP, IA Mishawaka, IN Foi t Smith SP, AR Mnotgomeiy, AL Gallatin, IN Houston South SP, TX Lexington SP ICY, KY Rochester SP, MN Spartanburg, SC Spi Ingfield tMA) SP, MA Springfield (MO) SP, MO St Paul SP, MId Sheet Feeder Athens, AL Bedfoid PafkSr, IL Blue Sprwgs SF, NIO Hanover Pai k SF, IL Milwaukee (IPC) Sr, WI )rmvrater Pollution Prevention Plan >es the site have a StomMater Pollution Prevention Plan' Does the Plan include a General !_ocatpon (USGS) map? Does the Plan include a aNarrative Description of Practices"? Does the Plan include a detailed site map including outfall locations and drainage areas? Does the Ptan include a list of significant spill, occiunng during the past 3 years? Has the facility evaluated feasible aftematrves to current practices? Does the facility provide all neoessary secondary containment? N /Ar Does the Plan include a 6MP summary? Does the Man include a Spill Prevention and Response Plan (SPRP)? Does the Plan include a Preventative Maintenance and Good Housekeeping Plan? D the facility provide and document En#oyee Training? I A 5'� V 2-0 1'b Does the Plan include a list of Respmmble Party(s)? Is the Plan mviev&d and updated annually? Does the flan include a Storniwater Facility Inspection Program? �vVA r � �A the Starniviater Pollution Prevention Plan been implemented? omment alltative Monitoring is the facility conducted its Qualitative Wnitonng sen4-annualty? omment alytical Monitoring as the facility conducted its Analytical niondonng? Has the facility conducted its Analytical monitonng €yarn Vehicle Maintenance areas? omment rmit and Outfalls Is a copy of the Pemirt and the Certificate of Coverage available at the site? Were all oirtfalls observed dunng the inspection? If the facilrty has representative outfalI status, is it property docianented by the Division? Has the facility evaluated all dhcd (non stoi nwater) discharges? N C&I DS oZ3-1 IZO(--Too n CAP, L.I-G - smo - +-iOj+c'" rLjc Yes No NA NE 2 ■ ■ ■ 000111111111M 161 ■■■ Yes No NA NE K ❑ ❑ ❑ Yes No NA NE ❑ ❑] ❑ ❑ ❑ ❑ Yes No NA NE ❑ ❑ LIK El E, ❑ ❑ ❑ 1120J\39U-�30 NCDENR North Carolina Department of Environment and Natural Resources Division of Energy, Mineral, and !_and Resources Land Quality Section Tracy E Davis, PE, CPM Pat McCrory, Governor Director John E Skvarla, III, Secretary 20 November 2013 Rock -Tenn CP, LLC Attn Shane Harterink, Safety/Quality Manager 8080 North Point Boulevard Winston-Salem, NC 27106 Subject Compliance Evaluation Inspection NPDES General Stormwater Permit NCGO50000 Certificate of Coverage NCGO50237 Rock -Tenn CP, LLC Forsyth County Dear Mr Harterink Aana Taylor -Smith of the Winston-Salem Regional Office of the NC Division of Energy, Mineral, and Lard Resources (DEMLR) conducted a compliance evaluation inspection at the subject facility on 20 November 2013 Your assistance and cooperation during the inspection were greatly appreciated An inspection checklist is attached for your records and the inspection findings are summarized below This facility is located at 8080 North Point Boulevard in Winston-Salem, Forsyth County, North Carolina Stormwater related to industrial activity is discharged from the site to Manarcas Creek, this segment of which is currently classified as Class C waters, in the Yadkin -Pee Dee River Basin Documentation & Monitoring Review The facility's Stormwater Pollution Prevention Plan (SPPP) is extremely thorough, up to date, and fully implemented Qualitative monitoring has been completed as required Analytical monitoring is not required because this facility does not perform on -site vehicle maintenance The facility has four Stormwater Discharge Outfalls (SDOs) that discharge stormwater related to industrial activity Site Review The facility is clean and well -maintained Secondary containment is unnecessary at this facility, as there is no bulk liquid storage or AST that would require secondary containment All four outfalls were inspected and found to be in good order No evidence of erosion or instability at the SDOs was observed During the inspection, it was noted that this facility would only need to make a few minor adjustments to qualify for No Exposure Certification, which would eliminate the need for the NCG050000 permit For more information on No Exposure Certification, please visit our website at the following link htt ortal ncdenr org/web/Ir/npdes-stormwater#tab-5 Winston-Salem Regional Office 585 Waughtown Street, Winston-Salem, NC 27101 . Phone 336-771-50001 FAX 336 771-4631 0- Rock -Tenn CP, LLC 11/20/2013 Page 2 of 2 We appreciate your efforts to comply with the stormwater permit and the proactive steps taken to identify and eliminate potential sources of pollution No additional response to this letter is required Should you have any questions regarding the NCG050000 permit or this inspection, please do not hesitate to contact Ms Taylor -Smith or me at (336) 771-5000 Sincerely, Matthew E Gantt, PE Regional Engineer Land Quality Section Enclosures BIMS Inspection Checklist cc Central Files WSRO/LQ Permit NCGO50237 SOC County Forsyth Region Winston Salem Compliance Inspection Report Effective 06/01/13 Expiration 05/31/18 Owner Rocktenn Cp LLC Effective Expiration Facility RockTenn CP LLC 8080 N Point Blvd Contact Person Charles Little Directions to Facility System Classifications Primary ORC Secondary ORC(s) On Site Representative(s) Related Permits Title Inspection Date 11120/2013 Entry Time 09 30 AM Primary Inspector Aana Taylor -Smith Secondary Inspector(s) Winston Salem NC 27106 Phone 336-759 7821 Certification ExitTime 10 15 AM Phone Phone 336-771-5000 Reason for Inspection Routine Inspection Type Compliance Evaluation Permit Inspection Type Apparel/Printing/Paper/Leather/Rubber Stormwater Discharge COC Facility Status ■ Compliant ❑ Not Compliant Question Areas ® Storm Water (See attachment summary) Page 1 Permit NCG050237 Owner Facility Rocktenn Cp LLC Inspection Date 11/20/2013 Inspection Type Compliance Evaluation Reason for Visit Routine Inspection Summary Please refer to attached inspection letter Page 2 Permit NCGO50237 Owner Facility Rocktenn Cp LLC Inspection Date 11/20/2013 Inspection Type Compliance Evaluation Reason for Visit Routine Stormwater Pollution Prevention Plan Yes No NA NE Does the site have a Stormwater Pollution Prevention Plan? ❑ ❑ ❑ # Does the Plan include a General Location (USGS) map? ❑ ❑ ❑ # Does the Plan Include a Narrative Description of Practices ? ❑ ❑ ❑ # Does the Plan include a detailed site map including outfall locations and drainage areas? ®❑ ❑ ❑ # Does the Plan Include a list of significant spills occurring during the past 3 years? ❑ ❑ ■ ❑ # Has the facility evaluated feasible alternatives to current practices? ®❑ ❑ ❑ # Does the facility provide all necessary secondary containment? u ❑ n ❑ # Does the Plan Include a BMP summary? ®❑ ❑ ❑ # Does the Plan Include a Spill Prevention and Response Plan (SPRP)? ®❑ ❑ D # Does the Plan include a Preventative Maintenance and Good Housekeeping Plan? ®❑ ❑ ❑ # Does the facility provide and document Employee Training? ®❑ ❑ ❑ # Does the Plan include a list of Responsible Party(s)? ®❑ ❑ Cl # Is the Plan reviewed and updated annually? ®❑ ❑ ❑ # Does the Plan include a Stormwater Facility Inspection Program? 10 ❑ ❑ ❑ Has the Stormwater Pollution Prevention Plan been implemented? ®❑ ❑ ❑ Comment SPPP very thorough and up to date Last employee training conducted October 2013 Stormwater facility Inspections conducted quarterly Qualitative Monitoring Has the facility conducted its Qualitative Monitonng semi-annually? Comment Analytical Monitoring Has the facility conducted its Analytical monitoring? # Has the facility conducted its Analytical monitoring from Vehicle Maintenance areas? Comment Rock -Tenn Is not required to perform analytical monitoring, as there is no vehicle maintenance on site Permit and Outfalls # Is a copy of the Permit and the Certificate of Coverage available at the site? # Were all outfalls observed during the inspection? # If the facility has representative outfall status is it properly documented by the Division? # Has the facility evaluated all illicit (non stormwater) discharges? Yes No NA NE M❑❑❑ Yes No NA NE 0000 ❑ ❑ ! ❑ Yes No NA NE Page 3 Permit NCG050237 Owner Facility Rocktenn Cp LLC Inspection Date 11/20/2013 Inspection Type Compliance Evaluation Reason for Visit Routine Comment Facility has four outfalls, all were in compliance With minor modifications, site could easily qualify for No Exposure Certification Page 4 RE(--' NCr • DFc o a 2012 NCDENR W+nstnrt�afetrr i2e corral c" North Carolina Department of Environment and Natural Resources Division of Water Quality Beverly Eaves Perdue Charles Waklld, P E Dee Freeman Governor Director Secretary DULCrnbei 4 2012 I ont Pedine Rock I a,nn CP LLC 8080 North Pointe Blvd Winston-Salem NC 27106 RECEI JED DIVISION OF WATER QUALITY DEC 0 5 2012 14fiQORL-.Cv �L:: RECIORIAI_ MICE Subject NPDES General Permit NCC0-,)0000 Certificate of Coverage. NCGO50237 ROLkTtnn CP LI,C I-ormerly Stnw fit -Stone Containet Carp Forsyth County Dear Mr Pedll1L Division personnel received your request to revise your stormvater permit Certificate of Coverage to accurately reflect your new company and facility name Please find enclosed the revised Certificate of Coverage 7 he terms and conditions contained to the General Permit remain unchanged and ut full effect I Ills revised Certificate of Coverage, is Issued under the requiremwlts of North Carolina General Statutes 143-215 1 and the Memorandum of Agreement between North Carolina and the U S Environmental Protection Agency If you have any questions please contact the Stornwater Permitting Unit at 919-807-6300 Sincerely, ORIGM SIGNED W KEN PICKLE for Charles Wakild, P E cc Mootesvillr. Regional Office Central Files Stormwater Permitting Unit Wetlands and Stormwater Branch 1617 Mail Service Center Raleigh North Carolina 27699 1617 Location 512 N Salisbury 5t Ralegh North Carolina 27604 Phone 91 U07.63001 FAX 919-807-6494 % Customer Service 1 877.623 6748 Internet www ncwaterqua4y org An Equal Opportunity 1 Affirmative Action Employer NorthCarohna Naturally S rATE OF NORTH CAROLINA DLPARTMEN I OF ENVIRONMEN I AND NATURAL RESOURCES DIVISION OF WATER QUAL1 I Y GENERAL PERMIT NO NCGO50000 CERTIFICATE OF COVERAGE No NCGO50237 STORMWA I ER DISCHARGES NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM In compliance with the provision of North Carolina General Statute 143-215 1, other lawlul standards and regulations promulgated and adopted by the North Carolina Environmental Management Commission, and the Federal Water Pollution Control Act as amended, Rock I urn Cp, LLC is hereby authorized to discharge stormwater from a facility located at Rock] c,nn Cp L,LC 8080 North Pointe Blvd Winston-Salem Forsyth County to receiving waters designated as the Wmslon-SaIL111 MSSS to Manaicas Creel., a class C, wateibody in the Yadkin-1'ee DLL River Basin in accordance with the effluent limitations, monitoring requirements, and other conditions set forth in Parts 1, II, III, IV, V and VI of General Permit No NCGO50000 as attached Phis certificate of coverage shall become effective Decunhc.r 4, 2012 this Certificate of Coverage shall remain in effect for the duration of the General Permit Signed this day December 4, 2012 ORIGINAL SIGNEC? M KEN PICKLE for Charles Wakild, P E , Director Division of Water Quality By Authority of the Environmental Management Commission A HCDEHR North Carolina Department of Environment and Natural Resources Beverly Eaves Perdue Governor I om Pedine ]cock Fenn CP Lt-C 8080 North Pointe Blvd Winston-Salem NC 27106 fear Mr- Pedlne Division of Water Quality Charles Wakild, P E Director December 4 2012 Dee Freeman Secretary Subject NPDES General Permit NCG050000 Certificate of Coverage NCGO50237 ROLkTenn CP LLC I-orincrly Smui tit -Stone. Container Corp rorsvth County Division personnel received your request to revise your stornnvater permit Certificate, of Coverage to accurately reflect your new company and facility name Please find enclosed the revised Certificate of Coverage I he terms and conditions contained in the General Permit remain unchanged and in full effect This revised Certificate of Coverage, is issued under the requirements of North Carolina General Statutes 143-215 1 and the Memorandum of Agreement between North Carolina and the U S Environmental Piotection Agency If you have any questions, please contact the Stormwater Permitting Unit at 919-807-6300 Sincerely, ORIGINAL SIGNED 13) KEN PICKLE for Charles Wakild, P C CL Mooie�ville Regional Office Central flies Stormwater Permitting Unit Nlellands and Stormwater Branch 1617 Mail Service Center Ralegg North Carolina 27699 1617 Location 512 N Salisbury St Raleigh North Carolina 27604- Phone 9IM07 63001 FAX 91M07 6494 l Customer Service 1 877-623-6748 Internet www ncwarerquality org One NorthCarollna ;Vatilrallry An Equal Opportunity 1 P.ffirmatwe Action Employer STATE OF NORTH CAROLINA DEPARTMEN 1017 ENVIRONMENT AND NAI URAL RESOURCES DIVISION 01- WATER QUALITY GENERAL PERMIT NO NCG050000 CERTIFICATE OF COVERAGE No NCC050237 S I ORMWAI ER DISCHARGES NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM In compliance with the provision of North Carolina General Statute 143-215 1, other lawful standards and regulations promulgated and adopted by the North Carolina Environmental Management Commission, and the federal Water Pollution Control Act, as amended, Rock I cnn Cp LLC is hereby authorised to discharge storm -water from a facility located at RockTenn Cp LLC 8080 North Pointe Blvd Wintiton-Salem I'orsyth County to receiving waters designated as the Winston-Salem MSSS to Manaicas Cretk, a class C, wattrbody in the Yadkin -Pee Die, River Basin in accordance with the effluent limitations, monitoring; requutments, and other conditions set forth in Parts 1, 11, III, 1V, V and VI of General Permit No NCG050000 as attached I his certificate of coverage shall become effective December 4, 2012 I his Certificate of Coverage shall remain in effect for the duration of the General Permit Signed this day Decenibei 4 2012 for ORIGINAL SIGNED W KEN PICKLE Charles Wakild, P E , Director Division of Water Quality By Authority of the Environmental Management Commission `o�oF W A rFRQG Beverly Eaves Perdue Governor �q F Die Freeman, Secretary North Carolina Department of Environment and Natural Resources a Coleen It Sullins Director Dnision of Water Quality SURFACE WATER PROTECTION SECTION PERMIT NAME/OWNERSHIP CHANGE FORM I Please enter the permit number for which the change is requested NPDES Permit (or) Certificate of Coverage N I C I S 10 1 1 1 1 1 1 1 N I C I G 10 15 10 2 3 7 II Permit status prior to requested change a Permit issued to (company name) SMURFIT-STONE CONTAINER CORPORATION b Person legally responsible for permit TOM PEDINE First M I Last 12 BUSINESS UNIT GENERAL MANAGER v Title 8080 NORTH POINTE BLVD JUL 1 5 2011 Permit Holder Mailing Address WINSTON-SALEM NC 27106 )ENR - W—A-M MUMS Branch City State Zip 336-759-7821 ( ) Phone Fax c Facility name (discharge) SMI AF17 -STONE CONTAINER CORP d Facility address 8080 NORTH POINTE BLVD Address WINSTON-SALEM NC 27106 City State Zip e Facility contact person Charles Little 336-759-7821 First / MI / Last Phone III Please provide the following for the requested change (revised permit) a Request for change is a result of X Change in ownership of the facility X Name change of the facility or owner If other please explain b Permit issued to (company name) RockTenn CP, LLC c Person legally responsible for permit Tom Pedine First MI Last BUSINESS UNIT GENERAL MANAGER Title 8080 NORTH POINTE BLVD Permit Holder Mailing Addiess WINSTON-SALEM NC 27106 City State Zip 336-759-7821 clitt1e2@SMURFIT COM Phone E-mail Address d Facility name (discharge) RockTenn CP, LLC e Facility address 8080 NORTH POINTE BLVD Address WINSTON-SALEM NC 27106 City State Zip f Facility contact person CHARLES LITTLE First M1 Last 336-759-7821 chttle2oaSMURFIT COM Phone E mail Address Revised 812008 PERMIT NAME/OWNERSHIP CHANGE FORM Page 2of2 IV Permit contact information (if different from the person legally responsible for the permit) Permit contact CHARLES LITTLE First MI Last ENVIRONMENTAL COORDINATOR Title 8080 NORTH POINTE BLVD Mailing Address WINSTON-SALEM NC 27106 City State Zip 336-759-7821 chttle2QaSMURFIT COM Phone e E-mail Address V Will the permitted facility continue to conduct the same industrial activities conducted prior to this ownership or name change" X Yes ❑ No (please explain) VI Required Items THIS APPLICATION WILL BE RETURNED UNPROCESSED IF ITEMS ARE INCOMPLETE OR MISSING X This completed application is required for both name change and/or ownership change requests X Legal documentation of the transfer of ownership (such as relevant pages of a contract deed, or a bill of sale) is required for an ownership change request Articles of incorporation are not sufficient for an ownership change SEC FORT,-, ZC� f4c^�e—c(. The certifications below must be completed and signed by both the permit holder prior to the change, and the new applicant in the case of an ownership change request For a name change request, the signed Applicant's Certification is sufficient PERMITTEE CERTIFICATION (Permit holder prior to ownership change) I, 1A) i t✓ , attest that this application for a name/ownership change has been reviewed and is accurate and complete to the best of my knowledge 1 understand that if all required parts of this application are not completed and that if all required supporting information is not included, this application package will be returned as incomplete qAAA6� Ca Z 2——1 ature Date APPLICANT CERTIFICATION I, IZicky+ b Mc.:TY1+-j_S4n . , attest that this application for a name/ownership change has been reviewed and is accurate and complete to the best of my knowledge I understand that if all required parts of this application are not completed and that if all required supporting information is not included, this application package will be returned as incomplete 16isXM1Z>(_ (9 —?,0 11 Signature Date PLEASE SEND THE COMPLETE APPLICA PION PACKAGE TO Division of Water Quality Surface Water Protection Section 1617 Mail Service Center Raleigh, North Carolina 27699-1617 Revised 7/2008 Rc&Tenn Company - SEC Filings Page 1 of 10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D C 20i49 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 27, 2011 Rock -Tenn Compan} (Exact name of registrant as specified in its charter) Georgia 001-12613 62-0142590 (State or other jurisdiction (Commission (IRS Emplo%er of incorporation) File Number) Identification No ) 504 Thrasher Street 30071 Norcross, Georgia (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (770) 448-2193 (]Former name or former address, if changed since last report ) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the follo A ing prole isions ❑ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230 425) ❑ Soliciting material pursuant to Rule l4a-l2 under the Exchange Act (17 CFR 240 14a-12) 0—Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240 14d 2(b)) ❑ Pre-commencerrient communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240 13e-4(c)) i,"� 11 1, ^r%rnnrarp_,r of t/nhnemx zhtml?c=91009&p=irol-secText&TEXT=aHROcDovL2lyLm]u 6/17/201 l RockTenn Company - SEC Fi1mgs Page 2 of 10 INTRODUCTORY NOTE On May 27, 2011, Rock -Term Company ("RockTenn') completed its acquisition of Smurfit Stone Container Corporation (' Smurfit -Stone") through the merger (the' Merger ) of Smurfit -Stone with and into San? Acquisition, LLC ( Met ger Sub ), a wholly owned limited liability company subsidiary of RockTenn As a result of the Merger the separate corporate existence of Smurfit -Stone ceased and Merger Sub is continuing as the sunvwing entity of the Merger and a wholly owned subsidiary of RockTenn under the name "RockTenn CP, LLC ' Item 101 Entry into a Material Definite a Agreement Credit Agreement On May 27, 2011, RockTenn entered into a Credit Agreement dated as of May 27 2011, by and among RockTenn, as borrower, Rock -Tenn Company of CanadalCompagnie Rock -Tenn du Canada as Canadian Borrower ( Rock -Tenn Company of Canada ), certain subsidiaries of RockTenn from time to time party thereto, as guarantors the lenders parry thereto Wells Fargo Bank National Association, as administrative agent and collateral agent for the lenders, and Bank of America N A acting through its Canada Branch, as Canadian administrative agent for the lenders (the `Credit Agreement ) The Credit Agreement provides for (i) a $1 475 billion, 5-year resolving credit facility (it) a Tenn A $1 475 billion 5 year terin loan facility and (m) a Tenn B $750 million, 7-year tern loan facility The borrowings under the Credit Ab eement on the closing date of the Merger were used to finance the Merger in part to repay outstanding indebtedness of Smurfit -Stone, to refinance RockTenn s existing ciedit facilities, to pay for fees and expenses incurred in connection with the acquisition of Smurfit -Stone, and for other corporate purposes of RockTenn and its subsidiaries RockTenn may borrow amounts under the revoking credit facility to proside for working capital and general corporate requirements of RockTenn and its subsidiaries including acquisitions permitted pui suant to the Credit Agreement Up to $250 million under the revolving credit facility may be used for the issuance of letters of credit In addition up to $300 million of the revolving credit facility may be used to fund borrowings in Canadian dollars Rock -Tenn Company of Canada, a wholly owned subsidiary of RockTenn, is also a borroik er in tespect of the revolving credit facility Interest and Commitment Fees At the option of RockTenn, borrowings under the Credit Agreement bear interest at either a base rate or at the Condon Interbank Offered Rate ( `LIBOR'), plus, in each case, an applicable margin In addition, advances in Canadian dollars may be made by way of purchases of bankers acceptances The applicable margins for borrowings outstanding under the revolving credit facility and Tenn A term loan facility range from 1 50% to 2 25% for LIBOR -based borrowings and bankers' acceptance advances, and from 0 50% to 1 25% for base rate based borrow ings depending on RockTenn s leverage ratio then in effect Borrowings under the Tenn B term loan facility have applicable margins of 2 75010 for LIBOR -based loans (with LIBOR to be no lower than 0 75oro) and 1 75% for base rate -based loans RockTenn is required to pay fees in respect of outstanding letters of credit at a rate equal to the applicable margin for LIBOR -based borrowings In addition, RockTenn is required to pay a commitment fee on the unused portion of the revolving credit facility at a rate ranging from 0 25% to 0 35% per annum depending on RockTenn S letierage ratio then in effect -- --Under the Credit Agieerneirt`RockTenn s leverage ratio is determined as described belo%k _ Guarantors All obligations under the Credit Agreement are fully and unconditionally guaranteed by RockTenn c existing and future A holly - owned U S subsidiaries including Smurfit -Stone s existing and future wholly -owned U S subsidiaries other than certain present and future unrestricted subsidiaries and certain outer hinited exceptions In addition, the obligations of Rock Tenn Company of Canada and certain other Canadian subsidiaries are guaranteed by RockTenn and all such ,kholly owned U S subsidiaries, as well as by vFholly owned. Canadian subsidiares of RockTenn, other than certain present and future unrestricted subsidiaries and certain other limited exceptions " ' - -�-- ��+� 1_ 111-+/nl1nPn1x 7htinl'?c-91009&p=irol-secText&TEXT=aHROcDovL2lyLmlu 6/17/2011 RockTenn Company - SEC Flings Page 3 of 10 Covenants and Events of Default The Credit Agreement contains certain prepayment requirements and customary affirmative and negaw. a covenants The negative cotenants include covenants that, subject to certain exceptions, contain limitations on liens and further negative pledges limitations on sale -leaseback transactions limitations on (t) debt and (n) prepayments redemptions or repurchases of certain debt and equity limitations on mergers and asset sales limitations on sales transfers and other dispositions of assets hinitations on loans and certain other investments limitations on restrictions affecting subsidiaries limitations on transactions v+ith affiliates inmtations on changes in (i) the nature of business (n) accounting policies or (iii) fiscal penod,5, limitations on speculative hedge transactions, and iestrictions on modification or k aiver of material documents in a manner materially adverse to the lenders In addition, the Tenn A term loan and the ievolving ciedit facility include financial cov enants requiring that RockTenn maintain a maximum total leverage ratio and minimum intetest co,, erage ratio The terms of the acquisition debt financing require it to maintain a leverage ratio (the ratio of RockTenn s total funded debt less certain amounts of its unrestricted cash to Credit Agreement EBITDA for the preceding four fiscal quarters) not greater than 3 75 to 1 00 for fiscal quarters ending from June 30, 2011 through June 30, 2012, and not greater than 3 50 to 100 for fiscal quarters ending thereafter In addition RockTenn must matntain an -` -interest coverage ratio (tlrte ratio of Credit Agreement-E$1 fDA-for the -preceding -four -fiscal quarters tsz>t cs ash interest expense for _ such period) not less than 3 50 to 1 00 for any fiscal quarters ending on or after September 30 2011 `Credit Agreement EBITDA" is calculated in accordance kith the definition contained in our Credit Agreement Credit Agreement E$ITDA is generally defined as consolidated net income of RockTenn for any fiscal period plus the following to the extent deducted in determining such consolidated net income (i) consolidated interest expense (n) consolidated tax expenses (in) depreciation and amortization expenses (iv) financing expenses and ATite-offs, remaining portions of original issue discount on prepayment of indebtedness, prepayment piemiums and commitment fees (v) inventory expenses associated kith the A Ate up of Smurfit -Stone inventory acquired in the merger and other permitted acquisitions, (v i) all other non -cash charges (vu) all legal, accounting and professional advisory expenses incurred in respect of the Merger and other permitted acquisitions and related financing tiansactions, (vii) certain expenses and costs incurred in connection with the Merger and synergies associated with the Merger restructuring charges and certain other chaiges and expenses subject to certain limitations specified in the Credit Agreement and (v iti) certain other charges and expenses unrelated to the Merger subject to certain specified limitations in the Credit AD cement The credit facilities also contain certain customary events of default including relating to non-payment breach of representations warranties or covenants, default on other material debt bankruptcy and insolvency ev ents my alidity or impairment of loan documentation, collateral or subordination provisions change of control and customary ER1SA defaults The term £RISA 'means the Employee Retirement income Security Act of 1974 as amended and the rules and regulations thereunder The foregoing description of the Credit Agreement is not intended to be complete and is qualified in its entnety by reference to the frill text of the Credit Agreement a copy of khich is filed as Exhibit 10 1 hereto and incorporated lieiein by reference -71,tml'?r=C)1009&D=irol-secText&TEXT-aHROeDovL21yLmlu 6/17/2011 RockTenn Company - SEC Filings page 4 of 10 Recenables Faciliq In connection with the Merger Rock -Tenn Financial Inc, a wholly —owned substdiary of RockTenn has increased its recen ables secuntization financing facility (the Receivables I`acihq') to a total amount of up to S625 mullion The Receivables Facility has been amended to include the trade receivables of additional RockTenn subsidiaries including Rock Tenn CP LLC (formerly Smurfit -Stone) In addition the maturity date of the Receivables Facility has been extended until the third anniversary of the Merger closing Proceeds borrowed tinder the Receivables Facility by Rock Tenn Financial Inc have been used to purchase receivables from certain RockTenn subsidiaries, including Rock Tenn CP LLC (the Originators') Because the financing costs tender the Receivables Facility are less than time financing costs under the revolving credit facility proceeds recen ed from the sale of the receivables by the Originators have been used to fund a portion of the Merger repayment of certain existing indebtedness, and related costs and expenses The Receivables Facility also contains certain customary amortization events, including events relating to non-payment breach of representations a arranties or covenants default on other material debt, bankruptcy and msohv ency ev ents performance criteria of the receivables, invalidity or impairment of facility documentation, change of control and customary ERISA defaults The foregoing description of the Receivables Facility is not intended to be complete and is qualified in its entirety by reference to the full teat of the Fourth Amended and Restated Credit and Security Agreement, a copy of which is filed as Exhibit 10 2 hereto and incorporated herein by reference - Fourth Supplemental Indenture Under the terms of the Indenture dated as of March 5 2008 (as amended and supplemented the `Indenture") between RockTenn, the guarantors party thereto and HSBC Bank USA National Association as Trustee (the Trustee"), and in connection with the Merger and the Credit Agreement certain subsidiaries of RockTenn and Smurfit -Stone were required to become guarantors under the Indenture Accordingly on May 27 2011, RockTenn CP LLC stock -Tenn XLS LLC Stone Global, Inc (collectively the `New Guarantors'), RockTenn and the Trustee executed a supplemental indenture pursuant to which the New Guarantors agreed to be bound by all of the provisions of the Indenture applicable to a guarantor and to perform all of the obligations and agreements of a guarantor under the Indenture Item 102 Termination of a Material Definitive Agreement On May 27, 2011 at the effective time of the Merger, in connection a ith RockTenn s entry into the Credit Agreement described under Item 1 01 of thie Current Report on Form 8-K RockTenn ternminated its existing credit as eemeriL dated as of March 5, 2008, among Rock Tenn Company as Borrower Rock -Tenn Company of Canada, as the Canadian Borrowei, certain subsidiaries of time Borrov+er from time to time party thereto as Guarantors, the lendet s party thereto, Wells Fargo Bank rational Association (formerly Wactiovia Bank National Association), as Administrative Agent and Collateral Agent, and Bank of 4menca N A acting through its Canada Branch as Canadian Agent as amended (the `Terminated Credit Facility ) following the payment in full of all outstanding indebtedness corder the Terninated Credit Facility There were no material early termination penalties incurred as a result of the termination of the Terininated Credit Facility On May 27 2011, at the effective time of the Merger, in connection with RockTenn s entry into time re rr d eernen escribed — under Item 1 01 of the Current Report on Form 8 K. Smurfit -Stone terminated its existing credit agreernent. dated as of February 22, 2010 among Smurfit -Stone Container Corporation and Smurfit -Stone Container Enterprises, Inc as Borrowers J P Morgan Chase Bank N A , as administrative agent and other lenders party thereto (time `Terminated Smurfit -Stone Credit Faciliq ') and its ABL Credit Agreement dated as of April 15, 2010 among Smurfit Stone Container Corporanon, Smurfit -Stone Container Enterprises, Inc and certain of its subsidiaries as Borrowers, Deutache Bank AG New York Branch, as Administratn a Agent and Security Agent and other lenders patty thereto (tame Terminated 43L Credit Facility 'and together with the Terminated Smurfit - Stone Credit Agi cerement, the Terminated Smurfit -Stone Credit Facilit) '), following the payment in full of all outstanding indebtedness under the Terminated Smurfit Stone Credit Facilities There were no material early termination penalties incurred as a result of the tenmmination of the Terminated Smurfit -Stone Credit Facilities 'LF »-11- ^-nratP_tr net/nhnentx 7-htrril?c=91009&p==iro1-secText&TEXT=aHROcDovL2lyLmlu 6/17/2011 RockTenn Company - SEC Filings Page 5 of 10 Item 2 01 Completion of Acquisition or Disposition of Assets On May 27, 2011, pursuant to the previously announced Agreement and Plan of Merger (the "Merger Agreement) dated as of January 23, 2011, by and among RockTenn Smurfit -Stone and Merger Sub the merger of Smurfit -Stone with and into Merger Sub was consummated kith Merger Sub surviving the merger The Merger was consummated following the approval and adoption of the Merger Agreement by Smurfit -Stone stockholders and the approval by RockTenn shareholders of the issuance of shares of RockTenn Class A common stock, par value $0 01 per share, to Smurfit -Stone stockholders pursuant to the Merger Agreement In connection with the consummation of the Merger Merger Sub changed its name to RockTenn CP LLC Under the tennis of the Merger Agreement, each share of Smurfit -Stone common stock par value $0 001 issued and outstanding immediately prior to the effective time of the Merger (except for shares of Smurfit -Stone common stock owned by RockTenn Merger Sub or Smurfit Stone, to each case other than in a fiduciary capacity, and except for dissenting shares) was cancelled and converted into the right to receive (a) $17 00 in cash and (b) 0 30605 of a share of RockTcnn Class A common stock, par value $0 01 per share (collectively, the "Merger Consideration ) Smurfit -Stone stockholders will receive cash for any fractional shares of RockTenn Class A common stock (rounded to the nearest cent) which they might otherwise receive in the Merger In addition at the effective time of the Merger each outstanding option to purchase Smurfit -Stone common stock under Smurfit - Stone s equity -based compensation plans vas assumed by RockTenn and converted into an option to purchase a number of shares of RockTenn common stock (an Assumed Stock Option') equal to the product of (i) the number of shares of Smut -Stone common stock subject to the option and (n) the Equity Award Exchange Ratio (as defined below), rounded down to the nearest whole share The per shai a exercise price for RockTenn common stock issuable upon the exercise of such Assumed Stock Option is equal to (i) the per shat a exercise price of Smurfit -Stone common stock at which the option was exercisable immediately prior to the effectri e tinie of the Merger divided by (u) the Equity Award Exchange Ratio rounded up to the nearest %hole cent Except as set forth above each Assumed Stock Option is subject to the Same teens and conditions as were applicable to the corresponding option to pwcbase Smurfit -Stone common stock immediately prior to the effective time of the Merger, provided, that each outstanding option granted prior to the date of the Merger Agreement has automatically vested and become exercisable as of the effective time of the Merger as contemplated by Smut fit -Stone s stock plans and each outstanding option granted on or after the date of the Merger Agreement continues to vest in accordance A ith its normal vesting schedule The "Equity Award Exchange Ratio" is the sum of (x) 0 30605 and (y) the quotient of S 17 50 divided by the average rounded to the nearest one ten thousandth, of the closing sale prices of RockTenn Class A common stock on the New York Stock Exchange (the "NYSE') as reported by The Wall Street Journal for the fii e full NYSE trading days immediately preceding, but not including, the date on which the Merger became effective The restrictions on each Smurfit -Stone restricted stock unit au and with respect to shares of Smurfit -Stone common stock that w ere outstanding at the effective time of the Merger and that wet a granted prior to the date of the Merger Agreement lapsed at the effective time of the Merger and each such restricted stock unit award has been converted into the right to receive with respect to each share of Smurfit -Stone common stock underlying such restricted stock unit av, and the Merger Consideration on the same terms as other shares of Smurfit -Stone common stock subject to certain specified tax withholdings In addition at the of ecme time of the Merger, certain Smurfit -Stone i estneted stock unit aw ards that vvere outstanding immediately prior to the effective time of the Merger and that tiN ere granted on or after the date of the Merger Agreemeut were cony cried into a restricted stock unit award, on the _ � -ame terns and conditions applicable to such Smurfit Stone restricted stock unit au and inntnediately prior to the effective time of the Merger (including applicable vesting requirements), with i espect to a number of shares of that is equal to - the number of shares of Smurfit -Stone common stock subject to the award prior to the effective time of the Merger multiplied by the Equity Award Exchange Ratio rounded to the nearest whole share With respect to shares of Smurfit -Stone common stock that ha-, a been reser-,ed in accordance with Smurfit Stone s loins Plan of Reorganization for Smurfit -Stone Container Corporation and. its Debtor Subsidiaries and Plau of Compromise and Arrangement for Smurfit -Stone Container Canada Inc and Affiliated Canadian Debtors as t,+,,, /irhY rnrnnrate-ir net/nhoen2x zhtml?c=91009&p=irol-secText&TEXT=aHROeDovL2lyLmlu 6/17/20I 1 RockTenn Company - SEC Filings Page 6 of 10 amended (the `Plan of Reorganization }, and the related confirmation order RockTenn deposited the cash portion of the Nicreer Consideration A ith the disbursing a;ent named in the Plan of Reorganization and has reserved a sufficient number of shares of common stock to delis er the common stocl, component of the Merger Consideration in accordance with the conversion of such Smurfit -Stone common stock resen ed under the Plan of Reorganization The foregoing description of the Merger and the Merger Agreement is qualified in its entirety by reference to the Merger Agreement, %N hich is attached as Exhibit 2 1 on RockTenn's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 24, 2011 and incorporated herein by reference Item 2 03 Creation of a Direct Financial Obligation or an Obligation under an Off -Balance Sheet Arrangement of a Registrant The information included pui suant to Item 1 01 is incorporated by reference into this Item 2 03 Item 5 02 Departure of Directors or Certain Officers, Election of Directors, Appointment of Certain Officers, Compensatory Arrangements of Certain Officers In connection with the Merger described in Item 2 01 of this Current Report on Form 8-K and pursuant to the terms of the Merger Agreement, the Board of Directors of Rock -Tenn (the ` RockTenn Board ) increased the RockTenn Board from ten to thirteen members, effective as of the effective time of the Merger The RockTenn Board also appointed three former directors of Smurfit Stone Timothy 3 Bernlohr, Terrell K Crevv, s and Ralph F Hake as members of the RockTcnn Board The class of directors in which'M4essrs Bemolohr, Hake and Crews have been appointed. have terms expiring in 2012, 20) 3 and 2014, respectively Any duector appointed by the board to fill a v acancy must stand for re-election at the next annual meeting of shareholders after his or her appointment to the board even if that class of directors is not subject to election in that year Accordingly, the three Smurfit -Stone designees v gill stand for re-election at the next am7ual meeting of the RockTenn shareholders The appointed directors w ill be compensated for their services on the RockTenn Board in the same manner as the other RocUenu board inembers item 5 07 Submission of Matters to a Vote of Security Holders On May 27 2011, RockTenn Company held a special meeting of shareholders in order to vote upon the following matters (i) a proposal to approve the issuance of shares of RockTenn Class A common stock to Smurfit Stone stockholders pursuant to the Merger Agreement, and (u) to approve the adjournment of the special meeting for any purpose, including to solicit additional proxies if there are insufficient votes that the time of the special meeting to approve the proposal described abo%e RockTenn shareholders approved both matters The following is a summary of the voting results for each matter presented to the shareholders Issuance of RockTenn Common Stock FOR AGAINST ABSTAIN BROKER NON -VOTES 33 6--)3 021 39 621 6 786 0 Adjoumment of the Special Meeting FOR AGAINST ABSTAIN 13ROKF-R NON VOTES 31 382 312 2310,057 7 059 0 h" //nhx corporate-ir net/phoerux zhtml?c=91009&p=irol-secText&TEXT=aHROoDovL2]yLmlu 6/17/2011 R&Uenn Company - SEC Ftlmgs Page 7 of 10 item S O1 Other Eeents On May 27, 2011, RockTenn and Smurfit -Stone issued a Joint press release announcing (i) that RockTenn shareholders had approved the issuance of shares of RockTenn common stock pursuant to the Merger Agreement (n) Smurfit Stone stockholders had approved and adopted the Merger Agreement and (in) the completion of the Merger A copy of the press release is attached hereto as Exhibit 99 1 and is incorporated herein by reference Item 9 OI Financial Statements and Exhibits (a) Financial Statements of Business Acquired (I) The audited consolidated balance sheets of Smurfit -Stone as of December 31, 2010 and December 31 2009, and the audited consolidated statements of operations and consolidated statements of cash flows of Smurfit -Stone for the six months ended December 31 2010 and June 30, 2010 and the years ended December 31 2009 and 2008, and the notes related thereto, are filed as Exhibit 99 2 and incorporated herein by reference (2) The unaudited consolidated balance sheets of Smurfit -Stone as of March 31 2011 and December 31, 2010 and the unaudited statements of operations and condensed consolidated statements of cash flows for the three months ended March 31 2011 and March 31, 2010, and the notes ielated thereto, are filed as Exhibit 99 3, and incorporated herein by reference (b) Pro Forma Financial Information The unaudited pro forma condensed combined balance sheet as of December 31, 2010 the unaudited pro forma condensed combined statements of income forthe three months ended December 31 2010 and the unaudited pi o forma condensed combined statements of income for the fiscal year ended September 30, 2010 of RockTenn and Smurfit -Stone, and the notes related thereto are filed as Exhibit 99 4 and incorporated herein by reference (d) Exhibits 2 1 Agreement and Plan of Merger, dated as of January 23, 2011, by and among Rock -Tenn Company Sam Acquisition, LLC and Smurfit -Stone Container Corporation (incorporated by reference to Exhibit 2 1 of RockTenn s Current Report on Form S-K filed on January 24, 2011) 10 1 Credit Agreement dated May 27, 2011, by and among RockTenn Company, as borrower, Rock -Tenn Company of Canada/Compagnie Rock -Tenn du Canada as Canadian borrower, certain subsidiaries of RockTenn front time to time party thereto as guarantors the lenders party thereto Wells Fargo Bank, National Association, as administrative agent and collateral agent for the lenders, and Bank of Ainenca, N A, acting through its Canada Branch, as Canadian adininistrati^t e agent for the lenders 0-2 —__ Fourih-Amended and Restated Credit and 5ec_unty Agreement, dated as of May 27 2011 among Rock -Tenn Financial, Inc as Borrower, Rock Tenn Converting Company as Serricer the Lenders and Co -Agents froni tim" ego tWepa- hereto, and Cooperatie�e Centrale Raiffeisen-Boerenleenbaiik B A Rabobank Ncdeiland' Ncv', York Branch, as Administrative Agent and as Funding Agent 23 1 Consent of Ernst & Young LLP, independent registered public accounting firm of Smurfit Stone Containei Corporation 99 1 Joint Press Release of RockTenn and Smurfit -Stone dated May 27 2011 992 Audited consolidated balance sheets of Smurfit -Stone as of December 31 2010 and December 31 2009, and the audited consolidated statements of operations and consolidated statements of cash floes of Smurfit -Stone for the six months ended December 3l 2010 and June 30 2010 and the yeas s ended December 31, 2009 and 2008, and the notes related thereto 993 Unaudited consolidated balance sheets of Smurfit -Stone as of March 31 2011 and December 31 2010 and the unaudited statements of operations and condensed consolidated statements of cash floxa s for the three months ended March 31 2011 and March 31 2010 and the notes related thereto 994 The unaudited pro fornia condensed combined balance sheet as of December 31 2010, the unaudited pro forma condensed combined statements of income for the three months ended December 11 2010 and the unaudited pro forma condensed k, 1/„hv r*rlm,rate-ir net/nhoenix zhtml?c=91009&p=irol-secText&TEXT=aHROcDovL2lyLmlu 6/17/2011 RockTenn Company - SEC Filings Page 8 of 10 combined statements of income for the fiscal year ended September 30 2010 of RockTenn and Smurfit -Stone and the notes related thereto t tfn //nhx coroorate-ir net/phoenix zhtml9c=91009&p=irol-secText&TEXT=aHROcDovL2lyLmlu 6/17/2011 RockTenn Company - SEC Filings Page 9 of 10 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934 the Registrant has duly caused this report to be sighed on its behalf by the undersigned hereunto duly authonzed Date May 27, 2011 ROCK-TENN COMPANY (Registrant) By /s/ Robert B McIntosh Robert B McIntosh Executive Vice -President, General Counsel and. Secretary http //phx corporate-ir net/phoenix zhtml?c=91009&p=irol-secText&TEXT=aHROcDovL2lyLmlu 6/17/2011 RockTenn Company - SEC Filings Page 10 of 10 Exhibit Index 2 1 Agreement and Plan of Merger dated as of lanuary 21, 2011, by and among Rock -Tenn Company Sam Acquisition LLC and Smurfit -Stone Container Corporation (incorporated by reference to Exhibit 2 1 of RockTenn's Current Report on Forth 8 K filed on January 24 2011) 101 Credit Agreement, dated May 27, 2011, by and among RockTenn Company, as borrower Rock -Tenn Company of Canada/Compagme Rock -Tenn du Canada as Canadian borrower, certain subsidiaries of RockTenn from time to time parry thereto, as guarantor s, the lenders party thereto, Wells Fargo Bank, National Association, as administrative agent and collateral agent for the lenders and Bank of America, N A acting through its Canada Branch as Canadian administrate e agent for the lenders 102 Fourth Amended and Restated Credit and Security Agreement dated as of May 27 2011 among Rock -Tenn Financial, Inc as Borrower, Rock -Tenn Converting Company, as Set � racer, the Lenders and Co -Agents fiom time to time party hereto, and Cooperatieve Centrale Rai ffeisen-Boerenleenbank B A ,"Rabobank Nederlana New York Branch as Adminnstratne Agent and as Funding Agent 23 1 Consent of Ernst & Young LLP, independent registered public accounin g firm of Rock -Tenn Compan) 99 1 Joint Press Release of RockTenu and Smurfit -Stone dated May 27, 2011 992 Audited consolidated balance sheet-, of Smurfit -Stone as of December 31, 2010 and December 31, 2009, and the audited consolidated statements of operations and consolidated statements of cash flows of Sinurfzt-Stone for the six months ended December 31, 2010 and June 30 2010, and the years ended December 31, 2009 and 2008, and the notes related thereto 993 Unaudited consolidated balance sheets of Sinurfit-Stone as of March 31, 2011 and December 31, 2010 and the unaudited statements of operations and condensed consolidated statements of cash flows for the three rnonths ended March 31 2011 and March 3l 2010 and the notes related thereto 994 The unaudited pro forma condensed combined balance sheet as of December 31, 2010 the unaudited pi o forma condensed combined statements of income for the three months ended December 31, 20I0 and the unaudited pro forma condensed combined statements of income for the fiscal year ended September 30, 2010 of RockTenn and Smurfit -Stone and the notes related thereto http //phx corporate-ir net/phoenix zhtnil?c=91009&p=irol-secText&TEXT=aHROcDovL2lyLmlu 6/17/2011 f RMAYWIF 'i-i A NC®ENR North Carolina Department of Environment and Division of Water Quality Beverly Eaves Perdue Coleen H Sullins Governor Director September 27, 2010 TOM PEDINE BUSINESS UNIT GENERAL MANAGER SMURF"IT-STONE CONTAINER CORPORATION 8080 NOR] H POINT BLVD WINSTON SALEM NC 27106 Dear Mr Pedme Natural Resources Dee Freeman Secretary Subject NPDES General Permit NCGO50000 Certificate of Coverage NCGO50237 Smurfit -Stone Container Corporation Formerly Smurfit -Stone Container Enterprises, Inc Forsyth County On August 18, 2010, Division personnel received your request to revise your stormwater permit Certificate of Coverage to accurately reflect your new company and facility name Please find enclosed the revised Certificate of Coverage The terms and conditions contained in the General Permit remain unchanged and in full effect This revised Certificate of Coverage is issued under the requirements of North Carolina General Statutes 143-215 1 and the Memorandum of Agreement between North Carolina and the U S Environmental Protection Agency If you have any questions, please contact the Stormwater Permitting Unit at 919-807-6300 cc DWQ Central Files Mooresville Regional Office Stormwater Permitting Unit Charles Little, Smurfit -Stone NC 27106 Sincerely, ORIGINAL SIGNED BY CKLE Coleen� �u� ins Container Corporation, 8080 North Point Blvd, Winston-Salem, Wetlands and Stormwater Branch 1617 Mad Service Center Raleigh North Carolina 27699 1617 Location 512 N Salisbury St Raleigh North Carolina 27604 Phone 91 U07 63001 FAX 919-807 6494 4 Customer Service 1.877.623 6748 Internet www ncwaterquality crg One NorthCal ohna Naturally An Equal Opportunely � Affumative Artion Employer STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENT AND NATURAL RESOURCES DIVISION OF WATER QUALITY GENERAL PERMIT NO NCG050000 CER'I IFICATE OF COVERAGE No NCG050237 STORMWATER DISCHARGES NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM In compliance with the provision of North Carolina General Statute 143-215 1, other lawful standards and regulations promulgated and adopted by the North Carolina Environmental Management Commission, and the Federal Water Pollution Control Act, as amended, Smurfit -Stone Container Corporation is hereby authorized to discharge stormwater from a facility located at Smurfit -Stone Container Corporation 8080 North Point Blvd Winston-Salem Forsyth County to receiving waters designated as the Winston-Salem MSSS to Manarcas Creek, a Class C stream, in the Yadkin — Pee Dee River Basin in accordance with the effluent limitations, monitoring requirements. and other conditions set forth in Parts 1, II, III, IV, V and VI of General Permit No NCG050000 as attached This certificate of coverage shall become effective September 27, 2010 This Certificate of Coverage shall remain in effect for the duration of the General Permit Signed this day September 27, 2010 ORIGINAL SIGNED BY KEN PICKLE for Coleen H Sullins, Director Division of Water Quality By Authority of the Environmental Management Commission C Permit NCGO50237 SOC County Forsyth Region Winston Salem Compliance Inspection Report Effective C5101103 Expiration 04/30/08 Owner Smurfit Stone Container Enterprises Inc Effective Expiration Facility Jefferson Smurfit Corp Forsyth 8080 N Point Blvd Contact Person Dave Galasso Directions to Facility Primary ORC Secondary ORC(s) On Site Representative(s) Related Permits Inspection Date 05/01/2007 Primary Inspector Rose Pruitt Secondary Inspector(s) Entry Time 09 00 AM Winston Salem NC 27106 Phone 336-759 8950 Certification Exit Time 10 0C AM Phone Phone 336 771 5000 Reason for Inspection Follow up Inspection Type Stormwater Permit Inspection Type Apparel/PrirtinglPaper/Leather/Rubber Stormwater Discharge COG Facility Status Q Compliant ❑ Not Compliant Question Areas ■ Storm Water (See attachment summary) Page 1 Permit NCG060237 Owner Facility Smurfit Stone Container Enterprises Inc Inspection date 05101I2007 Inspection Type Stormwater Reason for Visit Follow up Inspection Summary Followup SW inspection conducted by Andy Allen with City of Winston Salem Stormwater Division Page 2 (itvof WiwA i-Sak-m -- StormmfflUg RE otIVOfE N C Dent ai FNR DiNisiot' MAY 172007 ti WInSton Satem Regipnal of"ice Industrial Surface Water Reinspection Form Name of Facility Smurfit -Stone Container Corporation Date 5/1/2007 Time 9 00 A M '� C C� u! o 2 Comments & Observations 1) A feasibility study and the Stormwater Division's information has been completed and incorporated into Smurfit-Stone's SPPP 2) Facility insepctions are being documented and incorporated into SPPP 3) All reinspection compliance measures have been successfully completed Facility representative(s) that attended reinspection Mr Bill Huff Title(s) Environmental Compliance Coordinator Signature(s) of City Stormwater Inspector Title(s) Environmental Control Supervisor Michael F Easley Governor William G Ross Jr Secretary North Carolina Department of Environment and Natural Resources Alan W Klimek P E Director Division of Water Quality April 28, 2003 Production Manager Jefferson Smurfit Corp -Forsyth 8080 North Point Blvd Winston Salem, NC 27106 Subject NPDES Stormwater Permit Renewal Jefferson Smurfit Corp -Forsyth COC Number NCGO50237 Forsyth County Dear Permittee In response to your renewal application for continued coverage under general permit NCG050000, the Division of Water Quality (DWQ) is forwarding herewith the reissued stormwater general permit This permit is reissued pursuant to the requirements of North Carolina General Statute 143-215 1 and the Memorandum of Agreement between the state of North Carolina and the U S Environmental Protection Agency, dated December 6, 1983 The following information is included with your permit package • A new Certificate of Coverage • A copy of General Stormwater Permit NCGO50000 • A copy of the Analytical Monitoring Form (DMR) • A copy of the Qualitativel Monitoring Form • A copy of a Technical Bulletin for the general permit Your coverage under this general permit is not transferable except after notice to DWQ The Division may require modification or revocation and reissuance of the Certificate of Coverage This permit does not affect the legal requirements to obtain other permits which may be required by the Department of Environment and Natural Resources, or relieve the Permittee from responsibility for compliance with any other applicable federal state, or local law, rule, standard, ordinance, order, judgment or decree If you have any questions regarding this permit package please contact Aisha Lau of the Central Office Stormwater and General Permits Unit at (919) 733 5083, ext 578 Sincerely, Bradley Bennett, Supervisor Stormwater and General Permits Unit cc Central Files Stormwater & General Permits Unit Files Winston-Salem Regional Office N C Division of Water Quality 1617 Mail Service Center Raleigh NC 27699 1617 (919) 733 8053 NCDENR Customer Service 1 800 623 7748 STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENT AND NATURAL RESOURCES DIVISION OF WATER QUALITY GENERAL PERMIT NO NCG050000 CERTIFICATE OF COVERAGE No NCG050237 STORMWATER DISCHARGES NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM In compliance with the provision of North Carolina General Statute 143-2151, other lawful standards and regulations promulgated and adopted by the North Carolina Environmental Management Commission, and the Federal Water Pollution Control Act, as amended, Jefferson Smurfit Corporation is hereby authorized to discharge stormwater from a facility located at Jefferson Smurfit Corp -Forsyth 8080 North Point Blvd Winston Salem Forsyth County to receiving waters designated as the Winston-Salem MSSS to Manarcas Creek, a class C. stream, in the Yadkin - Pee Dee River Basin in accordance with the effluent limitations, monitoring requirements, and other conditions set forth in Parts I, II, III, IV, V, and VI of General Permit No NCG050000 as attached This certificate of coverage shall become effective May 1, 2003 This Certificate of Coverage shall remain in effect for the duration of the General Permit Signed this day April 28, 2003 p r for Alan W Klimek, P E , Director Division of Water Quality By Authority of the Environmental Management Commission State of North Carolina Department of Environment and Natural Resources Division of Water Quality James B Hunt, Jr, Governor Wayne McDevitt, Secretary A Preston Howard, Jr, P E , Director April 30, 1998 JERRY ALDERMAN JEFFERSON SMURFIT CORP-FORSYTH 8182 MARYLAND AVENUE ST LOUIS, MO 63105 hL19WA IT4 0 J.1- 0 IL D E N F1 Subject Reissued Stormwater General Permit for Certificate of Coverage No NCGO50237 Forsyth County Dear Permittee In response to your renewal application for continued coverage under the subject permit, the Division of Water Quality (DWQ) is forwarding herewith the reissued stormwater general permit This permit is reissued pursuant to the requtrements of North Carolina General Statute 143-215 1 and the Memorandum of Agreement between North Carolina and the US Environmental Protection agency dated December 6, 1983 The following information is included with your peanut package ■ A copy of the stormwater general permit ■ A Stormwater Pollution Prevention Plan Certification Form This form certifies that you have developed and implemented the Stormwater Pollution Prevention Plan (SPPP) required in your permit This form must be completed and returned to the Division within 30 days of receipt of this letter DO NOT send the SPPP with the signed form ■ Five copies of Analytical Monitoring forms ■ Five copies of Qualitative Monitoring forms ■ A copy of a Technical Bulletin on the stormwater program which outlines program components and addresses frequently asked questions ■ A corrected Certificate of Coverage if you indicated a name or address change on the Renewal Form returned to the Division Your certificate of coverage is not transferable except after notice to DWQ The Division of Water Quality may require modification or revocation and reissuance of the certificate of coverage This permit does not affect the legal requirements to obtain other permits which may be required by DWQ or permits required by the Division of Land Resources, Division of Air Quality, Coastal Area Management Act or any other Federal or Local governmental permits that may be required If you have any questions concerning this permit or other attached documents, please contact the Stormwater and General Permits Unit at telephone number (919) 733-5083 Sincerely, toA Preston Howard, Jr , P E P O Box 29535, Raleigh, North Carolina 27626-0535 Telephone 919-733-5083 FAX 919-733-0719 An Equal Opportunity Affirmative Action Employer 50% recycled/ 10% post -consumer paper 4 State of North Carolina Department of Environment, Health and Natural Resources Division of Environmental Management James B Hunt, Jr, Governor Jonathan B Howes, Secretary A Preston Howard, Jr, P E , Director April 28, 1995 Dave Galasso Jefferson Smurfit Corp 8182 Maryland Dr Clayton, NC 63105 &4 0 ML EDEHNR Subject General Permit No NCG050000 Jefferson Smurfit Corp COC NCG050237 Forsyth County Dear Dave Galasso In accordance with your application for discharge permit received on March 6, 1995, we are forwarding herewith the subject certificate of coverage to discharge under the subject state - NPDES general permit This permit is issued pursuant to the requirements of North Carolina General Statute 143-215 1 and the Memorandum of Agreement between North Carohna and the US Environmental Protection agency dated December 6, 1983 If any parts, measurement frequencies or sampling requirements contained in this permit are unacceptable to you, you have the right to request an individual permit by submitting an individual permit application Unless such demand is made, this certificate of coverage shall be final and binding Please take notice that this certificate of coverage is not transferable except after notice to the Division of Environmental Management The Division of Environmental Management may require modification or revocation and reissuance of the certificate of coverage This permit does not affect the legal requirements to obtain other permits which may be required by the Division of Environmental Management or permits required by the Division of Land Resources, Coastal Area Management Act or any other Federal or Local governmental permit that may be required If you have any question concerntrig this permit, please contact MR ANTONIO EVANS at telephone number 919E733-5083 Sincere l �r,tgtnal Signed By Ween H Sullins A Preston Howard, Jr P E cc Winston-Salem Regional Office P O Box 29535 Raleigh, North Carolina 27626 0535 Telephone 919 733 7015 FAX 919 733 2496 An Equal Opportunity Affirmative Action Employer 50% recycled! 10% post -consumer paper STATE OF NORTH CAROLINA DEPARTMENT OF ENVIRONMENT, HEALTH, AND NATURAL RESOURCES DIVISION OF ENVIRONMENTAL MANAGEMENT GENERAL PERMIT NO NCG050000 CERTIFICATE OF COVERAGE No NCG050237 STORMWATER DISCHARGES NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM In compliance with the provision of North Carolina General Statute 143-215 1, other lawful standards and regulations promulgated and adopted by the North Carolina Environmental Management Commission and the Federal Water Pollution Control Act, as amended, Jefferson Smurfit Corporation is hereby authorized to discharge stormwater from a facility located at Jefferson Smurfit Corporation 8080 North Point Blvd Winston-Salem NC Forsyth County to receiving waters designated as City of Winston-Salem, Forsyth County separate storm sewer to Monarcas Creek in the Yadkin -Pee Dee River Basin in accordance with the effluent limitations, monitoring requirements, and other conditions set forth in Parts I, II, III and IV of General Peanut No NCG050000 as attached This certificate of coverage shall become effective April 28, 1995 This Certificate of Coverage shall remain in effect for the duration of the General Permit Signed this day April 28 1995 Gr ,r3;sa1 S,r;e�3y �Ulli,t� A Preston Howard, Jr , P E , Director Division of Environmental Management By Authority of the Environmental Management Commission L " TF nato m/rj71 :a,,`}` 1 ethanla ���� ( r ✓� a°03 � %��y -� \\ \ ) gtr� If5rt '1� \'C' ` �f�For�-= 1r, � `of�.�'� ;Z - 10' fs ,[t„r`.'7 �1 I I/ r u 1 1 `L`r; j l r. = ` • r,. r I 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